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Asymmetric cut and choose games

Peter Holy Technische Universität Wien
Institute of discrete mathematics and geometry
Wiedner Hauptstraße 8–10/104, 1040 Wien
Austria
pholy@math.uni-bonn.de
Philipp Schlicht School of Mathematics, University of Bristol, Fry Building, Woodland Road, Bristol, BS8 1UG, UK philipp.schlicht@bristol.ac.uk Christopher Turner School of Mathematics, University of Bristol, Fry Building, Woodland Road, Bristol, BS8 1UG, UK christopher.turner@bristol.ac.uk  and  Philip Welch School of Mathematics, University of Bristol, Fry Building, Woodland Road, Bristol, BS8 1UG, UK p.welch@bristol.ac.uk
Abstract.

We investigate a variety of cut and choose games, their relationship with (generic) large cardinals, and show that they can be used to characterize a number of properties of ideals and of partial orders: certain notions of distributivity, strategic closure, and precipitousness.

Key words and phrases:
Cut and choose games, generically measurable cardinals, distributivity, Banach-Mazur games, precipitous ideals
2020 Mathematics Subject Classification:
(Primary) 03E05; (Secondary) 03E55, 03E35
We would like to thank the anonymous referee for very detailed comments.
The research of the first-listed author was supported by the Italian PRIN 2017 Grant Mathematical Logic: models, sets, computability and by the Austrian Science Fund (FWF) Elise Richter grant number V844. The first-listed author would like to thank the logic group at the University of Udine for enabling him to give a series of lectures on some of the topics of these notes early in 2022. This project has received funding from the European Union’s Horizon 2020 research and innovation programme under the Marie Skłodowska-Curie grant agreement No 794020 (Project IMIC) of the second-listed author. The third-listed author was supported by EPSRC grant number EP/R513179/1 and also by a scholarship from the Heilbronn Institute. This research was funded in whole or in part by EPSRC grant number EP/V009001/1 of the second- and fourth-listed authors. For the purpose of open access, the authors have applied a ‘Creative Commons Attribution’ (CC BY) public copyright licence to any Author Accepted Manuscript (AAM) version arising from this submission.

1. Introduction

Many large cardinal principles and combinatorial properties of ideals and posets have been characterised via infinite games, for instance ω1\omega_{1}-Erdös cardinals by Hans-Dieter Donder and Jean-Pierre Levinski [4], completely Ramsey cardinals by Ian Sharpe and the fourth-listed author [22], remarkable cardinals by Ralf Schindler [21], α\alpha-Ramsey cardinals by the first- and second-listed authors [10], completely ineffable cardinals by the first-listed author and Philipp Lücke [9], the precipitousness of ideals [13, Lemma 22.21] and the strategic closure of posets. Fundamental games related to large cardinals are cut and choose games that were first introduced and studied by Fred Galvin, Jan Mycielski and Stanisław Ulam in the 1960s (see [25, Section 2]). In this paper, we survey and extend results on these games and some of their variants, their connections with generic large cardinals and properties of ideals, in particular with precipitousness and distributivity.

We will restrict our attention to asymmetric cut and choose games. The word asymmetric refers to the fact that in the two player games studied here, the two players, which we call Cut and Choose, perform different tasks: One of them presents certain partitions while the other picks elements of those partitions. Similar games in which however both players cut and choose have been studied in the literature (see [20, Page 185], [17, Page 249], [25, Page 733]). We start by introducing what seems to be perhaps the most standard notion of asymmetric cut and choose game.

Definition 1.1.

Let κ\kappa be a regular cardinal, and let γκ\gamma\leq\kappa be a limit ordinal. Let 𝒰(κ,γ)\mathcal{U}(\kappa,\gamma) denote the following game of length γ\gamma on κ\kappa. Initially starting with all of κ\kappa, two players, Cut and Choose, take turns to make moves as follows. In each move, Cut divides a given subset of κ\kappa into two disjoint pieces, and then Choose answers by picking one of them. In the next round, this set is then divided by Cut into two disjoint pieces, one of which is picked by Choose etc. At limit stages, intersections are taken. In the end, Choose wins in case the final intersection of their choices contains at least two distinct elements, and Cut wins otherwise.111See the beginning of Section 2 for a discussion concerning the requirement that the final intersection of choices contains at least two elements.

Let us provide the following basic observation, which shows that the consideration of winning strategies for Cut in games of the form 𝒰(κ,γ)\mathcal{U}(\kappa,\gamma) is not particularly interesting. It is probably essentially due to Stephen Hechler, however has never been published, and is vaguely mentioned in a footnote to [7, Theorem 1].

Observation 1.2.

Let γκ\gamma\leq\kappa be a limit ordinal. Then, Cut has a winning strategy in the game  𝒰(κ,γ)\mathcal{U}(\kappa,\gamma) if and only if κ2|γ|\kappa\leq 2^{|\gamma|}.

Proof.

First, assume for a contradiction that Cut has a winning strategy σ\sigma, however κ>2|γ|\kappa>2^{|\gamma|}. The strategy σ\sigma can be identified with a full binary tree TT of height γ\gamma, where the root of the tree is labelled with κ\kappa, and if a node of the tree is labelled with yy, then its immediate successor nodes (in the natural ordering of the tree, which is by end-extension) are labelled with the sets from the partition that is the response of σ\sigma to the sequence of cuts and choices leading up to the choice of yy, and limit nodes are labelled with the intersection of the labels of their predecessors. Since σ\sigma is a winning strategy, the intersection of labels along any branch of TT222For the purposes of this paper, a branch through a tree is a sequence that is increasing and downward closed in TT with respect to its ordering, and of length the height of TT. has cardinality at most one. But note that the union over all these intersections has to be κ\kappa, which clearly contradicts our assumption, for the number of branches is 2|γ|<κ2^{|\gamma|}<\kappa.

Now assume that κ2|γ|\kappa\leq 2^{|\gamma|}. We may thus identify κ\kappa with a subset XX of the higher Cantor space 2γ{}^{\gamma}2.333This is the space with underlying set 2γ{}^{\gamma}2, and with the bounded topology, that is with basic clopen sets of the form [g]={f2γfg}[g]=\{f\in{}^{\gamma}2\mid f\supseteq g\} for g:δ2g\colon\delta\to 2 for some δ<γ\delta<\gamma. The winning strategy for Cut is to increasingly partition the space 2γ{}^{\gamma}2 (and thus also XX) in γ\gamma-many steps using basic open sets of the form [f][f] for functions f:ξ2f\colon\xi\to 2, with increasingly large ξ<γ\xi<\gamma. In the end, the intersection of all of the sets that Choose picked in a run of the game can clearly only contain at most one element, yielding Cut to win, as desired. ∎

By the below remark, for a fixed γ\gamma, what is interesting is the least κ\kappa such that Choose has a winning strategy in the game 𝒰(κ,γ)\mathcal{U}(\kappa,\gamma).

Remark 1.3.

If there is some cardinal κ\kappa such that Choose has a winning strategy in the game 𝒰(κ,γ)\mathcal{U}(\kappa,\gamma), then they have a winning strategy in the game 𝒰(θ,γ)\mathcal{U}(\theta,\gamma) whenever θ>κ\theta>\kappa as well: they simply pick their choices according to their intersection with κ\kappa.

The games 𝒰(κ,γ)\mathcal{U}(\kappa,\gamma) are closely tied to large cardinals. If κ\kappa is measurable, then it is easy to see that Choose has a winning strategy for 𝒰(κ,ω)\mathcal{U}(\kappa,\omega), and in fact for 𝒰(κ,γ)\mathcal{U}(\kappa,\gamma) whenever γ<κ\gamma<\kappa (see Observation 3.2). And actually, measurable cardinals are necessary in some way: If Choose has a winning strategy in 𝒰(κ,ω)\mathcal{U}(\kappa,\omega), then there exists a measurable cardinal in an inner model (see Theorem 2.5). Furthermore, variants of this game can be used to characterize weakly compact cardinals (see Observation 3.4), various notions of distributivity (Section 6), strategic closure of posets and precipitousness of ideals (Section 7).

Various other interesting classes of games can be obtained from the above cut and choose games by the following adjustments, several of which have been studied in the set theoretic literature before.

  1. (1)

    Winning conditions:

    1. (a)

      Final requirements. Instead of the requirement that the final intersection cannot have size at most 11, this should hold in each round while the final intersection is only required to be nonempty. This is the weakest possible cut and choose game in the sense that it is easiest for Choose to win. We study this variant in Section 2.

    2. (b)

      Notions of smallness. The family of subsets of κ\kappa of size at most 11 is replaced by an arbitrary monotone family, i.e. a family of subsets of κ\kappa that is closed under subsets. A canonical choice is the bounded ideal bdκ\operatorname{bd}_{\kappa} on κ\kappa, or other <κ{<}\kappa-closed ideals on κ\kappa that extend bdκ\operatorname{bd}_{\kappa}. We study such generalizations in Section 3.

  2. (2)

    Types of moves:

    1. (a)

      Partitions. Each move of Cut is a partition of κ\kappa into a number of pieces which are disjoint only modulo a <κ{<}\kappa-closed ideal II in Section 5. This leads to characterizations of various notions of distributivity of II in Section 6 and precipitousness of II in Section 7.

    2. (b)

      Poset games. The moves of Cut are maximal antichains in a poset, of which Choose picks one element. In order for Choose to win, their choices need to have lower bounds in the poset. This is used in Section 6 to characterize notions of distributivity.

Remark 1.4.

Note that poset games can have arbitrary length, and after Definition 6.1, we will also briefly consider games of length κ{\geq}\kappa as in (2a). A natural extension of the games in (1a) to games of length κ{\geq}\kappa, which we do not study in this paper, is obtained in filter games by weakening the winning condition for Choose to the requirement that the set of their choices generates a <κ{<}\kappa-closed filter. Introducing delays in this game, i.e., allowing Cut to make κ\kappa moves in each single round before it is Choose’s turn to make κ\kappa-many choices, leads to characterisations of the α\alpha-Ramsey cardinals defined in [10] (see also [19, 6]).

We shall provide an overview of results on the existence of winning strategies for various cut and choose games, and their connections with generic large cardinals, and combinatorial properties of ideals and posets. This includes a number of previously unpublished proofs, extensions of known results to more general settings and new results.

We will show the following results concerning the above types of games. In Section 2, we show that Choose having a winning strategy in the games in (1a) has the consistency strength of a measurable cardinal. In Section 3, we show that certain instances of generic measurability of κ\kappa suffice in order for Choose to win games defined relative to ideals on κ\kappa as in (1b). In Section 4, we show that starting from a measurable cardinal, one can force to obtain a model in which the least cardinal κ\kappa such that Choose wins 𝒰(κ,ω)\mathcal{U}(\kappa,\omega) is a non-weakly compact inaccessible cardinal. In Section 6, we investigate the close connections between the existence of winning strategies for Cut in certain cut and choose games and various notions of distributivity. In Section 7, we investigate connections with Banach-Mazur games on partial orders, showing in particular that these Banach-Mazur games, which will be defined in Section 7, are equivalent to certain cut and choose games. In Section 8, we make some final remarks and provide some open questions.

2. The weakest cut and choose game

Regarding Definition 1.1, it may seem somewhat odd to require two elements in the final intersection of choices in order for Choose to win games of the form 𝒰(κ,γ)\mathcal{U}(\kappa,\gamma). But note that if we required only one element in this intersection, then Choose easily wins any of these games by fixing some ordinal α<κ\alpha<\kappa in advance, and then simply picking the set that contains α\alpha as an element in each of their moves, for this α\alpha will then clearly be contained as an element in the final intersection of their choices as well. By requiring two elements in the final intersection of their choices, this strategy is not applicable as soon as Cut plays a partition of the form {α},Y\langle\{\alpha\},Y\rangle.

In this section, we will be considering canonical variants of the games 𝒰(κ,γ)\mathcal{U}(\kappa,\gamma). Among the cut and choose games of length γ\gamma that we consider in this paper, these are the easiest for Choose to win. They have (or rather, an equivalent form of them has) already been considered in unpublished work of Galvin (see [20, Section 3, A game of Galvin]).

Definition 2.1.

Let κ\kappa be a regular uncountable cardinal, and let γκ\gamma\leq\kappa be a limit ordinal. Let 𝒰(κ,γ)\mathcal{U}(\kappa,{\leq}\gamma) denote the following game of length (at most) γ\gamma on the cardinal κ\kappa. As in the game 𝒰(κ,γ)\mathcal{U}(\kappa,\gamma), starting with all of κ\kappa, players Cut and Choose take turns, with Cut dividing a given subset of κ\kappa in two, and Choose picking one of the pieces and returning it to Cut for their next move. Cut wins and the game immediately ends if Choose ever picks a singleton. At limit stages, intersections are taken. If the game lasts for γ\gamma-many stages, Choose wins in case the final intersection of their choices is nonempty. Otherwise, Cut wins.

Note that unlike in the games 𝒰(κ,γ)\mathcal{U}(\kappa,\gamma), fixing one element ακ\alpha\in\kappa at the beginning of the game, and picking the set which contains α\alpha as an element in each of their moves is not a winning strategy in the games 𝒰(κ,γ)\mathcal{U}(\kappa,{\leq}\gamma), since Cut can play a partition of the form {α},X\langle\{\alpha\},X\rangle at some point, so that Choose would pick {α}\{\alpha\}, and would thus immediately lose such a run.

The games 𝒰(κ,γ)\mathcal{U}(\kappa,{\leq}\gamma) behave somewhat differently with respect to the existence of winning strategies for Cut. At least the forward direction in the following observation is attributed to unpublished work of Galvin, and independently to Hechler in [20]. We do not know of any published proof of this result. For arbitrary ordinals γ\gamma, we let 2<γ=sup{2δδ<γ2^{<\gamma}=\sup\{2^{\delta}\mid\delta<\gamma is a cardinal}\}.

Observation 2.2.

If κ\kappa is a regular uncountable cardinal and γ<κ\gamma<\kappa is a limit ordinal, then Cut has a winning strategy in the game 𝒰(κ,γ)\mathcal{U}(\kappa,{\leq}\gamma) if and only if κ2<γ\kappa\leq 2^{<\gamma}.

Proof.

Assume first that Cut has a winning strategy σ\sigma in the game 𝒰(κ,γ)\mathcal{U}(\kappa,{\leq}\gamma). The strategy σ\sigma can be identified with a binary tree TT of height γ\gamma, where the root of the tree is labelled with κ\kappa, and if a node of the tree is labelled with a set XX which is not a singleton, then its immediate successor nodes are labelled with the sets from the partition that is the response of σ\sigma to the sequence of cuts and choices leading up to the choice of XX, and limit nodes are labelled with the intersection of the labels of their predecessors. σ\sigma being a winning strategy means that the intersection of labels along any branch of TT of length γ\gamma is empty. Thus, for each ordinal α<κ\alpha<\kappa there has to be a node labelled with {α}\{\alpha\}, for this is the only reason why α\alpha would not appear in an intersection of choices along some branch of TT. However there are only at most 2<γ2^{<\gamma}-many nodes in this tree, hence κ2<γ\kappa\leq 2^{<\gamma}.

Now assume that κ2<γ\kappa\leq 2^{<\gamma}. Let X2γX\subseteq{}^{\gamma}2 be such that for y2γy\in{}^{\gamma}2, we have yXy\in X if and only if there is α<γ\alpha<\gamma such that for all β<γ\beta<\gamma,

  • y(2β)=1βαy(2\cdot\beta)=1\,\leftrightarrow\,\beta\geq\alpha and

  • βαy(2β+1)=1\beta\geq\alpha\,\to\,y(2\cdot\beta+1)=1.

By our assumption on κ\kappa, we may identify κ\kappa with a subset YY of the space XX. The winning strategy for Cut is to increasingly partition the space YY in γ\gamma-many steps using sets of the form [f]Y[f]\cap Y for functions f:ξ2f\colon\xi\to 2 with increasingly large ξ<γ\xi<\gamma. That is, during a run of 𝒰(κ,γ)\mathcal{U}(\kappa,{\leq}\gamma), Cut and Choose work towards constructing a function F:γ2F\colon\gamma\to 2, the only possible element of the intersection of all choices of Choose, fixing one digit in each round of the game. Now in any even round, Choose cannot possibly pick the digit 11, for this would correspond to picking a set [f]Y[f]\cap Y that is only a singleton, by the definition of the set XX. But this means that either Cut already wins at some stage less than γ\gamma, or that F:γ2F\colon\gamma\to 2 is not an element of XX. But this again means that Cut wins, for it implies that the intersection of all choices of Choose is in fact empty. ∎

Choose having a winning strategy in 𝒰(κ,ω)\mathcal{U}(\kappa,{\leq}\omega) for some cardinal κ\kappa has the consistency strength of a measurable cardinal. A slightly weaker version of this result for the game 𝒰(κ,γ)\mathcal{U}(\kappa,\gamma) with essentially the same proof, that is due to Silver and Solovay, appears in [17, Page 249]. However, the proof that is presented there is somewhat incomplete (in particular, the argument for what would correspond to Claim 2.7 below is missing), and we do not know of any other published proof of this result. For this reason, even though it is just a minor adaption of a classic result, we would like to provide a complete argument for the below.

Definition 2.3.

We say that κ\kappa is generically measurable as witnessed by the notion of forcing PP if in every PP-generic extension, there is a VV-normal VV-ultrafilter on κ\kappa that induces a well-founded (generic) ultrapower of VV. Equivalently, in every PP-generic extension V[G]V[G], there is an elementary embedding j:VMj\colon V\to M with critical point κ\kappa for some transitive MV[G]M\subseteq V[G].

We will make use of the following standard fact. We include its short proof for the benefit of the reader.

Fact 2.4.

Assume that UU is a nonprincipal VV-ultrafilter on κ\kappa in a PP-generic extension of the universe, that UU yields a wellfounded ultrapower of VV, and that jj is the generic embedding induced by UU. Let δκ\delta\leq\kappa be the VV-completeness of UU, that is the least δ¯\bar{\delta} such that UU is not VV-<δ¯+<\bar{\delta}^{+}-complete. Then, critj=δ\operatorname{crit}j=\delta.

Proof.

Pick a partition Eξξ<δV\langle E_{\xi}\mid\xi<\delta\rangle\in V of κ\kappa with each EξUE_{\xi}\not\in U. Define h:κδh\colon\kappa\to\delta by letting h(α)=ξh(\alpha)=\xi if αEξ\alpha\in E_{\xi}. Using that UU is nonprincipal, and letting cαc_{\alpha} denote the function with domain κ\kappa and constant value α\alpha for any ordinal α\alpha, we have that [cα]U<[h]U<[cδ]U[c_{\alpha}]_{U}<[h]_{U}<[c_{\delta}]_{U} for every α<κ\alpha<\kappa. It follows that j(δ)>δj(\delta)>\delta, and by the VV-<δ{<}\delta-completeness of UU, we obtain that critj=δ\operatorname{crit}j=\delta, as desired. ∎

Theorem 2.5.

