Characterizing Finitely Based Abelian Mal’cev Varieties
Abstract
In this paper, we prove the following characterization: an abelian Mal’cev variety is finitely based if and only it has finite type, its ring of idempotent binary terms is finitely presented, and its module of unary terms is finitely presented.
1 Introduction
In [2, Theorem 14.9], Freese and McKenzie proved that every locally finite abelian Mal’cev variety is finitely based. We also know that for an abelian Mal’cev variety there exists a ring and module structure on the idempotent binary terms and unary terms in the type of . We extend these ideas to characterize the finitely based abelian Mal’cev varieties as the abelian Mal’cev varieties with finitely presented rings and modules.
We refer to [3] for notation and background on general algebras. A type is a set of function symbols , each associated with a non-negative integer called the arity of . An algebra of type is an ordered pair . Here, is a non-empty set, called the universe of . Each -ary is interpreted as an -ary basic operation . To simplify the notation, we will write for if the meaning is clear from the context.
More generally, any term over in variables induces an -ary term operation on . An equation over is an expression of the form where are terms over We say satisfies (written ) if .
A variety is a class of algebras over a fixed type that is defined by a set of equations . Then is a basis for . We say that is finitely based if there exists a finite basis for .
We say that a variety is Mal’cev if there exists a term in the type of such that the following equations hold in :
Then, we refer to as the Mal’cev term of .
We refer to [2] for definitions and background of commutators of congruences. We say that an algebra is abelian if where are the trivial and total congruences of , respectively. A variety is abelian if every is abelian.
Let be an algebra of type and let be terms over . We say and commute in if and only if
Proposition 1.
[2, Proposition 5.7] An algebra with Mal’cev term is abelian if and only if commutes with every basic operation of .
For a variety and , let be the free algebra in over variables . Let denote the universe of . Then represents the -ary term functions over and
represents the -ary idempotent term functions over .
For an abelian Mal’cev variety , we define a ring structure on as on [2, p. 82]. Later we will prove the following lemma in Section 3:
Lemma 2.
[2, p.82] Let be an abelian variety with Mal’cev term . For define
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1.
is a ring with identity and zero .
-
2.
is an -module with zero .
-
3.
is an -module isomorphic to the direct sum of the regular -module and .
-
4.
Let and . Then
and
With that, we have enough to state the main theorem.
Theorem 3.
Let be an abelian Mal’cev variety. Then is finitely based if and only if
-
1.
has finite type,
-
2.
the ring of binary idempotent terms is finitely presented,
-
3.
and the -module of unary terms is finitely presented.
For example, the variety of abelian groups has a ring of binary idempotent terms isomorphic to and has -module of unary terms isomorphic to , both of which are finitely presented, in fact free. Hence, our result proves the already known fact that the variety of abelian groups is finitely based [4]. In general, if is a ring and is the variety of -modules, the ring of idempotent binary terms will be isomorphic to . The result also gives examples of non-finitely based varieties. Consider the ring with non-commuting variables . Take the ideal generated by . Then is not finitely generated and is not finitely presented. The variety of -modules is equivalent to the variety with basic operations and scaling by and . Since is isomorphic to , Theorem 3 yields that (and the variety of -modules) is non-finitely based.
2 The Type of an Abelian Variety
In this section we show that abelian Mal’cev varieties are essentialy determind by their binary term functions. This will be used later in the paper.
We begin with a lemma that simplifies proving identities in an abelian Mal’cev variety.
Lemma 4.
Let be an abelian variety of type with Mal’cev term . Let be -ary terms over . Define For , define where appears in the -th position.
-
1.
Then
-
2.
Also, if and only if for all .
Proof.
We prove the first item by induction on . The base case of is trivial. Now assume the claim has been proven for -ary terms. Since is a Mal’cev term and commutes with every term operation by Proposition 1, the variety satisfies
The last equation is by the inductive hypothesis. So we have proven the first item.
The second item follows immediately. ∎
We use the definition of equivalent varieties from [3]. Let and be varieties of respective types and . By an interpretation of in is meant a mapping from to the set of terms over such that:
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1.
For , if is an -ary basic operation for , then is an -ary -term.
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2.
For , if is a 0-ary basic operation, then is a 1-ary -term such that the equation holds in .
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3.
For every algebra , the algebra is in .
