A new axiomatics for masures II
Abstract
Masures are generalizations of Bruhat-Tits buildings. They were introduced by Gaussent and Rousseau in order to study Kac-Moody groups over valued fields. We prove that the intersection of two apartments of a masure is convex. Using this, we simplify the axiomatic definition of masures given by Rousseau.
1 Introduction
Bruhat-Tits buildings are an important tool in the study of reductive groups over non-Archimedean local fields. They were introduced by Bruhat and Tits in [BT72] and [BT84]. Kac-Moody groups (à la Tits) are interesting infinite dimensional (if not reductive) generalizations of reductive groups. In order to study them over fields endowed with a discrete valuation, Gaussent and Rousseau introduced in [GR08] some spaces similar to Bruhat-Tits buildings, called masures (also known as hovels), on which these groups act. Charignon and Rousseau generalized this construction in [Cha10], [Rou16] and [Rou17]: Charignon treated the almost split case and Rousseau suppressed restrictions on the base field and on the group. Thanks to these works, a masure is now associated with each almost split Kac-Moody group over a valued field (with some additional assumptions on the field in the non-split case, see [Rou17]). Masures enable to obtain results on the representation theory of almost split Kac-Moody groups over non-Archimedean local fields. For example, Bardy-Panse, Gaussent and Rousseau used them to associate with each such group a spherical and an Iwahori-Hecke algebra (see [GR14] and [BPGR16], these algebras were already defined in the split affine case by Braverman, Kazhdan and Patnaik in [BK11] and [BKP16]).
Let be a split reductive group over a valued field , where is a valuation. Let be a maximal split torus of . Let , where is the cocharacter lattice of . As a set, , where is some equivalence relation on . The definition of is complicated and based on the notion of parahoric subgroups. However, many of the properties of can be recovered from the fact that it satisfies the crucial properties (I1) and (I2) below. Let denote the root system of and . For and , let . The elements of the form , for and are called walls. A half-space of delimited by some wall is called a half-apartment of . An apartment of (resp. a half-apartment of ) is a set of the form (resp. ), for some (resp. and some half-apartment of ). We call a set enclosed if it is a finite intersection of half-apartments. Then satisfies the following properties:
-
(I1)
for all , there exists an apartment containing ,
-
(I2)
if and are two apartments of , then is enclosed in and there exists such that and such that fixes .
Note that (I1) is a building theoretic translation of the Cartan decomposition of .
Let be a split Kac-Moody group over a valued field . Then similarly to the reductive case, the masure of is defined as , for some equivalence relation on (see [GR08] and [Rou16]). As the Cartan decomposition does not hold in (unless is reductive), property (I1) is not necessarily satisfied by . It can be replaced by an axiom involving “chimneys”, which are certain objects at the infinity of (see (MA iii) in 2.2.2). This axiom corresponds to the Iwasawa and the Birkhoff decompositions in . Gaussent and Rousseau proved weak versions of (I2) in [GR08] and [Rou11]. More precisely, let be the Tits cone of . If , one writes if there exists such that and . It is proved in [GR08] that if are two apartments, if are such that , then (the line segment in joining to ) is equal to and there exists such that and such that fixes . This property is called preordered convexity and is fundamental to most of the applications of the theory of masures so far. However, very few was known about convexity properties for pairs of points which are not preordered. In [Héb20], we proved that when is associated with an affine Kac-Moody group, then satisfies (I2). In general we proved that (I2) is satisfied for pairs of apartments such that is “large enough” (more precisely, when contains a generic ray, see [Héb20, Theorem 4.22]). We used this to simplify the definition of masures. In this paper we prove that (I2) is satisfied without assumption on . More precisely, let be a masure in the sense of [Rou11, Définition 2.1], satisfying some mild technical assumption (see assumption 2.1). Then:
Theorem 1.
(see Theorem 3.6) Let and be two apartments of . Then is enclosed and there exists an apartment isomorphism fixing .