If γ<κ\gamma<\kappa are regular cardinals, and Choose has a winning strategy σ\sigma in the game 𝒰(κ,γ)\mathcal{U}(\kappa,{\leq}\gamma), then there exists a generically measurable cardinal below or equal to κ\kappa, as witnessed by <γ{<}\gamma-closed forcing.

Proof.

Let us generically Lévy collapse 2κ2^{\kappa} to become of size γ\gamma, by the <γ{<}\gamma-closed notion of forcing Coll(γ,2κ)\mathrm{Coll}(\gamma,2^{\kappa}). In the generic extension, we perform a run of the game 𝒰(κ,γ)\mathcal{U}(\kappa,{\leq}\gamma) with Choose following their ground model winning strategy σ\sigma, and with the moves of Cut following an enumeration of P(κ)VP(\kappa)^{V} in order-type γ\gamma. More precisely, let xββ<γ\langle x_{\beta}\mid\beta<\gamma\rangle be an enumeration of P(κ)VP(\kappa)^{V} in our generic extension. At any stage β<γ\beta<\gamma, assume that Dαα<β\langle D_{\alpha}\mid\alpha<\beta\rangle denotes the sequence of choices of Choose so far, and let Dβ=α<βDαD_{\beta}^{\prime}=\bigcap_{\alpha<\beta}D_{\alpha}. Let Cut play the partition Cβ=Dβxβ,DβxβC_{\beta}=\langle D_{\beta}^{\prime}\cap x_{\beta},D_{\beta}^{\prime}\setminus x_{\beta}\rangle at stage β\beta, and let DβD_{\beta} denote the response of Choose. Note that since the Lévy collapse is <γ{<}\gamma-closed, any proper initial segment of this run is in the ground model VV, and therefore it is possible for Choose to apply their strategy σ\sigma in each step. Having finished the above run of 𝒰(κ,γ)\mathcal{U}(\kappa,{\leq}\gamma), let UU be the collection of all xβx_{\beta}’s such that Dβ=DβxβD_{\beta}=D_{\beta}^{\prime}\cap x_{\beta}. Equivalently, for any xκx\subseteq\kappa, xUx\in U if and only if DβxD_{\beta}\subseteq x for all sufficiently large β<γ\beta<\gamma.

Claim 2.6.

UU is a VV-<γ{<}\gamma-complete, nonprincipal ultrafilter on P(κ)VP(\kappa)^{V}.

Proof.

It is easy to check that UU is an ultrafilter on P(κ)VP(\kappa)^{V}.

Let us check that UU is VV-<γ{<}\gamma-complete. If δ<γ\delta<\gamma, and Aii<δV\langle A_{i}\mid i<\delta\rangle\in V is a sequence of elements of UU, assume for a contradiction that i<δAiU\bigcap_{i<\delta}A_{i}\not\in U. Using the regularity of γ\gamma and our above characterization of UU, we thus find an ordinal η<γ\eta<\gamma so that the intersection of choices of Choose up to stage η\eta would be \emptyset, contradicting that Choose follows their winning strategy σ\sigma.

In order to show non-principality of UU, note that for any ξ<κ\xi<\kappa, some xβx_{\beta} is equal to {ξ}\{\xi\}, hence Cβ={ξ},Bβ{ξ}C_{\beta}=\langle\{\xi\},B_{\beta}^{\prime}\setminus\{\xi\}\rangle, and Dβ=Bβ{ξ}D_{\beta}=B_{\beta}^{\prime}\setminus\{\xi\} since σ\sigma is a winning strategy, and therefore {ξ}U\{\xi\}\not\in U. ∎

Claim 2.7.

The generic ultrapower of VV by UU is well-founded.

Proof.

Assume for a contradiction that this is not the case. We may thus assume that γ=ω\gamma=\omega, for otherwise UU is <ω1{<}\omega_{1}-complete in a σ\sigma-closed forcing extension of the universe VV and therefore yields a well-founded ultrapower of VV. Let TT be the tree of tuples of the form f,n,t\langle\vec{f},\vec{n},t\rangle with the following properties:

  1. (1)

    t=Ai,Bii<kt=\langle\langle A_{i},B_{i}\rangle\mid i<k\rangle is a partial run of the game 𝒰(κ,ω)\mathcal{U}(\kappa,{\leq}\omega) of length k<ωk<\omega that is consistent with σ\sigma, where AiA_{i} denotes the partition played by Cut, and BiB_{i} denotes the choice of Choose at stage ii for every i<ki<k,

  2. (2)

    n=njj<l\vec{n}=\langle n_{j}\mid j<l\rangle is a strictly increasing sequence of natural numbers for some lkl\leq k, and if l>0l>0 then nl1=k1n_{l-1}=k-1,

  3. (3)

    f=fjj<l\vec{f}=\langle f_{j}\mid j<l\rangle is such that fj:BnjOrdf_{j}\colon B_{n_{j}}\to\operatorname{Ord} for each j<lj<l, and

  4. (4)

    fj+1(α)<fj(α)f_{j+1}(\alpha)<f_{j}(\alpha) for all αBnj+1\alpha\in B_{n_{j+1}} whenever j+1<lj+1<l.

The ordering relation on TT is componentwise extension of sequences, that is for f,n,t\langle\vec{f},\vec{n},t\rangle and f,n,t\langle\vec{f}^{\prime},\vec{n}^{\prime},t^{\prime}\rangle both in TT, we have f,n,t<Tf,n,t\langle\vec{f},\vec{n},t\rangle<_{T}\langle\vec{f}^{\prime},\vec{n}^{\prime},t^{\prime}\rangle if f\vec{f}^{\prime} extends f\vec{f}, n\vec{n}^{\prime} extends n\vec{n}, and tt^{\prime} extends tt as a sequence.

Subclaim 2.8.

TT has a branch in V[G]V[G].

Proof.

Using our assumption of ill-foundedness, pick a decreasing ω\omega-sequence of ordinals in the generic ultrapower of VV by UU, which are represented by functions gi:κOrdg_{i}\colon\kappa\to\operatorname{Ord} in VV. For i<ωi<\omega, let Ui={α<κgi+1(α)<gi(α)}U_{i}=\{\alpha<\kappa\mid g_{i+1}(\alpha)<g_{i}(\alpha)\}. Consider the run Ai,Bii<ω\langle\langle A_{i},B_{i}\rangle\mid i<\omega\rangle of the game 𝒰(κ,ω)\mathcal{U}(\kappa,{\leq}\omega) in V[G]V[G], in which Choose plays according to σ\sigma, and in which Cut plays based on the enumeration xii<ω\langle x_{i}\mid i<\omega\rangle of P(κ)VP(\kappa)^{V}. We define sequences njj<ω\langle n_{j}\mid j<\omega\rangle and fjj<ω\langle f_{j}\mid j<\omega\rangle inductively. Let n0=0n_{0}=0 and let f0=g0B0f_{0}=g_{0}\operatorname{\!\upharpoonright\!}B_{0}. Given njn_{j} and fjf_{j}, let nj+1n_{j+1} be least above njn_{j} such that Bnj+1UjB_{n_{j+1}}\subseteq U_{j} – note that such nj+1n_{j+1} must exist for UjUU_{j}\in U. Let fj+1=gj+1Bnj+1f_{j+1}=g_{j+1}\operatorname{\!\upharpoonright\!}B_{n_{j+1}}. It is now straightforward to check that the sequence

fjj<l,njj<l,Ai,Biinl1l<ω\left\langle\langle\langle f_{j}\mid j<l\rangle,\langle n_{j}\mid j<l\rangle,\langle\langle A_{i},B_{i}\rangle\mid i\leq n_{l-1}\rangle\rangle\mid l<\omega\right\rangle

is a branch through TT in V[G]V[G]. ∎

By the absoluteness of well-foundedness, TT thus has a branch in VV. Such a branch yields a run Ai,Bii<ω\langle\langle A_{i},B_{i}\rangle\mid i<\omega\rangle of the game 𝒰(κ,ω)\mathcal{U}(\kappa,{\leq}\omega) in which Choose follows their winning strategy, hence there is βnωBn\beta\in\bigcap_{n\in\omega}B_{n}\neq\emptyset. This branch also yields a strictly increasing sequence nii<ω\langle n_{i}\mid i<\omega\rangle of natural numbers, and a sequence of functions fii<ω\langle f_{i}\mid i<\omega\rangle so that for each i<ωi<\omega, fi:BniOrdf_{i}\colon B_{n_{i}}\to\operatorname{Ord}, and fi+1(α)<fi(α)f_{i+1}(\alpha)<f_{i}(\alpha) whenever αBni+1\alpha\in B_{n_{i+1}}. But then, our choice of β\beta yields a decreasing ω\omega-sequence fni(β)i<ω\langle f_{n_{i}}(\beta)\mid i<\omega\rangle of ordinals, which is a contradiction, as desired. ∎

By Fact 2.4, it follows that γcritjκ\gamma\leq\operatorname{crit}j\leq\kappa, and hence by the weak homogeneity of the Lévy collapse, it follows that critjκ\operatorname{crit}j\leq\kappa is generically measurable, as witnessed by <γ{<}\gamma-closed forcing.444Note that since ω\omega can never be generically measurable, this implies that in particular that if γ=ω\gamma=\omega, UU will still be VV-<ω1{<}\omega_{1}-complete.

In particular thus, using standard results from inner model theory, it follows from Theorem 2.5 that if Choose has a winning strategy in the game 𝒰(κ,ω)\mathcal{U}(\kappa,{\leq}\omega), then there is an inner model with a measurable cardinal, for the existence of such an inner model follows from having a generically measurable cardinal. In more detail, suppose there is an elementary embedding j:VWj\colon V\rightarrow W in some generic extension V[G]V[G] of VV. Furthermore, we may assume that there is no inner model with a measurable cardinal of order 11.555The argument could be done similarly for other core models. So the canonical least iterable structure 00^{{\ddagger}} with a sharp for a measure of order 11 does not exist (see [26, Section 6.5]). Then 00^{{\ddagger}} also does not exist in V[G]V[G] [26, Lemma 6.5.6]. Therefore, the core model KK for measures of order 0 can be constructed in VV and V[G]V[G] (see [26, Section 7.3]) and KV=KV[G]K^{V}=K^{V[G]} by generic absoluteness of KK [26, Theorem 7.4.11]. In V[G]V[G], the restriction jKj{\upharpoonright}K is an elementary embedding from KK to a transitive class. Every such embedding comes from a simple iteration [26, Theorem 7.4.8], i.e., there are no truncations of iterates of KK (see [26, Section 4.2]). Hence KK has a measurable cardinal.

Note that the analogue of Remark 1.3 clearly applies to games of the form 𝒰(κ,γ)\mathcal{U}(\kappa,{\leq}\gamma) as well. As another corollary of Theorem 2.5, we can show that starting from a measurable cardinal, it can consistently be the case that a measurable cardinal κ\kappa is least so that Choose wins 𝒰(κ,ω)\mathcal{U}(\kappa,{\leq}\omega). The same holds for 𝒰(κ,ω)\mathcal{U}(\kappa,\omega).

Observation 2.9.

Starting from a measurable cardinal κ\kappa, there is a model of set theory in which κ\kappa is measurable, so that Choose has a winning strategy in the game 𝒰(κ,γ)\mathcal{U}(\kappa,\gamma) whenever γ<κ\gamma<\kappa, however Choose doesn’t have a winning strategy in the game 𝒰(λ,ω)\mathcal{U}(\lambda,\omega) for any λ<κ\lambda<\kappa.

Proof.

Let UU be a normal measurable ultrafilter on κ\kappa and work in L[U]L[U]. Choose has a winning strategy in the game 𝒰(κ,γ)\mathcal{U}(\kappa,\gamma) whenever γ<κ\gamma<\kappa. Assume for a contradiction that there were some λ<κ\lambda<\kappa for which Choose had a winning strategy in the game 𝒰(λ,ω)\mathcal{U}(\lambda,\omega). By Theorem 2.5, there is a generically measurable cardinal νλ\nu\leq\lambda. But then, by standard inner model theory results (see the discussion before this observation), ν<κ\nu<\kappa would be measurable in some inner model of our universe L[U]L[U]. Let uu be a normal measurable ultrafilter on ν\nu in that model, and consider the model L[u]L[u]. By classical results of Kunen (see [16, Theorem 20.12]), L[U]L[U] can be obtained by iterating the measure uu over the model L[u]L[u]. But then, uL[U]u\in L[U] contradicts the fact that the ultrafilter uu could not be an element of its induced ultrapower of L[u]L[u] (see [16, Proposition 5.7(e)]). ∎

Next, we show that we can obtain a weak version of Observation 1.2 for games of the form 𝒰(κ,γ)\mathcal{U}(\kappa,{\leq}\gamma). Together with Observation 2.2, this shows in particular that 𝒰(κ,γ)\mathcal{U}(\kappa,{\leq}\gamma) is not determined when 2<γ<κ2γ2^{<\gamma}<\kappa\leq 2^{\gamma}.

Theorem 2.10.

If γκ\gamma\leq\kappa is regular and κ2γ\kappa\leq 2^{\gamma}, then Choose does not have a winning strategy in the game 𝒰(κ,γ)\mathcal{U}(\kappa,{\leq}\gamma).

Proof.

Fix X2γX\subseteq{}^{\gamma}2 of size κ\kappa that does not contain a continuous and injective image of 2γ{}^{\gamma}2.666If κ<2γ\kappa<2^{\gamma}, then any X2γX\subseteq{}^{\gamma}2 of size κ\kappa works. If κ=2γ\kappa=2^{\gamma}, then a set XX of size κ\kappa which does not contain a continuous and injective image of 2γ{}^{\gamma}2 can easily be constructed by a recursion of length κ\kappa. Let 𝒰(X,γ)\mathcal{U}(X,{\leq}\gamma) be the variant of 𝒰(κ,γ)\mathcal{U}(\kappa,{\leq}\gamma) where we play on the underlying set XX rather than κ\kappa. Noting that these two games are equivalent, assume for a contradiction that Choose had a winning strategy σ\sigma for the game 𝒰(X,γ)\mathcal{U}(X,{\leq}\gamma). We consider the following quasistrategy τ\tau for Cut:777Unlike a strategy, which provides unique response moves, a quasistrategy provides a (nonempty) set of possible response moves (for one particular player) at each round of a game. It will be relevant for Claim 2.11 below that Cut is still free to pick the xix_{i} in odd rounds following the quasistrategy τ\tau.

  • In each even round 2i2i, given a set A2γA\subseteq{}^{\gamma}2, Cut splits it into the sets A0={xAx(i)=0}A_{0}=\{x\in A\mid x(i)=0\} and A1={xAx(i)=1}A_{1}=\{x\in A\mid x(i)=1\}.

  • In each odd round 2i+12i+1, Cut splits off some singleton {xi}\{x_{i}\}, i.e., presents a partition of the form {xi},Xi\langle\{x_{i}\},X_{i}\rangle.

Note that if Choose wins a run of the game 𝒰(X,γ)\mathcal{U}(X,{\leq}\gamma) in which Cut plays according to their quasistrategy τ\tau, then by the definition of τ\tau at even stages, if x2γx\in{}^{\gamma}2 is in the intersection of choices made by Choose in such a run, x(i)x(i) has been fixed for every i<γi<\gamma, that is the intersection of these choices will only have a single element.

Claim 2.11.

Suppose that tt is a partial play of 𝒰(X,γ)\mathcal{U}(X,{\leq}\gamma) of length less than γ\gamma according to both σ\sigma and τ\tau. Then, there are partial plays t0t_{0}, t1t_{1} of successor length, both extending tt and according to both σ\sigma and τ\tau, such that the final choices of Choose in t0t_{0} and t1t_{1} are disjoint.

Proof.

If not, take an arbitrary run of 𝒰(X,γ)\mathcal{U}(X,{\leq}\gamma) extending tt and according to both σ\sigma and τ\tau, such that only xx is in the intersection of choices along this run. Now consider a different run that starts with tt as well, however in which Cut splits off {x}\{x\} at the next odd stage. If Choose made all the same 0/1-choices at even stages in this run as before, then the intersection of their choices would now be empty, contradicting that σ\sigma is a winning strategy for Choose. This means that at some stage in those two runs, the respective choices of Choose according to σ\sigma have to be disjoint, and we may pick t0t_{0} and t1t_{1} to be suitable initial segments of these runs. ∎

Using the above claim, since σ\sigma is a winning strategy for Choose and γ\gamma is regular, we can construct a full binary tree TT of height γ\gamma of partial plays tt such that partial plays on the same level of TT have the same length, and such that the final choices made by Choose in any two such partial plays of successor length which are on the same level of TT will be disjoint. Let π\pi be an order-preserving isomorphism from 2<γT{}^{<\gamma}2\to T, and for a2γa\in{}^{\gamma}2, let π(a)={π(aα)α<γ}\pi(a)=\bigcup\{\pi(a\operatorname{\!\upharpoonright\!}\alpha)\mid\alpha<\gamma\}. Since σ\sigma is a winning strategy for Choose, the intersection of choices from any run of 𝒰(X,γ)\mathcal{U}(X,{\leq}\gamma) is nonempty, and thus, using the way the quasistrategy τ\tau was defined at even stages, this yields a continuous and injective map f:2γXf\colon{}^{\gamma}2\rightarrow X, letting f(a)=xf(a)=x whenever a2γa\in{}^{\gamma}2, b=π(a)b=\pi(a) is a branch through TT, and xx is the unique element of the intersection of choices of Choose in the run b\bigcup b. This shows that XX contains a continuous and injective image of 2γ{}^{\gamma}2, contradicting our choice of XX. ∎

3. Ideal cut and choose games

We want to introduce a larger class of generalized cut and choose games on regular and uncountable cardinals κ\kappa, in which the winning condition is dictated by a monotone family II on κ\kappa, that is a family of subsets of κ\kappa that is closed under subsets, which in many cases will be a <κ{<}\kappa-complete ideal IbdκI\supseteq\operatorname{bd}_{\kappa}. Before we introduce this class, let us observe that the games that we considered so far proceeded as progressions of cuts and choices, so that the chosen pieces would then be further cut into pieces. Equivalently however, we could require Cut to repeatedly cut the starting set κ\kappa of these games into pieces and Choose to pick one of those pieces, in each of their moves, simply because we only evaluate intersections of choices in order to determine who wins a run of a game, so whatever happens outside of the intersection of choices made in a run of any of our games up to same stage is irrelevant for this evaluation (and every partition of κ\kappa canonically induces a partition of any of its subsets XX, plus every partition of some XκX\subseteq\kappa can be extended to a partition of κ\kappa, for example by adding all of κX\kappa\setminus X to one of its parts). Our generalized cut and choose games will be based on the idea of Cut repeatedly partitioning the starting set of our cut and choose games. Fix a regular uncountable cardinal κ\kappa and a family II of subsets of κ\kappa that is monotone, i.e. closed under subsets, throughout this section. Let I+I^{+} denote the collection of all subsets of κ\kappa which are not elements of II (II-positive).

