IISER Kolkata, Mohanpur, West Bengal 741246, Indiaddinstitutetext: Department of Theoretical Physics,
Tata Institute of Fundamental Research, Homi Bhabha Road, Mumbai 400005, Indiaeeinstitutetext: Centre for High Energy Physics, Indian Institute of Science, C.V. Raman Avenue, Bangalore 560012, India
Celestial OPE in Self Dual Gravity
Abstract
In this paper we compute the celestial operator product expansion between two outgoing positive helicity gravitons in the self dual gravity. It has been shown that the self dual gravity is a -invariant theory whose scattering amplitudes are one loop exact with all positive helicity gravitons. Celestial symmetry is generated by an infinite tower of (conformally soft) gravitons which are holomorphic conserved currents. We find that at any given order only a finite number of descendants contribute to the OPE. This is somewhat surprising because the spectrum of conformal dimensions in celestial CFT is not bounded from below. However, this is consistent with our earlier analysis based on the representation theory of . The phenomenon of truncation suggests that in some (unknown) formulation the spectrum of conformal dimensions in the dual two dimensional theory can be bounded from below.
1 Introduction
Celestial holography is a conjectured duality between quantum gravity in 4D asymptotically flat spacetime and a quantum field theory on the 2D celestial sphere Strominger:2017zoo ; Pasterski:2016qvg ; Pasterski:2017kqt . Symmetries play an important role in this conjectured duality. The Lorentz group in 4D acts on the 2D celestial sphere as the global conformal group. So the dual theory should be a conformal field theory. Motivated by this, a new basis was introduced Pasterski:2016qvg ; Pasterski:2017kqt ; Banerjee:2018gce in which the -matrix elements transform like 2D conformal correlators. Besides the two dimensional global conformal symmetry, CCFT has various infinite dimensional current algebra symmetries Sachs:1962zza ; Strominger:2013jfa ; He ; Strominger:2014pwa ; Barnich:2009se ; Kapec:2016jld ; Kapec:2014opa ; He:2017fsb ; Donnay:2020guq ; Stieberger:2018onx ; Banerjee:2022wht ; Banerjee:2020zlg ; Banerjee:2021cly ; Gupta:2021cwo ; Guevara:2021abz ; Strominger:2021lvk ; Himwich:2021dau ; Ball:2021tmb ; Adamo:2021lrv ; Costello:2022wso ; Stieberger:2022zyk ; Stieberger:2023fju ; Ball:2023qim ; Melton:2022fsf ; Banerjee:2020kaa ; Costello:2022upu ; Costello:2023vyy ; Garner:2023izn ; Donnay:2021wrk ; Donnay:2022hkf .
Operator product expansion (OPE) is a central tool to study various aspects of any CFT. In the context of celestial CFT also, OPE played an important role in identifying new symmetries Guevara:2021abz ; Strominger:2021lvk ; Banerjee:2020zlg , null states Banerjee:2020zlg ; Banerjee:2021cly ; Banerjee:2019aoy ; Banerjee:2019tam ; Pano:2023slc ; Banerjee:2023zip ; Banerjee:2020vnt ; Banerjee:2023rni ; Adamo:2022wjo ; Ren:2023trv ; Hu:2021lrx ; Ebert:2020nqf ; Pasterski:2021fjn etc. It has also found applications in the Bootstrap program Atanasov:2021cje ; Ghosh:2022net . Based on the universal singular structure of the tree-level OPE between two positive helicity gravitons, it was shown in Guevara:2021abz that CCFT has an infinite tower of soft symmetries which close into algebra Strominger:2021lvk . Loop corrections to the tree level celestial OPEs have been studied in Bhardwaj:2022anh ; Krishna:2023ukw .
In a previous paper Banerjee:2023zip , we have studied the implications of the symmetry at the level of OPEs by using representation theory. By studying the subleading terms in the OPE between two positive helicity outgoing gravitons, we have shown that there should exist an infinite number of theories which are invariant under algebra.
In this paper we derive the OPE in one such theory, known as the quantum self dual gravity Ooguri:1991fp ; Chalmers:1996rq ; Bern:1998xc ; Bern:1998sv ; Krasnov:2021sf which was shown to be invariant in Penrose:1968pr ; Penrose:1976pr ; Boyer:1985pn . Here we do a collinear expansion of the known graviton scattering amplitudes in the self dual gravity theory and extract the celestial OPE from there. For simplicity, we analyse the -point all plus amplitude in self dual gravity and factorize it in the collinear limit through a point amplitude. The results we obtain are consistent with what we proposed in Banerjee:2023zip based on the representtion theory of . The rest of the paper is organised as follows.
In section 2 we introduce notations and conventions used in this paper. Section 3 briefly describes the algebra and how the whole tower of the -currents can be generated using the two sub-algebras. In section 4 we briefly discuss about the scattering amplitudes in quantum self dual gravity. Section 5 discusses how to extract the OPE between two positive helicity outgoing gravitons from the 5-point one-loop self dual amplitude. We start by simplifying the 5-point amplitude in the momentum space and then Mellin transform it to get the celestial amplitudes. We then discuss how to factorize each term order by order in the OPE limit of the celestial amplitudes. The null states of the self dual gravity appearing at various orders of the OPE and the invariance of the OPE under algebra are discussed in Appendices I and J.
