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000This work is partly supported by the Grant-in-Aid for Young Scientists (B), the Ministry of Education, Culture, Sports, Science and Technology, Japan.

Compatible contact structures of fibered Seifert links in homology 3-spheres

Masaharu Ishikawa Mathematical InstituteTohoku UniversitySendai 980-8578Japan ishikawa@math.tohoku.ac.jp
Abstract.

We study compatible contact structures of fibered Seifert multilinks in homology 33-spheres and especially give a necessary and sufficient condition for the contact structure to be tight in the case where the Seifert fibration is positively twisted. As a corollary we determine the strongly quasipositivity of fibered Seifert links in S3S^{3}. We also study the compatible contact structures of cablings along links in any 33-manifolds.

2000 Mathematics Subject Classification:
Primary 57M50; Secondary: 55R25, 57R17, 32S55.

1. Introduction

A contact structure on an closed, oriented, smooth 33-manifold MM is the kernel of a 11-form α\alpha on MM satisfying αdα0\alpha\land d\alpha\neq 0 everywhere. In this paper, we only consider a positive contact form, i.e., a contact form α\alpha with αdα>0\alpha\land d\alpha>0. In [31], Thurston and Winkelnkemper used open book decompositions to show the existence of contact structures on any 33-manifolds. In [12], Giroux then focused on their idea, introduced the notion of contact structures supported by open book decompositions, and studied the correspondence between contact structures up to contactomorphisms and open book decompositions up to plumbings of positive Hopf bands, cf. [10]. Instead of the terminology “supported”, we will say that the contact structure is “compatible” with an open book decomposition and vice versa.

In the study of open book decompositions of 33-manifolds, it is important to determine if the compatible contact structure is tight or overtwisted since it gives a rough classification of open book decompositions by Giroux’s correspondence. An explicit construction sometimes helps to determine the tightness. For example, in [9, 21], Etgü and Ozbagci gave explicit descriptions of contact structures transverse to the fibers of circle bundles and certain Seifert fibered manifolds and proved that such contact structures are Stein fillable. Stein fillable contact structures are known to be tight by Eliashberg and Gromov [7, 13].

The purpose of this paper is to give an explicit construction of contact structures compatible with fibered Seifert links in homology 33-spheres. We hereafter use the terminology “fibered link” instead of “open book decomposition”. Following the book of Eisenbud and Neumann [5], we denote a Seifert fibered homology 33-sphere as Σ(a1,a2,,ak)\Sigma(a_{1},a_{2},\ldots,a_{k}), where aia_{i}’s are the denominators of the Seifert invariants. The Seifert fibration has different properties depending on the sign of the product a1a2aka_{1}a_{2}\cdots a_{k}; if a1a2ak>0a_{1}a_{2}\cdots a_{k}>0 then the fibers of the Seifert fibration are twisted positively, as those of the positive Hopf fibration, and if a1a2ak<0a_{1}a_{2}\cdots a_{k}<0 then they are negatively twisted.

A Seifert link LL in Σ(a1,,ak)\Sigma(a_{1},\ldots,a_{k}) is an oriented link whose exterior admits a Seifert fibration. Every Seifert link is realized as a union of a finite number of fibers of the Seifert fibration. A multilink is a link each of whose link components is equipped with a non-zero integer, called the multiplicity. A multilink is said to be fibered if its complement admits a fibration over S1S^{1} such that the number of local leaves of the fiber surface in a small tubular neighborhood of each link component is the absolute value of its multiplicity and the orientation induced from the fiber surface agrees with the sign of the multiplicity, see Section 2 for precise definitions. Note that a multilink is a usual link if all the multiplicities are in {1, 1}\{-1,\;1\}. The criterion in [5, Theorem 11.1] determines the fiberedness of a Seifert multilink in Σ(a1,,ak)\Sigma(a_{1},\ldots,a_{k}), from which we can see that Seifert multilinks are fibered in most cases.

Now we assign an orientation to the fibers of the Seifert fibration under the assumption a1a2ak0a_{1}a_{2}\cdots a_{k}\neq 0, which we call the orientation of the Seifert fibration. If the orientations of all the components of LL coincide with, or are opposite to, the orientation of the Seifert fibration then we say that the orientation of LL is canonical.

In this paper we prove the following results.

Theorem 1.1.

Let LL be a fibered Seifert multilink in Σ(a1,a2,,ak)\Sigma(a_{1},a_{2},\ldots,a_{k}) with a1ak>0a_{1}\cdots a_{k}>0. If the orientation of LL is canonical then the compatible contact structure is Stein fillable. Otherwise it is overtwisted.

The case a1a2ak<0a_{1}a_{2}\cdots a_{k}<0 will also be discussed in this paper. As a consequence of our constructions in both cases, we determine the tightness of fibered Seifert links in S3S^{3}.

Theorem 1.2.

Let LL be a fibered Seifert link in S3=Σ(a1,a2)S^{3}=\Sigma(a_{1},a_{2}). Then the compatible contact structure of LL is tight if and only if LL is one of the following cases:

  • (1)

    a1a2>0a_{1}a_{2}>0 and the orientation of LL is canonical.

  • (2)

    LL is an oriented link described in Figure 1 with k1k\geq 1.

Refer to captionkk

Figure 1. Fibered Seifert links in case (2).

With a small additional effort, we can remove the fiberedness assumption by replacing ‘tightness’ into ‘strongly quasipositivity’, see Section 7 for the definition of strongly quasipositive links.

Corollary 1.3.

Let LL be a non-splittable Seifert link in S3S^{3}. Then, LL is strongly quasipositive if and only if it is in case (1) or (2) above, or in case (3) stated below:

  • (3)

    LL is a negative torus link consisting of even number of link components half of which have reversed orientation.

Here a link LL in S3S^{3} is called splittable if S3LS^{3}\setminus L contains an incompressible 22-sphere. The only splittable Seifert links are trivial links with several components.

The technique of cabling with contact structure can be used for studying cablings along fibered links in arbitrary 33-manifolds. Let L(m¯)L(\underline{m}) be a fibered multilink in an oriented, closed, smooth 33-manifold MM with cabling in a solid torus NN in MM and L(m¯)L^{\prime}(\underline{m}^{\prime}) be a fibered multilink obtained from L(m¯)L(\underline{m}) by retracting NN into its core curve. Note that L(m¯)L^{\prime}(\underline{m}^{\prime}) is always fibered. We say that a cabling is positive if L(m¯)NL(\underline{m})\cap N intersects the fiber surface of L(m¯)L^{\prime}(\underline{m}^{\prime}) positively transversely, and otherwise it is called negative.

Theorem 1.4.

Let L(m¯)L(\underline{m}) be a fibered multilink in an oriented, closed, smooth 33-manifold MM with cabling in a solid torus NN in MM and L(m¯)L^{\prime}(\underline{m}^{\prime}) be the fibered multilink obtained from L(m¯)L(\underline{m}) by retracting NN into its core curve. Let ξ\xi and ξ\xi^{\prime} denote the contact structures on MM compatible with L(m¯)L(\underline{m}) and L(m¯)L^{\prime}(\underline{m}^{\prime}) respectively.

  • (1)

    If ξ\xi^{\prime} is tight and the cabling is positive, then ξ\xi is tight.

  • (2)

    If ξ\xi^{\prime} is tight, the cabling is negative and L(m¯)NL(\underline{m})\cap N has at least two components, then ξ\xi is overtwisted.

  • (3)

    If ξ\xi^{\prime} is tight, the cabling is negative, L(m¯)NL(\underline{m})\cap N is connected, p2p\geq 2 and q2q\leq-2, then ξ\xi is overtwisted.

  • (4)

    If ξ\xi^{\prime} is overtwisted then ξ\xi is also overtwisted.

Here pp and qq are the coefficients of the slope q𝔪+p𝔩q\mathfrak{m}+p\mathfrak{l} of the cabling with respect to the meridian-longitude pair (𝔪,𝔩)(\mathfrak{m},\mathfrak{l}) on N\partial N which will be fixed in Section 8.1.

The compatible contact structures of cablings in terms of multilinks are studied independently by Baker, Etnyre and van Horn-Morris [2]. In their paper, a fibered multilink is called a rational open book decomposition. The case of M=S3M=S^{3} had been studied by Hedden in [16] using a different method.

This paper is organized as follows. In Section 2, we fix the notation of Seifert fibered homology 33-spheres and Seifert multilinks following the book [5]. We introduce the notion of compatible contact structures for multilinks in Section 3. The case a1ak>0a_{1}\cdots a_{k}>0 is studied in Section 4, including the proof of Theorem 1.1, and the case a1ak<0a_{1}\cdots a_{k}<0 is in Section 5, where we give an explicit construction of contact structures and some criterion for detecting overtwisted disks. We then prove Theorem 1.2 in Section 6 and Corollary 1.3 in Section 7. In Section 8, we give the definitions of positive and negative cablings and the proof of Theorem 1.4. A conjecture about strongly quasipositive orientation is posed in the end of Section 7.

The author would like to thank Ko Honda, Shigeaki Miyoshi, José María Montesinos-Amilibia, Atsuhide Mori and Kimihiko Motegi for their precious comments.

2. Preliminaries

In the following, intX\text{int}X and X\partial X represent the interior and the boundary of a topological space XX respectively.

2.1. Notation of Seifert fibered homology 33-spheres

Let Σ\Sigma be a homology 33-sphere. We use the topological description of Seifert links in [5, p.60]. Let 𝒮=S2int(D12Dk2)\mathcal{S}=S^{2}\setminus\text{int}(D_{1}^{2}\cup\cdots\cup D_{k}^{2}) be a 2-sphere with kk holes and make an oriented, closed, smooth 33-manifold Σ\Sigma from 𝒮×S1\mathcal{S}\times S^{1} by gluing solid tori (D2×S1)1,,(D2×S1)k(D^{2}\times S^{1})_{1},\ldots,(D^{2}\times S^{1})_{k} along the boundary (𝒮×S1)\partial(\mathcal{S}\times S^{1}). To fix the notation, we first choose a section 𝒮sec\mathcal{S}^{\text{sec}} of π:𝒮×S1𝒮\pi:\mathcal{S}\times S^{1}\to\mathcal{S} and set

Qi=(𝒮sec)(D2×S1)iH=typical oriented fiber of π in (D2×S1)i.\begin{split}Q_{i}&=(-\partial\mathcal{S}^{\text{sec}})\cap(D^{2}\times S^{1})_{i}\\ H&=\text{typical oriented fiber of $\pi$ in $\partial(D^{2}\times S^{1})_{i}$}.\end{split}

Suppose that the gluing map of (D2×S1)i(D^{2}\times S^{1})_{i} to 𝒮×S1\mathcal{S}\times S^{1} is given so that aiQi+biHa_{i}Q_{i}+b_{i}H is null-homologous in (D2×S1)i(D^{2}\times S^{1})_{i}, where (ai,bi)2{(0,0)}(a_{i},b_{i})\in\mathbb{Z}^{2}\setminus\{(0,0)\} and gcd(|ai|,|bi|)=1\gcd(|a_{i}|,|b_{i}|)=1. To make the obtained 33-manifold Σ\Sigma to be a homology 33-sphere, the integers aia_{i}’s and bib_{i}’s should satisfy the equality i=1kbia1ai1ai+1ak=±1\sum_{i=1}^{k}b_{i}a_{1}\cdots a_{i-1}a_{i+1}\cdots a_{k}=\pm 1. Following [5], in this paper, we always choose the coefficients aia_{i}’s and bib_{i}’s so that i=1kbia1ai1ai+1ak=1\sum_{i=1}^{k}b_{i}a_{1}\cdots a_{i-1}a_{i+1}\cdots a_{k}=1 by replacing (ai,bi)(a_{i},b_{i}) into (ai,bi)(-a_{i},-b_{i}) for some ii if necessary. Note that this equality ensures that if one of aia_{i}’s is zero then all the other aia_{i}’s satisfy |ai|=1|a_{i}|=1, and if ai0a_{i}\neq 0 for all i=1,,ki=1,\ldots,k then each pair (i,j)(i,j) with iji\neq j satisfies gcd(|ai|,|aj|)=1\gcd(|a_{i}|,|a_{j}|)=1. Since the 33-manifold Σ\Sigma does not depend on the ambiguity of the choice of bib_{i}’s, we may denote it as Σ=Σ(a1,,ak)\Sigma=\Sigma(a_{1},\ldots,a_{k}).

The core curve SiS_{i} of each solid torus (D2×S1)i(D^{2}\times S^{1})_{i} is a fiber of the Seifert fibration after the gluings. We assign to SiS_{i} an orientation in such a way that the linking number of SiS_{i} and aiQi+biHa_{i}Q_{i}+b_{i}H equals 11. This orientation is called the working orientation.