Definition 3.1.

Let XI+X\in I^{+}, and let γ<κ\gamma<\kappa be a limit ordinal. Let 𝒰(X,I,γ)\mathcal{U}(X,I,\gamma) denote the following game of length γ\gamma. Starting with the set XX, two players, Cut and Choose, take turns to make moves as follows. In each move, Cut divides the set XX into two pieces, and then Choose answers by picking one of them. Choose wins in case the final intersection of their choices is II-positive, and Cut wins otherwise.

𝒰(X,I,γ)\mathcal{U}(X,I,{\leq}\gamma) denotes the variant of the above game which Choose wins just in case the intersection of their choices is II-positive up to all stages δ<γ\delta<\gamma, and nonempty at the final stage γ\gamma, and Cut wins otherwise.

Let us also introduce the variant 𝒰(X,I,<γ)\mathcal{U}(X,I,{<}\gamma) for γκ\gamma\leq\kappa of the above game: It proceeds in the same way for γ\gamma-many moves, however Choose already wins in case for all δ<γ\delta<\gamma, the intersection of their first δ\delta-many choices is II-positive, and Cut wins otherwise.

Note that for the games defined above, we could let them end immediately (with a win for Cut) in case at any stage δ<γ\delta<\gamma, the intersection of choices of Choose up to that stage is in II. Note also that if IJI\subseteq J are monotone families on κ\kappa, XJ+X\in J^{+}, and Choose has a winning strategy in the game 𝒰(X,J,γ)\mathcal{U}(X,J,\gamma) for some limit ordinal γ\gamma, then they clearly also have a winning strategy in the game 𝒰(X,I,γ)\mathcal{U}(X,I,\gamma). Moreover, if SS denotes the monotone family {}{{α}α<κ}\{\emptyset\}\cup\{\{\alpha\}\mid\alpha<\kappa\}, then 𝒰(κ,γ)\mathcal{U}(\kappa,{\leq}\gamma) corresponds to 𝒰(κ,S,γ)\mathcal{U}(\kappa,S,{\leq}\gamma) and 𝒰(κ,γ)\mathcal{U}(\kappa,\gamma) corresponds to 𝒰(κ,S,γ)\mathcal{U}(\kappa,S,\gamma). We have thus in fact generalized the basic cut and choose games from our earlier sections.

Let us start with some minor extensions of observations from Section 1. We refer to a non-principal <κ{<}\kappa-complete ultrafilter on a measurable cardinal κ\kappa as a measurable ultrafilter on κ\kappa.

Observation 3.2.

If κ\kappa is measurable, and II is contained in the complement of some measurable ultrafilter UU on κ\kappa, then Choose wins 𝒰(X,I,<κ)\mathcal{U}(X,I,{<}\kappa) whenever XUX\in U.

Proof.

They simply win by picking their choices according to UU. ∎

Observation 3.3.

If κ\kappa is 2κ2^{\kappa}-strongly compact, then Choose wins 𝒰(X,I,<κ)\mathcal{U}(X,I,{<}\kappa) whenever IbdκI\supseteq\operatorname{bd}_{\kappa} is a <κ{<}\kappa-complete ideal on κ\kappa and XI={κaaI}X\in I^{*}=\{\kappa\setminus a\mid a\in I\}.

Proof.

The 2κ2^{\kappa}-strong compactness of κ\kappa allows us to extend II to a <κ{<}\kappa-complete prime ideal, the complement of which thus is a measurable ultrafilter containing XX as an element. The result then follows from Observation 3.2. ∎

We next present an observation on when Cut wins generalized cut and choose games. This is in close correspondence to our earlier observations for games of length κ\kappa, but it also shows that Cut not winning certain games of length κ\kappa has large cardinal strength.888Item (4) below is related to the notion of a WC ideal that was introduced by Chris Johnson [14]. Johnson shows [14, Corollary 2] that bdκ\operatorname{bd}_{\kappa} is a WC ideal if and only if κ\kappa is weakly compact. Using the concepts of distributivity that we will introduce in Section 6, it is not hard to see that II is a WC ideal if and only if Cut does not win 𝒰(κ,I,<κ)\mathcal{U}(\kappa,I,{<}\kappa). In fact, the following stronger statement also follows from results of Baumgartner and Johnson [14, Paragraph after Corollary 4]: If κ\kappa is weakly compact, then the weakly compact ideal II on κ\kappa is a WC ideal, and therefore Cut does not win 𝒰(κ,I,<κ)\mathcal{U}(\kappa,I,{<}\kappa).

Observation 3.4.

Let γ<κ\gamma<\kappa be a limit ordinal, and let II be a monotone family such that κ\kappa cannot be written as a <κ{<}\kappa-union of elements of II. Then, the following hold.

  1. (1)

    Cut wins 𝒰(κ,I,γ)\mathcal{U}(\kappa,I,\gamma) if and only if κ2|γ|\kappa\leq 2^{|\gamma|}.

  2. (2)

    Cut wins 𝒰(κ,I,γ)\mathcal{U}(\kappa,I,{\leq}\gamma) if and only if κ2<γ\kappa\leq 2^{<\gamma}.

  3. (3)

    If κ>2<γ\kappa>2^{<\gamma}, then Cut does not win 𝒰(κ,I,<γ)\mathcal{U}(\kappa,I,{<}\gamma).

  4. (4)

    If I=bdκI=\operatorname{bd}_{\kappa}, then Cut wins 𝒰(κ,I,<κ)\mathcal{U}(\kappa,I,{<}\kappa) if and only if κ\kappa is not weakly compact.

Proof.

The proof of (1) is analogous to the proof of Observation 1.2, and the proof of (2) is analogous to the proof of Observation 2.2, making use of the fact that κ\kappa cannot be written as a <κ{<}\kappa-union of elements of II in the forward directions. For (3), assume for a contradiction that κ>2<γ\kappa>2^{<\gamma}, however Cut has a winning strategy σ\sigma for the game 𝒰(κ,I,<γ)\mathcal{U}(\kappa,I,{<}\gamma). σ\sigma can be identified with a binary tree TT of height at most γ\gamma, where the root of the tree is labelled with κ\kappa, and if a node of the tree is labelled with yI+y\in I^{+}, then its immediate successor nodes are labelled with the sets from the partition that is the response of σ\sigma to the sequence of cuts and choices leading up to the choice of yy, and limit nodes are labelled with the intersection of the labels of their predecessors. If a node is labelled with a set in II, then it does not have any successors, and it means that Choose has lost at such a point. σ\sigma being a winning strategy means that TT has no branch of length γ\gamma. Thus, the union of all the labels of the leaves of TT has to be κ\kappa, which clearly contradicts our assumption on II, for the number of leaves of TT is at most 2<γ<κ2^{<\gamma}<\kappa.

Regarding (4), assume first that κ\kappa is weakly compact, however Cut has a winning strategy σ\sigma in the game 𝒰(κ,I,<κ)\mathcal{U}(\kappa,I,{<}\kappa). Let θ\theta be a sufficiently large regular cardinal, and let M(κ+1)M\supseteq(\kappa+1) be an elementary substructure of H(θ)H(\theta) of size κ\kappa that is closed under <κ{<}\kappa-sequences and with σM\sigma\in M. Using that κ\kappa is weakly compact, let UU be a uniform <κ{<}\kappa-complete MM-ultrafilter on κ\kappa. Let us consider a run of the game 𝒰(κ,I,<κ)\mathcal{U}(\kappa,I,{<}\kappa) in which Cut follows their winning strategy σ\sigma, and Choose responds according to UU. This is possible for proper initial segments of such a run will be elements of MM by the <κ{<}\kappa-closure of MM, and hence can be used as input for σ\sigma in MM, yielding the individual moves of Cut to be in MM as well. But since UU is uniform and <κ{<}\kappa-complete, all choices of Choose will be in UU and therefore II-positive. This means that Choose wins against σ\sigma, which is our desired contradiction.

In the other direction, assume that Cut does not have a winning strategy in the game 𝒰(κ,I,<κ)\mathcal{U}(\kappa,I,{<}\kappa). We verify that under the assumptions of our observation, κ\kappa has the filter property (as in [10, Definition 2.3]) and is thus weakly compact. Let 𝒜=Aii<κ\mathcal{A}=\langle A_{i}\mid i<\kappa\rangle be a collection of subsets of κ\kappa. We need to find a <κ{<}\kappa-complete filter \mathcal{F} on 𝒜\mathcal{A}, that is, <κ{<}\kappa-sized subsets of \mathcal{F} need to have κ\kappa-sized intersections. At any stage i<κi<\kappa, let Cut play the partition Ai,κAi\langle A_{i},\kappa\setminus A_{i}\rangle of κ\kappa. Since Cut does not have a winning strategy in the game 𝒰(κ,I,<κ)\mathcal{U}(\kappa,I,{<}\kappa), there is a sequence Bii<κ\langle B_{i}\mid i<\kappa\rangle of choices of Choose in such a run such that for every λ<κ\lambda<\kappa, i<λBiI+\bigcap_{i<\lambda}B_{i}\in I^{+}. But now we may clearly define our desired filter \mathcal{F} by letting AiA_{i}\in\mathcal{F} if Bi=AiB_{i}=A_{i}. ∎

Let us next observe that instead of measurability, it is sufficient for κ\kappa to be generically measurable as witnessed by sufficiently closed forcing in order for Choose to win cut and choose games at κ\kappa. This is a property that can be satisfied by small cardinals, and this thus shows that Choose can win cut and choose games at small cardinals. It is well-known how to produce small cardinals that are generically measurable: For example, if κ\kappa is measurable, as witnessed by some ultrapower embedding j:VMj\colon V\to M with critj=κ\operatorname{crit}j=\kappa, and for some nonzero n<ωn<\omega, PP denotes the Lévy collapse Coll(n1,<κ)\mathrm{Coll}(\aleph_{n-1},{<}\kappa) to make κ\kappa become n\aleph_{n} in the generic extension, then in any PP-generic extension V[G]V[G] with PP-generic filter GG, κ\kappa is generically measurable, as witnessed by the notion of forcing that is the Lévy collapse in the sense of M[G]M[G] of all cardinals in the interval [κ,j(κ))[\kappa,j(\kappa)) to become of size n1\aleph_{n-1}, which is a <n1{<}\aleph_{n-1}-closed notion of forcing in V[G]V[G]. The proof for κ=1\kappa=\aleph_{1} in [1, Theorem 10.2] works for the n\aleph_{n}’s as well.

Together with Theorem 2.5, the next observation will also show that assumptions of the existence of winning strategies for Choose in cut and choose games of increasing length form a hierarchy which is interleaved with assumptions of generic measurability, as witnessed by forcing notions with increasing closure properties.

Observation 3.5.

Assume that γκ\gamma\leq\kappa is regular, and that κ\kappa is generically measurable, as witnessed by some <γ{<}\gamma-closed notion of forcing PP.999The proof below can easily be adapted to the case when PP is only <γ{<}\gamma-strategically closed. Let U˙\dot{U} be a PP-name for a uniform VV-normal VV-ultrafilter on κ\kappa, and let II be the hopeless ideal with respect to U˙\dot{U}, that is I={Yκ1YˇU˙}I=\{Y\subseteq\kappa\mid 1\operatorname{\Vdash}\check{Y}\not\in\dot{U}\}. Then, IbdκI\supseteq\operatorname{bd}_{\kappa} is a normal ideal on κ\kappa and for any XI+X\in I^{+}, Choose wins 𝒰(X,I,<γ)\mathcal{U}(X,I,{<}\gamma).

Proof.

It is straightforward to check that IbdκI\supseteq\operatorname{bd}_{\kappa} is normal, using that U˙\dot{U} is forced to be uniform and VV-normal. We will describe a winning strategy for Choose in the game 𝒰(X,I,<γ)\mathcal{U}(X,I,{<}\gamma). At each stage α\alpha, Choose not only decides for a set CαC_{\alpha} to actually respond with, but they also pick a condition pαPp_{\alpha}\in P forcing that CˇαU˙\check{C}_{\alpha}\in\dot{U}, such that these conditions form a decreasing sequence of conditions.

At stage 0, assume that Cut presents the partition A0,B0\langle A_{0},B_{0}\rangle of XX. Since some condition forces that XˇU˙\check{X}\in\dot{U}, Choose may pick C0C_{0} to either be A0A_{0} or B0B_{0}, and pick a condition p0p_{0} forcing that Cˇ0U˙\check{C}_{0}\in\dot{U}. At successor stages α+1\alpha+1, we proceed essentially in the same way. Assume that Cut presents the partition Aα+1,Bα+1\langle A_{\alpha+1},B_{\alpha+1}\rangle of CαC_{\alpha}. Since pαCˇαU˙p_{\alpha}\operatorname{\Vdash}\check{C}_{\alpha}\in\dot{U}, Choose may pick Cα+1C_{\alpha+1} to either be Aα+1A_{\alpha+1} or Bα+1B_{\alpha+1}, and pick a condition pα+1pαp_{\alpha+1}\leq p_{\alpha} forcing that Cˇα+1U˙\check{C}_{\alpha+1}\in\dot{U}.

At limit stages α<γ\alpha<\gamma, Cut presents a partition Aα,Bα\langle A_{\alpha},B_{\alpha}\rangle of β<αCβ\bigcap_{\beta<\alpha}C_{\beta}. Since the forcing notion PP is <γ{<}\gamma-closed, we may let pαp^{\prime}_{\alpha} be a lower bound of pββ<α\langle p_{\beta}\mid\beta<\alpha\rangle. Then, pαp^{\prime}_{\alpha} forces that β<αˇCˇβU˙\bigcap_{\beta<\check{\alpha}}\check{C}_{\beta}\in\dot{U}, and Choose may pick CαC_{\alpha} to either be AαA_{\alpha} or BαB_{\alpha}, and pick a condition pαpαp_{\alpha}\leq p^{\prime}_{\alpha} forcing that CˇαU˙\check{C}_{\alpha}\in\dot{U}. ∎

The following result, which is also a consequence of our above results, is attributed to Richard Laver in [7, Comment (4) after the proof of Theorem 4]: It is consistent for Choose to have a winning strategy in the game 𝒰(ω2,I,ω)\mathcal{U}(\omega_{2},I,\omega) for some uniform normal ideal II on ω2\omega_{2}, and in particular, it is consistent for Choose to have a winning strategy in the game 𝒰(ω2,ω)\mathcal{U}(\omega_{2},\omega). By Observation 1.2, ω2\omega_{2} will clearly be the least cardinal κ\kappa so that Choose has a winning strategy in the game 𝒰(κ,ω)\mathcal{U}(\kappa,\omega), for Cut has a winning strategy in the game 𝒰(ω1,ω)\mathcal{U}(\omega_{1},\omega). We can now show that for either of the games 𝒰(ν,ω)\mathcal{U}(\nu,\omega) and 𝒰(ν,ω)\mathcal{U}(\nu,{\leq}\omega), any small successor cardinal ν\nu of a regular and uncountable cardinal can be least so that Choose wins. Note that the assumptions of the following observation are met in models of the form L[U]L[U], when UU is a measurable ultrafilter on a measurable cardinal θ\theta, as we argue in the proof of Observation 2.9.

Observation 3.6.

If θ\theta is measurable with no generically measurable cardinals below, and given some regular and uncountable κ<θ\kappa<\theta, then in the Lévy collapse extension by the notion of forcing Coll(κ,<θ)\mathrm{Coll}(\kappa,{<}\theta), making θ\theta become κ+\kappa^{+}, Choose has a winning strategy in the game 𝒰(θ,γ)\mathcal{U}(\theta,\gamma) whenever γ<κ\gamma<\kappa, however Choose does not have a winning strategy in the game 𝒰(λ,ω)\mathcal{U}(\lambda,{\leq}\omega) for any λ<θ\lambda<\theta.

Proof.

Apply the Lévy collapse forcing to make θ\theta become κ+\kappa^{+}, which is <κ{<}\kappa-closed. Work in a generic extension for this forcing. As we argued above, κ+\kappa^{+} is generically measurable as witnessed by <κ{<}\kappa-closed forcing. Thus by Observation 3.5, Choose has a winning strategy in the game 𝒰(θ,γ)\mathcal{U}(\theta,\gamma) whenever γ<κ\gamma<\kappa. Assume for a contradiction that there were some λ\lambda with γ<λ<θ\gamma<\lambda<\theta for which Choose had a winning strategy in the game 𝒰(λ,γ)\mathcal{U}(\lambda,{\leq}\gamma). By Theorem 2.5, we obtain a generically measurable cardinal νλ\nu\leq\lambda. But then clearly, ν\nu is also generically measurable in our ground model, contradicting our assumption. ∎

4. Cut and choose games at small inaccessibles

In Observation 2.9, we observed that a measurable cardinal can be the least cardinal at which Choose wins cut and choose games, and in Observation 3.6, we argued that consistently, Choose can first win cut and choose games at successors of regular cardinals. In this section, we want to show that it is consistent for Choose to first win cut and choose games at small inaccessible cardinals, that is inaccessible cardinals which are not measurable, and as we will see, not even weakly compact. The key result towards this will be the following, which is an adaption of Kunen’s technique [18] of killing the weak compactness of a measurable cardinal by adding a homogeneous Suslin tree TT, and then resurrecting measurability by forcing with TT. Our presentation is based on the presentation of this result that is provided by Gitman and Welch in [8, Section 6]. The difference in our result below will be that we need our homogeneous Suslin tree TT to have additional closure properties, and that this will require us to do a little extra work at some points in the argument.

Theorem 4.1.

Given a measurable cardinal κ\kappa, and a regular cardinal γ<κ\gamma<\kappa, one can force to obtain a model in which κ\kappa is still inaccessible (in fact, Mahlo) but not weakly compact anymore, however generically measurable, as witnessed by <γ+{<}\gamma^{+}-closed forcing. Hence in particular, by Observation 3.5, Choose wins the game 𝒰(κ,I,γ)\mathcal{U}(\kappa,I,\gamma) for some normal ideal IbdκI\supseteq\operatorname{bd}_{\kappa} on κ\kappa, and thus also 𝒰(κ,γ)\mathcal{U}(\kappa,\gamma) and 𝒰(κ,γ)\mathcal{U}(\kappa,{\leq}\gamma).101010This also shows that under the assumption of the consistency of a measurable cardinal, an analogue of Observation 3.4 (4) does not hold for games of length less than κ\kappa.