For the sake of completeness of the paper, we give a brief review of the celestial amplitude in Appendix A. In Appendix B, we discuss the parametrization of the and -point delta functions which are useful in our context of the OPE expansion. Appendices C and D discuss how to simplify the and -point amplitudes in momentum space using momentum conserving delta functions and various identities of the spinor-helicity brackets. These simplifications are done keeping in mind the fact that we want to factorize the -point amplitude in terms of the -point amplitude in the OPE expansion. Appendix E deals with the Mellin transformation of the -point amplitude. In Appendix F we discuss the conditions on the graviton primary operators under the algebra which follow from the universal structure of the OPE. In Appendix G, we list the transformation properties of all the MHV null states under the action of and algebras which are required to show the -invariance of the self dual OPE. Appendix H briefly reviews the construction of a general -algebra invariant OPE and how one can obtain an infinite family of -algebra invariant theories.
2 Notations and Conventions
In this paper, we will work in the signature space-time, which is also known as Klein space. The null momentum of a massless particle, satisfying the onshell condition , is parametrized as,
(1) |
where for outgoing and incoming particles respectively, are two independent real variables and is any positive number interpreted as the energy of the particle. In Klein space the null infinity takes the form of a Lorentzian torus (known as the celestial torus) times a null line. The Lorentz group in signature is given by and acts as the group of conformal transformations on the celestial torus:
(2) |
In our conventions the spinor-helicity variables are given by,
(3) |
where and we also have .
3 Review of Algebra
We start by reviewing the algebra which follows from the universal singular terms in the OPE between two positive helicity outgoing gravitons. Let denote the positive helicity graviton conformal primary operator of dimension at the point on the celestial torus. The universal singular terms in the OPE are given by
(4) |
Let us define an infinite family of positive helicity conformally soft Donnay:2018neh ; Pate:2019mfs ; Fan:2019emx ; Nandan:2019jas ; Adamo:2019ipt ; Puhm:2019zbl ; Guevara:2019ypd gravitons Guevara:2021abz as,
(5) |
with weights . It follows from the OPE (4) that we can introduce the following truncated mode expansion
(6) |
and the modes are the conserved holomorphic currents. The currents can be further mode expanded in the -variable to get,
(7) |
and one can show Guevara:2021abz that the modes satisfy the algebra111Here we are assuming that .
(8) |
This is called the Holographic Symmetry Algebra (HSA). Now if we make the following redefinition (or discrete light transformation)Strominger:2021lvk
(9) |
then (8) turns into the algebra222This is the wedge subalgebra of .
(10) |
For our purpose it is more convenient to work with the HSA (8) rather than the algebra. However, we continue to refer to the HSA as the algebra.
Now, in Banerjee:2023zip , it was shown that the whole tower of the -currents can be generated using the two sub-algebras. One of them is 333Here V stands for vertical. Please see Fig.1 for an explanation. generated by the operators ,
(11) |
The other sub-algebra is generated by the global (Lorentz) conformal transformations . We call this because this acts only on the coordinate. Now the symmetry is generated by the infinite number of soft currents where is the dimension of the soft operator and . For a fixed , the soft currents transform in a spin representation of the .

Now let us consider the currents with the lowest weights. These currents transform in an irreducible highest weight representation of the . This can be seen from the following commutation relations following from (8),
(12) |
Therefore, starting from the current we can generate any other current by the combined action of the and (Fig.1).
4 Scattering Amplitudes in Quantum Self Dual Gravity
In this section, following Bern:1998xc we briefly review the all-plus helicity scattering amplitudes in quantum self dual gravity. In signature, self duality translates into the following condition on the Riemann tensor,
(13) |
where is the completely antisymmetric tensor with . In order to maintain the reality condition on the fields, the self dual gravity is described in either or signature. In Lorentzian signature, the condition (13) acquires an extra factor of and contain no real solutions. At the classical level, the linearized self dual solutions consist of positive helicity plane waves.
In this paper, we are interested in the collinear behaviour of gravitons in the self dual gravity. At the tree level, we have only one non-trivial amplitude: the three point amplitude where, only one external graviton has negative helicity and other two have positive helicity. The appearance of the negative helicity graviton in the three point amplitude can be explained from the fact that the action contains a Lagrange multiplier which is physically interpreted as the negative helicity graviton.
At the one loop level, the only non-zero amplitudes are the ones with all plus helicity gravitons with the minimum number of gravitons being four. These amplitudes are both UV and IR finite. The only divergences of these amplitudes are collinear and soft divergences. Our interest in this theory stems from the fact that this is a non-trivial quantum theory which is known to be invariant.