Note that in the theorem above, the half-apartments of are delimited by real roots of (and not by imaginary roots as it was the case in [GR08]).
We then use this theorem to give a simplified definition of masures equivalent to [Rou11, Définition 2.1]. This also simplifies the definition given in [Héb20, Theorem 1.5] (see Corollary 3.7).
Framework
Actually we do not limit our study to masures associated with Kac-Moody groups: for us a masure is a set satisfying the axioms of [Rou11] and whose apartments are associated with a root generating system (and thus with a Kac-Moody matrix). We do not assume the existence of a group acting strongly transitively on it. Our results apply to the masures associated with split Kac-Moody groups over valued fields constructed in [GR08] and [Rou16] and to masures associated with almost split Kac-Moody groups over valued fields (satisfying some additional conditions, see [Rou17, 6.1]) in [Rou17]. Contrary to [Rou11], we assume that the family of simple coroots is free in (see assumption 2.1).
Comments on the proof of Theorem 1
In [Héb20], we proved that if and are apartments containing a common generic ray, then is enclosed by following the steps below:
-
(1)
We prove that if are any two apartments, then can be written as a finite union of enclosed subsets of .
-
(2)
We prove that is convex. Using (1), we deduce that it is enclosed.
As we already proved (1) in [Héb20], the main difficulty in the proof of Theorem 1 is to prove the convexity of (without assumption on and ). In this paper, we prove it directly, without using step (2) of [Héb20]. Our proof of the convexity of is based on the study of some kind of Hecke paths, that is, on the study of the images of line segments by retractions centered at a sector-germ. Our proof of the convexity is actually simpler than the proof of step (2) in [Héb20] (and more general).
Organization of the paper
In section 2, we describe the general framework and recall the definition of masures.
Funding
The author was supported by the ANR grant ANR-15-CE40-0012.
Acknowledgment
I would like to thank the referee for his/her valuable comments and suggestions.
2 General framework, Masure
In this section, we define our framework and recall the definition of masures. We give the definition of [Héb20].
2.1 Standard apartment
2.1.1 Root generating system
Let be a Kac-Moody matrix (also known as generalized Cartan matrix) i.e a square matrix with integers coefficients, indexed by a finite set and satisfying:
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1.
-
2.
-
3.
.
A root generating system of type is a -tuple made of a Kac-Moody matrix indexed by , of two dual free -modules (of characters) and (of cocharacters) of finite rank , a family (of simple roots) in and a family (of simple coroots) in . They have to satisfy the following compatibility condition: for all .
Assumption 2.1.
We assume that is free in and that is free in .
Let . Every element of induces a linear form on . We consider as a subset of the dual of : the , are viewed as linear forms on . For , we define an involution of by for all . Its space of fixed points is . The subgroup of generated by the for is denoted by and is called the vectorial Weyl group of . Then is a Coxeter system.
One defines an action of the group on as follows: if , and , then . Let be the set of (real) roots. Then , where . Let , and . Then .
We set and . For , we write if .
2.1.2 Vectorial faces and Tits cone
Define . We call it the fundamental vectorial chamber. For , one sets . Then the closure of is the union of the for . The positive (resp. negative) vectorial faces are the sets (resp. ) for and . A vectorial face is either a positive vectorial face or a negative vectorial face. We call positive chamber (resp. negative) every cone of the form for some (resp. ). For all and for all , implies that . In particular the action of on the positive chambers is simply transitive. The Tits cone is defined by . One defines a -invariant preorder on , the Tits preorder by:
2.1.3 Affine Weyl group of
We now define the Weyl group of . If is an affine subspace of , one denotes by its direction. One equips with a family of affine hyperplanes called real walls such that:
-
1.
For all , there exists such that .
-
2.
For all , there exists an infinite number of hyperplanes such that .
-
3.
If , we denote by the reflection with respect to the hyperplane whose associated linear map is . We assume that the group generated by the for stabilizes .