Let (𝔪i,𝔩i)(\mathfrak{m}_{i},\mathfrak{l}_{i}) be the preferred meridian-longitude pair of the link complement ΣSi\Sigma\setminus S_{i} chosen such that the orientation of the longitude 𝔩i\mathfrak{l}_{i} agrees with the working orientation of SiS_{i}. Then (𝔪i,𝔩i)(\mathfrak{m}_{i},\mathfrak{l}_{i}) and (Qi,H)(Q_{i},H) are related by the following equations, see [5, Lemma 7.5]:

(2.1) (𝔪i𝔩i)=(aibiσiδi)(QiH)and(QiH)=(δibiσiai)(𝔪i𝔩i),\begin{pmatrix}\mathfrak{m}_{i}\\ \mathfrak{l}_{i}\end{pmatrix}=\begin{pmatrix}a_{i}&b_{i}\\ -\sigma_{i}&\delta_{i}\end{pmatrix}\begin{pmatrix}Q_{i}\\ H\end{pmatrix}\quad\text{and}\quad\begin{pmatrix}Q_{i}\\ H\end{pmatrix}=\begin{pmatrix}\delta_{i}&-b_{i}\\ \sigma_{i}&a_{i}\end{pmatrix}\begin{pmatrix}\mathfrak{m}_{i}\\ \mathfrak{l}_{i}\end{pmatrix},

where σi=a1a^iak\sigma_{i}=a_{1}\cdots\hat{a}_{i}\cdots a_{k} and δi=jibja1a^ia^jak\delta_{i}=\sum_{j\neq i}b_{j}a_{1}\cdots\hat{a}_{i}\cdots\hat{a}_{j}\cdots a_{k}. Note that they satisfy aiδi+biσi=1a_{i}\delta_{i}+b_{i}\sigma_{i}=1.

Set A=a1akA=a_{1}\cdots a_{k}. For a moment, we assume that ai0a_{i}\neq 0 for all i=1,,ki=1,\ldots,k, in which case the orientation of the Seifert fibration in 𝒮×S1𝒮\mathcal{S}\times S^{1}\to\mathcal{S} canonically extends into the fibers in (D2×S1)i(D^{2}\times S^{1})_{i} for each i=1,,ki=1,\ldots,k, namely the orientation of the Seifert fibration of Σ(a1,,ak)\Sigma(a_{1},\ldots,a_{k}) becomes well-defined. Note that the working orientation on SiS_{i} coincides with the orientation of the Seifert fibration if and only if ai>0a_{i}>0.

2.2. Fibered multilinks

We give the definition of fibered multilinks in 33-manifolds. The same notion appears in [2], where the fibration is called a rational open book decomposition.

Let MM be an oriented, closed, smooth 33-manifold and LL an unoriented link in MM with nn link components. We first assign an orientation to each link component of LL, which we also call a working orientation. A multilink L(m¯)L(\underline{m}) in MM is a link each of whose components is equipped with a non-zero integer, called the multiplicity, where m¯=(m1,,mn)\underline{m}=(m_{1},\ldots,m_{n}) represents the set of multiplicities. A multilink L(m¯)L(\underline{m}) is called fibered if there is a fibration MLS1M\setminus L\to S^{1} such that

  • the intersection of the fiber surface and a small tubular neighborhood N(Si)N(S_{i}) of each link component SiS_{i} of L(m¯)L(\underline{m}) locally consists of |mi|>0|m_{i}|>0 leaves meeting along SiS_{i}, and

  • the working orientation of SiS_{i} is consistent with (resp. opposite to) the orientation induced from the fiber surface if mi>0m_{i}>0 (resp. mi<0m_{i}<0)

(cf. [5, p.28–29]).

2.3. Fibered Seifert multilinks

A Seifert link LL in Σ(a1,,ak)\Sigma(a_{1},\ldots,a_{k}) is a union of finite number of fibers of the Seifert fibration. We had introduced the working orientation for each link component SiS_{i} of LL in Section 2.1. Using this working orientation, we assign a multiplicity to each SiS_{i} and make LL to be a Seifert multilink. We denote this multilink as

L(m¯)=(Σ(a1,,ak),m1S1mnSn),L(\underline{m})=(\Sigma(a_{1},\ldots,a_{k}),m_{1}S_{1}\cup\cdots\cup m_{n}S_{n}),

where 1nk1\leq n\leq k. Note that Seifert multilinks are fibered in most cases and the fiberedness can be determined by a certain criterion stated in [5, Theorem 11.2]. A typical example of non-fibered Seifert multilink is the link obtained as the boundary of an NN-times full-twisted annulus with |N|2|N|\geq 2.

Suppose that L(m¯)L(\underline{m}) is fibered. The interiors of the fiber surfaces of L(m¯)L(\underline{m}) intersect the fibers of the Seifert fibration transversely except for the case where L(m¯)L(\underline{m}) is a positive or negative Hopf multilink, see [5, Theorem 11.2] and the proof therein. In these exceptional cases, the transversality does not hold if the multiplicities and the denominators of the Seifert invariants satisfy a certain equation. As mentioned in [5, Proposition 7.3], a Seifert multilink is invertible and this involution changes L(m¯)L(\underline{m}) into L(m¯)L(-\underline{m}). In particular, this reverses the sign of the intersection of the interiors of the fiber surfaces and the fibers of the Seifert fibration. So, by choosing one of L(m¯)L(\underline{m}) and L(m¯)L(-\underline{m}) suitably, we often assume in this paper that the intersection is positive. We name it the positive transverse property and write it (PTP) for short.

Now we consider the case where A=a1ak0A=a_{1}\cdots a_{k}\neq 0. In this case, as we already mentioned, the orientation of the Seifert fibration of Σ(a1,,ak)\Sigma(a_{1},\ldots,a_{k}) becomes well-defined.

Definition 2.1.

Suppose A0A\neq 0. A link component miSim_{i}S_{i} of a fibered Seifert multilink L(m¯)L(\underline{m}) with (PTP) is called positive (resp. negative) if its orientation is consistent with (resp. opposite to) the orientation of the Seifert fibration. If the orientations of the link components of L(m¯)L(\underline{m}) are either all positive or all negative then we say that the orientation of L(m¯)L(\underline{m}) is canonical.

3. Fibered multilinks and contact structures

3.1. A Lutz tube

We first introduce terminologies in 33-dimensional contact topology briefly, see for instance [22, 11] for general references.

A contact structure on MM is the 22-plane field given by the kernel of a 11-form α\alpha satisfying αdα0\alpha\land d\alpha\neq 0 everywhere on MM. In this paper, we only consider a contact structure given by the kernel of a 11-form α\alpha satisfying αdα>0\alpha\land d\alpha>0, called a positive contact form on MM. A vector field RαR_{\alpha} on MM determined by the conditions dα(Rα,)0d\alpha(R_{\alpha},\cdot)\equiv 0 and α(Rα)1\alpha(R_{\alpha})\equiv 1 is called the Reeb vector field of α\alpha. The 33-manifold MM equipped with a contact structure ξ\xi is called a contact manifold and denoted as (M,ξ)(M,\xi). Two contact manifolds (M1,ξ1)(M_{1},\xi_{1}) and (M2,ξ2)(M_{2},\xi_{2}) are said to be contactomorphic if there exists a diffeomorphism φ:M1M2\varphi:M_{1}\to M_{2} such that dφ:TM1TM2d\varphi:TM_{1}\to TM_{2} satisfies dφ(ξ1)=ξ2d\varphi(\xi_{1})=\xi_{2}. A disk DD in (M,ξ)(M,\xi) is called overtwisted if DD is tangent to ξ\xi at each point on D\partial D. If (M,ξ)(M,\xi) has an overtwisted disk then we say that ξ\xi is overtwisted and otherwise that ξ\xi is tight. A typical example of overtwisted contact structures is given as follows: Let α\alpha be the contact form on 3\mathbb{R}^{3} given by

α=cosrdz+rsinrdθ,\alpha=\cos rdz+r\sin rd\theta,

where (r,θ,z)(r,\theta,z) are coordinates of 3\mathbb{R}^{3} with polar coordinates (r,θ)(r,\theta). The contact structure kerα\ker\alpha is as shown in Figure 2. We can find an overtwisted disk in the tube {(r,θ,z);|r|π+ε}\{(r,\theta,z)\,;\,|r|\leq\pi+\varepsilon\}, where ε>0\varepsilon>0 is a sufficiently small real number. Hence, this contact structure is overtwisted.

Refer to captionθ\thetazzrrr=πr=\pikerα={cosrdz+rsinrdθ=0}\ker\alpha=\{\cos rdz+r\sin rd\theta=0\}an overtwisted disk

Figure 2. A typical example of overtwisted contact structures.

Now we introduce an effective way to describe a contact structure on D2×S1D^{2}\times S^{1}. Let α\alpha be a 11-form on D2×S1D^{2}\times S^{1} given by α=h2dμh1dλ\alpha=h_{2}d\mu-h_{1}d\lambda, where (r,μ,λ)(r,\mu,\lambda) are coordinates of D2×S1D^{2}\times S^{1} with polar coordinates (r,μ)(r,\mu) of D2D^{2}, and h1h_{1} and h2h_{2} are real-valued smooth functions with parameter rr. We have

dα=h2drdμh1drdλαdα=(h1h2h1h2)drdμdλ,\begin{split}d\alpha&=h^{\prime}_{2}dr\land d\mu-h^{\prime}_{1}dr\land d\lambda\\ \alpha\land d\alpha&=(h_{1}^{\prime}h_{2}-h_{1}h_{2}^{\prime})dr\land d\mu\land d\lambda,\end{split}

where h1h_{1}^{\prime} and h2h_{2}^{\prime} are the derivatives of h1h_{1} and h2h_{2} with parameter rr respectively. So, α\alpha is a positive contact form if and only if h1h2h1h2>0h_{1}^{\prime}h_{2}-h_{1}h_{2}^{\prime}>0. We now plot (h1,h2)(h_{1},h_{2}) on the xyxy-plane. Since (h2,h1)(h_{2},-h_{1}) represents a vector normal to the 22-plane of the contact structure kerα\ker\alpha, we can regard the line connecting (0,0)(0,0) and (h1,h2)(h_{1},h_{2}) as the slope of kerα\ker\alpha. The Reeb vector field RαR_{\alpha} of α\alpha is given as

Rα=1h1h2h1h2(h1μ+h2λ).R_{\alpha}=\frac{1}{h_{1}^{\prime}h_{2}-h_{1}h_{2}^{\prime}}\left(h_{1}^{\prime}\frac{\partial}{\partial\mu}+h_{2}^{\prime}\frac{\partial}{\partial\lambda}\right).

The parameter rr varies from 0 to 11, namely from {(0,0)}×S1\{(0,0)\}\times S^{1} to the boundary of D2×S1D^{2}\times S^{1}, and the pair of functions (h1(r),h2(r))(h_{1}(r),h_{2}(r)) defines a curve γ\gamma on the xyxy-plane. In summary, the curve γ\gamma has the following properties:

  • Since h1h2h1h2>0h_{1}^{\prime}h_{2}-h_{1}h_{2}^{\prime}>0, (0,0)γ([0,1])(0,0)\not\in\gamma([0,1]) and γ\gamma moves in clockwise orientation.

  • The line connecting (0,0)(0,0) and (h1,h2)(h_{1},h_{2}) represents the slope of kerα\ker\alpha and the vector (h2,h1)(h_{2},-h_{1}) represents the positive side of kerα\ker\alpha.

  • The speed vector (h1,h2)(h_{1}^{\prime},h_{2}^{\prime}) is parallel to RαR_{\alpha} and points in the same direction.

See Figure 3. To make α\alpha to be a well-defined contact form in a neighborhood of r=0r=0, we choose γ\gamma near r=0r=0 such that (h1,h2)=(c,r2)(h_{1},h_{2})=(-c,r^{2}) or (h1,h2)=(c,r2)(h_{1},h_{2})=(c,-r^{2}) with some positive constant cc, so that α\alpha has the form α=r2dμ+cdλ\alpha=r^{2}d\mu+cd\lambda or α=(r2dμ+cdλ)\alpha=-(r^{2}d\mu+cd\lambda) near r=0r=0 respectively.

