A Higher Algebraic Approach to Liftings of Modules over Derived Quotients
Abstract.
We show a certain existence of a lifting of modules under the self--vanishing condition over the “derived quotient” by using the notion of higher algebra. This refines a work of Auslander–Ding–Solberg’s solution of the Auslander–Reiten conjecture for complete interesctions. Together with Auslander’s zero-divisor theorem, we show that the existence of such -vanishing module over derived quotients is equivalent to being local complete intersections.
Key words and phrases:
Liftings of modules, Auslander–Reiten conjecture, derived quotients, animated rings1. Introduction
The Auslander–Reiten conjecture was first proposed by Auslander and Reiten in 1975 [AR75]. This conjecture has posed a significant challenge in the representation theory of algebras and (commutative) ring theory.
Conjecture 1.1 (Auslander–Reiten conjecture).
Let be a Noetherian local ring. If a finitely generated -module satisfies for all , then is a projective -module.
We suffice to prove the conjecture for complete Noetherian local ring (see, for example, [Kum23, Remark 2.3]). To date, the (partial) solutions to this conjecture have been very diverse (see, for instance, [CH10, Appendix A.2] and the introduction of [KOT22, Kim23] for recent works). These solutions mainly focus on the singularity of .
In particular, Auslander, Ding, and Solberg [ADS93] proved the conjecture for any local complete intersection . Their strategy is taking a representation where is a Noetherian local ring and is a regular sequence on and providing the following “lifting property” of modules:
Theorem 1.2 ([ADS93, Proposition 1.7]111Also, Yoshino proved this theorem for bounded below complexes whose terms are finite free in [Yos97, Lemma 3.2].).
Let be a Noetehrian local ring and let be a regular sequence on . Set . If a finitely generated -module satisfies , then is liftable to , that is, there exists a finitely generated -module such that .
If is a regular local ring (this is possible by Cohen’s structure theorem if a given is a complete Noetherian local ring), then the above theorem implies that has finite projective dimension, and thus the Auslander–Reiten conjecture holds for the local complete intersection .
Previously, as this theorem, there are a lot of desirable phenomena if we take quotients by regular sequences. However, with the advancement of DG methods and higher algebra, it has become possible to deal with quotients by any sequences of elements (not necessarily regular) by using derived quotients; let be a Noetherian local ring and let be a (possibly non-regular) sequence of elements of . The derived quotient (Definition 3.1) is a “commutative algebra object” in and has information not only the usual quotient but also their torsions such as . In fact, as a complex of -modules, is the Koszul complex and thus is isomorphic to if and only if is a (Koszul-)regular sequence on . In this paper, we refine the work of Auslander–Ding–Solberg above (Theorem 1.2) by using the notion of higher algebra. This is our first main theorem:
Theorem 1.3 (Special case of Theorem 6.4).
Let be a Noetherian local ring and let be a sequence of elements of . Set and . If a finitely generated -module satisfies , then there exists a finitely generated -module such that .
There are two remarks of this theorem. First, such generalization of Theorem 1.2 has been studied by using the notion of DG algebras and DG modules (see Remark 1.5). Unlike that, we use the concepts of (stable) -categories, animated rings, and module spectra introduced by Lurie [HTT, HA, SAG] and Česnavičius–Scholze [ČS24].
Second, this theorem is not enough to show the Auslander–Reiten conjecture: in fact it tells us the following “full circle” result.
Theorem 1.4 (Corollary 7.2).
Let be a regular local ring and let be a sequence of elements of . As above, set and . Then the existence of a finitely generated -module satisfying is equivalent to that is a regular sequence on .
This theorem is deduced from our theorem (Theorem 1.3) and Auslander’s zero-divisor theorem ([Aus61, Ser75, PS73, Hoc74, Rob87], see Theorem 7.1). As a consequence, if we consider the existence of liftings of modules under such a -vanishing condition, it is not enough to merely discuss as in [ADS93]. See also Lemma 3.11 and Example 3.12 where we prove a relationship between the -group over derived quotients and the one over usual quotients, and give an example that does not vanish but does.
1.1. Relationship with DG methods
We end the introduction by recalling the previous work on a generalization of lifting properties of modules by using DG methods and a relationship of their results with our results.
Remark 1.5.
Let be a (commutative) Noetherian ring and let be a sequence of elements of . Assume that is -adically complete. Let be an (associative, unital, graded commutative, and positively graded) DG -algebra such that each term of is a finite free -module.222Any cohomologically finitely generated connective -module is quasi-isomorphic to a complex of finite free -modules. In particular, the underlying complex of any almost perfect animated -algebra is quasi-isomorphic to a complex of finite free -modules by Lemma 2.8 and Lemma 2.14. In [NS13, Corollary 3.5], they proved that if a DG -module that is homologically bounded below and homologically degreewise finite333In our sense, this means that is a -truncated almost perfect module for some . See Lemma 2.8. satisfies , then there exists a DG -module such that . Since then, there have been approaches to the lifting problem for polynomial extensions of a DG -algebra and free extensions of a divided power DG -algebra towards the naïve lifting conjecture which leads to the Auslander–Reiten conjecture (see [NY18, OY21, NOY22] and a more comprehensive discussion in [NOY25, Appendix A]).
Next, we explain how relate our results to the similar results in Remark 1.5.
Remark 1.6.
By [DAG, §2.6], we have functors of -categories
where is the -category of animated -algebras, is the -category of --algebras, and be the underlying -category of the ordinary category of commutative differential graded -algebras with a Quillen model structure with quasi-isomorphisms as weak equivalences. Note that any commutative differential graded -algebra is an object of . The composition sends an animated ring to its underlying (connective) -ring and this functor is conservative and commutes all small limits and colimits ([DAG, Proposition 2.6.1] and [SAG, Proposition 25.1.2.2]).