The one loop all-plus -graviton stripped amplitude in self dual gravity is given by Bern:1998xc ,
(14) |
where and are the external legs and and are two sets such that and . The sum is over all possible and , where and are not distinguished. The trace is defined as,
(15) |
where . The “half-soft” function is given by,
(16) |
where and represents all permutations keeping the first leg fixed. Throughout this paper we will set .
5 Graviton-Graviton OPE from Self Dual Amplitudes
In this section, we take the and point all plus amplitudes and express them in the conformal primary basis by (modified) Mellin transformation. Then we take the (collinear) OPE limit in the 5-point amplitude with the aim of factorizing it into some differential operators acting on the 4-point amplitude at every order in the expansion. Let us now closely look at the 4-point amplitude, first in momentum space and then in Mellin space.444For the sake of convenience of the reader we have moved some of the intermediate steps in the calculations to an Appendix. We have refereed to the Appendix in the main text whenever necessary.
5.1 4-Point Momentum Space Amplitude
From (14), the 4-point amplitude is given by,
(17) |
where
(18) |
Using the explicit expressions for the trace and the “half-soft” functions, can be easily evaluated and then simplified to get (see Appendix C for details),
(19) |
where we have relabelled 4 as 5. In terms of variables, the above equation becomes
This is the form of the 4-point momentum space amplitude that we use in evaluating the Mellin transform and other manipulations.
5.2 4-Point Mellin Amplitude
The modified Mellin transform of the -point amplitude is given by,
(20) |
where can be thought of as a time coordinate and for an outgoing (incoming) particle. Note that in (20) is the full momentum space amplitude including the momentum conserving delta function. Using (20) we now Mellin transform the -point momentum space amplitude (17). Using the parametrization of 4-point delta function given by (LABEL:4pt_delta), we get the full 4-point Mellin amplitude as
(21) |
where and
(22) |
and corresponds to with the points (1,3) and (2,3) interchanged, respectively. The expressions for are given in Appendix B. Note that when we interchange the points in , only the first subscript in changes, second one remains unchanged.
5.3 5-point Amplitude in Self Dual Gravity
The 5-point one loop all plus helicity stripped amplitude (without the momentum conservation delta function) is given by
(23) |
where
(24) |
The above expression consists of 30 distinct terms in total. The expression of has been explicitly computed and simplified in the Appendix D. Its simplified form gives:
(25) |
To avoid complication, we will not write down the Mellin transformation for the full 5-point amplitude. Rather, we will first expand the 5-point amplitude around in momentum space and then Mellin transform the individual terms in that expansion.
5.4 Expansion of the 5-Point Amplitude around in Momentum Space
By parameterizing (25) in terms of one may think that there are holomorphic singularities in the limit which goes like . But this is not true. Clubbing together all the twelve singular-looking terms, and rewriting them gives contributions only at leading and higher orders (see Appendix D for details). By parameterizing we arrange all the terms in (25) in the following way:
(26) |
where
(27) |
The expressions for and the detailed calculation about how we arrived at these expressions are given in the Appendix D. The point we want to emphasize here is that, (26) is the expansion of the 5-point amplitude around in the momentum space. One should not confuse it with the OPE expansion on the celestial torus, which will be done in the following subsections. The terms contain energy factors which will contribute to the OPE expansion after Mellin transformation. On top of that we have 5-point momentum conserving delta functions as well as other factors in the Mellin integral, all of which will contribute in the OPE limit of the 5-point Mellin amplitude. (26) is just a neat way of organizing the 5-point momentum space amplitude, which allows us to easily extract the OPE from the 5-point celestial amplitude.
5.5 Mellin Transformation of the 5-Point Amplitude and Extracting the Graviton-Graviton OPE
Let us start with the modified Mellin transformation of given by:
(28) |
In the above equation for , we use the expansion (26). Then using the 5-point delta function parametrization given in the Appendix B.2, we can extract each term in the OPE factorization in the Mellin space. We now discuss the terms order by order in the OPE expansion in Mellin space.
5.5.1 Leading Order
For convenience let’s take . Then the leading order term in (28) is given by
(29) |
where . This has been derived in detail in Appendix E. Finally, taking care of the pre-factors, we can write down the Mellin transformation of the complete 5-point amplitude (23) at :
(30) |
This gives us the 5-point Mellin amplitude at leading order. In terms of the 4-point Mellin amplitude given by (21), we can write (30) as follows:
(31) |
Thus, at the level of OPE we have
(32) |
5.5.2 Terms
Now we turn our attention to the terms in the five point Mellin amplitude. The complete expression for the 5-point Mellin amplitude at is given by (119),
(33) |
where are some functions of its arguments, but their explicit expressions are not important for OPE factorizations. Now we take the leading conformal soft limit in the above equation to get:
(34) |
Only the term in the sum in (33) survives because, in the limit, is non-singular for all .
On the other hand, from the leading soft graviton theorem we know that
(35) |
To make things transparent, we have used -notations when the soft modes are acting on the Mellin amplitudes as differential operators and the number in the argument of denotes that it’s a descendant of the -th conformal graviton primary. The consistency of the two equations (34) and (35) implies that:
(36) |
Now, we can replace by in (36) and then use it in (33) to get:
(37) |
Here we have replaced the dependent term in (33) in terms of a soft graviton mode acting on the 4-point amplitude. Let us now repeat the same procedure for .