Proof.

We first force with a reverse Easton iteration, adding a Cohen subset to every inaccessible cardinal below κ\kappa. Let us consider the generic extension thus obtained as our ground model in the following. By well-known standard arguments (similar to those in the proof of Silver’s theorem about violating the GCH\operatorname{GCH} at a measurable cardinal (see [13, Theorem 21.4])), adding a Cohen subset of κ\kappa to that model will resurrect the measurability of κ\kappa in the extension. We will force to add a Suslin tree TT to κ\kappa that is closed under ascending <γ+{<}\gamma^{+}-sequences, and show that κ\kappa is generically measurable in that extension, as witnessed by forcing with that Suslin tree (with its reversed ordering), which now is a <γ+{<}\gamma^{+}-closed notion of forcing.

Definition 4.2.

A collection 𝒢\mathcal{G} of automorphisms of a tree TT acts transitively on TT if for every aa and bb on the same level of TT, there is π𝒢\pi\in\mathcal{G} with π(a)=b\pi(a)=b.

Definition 4.3.

A normal α\alpha-tree is a tree TT of height α\alpha with the following properties.

  • Each tTt\in T is a function t:β2t\colon\beta\to 2 for some β<α\beta<\alpha, and TT is ordered by end-extension.

  • TT is closed under initial segments.

  • If β+1<α\beta+1<\alpha and t:β2t\colon\beta\to 2 is in TT, then t0t^{\frown}0 and t1t^{\frown}1 are both in TT.

  • If β<α\beta<\alpha and t:β2t\colon\beta\to 2 is in TT, then for every γ\gamma with β<γ<α\beta<\gamma<\alpha, there is some s:γ2s\colon\gamma\to 2 in TT that extends ss (this property is abbreviated by saying that TT is pruned).

Lemma 4.4.

If κ\kappa is inaccessible, and γ<κ\gamma<\kappa is a regular cardinal, then there is a <κ{<}\kappa-strategically closed notion of forcing PγκP^{\kappa}_{\gamma} of size κ\kappa that adds a κ\kappa-Suslin tree within which every increasing sequence of length at most γ\gamma has an upper bound.

Proof.

Fix γ\gamma and κ\kappa, and let PγκP^{\kappa}_{\gamma} be the following notion of forcing \mathbb{Q} consisting of conditions of the form t,f\langle t,f\rangle, for which the following hold:

  • tt is a normal (α+1)(\alpha+1)-tree that is closed under increasing unions of length at most γ\gamma, for some α<κ\alpha<\kappa,

  • Aut(t)\operatorname{Aut}(t) acts transitively on tt,111111The requirements on Aut(t)\operatorname{Aut}(t) are needed to ensure that T˙\mathbb{Q}*\dot{T} is <κ{<}\kappa-closed in Observation 4.7. and

  • f:νAut(t)f\colon\nu\to\operatorname{Aut}(t) is an injective enumeration of Aut(t)\operatorname{Aut}(t) for some ordinal ν\nu.

Conditions are ordered naturally, that is t1,f1t0,f0\langle t_{1},f_{1}\rangle\leq\langle t_{0},f_{0}\rangle when t1t_{1} end-extends t0t_{0},121212That is, t1t0t_{1}\supseteq t_{0} and t1t_{1} restricted to the height of t0t_{0} equals t0t_{0}. and for all ξdom(f0)\xi\in\operatorname{dom}(f_{0}), f1(ξ)f_{1}(\xi) extends f0(ξ)f_{0}(\xi).

Claim 4.5 (Strategic Closure).

\mathbb{Q} is <κ{<}\kappa-strategically closed.

Proof.

We imagine two players, Player I and Player II taking turns for κ\kappa-many steps to play increasingly strong conditions in \mathbb{Q}. Player I has to start by playing the weakest condition of \mathbb{Q}, and is allowed to play at each limit stage of the game. The moves of Player I will be conditions denoted as ti,fi\langle t_{i},f_{i}\rangle, and the moves of Player II will be conditions denoted as ti,fi\langle t^{\prime}_{i},f^{\prime}_{i}\rangle. In order to show that \mathbb{Q} is <κ{<}\kappa-strategically closed, Player I has to ensure that at the end of the game, the decreasing sequence of conditions that has been produced by the above run has a lower bound in \mathbb{Q}. We will see in the argument below that it is only at limit steps when Player I has to be careful about their choice of play.

Let t0,f0={},id\langle t_{0},f_{0}\rangle=\langle\{\emptyset\},\langle\operatorname{id}\rangle\rangle be the weakest condition of \mathbb{Q}. Given ti,fi\langle t_{i},f_{i}\rangle for some i<κi<\kappa, let ti,fiti,fi\langle t^{\prime}_{i},f^{\prime}_{i}\rangle\leq\langle t_{i},f_{i}\rangle be the response of Player II, and let Player I respond by any condition ti+1,fi+1ti,fi\langle t_{i+1},f_{i+1}\rangle\leq\langle t^{\prime}_{i},f^{\prime}_{i}\rangle in \mathbb{Q}.

At limit stages σλ\sigma\leq\lambda, we let t¯σ\bar{t}_{\sigma} be the union of the tξt_{\xi}’s for ξ<σ\xi<\sigma, and we let f¯σ\bar{f}_{\sigma} be the coordinate-wise union of the fξf_{\xi}’s for ξ<σ\xi<\sigma. We define the next move tσ,fσ\langle t_{\sigma},f_{\sigma}\rangle of Player I as follows. In order to obtain tσt_{\sigma}, we add a top level to t¯σ\bar{t}_{\sigma} – we do so by simply adding unions for all branches through t¯σ\bar{t}_{\sigma}. The enumeration fσf_{\sigma} is then canonically induced by tσt_{\sigma} and by the fξf_{\xi}’s.

This process can be continued for κ\kappa-many steps, showing that \mathbb{Q} is <κ{<}\kappa-strategically closed, as desired. ∎

Note that it is easy to extend conditions in \mathbb{Q} to have arbitrary height below κ\kappa. A crucial property of \mathbb{Q} is the following.

Claim 4.6 (Sealing).

Suppose pp\in\mathbb{Q}, T˙\dot{T} is the canonical \mathbb{Q}-name for the generic tree added as the union of the first components of conditions in the generic filter, and pA˙p\operatorname{\Vdash}\dot{A} is a maximal antichain of T˙\dot{T}. Then, there is qpq\leq p in \mathbb{Q} forcing that A˙\dot{A} is (level-wise) bounded in T˙\dot{T}. This means that T˙\dot{T} is forced to be a κ\kappa-Suslin tree.

Proof.

Suppose p=t0,f0p=\langle t_{0},f_{0}\rangle, with dom(f0)=λ0\operatorname{dom}(f_{0})=\lambda_{0}. Choose some MH(κ+)M\prec H(\kappa^{+}) of size less than κ\kappa containing \mathbb{Q}, pp, T˙\dot{T} and A˙\dot{A} as elements, such that MM is closed under γ\gamma-sequences, and such that OrdMκ\operatorname{Ord}^{M}\cap\kappa is equal to some strong limit cardinal β<κ\beta<\kappa of cofinality greater than γ\gamma. Let φ:κκ\varphi\colon\kappa\to\kappa be a function in MM which enumerates each ξ<κ\xi<\kappa unboundedly often. Working entirely inside of MM, we carry out a construction in κ\kappa-many steps (so this construction only has β\beta-many steps from the point of view of VV). By possibly strengthening pp, we may without loss of generality assume that there is some at0a\in t_{0} such that t0,f0aˇA˙\langle t_{0},f_{0}\rangle\operatorname{\Vdash}\check{a}\in\dot{A}. Let B0B_{0} be any branch through aa in t0t_{0}. Let b0b_{0} be the top node of B0B_{0}. The node b0b_{0} begins the branch we will try to construct.

Given ti,fi\langle t_{i},f_{i}\rangle\in\mathbb{Q}, with dom(fi)=λi\operatorname{dom}(f_{i})=\lambda_{i}, and given bib_{i}, for some i<κi<\kappa, let ti+1,fi+1\langle t_{i+1},f_{i+1}\rangle\in\mathbb{Q} strengthen ti,fi\langle t_{i},f_{i}\rangle, such that dom(fi+1)=λi+1\operatorname{dom}(f_{i+1})=\lambda_{i+1}, and with the property that for every stis\in t_{i}, there is asti+1a_{s}\in t_{i+1} that is compatible with ss and such that ti+1,fi+1\langle t_{i+1},f_{i+1}\rangle forces that aˇsA˙\check{a}_{s}\in\dot{A}. It is straightforward to obtain such a condition in |t0||t_{0}|-many steps, making use of Claim 4.5. Now, say φ(i)=ρ\varphi(i)=\rho. If ρλi\rho\geq\lambda_{i}, let bi+1b_{i+1} be a node on the top level of ti+1t_{i+1} extending bib_{i}. Otherwise, let s=fi(ρ)(bi)s=f_{i}(\rho)(b_{i}). Let ss^{\prime} be on the top level of ti+1t_{i+1} above both ss and asa_{s}, and let bi+1=fi+1(ρ)1(s)b_{i+1}=f_{i+1}(\rho)^{-1}(s^{\prime}). This will have the effect that whenever t,fti+1,fi+1\langle t,f\rangle\leq_{\mathbb{Q}}\langle t_{i+1},f_{i+1}\rangle, t,f\langle t,f\rangle will force fˇ(ρˇ)(bˇi+1)\check{f}(\check{\rho})(\check{b}_{i+1}) to be above an element of A˙\dot{A} in this latter case.

At limit stages σ\sigma, we let t¯σ\bar{t}_{\sigma} be the union of the tξt_{\xi}’s for ξ<σ\xi<\sigma, and we let f¯σ\bar{f}_{\sigma} be the coordinate-wise union of the fξf_{\xi}’s for ξ<σ\xi<\sigma. Let bσ=ξ<σbξb_{\sigma}=\bigcup_{\xi<\sigma}b_{\xi}. Now, in order to obtain tσt_{\sigma}, we add a top level to t¯σ\bar{t}_{\sigma}. If σ\sigma has cofinality larger than γ\gamma, we pick this top level of tσt_{\sigma} to be {c[{bξξ<σ}]crange(f¯σ)}\{\bigcup c[\{b_{\xi}\mid\xi<\sigma\}]\mid c\in\operatorname{range}(\bar{f}_{\sigma})\}. Note that since the identity map is an element of range(f¯σ)\operatorname{range}(\bar{f}_{\sigma}), it follows in particular that bσtσb_{\sigma}\in t_{\sigma}. If σ\sigma has cofinality at most γ\gamma, we pick this top level to consist of all unions of branches through t¯σ\bar{t}_{\sigma} (note that by the closure properties of MM, these are the same in MM and in VV, and we thus obtain an actual condition in \mathbb{Q}). Finally, fσf_{\sigma} is canonically induced by tσt_{\sigma} and the fξf_{\xi}’s in each case. It is easy to check that tσ,fσ\langle t_{\sigma},f_{\sigma}\rangle is a condition in \mathbb{Q} in each case, however note that having fξf_{\xi} act transitively on tξt_{\xi} for each ξ<σ\xi<\sigma is needed to ensure that tσt_{\sigma} is pruned.

In VV, after β\beta-many steps, we build q=t,f=tβ,fβq=\langle t,f\rangle=\langle t_{\beta},f_{\beta}\rangle by unioning up the sequence of conditions ti,fii<β\langle\langle t_{i},f_{i}\rangle\mid i<\beta\rangle, adding a top level to t¯β=i<βti\bar{t}_{\beta}=\bigcup_{i<\beta}t_{i}, and extending f¯β\bar{f}_{\beta} as in the limit ordinal case above. Note that since β\beta has cofinality greater than γ\gamma, we will be in the case when we only include top level nodes in tβt_{\beta} above certain branches of t¯β\bar{t}_{\beta}.

We finally need to show that t,f\langle t,f\rangle forces A˙\dot{A} to be bounded in T˙\dot{T}. We will do so by showing that it forces A˙\dot{A} to be a maximal antichain of tˇ\check{t} (in fact, of t¯β\bar{t}_{\beta}). Let bb be a branch of t¯β\bar{t}_{\beta}, induced by some node on the top level of tt. This node will have to be of the form c[{bξξ<β}]\bigcup c[\{b_{\xi}\mid\xi<\beta\}] for c=f¯β(ρ)=ξ<βfξ(ρ)c=\bar{f}_{\beta}(\rho)=\bigcup_{\xi<\beta}f_{\xi}(\rho) for some ordinal ρ<β\rho<\beta. But then, using that φM\varphi\in M, and that β=Mκ\beta=M\cap\kappa, it follows that φ(i)=ρ\varphi(i)=\rho for unboundedly many ordinals i<βi<\beta. Pick one such ii for which ρ<λi\rho<\lambda_{i}, noting that i<βλi=β\bigcup_{i<\beta}\lambda_{i}=\beta. By our remark made at the end of the successor ordinal step of our above construction, it now follows that t,f\langle t,f\rangle forces cˇ[{bˇξξ<βˇ}]\check{c}[\{\check{b}_{\xi}\mid\xi<\check{\beta}\}] to meet A˙\dot{A} (within tˇ\check{t}; in fact, within t¯β\bar{t}_{\beta}). ∎

By the above claim, it is immediate that T˙\dot{T} is forced to be a κ\kappa-Suslin tree. By the definition of \mathbb{Q}, it is also immediate that every increasing sequence of length at most γˇ\check{\gamma} in T˙\dot{T} is forced to have an upper bound in T˙\dot{T} (note that by its <κ{<}\kappa-strategic closure, \mathbb{Q} does not add any new <κ{<}\kappa-sequences of elements of T˙\dot{T}). ∎

Observation 4.7.

If we let T˙\dot{T} be the canonical name for the κ\kappa-Suslin tree added by forcing with \mathbb{Q}, then T˙\mathbb{Q}*\dot{T} is equivalent to κ\kappa-Cohen forcing, where the ordering of the notion of forcing T˙\dot{T} is the reverse tree ordering.

Proof.

It suffices to argue that T˙\mathbb{Q}*\dot{T} has a dense subset of conditions that is <κ{<}\kappa-closed. Our dense set will be conditions of the form t,f,bˇ\langle t,f,\check{b}\rangle where bb is a node on the top level of tt. Given a decreasing sequence ti,fi,bˇii<λ\langle\langle t_{i},f_{i},\check{b}_{i}\rangle\mid i<\lambda\rangle of conditions in this dense set of length λ<κ\lambda<\kappa, we may find a lower bound as in the limit stage case in the proof of Claim 4.6, with the sequence of bib_{i}’s inducing a branch through the union of the tit_{i}’s. ∎

It thus follows that after forcing with T˙\mathbb{Q}*\dot{T}, κ\kappa is measurable, and thus \mathbb{Q} forces that κ\kappa is generically measurable as witnessed by the notion of forcing T˙\dot{T}, which is <γ+{<}\gamma^{+}-closed, as desired. It is also clear that κ\kappa is Mahlo after forcing with \mathbb{Q}, for otherwise it could not be measurable in the further T˙\dot{T}-generic extension. ∎

Note that in particular, if in the starting model there are no generically measurable cardinals below κ\kappa, then in our forcing extension above, arguing as in the proof of Observation 2.9, κ\kappa is the least cardinal λ\lambda such that Choose has a winning strategy in the game 𝒰(λ,ω)\mathcal{U}(\lambda,\omega). The same holds for 𝒰(λ,ω)\mathcal{U}(\lambda,{\leq}\omega).

5. Cutting into a larger number of pieces

Let us start by considering variants of cut and choose games in which we allow Cut to cut into a larger number of pieces in each of their moves. We again fix a regular and uncountable cardinal κ\kappa and a monotone family II on κ\kappa throughout.

Definition 5.1.

For any cardinal ν<κ\nu<\kappa, and any limit ordinal γ<κ\gamma<\kappa, we introduce the following variants 𝒰ν(X,I,γ)\mathcal{U}_{\nu}(X,I,\gamma), 𝒰ν(X,I,γ)\mathcal{U}_{\nu}(X,I,{\leq}\gamma) and 𝒰ν(X,I,<γ)\mathcal{U}_{\nu}(X,I,{<}\gamma) of the games 𝒰(X,I,γ)\mathcal{U}(X,I,\gamma), 𝒰(X,I,γ)\mathcal{U}(X,I,{\leq}\gamma) and 𝒰(X,I,<γ)\mathcal{U}(X,I,{<}\gamma), allowing also for γ=κ\gamma=\kappa in 𝒰ν(X,I,<γ)\mathcal{U}_{\nu}(X,I,{<}\gamma): In each move, Cut is allowed to cut XX into up to ν\nu-many rather than just two pieces, and as before, Choose will pick one of them. For any cardinal νκ\nu\leq\kappa, we also introduce variants 𝒰<ν(X,I,γ)\mathcal{U}_{{<}\nu}(X,I,\gamma), 𝒰<ν(X,I,γ)\mathcal{U}_{{<}\nu}(X,I,{\leq}\gamma) and 𝒰<ν(X,I,<γ)\mathcal{U}_{{<}\nu}(X,I,{<}\gamma): Cut is now allowed to cut XX into any number of less than ν\nu-many pieces in each of their moves. The winning conditions for each of these variants are the same as for the corresponding games defined above.

If II is a <κ{<}\kappa-complete ideal, then in the games 𝒰ν(X,I,γ)\mathcal{U}_{\nu}(X,I,\gamma) and 𝒰ν(X,I,<γ)\mathcal{U}_{\nu}(X,I,{<}\gamma) above, and their variants where ν\nu is replaced by <ν{<}\nu, we could equivalently require Cut to cut the starting set XX into II-positive sets in each of their moves: Choose will clearly lose if they ever decide for a set in II, but it is also pointless for Cut to cut off pieces in II, using that either our games have length less than κ\kappa, or in the case of games of length κ\kappa, the winning conditions only depend on properties of proper initial segments of its runs, and that II is <κ{<}\kappa-complete.

The following generalizes Observation 3.4, showing that it is still not very interesting to consider winning strategies for Cut in these games.

Observation 5.2.

Let γ<κ\gamma<\kappa be a limit ordinal, let ν<κ\nu<\kappa be a regular cardinal, let II be a monotone family such that κ\kappa can not be written as a <κ{<}\kappa-union of elements of II, and let XI+X\in I^{+}. Let ν<γ=sup{νδδ<γ\nu^{<\gamma}=\sup\{\nu^{\delta}\mid\delta<\gamma is a cardinal}\}. Then, the following hold.