Refer to captionRαR_{\alpha}r=0r=0h2h_{2}h1h_{1}(h2(r),h1(r))(h_{2}(r),-h_{1}(r))ξ={h2dμh1dλ=0}\xi=\{h_{2}d\mu-h_{1}d\lambda=0\}γ(r)=(h1(r),h2(r))\gamma(r)=(h_{1}(r),h_{2}(r))

Figure 3. How to read ξ=kerα\xi=\ker\alpha and RαR_{\alpha} from the curve γ(r)=(h1(r),h2(r))\gamma(r)=(h_{1}(r),h_{2}(r)).

If the curve γ\gamma intersects the positive xx-axis, then the contact structure kerα\ker\alpha on D2×S1D^{2}\times S^{1} has an overtwisted disk, similar to Figure 2, whose boundary corresponds to the intersection point of γ\gamma and the positive xx-axis. In this paper, we call the tube (D2×S1,kerα)(D^{2}\times S^{1},\ker\alpha) a Lutz tube and use it frequently to show the existence of an overtwisted disk.

3.2. Contact structures compatible with multilinks

The notion of compatible contact structures of fibered links can be generalized to fibered multilinks canonically. This idea also appears in [2]. Let MM be a closed, oriented, smooth 33-manifold.

Definition 3.1.

A fibered multilink L(m¯)L(\underline{m}) in MM is said to be compatible with a contact structure ξ=kerα\xi=\ker\alpha on MM if L(m¯)L(\underline{m}) is positively transverse to ξ\xi and dαd\alpha is a volume form on the interiors of the fiber surfaces of L(m¯)L(\underline{m}).

The next lemma gives a useful interpretation of the notion of compatible contact structures in terms of Reeb vector fields. In this paper we mainly use this characterization.

Lemma 3.2.

A fibered multilink L(m¯)L(\underline{m}) in MM is compatible with a contact structure ξ\xi on MM if and only if there exists a contact form α\alpha on MM with ξ=kerα\xi=\ker\alpha such that the Reeb vector field RαR_{\alpha} is tangent to L(m¯)L(\underline{m}) and positively transverse to the interiors of the fiber surfaces of L(m¯)L(\underline{m}), and its orientation is consistent with that of L(m¯)L(\underline{m}) induced from the fiber surfaces.

Proof.

The proof for a fibered link in [10, Lemma 3.5] works in this case also. ∎

Now we introduce two fundamental facts concerning compatible contact structures of fibered multilinks, following the fibered link case.

Proposition 3.3.

Any fibered multilink in MM admits a compatible contact structure.

Although the proof is analogous to the one in [31], since an explicit contact form of the compatible contact structure will be needed in the proof of Lemma 8.4 later, we prove the assertion here with presenting the contact form. A similar proof can be found in [2].

Proof.

Let L(m¯)L(\underline{m}) be a fibered multilink in MM with nn link components m1S1,,mnSnm_{1}S_{1},\ldots,m_{n}S_{n} and N(Si)N(S_{i}) a small compact tubular neighborhood of SiS_{i} in MM for i=1,,ni=1,\ldots,n. We denote by FtF_{t} the fiber surface of L(m¯)L(\underline{m}) over tS1=[0,1]/01t\in S^{1}=[0,1]/0\sim 1 and choose a diffeomorphism ϕt:F0Ft\phi_{t}:F_{0}\to F_{t} of the fibration of L(m¯)L(\underline{m}) in such a way that

ϕt(ri,μi,λi)=(ri,μi+t|mi|,λi)\phi_{t}(r_{i},\mu_{i},\lambda_{i})=\left(r_{i},\mu_{i}+\frac{t}{|m_{i}|},\lambda_{i}\right)

in N(Si)N(S_{i}), where (ri,μi,λi)(r_{i},\mu_{i},\lambda_{i}) are coordinates of N(Si)=D2×S1N(S_{i})=D^{2}\times S^{1} chosen such that (ri,μi)(r_{i},\mu_{i}) are the polar coordinates of D2D^{2} and the orientation of λ\lambda agrees with that of the corresponding link component of L(m¯)L(\underline{m}). For convenience, we set the coordinates (ri,μi)(r_{i},\mu_{i}) such that the radius of D2D^{2} is 11.

Let θi\theta_{i} be the coordinate function on the curve (F0int N(Si))-(F_{0}\setminus\text{int\,}N(S_{i})) given as θi=λi\theta_{i}=-\lambda_{i}. Then, as in [31], we can find a 11-form β\beta on F0(𝒮×S1)F_{0}\cap(\mathcal{S}\times S^{1}) such that dβd\beta is a volume form on F0(𝒮×S1)F_{0}\cap(\mathcal{S}\times S^{1}) and β=(1/ri)dθi\beta=-(1/r_{i})d\theta_{i} near N(Si)\partial N(S_{i}). The manifold MM is constructed from F0×[0,1]F_{0}\times[0,1] by identifying (x,1)(ϕ1(x),0)(x,1)\sim(\phi_{1}(x),0) for each xF0x\in F_{0} and then filling the boundary components by the solid tori N(Si)N(S_{i})’s. According to this construction, we define a 11-form α0\alpha_{0} on 𝒮×S1\mathcal{S}\times S^{1} as

α0=(1t)β+tϕ1(β)+Rdt,\alpha_{0}=(1-t)\beta+t\phi_{1}^{*}(\beta)+Rdt,

with R>0R>0, which is given near N(Si)\partial N(S_{i}) as

(3.1) α0=1ridθi+Rdt=1ridλi+R(vidμiuidλi),\alpha_{0}=-\frac{1}{r_{i}}d\theta_{i}+Rdt=\frac{1}{r_{i}}d\lambda_{i}+R(v_{i}d\mu_{i}-u_{i}d\lambda_{i}),

where (ui,vi)(u_{i},v_{i}) is a vector representing the oriented boundary of F0int N(Si)F_{0}\setminus\text{int\,}N(S_{i}) on N(Si)\partial N(S_{i}) with coordinates (μi,λi)(\mu_{i},\lambda_{i}); in other words, (vi,ui)(v_{i},-u_{i}) is a vector positively normal to F0F_{0} on N(Si)\partial N(S_{i}). Note that vi>0v_{i}>0. We choose RR sufficiently large so that α0\alpha_{0} becomes a positive contact form on 𝒮×S1\mathcal{S}\times S^{1}.

For each N(Si)N(S_{i}), we extend α0\alpha_{0} into N(Si)N(S_{i}) by describing a curve γ(ri)\gamma(r_{i}) on the xyxy-plane explained in Section 3.1. The endpoint (h1(1),h2(1))(h_{1}(1),h_{2}(1)) of γ(ri)\gamma(r_{i}) is given as (h1(1),h2(1))=(Rui1,Rvi)(h_{1}(1),h_{2}(1))=(Ru_{i}-1,Rv_{i}) and the speed vector γ(ri)\gamma^{\prime}(r_{i}) at ri=1r_{i}=1 is (h1(ri),h2(ri))=(1,0)(h_{1}^{\prime}(r_{i}),h_{2}^{\prime}(r_{i}))=(1,0). So, we can describe a curve γ(ri)\gamma(r_{i}) representing a positive contact form on N(Si)N(S_{i}) such that

  • (h1,h2)=(c,r2)(h_{1},h_{2})=(-c,r^{2}) near r=0r=0 with c>0c>0,

  • γ(1)\gamma(1) and γ(1)\gamma^{\prime}(1) satisfy the above conditions, and

  • γ(ri)\gamma^{\prime}(r_{i}) rotates monotonously.

Thus the contact form α0\alpha_{0} is extended into N(Si)N(S_{i}). We denote the obtained contact form on MM as α\alpha.

Since the fibers of the Seifert fibration intersect Ft(𝒮×S1)F_{t}\cap(\mathcal{S}\times S^{1}) positively transversely, kerα\ker\alpha is compatible with L(m¯)L(\underline{m}) on 𝒮×S1\mathcal{S}\times S^{1}. In each N(Si)N(S_{i}), we can isotope FtF_{t} into the position shown in Figure 4 such that kerα\ker\alpha is compatible with L(m¯)L(\underline{m}). This completes the proof.

Refer to captionRαR_{\alpha}RαR_{\alpha}

Figure 4. The compatibility in the neighborhood N(Si)N(S_{i}).

Proposition 3.4.

If two contact structures on MM are compatible with the same fibered multilink in MM then they are contactomorphic.

Proof.

The proof for a fibered link in [12] works in this case also (cf. [22, Proposition 9.2.7]). ∎

4. Case a1a2ak>0a_{1}a_{2}\cdots a_{k}>0

4.1. Explicit construction of the contact structure

Throughout this section, we always assume that A=a1ak>0A=a_{1}\cdots a_{k}>0. Theorem 1.1 follows from the explicit construction of compatible contact structures described below.

Proposition 4.1.

Let L(m¯)=(Σ,m1S1mnSn)L(\underline{m})=(\Sigma,m_{1}S_{1}\cup\cdots\cup m_{n}S_{n}) be a fibered Seifert multilink in a homology 33-sphere Σ=Σ(a1,,ak)\Sigma=\Sigma(a_{1},\ldots,a_{k}) with A>0A>0. Assume (PTP). Then there exists a positive contact form α\alpha on Σ\Sigma with the following properties:

  • (1)

    L(m¯)L(\underline{m}) is compatible with the contact structure ξ=kerα\xi=\ker\alpha.

  • (2)

    The Reeb vector field RαR_{\alpha} of α\alpha is tangent to the fibers of the Seifert fibration on 𝒮×S1\mathcal{S}\times S^{1}.

  • (3)

    The neighborhood (D2×S1)i(D^{2}\times S^{1})_{i} of each negative component miSim_{i}S_{i} of L(m¯)L(\underline{m}) contains a Lutz tube. In particular, it contains an overtwisted disk.

  • (4)

    On the other (D2×S1)i(D^{2}\times S^{1})_{i}’s, kerα\ker\alpha is transverse to the fibers of the Seifert fibration.

Remark 4.2.

The most canonical way to construct a contact structure compatible with a given fibered link is to use the fiber surface as done in [31]. However this is difficult in our situation because there is no systematic way to describe the fiber surface. The idea of the proof of Theorem 1.1 is that we choose the contact form such that its Reeb vector field is tangent to the fibers of the Seifert fibration everywhere except in small neighborhoods of the negative components. This makes sure that the contact structure is compatible with the fibered multilink in the most part. The rest is done by describing possible local positions of the fiber surfaces along the exceptional components.

Remark 4.3.

The existence of S1S^{1}-invariant contact forms on orientable Seifert fibered 33-manifolds is known in [18]. The existence of a contact structure transverse to the fibers of a Seifert fibration had been studied in [29] for circle bundles over closed surfaces and in [19] for Seifert fibered 33-manifolds. The transverse contact structures are always Stein fillable as mentioned in [4, Theorem 4.2], cf. [9, 21]. This fact will be used in the proof of Theorem 1.1.

To prove Proposition 4.1, we apply the argument in the proof in [31] to the Seifert fibration. We denote the boundary component (𝒮)Di2(-\partial\mathcal{S})\cap D^{2}_{i} of 𝒮\mathcal{S} by CiC_{i}.

Lemma 4.4.

Suppose A>0A>0 and let UiU_{i} be a collar neighborhood of CiC_{i} in 𝒮\mathcal{S} with coordinates (ri,θi)[1,2)×S1(r_{i},\theta_{i})\in[1,2)\times S^{1} satisfying {(ri,θi);ri=1}=Ci\{(r_{i},\theta_{i})\,;\,r_{i}=1\}=C_{i}. Then there exists a 11-form β\beta on 𝒮\mathcal{S} which satisfies the following properties:

  • (1)

    dβ>0d\beta>0 on 𝒮\mathcal{S}.

  • (2)

    If bi/ai0b_{i}/a_{i}\leq 0 then β=Riridθi\beta=R_{i}r_{i}d\theta_{i} with bi/ai<Ri-b_{i}/a_{i}<R_{i} near CiC_{i} on UiU_{i}.

  • (3)

    If bi/ai>0b_{i}/a_{i}>0 then β=(Ri/ri)dθi\beta=(R_{i}/r_{i})d\theta_{i} with bi/ai<Ri<0-b_{i}/a_{i}<R_{i}<0 near CiC_{i} on UiU_{i}.

Proof.

Since i=1k(bi/ai)=1/A<0\sum_{i=1}^{k}(-b_{i}/a_{i})=-1/A<0, we can choose R1,,RkR_{1},\ldots,R_{k} such that they satisfy the inequalities in (2) and (3) and the inequality i=1kRi<0\sum_{i=1}^{k}R_{i}<0. Let Ω\Omega be a volume form on 𝒮\mathcal{S} which satisfies

  • 𝒮Ω=i=1kRi>0\int_{\mathcal{S}}\Omega=-\sum_{i=1}^{k}R_{i}>0,

  • Ω=Ridridθi\Omega=R_{i}dr_{i}\land d\theta_{i} near CiC_{i} with bi/ai0b_{i}/a_{i}\leq 0, and

  • Ω=(Ri/ri2)dridθi\Omega=-(R_{i}/r_{i}^{2})dr_{i}\land d\theta_{i} near CiC_{i} with bi/ai>0b_{i}/a_{i}>0.