By taking the subleading conformal soft limit in (37), we get
(38) |
Now, from subleading soft graviton theorem we know that:
(39) |
Again, consistency of the two equations (38) and (39) gives us the function in terms of the leading and subleading soft modes. Substituting this back in (37) results in
(40) |
We continue this process till all the ’s have been replaced by descendant correlation functions of the soft modes. From the above equation (40), it is clear that to replace all the ’s by the descendant correlation functions of the soft modes, we have to go till sub4leading order in the soft limits of . We only write the final result here which is given by,
(41) |
Now that we have factorized the terms in the 5-point Mellin amplitude completely in terms of soft modes acting on the 4-point amplitude, we can easily extract the graviton graviton OPE from the above equation. It is given by,
(42) |
We can rewrite (42) using the null states of MHV-sector. From (136), it is clear that all the soft modes with can be replaced by the MHV null states . Thus, (41) in terms of the MHV null states (136), becomes:
(43) |
Thus we see that, the terms in the self dual OPE between two positive helicity outgoing gravitons can completely be written in terms of the MHV OPE and the null states of the MHV sector.
Now, as discussed in section H, we can define a new basis for MHV null states instead of ’s. This new basis is given by (138). For our convenience, let us write (138) here again,
(44) |
This basis has nice transformation properties under the -algebra Banerjee:2023zip , reviewed in section G. Represented in terms of this new -basis, the graviton-graviton OPE (43) takes a very simple form,
(45) |
Thus we see that, the OPE between two positive helicity outgoing gravitons in quantum self dual gravity truncates at of the general -invariant OPE (140). We now move on to OPE in the next subsection.
5.5.3 Term
The soft modes that appear at order from the -algebra are given by
(46) |
Now, like the OPE we can factorize the terms from the 5-point amplitude using the soft limits and -modes. The crucial difference from is that, now we have to go one order higher in the soft limits than . We start by writing the term of the 5-point Mellin amplitude given by (see (123)),
(47) |
One can easily see from (47) that, to factorize the 5-point Mellin amplitude completely, i.e, to replace all the functions by the descendant correlation functions of soft modes, we have to continue taking the soft limits in till we reach . Thus the highest soft modes that can appear in the OPE at are given by . We have discussed how to factorize the amplitude at in terms of the descendant correlators of the soft modes in the previous section in detail. One has to repeat the same procedure for as well. Without going into much detail we directly write the OPE which is given by,
(48) |
where
(49) |
and is given by
(50) | |||||
In terms of the new basis defined in (139), the above OPE can again be written in a very nice and simple form given by,
(51) |
Thus we see that the terms in the OPE again truncate at of the general -invariant OPE (140).
6 Discussion
Operator product expansion plays a very important role in any quantum field theory and therefore it is important to understand the structure of OPE in the celestial CFTs. In its current formulation, celestial CFTs differ from more conventional CFTs in many ways. The primary difference is that the spectrum of the operator dimensions in celestial CFTs is not bounded from below. Taken at face value, this implies that the number of descendants that can appear at any given order of the celestial OPE can be infinite. However, this is not a very desirable feature and warrants further study.
In this paper, we have undertaken the task of computing the celestial OPE of two positive helicity outgoing gravitons in the quantum self-dual gravity. It is known that the self dual gravity enjoys invariance. Therefore, one should be able to express the OPE in terms of descendants of the graviton primary. This is what we have found. However, the most surprising fact which comes out of our study is that at any given order the OPE contains only a finite number of descendants. Therefore, the self dual gravity behaves like any other CFT with a spectrum of operator dimensions bounded from below.
This raises some interesting questions. For example, we know that the Holographic Symmetry Algebra (HSA) contains an infinite tower of holomorphic currents with going from to . Our calculation shows that in the self dual theory at and at the list of descendants truncate at and , respectively. However, this is somewhat unnatural given the fact that the currents and do not play any distinguished role in the algebra. Therefore, it is natural to wonder if there are other invariant theories where the truncation occurs at other values of . This is consistent with our earlier analysis Banerjee:2023zip based on the algebra representation where we found that one can write down an infinite number of consistent invariant OPEs where truncation happens at different values of . Therefore, truncation is not a reflection of symmetry. We leave the construction of these theories as an interesting problem for the future.
Before we end, we would like to point out that truncation means that the self dual theory in many ways behave like theories with operator dimensions bounded from below. So it is very likely that the self dual theory and the (tree-level) MHV sector of GR can be reformulated in terms of celestial primary operators with dimensions strictly bounded from below. Interesting proposals along this line has been put forward in Cotler:2023qwh ; Freidel:2022skz It will be fascinating if they can be applied to the present problem.