  1. (1)

    Cut wins 𝒰ν(κ,I,γ)\mathcal{U}_{\nu}(\kappa,I,\gamma) if and only if κν|γ|\kappa\leq\nu^{|\gamma|}.

  2. (2)

    Cut wins 𝒰ν(κ,I,γ)\mathcal{U}_{\nu}(\kappa,I,{\leq}\gamma) if and only if κν<γ\kappa\leq\nu^{<\gamma}.

  3. (3)

    If κ>ν<γ\kappa>\nu^{<\gamma}, then Cut does not win 𝒰ν(κ,I,<γ)\mathcal{U}_{\nu}(\kappa,I,{<}\gamma).

  4. (4)

    If κ\kappa is (strongly) inaccessible, then Cut does not win 𝒰<κ(κ,I,γ)\mathcal{U}_{{<}\kappa}(\kappa,I,\gamma).

  5. (5)

    If κ\kappa is weakly compact, then Cut does not win 𝒰<κ(κ,bdκ,<κ)\mathcal{U}_{{<}\kappa}(\kappa,\operatorname{bd}_{\kappa},{<}\kappa).

Proof.

The proofs of (1), (2), (3) and (5) are analogous to those in Observation 3.4. The argument for (4) is a minor adaption of that for (3). ∎

Observation 3.5 easily generalizes to the following, using that in the notation of that observation, U˙\dot{U} is forced to be VV-<κ{<}\kappa-complete.

Observation 5.3.

Assume that γκ\gamma\leq\kappa is regular, and that κ\kappa is generically measurable, as witnessed by some <γ{<}\gamma-closed notion of forcing PP. Let U˙\dot{U} be a PP-name for a VV-normal VV-ultrafilter on κ\kappa, and let II be the hopeless ideal with respect to U˙\dot{U}. Then, for any XI+X\in I^{+}, Choose has a winning strategy in the game 𝒰<κ(X,I,<γ)\mathcal{U}_{{<}\kappa}(X,I,{<}\gamma).

We also want to define cut and choose games on a cardinal κ\kappa where Cut can cut into κ\kappa-many pieces. A little bit of care has to be taken in doing so however. One thing to note is that we do have to require Cut to actually cut into II-positive pieces, for otherwise, given that II contains all singletons, they could cut any set XX into singletons in any of their moves, making it impossible for Choose to win. Another observation is that if IbdκI\supseteq\operatorname{bd}_{\kappa} is <κ{<}\kappa-complete, then any disjoint partition WW of an II-positive set XX into less than κ\kappa-many II-positive sets is maximal: there cannot be an II-positive AXA\subseteq X such that for any BWB\in W, ABIA\cap B\in I. This is clearly not true anymore for partitions of size κ\kappa. However, as the following observation shows, in many cases, maximality is needed in order for such cut and choose games to be of any interest.

Observation 5.4.

If IbdκI\supseteq\operatorname{bd}_{\kappa} is <κ{<}\kappa-complete and has the property that any II-positive set can be partitioned into κ\kappa-many disjoint II-positive sets,131313Note that this is the case for example if II is the bounded or the nonstationary ideal. and the game 𝒰κ(X,I,γ)\mathcal{U}_{\kappa}(X,I,\gamma) were defined as the games 𝒰ν(X,I,γ)\mathcal{U}_{\nu}(X,I,\gamma) in Definition 5.1, however letting ν=κ\nu=\kappa while additionally requiring Cut to always provide partitions into II-positive pieces, and XI+X\in I^{+}, then Cut has a winning strategy in the game 𝒰κ(X,I,ω)\mathcal{U}_{\kappa}(X,I,\omega).

Proof.

Write XX as a disjoint union of II-positive sets XiX_{i} for i<ωi<\omega. At any stage n<ωn<\omega, let Cut play a disjoint partition Aαnα<κ\langle A^{n}_{\alpha}\mid\alpha<\kappa\rangle of XX into II-positive sets such that each AαnA^{n}_{\alpha} contains exactly one element of XnX_{n}, and such that AαnXmI+A^{n}_{\alpha}\cap X_{m}\in I^{+} whenever m>nm>n.141414Since XnAαnIX_{n}\cap A^{n}_{\alpha}\in I for every α<κ\alpha<\kappa, the partition Aαnα<κ\langle A^{n}_{\alpha}\mid\alpha<\kappa\rangle is not maximal. Choose has to pick some Bn=AαnB^{n}=A^{n}_{\alpha}. Let AαnXn={αn}A^{n}_{\alpha}\cap X_{n}=\{\alpha_{n}\}. Note that the above defines a strategy for Cut which ensures that for any i<ωi<\omega, Xin<ωBnX_{i}\cap\bigcap_{n<\omega}B^{n} contains at most one element, and hence the intersection n<ωBn\bigcap_{n<\omega}B^{n} of choices of Choose is countable, showing this strategy to be a winning strategy for Cut, as desired.151515With a little more effort, it is in fact possible to provide a strategy for Cut which ensures that the intersection of choices of Choose is empty. This makes use of the fact that for any ordinal α\alpha, Cut can play to ensure that in order to have a chance of winning, Choose has to decide for a set that does not contain α\alpha as an element within a finite number of moves.

We will need the following.

Definition 5.5.

Let II be a monotone family on a regular and uncountable cardinal κ\kappa.

  • If XI+X\in I^{+}, then an II-partition of XX is a maximal collection WP(X)I+W\subseteq P(X)\cap I^{+} so that ABIA\cap B\in I whenever A,BWA,B\in W are distinct.

  • An II-partition WW is disjoint if any two of its distinct elements are.

In the light of the above, we now define cut and choose games in which Cut can cut into κ\kappa-many, or even more pieces in each of their moves as follows.

Definition 5.6.

Let κ\kappa be a regular uncountable cardinal, let II be a monotone family on κ\kappa, let γ<κ\gamma<\kappa be a limit ordinal, let XI+X\in I^{+}, and let ν\nu be a cardinal, or ν=\nu=\infty.

  • 𝒢ν(X,I,γ)\mathcal{G}_{\nu}(X,I,\gamma) denotes the variant of the game 𝒰ν(X,I,γ)\mathcal{U}_{\nu}(X,I,\gamma) where in each move, Cut may play an II-partition of size at most ν\nu of XX, or of arbitrary size if ν=\nu=\infty, and Choose has to pick one of its elements. Choose wins in case the intersection of all of their choices is II-positive, and Cut wins otherwise.

  • In a similar fashion (using II-partitions rather than disjoint partitions), we also define games 𝒢ν(X,I,γ)\mathcal{G}_{\nu}(X,I,{\leq}\gamma) and 𝒢ν(X,I,<γ)\mathcal{G}_{\nu}(X,I,{<}\gamma) as variants of 𝒰ν(X,I,γ)\mathcal{U}_{\nu}(X,I,{\leq}\gamma) and 𝒰ν(X,I,<γ)\mathcal{U}_{\nu}(X,I,{<}\gamma), allowing also for γ=κ\gamma=\kappa for the latter.

  • If ν\nu is a cardinal, we also define games 𝒢<ν(X,I,γ)\mathcal{G}_{{<}\nu}(X,I,\gamma), 𝒢<ν(X,I,γ)\mathcal{G}_{{<}\nu}(X,I,{\leq}\gamma) and 𝒢<ν(X,I,<γ)\mathcal{G}_{{<}\nu}(X,I,{<}\gamma) in the obvious way.

By the below observation, these games actually generalize the games that we introduced in Definition 5.1 above.

Observation 5.7.

If II is a monotone family, then the 𝒰\mathcal{U}-games introduced in Definition 5.1 are equivalent to their corresponding 𝒢\mathcal{G}-games introduced in Definition 5.6, that is, for any choice of parameters XX, II, ν\nu and γ\gamma that are suitable for Definition 5.1, the games 𝒢ν(X,I,γ)\mathcal{G}_{\nu}(X,I,\gamma) and 𝒰ν(X,I,γ)\mathcal{U}_{\nu}(X,I,\gamma) are equivalent, the games 𝒢ν(X,I,γ)\mathcal{G}_{\nu}(X,I,{\leq}\gamma) and 𝒰ν(X,I,γ)\mathcal{U}_{\nu}(X,I,{\leq}\gamma) are equivalent etc.

Proof.

We only treat the equivalence between games of the form 𝒢ν(X,I,γ)\mathcal{G}_{\nu}(X,I,\gamma) and 𝒰ν(X,I,γ)\mathcal{U}_{\nu}(X,I,\gamma) when ν<κ\nu<\kappa is a cardinal and γ<κ\gamma<\kappa is a limit ordinal, for the other equivalences are analogous. Making use of the comments after Definition 5.1, if Cut wins 𝒰ν(X,I,γ)\mathcal{U}_{\nu}(X,I,\gamma), then Cut wins 𝒢ν(X,I,γ)\mathcal{G}_{\nu}(X,I,\gamma), because every disjoint partition of an II-positive set XX into less than κ\kappa-many II-positive sets is an II-partition of XX. Analogously, if Choose wins 𝒢ν(X,I,γ)\mathcal{G}_{\nu}(X,I,\gamma), then Choose wins 𝒰ν(X,I,γ)\mathcal{U}_{\nu}(X,I,\gamma).

Given an II-partition W={wαα<θ}W=\{w_{\alpha}\mid\alpha<\theta\} of some set XI+X\in I^{+}, with θκ\theta\leq\kappa, we call W={wαα<θ}W^{\prime}=\{w^{\prime}_{\alpha}\mid\alpha<\theta\} a full disjointification of WW in case w0=w0(XW)w^{\prime}_{0}=w_{0}\cup(X\setminus\bigcup W) and wα=wαα¯<αwα¯w^{\prime}_{\alpha}=w_{\alpha}\setminus\bigcup_{\bar{\alpha}<\alpha}w_{\bar{\alpha}} for every nonzero α<θ\alpha<\theta.161616Note that full disjointifications of an II-partition WW are not unique – they are only determined modulo an enumeration of WW. In the following, let us fix some canonical choice of full disjointification for all II-partitions WW, and let us refer to those as the full disjointification of WW. Then WW^{\prime} is a partition of XX and moreover, wαwαw^{\prime}_{\alpha}\subseteq w_{\alpha} for every nonzero α<θ\alpha<\theta.

Suppose that σ\sigma is a winning strategy for Cut in 𝒢ν(X,I,γ)\mathcal{G}_{\nu}(X,I,\gamma). To define a winning strategy τ\tau for Cut in 𝒰ν(X,I,γ)\mathcal{U}_{\nu}(X,I,\gamma), we use an auxiliary run of 𝒢ν(X,I,γ)\mathcal{G}_{\nu}(X,I,\gamma) in which Cut plays according to σ\sigma. Given a move WαW_{\alpha} of Cut in round α<γ\alpha<\gamma in 𝒢ν(X,I,γ)\mathcal{G}_{\nu}(X,I,\gamma), we let τ\tau perform two consecutive moves in 𝒰ν(X,I,γ)\mathcal{U}_{\nu}(X,I,\gamma). The first one is the full disjointification WαW_{\alpha}^{\prime} of WαW_{\alpha}. The second one splits XX into Wα\bigcup W_{\alpha} and XWαX\setminus\bigcup W_{\alpha}. Choose first picks an element YαY_{\alpha} of WαW_{\alpha}^{\prime} and then they have to pick Wα\bigcup W_{\alpha}. By the definition of full disjointifications, there is some XαWαX_{\alpha}\in W_{\alpha} with YαWαXαY_{\alpha}\cap\bigcup W_{\alpha}\subseteq X_{\alpha}. We let Choose play such an XαX_{\alpha} in 𝒢ν(X,I,γ)\mathcal{G}_{\nu}(X,I,\gamma), and Cut again responds in the next round by using σ\sigma. Since σ\sigma is a winning strategy for Cut, it follows that α<γ(YαWα)α<γXαI\bigcap_{\alpha<\gamma}(Y_{\alpha}\cap\bigcup W_{\alpha})\subseteq\bigcap_{\alpha<\gamma}X_{\alpha}\in I, and therefore that τ\tau is a winning strategy for Cut, as desired.

We now argue that a winning strategy σ\sigma for Choose in 𝒰ν(X,I,γ)\mathcal{U}_{\nu}(X,I,\gamma) yields a winning strategy τ\tau for Choose in the game 𝒢ν(X,I,γ)\mathcal{G}_{\nu}(X,I,\gamma), making use of an auxiliary run of 𝒰ν(X,I,γ)\mathcal{U}_{\nu}(X,I,\gamma) in which Choose plays according to σ\sigma. Given a move WαW_{\alpha} of Cut in the game 𝒢ν(X,I,γ)\mathcal{G}_{\nu}(X,I,\gamma), we let Cut perform two consecutive moves in the game 𝒰ν(X,I,γ)\mathcal{U}_{\nu}(X,I,\gamma): The first one is the full disjointification WαW_{\alpha}^{\prime} of WαW_{\alpha}, and the second one splits XX into Wα\bigcup W_{\alpha} and XWαX\setminus\bigcup W_{\alpha}. The strategy σ\sigma will pick some element YαWαY_{\alpha}\in W_{\alpha}^{\prime}, and then decides for Wα\bigcup W_{\alpha}. We let the next move of Choose according to τ\tau be some XαWαX_{\alpha}\in W_{\alpha} for which YαWαXαY_{\alpha}\cap\bigcup W_{\alpha}\subseteq X_{\alpha}. Since σ\sigma is a winning strategy for Choose, it follows that α<γ(YαWα)α<γXαI+\bigcap_{\alpha<\gamma}(Y_{\alpha}\cap\bigcup W_{\alpha})\subseteq\bigcap_{\alpha<\gamma}X_{\alpha}\in I^{+}, and therefore that τ\tau is a winning strategy for Choose, as desired. ∎

Up to some point, increasing the possible size ν\nu of II-partitions that Cut may play actually does not make a difference (in terms of the existence of winning strategies for either player) for our generalized cut and choose games of the form 𝒢ν(X,I,γ)\mathcal{G}_{\nu}(X,I,\gamma) or 𝒢ν(X,I,<γ)\mathcal{G}_{\nu}(X,I,{<}\gamma). This will folllow as a special case of Theorem 6.2 below, noting that if θ\theta is a cardinal and II is a <θ+{<}\theta^{+}-complete ideal on a cardinal κ\kappa, then the partial order 𝒫(κ)/I\mathcal{P}(\kappa)/I is a <θ+{<}\theta^{+}-complete Boolean algebra.

6. Poset games and distributivity

A very natural further generalization is to consider analogues of the above games played on posets. On Boolean algebras, such games of length ω\omega were considered by Boban Veličković [25], and such games of arbitrary length were considered by Natasha Dobrinen [2], who also mentions a generalization to partial orders. We assume that each poset \mathbb{Q} has domain QQ and a maximal element 11_{\mathbb{Q}}.

Definition 6.1.

If \mathbb{Q} is a poset with XQX\in Q, γ\gamma is a limit ordinal, and ν\nu is a cardinal, or ν=\nu=\infty, 𝒢ν(X,,γ)\mathcal{G}_{\nu}(X,\mathbb{Q},\gamma) denotes the game of length γ\gamma in which players Cut and Choose take turns, where in each move, Cut plays a maximal antichain of \mathbb{Q} below XX of size at most ν\nu, or of arbitrary size if ν=\nu=\infty, and Choose responds by picking one of its elements. Choose wins in case the sequence of all of their choices has a lower bound in \mathbb{Q}, and Cut wins otherwise. We also introduce obvious variants with <ν{<}\nu and/or <γ{<}\gamma in place of ν\nu and γ\gamma respectively – if the final parameter is of the form <γ{<}\gamma, we only ask for lower bounds in \mathbb{Q} for all proper inital segments of the sequence of their choices in order for Choose to win.

Let κ\kappa be a regular uncountable cardinal, and let II be a <κ{<}\kappa-complete ideal on κ\kappa. It is easily observed that for XI+X\in I^{+}, any limit ordinal γ<κ\gamma<\kappa, and any cardinal ν\nu, or ν=\nu=\infty, the games 𝒢ν(X,I,γ)\mathcal{G}_{\nu}(X,I,\gamma) and 𝒢ν([X]I,P(κ)/I,γ)\mathcal{G}_{\nu}([X]_{I},P(\kappa)/I,\gamma) are essentially the same game (and are in particular equivalent), as are 𝒢ν(X,I,<γ)\mathcal{G}_{\nu}(X,I,{<}\gamma) and 𝒢ν([X]I,P(κ)/I,<γ)\mathcal{G}_{\nu}([X]_{I},P(\kappa)/I,{<}\gamma). But note that Definition 6.1 can also be taken to provide a natural definition of 𝒢ν(X,I,γ)\mathcal{G}_{\nu}(X,I,\gamma), and its variants with <ν{<}\nu and/or <γ{<}\gamma, which also works for γκ\gamma\geq\kappa: We could take them to be 𝒢ν([X]I,P(κ)/I,γ)\mathcal{G}_{\nu}([X]_{I},P(\kappa)/I,\gamma) and its variants, and we observe that this corresponds to requiring the existence of an II-positive set that is II-almost contained in every choice of Choose in order for Choose to win, rather than an II-positive intersection of those choices, in Definition 5.6.

We first want to show a result that we already promised (for games with respect to ideals) in Section 5, namely that up to some point, increasing the possible size of partitions provided by Cut still yields equivalent games. Given a cardinal θ\theta, we say that a partial order \mathbb{Q} is <θ{<}\theta-complete in case it has suprema and infima for all of its subsets of size less than θ\theta, under the assumption that those subsets have a lower bound for the latter.

Theorem 6.2.

Let γ\gamma and ν\nu be cardinals, let β<γ\beta<\gamma be a cardinal, let \mathbb{Q} be a separative partial order with domain QQ, and let qQq\in Q.

  1. (1)

    If \mathbb{Q} is <(νβ)+{<}(\nu^{\beta})^{+}-complete, then 𝒢ν(X,,γ)\mathcal{G}_{\nu}(X,\mathbb{Q},\gamma) and 𝒢νβ(X,,γ)\mathcal{G}_{\nu^{\beta}}(X,\mathbb{Q},\gamma) are equivalent, as are 𝒢ν(X,,<γ)\mathcal{G}_{\nu}(X,\mathbb{Q},{<}\gamma) and 𝒢νβ(X,,<γ)\mathcal{G}_{\nu^{\beta}}(X,\mathbb{Q},{<}\gamma).171717Note that if for some β<γ\beta<\gamma, we have νβ=ν<γ\nu^{\beta}=\nu^{<\gamma}, then this means that the games 𝒢ν(X,,γ)\mathcal{G}_{\nu}(X,\mathbb{Q},\gamma) and 𝒢ν<γ(X,,γ)\mathcal{G}_{\nu^{<\gamma}}(X,\mathbb{Q},\gamma) are equivalent. This is the case in particular if γ=β+\gamma=\beta^{+} is a successor cardinal.