Let η\eta be any 11-form on 𝒮\mathcal{S} which equals RiridθiR_{i}r_{i}d\theta_{i} if bi/ai0b_{i}/a_{i}\leq 0 and (Ri/ri)dθi(R_{i}/r_{i})d\theta_{i} if bi/ai>0b_{i}/a_{i}>0 near CiC_{i}. By Stokes’ theorem, we have

𝒮(Ωdη)=𝒮Ω𝒮η=𝒮Ω+i=1kCiRi𝑑θi=𝒮Ω+i=1kRi=0.\begin{split}\int_{\mathcal{S}}(\Omega-d\eta)&=\int_{\mathcal{S}}\Omega-\int_{\partial\mathcal{S}}\eta=\int_{\mathcal{S}}\Omega+\sum_{i=1}^{k}\int_{C_{i}}R_{i}d\theta_{i}\\ &=\int_{\mathcal{S}}\Omega+\sum_{i=1}^{k}R_{i}=0.\end{split}

Here CiC_{i} is oriented as 𝒮-\partial\mathcal{S}. The closed 22-form Ωdη\Omega-d\eta represents the trivial class in cohomology vanishing near 𝒮\partial\mathcal{S}. By de Rham’s theorem, there is a 11-form γ\gamma on 𝒮\mathcal{S} vanishing near 𝒮\partial\mathcal{S} and satisfying dγ=Ωdηd\gamma=\Omega-d\eta. Define β=η+γ\beta=\eta+\gamma, then dβ=Ωd\beta=\Omega is a volume form on 𝒮\mathcal{S} and β\beta satisfies properties (2) and (3) near 𝒮\partial\mathcal{S} as required. ∎

We prepare two further lemmas which will be used for constructing the contact form on (D2×S1)i(D^{2}\times S^{1})_{i}. Let B=[1,2)×S1×S1𝒮×S1B=[1,2)\times S^{1}\times S^{1}\subset\mathcal{S}\times S^{1} be a neighborhood of a boundary component of 𝒮×S1\mathcal{S}\times S^{1} with coordinates (r,θ,t)(r,\theta,t). We glue D2×S1D^{2}\times S^{1} to BB as

μ𝔪+λ𝔩=(aμσλ)Q+(bμ+δλ)H,\mu\mathfrak{m}+\lambda\mathfrak{l}=(a\mu-\sigma\lambda)Q+(b\mu+\delta\lambda)H,

where (𝔪,𝔩)(\mathfrak{m},\mathfrak{l}) is a standard meridian-longitude pair of D2×S1D2×S1\partial D^{2}\times S^{1}\subset D^{2}\times S^{1}, QQ is the oriented curve given by {1}×S1×{a point}B\{1\}\times S^{1}\times\{\text{a point}\}\subset\partial B, HH is a typical fiber of the projection [1,2)×S1×S1[2,1)×S1[1,2)\times S^{1}\times S^{1}\to[2,1)\times S^{1} which omits the third entry, and a,b,σ,δa,b,\sigma,\delta\in\mathbb{Z} are given according to relations (2.1). The fibers H=σ𝔪+a𝔩H=\sigma\mathfrak{m}+a\mathfrak{l} of the Seifert fibration on D2×S1\partial D^{2}\times S^{1} are canonically extended to the interior of D2×S1D^{2}\times S^{1}.

Lemma 4.5.

Suppose a0a\neq 0 and either (i) 0b/a<R0\leq-b/a<R and α0=Rrdθ+dt\alpha_{0}=Rrd\theta+dt or (ii) b/a<R<0-b/a<R<0 and α0=(R/r)dθ+dt\alpha_{0}=(R/r)d\theta+dt, where α0\alpha_{0} is a contact form on BB. Then there exists a contact form α\alpha on B(D2×S1)B\cup(D^{2}\times S^{1}) with the following properties:

  • (1)

    α=α0\alpha=\alpha_{0} on BB.

  • (2)

    kerα\ker\alpha is transverse to the fibers of the Seifert fibration in D2×S1D^{2}\times S^{1}.

  • (3)

    RαR_{\alpha} is tangent to {(0,0)}×S1\{(0,0)\}\times S^{1} and the direction of RαR_{\alpha} is consistent with the orientation of the Seifert fibration.

  • (4)

    RαR_{\alpha} rotates monotonously with respect to the parameter r[0,1]r\in[0,1].

Proof.

We consider case (i). Let σ\sigma and δ\delta be integers satisfying relations (2.1). Denote the gluing map of D2×S1D^{2}\times S^{1} to BB by φ\varphi, then we have

(4.1) φα0=Rrd(aμσλ)+d(bμ+δλ)=(b+aRr)dμ+(δσRr)dλ=a(ba+Rr)dμ+1a(1aσ(ba+Rr))dλ.\begin{split}\varphi^{*}\alpha_{0}&=Rrd(a\mu-\sigma\lambda)+d(b\mu+\delta\lambda)=(b+aRr)d\mu+(\delta-\sigma Rr)d\lambda\\ &=a\left(\frac{b}{a}+Rr\right)d\mu+\frac{1}{a}\left(1-a\sigma\left(\frac{b}{a}+Rr\right)\right)d\lambda.\end{split}

If a>0a>0 then a(b/a+Rr)>0a(b/a+Rr)>0 near r=1r=1. So, on the xyxy-plane, the point (h1(1),h2(1))(h_{1}(1),h_{2}(1)) lies in the region y>0y>0. Since Rα0R_{\alpha_{0}} is positively transverse to kerα0\ker\alpha_{0} at r=1r=1, we can describe a smooth curve γ(r)=(h1(r),h2(r))\gamma(r)=(h_{1}(r),h_{2}(r)) on the xyxy-plane representing a positive contact form on B(D2×S1)B\cup(D^{2}\times S^{1}) such that

  • (h1,h2)=(c,r2)(h_{1},h_{2})=(-c,r^{2}) near r=0r=0 with c>0c>0,

  • h2dμh1dλ=φα0h_{2}d\mu-h_{1}d\lambda=\varphi^{*}\alpha_{0} near r=1r=1, and

  • γ(r)\gamma^{\prime}(r) rotates monotonously,

as shown in Figure 5. This satisfies the required properties.

Refer to captionRφα0R_{\varphi^{*}\alpha_{0}}at r=1r=1Rφα0R_{\varphi^{*}\alpha_{0}}at r=1r=1h2h_{2}h2h_{2}r=0r=0r=0r=0(h1(1),h2(1))(h_{1}(1),h_{2}(1))h1h_{1}h1h_{1}case h1(1)<0h_{1}(1)<0case h1(1)>0h_{1}(1)>0(h1(1),h2(1))(h_{1}(1),h_{2}(1))

Figure 5. Curves representing contact forms on D2×S1D^{2}\times S^{1} in Lemma 4.5. The figures are in case a>0a>0.

If a<0a<0 then a(b/a+Rr)<0a(b/a+Rr)<0 near r=1r=1 and hence the point (h1(1),h2(1))(h_{1}(1),h_{2}(1)) lies in the region y<0y<0. We choose a smooth curve γ(r)\gamma(r) such that

  • (h1,h2)=(c,r2)(h_{1},h_{2})=(c,-r^{2}) near r=0r=0 with c>0c>0,

  • h2dμh1dλ=φα0h_{2}d\mu-h_{1}d\lambda=\varphi^{*}\alpha_{0} near r=1r=1, and

  • γ(r)\gamma^{\prime}(r) rotates monotonously.

Note that such a curve γ(r)\gamma(r) is given by the π\pi-rotation of the figures in Figure 5. The contact form α\alpha on B(D2×S1)B\cup(D^{2}\times S^{1}) defined by this curve satisfies the required properties as before.

The proof for case (ii) is similar. ∎

Lemma 4.6.

Let α0\alpha_{0} be a contact form on BB given by either (i) α0=Rrdθ+dt\alpha_{0}=Rrd\theta+dt with R>0R>0 or (ii) α0=(R/r)dθ+dt\alpha_{0}=(R/r)d\theta+dt with R<0R<0. Then there exists a contact form α\alpha on B(D2×S1)B\cup(D^{2}\times S^{1}) with the following properties:

  • (1)

    α=α0\alpha=\alpha_{0} on BB.

  • (2)

    kerα\ker\alpha is transverse to the fibers of the Seifert fibration in D2×S1D^{2}\times S^{1} except on a torus {r1}×S1×S1\{r_{1}\}\times S^{1}\times S^{1} embedded in D2×S1D^{2}\times S^{1} for some r1(0,1)r_{1}\in(0,1).

  • (3)

    RαR_{\alpha} is tangent to {(0,0)}×S1\{(0,0)\}\times S^{1} and the direction of RαR_{\alpha} is opposite to the orientation of the Seifert fibration.

  • (4)

    RαR_{\alpha} rotates monotonously with respect to the parameter r[0,1]r\in[0,1].

Furthermore, if RR satisfies R>b/aR>-b/a then (D2×S1,kerα)(D^{2}\times S^{1},\ker\alpha) contains a Lutz tube.

Proof.

The proof is analogous to the proof of Lemma 4.5. In case (i) with a>0a>0, we choose a curve γ\gamma on the xyxy-plane such that (h1,h2)=(c,r2)(h_{1},h_{2})=(c,-r^{2}) near r=0r=0 with c>0c>0 as shown in Figure 6. This satisfies the required properties. If R>b/aR>-b/a then a Lutz tube appears at r=r2r=r_{2} as described on the right in the figure. The proofs in case a<0a<0 and case (ii) are similar. ∎

Refer to captionr=r2r=r_{2}Rφα0R_{\varphi^{*}\alpha_{0}}at r=1r=1r=0r=0r=r1r=r_{1}r=0r=0r=r1r=r_{1}h2h_{2}h2h_{2}Rφα0R_{\varphi^{*}\alpha_{0}}at r=1r=1h1h_{1}h1h_{1}(h1(1),h2(1))(h_{1}(1),h_{2}(1))case b/a+R<0b/a+R<0case b/a+R>0b/a+R>0(h1(1),h2(1))(h_{1}(1),h_{2}(1))

Figure 6. Curves representing contact forms on D2×S1D^{2}\times S^{1} in Lemma 4.6.

Proof of Proposition 4.1.   Let α0\alpha_{0} be the 11-form on 𝒮×S1\mathcal{S}\times S^{1} defined by α0=β+dt\alpha_{0}=\beta+dt, where β\beta is a 11-form constructed in Lemma 4.4 and tt is the coordinate of S1S^{1}, which is assumed to be consistent with the orientation of the Seifert fibration. Since βdβ\beta\land d\beta is a 33-form on 𝒮\mathcal{S}, we have βdβ=0\beta\land d\beta=0 and

α0dα0=βdβ+dtdβ=dβdt>0.\alpha_{0}\land d\alpha_{0}=\beta\land d\beta+dt\land d\beta=d\beta\land dt>0.

Thus α0\alpha_{0} is a positive contact form on 𝒮×S1\mathcal{S}\times S^{1} and its Reeb vector field is given by Rα0=/tR_{\alpha_{0}}=\partial/\partial t. Note that, since Rα0R_{\alpha_{0}} is tangent to the fibers of π:𝒮×S1𝒮\pi:\mathcal{S}\times S^{1}\to\mathcal{S} in the same direction, (PTP) implies that Rα0R_{\alpha_{0}} is positively transverse to the fiber surfaces of L(m¯)L(\underline{m}) in 𝒮×S1\mathcal{S}\times S^{1}.

Now we extend α0{\alpha_{0}} into (D2×S1)i(D^{2}\times S^{1})_{i} in the following way. If either miSim_{i}S_{i} is a positive component or i>ni>n then we use the construction of a contact form in Lemma 4.5, otherwise we use the construction in Lemma 4.6. We denote the extended contact form on Σ\Sigma by α\alpha.

From the construction, we only need to check property (1) in the assertion. Due to Lemma 3.2, it is enough to check if RαR_{\alpha} is tangent to L(m¯)L(\underline{m}) in the same direction and positively transverse to the interiors of the fiber surfaces of L(m¯)L(\underline{m}). This positive transversality had already been established in 𝒮×S1\mathcal{S}\times S^{1}.