If contains , then is an equivalence of -categories and is fully faithful whose essential image is the connective --algebras by [HA, Proposition 7.1.4.11 and Proposition 7.1.4.20]. In particular, derived quotients in and Koszul complexes in define the same objects in by the universal property ([KR19, Lemma 2.3.5]).
Furthermore, we can compare the -categories of modules over those objects. First, for any animated ring , and are the same by the definition (see Definition 2.2). Second, is equivalent to the underlying -category of the model category of DG modules over the differential graded -algebra . This is because the model category of modules over the Eilenberg–Mac Lane spectrum of is (Quillen-)equivalent to the model category of DG modules over the differential graded -algebra (see [Shi07, Theorem 1.2 and Corollary 2.15]).
Remark 1.7.
Based on Remark 1.5 and Remark 1.6 above, if contains , there is no difference (in the -categorical setting) between the -categories and , and their module categories and . Since our results (Theorem 1.3 and Theorem 6.4) only treat discrete modules over , they are a special case of the previous results [NS13, Corollary 3.5] explained above if contains .
However, we do not know whether our liftability results on the -category of module spectra are compatible with the results on the category of DG modules over the DG -algebra in general. Otherwise or not, the methods are different: their results in [NS13] are based on DG algebras and DG modules, in particular, very calculous and concrete although our proof is conceptualized by using higher algebra. Also, since our work depends on the discreteness of a given (for example in Lemma 3.6 and 5.1), it is not clear whether the result Theorem 6.4 can be generalized to -truncated almost perfect modules as in [NS13].
Acknowledgments
The author would like to thank Kaito Kimura, Yuya Otake, Kazuma Shimomoto, and Ryo Takahashi for helpful discussions about previous works on the Auslander–Reiten conjecture and related topics, Yutaro Mikami and Masaya Sato for their valuable conversations on the notion of higher algebra, and Saeed Nasseh for his comments on the previous research by using DG methods. This work was supported by JSPS KAKENHI Grant Number 24KJ1085.
2. Animated Rings and Their Modules
In this paper, we freely use the notion of higher algebra such as stable -categories and animated rings, see for example [HA, ČS24, BL22] (or a brief review in [IN24, Appendix A]). In this section, we fix some terminology and collect some lemmas about animated rings and their modules which are well-known for experts.
Notation 2.1.
Throughout this paper, we use the following notation. Let be a complete Noetherian local ring with the maximal ideal . Let be the -category of animated (commutative) -algebras. Let be a sequence of elements of .
2.1. Basic Notions
Definition 2.2.
Let be an animated ring (or more generally, a (connective) -ring). The -category of -modules is the -category of module spectra over the (underlying) -ring .444In this paper, we only mention modules over animated rings instead of ones over -rings. However, this makes no difference: by this definition of , the module category on an animated ring and its underlying -ring are the same. So every statements on modules over animated rings are also true for modules over an connective -ring. For a comparison of DG theory, please see Remark 1.6. If is discrete, is equivalent to the (-categorical enhancement of the) derived category of -modules. For any and in , we denote by the anima of -module maps and by the -module spectra of -module maps. This -category is stable and presentable (in particular, it has small colimits small limits by [HA, Corollary 7.1.1.5, Corollary 4.2.3.7, and Corollary 4.2.3.3]).
Definition 2.3.
Let be an animated ring and let be an -module. The -th homotopy group of a module over an animated ring is that of the underlying spectra of . Since we use the homological notation in this paper, corresponds to the -th cohomology group : in fact, defines a (canonical) -structure on (see [HA, Proposition 7.1.1.13]). An -module is connective (or animated) if for any . A discrete -module is an object of such that for any . Note that -modules in this paper is always an object of not of the abelian category of discrete -modules.
We recall the -group in the -category of -modules.
Definition 2.4 ([HA, Notation 7.1.1.11 and Remark 7.1.1.12]).
Let be an animated ring. For -modules and , we denote by the discrete -module or for . If is a discrete ring and and are complexes of -modules, is isomorphic to the derived functor of the internal hom and then the -module is isomorphic to the usual Yoneda -group, that is, .
Definition 2.5 ([HA, Definition 7.2.4.30] and [KST18, Definition 2.4]).
Let be an animated ring. We say that is coherent if is a coherent ring and each homotopy group is a finitely presented -module. We say that is Noetherian if is Noehterian and is coherent.
Definition 2.6 ([HA, Definition 7.2.4.1 and Proposition 7.2.4.2]).
Let be an animated ring. The -category is the smallest stable subcategory of that contains and is closed under retracts. We say that an -module is perfect if it belongs to . This is equivalent to that is compact in .
Definition 2.7 ([HA, Definition 7.2.4.10] and [SAG, Definition 2.7.0.1]).
Let be an animated ring and let be an -module.
-
(a)
is perfect to order if, for every filtered diagram in , the map of -modules
is bijective for all and injective for .
- (b)
Especially, if is connective, then is perfect to order if and only if is a finitely generated -module ([SAG, Proposition 2.7.2.1(1)]). By tensor-forgetful adjunction, the property of being perfect to order is stable under the (derived) base change.
Lemma 2.8 ([SAG, Corollary 2.7.2.3]).
Let be a Noetherian animated ring and let be an -module. Then is perfect to order if and only if the following conditions hold:
-
(a)
is bounded below, that is, for any sufficiently small , .
-
(b)
For any , is a finitely generated -module.
Definition 2.9 ([HA, Definition 7.2.4.21]).
Let be an animated ring and let be an ideal. For , an -module has -complete Tor-amplitude in if is contained in for any -torsion (or equivalently, -torsion) discrete -module . We say that has Tor-amplitude if is -complete Tor-amplitude in , that is, for every discrete -module , is -truncated
2.2. Behavior under base change
The properties in the previous subsection are stable under base change under some conditions (Lemma 2.12 and Lemma 2.13). To show this, we need the following lemma.