The group is the Weyl group of . We assume that is special (i.e we assume that for every ) and thus .
For and , set . Then for all , there exists and such that . For , set . Then for all and .
If , one denotes by the subgroup of generated by . By (3), for all . In particular, and when is discrete, is isomorphic to .
One sets . This is a subgroup of stable under the action of . Then one has .
2.1.4 Filters
Definition 2.2.
A filter on a set is a nonempty set of nonempty subsets of such that, for all subsets , of , if , then and, if , with , then .
If is a filter on a set , and is a subset of , one says that contains if every element of contains . If is nonempty, the set of subsets of containing is a filter. We will sometimes regard as a filter on by identifying and . If is a filter on , its closure (resp. its convex hull) is the filter of subsets of containing the closure (resp. the convex envelope) of some element of . A filter is said to be contained in an other filter : (resp. in a subset in : ) if and only if any set in (resp. if ) is in .
If and is a subset of containing in its closure, then the germ of in is the filter of subsets of containing a neighborhood of in .
A sector in is a set of the form with for some and . A point such that is called a base point of and is its direction. The intersection of two sectors of the same direction is a sector of the same direction.
The sector-germ of a sector is the filter of subsets of containing an -translate of . It only depends on the direction . We denote by (resp. ) the sector-germ of (resp. of ).
A ray with base point and containing (or the interval or or the line containing and ) is called preordered if or and generic if , the interior of .
For , and , let (and ) and (for and ).
Let be the set of families such that and , for .
An apartment is a root generating system equipped with a Weyl group (i.e with a set of real walls, see 2.1.3) and a family . Let be an apartment and be the underlying affine space. A set of the form , with and is called a wall of and a set of the form , with and is called a half-apartment of . A subset of is said to be enclosed if there exist , and such that .
2.2 Masure
In this section, we define masures.
2.2.1 Definitions of faces, chimneys and related notions
Let be an apartment and be the underlying affine space.
Let and be a vectorial face. The local-face is the filter defined as the intersection of with the the filter of neighborhoods of in . The face is the filter consisting of the subsets containing a finite intersection of half-spaces or , with for all (at most one for each ). We say that is positive (or negative) if is.
Let be two faces. We say that dominates if . The dimension of a face is the smallest dimension of an affine space generated by some . Such an affine space is unique and is called its support. A face is said to be spherical if the direction of its support meets the open Tits cone ; then its pointwise stabilizer in is finite.
A chamber (or alcove) is a face of the form where and is a vectorial chamber of .
A panel is a face which is maximal (for the domination relation) among the faces contained in at least one wall.
Let be a face ( and is a vectorial face). The chimney is the filter consisting of the sets containing an enclosed set containing . The face is the basis of the chimney and the vectorial face its direction. A chimney is splayed if is spherical.
A shortening of a chimney , with is a chimney of the form for some . The germ of a chimney is the filter of subsets of containing a shortening of (this definition of shortening is slightly different from the one of [Rou11] 1.12 but follows [Rou17] 3.6) and we obtain the same germs with these two definitions).
2.2.2 Masure
An apartment of type is a set with a nonempty set of bijections (called Weyl-isomorphisms) such that if then if and only if there exists satisfying . We will say isomorphism instead of Weyl-isomorphism in the sequel. An isomorphism between two apartments is a bijection such that ( if, and only if, ). We extend all the notions that are preserved by to each apartment. Thus sectors, enclosures, faces and chimneys are well defined in any apartment of type . If and are two apartments, and is an apartment isomorphism fixing some set , we write .
Definition 2.3.
A masure of type is a set endowed with a covering of subsets called apartments such that:
(MA i) Any is equipped with the structure of an apartment of type .
(MA ii) : if two apartments contain a generic ray, then is enclosed and there exists an apartment isomorphism .
(MA iii): if is the germ of a splayed chimney and if is a face or a germ of a chimney, then there exists an apartment containing and .