7 Acknowledgements
SB would like to thank the participants of the Kickoff Workshop for the Simons Collaboration on Celestial Holography for helpful comments. The work of SB is partially supported by the Swarnajayanti Fellowship (File No- SB/SJF/2021-22/14) of the Department of Science and Technology and SERB, India. The work of HK is partially supported by the KVPY fellowship of the Department of Science and Technology, Government of India. The work of PP is supported by an IOE endowed Postdoctoral position at IISc, Bengaluru, India.
Appendix A Brief Review of Celestial or Mellin Amplitudes For Massless Particles
The Celestial or Mellin amplitude for massless particles in four dimensions is defined as the Mellin transformation of the -matrix element, given by Pasterski:2016qvg ; Pasterski:2017kqt
(52) |
where denotes the helicity of the -th particle and the on-shell momenta are parametrized by (1). The scaling dimensions are defined as,
(53) |
Under the Lorentz transformation (2), the Mellin amplitude transforms as,
(54) |
This is the familiar transformation law for the correlation function of primary operators of weight in a -D CFT under the global conformal group.
In Einstein gravity, the Mellin amplitude as defined in (52) usually diverges. This divergence can be regulated by defining a modified Mellin amplitude as Banerjee:2018gce ; Banerjee:2019prz ,
(55) |
where can be thought of as a time coordinate and for an outgoing (incoming) particle. Under (Lorentz) conformal tranansformation the modified Mellin amplitude transforms as,
(56) |
Under global space-time translation, , the modified Mellin amplitude is invariant, i.e,
(57) |
Now in order to make manifest the conformal nature of the dual theory living on the celestial sphere it is useful to write the (modified) Mellin amplitude as a correlation function of conformal primary operators. So let us define a generic conformal primary operator as,
(58) |
where for an annihilation (creation) operator of a massless particle of helicity . Under (Lorentz) conformal transformation the conformal primary transforms like a primary operator of scaling dimension
(59) |
Similarly in the presence of the time coordinate we have,
(60) |
Under (Lorentz) conformal transformations
(61) |
In terms of (58), the Mellin amplitude can be written as the correlation function of conformal primary operators
(62) |
Similarly using (60), the modified Mellin amplitude can be written as,
(63) |
A.1 Comments on notation in the paper
Note that the conformal primaries carry an extra index which distinguishes between an incoming and an outgoing particle. In this paper, for notational simplicity, we omit this additional index unless this plays an important role. So in most places we simply write the (modified) Mellin amplitude as,
(64) |
or
(65) |
Similarly in many places in the paper we denote a graviton primary of weight by where is the helicity (= ). Since we are considering pure gravity, we can further simplify the notation to by omitting the .
Appendix B Parametrization of the Delta Functions
In this Appendix, we parametrize the 4-point and 5-point delta functions which will be convenient for our purpose of extracting the OPE.
B.1 4-Point Delta Function
In split signature, the parametrization of the null momentum () for -th massless particle in terms of is given by
(66) |
This allows us to write down the 4-point momentum conserving delta function in the following way which is more convenient for us
where for outgoing (incoming) particle and
(68) | |||||
(69) | |||||
(70) | |||||
(71) | |||||
(72) |
The ’s defined above satisfy the following identities on the support of
(73) | |||||
(74) | |||||
(75) |
This representation for the 4-point delta function and the properties of ’s will be useful in extracting the OPE. Note that in this delta function representation, we have indexed the four particles by because to extract the OPE, we take the 4 5 OPE limit in the 5-point Mellin amplitude and then factorize it in terms of the 4-point Mellin amplitude now indexed by . This is a notation that we followed throughout the paper.
B.2 5-Point Delta Function
We now write down the representation for the delta function for 5 particles. For concreteness, we take . Since we are interested in the OPE limit , it is convenient to use the following parametrization
(76) |
in representing the 5-point delta function. For the case of particles in four spacetime dimensions we have four constraint equations coming from the four components of the energy momentum conserving equations. We can solve these four constraint equations for three energy variables in terms of and . Thus, the representation of the 5-point delta function which is better suited for our purposes of performing the OPE decomposition of the Mellin amplitude in the (4, 5) channel, is given by Banerjee:2020zlg 555Please note that in Banerjee:2020zlg the OPE factorization has been done starting from the 6-point Mellin amplitude whereas in this paper it is done starting from the 5-point amplitude. Thus, in parametrizing the 5-point delta function in this paper, we have used the same methodology which was used for 6-point delta function in Banerjee:2020zlg .,
where for we have
(78) |
and the are given by (69)-(72). We also have
(79) |
Appendix C Simplification of the 4-point Amplitude
In this Appendix, we simplify the 4-point self dual one loop amplitude in momentum space which is used in section 5. We start with the equation (18) for the 4-point amplitude:
The trace function is given by
(80) |
For we have
(81) | |||||
From the above equation we can see that . Using this property of the trace function and the expression for the half soft function
(82) |
(C) can be simplified as,
Now, using the momentum conservation for four particles in the trace functions (81) and the explicit expressions of the half soft functions (82), (LABEL:B_42) finally gives,
As mentioned earlier, since we will index the 4 particles as , relabelling as in the above expression gives the following form of the 4-point amplitude in momentum space,
Appendix D Simplification of the 5-point Amplitude
Similar to what was done for the 4-point case, we will now simplify the 5-point self dual one loop amplitude in momentum space which is used in section 5.3 by considering the equation (24):
(86) | |||||
The two sets and are such that and and the sum is over all possible and sets , where and are not distinguished. For 5-point amplitudes, with , the trace function given by,
(87) |
becomes
(88) | |||||
Now, using momentum conservation in the spinor notation
(89) |
one can show that,
where each label is different. Thus we see that is independent of . The half soft functions needed for the simplification of the 5-point amplitude are given by,
(90) | |||||
(91) |
Thus, we see that .