We first check the positive transversality in the neighborhood (D2×S1)i(D^{2}\times S^{1})_{i} of a positive component miSim_{i}S_{i}. Figure 7 shows the mutual positions of the fiber surfaces FF, the oriented fibers HH of the Seifert fibration and the Reeb vector field RαR_{\alpha} on (D2×S1)i(D^{2}\times S^{1})_{i} in case ai>0a_{i}>0.

Refer to caption𝔪i\mathfrak{m}_{i}𝔩i\mathfrak{l}_{i}𝔪i\mathfrak{m}_{i}𝔩i\mathfrak{l}_{i}RαR_{\alpha}HHHHRαR_{\alpha}miSim_{i}S_{i}: positivemiSim_{i}S_{i}: positive

Figure 7. The compatibility in the neighborhood (D2×S1)i(D^{2}\times S^{1})_{i} of a positive component miSim_{i}S_{i} in case ai>0a_{i}>0.

The orientations of the link component miSim_{i}S_{i} and the fibers HH are as shown in the figures since miSim_{i}S_{i} is a positive component, ai>0a_{i}>0, σi>0\sigma_{i}>0, and HH is given as H=σi𝔪i+ai𝔩iH=\sigma_{i}\mathfrak{m}_{i}+a_{i}\mathfrak{l}_{i}. The Reeb vector field RαR_{\alpha} had already been given in the above construction. Now there are three possibilities of the framing of the fiber surface FF, namely it is either positive, negative, or parallel to miSim_{i}S_{i}. The case of positive framing is described on the left in the figure and the case of negative framing is on the right. The parallel case is omitted. In either case, we can isotope the fiber surfaces FF in (D2×S1)i(D^{2}\times S^{1})_{i} such that it satisfies the property (1). Note that the vectors of RαR_{\alpha} on the right figure are directed under the fiber surface. The proof in case ai<0a_{i}<0 is similar, in which case the figures are those in Figure 7 with replacing (𝔪i,𝔩i)(\mathfrak{m}_{i},\mathfrak{l}_{i}) by (𝔪i,𝔩i)(-\mathfrak{m}_{i},-\mathfrak{l}_{i}).

The property (1) in (D2×S1)i(D^{2}\times S^{1})_{i} with i>ni>n can also be checked from the figure because the fiber surfaces on (D2×S1)i(D^{2}\times S^{1})_{i} consists of horizontal disks.

Suppose that miSim_{i}S_{i} is a negative component. We assume that ai>0a_{i}>0. Then the orientations of the link component miSim_{i}S_{i} and the fibers HH become as shown in Figure 8. There is only one possibility of the framing of the fiber surface FF, which is shown in the figure, otherwise they do not satisfy (PTP) on the boundary of (D2×S1)i(D^{2}\times S^{1})_{i}. As shown in the figure, we can isotope the fiber surface FF in (D2×S1)i(D^{2}\times S^{1})_{i} such that it satisfies the property (1). The proof in case ai<0a_{i}<0 is similar and the figure is as in Figure 8 with replacing (𝔪i,𝔩i)(\mathfrak{m}_{i},\mathfrak{l}_{i}) by (𝔪i,𝔩i)(-\mathfrak{m}_{i},-\mathfrak{l}_{i}). ∎

Refer to caption𝔪i\mathfrak{m}_{i}𝔩i\mathfrak{l}_{i}miSim_{i}S_{i}: negativeRαR_{\alpha}HH

Figure 8. The compatibility on the neighborhood (D2×S1)i(D^{2}\times S^{1})_{i} of a negative component miSim_{i}S_{i} in case ai>0a_{i}>0.

4.2. Proof of Theorem 1.1

The next lemma will be used in the proof of Theorem 1.1.

Lemma 4.7.

If A>0A>0 then every fibered Seifert multilink has at least one positive component.

Proof.

Let FF be a fiber surface of a fibered Seifert multilink L(m¯)L(\underline{m}) and assume that L(m¯)L(\underline{m}) has no positive component. The fibers of the Seifert fibration are given as H=σi𝔪i+ai𝔩iH=\sigma_{i}\mathfrak{m}_{i}+a_{i}\mathfrak{l}_{i}, where σiai=A>0\sigma_{i}a_{i}=A>0. Let γi=ui𝔪i+vi𝔩i\gamma_{i}=u_{i}\mathfrak{m}_{i}+v_{i}\mathfrak{l}_{i} be the oriented boundary (F(D2×S1)i)miSi\partial(F\cap(D^{2}\times S^{1})_{i})\setminus m_{i}S_{i}, where uiu_{i}\in\mathbb{Z} and vi{0}v_{i}\in\mathbb{Z}\setminus\{0\} are chosen such that the number of connected components of (F(D2×S1)i)miSi\partial(F\cap(D^{2}\times S^{1})_{i})\setminus m_{i}S_{i} is equal to gcd(|ui|,|vi|)\gcd(|u_{i}|,|v_{i}|) in case ui0u_{i}\neq 0 and |vi||v_{i}| otherwise. From (PTP), we have the inequality I(γi,H)=uiaiviσi>0I(\gamma_{i},H)=u_{i}a_{i}-v_{i}\sigma_{i}>0, where I(γi,H)I(\gamma_{i},H) is the algebraic intersection number of γi\gamma_{i} and HH on (D2×S1)i\partial(D^{2}\times S^{1})_{i}. Furthermore, the fiber surface FF along miSim_{i}S_{i} is given as shown in Figure 9 and we can verify the inequality aivi>0a_{i}v_{i}>0 from these figures.

Refer to caption𝔪i\mathfrak{m}_{i}𝔩i\mathfrak{l}_{i}𝔪i\mathfrak{m}_{i}𝔩i\mathfrak{l}_{i}miSim_{i}S_{i}: negativemiSim_{i}S_{i}: negativeHHvi>0v_{i}>0vi<0v_{i}<0HHcase ai>0a_{i}>0case ai<0a_{i}<0

Figure 9. The framing of FF along miSim_{i}S_{i}.

For each i=1,,ni=1,\cdots,n,

ui𝔪i+vi𝔩i=(aiuiσivi)Qi+(biui+δivi)H.u_{i}\mathfrak{m}_{i}+v_{i}\mathfrak{l}_{i}=(a_{i}u_{i}-\sigma_{i}v_{i})Q_{i}+(b_{i}u_{i}+\delta_{i}v_{i})H.

The union of these curves is homologous to the boundary of the fiber surface because it is a Seifert surface, and hence the sum i=1n(ui𝔪i+vi𝔩i)\sum_{i=1}^{n}(u_{i}\mathfrak{m}_{i}+v_{i}\mathfrak{l}_{i}) is null-homologous in the complement ΣL(m¯)\Sigma\setminus L(\underline{m}). This complement is obtained from 𝒮×S1\mathcal{S}\times S^{1} by gluing (D2×S1)i(D^{2}\times S^{1})_{i}, for i=n+1,,ki=n+1,\ldots,k, in such a way that aiQi+biHa_{i}Q_{i}+b_{i}H corresponds to the meridian of (D2×S1)i(D^{2}\times S^{1})_{i}. Hence there exists a non-zero vector (wn+1,,wk)(w_{n+1},\cdots,w_{k}) which satisfies

i=1n((aiuiσivi)Qi+(biui+δivi)H)+i=n+1kwi(aiQi+biH)=0.\sum_{i=1}^{n}((a_{i}u_{i}-\sigma_{i}v_{i})Q_{i}+(b_{i}u_{i}+\delta_{i}v_{i})H)+\sum_{i=n+1}^{k}w_{i}(a_{i}Q_{i}+b_{i}H)=0.

Since i=1kQi=0\sum_{i=1}^{k}Q_{i}=0 in H1(𝒮×S1)H_{1}(\mathcal{S}\times S^{1}) is the unique relation which we can use for vanishing the coefficients of QiQ_{i}’s, all coefficients of QiQ_{i}’s must be the same value. Hence we have the equality

i=1n(Qi+biui+δiviaiuiσiviH)+i=n+1k(Qi+biaiH)=0,\sum_{i=1}^{n}\left(Q_{i}+\frac{b_{i}u_{i}+\delta_{i}v_{i}}{a_{i}u_{i}-\sigma_{i}v_{i}}H\right)+\sum_{i=n+1}^{k}\left(Q_{i}+\frac{b_{i}}{a_{i}}H\right)=0,

which implies

(4.2) 0=i=1nbiui+δiviaiuiσivi+i=n+1kbiai=i=1n(biai+viai(aiuiσivi))+i=n+1kbiai=1A+i=1nviai(aiuiσivi).\begin{split}0&=\sum_{i=1}^{n}\frac{b_{i}u_{i}+\delta_{i}v_{i}}{a_{i}u_{i}-\sigma_{i}v_{i}}+\sum_{i=n+1}^{k}\frac{b_{i}}{a_{i}}=\sum_{i=1}^{n}\left(\frac{b_{i}}{a_{i}}+\frac{v_{i}}{a_{i}(a_{i}u_{i}-\sigma_{i}v_{i})}\right)+\sum_{i=n+1}^{k}\frac{b_{i}}{a_{i}}\\ &=\frac{1}{A}+\sum_{i=1}^{n}\frac{v_{i}}{a_{i}(a_{i}u_{i}-\sigma_{i}v_{i})}.\end{split}

However the right hand side of this equation must be strictly positive since aiuiσivi>0a_{i}u_{i}-\sigma_{i}v_{i}>0 and aivi>0a_{i}v_{i}>0, which is a contradiction. ∎

Proof of Theorem 1.1. We first remark that it is enough to observe the tightness for a specific contact form whose contact structure is compatible with L(m¯)L(\underline{m}) by Proposition 3.4. Assume that L(m¯)L(\underline{m}) is not a Hopf multilink in S3S^{3}. If all components of L(m¯)L(\underline{m}) are negative then it does not satisfy (PTP) by Lemma 4.7. So, in this case, we reverse the orientation of L(m¯)L(\underline{m}) as L(m¯)L(-\underline{m}) so that all components become positive. If all components of L(m¯)L(\underline{m}) are positive, then the compatible contact structure constructed according to the recipe in Proposition 4.1 is positively transverse to the fibers of the Seifert fibration everywhere. In particular, it is known that such a contact structure is always tight, see [20] and [19, Corollary 2.2]. Moreover, since the monodromy of the fibration of L(m¯)L(\underline{m}) is periodic, we can conclude that the contact structure is Stein fillable, see [4, Theorem 4.2].

Suppose that L(m¯)L(\underline{m}) has at least one positive component and one negative component. In this case, even if we reverse the orientation of L(m¯)L(\underline{m}) by involution, L(m¯)L(\underline{m}) still has a negative component. Therefore, in either case, the contact structure kerα\ker\alpha has an overtwisted disk by property (3) in Proposition 4.1.

Finally we consider the case where L(m¯)L(\underline{m}) is a Hopf multilink. Let m1S1m_{1}S_{1} and m2S2m_{2}S_{2} denote the multilink components of L(m¯)L(\underline{m}), i.e., L(m¯)=(Σ(1,1),m1S1m2S2)L(\underline{m})=(\Sigma(1,1),m_{1}S_{1}\cup m_{2}S_{2}). If m1+m20m_{1}+m_{2}\neq 0 then L(m¯)L(\underline{m}) satisfies (PTP) up to the reversal of the orientation of L(m¯)L(\underline{m}). So, the above proof works in this case. Suppose that m1+m2=0m_{1}+m_{2}=0. Since the orientation of L(m¯)L(\underline{m}) is not canonical, it is enough to check that the compatible contact structure is overtwisted. This follows immediately since the fiber surface of L(m¯)L(\underline{m}) is a disjoint union of the fiber surfaces of a negative Hopf link and the compatible contact structure is same as that of the negative Hopf link. ∎

5. Case a1a2ak<0a_{1}a_{2}\cdots a_{k}<0

5.1. Explicit construction of the contact structure

Throughout this section, we assume that A=a1ak<0A=a_{1}\cdots a_{k}<0. We start from the following lemma.

Lemma 5.1.

If A<0A<0 then every fibered Seifert multilink has at least one negative component.

Proof.

The proof is analogous to that of Lemma 4.7. In the present case, the framing of the fiber surface FF along miSim_{i}S_{i} becomes as shown in Figure 10, from which we have aivi<0a_{i}v_{i}<0. Hence the right hand side of equation (4.2) is strictly negative since aiuiσivi>0a_{i}u_{i}-\sigma_{i}v_{i}>0 and aivi<0a_{i}v_{i}<0. This is a contradiction. ∎

Refer to caption𝔪i\mathfrak{m}_{i}𝔩i\mathfrak{l}_{i}𝔪i\mathfrak{m}_{i}𝔩i\mathfrak{l}_{i}miSim_{i}S_{i}: positivemiSim_{i}S_{i}: positivevi>0v_{i}>0HHcase ai<0a_{i}<0case ai>0a_{i}>0vi<0v_{i}<0HH

Figure 10. The framing of FF along miSim_{i}S_{i}.