Lemma 2.10.
Let be a discrete ring with a weakly proregular ideal and let be a derived -complete -module which is contained in . For any almost perfect -module , the -module is derived -complete.
Proof.
By [Yek25, Theorem 0.3 and Theorem 4.7] (or [PSY14, PSY15]), there exists a complex of derived -complete (discrete) -modules which represents . Since is almost perfect, there exists a (homologically) bounded below complex of finite free -modules which represents ([Sta, 064Q]). Then the derived tensor product is represented by the totalization of the double complex . If we set for some integer , the -th term of the totalization is
(2.1) |
By , is quasi-isomorphic to . Since the category of derived -complete discrete -modules consists of an abelian category, the complex is a bounded complex of derived -complete -modules. This shows that the -th term (2.1) of is a finite direct sum of derived -complete -modules and thus is derived -complete. ∎
As in the flatness, we can show the following.
Lemma 2.11 (cf. [Bha21, Lemma 5.15]).
Let be an animated Noetherian ring with a finitely generated ideal and let be a derived -complete -module. Suppose that is derived -complete and has -complete Tor-amplitude in . Then has Tor-amplitude in .
Proof.
We have to show that is contained in for any discrete -module . So we can assume that is discrete.
Approximating by a discrete finitely generated -module, we may assume that is a discrete almost perfect -module by Lemma 2.8. Since is derived -complete and -complete Tor-amplitude in , is a bounded -module. Using Lemma 2.10, we have is derived -complete. Since pro-systems and are pro-isomorphic by the Artin–Rees lemma for Noetherian rings, we have
By the Milnor exact sequence (see, for example, [GW23, Lemma F.233]), we have the following short exact sequence of -modules for each :
Since is -complete Tor-amplitude in , is in for all . By this assumption, is in . The exact sequence induces an exact sequence . The Mittag–Leffler condition shows that vanishes and thus is in . ∎
The following lemma is one of the stability of some properties under base change.
Lemma 2.12 ([SAG, Proposition 2.7.3.2]).
Let be a surjective555A map of animated rings is surjective if its connected component is a surjective map of usual rings. map of animated rings with the nilpotent kernel of . Let be a connective -module and set a connective -module . Then we have the following.
-
(a)
is perfect to order over if and only if is perfect to order over .
-
(b)
is almost perfect over if and only if is almost perfect over .
-
(c)
has Tor-amplitude over if and only if has Tor-amplitude over .
-
(d)
is perfect over if and only if is perfect over .
-
(e)
For each , is -connective if and only if is -connective.
In Lemma 2.12 above, we need to assume that is nilpotent. However, by using the topological Nakayama’s lemma (see, for example, [Mat86, Theorem 8.4]) instead of the usual Nakayama’s lemma, some proof works under our assumption without the nilpotency of and we can show the following “topological” variant.
Lemma 2.13 (Topological variant of [SAG, Proposition 2.7.3.2]).
Let be a surjective map of animated rings with the kernel of . Let be a connective -module and set a connective -module . Assume that is -adically complete Noetherian and the -module is -adically separated. Then we have the following.
-
(a)
is perfect to order over if and only if is perfect to order over .
-
(b)
is almost perfect over if and only if is almost perfect over .
-
(c)
If has Tor-amplitude over , then has Tor-amplitude over .
-
(d)
If is perfect over , then is perfect over . If is Noetherian, the converse also holds.
-
(e)
If is -adically separated for all , is -connective if and only if is -connective for each .
Proof.
The only if part of (a) is the tensor-forgetful adjunction and the definition of ‘perfect to order ’ (Definition 2.7). As in the proof of [SAG, Proposition 2.7.3.2], we show the if part by induction on . The case of is clear. If , we have an isomorphism and is finite over by [SAG, Proposition 2.7.2.1 (1)]. Since is -adically separated and is -adically complete, then is also a finitely generated -module by topological Nakayama’s lemma. If , this shows the claim; is perfect to order over ([SAG, Proposition 2.7.2.1 (1)]).
For general , one can take a fiber sequence of -modules for some with a connective -module such that is surjective. Here we use the above argument to show that is finite over . Taking , we have a fiber sequence of -modules. Since is perfect to order , then is perfect to order by [SAG, Proposition 2.7.2.1 (2)]. Since is Noetherian, the finite -module is -adically separated and we can apply the inductive hypothesis for , namely, is perfect to order over . By using [SAG, Proposition 2.7.2.1 (2)] again, is perfect to order .
The equivalence (b) is by (a) and the definition of almost perfectness.
We next prove (c). By the isomorphism for any (discrete) -module .
The conditions (b) and (c) give the first assertion of (d) by [HA, Proposition 7.2.4.23 (4)]. We show the converse if is Noetherian. Again by using [HA, Proposition 7.2.4.23 (4)], is almost perfect and has Tor-amplitude over for some . By (b), is almost perfect over and it suffices to show that has Tor-amplitude over . Any -torsion discrete -module can be regarded as a -module and also as a -module. By the assumption, is -truncated and thus has -complete Tor-amplitude over . Since is almost perfect and is -adically complete Noetherian, is derived -complete for any and so is by [SAG, Theorem 7.3.4.1]. By Lemma 2.11, has Tor-amplitude over and this shows the if part of (d).
Finally, we prove (e). The only if part is the stability of (-)connectivity under tensor products ([HA, Corollary 7.2.1.23]). The proof of the if part goes by induction on . The case of is clear since is connective. If and is -connective, then is -connective by the inductive hypothesis. This shows that and thus by topological Nakayama’s lemma since is -adically separated. ∎
Lemma 2.14.