Now, using the explicit form of the trace and half soft functions in terms of spinor helicity brackets, we can write (86) as,
(92) |
Before simplifying this, first note that the first 4 terms (and hence a total of 12 terms) in the above expression have the apparent form that seems to go like . However, it cannot be true that the 5-point amplitude has a leading behaviour of . We will show that these terms add up to contribute to the leading order (), and higher orders as expected. Hence, to simplify further, let us first write down these 12 terms explicitly,
Keeping terms only upto , the first term above can be rewritten as,
(94) |
Now we use a little trick to explicitly show that the terms in (LABEL:sing_terms) add up to give (), and higher orders contributions. It involves appropriately combining terms in the equation. To see this, note that the first term in RHS of (94) and second term in RHS of (LABEL:sing_terms) can be combined to get,
(95) |
Note that although we are writing equalities everywhere, one should keep in mind that there are higher order terms as well. However, here, and throughout this paper, we will always write expressions keeping terms only upto . Now, using the Shouten Identity and momentum conservation equation, we can write the above equation as
(96) |
Hence the first two terms in (LABEL:sing_terms) give
(97) |
Using momentum conservation again in the 4th term in the RHS of the above equation, we finally get
(98) |
Similarly, the 3rd and 4th terms in RHS of (LABEL:sing_terms) give
(99) |
As is clear from the above equations, we can combine the 12 terms of (LABEL:sing_terms) in groups of two as shown above to see that the leading order contribution coming from (LABEL:sing_terms) is indeed instead of the apparent .
Now, we rewrite the first 4 terms in (LABEL:sing_terms) in terms of , and then expand around . As mentioned earlier, we only keep terms upto to get
(100) |
The contribution from the other 8 terms in (LABEL:sing_terms) is simply obtained by taking different permutations of 1,2 and 3 in the above expression. Setting and collecting all the singular terms we finally get
(101) |
where
(102) |
(103) |
and
(104) |
Taking into account the other 18 terms (although note that at , only 12 of these contribute and the 9th and 10th term in (92) and the () and () permutation of those do not contribute at this order) in (92) we finally get as
(105) |
where we have neglected the higher order terms in the expansion of the RHS of (92) around in space and
(106) |
We will now Mellin transform (105) and take the OPE limit . We want to emphasize here that after Mellin transformation, the higher order terms in the OPE expansion of the Mellin amplitude may receive contribution from the lower order terms. This is because of the fact that, after Mellin transformation the Mellin amplitude will depend on ’s as well as the delta function involving cross ratios coming from 5-point momentum conserving delta function as parametrized in (LABEL:5pt_delta_fn). In the next subsection we analyse this in detail and calculate the order by order terms in the OPE expansion of the 5-point Mellin amplitude.
Appendix E Mellin Transformation of the 5-Point Amplitude
For the discussion of this Appendix, the prefactor in (23) is not important. Thus we only Mellin transform and keep terms only upto . Substituting (105) in (28) we get:
(107) |
where and are given by (106) and we have kept their dependence explicit for our convenience. Also we have used momentum conservation in the exponential. Now using the parametrization (LABEL:5pt_delta_fn), we can perform the integrals to obtain:
(108) |
Now from (78) and the explicit expressions of and given by (106) one can see that
(109) |
where
(110) |
and and are given by (102), (103) and (104) respectively with replaced by . Now we can perform the integral in (108) and obtain:
(111) |
where . We now expand the above equation around .
E.1 Evaluating the Leading Order Contribution
It is clear from (111) that the leading order term goes as and the contribution to the leading order can come only from the term containing . At leading order we have . Thus, the leading order term of is given by:
(112) |
where . From (102) and the first equation of (106) we have
(113) |
Now, using (69)-(72), one can show that
(114) |
Using the above relations, we can simplify (113) to get
(115) |
where the second equality follows from (22). Since this is independent of , we can easily carry out the -integral in (112) to get
(116) |
This precisely gives the equation (29).
E.2 Evaluating the Contribution
From (111), we can see that the contribution to the 5-point amplitude essentially comes only from the term containing when ’s take their leading order value given by . Let us write the Mellin integral at order 1:
(117) |
We will not attempt to take the explicit expressions of and Mellin integrate it. Rather we will take a different approach which is more helpful for our purpose of the OPE factorization. Firstly, from the second equation of (106) we observe that is a polynomial in with the highest power being . We use this fact and write as
(118) |
The explicit expressions for the functions can be read out from the second equation of (106). However, they are not relevant for our discussions and hence we will not write them explicitly. Using (118), we can easily evaluate the integral (117) to get,
(119) |
This is the expression we have used in section (5.5.2).