We say two varieties are equivalent if there exists two interpretations, of in and of in such that for all and for all .
It will be convenient to find normal forms for terms in an abelian Mal’cev variety. Then we can consider the equivalent variety over the normal forms instead. We first define a variety such that every abelian Mal’cev variety of finite type is equivalent to a subvariety of .
Definition 5.
Let be the variety of type where , are unary operations, are binary operations, and is a ternary operation defined by
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1.
,
-
2.
-
3.
for all ,
-
4.
for all ,
-
5.
for all
-
6.
for all
Now we prove that every term in an abelian Mal’cev variety decomposes into a composition of the Mal’cev term, binary idempotent terms, and unary terms. Said decomposition gives an equivalent variety contained in when the type is finite.
Lemma 6.
Let be an abelian variety of type with Mal’cev term .
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1.
Then is equivalent to a variety of type
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2.
If is infinite, then cannot be finitely based.
-
3.
If is finite, then there exists and , such that is equivalent to a subvariety of of type as in Definition 5.
Proof.
1. Let be a variety of type Define to be an interpretation of in as follows: For , let be a term over that induces in For , let be the algebra with universe , unary operations for binary operations for and ternary operation for the Mal’cev term of . Here we slightly abuse notation when writing for the term function on that is induced by the term over which induces the element . Similarly for . Then is an interpretation of in .
Conversely, define to be an interpretation of in as follows: Let . In the case that is 0-ary, let be any term such that in . In the case that is -ary, define and , where appears in the -th position. Then define
Then is an interpretation of in by Lemma 4.1. Furthermore, for any algebra , the algebra and hence in .
It follows that for all , we have and . The latter means that for all Thus and are equivalent.
2. Suppose that has infinite type and suppose by way of contradiction that is a finite basis for . Then there exists a basic operation such that does not occur in . Say has arity . Since is abelian Mal’cev, by Proposition 1, we know that
However, cannot prove this fact since never occurs in , contradicting being a basis.
3. If is finite, you need finitely many unary terms and idempotent binary terms with to interpret every basic operation in . Let us denote said unary terms as , where . Now define for . Let be the rest of the needed idempotent binary terms for , where . Then we need to show that the terms satisfy Definition 5.1-6. That would complete the proof.
3 Ring and Module Structure
We now turn our attention to the ring and module structures in abelian Mal’cev varieties. We first prove Lemma 2.
Proof of Lemma 2.
We prove that is a ring and that is an -module by collecting proofs of properties of . [2, Lemma 5.6] already shows that is an abelian group. Let and
Now we show that is a subgroup. Clearly, . We have
So and hence is an abelian group.
Multiplication is associative since
We show now that multiplication distributes over addition if the left factor is in . We have, since is idempotent and commutes with by Proposition 1, that
Now we show right distributivity. We have
Clearly is a multiplicative identity. So is a ring and forms an -module with submodules and . To see 3, note that every element in can be written uniquely as a sum of an idempotent term and a unary term in the following way
∎
Lemma 7.
Let be an abelian Mal’cev variety with Mal’cev terms and . Then .
Proof.
Using that and commute by Proposition 1, we have
Hence, the two terms induce the same term operation in . ∎
We show that for the variety as in Definition 5, the ring and the -module are free. Further, we characterize finitely generated fully invariant congruences of in terms of ideals and submodules of .
Lemma 8.
Let be as in Definition 5.
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1.
is an abelian Mal’cev variety.
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2.
The ring is free over generators
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3.
The -module is free over generators
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4.
A congruence on is fully invariant if and only if
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(a)
is an ideal of ,
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(b)
is an -submodule of ,
-
(c)
,
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(d)
,
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(e)
and for all .
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(a)
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5.
A fully invariant congruence on is finitely generated if and only if
-
(a)
the ideal of is finitely generated and
-
(b)
for the -module is finitely generated.
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(a)
Proof.
1. Every basic operation commutes with the Mal’cev term . So is an abelian Mal’cev variety by Proposition 1.
2. Let be the variety of type satisfying identities 1-4 of . Note that this makes an idempotent reduct of and are still term operations of and is still the additive identity. Also, and are abelian varieties. The unique Mal’cev term is by Lemma 7. It commutes with every basic operation by Proposition 1.
First, we claim
(1) |
Clearly, . All that is left is to show . Note that every has the form
for some . We then induct on to show that .