The main assertion in this section is the following.

Proposition 5.2.

Let L(m¯)=(Σ,m1S1mnSn)L(\underline{m})=(\Sigma,m_{1}S_{1}\cup\cdots\cup m_{n}S_{n}) be a fibered Seifert multilink L(m¯)L(\underline{m}) in a homology 33-sphere Σ=Σ(a1,,ak)\Sigma=\Sigma(a_{1},\ldots,a_{k}) with A<0A<0. Assume (PTP). Fix an index i0i_{0} of some negative component of L(m¯)L(\underline{m}). Then there exists a positive contact form α\alpha on Σ\Sigma with the following properties:

  • (1)

    L(m¯)L(\underline{m}) is compatible with the contact structure ξ=kerα\xi=\ker\alpha.

  • (2)

    The Reeb vector field RαR_{\alpha} of α\alpha is tangent to the fibers of the Seifert fibration on 𝒮×S1\mathcal{S}\times S^{1}.

  • (3)

    The neighborhood (D2×S1)i(D^{2}\times S^{1})_{i} of each negative component miSim_{i}S_{i}, except mi0Si0m_{i_{0}}S_{i_{0}}, contains a Lutz tube. In particular, it contains an overtwisted disk.

  • (4)

    On the other (D2×S1)i(D^{2}\times S^{1})_{i}’s, except i=i0i=i_{0}, kerα\ker\alpha is transverse to the fibers of the Seifert fibration.

In particular, if L(m¯)L(\underline{m}) has at least two negative components then the contact structure kerα\ker\alpha is overtwisted.

Before proving this proposition, we prepare a lemma similar to Lemma 4.4.

Lemma 5.3.

Suppose A<0A<0 and fix an index i0i_{0}. Let UiU_{i} be a collar neighborhood of CiC_{i} in 𝒮\mathcal{S} with coordinates (ri,θi)[1,2)×S1(r_{i},\theta_{i})\in[1,2)\times S^{1} satisfying {(ri,θi);ri=1}=Ci\{(r_{i},\theta_{i})\,;\,r_{i}=1\}=C_{i}. Then there exists a 11-form β\beta on 𝒮\mathcal{S} which satisfies the following properties:

  • (1)

    dβ>0d\beta>0 on 𝒮\mathcal{S}.

  • (2)

    If bi/ai0b_{i}/a_{i}\leq 0 and ii0i\neq i_{0} then β=Riridθi\beta=R_{i}r_{i}d\theta_{i} with bi/ai<Ri-b_{i}/a_{i}<R_{i} near CiC_{i} on UiU_{i}.

  • (3)

    If bi/ai>0b_{i}/a_{i}>0 and ii0i\neq i_{0} then β=(Ri/ri)dθi\beta=(R_{i}/r_{i})d\theta_{i} with bi/ai<Ri<0-b_{i}/a_{i}<R_{i}<0 near CiC_{i} on UiU_{i}.

  • (4)

    If bi0/ai01/A<0b_{i_{0}}/a_{i_{0}}-1/A<0 then β=Ri0ri0dθi0\beta=R_{i_{0}}r_{i_{0}}d\theta_{i_{0}} with 0<Ri0<bi0/ai0+1/A0<R_{i_{0}}<-b_{i_{0}}/a_{i_{0}}+1/A near Ci0C_{i_{0}} on Ui0U_{i_{0}}.

  • (5)

    If bi0/ai01/A0b_{i_{0}}/a_{i_{0}}-1/A\geq 0 then β=(Ri0/ri0)dθi0\beta=(R_{i_{0}}/r_{i_{0}})d\theta_{i_{0}} with Ri0<bi0/ai0+1/AR_{i_{0}}<-b_{i_{0}}/a_{i_{0}}+1/A near Ci0C_{i_{0}} on Ui0U_{i_{0}}.

Proof.

Since ii0(bi/ai)+(bi0/ai0+1/A)=0\sum_{i\neq i_{0}}(-b_{i}/a_{i})+(-b_{i_{0}}/a_{i_{0}}+1/A)=0, we can choose R1,,RkR_{1},\ldots,R_{k} such that they satisfy the above inequalities and the inequality i=1kRi<0\sum_{i=1}^{k}R_{i}<0. The 11-form β\beta required can be constructed from these RiR_{i}’s in the same way as in the proof of Lemma 4.4. ∎

Proof of Proposition 5.2. We make a contact form α0\alpha_{0} on 𝒮×S1\mathcal{S}\times S^{1} from the 11-form β\beta in Lemma 5.3 and extend it to (D2×S1)i(D^{2}\times S^{1})_{i} as in the proof of Proposition 4.1. Properties (2), (3), (4) in the assertion follow from this construction. Let α\alpha denote the obtained contact form on MM.

Suppose that ii0i\neq i_{0}, miSim_{i}S_{i} is a positive component and ai>0a_{i}>0. From equation (4.1), we have h1(1)<0h_{1}(1)<0, h2(1)>0h_{2}(1)>0, h1(1)<0h^{\prime}_{1}(1)<0 and h2(1)>0h^{\prime}_{2}(1)>0. Hence the mutual positions of the fiber surface FF, the oriented fibers HH of the Seifert fibration and the Reeb vector field RαR_{\alpha} on (D2×S1)i(D^{2}\times S^{1})_{i} become as shown on the left in Figure 11. The contact structure α\alpha in this case is determined by the curve described on the right. From these figures, we can easily check that these satisfy property (1) in the assertion.

Refer to caption𝔪i\mathfrak{m}_{i}𝔩i\mathfrak{l}_{i}RαR_{\alpha}miSim_{i}S_{i}: positiveHHh2h_{2}RαR_{\alpha}at r=1r=1r=0r=0h1h_{1}(h1(1),h2(1))(h_{1}(1),h_{2}(1))

Figure 11. The mutual positions of FF, HH and RαR_{\alpha} in the case where miSim_{i}S_{i} is a positive component.

If miSim_{i}S_{i} is negative and ai>0a_{i}>0 then we have the same inequalities. Hence their mutual positions become as shown in Figure 12 and the property (1) holds. If i=i0i=i_{0} then h2(1)>0h_{2}(1)>0 may not hold, but this does not make any problem since mi0Si0m_{i_{0}}S_{i_{0}} is a negative component. Thus the property (1) holds.

The proof is analogous in case ai<0a_{i}<0. ∎

Refer to caption𝔪i\mathfrak{m}_{i}𝔩i\mathfrak{l}_{i}𝔪i\mathfrak{m}_{i}𝔩i\mathfrak{l}_{i}RαR_{\alpha}HHHHRαR_{\alpha}miSim_{i}S_{i}: negativemiSim_{i}S_{i}: negative

Figure 12. The mutual positions of FF, HH and RαR_{\alpha} in the case where miSim_{i}S_{i} is a negative component.

5.2. Some criterion to detect overtwisted disks

In this subsection, we show two lemmas which give sufficient conditions for the contact structure in Proposition 5.2 to be overtwisted.

Lemma 5.4.

Suppose A<0A<0 and let mi0Si0m_{i_{0}}S_{i_{0}} be a negative component of L(m¯)L(\underline{m}). Suppose further that there exists ai1a_{i_{1}} among a1,,aka_{1},\ldots,a_{k} which satisfies the inequality

1|ai1|(1|ai0|1|ai1|)>1A.\frac{1}{|a_{i_{1}}|}\left(\frac{1}{|a_{i_{0}}|}-\frac{1}{|a_{i_{1}}|}\right)>-\frac{1}{A}.

Then the contact structure in Proposition 5.2 is overtwisted.

Proof.

From the inequality in the assumption, we have |ai1|>|ai0||a_{i_{1}}|>|a_{i_{0}}|. In particular, i0i1i_{0}\neq i_{1}. We can assume that mi1Si1m_{i_{1}}S_{i_{1}} is a positive component, since otherwise the contact structure is overtwisted by Proposition 5.2. We will find R1,,RkR_{1},\ldots,R_{k} in Lemma 5.3 which satisfy

|ai0|(Ri0+bi0ai0)=|ai1|(Ri1+bi1ai1)<0.|a_{i_{0}}|\left(R_{i_{0}}+\frac{b_{i_{0}}}{a_{i_{0}}}\right)=-|a_{i_{1}}|\left(R_{i_{1}}+\frac{b_{i_{1}}}{a_{i_{1}}}\right)<0.

Set X=Ri0+bi0/ai0X=R_{i_{0}}+b_{i_{0}}/a_{i_{0}} and Y=Ri1+bi1/ai1Y=R_{i_{1}}+b_{i_{1}}/a_{i_{1}}. They should satisfy the conditions in Lemma 5.3, that is, X1/A<0X-1/A<0 and Y>0Y>0.

For a sufficiently small ε>0\varepsilon>0, we set RiR_{i}’s for ii0,i1i\neq i_{0},i_{1} such that they satisfy the conditions in Lemma 5.3 and the equality

ii0,i1(Ri+biai)=ε.\sum_{i\neq i_{0},i_{1}}\left(R_{i}+\frac{b_{i}}{a_{i}}\right)=\varepsilon.

In the case k=2k=2, we set ε=0\varepsilon=0. We need the inequality i=1kRi<0\sum_{i=1}^{k}R_{i}<0 and hence XX and YY should satisfy

0>ii0,i1Ri+Ri0+Ri1=εii0,i1biai+Ri0+Ri1=ε1A+X+Y.0>\sum_{i\neq i_{0},i_{1}}R_{i}+R_{i_{0}}+R_{i_{1}}=\varepsilon-\sum_{i\neq i_{0},i_{1}}\frac{b_{i}}{a_{i}}+R_{i_{0}}+R_{i_{1}}=\varepsilon-\frac{1}{A}+X+Y.

Now we assume that the following inequality holds:

(5.1) |bi0+ai0Ri0|=|ai0|X<1|ai0|.|b_{i_{0}}+a_{i_{0}}R_{i_{0}}|=-|a_{i_{0}}|X<\frac{1}{|a_{i_{0}}|}.

The difference of the slopes of a meridional disk and a Legendrian curve on (D2×S1)i0\partial(D^{2}\times S^{1})_{i_{0}} is given as

(ai0Qi0+bi0H)ai0(Qi0Ri0H)=(bi0ai0+Ri0)H.\frac{(a_{i_{0}}Q_{i_{0}}+b_{i_{0}}H)}{a_{i_{0}}}-(Q_{i_{0}}-R_{i_{0}}H)=\left(\frac{b_{i_{0}}}{a_{i_{0}}}+R_{i_{0}}\right)H.

Since bi0/ai0+Ri0=X<1/A<0b_{i_{0}}/a_{i_{0}}+R_{i_{0}}=X<1/A<0, the slope of the Legendrian curve is a bit higher than that of the meridional disk, see Figure 13. Let γ\gamma be the boundary of the meridional disk. Since the distance of two neighboring intersection points of HH and γ\gamma is 1/|ai0|1/|a_{i_{0}}|, inequality (5.1) ensures that we can isotope γ\gamma on (D2×S1)i0\partial(D^{2}\times S^{1})_{i_{0}} such that it is Legendrian except for a short vertical interval of length |bi0+ai0Ri0||b_{i_{0}}+a_{i_{0}}R_{i_{0}}|. We denote by Δi0\Delta_{i_{0}} the meridional disk bounded by this isotoped γ\gamma.

Refer to caption|bi0/ai0+Ri0||b_{i_{0}}/a_{i_{0}}+R_{i_{0}}|Qi0Q_{i_{0}}HH1/|ai0|1/|a_{i_{0}}|Legendrian curve =Qi0Ri0H=Q_{i_{0}}-R_{i_{0}}Hslope of meridional disk =Qi0+bi0/ai0H=Q_{i_{0}}+b_{i_{0}}/a_{i_{0}}H

Figure 13. The slopes of a meridional disk and a Legendrian curve on the boundary of (D2×S1)i0(D^{2}\times S^{1})_{i_{0}}.

We also obtain a similar disk Δi1\Delta_{i_{1}} in (D2×S1)i1(D^{2}\times S^{1})_{i_{1}}, assuming the inequality

|bi1+ai1Ri1|=|ai1|Y<1|ai1|.|b_{i_{1}}+a_{i_{1}}R_{i_{1}}|=|a_{i_{1}}|Y<\frac{1}{|a_{i_{1}}|}.