In this definition, we say that an apartment contains a germ of a filter if it contains at least one element of this germ. We say that a map fixes a germ if it fixes at least one element of this germ.
2.2.3 Example: masure associated with a split Kac-Moody group over a valued field
Let be a Kac-Moody matrix and be a root generating system of type . We consider the group functor associated with the root generating system in [Tit87] and in [Rém02, Chapitre 8]. This functor is a functor from the category of rings to the category of groups satisfying axioms (KMG1) to (KMG 9) of [Tit87]. When is a field, is uniquely determined by these axioms by Theorem 1’ of [Tit87]. This functor contains a toric functor , from the category of rings to the category of commutative groups (denoted in [Rém02]) and two functors and from the category of rings to the category of groups.
Let be a field equipped with a non-trivial valuation , be its ring of integers and (and , …). For all , and all , we have an isomorphism from to a group . For all , one defines a subgroup . Let be the masure associated with constructed in [Rou16]. Then for all , . If moreover is discrete, one has (up to renormalization) for all . Moreover, we have:
If moreover, is local, with residue cardinal , each panel is contained in chambers.
The group is reductive if and only if is finite. In this case, is the usual Bruhat-Tits building of and one has .
2.2.4 Tits preorder on
As the Tits preorder on is invariant under the action of , one can equip each apartment with . Let be an apartment of and be such that . Then by [Rou11, Proposition 5.4], if is an apartment containing and , and there exists an apartment isomorphism . In particular, . This defines a relation on . By Théorème 5.9 of [Rou11], is a preorder on . It is invariant by apartment isomorphisms: if are apartments, is an apartment isomorphism and are such that , then . We call it the Tits preorder on .
2.2.5 Retractions centered at sector-germs
Let be a sector-germ of and be an apartment containing it. Let . By (MA iii), there exists an apartment of containing and . By (MA ii), there exists an apartment isomorphism fixing . By [Rou11, 2.6], does not depend on the choices we made and thus we can set .
The map is the retraction onto centered at .
We denote by (resp. ) the retraction onto centered at (resp. ).
3 Intersection of two apartments in a masure
Let be two apartments of . We prove below that is enclosed and that there exists (see Theorem 3.6). Let us sketch our proof. We assume that . By results of [Héb20], the main difficulty is to prove that is convex. We first assume that has nonempty interior. Then using [Héb21, Proposition 9] or [Héb18, Proposition 4.2.8], we write , where , the are enclosed and if , there exists an apartment containing and an apartment isomorphism (note that in [Héb21], the masure is moreover assumed to be semi-discrete, which means that for all , but this assumption is easily dropped for the mentioned results, see [Héb18]). Let be a finite set of walls delimiting the . If we denote by the affine parametrization of such that and . Let be such that at each time such that is in some wall of , then this wall is unique (as we shall see, almost every pair satisfies this property). We prove that is a piecewise linear path whose left-hand and right-hand derivatives satisfy some growth property with respect to (see Lemma 3.4). We deduce that if , then for almost all , . Applying the analogous inequality to , we deduce that . We then deduce that and we conclude by using a density argument.
We equip every apartment with the topology defined by its structure of a finite dimensional real-affine space. If is a subset of an apartment , we denote by or by its interior, depending on the context. This does not depend on the choice of an apartment containing by [Héb20, Proposition 3.26]. Let be an apartment. For , , we denote by the line containing and in . Let be such that and be an apartment containing and . We write if there exists an apartment isomorphism such that . This does not depend on the choices of and .
Lemma 3.1.
Let and be two apartments containing . We assume that there exists a neighborhood of in and a half-apartment of such that . Then:
-
1.
Either or there exists a neighborhood of in such that .
-
2.
If , there exists an apartment such that is a half-apartment and such that .
Proof.