For the first base case, suppose . Then . Now, as a second base case, suppose . Then .
For the induction step, we consider several cases. First, suppose that for some and some . We have
which is in since by the inductive hypothesis.
For another induction case, suppose that for some and some . Then
which is in since by the inductive hypothesis.
For the last induction step, suppose that for some . Using Lemma 2.4, we have
which is in since by inductive hypothesis.
So we have shown . It follows that
Now we claim
(2) |
We will write elements of in boldface to better distinguish them from elements of
Clearly,
defines a ring homomorphism. To show is bijective, we will make an algebra in . Then we will construct a homomorphism
such that is the identity on and is the identity on . We first have to define operations on such that . For and define
From the definition, it is clear that is a Mal’cev operation that commutes with itself and the idempotent affine operations for all . Hence is in .
Now we show that and are isomorphic. Let be the homomorphism of algebras in defined by and . We show that is the identity map on and that is the identity map on
We show that
(3) |
via induction on . For the base case, we have and . For , we have
For the induction step, let such that for . Then
Also,
So we have shown that is the identity map on .
Conversely, we show that
(4) |
via induction on . For the base cases, we have and .
Let such that for Then
Also, for ,
So we have shown that is the identity on . Together with the fact that is the identity on , we have shown (2). This, along with (1), proves Lemma 8.2.
3. We want to show
(5) |
We write elements of in boldface to better distinguish them from elements in . Clearly, , for , defines an -module homomorphism. To show that is bijective, we will make an algebra in . Then we will construct a homomorphism such that is the identity map on and is the identity map on . We then have to define operations on such that is in . For , and define
The definition clearly shows that is a Mal’cev operation. It is also clear that commutes with itself and the idempotent affine operations for all and the unary operations . Hence,
Now we show that and are isomorphic. Let be the homomorphism of algebras in defined by . We show that is the identity on and that is the identity on
We show that
(6) |
via induction on . For the first base case, we have . For we have
For the induction step, let such that and . Then
Let . Then
So we have shown that is the identity map on .
Conversely, we show that
(7) |
via induction on . For the base case we have
For the induction steps, let such that for . Then
Suppose . Then
Suppose that . We have
So we have shown is the identity map on . Together with being the identity map on , this shows (5). This proves Lemma 8.3.
4. We first prove the forward direction. Assume that is a fully invariant congruence of . We prove 4a. That is, we prove that is an ideal of . is clearly an additive subgroup of . To prove is multiplicatively closed, consider and . To see , note that is a ring and thus multiplicatively closed.
To prove that , note that because is a congruence, we have
Since is a fully invariant congruence, we have that implies
Hence and is an ideal. This proves 4a.
Now we show 4b. That is, we show that is an -submodule of . Clearly, is an additive subgroup. To show is closed under the action by , consider , . Since is a congruence,
Hence and is an -submodule of . This proves 4b.
We now show 4e. That is, we show that for all . Suppose that . Then because is fully invariant. Also , and . Also, so . This proves 4e. We have proven Properties 4a-4e.
Now we prove the converse. Suppose that satisfy properties 4a-4e. We introduce some notation. For , define and . Note that
Now we show that is fully invariant. Let and . We need to show that . Since and , it will suffice to show that .
Note that for and , we have
Since , we have and .
We have
5. We prove the forward direction first. Suppose that is a finitely generated fully invariant congruence of Since if and only if , we can assume that the generating set for has the form
for some and for . Using Lemma 2.3, we can further assume the generating set for has the form
for and for .
Let be the ideal of generated by . Let be the -submodule of generated by and . Let be the congruence of the -module induced by the submodule . We want to show that , so that , proving that and .
To see that , notice that . Since is an abelian Mal’cev algebra, that implies by [2, Corollary 7.7].
The last thing to prove is that . Since contains a generating set for , it suffices to show that is a fully invariant congruence of . For this, we use the characterization of 4.
To see that property (e) holds, suppose that . Then
for some and . We have
Hence . This proves condition (e).
Properties 4a-4e hold. So is a fully invariant congruence and . This completes the proof that . That means that , a finitely generated ideal, and , a finitely generated -submodule of . We have proven the forward direction of 5.
Now we show the converse. Assume that is a fully invariant congruence. For , let generate the ideal of . For , let such that generate the -module for .