In this case, the slope of the Legendrian curve is a bit lower than that of the meridional disk since bi1/ai1+Ri1=Y>0b_{i_{1}}/a_{i_{1}}+R_{i_{1}}=Y>0, cf. Figure 15.

In summary, we have assumed for a point (X,Y)(X,Y) to satisfy the following conditions:

(5.2) {|ai0|X+|ai1|Y=0,X+Y<ε+1A,1ai02<X<1A,0<Y<1ai12.\left\{\begin{split}&|a_{i_{0}}|X+|a_{i_{1}}|Y=0,\\ &X+Y<-\varepsilon+\frac{1}{A},\\ &-\frac{1}{a_{i_{0}}^{2}}<X<\frac{1}{A},\\ &0<Y<\frac{1}{a_{i_{1}}^{2}}.\end{split}\right.

Note that we always have the inequality 1/ai02<1/A-1/a_{i_{0}}^{2}<1/A, because 1/|ai1|(1/|ai0|1/|ai1|)>1/A1/|a_{i_{1}}|(1/|a_{i_{0}}|-1/|a_{i_{1}}|)>-1/A implies |ai0|<|ai1||a_{i_{0}}|<|a_{i_{1}}| and hence

1ai02<1|ai0||ai1|1A.-\frac{1}{a_{i_{0}}^{2}}<-\frac{1}{|a_{i_{0}}||a_{i_{1}}|}\leq\frac{1}{A}.

Now we describe the region on the XYXY-plane where (X,Y)(X,Y) satisfies the inequalities in the above conditions, which is shown in Figure 14.

Refer to captionYYXX1/ai121/a_{i_{1}}^{2}1/A1/A1/ai02-1/a_{i_{0}}^{2}1/A1/A(1/ai12+1/A,1/ai12)(-1/a_{i_{1}}^{2}+1/A,1/a_{i_{1}}^{2})

Figure 14. The region where (X,Y)(X,Y) satisfies the required inequalities.

Note that we used the inequality

1ai021ai12>1|ai1|(1|ai0|1|ai1|)>1A\frac{1}{a_{i_{0}}^{2}}-\frac{1}{a_{i_{1}}^{2}}>\frac{1}{|a_{i_{1}}|}\left(\frac{1}{|a_{i_{0}}|}-\frac{1}{|a_{i_{1}}|}\right)>-\frac{1}{A}

when we described this region. The equality and inequalities in (5.2) have a solution if and only if the line |ai0|X+|ai1|Y=0|a_{i_{0}}|X+|a_{i_{1}}|Y=0 intersects this region, i.e., the following inequality holds:

|ai0|(1ai12+1A)+|ai1|(1ai12)>0,|a_{i_{0}}|\left(-\frac{1}{a_{i_{1}}^{2}}+\frac{1}{A}\right)+|a_{i_{1}}|\left(\frac{1}{a_{i_{1}}^{2}}\right)>0,

and this follows from the assumption. Thus the embedded disks Δi0\Delta_{i_{0}} and Δi1\Delta_{i_{1}} exist.

Finally we connect these disks by a band BB whose two sides are Legendrian as shown in Figure 15. We here explain this more precisely. We first remark that the lengths of the two short vertical intervals on the boundaries of Δi0\Delta_{i_{0}} and Δi1\Delta_{i_{1}} are the same since

|bi0+ai0Ri0|=|ai0|X=|ai1Y=|bi1+ai1Ri1|.|b_{i_{0}}+a_{i_{0}}R_{i_{0}}|=-|a_{i_{0}}|X=|a_{i_{1}}Y=|b_{i_{1}}+a_{i_{1}}R_{i_{1}}|.

Let p0p_{0}, q0q_{0} be the endpoints of the vertical interval of the boundary of Δi0\Delta_{i_{0}} and let p1p_{1} and q1q_{1} be those of Δi1\Delta_{i_{1}}. Choose a vertical annulus W=H×[0,1]W=H\times[0,1] between (D2×S1)i0(D^{2}\times S^{1})_{i_{0}} and (D2×S1)i1(D^{2}\times S^{1})_{i_{1}} as shown in Figure 15 and let W\mathcal{F}_{W} denote the foliation on WW determined by ξ\xi. Note that W\mathcal{F}_{W} is non-singular and every leaf of W\mathcal{F}_{W} connects the connected components of W\partial W because ξ\xi is transverse to HH. By shifting Δi0\Delta_{i_{0}} if necessary, we can assume that p0p_{0} and p1p_{1} are the endpoints of the same leaf of \mathcal{F}. Since the lengths of the short vertical intervals are the same, by shifting both of Δi0\Delta_{i_{0}} and Δi1\Delta_{i_{1}} simultaneously, we can find positions of Δi0\Delta_{i_{0}} and Δi1\Delta_{i_{1}} such that p0p_{0} and p1p_{1} are the endpoints of a leaf of \mathcal{F} and q0q_{0} and q1q_{1} are also the endpoints of another leaf of \mathcal{F}. Now we choose the band BB to be a curved rectangle such that its boundary consists of these leaves and the short vertical intervals and it is tangent to the contact structure ξ\xi along the leaves of W\mathcal{F}_{W} on the boundary as shown in Figure 15. The union Δi0BΔi1\Delta_{i_{0}}\cup B\cup\Delta_{i_{1}} is a disk embedded in Σ\Sigma with polygonal Legendrian boundary. We then isotope it in a neighborhood of the corners of the polygonal Legendrian boundary such that it becomes a smooth embedded disk with smooth Legendrian boundary. From the construction, the contact structure ξ\xi is tangent to this disk along its boundary. Hence it is an overtwisted disk. ∎

Refer to captionWWp1p_{1}(D2×S1)i0(D^{2}\times S^{1})_{i_{0}}(D2×S1)i1(D^{2}\times S^{1})_{i_{1}}BBp0p_{0}q0q_{0}q1q_{1}

Figure 15. The band BB.
Lemma 5.5.

Suppose A<0A<0 and let mi0Si0m_{i_{0}}S_{i_{0}} be a negative component of L(m¯)L(\underline{m}). Suppose further that there exist ai1a_{i_{1}} and ai2a_{i_{2}} satisfying |ai0|<|ai2|<|ai1||a_{i_{0}}|<|a_{i_{2}}|<|a_{i_{1}}|. Then the contact structure in Proposition 5.2 is overtwisted.

Proof.

We have the inequality

|ai1|A1|ai0ai2|=(1|ai0|1|ai2|)1|ai2||ai0|1|ai0|1|ai2|<1|ai0|1|ai1|-\frac{|a_{i_{1}}|}{A}\leq\frac{1}{|a_{i_{0}}a_{i_{2}}|}=\left(\frac{1}{|a_{i_{0}}|}-\frac{1}{|a_{i_{2}}|}\right)\frac{1}{|a_{i_{2}}|-|a_{i_{0}}|}\leq\frac{1}{|a_{i_{0}}|}-\frac{1}{|a_{i_{2}}|}<\frac{1}{|a_{i_{0}}|}-\frac{1}{|a_{i_{1}}|}

and hence the assertion follows from Lemma 5.4. ∎

Example 5.6.

Suppose that gcd(|p|,|q|)=1\gcd(|p|,|q|)=1 and pq<0pq<0.

  • (1)

    (Σ,L)=(Σ(1,p,q),S1)(\Sigma,L)=(\Sigma(1,p,q),-S_{1}) is a (p,q)(p,q)-torus knot in S3S^{3}. Here the component S1-S_{1} must be negative because of Lemma 5.1. If |p|,|q|2|p|,|q|\geq 2 then there exists an overtwisted disk by Lemma 5.5. If either |p|=1|p|=1 or |q|=1|q|=1 then LL is a trivial knot in S3S^{3} and its compatible contact structure is tight. Actually, this does not satisfy the condition in Lemma 5.4.

  • (2)

    (Σ,L)=(Σ(p,q),S1S2)(\Sigma,L)=(\Sigma(p,q),S_{1}\cup-S_{2}) is a positive Hopf link in S3S^{3}. It is well-known that its compatible contact structure is tight, and this actually does not satisfy the condition in Lemma 5.4.

6. Fibered Seifert links in S3S^{3}

In this section, we study Seifert links in S3S^{3}. The classification of Seifert links in S3S^{3} was done by Burde and Murasugi [3], in which they proved that a link is a Seifert link in S3S^{3} if and only if it is a union of a finite number of fibers of the Seifert fibration in Σ(p,q)\Sigma(p,q) with pq0pq\neq 0 or (p,q)=(0,1)(p,q)=(0,1) (cf. [5, p.62]). The classification of contact structures on S3S^{3} had been done by Eliashberg [6, 8]. In particular, it is known that S3S^{3} admits a unique tight contact structure up to contactomorphism, so-called the standard contact structure.

Proof of Theorem 1.2. The assertion in case pq>0pq>0 follows from Theorem 1.1. Suppose pq<0pq<0. We first prove the assertion in the case where all components of LL are negative. In this case, (PTP) is satisfied by Lemma 5.1. If LL has more than one link components then the contact structure is overtwisted by the last assertion in Proposition 5.2. Suppose that LL consists of only one component, then LL is either a trivial knot or a (p,q)(p,q)-torus knot with pq<0pq<0. It is well-known that the contact structure of a trivial knot is tight, and that the contact structure of a (p,q)(p,q)-torus knot with pq<0pq<0 is overtwisted if and only if it is not a trivial knot. Thus the assertion follows in this case.

Next we consider the case where LL has at least one positive component. Note that LL also has one negative component by Lemma 5.1. We can assume that the number of negative components of LL is one, otherwise the contact structure is overtwisted by the last assertion in Proposition 5.2.

We decompose the argument into three cases:

  • (1)

    The two exceptional fibers of Σ(p,q)\Sigma(p,q) are both components of LL. That is,

    L=(Σ(1,,1n2,p,q),m1S1mn2Sn2mn1Sn1mnSn).L=(\Sigma(\underbrace{1,\ldots,1}_{n-2},p,q),m_{1}S_{1}\cup\cdots\cup m_{n-2}S_{n-2}\cup m_{n-1}S_{n-1}\cup m_{n}S_{n}).
  • (2)

    One of the two exceptional fibers of Σ(p,q)\Sigma(p,q) is a component of LL. That is,

    L=(Σ(1,,1n1,p,q),m1S1mn1Sn1mnSn).L=(\Sigma(\underbrace{1,\ldots,1}_{n-1},p,q),m_{1}S_{1}\cup\cdots\cup m_{n-1}S_{n-1}\cup m_{n}S_{n}).
  • (3)

    Neither of the two exceptional fibers of Σ(p,q)\Sigma(p,q) is a component of LL. That is,

    L=(Σ(1,,1n,p,q),m1S1mnSn).L=(\Sigma(\underbrace{1,\ldots,1}_{n},p,q),m_{1}S_{1}\cup\cdots\cup m_{n}S_{n}).

Here mi{1,+1}m_{i}\in\{-1,+1\} since LL is a fibered link.

We first consider case (1). If n=2n=2 then LL is a positive Hopf link in S3S^{3}. Suppose n3n\geq 3 and that either Sn1S_{n-1} or SnS_{n}, say Sn1S_{n-1}, is a negative component. The linking number of mn1Sn1m_{n-1}S_{n-1} and all the other components of LL is (n2)|q|+1(n-2)|q|+1. Note that n2n-2 is the number of the link components of LL along non-exceptional fibers. For a fiber surface FF of LL, the oriented boundary (F(D2×S1)n1)mn1Sn1\partial(F\cap(D^{2}\times S^{1})_{n-1})\setminus m_{n-1}S_{n-1} on (D2×S1)n1\partial(D^{2}\times S^{1})_{n-1} is given as γ=±(((n2)|q|+1)𝔪n1+𝔩n1)\gamma=\pm(-((n-2)|q|+1)\mathfrak{m}_{n-1}+\mathfrak{l}_{n-1}), where the sign ±\pm is ++ if p>0p>0 and - otherwise, see Figure 16. Here the surface on the right is described by applying the Seifert’s algorithm to the diagram on the left.

Refer to caption(n2)|q|(n-2)|q|mnSnm_{n}S_{n}mn1Sn1m_{n-1}S_{n-1}: negative𝔩n1\mathfrak{l}_{n-1}𝔪n1\mathfrak{m}_{n-1}mn1Sn1m_{n-1}S_{n-1}: negative(D2×S1)n1(D^{2}\times S^{1})_{n-1}

Figure 16. The framing of the Seifert surface in case (1) with negative component mn1Sn1m_{n-1}S_{n-1} and p>0p>0.