Let be the wall of delimiting and be a positive panel of based at . Then . Let be the chamber of dominating and not contained in . We can assume, reducing if necessary, that is convex and open. By [Héb20, Proposition 3.26], there exists . Let . We have
(1) |
Let be an apartment containing and (the existence of such an apartment is provided by [Rou11, Proposition 2.9 1)]). Then contains . Let be the sector of based at and containing . Reducing if necessary, we may assume that . Let . Then . Let be a neighborhood of in such that . Let . Let be a neighborhood of in such that . Then contains in its interior. By [Rou11, Proposition 5.4],
(2) |
Suppose . By applying the result above with we deduce that . Consequently contains if and only if . Suppose now . Then . Then contains a half-apartment and thus it contains a generic ray. Thus we have:
-
•
is enclosed in (by (MA ii)),
-
•
,
-
•
.
Therefore .
Let be a convex neighborhood of in . Let us prove the equality
(3) |
An element is called a reflection if , for some and .
Let be an apartment containing . We denote by the retraction onto centered at . If we denote if .
For , we denote by the filter on consisting of the sets containing a set of the form , for some .
Lemma 3.2.
Let be an apartment and . Let be an apartment containing . We assume that there exists a half-apartment of and a neighborhood of in such that . Let be a non-constant affine map such that and such that . Let . Then . If moreover , then there exists a reflection of such that .
Proof.
We assume that , since otherwise there is nothing to prove. Then . By Lemma 3.1, there exists an apartment such that is a half-apartment and such that contains a neighborhood of . Maybe reducing , we may assume that is open and convex, that it is contained in and that . By [Héb20, Proposition 3.26], there exists fixing . Therefore there is no loss of generality in assuming that and thus that contains a half-apartment. Then (by (MA ii)). We identify and .
Let . As , does not contain . Let be the half-apartment of opposite to and be the half-apartment of opposite to . By [Rou11, Proposition 2.9 2)], is an apartment. Let . Then as , we have for every . Let be the reflection of the affine Weyl group with respect to the wall of . By [Héb21, Lemma 6 2)], for every . Therefore , where is the linear map associated with . Let be such that . Let . Then is parallel to . Then as we have and thus . Consequently . ∎
Let be an apartment and be a sector-germ of . Then by [Héb21, Proposition 9] or [Héb18, Proposition 4.2.8], there exist and enclosed subsets such that:
-
•
,
-
•
for every , there exists an apartment containing and ,
-
•
for every , there exists an apartment isomorphism ,
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•
, for .
The last condition follows from [Héb20, Lemma 3.10] applied with .
For , we write , where and is a half-apartment of . We denote by the wall of . Then we set . For , we then set
Note that and depend on the choices we made (we can for example artificially increase the number of ). However for our purpose, this dependency will not be important and we will not be specified: for any choice, is obtained from by removing finitely many hyperplanes (which are in general not walls). It is in particular dense in . By definition, we have the following lemma:
Lemma 3.3.
Let be an apartment, be a sector-germ of , and . Let be an affine parametrization of . Then for every , we have either or there exists a unique such that .
A piecewise linear continuous path of is a continuous path such that there exist and such that is a line segment, for every . In [GR08, 6.1], Gaussent and Rousseau study the image by of a segment such that . They prove that this image is a Hecke path (see [GR08, Definition 5.2 and Theorem 6.2]). Roughly speaking, this means that is a piecewise linear continuous path such that for all such that , “is farther from ” than . More precisely this means that there exists a sequence , such that for all , , where is a reflection of with respect to some wall , such that if is the half-apartment of delimited by and containing , then . In the lemma below, we study the image by of a segment (satisfying some technical properties). Here we do not assume that . We prove that is a piecewise linear continuous path such that for all such that , “is farther from ” than . Thanks to our technical assumption on , we have at each folding. We deduce an inequality similar to that of [BPGR16, 1.8 Lemma].
Lemma 3.4.
Let be an apartment. Let . We assume that: .