Let be an animated -algebra. Then is almost perfect as an -module if and only if is Noetherian and is finite over . In particular, if is almost perfect over , then is complete with respect to the maximal ideal of for all and in particular is derived -complete.
Proof.
If is almost perfect as an -module, then is finite over for all by Lemma 2.8. In particular, is Noetherian and is finite over the -algebra . This shows is Noetherian. Conversely, if is Noetherian and is finite over , then is finite over for all . By using Lemma 2.8 again, is almost perfect as an -module.
The last assertion follows from the fact that is finite over for all since any homologically -adically complete -module is derived -complete (for example [SAG, Theorem 7.3.4.1]). ∎
In the last of the proof of our main theorem, we use the following lemmas (Lemma 2.15 and Lemma 2.16) which are basic results in the discrete case.
Lemma 2.15.
Let be a coherent animated ring and let be a connective perfect -module. Then the following are equivalent.
-
(1)
is projective over in the sense of [HA, Proposition 7.2.2.6].
-
(2)
The -module vanishes for .
Proof.
The projectivity of over is equivalent to the vanishing of for any discrete (or, equivalently, connective) -module and for any by [HA, Proposition 7.2.2.6]. So (1) implies (2). We will show (2) (1). We can assume that is a discrete finitely generated -module, in particular, is connective and almost perfect over by [HA, Proposition 7.1.1.13 (3) and Proposition 7.2.4.17]. As in the proof of [HA, Proposition 7.2.4.11 (5)], can be represented as the colimit of a sequence of -modules
such that is connective, is a free -module of finite rank for .666More generally, by the same proof of [HA, Proposition 7.2.4.11], we can show that any connective -module is the colimit of a sequence of connective -modules such that is a free -module for any . This representation has the same spirit as the semifree resolution of DG -modules (see for example [NOY22, §2.12]). Applying for the (co)fiber sequence for each , we have an exact sequence
for each by virtue of the equivalence . Since vanishes for any by the assumption, is an isomorphism for each . Since is perfect over , the following isomorphisms hold for each :
By the construction of the sequence , is a finite free -module. Our assumption, the vanishing of for , shows that vanishes for any and thus is projective over . ∎
Lemma 2.16.
Let be an animated Noetherian ring and let and be almost perfect -modules. If is -truncated, then the -module is finitely generated over for any . In particular, if is an almost perfect discrete -module, then is finitely generated over for any .
Proof.
Fix an integer . Our assumption implies that is perfect to order . By [SAG, Corollary 2.7.2.2], there exists a fiber sequence such that is a perfect -module and is -connective (that is, for ). Taking and its long exact sequence, we have an exact sequence of -modules
Considering the -structure on (or simply on ) and the -connectivity of , the first and the last terms vanish for since is -truncated. We have to show that is finitely generated over . Since is perfect over , the -module is equivalent to for some perfect -module by [HA, Proposition 7.2.4.4]. Since and are almost perfect over , so is the -module . In particular, the homology group is finite over for any by Lemma 2.8 and so is for by the above exact sequence. This can be taken arbitrarily large and we have the desired result. The second statement follows from the first statement by taking and . ∎
3. Derived Quotients
In this section, we recall the notion of derived quotients and calculate some homotopy groups of (derived) tensor products (Lemma 3.5 and Lemma 3.6). Recall that is a complete Noetherian local ring.
Definition 3.1.
Let be an animated ring and let be a sequence of elements of . Take an -module . We denote by the derived quotient of by , that is,
where is the map . Note that is an animated -algebra. If is discrete, the underlying complex of is the Koszul complex in .
By considering the exact sequence , we have a fiber sequence in
(3.1) |
Moreover, if is an animated -algebra, then the derived quotient has a natural structure of animated -algebras and a morphism of animated rings since it is defined by a homotopy cocartesian square in (see, for example, [KR19, 2.3.1]).
Notation 3.2.
Let be an animated -algebra and let be an element of . For , we set the derived quotient
Then we have maps of animated -algebras
If is Noetherian, so is by Definition 2.5. Note that this canonical map depends on and . Even if and is discrete, this map is not an isomorphism in general (consider the map on ).
Lemma 3.3.
Let be an animated -algebra and let be an element of . Let be an -module. Then we have an isomorphism of -modules:
where is the map . In particular, the following isomorphisms hold:
for any . In particular, is isomorphic to as an -module via the canonical map for .
Proof.
Taking for the fiber sequence , we have a fiber sequence of -modules
This shows . By this isomorphism, holds. So we have the following isomorphism of -modules:
If is an animated -algebra , the isomorphism in becomes an isomorphism between animated -algebras. ∎
Lemma 3.4.
Let be an animated -algebra and let be an element of . Then there exists a fiber sequence in
for any and .
Proof.
By the isomorphism in Lemma 3.3, we have a fiber sequence in
This gives the desired fiber sequence. ∎
Lemma 3.5.
Let be an animated -algebra and let be an element of . For any discrete -module , we have
where is the -torsion submodule of for .
Proof.
We have a fiber sequence of -modules. Then is the cofiber of in . Therefore, we have the desired calculation. ∎
The following calculation is a generalization of the same calculation for a regular element proved in [ADS93, Lemma 1.1] and a key to the proof of Lemma 4.6. The proof is given first, and the necessary preparations are described afterwards (Remark 3.7–Corollary 3.10).
Lemma 3.6.
Let be an animated -algebra and let be an element of . Let be a discrete -module. For each , we have the following isomorphisms of discrete -modules:
Proof.
The -module is quasi-isomorphic to the complex of -modules
Set the complex and the quasi-isomorphism in . By the Dold–Kan correspondence , we have a simplicial object in for the object
(3.2) |
in . Applying Corollary 3.10 for the simplicial -module , the geometric realization in is isomorphic to the totalization of , namely,
(3.3) |
in where is defined in Remark 3.7.