  2. (2)

    If γ\gamma is a limit cardinal, νδ<ν<γ\nu^{\delta}<\nu^{<\gamma} whenever δ<γ\delta<\gamma,181818By (1), we do not need this assumption in case \mathbb{Q} is <(ν<γ)+{<}(\nu^{<\gamma})^{+}-complete. and \mathbb{Q} is <(ν<γ){<}(\nu^{<\gamma})-complete, then 𝒢ν(X,,γ)\mathcal{G}_{\nu}(X,\mathbb{Q},\gamma) and 𝒢<(ν<γ)(X,,γ)\mathcal{G}_{<(\nu^{<\gamma})}(X,\mathbb{Q},\gamma) are equivalent, as are the games 𝒢ν(X,,<γ)\mathcal{G}_{\nu}(X,\mathbb{Q},{<}\gamma) and 𝒢<(ν<γ)(X,,<γ)\mathcal{G}_{<(\nu^{<\gamma})}(X,\mathbb{Q},{<}\gamma).

  3. (3)

    In particular, if γ\gamma is a strong limit cardinal, and \mathbb{Q} is <γ{<}\gamma-complete, then the games 𝒢2(X,,<γ)\mathcal{G}_{2}(X,\mathbb{Q},{<}\gamma) and 𝒢<γ(X,,<γ)\mathcal{G}_{{<}\gamma}(X,\mathbb{Q},{<}\gamma) are equivalent.

Proof.

The idea of the arguments for the above is that we may simulate a single move of Cut, in the games where they are allowed to play larger antichains, by less than γ\gamma-many moves in the corresponding games where they are only allowed to play antichains of size at most ν\nu in each of their moves. Let us go through some of the details of one of those equivalences in somewhat more detail. For example, let us assume that in (1), Cut has a winning strategy in the game 𝒢νβ(X,,γ)\mathcal{G}_{\nu^{\beta}}(X,\mathbb{Q},\gamma). Assume that in one of their moves, they play a maximal antichain of \mathbb{Q} below XX of the form W={xrrνβ}W=\{x_{r}\mid r\in{}^{\beta}\nu\}. Let Cut make β\beta-many moves in the game 𝒢ν(X,,γ)\mathcal{G}_{\nu}(X,\mathbb{Q},\gamma), playing maximal antichains WiW_{i} below XX for i<βi<\beta, with Wi={wijj<ν}W_{i}=\{w_{i}^{j}\mid j<\nu\} such that wij=sup{xrr(i)=j}w_{i}^{j}=\sup\{x_{r}\mid r(i)=j\} for all j<νj<\nu. Let r:βνr\colon\beta\to\nu be such that Choose picks wir(i)w_{i}^{r(i)} in their ithi^{\textrm{th}} move, for each i<βi<\beta. Now clearly xrwir(i)x_{r}\leq w_{i}^{r(i)} for each i<βi<\beta, hence xrinf{wir(i)i<β}x_{r}\leq\inf\{w_{i}^{r(i)}\mid i<\beta\}. Note that for rrνβr\neq r^{\prime}\in{}^{\beta}\nu, inf{wir(i)i<β}\inf\{w_{i}^{r(i)}\mid i<\beta\} and inf{wir(i)i<β}\inf\{w_{i}^{r^{\prime}(i)}\mid i<\beta\} are incompatible, and hence the collection of these infima for different rνβr^{\prime}\in{}^{\beta}\nu forms a maximal antichain of \mathbb{Q} below XX. Thus, by the separativity of \mathbb{Q}, it follows that in fact xr=inf{wir(i)i<β}x_{r}=\inf\{w_{i}^{r(i)}\mid i<\beta\}. Let Choose respond to WW by picking xrWx_{r}\in W. Cut will win this run of the game 𝒢νβ(X,,γ)\mathcal{G}_{\nu^{\beta}}(X,\mathbb{Q},\gamma) for they are using their winning strategy, but then they will also win the above run of 𝒢ν(X,,γ)\mathcal{G}_{\nu}(X,\mathbb{Q},\gamma), for the responses of Choose in this run will be cofinal in the sequence of their corresponding responses in the run of 𝒢νβ(X,,γ)\mathcal{G}_{\nu^{\beta}}(X,\mathbb{Q},\gamma), and thus the set of responses of Choose in either game will not have a lower bound. We have thus produced a winning strategy for Cut in the game 𝒢ν(X,I,γ)\mathcal{G}_{\nu}(X,I,\gamma) in this way, as desired.

The remaining arguments for (1) are very similar to the above. Item (2) follows directly from the argument for (1), and (3) is an immediate consequence of (2). ∎

Let us recall and introduce two notions of distributivity for posets.

Definition 6.3 (Distributivity).

Let \mathbb{Q} be a poset with underlying set QQ, let γ\gamma be a limit ordinal and let ν\nu be a regular cardinal, or ν=\nu=\infty.

  • For XQX\in Q, \mathbb{Q} is uniformly (<γ,ν)({<}\gamma,\nu)-distributive with respect to XX if whenever Wαα<γ\langle W_{\alpha}\mid\alpha<\gamma\rangle is a sequence of maximal antichains of \mathbb{Q} below XX, each of size at most ν\nu, or of arbitrary size in case ν=\nu=\infty, then there is a sequence Xαα<γ\langle X_{\alpha}\mid\alpha<\gamma\rangle of conditions so that for each α<γ\alpha<\gamma, XαWαX_{\alpha}\in W_{\alpha} and the sequence Xββ<α\langle X_{\beta}\mid\beta<\alpha\rangle has a lower bound in \mathbb{Q}. We call such a sequence Xαα<γ\langle X_{\alpha}\mid\alpha<\gamma\rangle a branch through Wαα<γ\langle W_{\alpha}\mid\alpha<\gamma\rangle.

  • The poset \mathbb{Q} is uniformly (<γ,ν)({<}\gamma,\nu)-distributive if it is uniformly (<γ,ν)({<}\gamma,\nu)-distributive with respect to XX for every XQX\in Q.

  • For XQX\in Q, \mathbb{Q} is (γ,ν)(\gamma,\nu)-distributive with respect to XX if whenever Wαα<γ\langle W_{\alpha}\mid\alpha<\gamma\rangle is a sequence of maximal antichains of \mathbb{Q} below XX, each of size at most ν\nu, or of arbitrary size in case ν=\nu=\infty, then there is a sequence Xαα<γ\langle X_{\alpha}\mid\alpha<\gamma\rangle so that for each α<γ\alpha<\gamma, XαWαX_{\alpha}\in W_{\alpha} and {Xαα<γ}\{X_{\alpha}\mid\alpha<\gamma\} has a lower bound in \mathbb{Q}. We call such a sequence Xαα<γ\langle X_{\alpha}\mid\alpha<\gamma\rangle a positive branch through Wαα<γ\langle W_{\alpha}\mid\alpha<\gamma\rangle.

  • The poset \mathbb{Q} is (γ,ν)(\gamma,\nu)-distributive if it is (γ,ν)(\gamma,\nu)-distributive with respect to XX for every XQX\in Q.191919Note that there are two further common versions of (γ,ν)(\gamma,\nu)-distributivity, either in terms of being able to swap the order of certain infinitary conjunctions of disjunctions, or in terms of not adding new functions from γ\gamma to ν\nu when forcing, see for example [12, Page 12]. The former is easily seen to lead to an equivalent notion in the case of Boolean algebras, and the same is true for the latter in the case of complete Boolean algebras.

  • Let II be an ideal on a regular and uncountable cardinal κ\kappa. We say that II is (γ,ν)(\gamma,\nu)-distributive or uniformly (<γ,ν)({<}\gamma,\nu)-distributive if the poset P(κ)/IP(\kappa)/I is.

For complete Boolean algebras \mathbb{Q}, it is easy to see that (γ,ν)(\gamma,\nu)-distributivity implies (γ,νγ)(\gamma,\nu^{\gamma})-distributivity, since adding no new functions from γ\gamma to ν\nu by forcing with \mathbb{Q} is clearly equivalent to adding no new functions from γ\gamma to νγ\nu^{\gamma}.202020This was observed for ν=2\nu=2 in [24, Lemma 1.60]. The following is a version of this observation with weaker completeness assumptions that seems to require a different kind of argument. This lemma and its proof are closely related to Theorem 6.2.

Lemma 6.4.

If \mathbb{Q} is a (δ,ν)(\delta,\nu)-distributive poset, where δ\delta, ν\nu and γδ\gamma\leq\delta are cardinals, then the following statements hold:

  1. (1)

    If \mathbb{Q} is <(νγ)+{<}(\nu^{\gamma})^{+}-complete, then \mathbb{Q} is (δ,νγ)(\delta,\nu^{\gamma})-distributive.

  2. (2)

    If \mathbb{Q} is <(ν<γ)+{<}(\nu^{<\gamma})^{+}-complete, then \mathbb{Q} is (δ,ν<γ)(\delta,\nu^{<\gamma})-distributive.

  3. (3)

    If \mathbb{Q} is a <(ν<γ){<}(\nu^{<\gamma})-complete Boolean algebra and νβ<νγ\nu^{\beta}<\nu^{\gamma} for all β<γ\beta<\gamma, then \mathbb{Q} is (δ,ν<γ)(\delta,\nu^{<\gamma})-distributive.

In analogy to the above, uniform (<δ,ν)({<}\delta,\nu)-distributivity implies higher levels of uniform distributivity as well.

Proof.

(1): Suppose that Wjj<δ\langle W^{j}\mid j<\delta\rangle is a sequence of maximal antichains in \mathbb{Q}, each of size νγ{\leq}\nu^{\gamma}. For each j<δj<\delta, we define Wiji<γ\langle W^{j}_{i}\mid i<\gamma\rangle as in the proof of Theorem 6.2. Since \mathbb{Q} is (δ,ν)(\delta,\nu)-distributive, there exists a positive branch through Wiji,jγ\langle W^{j}_{i}\mid{\prec}i,j{\succ}\in\gamma\rangle with a lower bound pp, where i,j{\prec}i,j{\succ} denotes the standard pairing function applied to ii and jj. As in the proof of Theorem 6.2, pp induces a positive branch through Wjj<δ\langle W^{j}\mid j<\delta\rangle.

(2): Suppose that Wjj<δ\langle W^{j}\mid j<\delta\rangle is a sequence of maximal antichains in \mathbb{Q}, each of size ν<γ{\leq}\nu^{<\gamma}. Fix a cofinal sequence γii<cof(γ)\langle\gamma_{i}\mid i<\operatorname{cof}(\gamma)\rangle in γ\gamma. For each j<δj<\delta, we partition WjW^{j} into subsets Wj,ii<cof(γ)\langle W^{j,i}\mid i<\operatorname{cof}(\gamma)\rangle such that Wj,iW^{j,i} has size νγi{\leq}\nu^{\gamma_{i}} for each i<cof(γ)i<\operatorname{cof}(\gamma). We can extend each Wj,iW^{j,i} to a maximal antichain W¯j,i\bar{W}^{j,i} by adding a single condition, namely sup(WjWj,i)\sup(W^{j}\setminus W^{j,i}), since \mathbb{Q} is <(ν<γ)+{<}(\nu^{<\gamma})^{+}-complete. As in the proof of (1), we then replace each W¯j,i\bar{W}^{j,i} by a sequence W¯kj,ik<γi\langle\bar{W}^{j,i}_{k}\mid k<\gamma_{i}\rangle such that W¯kj,i\bar{W}^{j,i}_{k} has size ν{\leq}\nu. Let W~ll<δ\langle\tilde{W}_{l}\mid l<\delta\rangle enumerate all the W¯kj,i\bar{W}^{j,i}_{k} in order-type δ\delta. Since \mathbb{Q} is (δ,ν)(\delta,\nu)-distributive, there exists a positive branch through W~ll<δ\langle\tilde{W}_{l}\mid l<\delta\rangle. This is easily seen to induce a positive branch through Wjj<δ\langle W^{j}\mid j<\delta\rangle, as required.

(3): We proceed as in the proof of (2), except when Wj,iW^{j,i} is extended to a maximal antichain W¯j,i\bar{W}^{j,i}: Since |Wj,i|νγi<ν<γ|W^{j,i}|\leq\nu^{\gamma_{i}}<\nu^{<\gamma} and \mathbb{Q} is <(ν<γ){<}(\nu^{<\gamma})-complete, sup(Wj,i)\sup(W^{j,i}) exists, and thus, using that \mathbb{Q} is a Boolean algebra, also sup(WjWj,i)=¬sup(Wj,i)\sup(W^{j}\setminus W^{j,i})=\neg\sup(W^{j,i}) exists. ∎

For Boolean algebras, the case γ=ω\gamma=\omega in (1) and (2) below was proved by Thomas Jech in [12, Theorem 2] (and (3) is nontrivial only for uncountable γ\gamma). A more general result for arbitrary cardinals γ\gamma was then shown by Dobrinen in [2, Theorem 1.4]. In the theorem below, (1) and (2)–(2b) are essentially due to Dobrinen. We will present a somewhat different and simpler argument for these, and furthermore present additional results which partially answer a question of Dobrinen [2, paragraph after Theorem 1.4] by showing in (2d) that a <(ν<γ)+{<}(\nu^{<\gamma})^{+}-complete Boolean algebra \mathbb{Q} is (γ,ν)(\gamma,\nu)-distributive if and only if Cut does not have a winning strategy in the game 𝒢ν(X,,γ)\mathcal{G}_{\nu}(X,\mathbb{Q},\gamma).

Theorem 6.5.

Let \mathbb{Q} be a poset, γ\gamma a limit ordinal, ν\nu a regular cardinal or ν=\nu=\infty, and XQX\in Q. Then, the following hold.

  1. (1)

    If Cut does not have a winning strategy in the game 𝒢ν(X,,γ)\mathcal{G}_{\nu}(X,\mathbb{Q},\gamma), then \mathbb{Q} is (γ,ν)(\gamma,\nu)-distributive with respect to XX.

  2. (2)

    If \mathbb{Q} is (γ,ν)(\gamma,\nu)-distributive with respect to XX and either

    1. (a)

      ν=\nu=\infty,

    or γ\gamma is a cardinal and either

    1. (b)

      ν<γ=γ\nu^{<\gamma}=\gamma,

    2. (c)

      ν<γ=ν\nu^{<\gamma}=\nu and \mathbb{Q} is <γ{<}\gamma-complete,

    3. (d)

      \mathbb{Q} is <(ν<γ)+{<}(\nu^{<\gamma})^{+}-complete, or

    4. (e)

      νβ<νγ\nu^{\beta}<\nu^{\gamma} for all β<γ\beta<\gamma and \mathbb{Q} is a <(ν<γ){<}(\nu^{<\gamma})-complete Boolean algebra,

    then Cut does not have a winning strategy in the game 𝒢ν(X,,γ)\mathcal{G}_{\nu}(X,\mathbb{Q},\gamma).

  3. (3)

    Both (1) and (2) hold for 𝒢ν(X,,<γ)\mathcal{G}_{\nu}(X,\mathbb{Q},{<}\gamma) and uniform (<γ,ν)({<}\gamma,\nu)-distributivity as well, in the obvious sense.

Proof.

(1): Any sequence of maximal antichains of \mathbb{Q} below XX, each of size at most ν\nu (or of arbitrary size in case ν=\nu=\infty), witnessing \mathbb{Q} to not be (γ,ν)(\gamma,\nu)-distributive with respect to XX can be identified with a strategy for Cut in the game 𝒢ν(X,,γ)\mathcal{G}_{\nu}(X,\mathbb{Q},\gamma), and the nonexistence of a positive branch through such a sequence corresponds to the fact that Choose cannot win against this strategy, which means that it is in fact a winning strategy, as desired.

(2): Assume that \mathbb{Q} is (γ,ν)(\gamma,\nu)-distributive with respect to XX. Assume for a contradiction that Cut did have a winning strategy σ\sigma in the game 𝒢ν(X,,γ)\mathcal{G}_{\nu}(X,\mathbb{Q},\gamma).

(2a) will be verified within the proof of (2c).

If ν<γ=γ\nu^{<\gamma}=\gamma in (2b), then we can construct a γ\gamma-sequence of maximal antichains of \mathbb{Q} below XX, each of size at most ν\nu, consisting of all moves of Cut that could possibly come up in any run of 𝒢ν(X,,γ)\mathcal{G}_{\nu}(X,\mathbb{Q},\gamma) in which they follow their winning strategy σ\sigma, which is a total of ν<γ=γ\nu^{<\gamma}=\gamma-many maximal antichains of \mathbb{Q} below XX, and use (γ,ν)(\gamma,\nu)-distributivity with respect to XX to obtain a positive branch through these, which yields a way for Choose to win while Cut is following their supposed winning strategy, which is a contradiction.

If ν<γ=ν\nu^{<\gamma}=\nu in (2c) (this is also the case if ν=\nu=\infty), we inductively construct a γ\gamma-sequence Wαα<γ\langle W_{\alpha}\mid\alpha<\gamma\rangle of maximal antichains of \mathbb{Q} below XX, each of size at most ν\nu (or of arbitrary size in case ν=\nu=\infty), as follows: Let W0W_{0} be the first move of Cut according to σ\sigma. Given WαW_{\alpha}, and a possible choice xx of Choose in their αth\alpha^{\textrm{th}} move in a run of the game 𝒢ν(X,,γ)\mathcal{G}_{\nu}(X,\mathbb{Q},\gamma) in which Cut plays according to their winning strategy σ\sigma, let XαX_{\alpha} be the set of all such xx, and let YxY_{x} be the response of σ\sigma to xx being chosen at stage α\alpha. Let Wα+1={xyxXαyYx}W_{\alpha+1}=\{x\,\land\,y\mid x\in X_{\alpha}\,\land\,y\in Y_{x}\}. For limit ordinals α\alpha, define WαW_{\alpha} similarly, letting XαX_{\alpha} be the set of nonzero greatest lower bounds of the possible first α\alpha-many choices of Choose in runs of the game 𝒢ν(X,,γ)\mathcal{G}_{\nu}(X,\mathbb{Q},\gamma) in which Cut plays according to σ\sigma (if ν=\nu=\infty, we let XαX_{\alpha} be a maximal antichain of \mathbb{Q} of elements below sequences of possible first α\alpha-many choices of Choose, allowing us to drop the completeness assumption on \mathbb{Q}). Note that by our assumption that ν<γ=ν\nu^{<\gamma}=\nu, these antichains will always have size at most ν\nu. Use (γ,ν)(\gamma,\nu)-distributivity with respect to XX to obtain a positive branch through the sequence of WαW_{\alpha}’s, which yields a way for Choose to win while Cut is following their supposed winning strategy, which is a contradiction.