Let be the affine parametrization such that and . Let . Then is a piecewise linear continuous path such that:
-
1.
for all (resp. ), (resp. ),
-
2.
for every such that , we have:
We have and if is not a line segment, then this inequality is strict. In particular, if , then .
Proof.
As is an affine morphism on every , , is a piecewiese linear continuous path. Let and be such that is a line segment, for every .
We now prove that for all , . Let . If , there is nothing to prove. We assume that . Let be an enclosed subset of with non-empty interior such that:
-
1.
is delimited by walls of ,
-
2.
,
-
3.
there exist an apartment containing and and an apartment isomorphism .
As , there exists such that and by Lemma 3.3, this wall is unique. Let be a convex neighborhood of in such that . Let be the half-apartment of delimited by and containing . Then . Let us prove that . As and are delimited by , we have . Suppose . Let . Let . Then there exists such that is in the boundary of . Then and by assumption on , we have . As , we have . But then : a contradiction. Therefore . Then by Lemma 3.1, maybe replacing by a smaller neighborhood of , we can assume that . Set . By Lemma 3.2, we have and . Therefore . By induction we deduce that satisfies (1) and (2). By integrating between and , we deduce the lemma. ∎
Lemma 3.5.
Let be two apartments such that . Then is convex.
Proof.
Using isomorphisms of apartments, we may assume that . Let and . We begin by proving that . We choose a sequence such that and such that for all , (this is possible since and are obtained from by removing finitely many hyperplanes). Let . Let be the affine parametrization of such that and . Let . Then by Lemma 3.4, . Let . Then similarly to Lemma 3.4, we have . Moreover for small enough. Therefore . Consequently
As is free, we deduce that . The path is thus a line segment, since otherwise we would have by Lemma 3.4. By symmetry, is the line segment joining to . Therefore and thus for . By [Héb20, Proposition 3.7], for every . Therefore . Moreover
By [Héb20, Proposition 3.9], is closed and hence .
Let be an open neighborhood of contained in . Then by what we proved, . Moreover if , then is a neighborhood of contained in . Therefore . Therefore is dense in . We also proved that is convex and as is closed, the lemma follows. ∎
Theorem 3.6.
Let and be two apartments. Then is enclosed and there exists an apartment isomorphism fixing .
Proof.
We assume that is non-empty. Let . Let (resp. be a chamber of (resp. of ) based at (resp. ). By [Héb20, Proposition 5.17 (ii)], there exists an apartment containing and . By Lemma 3.5, and are convex. By [Héb20, Proposition 3.26], there exists and . Set . Then and fixes . Therefore is convex.
Let be the support of , that is, is the smallest affine subspace of containing . If , we denote by its interior in . By [Héb20, Proposition 3.14], there exist , enclosed subsets of such that and such that for all , there exists an apartment isomorphism . As and the are convex, there exists such that .
Let us prove that fixes . Let . Let . Let . Then fixes a neighborhood of in and as it is an affine isomorphism, it fixes . In particular and hence , which proves that fixes . By [Héb20, Proposition 3.22], is enclosed, which completes the proof of the theorem. ∎
Corollary 3.7.
Let be a set endowed with a covering of subsets called apartments. We assume that is free in and that is free in . Then is a masure in the sense of [Rou11, Définition 2.1] if and only if it satisfies the following axioms:
(MA I)=(MA i): Any is equipped with the structure of an apartment of type .
(MA II) : Let be two apartments. Then is enclosed and there exists an apartment isomorphism .
(MA III)=(MA iii): if is the germ of a splayed chimney and if is a face or a germ of a chimney, then there exists an apartment containing and .
Remark 3.8.
By [Héb20, Proposition 4.25 and Remark 4.26], if is thick (which means that each panel of is dominated by at least three chambers) and if there exists a group acting strongly transitively on (see [Héb18, 3.1.5 and Corollary 4.4.40] for the definition of such an action), then for every enclosed subset of such that , there exists an apartment such that . This is in particular true when is the masure associated with a split Kac-Moody group over a valued field.
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