E.3 Evaluating the Order Contribution
We apply the same strategy as the previous section here. However, we have to be careful now as there will be contributions at from the lower order terms. Like terms, here also we are only concerned about the -dependence. Before proceeding further let us first write down the expansion of different components in (111) around . Keeping terms only upto we have
(120) |
The explicit expressions for different ’s are not required for our discussions. For notational convenience, we will not write the arguments of different ’s and replace by . Let us first write down all possible contributions to at . From (111) we have,
(121) |
Now, by expanding the ’s in (106) around and keeping terms only upto , one can check that all the terms at different orders in the expansion are polynomial of . The highest degree of polynomial is and appears in only. All the other ’s have less power of . Thus we conclude that the terms in the parenthesis in (121) can be written as a polynomial of in the following way
(122) |
where once again the explicit expressions of are not relevant for our discussions. Substituting (122) in (121) and performing the -integral, we finally get:
(123) |
This is the form for the 5-point amplitude which we use in the main text of this paper.
Appendix F -Algebra Primaries
Let’s start with the universal term in the OPE between two positive helicity hard gravitons given by,
(124) |
We now take the conformal soft limit, first by setting and then taking to get,
(125) |
Next, we mode expand the soft graviton operator on the LHS of the above equation according to (6) and get,
(126) |
By comparing the terms at order on both the sides of the above equation for , we get,
(127) |
Now we use the holomorphic mode expansion (7) of the currents in the above equation and obtain,
(128) |
We can see from the above equation, that there is only a simple pole at on the RHS. Thus, the holomorphic singularity structure of the above equation (128) tells us that the following conditions should hold,
(129) |
for and
(130) |
for and with .
Moreover, from (126), one can see that there is no term on the RHS that goes like . Thus on the LHS, the coefficients of the term should also vanish which gives the following condition,
(131) |
This equation implies
(132) |
Appendix G Transformation of the MHV Null States under and Algebras
In this section of the Appendix, we list the transformation properties of all the MHV null states appearing at different orders of the OPE between two positive helicity outgoing gravitons under and algebras. Let us first write down their explicit expressions in terms of the descendants of the -algebra. We first write down the actions of the on the null states given by (136) and given by (137). They are given by
(133) |
The actions of on the MHV null states are given by,
(134) |
The actions of on the MHV null states are given by,
(135) |
In deriving the above transformation properties, we have used the algebra (8) and the action of different operators on the primaries given in Appendix F.
Appendix H Review of General Structure of -Invariant OPE
It was shown in Banerjee:2023zip , that the OPE between two positive helicity outgoing graviton primaries of any -invariant theory can always be written in terms of the MHV OPE’s and its null states. The MHV null states that can appear at and are given by Banerjee:2020zlg ; Banerjee:2021cly
(136) |
and
(137) |
respectively, where . However, it is more convenient to work with the new basis defined by
(138) |
for the null states and similarly for the null states the new basis is defined by,
(139) |
There is another set of null states, which are of the Knizhnik-Zamolodchikov type and decoupling of these null states give rise to differential equations for the scattering amplitudes Banerjee:2020zlg ; Banerjee:2020vnt ; Banerjee:2023rni ; Hu:2021lrx ; Fan:2022vbz ; Fan:2022kpp ; Hu:2022bpa . We will discuss about these null states in the context of self dual gravity in section I.2. Then, using these new basis (138) and (139) the OPE between two positive helicity outgoing graviton primaries with dimensions and of any -invariant theory can always be written as,
(140) |
where and are the MHV OPEs at and respectively. It has been shown in Pate:2019lpp that the leading term in is uniquely determined by the invariance. Once the leading term is known, the subleading terms in of , are determined by the invariance.
It was shown in Banerjee:2023zip , that both the MHV null states and form representations of . However, these representations are reducible because for any integer , the subspaces spanned by and form a representation of . Hence we can get smaller representations spanned by the states and if we set
(141) |
Using the algebra (8), one can also check that the null states and are primaries under . Thus the conditions (141) are invariant under , hence under whole -algebra.
We have showed in section 3 that, the whole tower of -currents can be generated using two sub-algebras given by and . Moreover, the conditions (141) are also invariant under and , and hence under the full -algebra. Now, using these facts and the algebra (8), it is not hard to show the OPE (140) is invariant under -algebra. The important point we want to emphasize about the OPE (140) is that the integer can take any arbitrary value without breaking the -invariance. Hence, there exists a discrete infinite family of -invariant OPEs. From (140) it is already clear that gives the -sector. In this paper, we have shown that gives the OPE of the quantum self-dual gravity theory which is known to be -invariant.