Suppose that Cut has a winning strategy in the game 𝒢ν(X,,γ)\mathcal{G}_{\nu}(X,\mathbb{Q},\gamma) in either (2d) or (2e). Then they also have a winning strategy in 𝒢ν<γ(X,,γ)\mathcal{G}_{\nu^{<\gamma}}(X,\mathbb{Q},\gamma). Since (ν<γ)<γ=ν<γ(\nu^{<\gamma})^{<\gamma}=\nu^{<\gamma}, (2c) shows that \mathbb{Q} is not (γ,ν<γ)(\gamma,\nu^{<\gamma})-distributive. Then \mathbb{Q} is not (γ,ν)(\gamma,\nu)-distributive by Lemma 6.4 (2) or (3) for α=γ\alpha=\gamma.

(3) follows by exactly the same arguments as (1) and (2) using the instances of Lemma 6.4 about uniform distributivity. ∎

Definition 6.6.

Let II be an ideal on a regular and uncountable cardinal κ\kappa. Let γ\gamma be a limit ordinal and let ν\nu be a regular cardinal, or ν=\nu=\infty. II is (γ,ν)({\leq}\gamma,\nu)-distributive if whenever XI+X\in I^{+} and Wαα<γ\langle W_{\alpha}\mid\alpha<\gamma\rangle is a sequence of II-partitions of XX, each of size at most ν\nu, or of arbitrary size in case ν=\nu=\infty, then there is a sequence Xαα<γ\langle X_{\alpha}\mid\alpha<\gamma\rangle so that for each α<γ\alpha<\gamma, XαWαX_{\alpha}\in W_{\alpha} and for every δ<γ\delta<\gamma, ϵ<δXϵI+\bigcap_{\epsilon<\delta}X_{\epsilon}\in I^{+}, and {Xαα<γ}\bigcap\{X_{\alpha}\mid\alpha<\gamma\}\neq\emptyset in the above. We call such a sequence Xαα<γ\langle X_{\alpha}\mid\alpha<\gamma\rangle a (nonempty) branch through Wαα<γ\langle W_{\alpha}\mid\alpha<\gamma\rangle.

The proof of the following theorem essentially proceeds like the proof of Theorem 6.5 (1) and (2a)-(2c), and we will thus omit presenting the argument.

Theorem 6.7.

Let II be an ideal on a regular and uncountable cardinal κ\kappa, let ν\nu be a cardinal or ν=\nu=\infty, and let XI+X\in I^{+}.

  1. (1)

    if γ<κ\gamma<\kappa is a limit ordinal and Cut does not have a winning strategy in the game 𝒢ν(X,I,γ)\mathcal{G}_{\nu}(X,I,{\leq}\gamma), then II is (γ,ν)({\leq}\gamma,\nu)-distributive with respect to XX.

  2. (2)

    If II is <γ{<}\gamma-complete and (γ,ν)({\leq}\gamma,\nu)-distributive with respect to XX, and either ν=\nu=\infty, γ\gamma is a cardinal and ν<γ=γ\nu^{<\gamma}=\gamma, or ν<γ=ν\nu^{<\gamma}=\nu, then Cut does not have a winning strategy in the game 𝒢ν(X,I,γ)\mathcal{G}_{\nu}(X,I,{\leq}\gamma).

Recall that a nonprincipal ideal II is precipitous if its generic ultrapower is forced to be wellfounded. It is a well-known standard result that (in our above terminology) an ideal II is precipitous if and only if it is (ω,)({\leq}\omega,\infty)-distributive (see for example [13, Lemma 22.19]). It thus follows by the above that precipitousness of an ideal can be described via the non-existence of winning strategies for Cut in suitable cut and choose games. We will say more about the relationship between precipitousness and cut and choose games in Section 7 below.

With respect to Footnote 8, let us also remark that a <κ{<}\kappa-complete ideal IbdκI\supseteq\operatorname{bd}_{\kappa} is a WC ideal (as defined by Johnson in [14]) if and only if II is uniformly (<κ,κ)({<}\kappa,\kappa)-distributive.

7. Banach-Mazur games and strategic closure

In this section, we want to show how winning strategies for Banach-Mazur games on partial orders relate to winning strategies for certain cut and choose games.

Definition 7.1 (Banach-Mazur games).

Let κ\kappa be a regular uncountable cardinal, let II be a monotone family on κ\kappa, let γ\gamma be a limit ordinal, and let \mathbb{Q} be a poset with domain QQ.

  • If γ<κ\gamma<\kappa, let (I,γ)\mathcal{B}(I,\gamma) denote the following game of length γ\gamma. Two players, Empty and Nonempty take turns to play II-positive sets, forming a \subseteq-decreasing sequence, with Empty starting the game and with Nonempty playing first at each limit stage of the game. If at any limit stage δ<γ\delta<\gamma, Nonempty cannot make a valid move, then Empty wins and the game ends. Nonempty wins if the game proceeds for γ\gamma-many rounds and the intersection of the sets that were played is nonempty. Otherwise, Empty wins.

  • (,γ)\mathcal{B}(\mathbb{Q},\gamma) denotes the following game of length γ\gamma on the poset \mathbb{Q}. Two players, Empty and Nonempty take turns to play elements of QQ, forming a \leq-decreasing sequence, with Empty starting the game and with Nonempty playing first at each limit stage of the game. If at any limit stage δ<γ\delta<\gamma, Nonempty cannot make a valid move, then Empty wins and the game ends. Nonempty wins if the game proceeds for γ\gamma-many rounds and the collection of the sets that were played has a lower bound in QQ.

  • We let +(I,γ)\mathcal{B}^{+}(I,\gamma) denote the game (P(κ)/I,γ)\mathcal{B}(P(\kappa)/I,\gamma).

Clearly, if Nonempty has a winning strategy in a game +(I,γ)\mathcal{B}^{+}(I,\gamma) for some γ<κ\gamma<\kappa and II contains all singletons, then the same strategy makes them win (I,γ)\mathcal{B}(I,\gamma). Let us observe that by a similar proof to that of Observation 1.2, it easily follows that if κ2γ\kappa\leq 2^{\gamma}, then Empty has a winning strategy in the game +(I,γ)\mathcal{B}^{+}(I,\gamma) for any monotone family II on κ\kappa that contains all singletons. Note that an ideal II is precipitous if and only if Empty has no winning strategy in the game (I,ω)\mathcal{B}(I,\omega), and that a poset \mathbb{Q} is <γ+{<}\gamma^{+}-strategically closed212121See [1, Definition 5.15]. Note that any (γ+1)(\gamma+1)-strategically closed poset is already <γ+{<}\gamma^{+}-strategically closed by an easy inductive argument. if and only if Nonempty has a winning strategy in the game (,γ)\mathcal{B}(\mathbb{Q},\gamma). We recall a classical result, which is verified when κ=ω1\kappa=\omega_{1} as [7, Theorem 4], and it is easy to see that the proof of [7, Theorem 4] in fact shows the following, replacing ω1\omega_{1} by an arbitrary regular and uncountable cardinal κ\kappa. This parallels Observation 3.5 and the comments preceding it.

Theorem 7.2 (Galvin, Jech, Magidor).

Let κ\kappa be a regular and uncountable cardinal, and let γ<κ\gamma<\kappa be regular. If we Lévy collapse a measurable cardinal above κ\kappa to become κ+\kappa^{+}, then in the generic extension, there is a uniform normal ideal II on κ+\kappa^{+} such that Nonempty has a winning stategy in the game +(I,γ)\mathcal{B}^{+}(I,\gamma).

In the following, we want to compare the above games with the cut and choose games from our earlier sections. When γ=ω\gamma=\omega, (1) and (2) below are essentially due to Jech in [11, 12]. For larger γ\gamma, (2) below follows from [5, Theorem on Page 718] and [2, Theorem 1.4] (we presented the latter in Theorem 6.5): That is, in his [5], Matthew Foreman showed that Empty not winning (,γ)\mathcal{B}(\mathbb{Q},\gamma) is equivalent to the (γ,)(\gamma,\infty)-distributivity of \mathbb{Q}. We will provide an argument that directly connects these types of games.

Theorem 7.3.

Let κ\kappa be a regular uncountable cardinal, let II be an ideal on κ\kappa, let γ<κ\gamma<\kappa be a limit ordinal, and let \mathbb{Q} be a poset with domain QQ. Then, the following hold:

  1. (1)

    Empty wins (I,γ)\mathcal{B}(I,\gamma) if and only if Cut wins 𝒢(X,I,γ)\mathcal{G}_{\infty}(X,I,{\leq}\gamma) for some XI+X\in I^{+}.

  2. (2)

    Empty wins (,γ)\mathcal{B}(\mathbb{Q},\gamma) if and only if Cut wins 𝒢(X,,γ)\mathcal{G}_{\infty}(X,\mathbb{Q},\gamma) for some XQX\in Q.

Proof.

Let us provide a proof of (1), and remark that (2) is verified in complete analogy. By Theorem 6.7, Cut having a winning strategy in the game 𝒢(X,I,γ)\mathcal{G}_{\infty}(X,I,{\leq}\gamma) is equivalent to II not being (γ,)({\leq}\gamma,\infty)-distributive with respect to XX.

Assuming that II is not (γ,)({\leq}\gamma,\infty)-distributive with respect to XX, we pick a sequence Wii<γ\langle W_{i}\mid i<\gamma\rangle of II-partitions of XX witnessing this. Let us describe a winning strategy for Empty in the game (I,γ)\mathcal{B}(I,\gamma). In their first move, let Empty play the set x0=Xx_{0}=X. At any stage i<γi<\gamma, given the last move yI+y\in I^{+} of Nonempty, pick xiWix_{i}\in W_{i} such that yxiI+y\cap x_{i}\in I^{+}, which exists by the maximality of WiW_{i}. Let Empty play xix_{i}. It follows that i<γxi=\bigcap_{i<\gamma}x_{i}=\emptyset, as desired.

On the other hand, assume that Empty has a winning strategy σ\sigma in the game (I,γ)\mathcal{B}(I,\gamma). Let x0x_{0} be the first move of Empty according to σ\sigma. We will describe a winning strategy for Cut in the game 𝒢(x0,I,γ)\mathcal{G}_{\infty}(x_{0},I,{\leq}\gamma), making use of an auxiliary run of (I,γ)\mathcal{B}(I,\gamma) according to σ\sigma. Given a play of (I,γ)\mathcal{B}(I,\gamma) in which the moves of Empty are xii<j\langle x_{i}\mid i<j\rangle for some j<γj<\gamma, and Nonempty is to move next, for every possible next move qI+q\in I^{+} of Nonempty, σ\sigma has a response rqr\subseteq q in I+I^{+}, which provides us with a dense set DjD_{j} of such responses rr below i<jxi\bigcap_{i<j}x_{i} in P(κ)/IP(\kappa)/I. Noting that maximal antichains in P(κ)/IP(\kappa)/I are exactly II-partitions, let W¯jDj\bar{W}_{j}\subseteq D_{j} be an II-partition of i<jxi\bigcap_{i<j}x_{i}. Let Cut play an II-partition WjW_{j} of x0x_{0} extending W¯j\bar{W}_{j} in their jthj^{\textrm{th}} move. Choose will pick some element wjW¯jw_{j}\in\bar{W}_{j}, and we let Nonempty play some II-positive qjq_{j} in their next move, such that Empty answers this by playing xj=wjx_{j}=w_{j} in their next move, according to σ\sigma. In this way, all choices of Choose are also moves of Empty, hence i<γwi=\bigcap_{i<\gamma}w_{i}=\emptyset, since Empty is following their winning strategy σ\sigma. ∎

The next theorem will show that we in fact obtain instances of equivalent Banach-Mazur games and cut and choose games. The forward direction when γ=ω\gamma=\omega in Item (2) below is due to Jech in [12], and the reverse direction of (2) for γ=ω\gamma=\omega is due to Veličković in [25]. The full proof of (2) below is due to Dobrinen [3, Theorem 29].

Theorem 7.4.

Let κ\kappa be a regular uncountable cardinal, let II be an ideal on κ\kappa, let γ<κ\gamma<\kappa be a limit ordinal, and let \mathbb{Q} be a poset with domain QQ. Then, the following hold:

  1. (1)

    Nonempty wins (I,γ)\mathcal{B}(I,\gamma) if and only if Choose wins 𝒢(X,I,γ)\mathcal{G}_{\infty}(X,I,{\leq}\gamma) for all XI+X\in I^{+}.

  2. (2)

    Nonempty wins (,γ)\mathcal{B}(\mathbb{Q},\gamma) if and only if Choose wins 𝒢(X,,γ)\mathcal{G}_{\infty}(X,\mathbb{Q},\gamma) for all XQX\in Q.

Proof.

We provide a proof of (1), and remark that (2) is verified in complete analogy. For the forward direction, let σ\sigma be a winning strategy for Nonempty in (I,γ)\mathcal{B}(I,\gamma), and let XI+X\in I^{+}. We describe a winning strategy for Choose in 𝒢(X,I,γ)\mathcal{G}_{\infty}(X,I,{\leq}\gamma), making use of an auxiliary run of (I,γ)\mathcal{B}(I,\gamma) according to σ\sigma. Suppose that Cut starts the game by playing an II-partition W0W_{0} of XX. Let Empty play x0=Xx_{0}=X, and let y0y_{0} be the response of σ\sigma. Using the maximality of W0W_{0}, let Choose pick w0W0w_{0}\in W_{0} such that w0y0I+w_{0}\cap y_{0}\in I^{+} as their next move. At any stage 0<i<γ0<i<\gamma, assume Cut plays an II-partition WiW_{i} of XX, and let yiy_{i} be the last move of Nonempty according to σ\sigma. Let Choose pick wiWiw_{i}\in W_{i} such that wiyiI+w_{i}\cap y_{i}\in I^{+} as their next move. Let Empty play wiyiw_{i}\cap y_{i}, and let Nonempty respond with yi+1y_{i+1} using σ\sigma. At limit stages, let Nonempty make a move according to σ\sigma. Since yi+1wiy_{i+1}\subseteq w_{i}, we have i<γwii<γyi\bigcap_{i<\gamma}w_{i}\supseteq\bigcap_{i<\gamma}y_{i}\neq\emptyset, showing that we have indeed described a winning strategy for Choose, as desired.

For the reverse direction, suppose that Empty starts a run of the game (I,γ)\mathcal{B}(I,\gamma) by playing some x0I+x_{0}\in I^{+}. Let σ\sigma be a winning strategy for Choose in the game 𝒢(x0,I,γ)\mathcal{G}_{\infty}(x_{0},I,{\leq}\gamma). We can identify σ\sigma with a function FF which on input Wiiδ\langle W_{i}\mid i\leq\delta\rangle for some δ<γ\delta<\gamma considers the partial run in which the moves of Cut are given by the WiW_{i}, the moves of Choose at stages below δ\delta are given by the strategy σ\sigma, and F(Wiiδ)F(\langle W_{i}\mid i\leq\delta\rangle) produces a response wδWδw_{\delta}\in W_{\delta} for Choose to this partial run. We describe a winning strategy for Nonempty in the game (I,γ)\mathcal{B}(I,\gamma), making use of an auxiliary run of 𝒢(x0,I,γ)\mathcal{G}_{\infty}(x_{0},I,{\leq}\gamma) according to σ\sigma.

For the first move, consider the set

Σ={F(W)W is an I-partition of x0},\Sigma_{\emptyset}=\{F(\langle W\rangle)\mid W\textrm{ is an }I\textrm{-partition of }x_{0}\},

and note that there is an II-positive y0x0y_{0}\subseteq x_{0} such that P(y0)I+ΣP(y_{0})\cap I^{+}\subseteq\Sigma_{\emptyset}, for otherwise the complement of Σ\Sigma_{\emptyset} is dense in I+I^{+} below x0x_{0}, and hence there is an II-partition WW of x0x_{0} that is disjoint from Σ\Sigma_{\emptyset}, however F(W)WΣF(\langle W\rangle)\in W\cap\Sigma_{\emptyset}, which is a contradiction. Let Nonempty pick such a y0y_{0} as their response to Empty’s first move x0x_{0}.

In the next round, suppose that Empty plays x1y0x_{1}\subseteq y_{0}. Let Cut play an II-partition W0W_{0} of x0x_{0} such that F(W0)=x1F(\langle W_{0}\rangle)=x_{1} as their first move in the game 𝒢(x0,I,γ)\mathcal{G}_{\infty}(x_{0},I,{\leq}\gamma). Consider the set

ΣW0={F(W0,W)W is an I-partition of x0}.\Sigma_{\langle W_{0}\rangle}=\{F(\langle W_{0},W\rangle)\mid W\textrm{ is an }I\textrm{-partition of }x_{0}\}.

As before, there is y1x1y_{1}\subseteq x_{1} in I+I^{+} such that P(y1)I+ΣW0P(y_{1})\cap I^{+}\subseteq\Sigma_{\langle W_{0}\rangle}, and we let Nonempty respond with such y1y_{1}. We proceed in the same way at arbitrary successor stages. At any limit stage 0<i<γ0<i<\gamma, let W=Wjj<i\vec{W}=\langle W_{j}\mid j<i\rangle, and let Nonempty pick yiy_{i} such that P(yi)I+ΣW={F(WW)W is an I-partition of x0}P(y_{i})\cap I^{+}\subseteq\Sigma_{\vec{W}}=\{F(\vec{W}^{\smallfrown}\langle W\rangle)\mid W\textrm{ is an }I\textrm{-partition of }x_{0}\} by an argument as above.

In this way, the choices of Choose are exactly the choices of Empty in the above, and hence their intersection is nonempty, for Choose was following their winning strategy σ\sigma. This shows that we have just described a winning strategy for Nonempty in the game (I,γ)\mathcal{B}(I,\gamma), as desired. ∎

We showed in Theorem 6.5 that a poset \mathbb{Q} is (γ,)(\gamma,\infty)-distributive if and only if for all XQX\in Q, Cut does not win the game 𝒢(X,,γ)\mathcal{G}_{\infty}(X,\mathbb{Q},\gamma). The next characterization follows from Theorem 7.4, since a poset \mathbb{Q} is <γ+{<}\gamma^{+}-strategically closed (by the very definition of this property) if and only if Choose has a winning strategy in (,γ)\mathcal{B}(\mathbb{Q},\gamma).

Corollary 7.5.