By Lemma 3.3, is isomorphic to as an -module. The isomorphism (3.3) is provides the following isomorphisms of -modules:
Recall that the simplicial -module 777In [HA, Construction 1.2.3.5], the value of the functor is an additive category. However, since any stable -category has finite colimits, we can construct the simplicial object in for each non-negatively chain complex with a value . is defined by
where is the -th term of the complex (3.2) and the sum is taken over all surjections in the simplex category . So the -th term of the simplicial -module can be written as
(3.4) | |||
Here, we use the isomorphism of -modules described in Lemma 3.3 for each . The map for in is defined by an appropriate sum of the identity map on and the differential, and . Through the above canonical isomorphism (3.4), the simplicial -module is isomorphic to , that is, we have an isomorphism in ;
(3.5) |
The right-hand side is the simplicial -module corresponds to the non-negatively chain complex of -modules . This complex is the image of the double complex of discrete -modules via the (chain complex of the) canonical functor
(3.6) |
which maps to and preserves coproducts. The former functor is defined by Remark 3.7 and the latter one is the restriction of scalars. Set the simplicial object in . The right-hand side of (3.5) is the restriction of scalar to of the simplicial -module . We need to calculate the colimit in . Applying Corollary 3.10 for , the geometric realization in is isomorphic to
By using the colimit preserving property of the restriction of scalars ([HA, Corollary 4.2.3.7 (2)]), we have the following isomorphism in :
by using the above calculation and (3.5). This shows that the -th homotopy group of is the desired one.
∎
In the above proof, we use the following observation.
Remark 3.7.
Let be a discrete ring. Recall that the -category of -modules is equivalent to the derived -category of (discrete) -modules (see [HA, Definition 1.3.5.8 and Remark 7.1.1.16]). When emphasizing the model-theoretical construction of , we use the notation instead of .
To calculate the geometric realization, we use the following construction. Our notation is based on [Bun13, Problem 4.24] and [Ara25, Definition 2.2].
Construction 3.8.
Let be a discrete ring and let be a simplicial object in . The totalization of is the totalization of the Moore complex of the simplicial chain complex . Explicitly, the totalization is defined as follows:
with the differential
where is the differential of the chain complex and is the alternating sum of the face maps of the simplicial discrete -module .
By using this, we have the following lemma which is a special case of [Ara25, Proposition 2.4 (1) and Lemma 2.8] but we recall the proof in our case.
Lemma 3.9.
Let be a discrete ring and let be a simplicial object in . Under the notation in Remark 3.7, we can show the following isomorphism holds:
in .
Proof.
Recall that the restriction of scalar is faithful (on the homotopy categories) and preserves small colimits by [HA, Corollary 4.2.3.7 and Remark 7.1.1.16]. It suffices to show that the image of the complex in is equivalent to the colimit of the diagram . This diagram is the same as the composition and it suffices to calculate this colimit. By [Bun13, Problem 4.24] (and its proof), we have the isomorphism
and we are done. ∎
The following typical case is used in Lemma 3.6.
Corollary 3.10.
Let be a discrete ring and let be a non-negatively complex of discrete -modules. Set a double complex in . Then the geometric realization of the simplicial object in is isomorphic to in . Namely, we have an isomorphism
in
Proof.
By Lemma 3.9, we have the isomorphism
in . We show that the totalization is quasi-isomorphic to the complex in . Since is concentrated in degree , holds for all . By the construction of (3.8), we have
in and the differential is , where is the -th term of the simplicial discrete -module corresponding to . So the totalization is the Moore complex of the simplicial discrete -module . The Moore complex (in other words, unnormalized chain complex) and the normalized chain complex are quasi-isomorphic by [HA, Proposition 1.2.3.17]. This shows that the totalization is quasi-isomorphic to the complex because of in ([HA, Lemma 1.2.3.11]), that is,
in where the first isomorphism follows from Lemma 3.9. ∎
In the last part of this section, we record the relation between and for a certain animated ring and its modules and .
Lemma 3.11.
Let be an animated ring and let be a connective -module. Let an animated -algebra. Assume that the connective -module is discrete. Then is a direct summand of for any -module and for each .
Proof.
The canonical map of -modules induces a commutative diagram
in . By [HA, Corollary 7.2.1.23], the lower horizontal map is an isomorphism. The inverse map gives a splitting of the upper horizontal map and thus is a direct summand of in . This shows that the -group is a direct summand of
for each and for each -module . ∎
In Lemma 3.11, the vanishing of implies the vanishing of its direct factor . However, the following example shows that the converse does not hold in general. Remark that in the following example, the ring is not regular and the -module has infinite projective dimension. If has finite projective dimension (or simply is regular local), then the converse holds when is a derived quotient of . See Remark 7.3.
Example 3.12.
Set for some fixed prime number . Let be an -module . Take an animated -algebra and its module . Fix a discrete non-zero -module . Then is discrete and vanishes for each but not necessarily for . Here is the proof.
As a complex of -modules, is isomorphic to and thus
is discrete. The connected component is isomorphic to . The -module has a free resolution , which shows that for each . Next, we calculate the -group
The -module has a (periodic) free resolution . This shows that can be represented by the complex , which is quasi-isomorphic to the complex of -modules
where is a complex concentrated in degree . Taking a free resolution of which is concentrated in degree and , we have
through the -module structure on where is the submodule of -torsion elements of . The -group is isomorphic to
for each . If acts on by , this is a desired example (for example ).
4. Liftings of Modules
In this section, we generalize the properties of liftings of modules over usual rings introduced in [ADS93] to ones of modules over animated rings.
Definition 4.1.
Let be a map of animated rings and let be a -module. A pair of an -module such that is finite over and an isomorphism of -modules is called a lifting of the -module to . We often denote a lifting by if the isomorphism is clear from the context. A -module is called liftable to if it has a lifting to .