Now, the last thing we want to discuss in this section is that, the null states are not completely independent. For a given , there is another set of 666 . nontrivial777There are of course the states which transform in a representation of but, we cannot set them to zero because that will lead us again to the MHV sector. states defined as
(142) |
which transform in a representation of the as a consequence of (141). We can also set these states to zero
(143) |
without violating the or symmetry.
Appendix I Null States in Self Dual Gravity
In this Appendix, we will derive the null states of the self dual gravity appearing at different orders of the OPE. We will first start with the OPE between two positive helicity outgoing gravitons in the self dual gravity derived in section 5.5. It is given by,
(144) |
where is given by (49). We now derive the null states appearing at and .
I.1 Null States at
We can see from (144) that at the OPE truncates at . Now we take the conformal soft limit in (144). In this limit, the soft descendant that appear at on the LHS of (144) is given by . After taking the same conformal soft limits on the RHS and comparing the results we get
(145) |
where are given by (136). Thus, we see that is a null state of the self dual gravity. Now we will show the consistency of (145) under -algebra. Under , transforms as (133),(134),
(146) |
and is diagonal on these states. However, is also a null state of the theory and thus (145) is invariant under . One can also check that
(147) |
Thus we see that (145) is also invariant under . Hence we conclude that (145) is invariant under -algebra.
There is another set of null states (142) at which can be found using the commutativity property of the OPE together with the conformal soft limits. In case of self dual gravity, they are explicitly given by,
(148) |
These null states also transform under the representation of and algebra and as a consequence one can set them to 0 without violating the -symmetry. The null states (148) play an important role in showing the invariance of the Knizhnik-Zamolodchikov type null state under -algebra which will be discussed in the next subsection.
I.2 Null States at : Knizhnik-Zamolodchikov Type Null State
KZ type null state occur at of the OPE. The easiest way to derive it is to use the commutativity property of the OPE and conformal soft limits together. So we start with the commutativity property of the OPE given by,
(149) |
Now we use the OPE (144) in (149), and take the leading conformal soft limits . Then by comparing the terms at we get the following KZ type equation,
(150) |
where is the KZ type null state in the MHV sector given by Banerjee:2020zlg
(151) |
We have used that is a null state in this theory to arrive at the form (150). One can check that (150) is consistent under the actions of and generators. For example,
(152) |
We have already shown that and are both null states in this theory, so we get,
(153) |
Therefore is an primary.
Similarly, we have
(154) |
However, since and are null states in the theory, we get
(155) |
Therefore, transforms under a representation of the and we can consistently set it to zero without violating the symmetry. Hence, we conclude that (150) is indeed invariant. Decoupling of null states gives rise to differential equations which the graviton scattering amplitudes in this theory have to satisfy.
Appendix J Invariance of the Self-Dual OPE Under -Algebra
In Banerjee:2023zip , it was shown that the OPE (140) is invariant under -algebra for any arbitrary truncation in , which has been reviewed in Appendix H. We have shown in section 5.5 that self dual OPE truncates at of the general OPE (140). Thus, we can say that the invariance of the self dual OPE under -algebra is guaranteed. However, for the sake of completeness of this paper and for the better readability, we will repeat the same analysis here with focusing on the self dual OPE. As discussed in section 3, the whole -algebra can be derived by the combined action of and . Thus it is enough to show the invariance of the OPE under these two sub-algebras.
J.1 -Invariance at
Let us start with the OPE. We write it here again for the readers convenience,
(156) |
We now show that it is invariant under the two subalgebras and .
J.1.1 Invariance
To show the invariance of the OPE, we need the action of the on the MHV null states that can appear at . These actions were computed in Banerjee:2023zip and reviewed in Appendix G. We also need the commutator algebra (8) along with the action of these generators on the graviton primaries given by (see Appendix F),
(157) |
Using Appendix G, (8) and (157), it is not difficult to show that the OPE (156) is invariant under whereas the action of on both the sides of the OPE gives
(158) |
However, we have already shown in Appendix I.1, that is a null state of the self dual gravity appearing at of the OPE and as a consequence we can set it to 0. Hence, we conclude that the self dual OPE (156) is invariant under the algebra.
J.1.2 Invariance
It was shown in Banerjee:2020zlg , that the OPE in the MHV-sector is invariant under the action of 888. Also from (135), we can see that the null states are annihilated by . Therefore, we can say that self dual OPE (156) is invariant under the algebra.
J.2 -Invariance at
We now move on to showing the -invariance of the self dual OPE at . Let us first write down the OPE (51) again,
(159) |
From the previous subsection, it is clear that the -invariance of the OPE at is guaranteed to follow if we can show that it is invariant under the two subalgebras and . Among the generators of these two subalgebras, we only show the invariance of the OPE (159) under the actions of and . This is mainly because the invariance of the OPE (159) under the rest of the generators are fairly easy to show. By applying on both sides of the OPE (159) we get,
(160) |
and for we have
(161) |
However, from Appendix I, we know that both and are the null states of the self dual gravity appearing at and respectively. Thus, we conclude that the OPE in self dual gravity is also invariant under and , and hence under the whole -algebra.
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