Let κ\kappa be a regular uncountable cardinal, let II be an ideal on κ\kappa, let γ<κ\gamma<\kappa be a limit ordinal, and let \mathbb{Q} be a poset with domain QQ. Then, \mathbb{Q} is <γ+{<}\gamma^{+}-strategically closed if and only if Choose wins 𝒢(X,,γ)\mathcal{G}_{\infty}(X,\mathbb{Q},\gamma) for all XQX\in Q.

Let us close with some complementary remarks on the games studied in this section. We first argue that allowing for arbitrary large partitions is important in the above characterisations of precipitous ideals. For instance, a restriction to partitions of size <κ{<}\kappa does not lead to equivalent games. To see this, note that assuming the consistency of a measurable cardinal and picking some regular cardinal γ\gamma below, it is consistent to have an ideal II on a cardinal κ\kappa such that Choose has a winning strategy in the game 𝒢<κ(κ,I,γ)\mathcal{G}_{{<}\kappa}(\kappa,I,{\leq}\gamma) for any γ<κ\gamma<\kappa, but II is not precipitous. Simply take I=bdκI=\operatorname{bd}_{\kappa} when κ\kappa is either measurable, or in a model obtained from Theorem 7.2. It is well-known that the bounded ideal is never precipitous (see [7, Page 1]).

This can also hold for normal ideals. For example, work in a model of the form L[U]L[U] with a measurable cardinal κ\kappa with a solitary normal ultrafilter UU on κ\kappa. Let JJ be the ideal on κ\kappa dual to UU. The cardinal κ\kappa is also completely ineffable, and we let II be the completely ineffable ideal on κ\kappa, as introduced by Johnson in [15] (see also [9]). Since JJ equals the measurable ideal on κ\kappa, that is defined as the intersection of the complements of all normal ultrafilters on κ\kappa in [9], we have IJI\subseteq J by [9, Theorem 1.4 (5) and Theorem 1.5 (11)]. As in Observation 3.2, Choose has a winning strategy in the game 𝒢<κ(κ,I,γ)\mathcal{G}_{{<}\kappa}(\kappa,I,\gamma) whenever γ<κ\gamma<\kappa. But by a result of Johnson [15, Theorem 1.6], the completely ineffable ideal is never precipitous, that is Empty has a winning strategy in (I,ω)\mathcal{B}(I,\omega).

In general, it is harder for Cut to win 𝒢(X,I,ω)\mathcal{G}_{\infty}(X,I,{\leq}\omega) than to win 𝒢(X,I,ω)\mathcal{G}_{\infty}(X,I,\omega). To see this, note that for any precipitous ideal II on ω1\omega_{1}, Cut does not win 𝒢(X,I,ω)\mathcal{G}_{\infty}(X,I,{\leq}\omega) by Theorem 7.3 (1). However, Cut wins 𝒢ω(X,I,ω)\mathcal{G}_{\omega}(X,I,\omega) by Observation 5.2.

Building on results of Galvin, Jech and Magidor [7], Johnson [14, Theorem 4] shows that for κ<ω\kappa<\aleph_{\omega},222222The proof would also work assuming λω<κ\lambda^{\omega}<\kappa whenever λ<κ\lambda<\kappa. if JbdκJ\supseteq\operatorname{bd}_{\kappa} is a <κ{<}\kappa-complete ideal on κ\kappa such that Nonempty wins the game (J,ω)\mathcal{B}(J,\omega), then JJ is (ω,κ)(\omega,\kappa)-distributive. Let II be a normal precipitous ideal on ω1\omega_{1}.232323Note that the usual construction of a precipitous ideal on ω1\omega_{1} yields a normal precipitous ideal. See for example [13, Theorem 22.33]. Since II is not (ω,ω1)(\omega,\omega_{1})-distributive, there exists XI+X\in I^{+} such that Choose does not win 𝒢(X,I,ω)\mathcal{G}_{\infty}(X,I,{\leq}\omega) by the above and by Theorem 7.4 (1). By the combination of these two observations, it is consistent that there exists a normal ideal KK on ω1\omega_{1} such that 𝒢(ω1,K,ω)\mathcal{G}_{\infty}(\omega_{1},K,{\leq}\omega) is undetermined.

This is still possible for 2\aleph_{2}. To see this, note that Shelah has shown that precipitousness of II does not imply (ω,κ)(\omega,\kappa)-distributivity of II even if κ=ω2\kappa=\omega_{2}, CH\operatorname{CH} holds and II is normal (see [14, Comments before Theorem 4], [14, Theorem 2] and [23, Theorem 6.4 (2)]). In this situation, there exists some XI+X\in I^{+} such that Cut wins 𝒢ω2(X,I,ω)\mathcal{G}_{\omega_{2}}(X,I,\omega) by Theorem 6.5, but for all YI+Y\in I^{+}, Cut does not win 𝒢(Y,I,ω)\mathcal{G}_{\infty}(Y,I,{\leq}\omega) by Theorem 7.4. Using [14, Theorem 4] and Theorem 7.4 (1) as above, there exists XI+X\in I^{+} such that Choose does not win 𝒢(X,I,ω)\mathcal{G}_{\infty}(X,I,{\leq}\omega). Hence it is consistent that there exists a normal ideal KK on ω2\omega_{2} such that 𝒢(ω2,K,ω)\mathcal{G}_{\infty}(\omega_{2},K,{\leq}\omega) is undetermined.

8. Final remarks and open questions

We have seen that for most cut and choose games, the existence of a winning strategy for Cut has a precise characterization as in Figure 1 below (where (*) indicates that the stated equivalence is only known to hold under certain additional completeness and cardinal arithmetic assumptions). Let κ\kappa be an uncountable regular cardinal, γ<κ\gamma<\kappa a limit ordinal, ν\nu a regular cardinal and IbdκI\supseteq\operatorname{bd}_{\kappa} a <κ{<}\kappa-complete ideal on κ\kappa. For the proofs of the first three rows of Figure 1, see Observations 1.2, 2.2 and 3.4, and for the remaining ones Observation 5.2 (2) and (1), Theorems 6.5, 6.7 and 7.3 (1). Recall the equivalence between 𝒰\mathcal{U}-games (where Cut presents disjoint partitions of size ν<κ\nu<\kappa) and 𝒢\mathcal{G}-games proved in Observation 5.7.

Cut wins Characterization
𝒰(κ,γ)\mathcal{U}(\kappa,{\leq}\gamma), 𝒰(κ,I,γ)\mathcal{U}(\kappa,I,{\leq}\gamma) κ2<γ\kappa\leq 2^{<\gamma}
𝒰(κ,γ)\mathcal{U}(\kappa,\gamma), 𝒰(κ,I,γ)\mathcal{U}(\kappa,I,\gamma) κ2|γ|\kappa\leq 2^{|\gamma|}
𝒰(κ,bdκ,<κ)\mathcal{U}(\kappa,\operatorname{bd}_{\kappa},{<}\kappa) κ\kappa is not weakly compact
𝒰ν(κ,I,γ)\mathcal{U}_{\nu}(\kappa,I,{\leq}\gamma) κν<γ\kappa\leq\nu^{<\gamma}
𝒰ν(κ,I,γ)\mathcal{U}_{\nu}(\kappa,I,\gamma) κν|γ|\kappa\leq\nu^{|\gamma|}
X𝒢ν(X,I,<γ)\forall X\,\mathcal{G}_{\nu}(X,I,{<}\gamma) II is not uniformly (<γ,ν)({<}\gamma,\nu)-distributive (*)
X𝒢ν(X,I,γ)\forall X\,\mathcal{G}_{\nu}(X,I,{\leq}\gamma) II is not (γ,ν)({\leq}\gamma,\nu)-distributive (*)
X𝒢ν(X,I,γ)\forall X\,\mathcal{G}_{\nu}(X,I,\gamma) II is not (γ,ν)(\gamma,\nu)-distributive (*)
X𝒢(X,I,γ)\forall X\,\mathcal{G}_{\infty}(X,I,{\leq}\gamma) II is not precipitous
Figure 1. Characterizations of the existence of winning strategies for Cut in various cut and choose games.

Regarding winning strategies for Choose, we have seen in Corollary 7.5 that Choose wins 𝒢(X,,γ)\mathcal{G}_{\infty}(X,\mathbb{Q},\gamma) for all XQX\in Q if and only if \mathbb{Q} is <γ+{<}\gamma^{+}-strategically closed. However, it is often much harder to characterize the existence of winning strategies for Choose. For instance, it is open in many cases whether the existence of winning strategies for Choose in different cut and choose games can be separated.

Question 8.1.

Is it possible to separate the existence of winning strategies for Choose in 𝒰(κ,γ)\mathcal{U}(\kappa,{\leq}\gamma) and 𝒢(κ,bdκ,γ)\mathcal{G}_{\infty}(\kappa,\operatorname{bd}_{\kappa},\gamma) for some limit ordinal γ<κ\gamma<\kappa?

Besides these two extreme cases, the previous question is also open for games in between the above ones, such as 𝒰(κ,γ)\mathcal{U}(\kappa,\gamma), or the variant of 𝒰(κ,γ)\mathcal{U}(\kappa,\gamma) with a different (finite or infinite) number of elements required in the final intersection. An obvious candidate for a model to answer Question 8.1 positively would be the model obtained in the proof of Theorem 4.1.

Question 8.2.

In the model obtained in the proof of Theorem 4.1, where κ\kappa is inaccessible but not weakly compact, and in which Choose has a winning strategy in the game 𝒰(X,I,γ)\mathcal{U}(X,I,{\leq}\gamma) whenever γ<κ\gamma<\kappa and XI+X\in I^{+}, with II being a hopeless ideal as obtained from the generic measurability of κ\kappa in that model, does Nonempty have a winning strategy in the precipitous game (I,γ)\mathcal{B}(I,\gamma) (and hence in the game 𝒢(X,I,γ)\mathcal{G}_{\infty}(X,I,{\leq}\gamma) for every XI+X\in I^{+} by Theorem 7.4)?

A related natural question regarding the ideal games studied in Section 3 is whether the existence of a winning strategy for Choose can ever depend on the choice of ideal. We formulate our question for ideal games of the form 𝒰(κ,I,γ)\mathcal{U}(\kappa,I,\gamma) in the below, however analogous questions could clearly be asked regarding all sorts of variants of these games that we study in our paper.

Question 8.3.

Is it consistent that there exist <κ{<}\kappa-closed ideals I,JbdκI,J\supseteq\operatorname{bd}_{\kappa} on κ\kappa so that Choose has a winning strategy for 𝒰(κ,I,γ)\mathcal{U}(\kappa,I,\gamma), but not for 𝒰(κ,J,γ)\mathcal{U}(\kappa,J,\gamma)?

Note that by Observation 3.3, this cannot happen if κ\kappa is 2κ2^{\kappa}-strongly compact. This question is equivalent to the question whether the existence of winning strategies for Choose in any of the ideal cut and choose games introduced in this paper can depend on the choice of starting set XI+X\in I^{+}, when IbdκI\supseteq\operatorname{bd}_{\kappa} is a <κ{<}\kappa-complete ideal on κ\kappa. If Question 8.3 had a positive answer, then we could easily form an ideal KK that is generated by isomorphic copies of such ideals II and JJ on two disjoint subsets of κ\kappa such that the existence of a winning strategy of Choose in the game 𝒰(X,K,γ)\mathcal{U}(X,K,\gamma) depends on the starting set XX. In the other direction, if the existence of winning strategies for Choose in some ideal cut and choose game related to II can depend on the choice of starting set XI+X\in I^{+}, then we can consider the games with respect to the ideals obtained by restricting II to those starting sets, exactly one of which will be won by Choose.

In Section 4, we have seen that it is consistent that Choose wins 𝒰(κ,bdκ,γ)\mathcal{U}(\kappa,\operatorname{bd}_{\kappa},\gamma) for a small inaccessible cardinal κ\kappa. The cardinal studied there is not weakly compact, however Mahlo. We do not know if the latter is necessary.

Question 8.4.

Is it consistent that Choose wins 𝒰(κ,ω)\mathcal{U}(\kappa,{\leq}\omega), where κ\kappa is the least inaccessible cardinal?

Theorem 2.5 and Observation 3.5 show that if γ<κ\gamma<\kappa is regular and Choose wins 𝒰(κ,γ)\mathcal{U}(\kappa,{\leq}\gamma), then κ\kappa is generically measurable as witnessed by some <γ{<}\gamma-closed notion of forcing, which in turn implies that Choose wins 𝒰(κ,bdκ,<γ)\mathcal{U}(\kappa,\operatorname{bd}_{\kappa},{<}\gamma). We ask if either of these implications can be reversed:

Question 8.5.

Let γ<κ\gamma<\kappa be regular.

  1. (1)

    If κ\kappa is generically measurable as witnessed by some <γ{<}\gamma-closed notion of forcing, does it follow that Choose wins 𝒰(κ,γ)\mathcal{U}(\kappa,{\leq}\gamma)?

  2. (2)

    If Choose wins 𝒰(κ,bdκ,<γ)\mathcal{U}(\kappa,\operatorname{bd}_{\kappa},{<}\gamma), does it follow that κ\kappa is generically measurable as witnessed by some <γ{<}\gamma-closed notion of forcing?

This latter question makes sense also if γ=κ\gamma=\kappa:

  1. (3)

    If Choose wins 𝒰(κ,bdκ,<κ)\mathcal{U}(\kappa,\operatorname{bd}_{\kappa},{<}\kappa), does it follow that κ\kappa is generically measurable as witnessed by some <κ{<}\kappa-closed notion of forcing?

Regarding the characterisations of distributivity in Section 6, we have partially answered a question of Dobrinen [2, paragraph after Theorem 1.4], however the following is still open to some extent.

Question 8.6.

Which degree of completeness of a poset \mathbb{Q} is necessary in order to show that the (γ,ν)(\gamma,\nu)-distributivity of \mathbb{Q} implies that Cut does not have a winning strategy in the game 𝒢ν(X,,γ)\mathcal{G}_{\nu}(X,\mathbb{Q},\gamma)?

Note that <(ν<γ)+{<}(\nu^{<\gamma})^{+}-completeness suffices by Theorem 6.5. In conjunction with Lemma 6.4, this shows that the existence of a winning strategy for Cut in the games 𝒢ν(X,,γ)\mathcal{G}_{\nu}(X,\mathbb{Q},\gamma) and 𝒢ν<γ(X,,γ)\mathcal{G}_{\nu^{<\gamma}}(X,\mathbb{Q},\gamma) are equivalent. In most cases, an analogous result holds with respect to the existence of winning strategies for Choose by Theorem 6.2, however we do not know whether this is the case when γ\gamma is a limit cardinal such that νδ<ν<γ\nu^{\delta}<\nu^{<\gamma} whenever δ<γ\delta<\gamma. In this direction, Theorem 6.2 (2) only shows that 𝒢ν(X,,γ)\mathcal{G}_{\nu}(X,\mathbb{Q},\gamma) and 𝒢<(ν<γ)(X,,γ)\mathcal{G}_{<(\nu^{<\gamma})}(X,\mathbb{Q},\gamma) are equivalent.

Question 8.7.

Is the existence of a winning strategy for Choose in the games 𝒢ν(X,,γ)\mathcal{G}_{\nu}(X,\mathbb{Q},\gamma) and 𝒢ν<γ(X,,γ)\mathcal{G}_{\nu^{<\gamma}}(X,\mathbb{Q},\gamma) equivalent, assuming that \mathbb{Q} is <(ν<γ)+{<}(\nu^{<\gamma})^{+}-complete?

The following questions concern the relationship between cut and choose games and Banach-Mazur games. The first one is connected with the separation of the existence of winning strategies for Choose for different games. For instance, is it consistent that Choose wins 𝒰(ω2,ω)\mathcal{U}(\omega_{2},{\leq\omega}), but Cut wins 𝒢(ω2,I,ω)\mathcal{G}_{\infty}(\omega_{2},I,{\leq}\omega) for arbitrary <κ{<}\kappa-complete ideals IbdκI\supseteq\operatorname{bd}_{\kappa}? This is equivalent to the following question.

Question 8.8.

Is it consistent that Choose wins the game 𝒰(ω2,ω)\mathcal{U}(\omega_{2},{\leq}\omega), but there are no precipitous ideals on ω2\omega_{2}?

Similarly, one can ask about situations in which certain cut and choose games are undetermined. Note that for all cut and choose games studied in this paper, the existence of a winning strategy for Choose implies that there is an inner model with a measurable cardinal. Therefore, the statements listed in Figure 1 show that all games of length ω\omega where Cut plays partitions of size ν<κ\nu<\kappa can be simultaneously undetermined, for instance when κ=ω2\kappa=\omega_{2} and CH\operatorname{CH} holds. Concerning larger partitions, we have seen at the end of Section 7 that it is consistent that each of 𝒢(ω1,I,ω)\mathcal{G}_{\infty}(\omega_{1},I,{\leq}\omega) and 𝒢(ω2,I,ω)\mathcal{G}_{\infty}(\omega_{2},I,{\leq}\omega) is undetermined, and in fact, the former holds for any normal precipitous ideal II on ω1\omega_{1}. This leads to the following question, which is left open by the discussion at the end of Section 7.

Question 8.9.

Can the game 𝒢(κ,I,ω)\mathcal{G}_{\infty}(\kappa,I,\omega) be undetermined for some <κ{<}\kappa-complete ideal IbdκI\supseteq\operatorname{bd}_{\kappa} on κ\kappa?

This leaves open whether the games 𝒰(ω2,ω)\mathcal{U}(\omega_{2},{\leq}\omega) and 𝒢(ω2,I,ω)\mathcal{G}_{\infty}(\omega_{2},I,{\leq}\omega) can be simultaneously undetermined for some <κ{<}\kappa-complete ideal IbdκI\supseteq\operatorname{bd}_{\kappa}. This would follow from a positive answer to the next question, which is closely connected to Question 8.8.

Question 8.10.

Is it consistent that there is a precipitous ideal on ω2\omega_{2}, however Choose does not win 𝒰(ω2,ω)\mathcal{U}(\omega_{2},\omega)?

We would finally like to mention a few more natural question about Banach-Mazur games. We defined (I,γ)\mathcal{B}(I,\gamma) for γ>ω\gamma>\omega so that at limit stages, Nonempty goes first. Can we separate the existence of winning strategies for either player between this game and its variant where we let Empty go first at limit stages? Moreover, the game +(I,γ)\mathcal{B}^{+}(I,\gamma) depends only on the isomorphism type of P(κ)/IP(\kappa)/I. Is this also the case for (I,γ)\mathcal{B}(I,\gamma)? For instance, if II and JJ are ideals on κ\kappa with P(κ)/IP(κ)/JP(\kappa)/I\cong P(\kappa)/J, does Empty win (I,γ)\mathcal{B}(I,\gamma) if and only if Empty wins (J,γ)\mathcal{B}(J,\gamma)?

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