Moreover, we can show the following equivalence of liftings of discrete modules. Note that any discrete module over an animated ring is canonically a discrete module over .
Lemma 4.2.
Let be a map of animated rings and let be a discrete -module. For a given connective -module , the following are equivalent.
-
(a)
There exists an isomorphism of discrete -modules such that the truncation map is an isomorphism of -modules.
-
(b)
There exists an isomorphism of -modules , namely, (and this isomorphism) is a lifting of the -module to .
-
(c)
There exists an isomorphism of graded -modules.
Proof.
(a) (b) (c) is clear. (c) (a) follows from the assumption that vanishes for and is isomorphic to for . ∎
We prove the ascending property of the finiteness and discreteness of modules.
Lemma 4.3.
Let be an almost perfect animated -algebra and let be an element of . Fix . Let be a discrete finitely generated -module and let be an -module such that is finite over . If is a lifting of the -module to , then is a discrete finitely generated -module.
Proof.
We have a fiber sequence and is surjective for all since is discrete. By Lemma 2.8 and the finiteness of , is almost perfect over and thus is almost perfect over (Lemma 2.13 (b)). Here, we use the assumption that is -adically complete Noetherian (Lemma 2.14) and is finite over . Since is finite over the Noetherian ring , vanishes for all by Nakayama’s lemma and thus is discrete. ∎
Lemma 4.4.
Let be an almost perfect animated -algebra and let be an element of . Fix . Take the canonical map of animated -algebras. Let be an -module and let be a discrete finitely generated -module. If is a lifting of the -module to , then is a discrete finitely generated -module.
Proof.
The base change is discrete and almost perfect over (here we use the assumption that is Noetherian and is finite over ). Since has the nilpotent kernel on , the -module is also connective and almost perfect over by Lemma 2.12. Considering the fiber sequence given by Lemma 3.4 and taking , we have the following fiber sequence in :
Since the last term is discrete, the map of -modules is surjective for all . Then we have and thus vanishes for all by Nakayama’s lemma. ∎
The following theorem is a key point of Auslander, Ding, and Solberg’s proof in [ADS93] which reduces the lifting problem of general quotients to the one of nilpotent quotients.
Theorem 4.5 (cf. [ADS93, Theorem 1.2]).
Let be an almost perfect animated -algebra and let be an element of . Take a discrete finitely generated -module . Then the following are equivalent:
-
(1)
is liftable to .
-
(2)
There exists a sequence such that each is an almost perfect animated -module and is a lifting of to for all .
-
(3)
There exists a sequence such that each is an -module and is a lifting of to for all .
In this case, any such -module and any lifting of to are discrete and finitely generated.
Proof.
: Since has a lifting to , we can set an -module for each . Since is almost perfect over and , is almost perfect over by Lemma 2.12. The isomorphisms of -modules
show that the -module is a lifting of to .
: This is clear.
: By using Lemma 4.4 inductively, each is an almost perfect animated -module. Applying for the fiber sequence in Lemma 3.4, we have a fiber sequence in
(4.1) |
Furthermore, the assumption is followed by the following isomorphisms in :
Then the above fiber sequence (4.1) induces a fiber sequence in and thus we have an exact sequence of discrete -modues. Since the canonical surjective map gives an inverse system of discrete -modules, we have an exact sequence of inverse systems of discrete -modules
Taking the limit, is an -module since is -adically complete (Lemma 2.14). So we have an exact sequence
of discrete -modules. This induces an isomorphism as -modules because of and . To prove is a lifting of to , we must show that is finite over . As explained at the begining of this proof, each is almost perfect and thus a discrete finitely generated -module by Lemma 2.8. Applying the above argument replacing with and with , we have an exact sequence and thus . As in the same proof of [ADS93, Theorem 1.2], is a discrete finitely generated -module. ∎
Lemma 4.6 (cf. [ADS93, Lemma 1.4]).
Let be an almost perfect animated -algebra and let be an element of . Take a discrete finitely generated -module and its lifting to . For an -module , the following are equivalent:
-
(1)
is a lifting of the -module to .
-
(2)
There exists a fiber sequence in of the form and there exists an isomorphism of -modules.
In this case, the -module is a discrete finitely generated -module by Lemma 4.4.
Proof.
By Lemma 4.4, is a discrete finitely generated -module.
: First note that we have a fiber sequence in :
by Lemma 3.4. Taking base change , we have a fiber sequence in
Since is a lifting of to and is a lifting of to , the following isomorphisms hold in :
By these isomorphisms, the desired isomorphism and the fiber sequence in exist.
: Assume that there exists a fiber sequence in of the form . Since and are discrete, so is and thus there exists an exact sequence of finite discrete -modules. By Lemma 4.2, it suffices to show the isomorphism holds. The assumption that is a lifting of to shows that
by Lemma 3.6. Also, we have
We must show that and for but this can be shown by the same proof of [ADS93, Lemma 1.4] since is a Noetherian ring and is a discrete Noetherian -module.
∎
5. Fiber Sequence Corresponding to a Lifting
In this section, we construct a fiber sequence of -modules corresponding to a lifting. This construction is based on the one for the case of complete intersections in [ADS93]. The existence of such a fiber sequence is crucial in the proof of Theorem 6.4 and one of the advantages of using higher algebra is that it can handle the derived category of a non-discrete ring in this manner.
Construction 5.1.
Let be an almost perfect animated -algebra and let be an element of . Fix . Take a discrete finitely generated -module and its lifting to (in this case, is a discrete finitely generated -module by Lemma 4.4). We define two fiber sequences (5.2) and (5.10) in as follows.