Let be the fully invariant congruence of generated by
The claim is that . If this is true, then by [2, Corollary 7.7] since is abelian.
Since the generators of are in , we have and hence
Then what is left to show is that . First we show . Let . We want . We have for some some and such that
We have
for all . Since addition is defined using and is a congruence, we have that . So we have that .
Now we show . Suppose that . Then it must be that
for some and We have
for all . We also have that
since and and is fully invariant. Since addition is defined using and is a congruence, we have that . So we have that .
We have shown that and to prove that . Together with we have that . Since is an abelian Mal’cev variety, this proves that . So is finitely generated as a fully invariant congruence and we are done with the proof. ∎
4 Equational Theories and Fully Invariant Congruences
In this section, we establish the relationship between an abelian Mal’cev variety’s equational theory and a fully invariant congruence of . We first give some needed definitions and background. Then, we state a well-known result relating the equational theories of arbitrary varieties and the fully invariant congruences of their term algebras.
For a given variety , we use to denote the equational theory of . Formally,
For a set of variables and a type, let denote the term algebra of type over . Let be a set of identities over a type . For terms we write if whenever an algebra satisfies every equation in , then .
Let be an algebra and Then let denote the smallest fully invariant congruence of containing . We call this the fully invariant congruence generated by . Let denote the lattice of fully invariant congruences of .
Theorem 9.
[1, Chapter II, Theorem 14.12] If is a set of identities over and an identity over , then
For two varieties , we write to mean is a subvariety of .
We now relativize Theorem 9 to varieties contained in . Instead of looking at the fully invariant congruences of a term algebra, we will be looking at the fully invariant congruences of and then . The latter one will be important since we have already related the ring ideals and submodules of and to fully invariant congruences of in Lemma 8. This brings us one step closer to proving Theorem 3.
Corollary 10.
Let be a countable set of variables and let be a variety. Then
is a lattice isomorphism. Also, this isomorphism restricts to a bijection between the equational theories that are finitely based relative to and the finitely generated fully invariant congruences of .
Proof.
Let . By the Isomorphism Theorem, we know that . Also, there exists a lattice isomorphism between the fully invariant congruences of that contain and the fully invariant congruences of .
By Theorem 9, there exists a lattice isomorphism between the fully invariant congruences of containing and This is because the equational theory of contains the equational theory of .
Hence, there exists a lattice isomorphism between the fully invariant congruences of and the equational theories of subvarieties of . It is easy to check that is this lattice isomorphism.
Now will map compact elements to compact elements. That is, will map finitely based (relative to ) equational theories to finitely generated fully invariant congruences of . ∎
Lemma 11.
Let be as in Definition 5 and be a subvariety of . Let Then is finitely based over if and only if is finitely generated as a fully invariant congruence of .
Proof.
Let . Let where is the lattice isomorphism from Corollary 10. The claim is that is finitely generated as a fully invariant congruence of if and only if is finitely generated as a fully invariant congruence of . The latter is equivalent to being finitely based over by Corollary 10. Thus, we will have proven the lemma if we can prove the claim.
For a term , let and with in position for . For terms we have
if and only if, by Lemma 4,
Since , it follows that
So if is finitely generated as a fully invariant congruence, then so is . Conversely, if is finitely generated, then is generated by a finite subset of . Then is also a finite generating set of .
We have shown that is finitely generated as a fully invariant congruence if and only if is finitely generated as a fully invariant congruence. The latter is equivalent to being finitely based over by Corollary 10. So we have proven the lemma. ∎
5 Proof of Main Theorem
We are now ready to prove Theorem 3
Proof of Theorem 3.
Let be an abelian Mal’cev variety. By Lemma 6, it suffices to consider the variety .
Let be the ring described in Lemma 2. By Lemma 8.2, is a free ring with generators Let be the homomorphism defined by and let . Let .
We have that is finitely based if and only if is finitely generated as a fully invariant congruence of by Lemma 11. By Lemma 8.5, the latter is equivalent to being a finitely generated ideal of and being a finitely generated -module. This is further equivalent to being a finitely presented ring and being a finitely presented -module, equivalently a finitely presented module over . ∎
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- [2] Ralph Freese and Ralph McKenzie. Commutator theory for congruence modular varieties, volume 125 of London Mathematical Society Lecture Note Series. Cambridge University Press, Cambridge, 1987.
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