Choose a map of -modules , where is a finite free -module and is surjective as in the proof of [HA, Proposition 7.2.2.7] (for example, where is a system of generators of over ). Taking its fiber, we have a fiber sequence of -modules
(5.1) |
Applying the base change functor (see Lemma 3.3), we can take a fiber sequence of -modules
(5.2) |
In particular, this is a distinguished triangle in the homotopy category .
Next, we construct a fiber sequence in from . In the homotopy category of -modules, which is equivalent to the derived category , we have a sequence of complexes:
Since is a lifting of to , the homotopy group vanishes for and is discrete. By Lemma 3.6, we have and , and in particular, the map of -modules
is isomorphism. So the above diagram gives isomorphisms on homotopy groups;
This shows that the maps are isomorphisms in . This gives rise to isomorphisms
(5.3) |
in . Passing to , we have an isomorphism in (and thus in ).
The surjective map of -modules gives the composition map where the map is the map in (5.2). Taking its fiber in
(5.4) |
Considering the universal property of , the following commutative diagram whose horizontal sequences are fiber sequences in exists:
(5.5) |
Taking the long exact sequences of homotopy groups, we have the following commutative diagram in the category of discrete -modules for each :
(5.6) |
In particular, we can show the following results:
-
(a)
If , then and vanish and thus is an isomorphism.
-
(b)
The vanishing implies that the map is injective.
-
(c)
The vanishing and the isomorphy imply that the sequence is exact.
-
(d)
If , the connectivity implies that is an isomorphism.
By the fiber sequence given by (5.2), composing with gives maps of -modules
(5.7) |
where the first isomorphism follows from (5.3). This composition is zero. Set the composition of the first two maps to be in . Furthermore, the commutative diagram (5.5) provides in . We have a sequence of maps
(5.8) |
in such that the composition of any two successive maps is zero. In the following, we need to show that the sequence in is a fiber sequence. By Lemma 5.2 below and the discreteness of , it suffices to show that the homotopy long sequence induced from is exact.
By (a), (b), (c), and (d) above, is exact for .
We next show the exactness of for . If , the isomorphy of by (a) and the vanishing of shows the exactness. If , the surjectivity of by (c) shows the exactness. It remains to show the exactness for , that is, if an element maps to via
then it belongs to the image of . The first map is an isomorphism by (5.4) and the discreteness of . By (5.5) and (5.6), we have the following commutative diagram:
such that the upper horizontal sequence is exact. This shows the desired claim.
Next, we show the exactness of the sequence . By the discreteness of , it suffices to show the case of . The first map is
(5.9) |
and the second map is
by (5.7). If maps to in , there exists an element such that by the exactness of the upper vertical sequence in (5.6). This maps to via and we can take which goes to in by the lower exact sequence in (5.6). This maps to in via the first map of (5.9). This shows the desired exactness.
Therefore, the sequence (5.8) in gives a fiber sequence
(5.10) |
in and an exact sequence
(5.11) |
of discrete -modules. The two fiber sequences and give the commutative diagram whose vertical maps are distinguished triangles in :
(5.12) |
the upper sequence is and the lower one is .
In the above construction, we use the following lemma.
Lemma 5.2.
Let be a stable -category with a -structure (see [HA, Definition 1.2.11] for some notation). For example, by [HA, Remark 1.4.3.8]. Let be a sequence of maps in such that any two successive maps are zero in . By the universality of , we can take a map in such that the following diagram commutes:
Assume that and are connective and is discrete. Then the following are equivalent:
-
(1)
The map is an isomorphism in . In particular, is a fiber sequence in .
-
(2)
The homotopy long sequence in is an exact sequence.
Proof.
(1) (2): This follows from a general fact about -structures.
(2) (1): By the discreteness of , is an isomorphism for and surjective for . Considering the long exact sequence of the fiber sequence , we can show that for . The fiber is discrete. The connectivity of and implies the commutative diagram whose horizontal sequences are exact
The five lemma implies that is an isomorphism and we are done. ∎
6. -vanishings and Liftings of Modules
In this section, we prove our main theorem (Theorem 6.4). The following argument is a “derived” generalization of [ADS93]. We fix an integer .
Lemma 6.1.
Let be an almost perfect animated -algebra and let be an element of . Take a discrete finitely generated -module and its lifting to . We can take a fiber sequence in and an exact sequence in by (5.10) and (5.11). Then the following are equivalent:
-
(a)
The map is a split injection in the category of discrete -modules.
-
(b)
The fiber sequence splits in .
-
(c)
The map induces an isomorphism in .
-
(d)
The -module is liftable to .
In this case, any lifting of the -module to is a discrete finitely generated -module by Lemma 4.4.
Proof.
Note that is a discrete finitely generated -module by Lemma 4.4. (b) (c) and (b) (a) are clear. If (a) holds, we can take a map of discrete -modules such that the composition is the identity map. Since is discrete, can be written as . Then the composition gives the splitting of and thus (b) holds.
We prove (b) (d). Since splits in , we have a map in such that the composition is (homotopically equivalent to) the identity map in . Set the map in . Then there exists an -module and the following commutative diagram in
(6.1) |
whose upper and lower horizontal sequences are fiber sequences in . In fact, can be taken as the cofiber of the composition in and we use the fact that the restriction of scalar preserves small limits and colimits ([HA, Corollary 4.2.3.7]). Since is discrete, so is . By Lemma 4.6, we want to show that there exists an isomorphism of -modules.
Taking derived quotient of the above diagram, we have a following commutative diagram in ;
Taking long exact sequences, we have a following commutative diagram of discrete -modules;
(6.2) |
The isomorphism is the identity map and thus . So the map is equal to . In particular, the left lower map is surjective and thus is an isomorphism.
We next prove (d) (a). Let be a lifting of to . By Lemma 4.4 and Lemma 4.6, is a discrete finitely generated -module and there exists a fiber sequence in and an isomorphism of -modules. Take the fiber sequence in defined in (5.1). Since is projective over , there exists a map such that is . Since and are fiber sequences, induces a map of -modules making the same diagram in (6.1) commutative. As in the proof of (b) (d), we obtain the same commutative diagram in (6.2). In particular, induces a surjective endomorphism on the Noetherian -module because of and thus is furthermore injective. This shows the surjectivity of the (left lower) map in (6.2) and thus this is also an isomorphism. Set the inverse to be . By the definition of the map in (5.7), the inverse map gives the split of by the left pentagon in (6.2).
∎
Lemma 6.2.
Let be an almost perfect animated -algebra and let be an element of . Take a discrete finitely generated -module and its lifting to . Then there exists an element in such that its vanishing is equivalent to the existence of a discrete finitely generated -module which is a lifting of the -module to . In particular, if vanishes, then there exists such an .
Proof.
Applying Lemma 4.4 for and , we can show that is discrete. By Lemma 6.1, it suffices to show that the map in the fiber sequence (5.10) splits in . For the fiber sequence , we can take the long exact sequence of -groups
Set the element in to be the image of . The existence of a splitting of is equivalent to the vanishing of by the long exact sequence. By the fiber sequence (5.4), we have a fiber sequence of -modules
The free -module is projective over . The first term vanishes by [HA, Proposition 7.2.2.6 and Proposition 7.2.2.7]. So we have an isomorphism . Set as the image of in . By the above argument, the vanishing of is equivalent to the existence of a lifting of to . ∎
Lemma 6.3.
Let be an almost perfect animated -algebra and let be an element of . Let be a discrete finitely generated -module. If vanishes, there exists a discrete finitely generated -module which is a lifting of the -module to .
Proof.
Set . By Lemma 6.2 and our assumption, there exists a discrete finitely generated -module such that is a lifting of the -module to . Again, by using Lemma 6.2 for and , we can take a discrete finitely generated lifting of the -module to . By repeating this process, we can take a sequence such that each is a discrete finitely generated -module and is a lifting of the -module to . By Theorem 4.5, the -module has a lifting to . ∎
Under these preparations, we can prove the following lifting theorem.
Theorem 6.4.
Let be an almost perfect animated -algebra and let be a sequence of elements of . Set for each . Let be a discrete finitely generated -module. If vanishes, then there exists a discrete finitely generated -module which is a lifting of the -module to .
Proof.
Since is almost perfect, so is for each . Set . Our assumption is that vanishes. We can apply Lemma 6.3 when we set , , and . Then there exists a discrete finitely generated -module and an isomorphism of -modules.
Next, we iterate this process. The derived quotient gives a fiber sequence of -modules. Applying for the above fiber sequence, we have an exact sequence of -modules
(6.3) |
The tensor-forgetful adjunction and our assumption give the isomorphism
Since is an -adically complete Noetherian local ring and is a discrete finitely generated -module, the base change is almost perfect over by Lemma 2.13 (b). So the -group is also a discrete finitely generated -module (this also follows from Lemma 2.16). By Nakayama’s lemma, the -group vanishes.
Inductively, we can take a discrete and finite -module and an isomorphism of -modules for each (we set ). The isomorphism
of -modules shows that the -module is a lifting of the -module to . ∎
7. Rerevance to Auslander’s Zero-Divisor Theorem
Once we try to apply Theorem 6.4 for a regular local ring , the result is covered by Auslander–Ding–Solberg’s result [ADS93]. In this section, we show this result (Corollary 7.2) by combining our result (Remark 3.7) and Auslander’s zero-divisor theorem (Theorem 7.1).
Auslander [Aus61] proposed the following so-called Auslander’s zero-divisor conjecture, which already has been proved.
Theorem 7.1 ([Aus61]).
Let be a Noetherian local ring and let be a non-zero discrete finitely generated -module with finite projective dimension. If a sequence of elements of is a regular sequence on , then is also a regular sequence on .
If is a regular local ring, this is a consequence of Serre’s intersection theorem [Ser75]. The general statement follows from Peskine–Szpiro’s intersection theorem which is developed and solved by Peskine–Szpiro [PS69, PS73] in positive characteristic or essentially finite type over a field, Hochster [Hoc74] in equicharacteristic, and Roberts [Rob87] in mixed characteristic. See also a survey [Rob89] or a book [Rob98, Theorem 6.2.3]. Moreover, this theorem is one of the members of the initial homological conjecture and thus is now a consequence of, in particular, direct summand conjecture (see, for example, [Dos23, §1.6]).
By using this, we can show the “full circle” result.
Corollary 7.2.
Let be a regular local ring and let be a sequence of elements of . Set and If there exists a discrete finitely generated non-zero -module such that , then is a regular sequence of .
Proof.
If is a regular sequence of , then itself can be taken as a desired -module . Conversely, by Theorem 6.4, there exists a discrete finitely generated non-zero -module such that . Since is regular local, has a finite projective dimension over . The derived tensor product is discrete and thus is a (Koszul-)regular sequence on (see, for example, [Sta, 09CC]). The Auslander’s zero-divisor theorem (Theorem 7.1) shows that is a regular sequence on . We are done. ∎
This result was not mentioned in [NS13], in which they proved a similar result of Theorem 6.4 by using DG methods.
Remark 7.3.
The original assumption of the Auslander–Reiten conjecture (1.1) is the vanishing of for each . On the contrary, under the setting of Theorem 1.3 (or more generally Theorem 6.4), our assumption should be for each . However, because of Corollary 7.2 (this is nontrivial if we do not have our main theorem (Theorem 6.4)), our assumption implies that is a regular sequence on and thus those two assumptions are (trivially) equivalent.
Moreover, by Lemma 3.11 and Corollary 7.2, for a non-regular sequence on the regular local ring , the vanishing is strictly weaker than the vanishing for each since the latter vanishing implies the regularity of on .
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