Since H=q𝔪n1+p𝔩n1H=q\mathfrak{m}_{n-1}+p\mathfrak{l}_{n-1}, (PTP) implies the inequality I(γ,H)=(((n2)|q|+1)p+q)>0I(\gamma,H)=\mp(((n-2)|q|+1)p+q)>0, where I(γ,H)I(\gamma,H) is the algebraic intersection number of γ\gamma and HH on (D2×S1)n1\partial(D^{2}\times S^{1})_{n-1}. However,

I(γ,H)=(((n2)|q|+1)p+q)=(n2)pq(p+q)=(p1)(q1)+(n3)pq1<0\begin{split}I(\gamma,H)&=\mp(((n-2)|q|+1)p+q)=(n-2)pq\mp(p+q)\\ &=(p\mp 1)(q\mp 1)+(n-3)pq-1<0\end{split}

since (p1)(q1)0(p\mp 1)(q\mp 1)\leq 0 and (n3)pq0(n-3)pq\leq 0 for n3n\geq 3. This is a contradiction.

Suppose n3n\geq 3 and a regular fiber is a negative component of LL. The linking number of mn1Sn1m_{n-1}S_{n-1} and all the other components of LL is (n4)|q|1-(n-4)|q|-1 and the oriented boundary (F(D2×S1)n1)mn1Sn1\partial(F\cap(D^{2}\times S^{1})_{n-1})\setminus m_{n-1}S_{n-1} on (D2×S1)n1\partial(D^{2}\times S^{1})_{n-1} becomes γ=±(((n4)|q|1)𝔪n1𝔩n1)\gamma=\pm((-(n-4)|q|-1)\mathfrak{m}_{n-1}-\mathfrak{l}_{n-1}), see Figure 17.

Refer to captionone of them is negative(n3)|q|(n-3)|q|mn1Sn1m_{n-1}S_{n-1}: positive(D2×S1)n1(D^{2}\times S^{1})_{n-1}𝔩n1\mathfrak{l}_{n-1}𝔪n1\mathfrak{m}_{n-1}mn1Sn1m_{n-1}S_{n-1}: positivemnSnm_{n}S_{n}

Figure 17. The framing of the Seifert surface in case (1) with a non-exceptional fiber being the negative component.

Thus, I(γ,H)=(((n4)|q|+1)pq)=(n4)pqp±qI(\gamma,H)=\mp(((n-4)|q|+1)p-q)=(n-4)pq\mp p\pm q. If |p|,|q|2|p|,|q|\geq 2 then the contact structure of LL is overtwisted by Lemma 5.5. If either |p||p| or |q||q| equals 11 then

(n4)pqp±q=(n3)pq(p1)(q±1)1<0(n-4)pq\mp p\pm q=(n-3)pq-(p\mp 1)(q\pm 1)-1<0

since (p1)(q±1)=0(p\mp 1)(q\pm 1)=0. Hence (PTP) does not hold.

Next we consider case (2). If n=1n=1 then LL is a trivial knot in S3S^{3}. Suppose n2n\geq 2 and that SnS_{n} is a negative component. Since

I(γ,H)=((n1)|q|p+q)=(n1)pqq=(n1)pq+|q|0,I(\gamma,H)=\mp((n-1)|q|p+q)=(n-1)pq\mp q=(n-1)pq+|q|\leq 0,

(PTP) does not hold (cf. Figure 16 with deleting the component mnSnm_{n}S_{n} and replacing the number (n2)|q|(n-2)|q| by (n1)|q|(n-1)|q| and the indices n1n-1 by nn). We remark that the equality holds when n=2n=2 and |p|=1|p|=1, and if |q|=1|q|=1 in addition then LL becomes a positive Hopf link. Nevertheless, we can ignore this case because the fibration of a positive Hopf link is not given by this Seifert fibration.

Suppose n2n\geq 2 and a regular fiber is a negative component of LL, then

I(γ,H)=((n3)|q|pq)=(n3)pq±q=(n3)pq|q|I(\gamma,H)=\mp((n-3)|q|p-q)=(n-3)pq\pm q=(n-3)pq-|q|

(cf. Figure 17 with deleting the component mnSnm_{n}S_{n} and replacing the number (n3)|q|(n-3)|q| by (n2)|q|(n-2)|q| and the indices n1n-1 by nn). This is positive if and only if n=2n=2 and |p|2|p|\geq 2, in which case if |q|2|q|\geq 2 then the contact structure of LL is overtwisted by Lemma 5.5, and if |q|=1|q|=1 then LL is a positive Hopf link and its contact structure is tight.

Finally we consider case (3). If n=1n=1 then it is a (p,q)(p,q)-torus knot and we know that its contact structure is tight if and only if it is a trivial knot. If n=2n=2 then LL is a positive Hopf link, otherwise LL is not fibered. If n3n\geq 3 and |p|,|q|2|p|,|q|\geq 2 then its contact structure is overtwisted by Lemma 5.5. So, we can suppose that n3n\geq 3 and either |p||p| or |q||q| equals 11. Choose a positive component mi1Si1m_{i_{1}}S_{i_{1}} of LL, then the oriented boundary (F(D2×S1)i1)mi1Si1\partial(F\cap(D^{2}\times S^{1})_{i_{1}})\setminus m_{i_{1}}S_{i_{1}} on (D2×S1)i1\partial(D^{2}\times S^{1})_{i_{1}} is given as γ=(n3)|q|𝔪i1𝔩i1\gamma=-(n-3)|q|\mathfrak{m}_{i_{1}}-\mathfrak{l}_{i_{1}}, see Figure 18. Since I(γ,H)=(n3)|q|+pq<0I(\gamma,H)=-(n-3)|q|+pq<0, (PTP) does not hold.

Refer to captionmi1Si1m_{i_{1}}S_{i_{1}}: positivemi1Si1m_{i_{1}}S_{i_{1}}: positiveone of them is negative(n2)|q|(n-2)|q|(D2×S1)i1(D^{2}\times S^{1})_{i_{1}}𝔩i1\mathfrak{l}_{i_{1}}𝔪i1\mathfrak{m}_{i_{1}}

Figure 18. The framing of the Seifert surface in case (3).

If pq=0pq=0 then LL is as shown in Figure 1, which is a connected sum of a finite number of Hopf links. The plumbing argument in [32] ensures that the contact structure of such a link is tight if and only if every summand is a positive Hopf link. This completes the proof. ∎

7. Seifert links in S3S^{3} and their strongly quasipositivity

A Seifert surface in S3S^{3} is called quasipositive if it is obtained from a finite number of parallel copies of a disk by attaching positive bands. A link is called strongly quasipositive if it is realized as the boundary of some quasipositive surface. In other words, a strongly quasipositive link is the closure of a braid given by the product of words of the form

σi,j=(σiσj2)σj1(σiσj2)1\sigma_{i,j}=(\sigma_{i}\cdots\sigma_{j-2})\sigma_{j-1}(\sigma_{i}\cdots\sigma_{j-2})^{-1}

where σi\sigma_{i} is a positive generator of braid. See [23, 24, 25, 26, 27, 28] for further studies of quasipositive surfaces.

It is known by Hedden [15], and Baader and the author [1] in a different way, that the compatible contact structure of a fibered link in S3S^{3} is tight if and only if its fiber surface is quasipositive. So, Theorem 1.2 can be generalized into the non-fibered case as stated in Corollary 1.3.

Proof of Corollary 1.3. The assertion had been proved in Theorem 1.2 if LL is fibered. So, hereafter we assume that LL is non-fibered. If (a1,a2)=(0,1)(a_{1},a_{2})=(0,1) then LL must be a trivial link with several components, which is excluded by the assumption. Suppose that a1a20a_{1}a_{2}\neq 0. By using the criterion in [5, Theorem 11.2], we can easily check that LL is not fibered if and only if it is a positive or negative torus link, other than a Hopf link, which consists of even number of link components, say 2k2k, half of which have reversed orientation. Such an LL is realized as the boundary of a Seifert surface FF consisting of kk annuli.

Suppose a1a2>0a_{1}a_{2}>0 and let FF^{\prime} be one of the annuli of FF. The core curve of FF^{\prime} constitutes a positive torus knot, say a (p,q)(p,q) torus knot with p,q>0p,q>0. It is known in [1, Lemma 6.1] that if FF^{\prime} is quasipositive then 1-1 times the linking number lk(F)lk(F^{\prime}) of the two boundary components of FF^{\prime} is at most the maximal Thurston-Bennequin number TB(K)TB(K) of the core curve KK of the annulus, i.e. lk(F)TB(K)-lk(F^{\prime})\leq TB(K). It is known in [30] that

TB(K)=(p1)qp=pqpq,TB(K)=(p-1)q-p=pq-p-q,

where we regarded pp as the number of Seifert circles, which equals the braid index. However, we can easily check lk(F)=pqlk(F^{\prime})=-pq, which does not satisfy the inequality lk(F)TB(K)-lk(F^{\prime})\leq TB(K). Thus FF^{\prime} is not quasipositive. Now assume that LL is strongly quasipositive. Then, by definition, there exists a quasipositive surface bounded by LL. However this surface contains the above non-quasipositive annulus as an essential subsurface, which contradicts the Characterization Theorem of quasipositive surfaces in [23]. Thus LL is not strongly quasipositive.

If a1a2<0a_{1}a_{2}<0 then the link LL is in case (3) in the assertion. Suppose that the core curves of annuli of FF constitutes a (kp,kq)(kp,kq) torus link with p>0p>0 and q<0q<0. Using ambient isotopy move in S3S^{3}, we can assume that p|q|p\leq|q|. In the case where p=|q|p=|q|, we set the surface FF in the position as shown in Figure 19, which shows that the surface is quasipositive. If p<|q|p<|q|, we need to add more crossings, though we can check that the surface is still quasipositive as shown in Figure 20. This completes the proof. ∎

Refer to caption====

Figure 19. The surface FF in the case (p,q)=(3,3)(p,q)=(3,-3).

Refer to caption====

Figure 20. The surface FF in the case (p,q)=(3,4)(p,q)=(3,-4).

We close this section with a conjecture arising from the fact in Corollary 1.3.

Conjecture 7.1.

Any non-splittable unoriented link in S3S^{3} has at most two strongly quasipositive orientations.

Here a strongly quasipositive orientation means an orientation assigned to the unoriented link such that the obtained oriented link becomes strongly quasipositive. As in Corollary 1.3, this conjecture is true for all Seifert links in S3S^{3}. We will prove the same assertion for fibered, positively-twisted graph links in S3S^{3} in the subsequent paper [17].

8. Cablings

8.1. Definition of positive and negative cablings

In this section, we study a fibered multilink in a 33-manifold with cabling structures. The notion of multilink is convenient to describe relation between compatible contact structures before and after the cabling. For this aim, we will give a definition of cabling in an unusual way. Our definition coincides with the usual definition of cabling in the case where the cabling is performed along a fibered knot in a 33-manifold. This will be discussed in Corollary 8.6.

Let MM be an oriented, closed, smooth 33-manifold and L(m¯)L(\underline{m}) a fibered multilink in MM. Suppose that there exists a solid torus NN in MM such that each L(m¯)NL(\underline{m})\cap N is a torus multilink in NN with consistent orientation, i.e., a multilink in NN lying on a torus parallel to the boundary N\partial N all of whose link components have consistent orientations. We replace the torus multilink component of L(m¯)L(\underline{m}) in NN by its core curve SS, extend the fiber surfaces of L(m¯)L(\underline{m}) by the retraction of NN to SS, and define the multiplicity of SS from these fiber surfaces canonically. We denote the obtained multilink in MM by L(m¯)L^{\prime}(\underline{m}^{\prime}). Note that L(m¯)L^{\prime}(\underline{m}^{\prime}) is always fibered. The operation producing L(m¯)L(\underline{m}) from L(m¯)L^{\prime}(\underline{m}^{\prime}) by attaching L(m¯)NL(\underline{m})\cap N along SS is called a cabling.

Next we define the notion of positive and negative cablings. We set L(m¯)NL(\underline{m})\cap N and L(m¯)L^{\prime}(\underline{m}^{\prime}) in MM simultaneously such that the core curve of NN coincides with the link component of L(m¯)L^{\prime}(\underline{m}^{\prime}) in NN, and check the intersection of L(m¯)NL(\underline{m})\cap N with the fiber surface of L(m¯)L^{\prime}(\underline{m}^{\prime}). Note that this intersection is always transverse, see Lemma 8.2 below.

Definition 8.1.

A cabling is called positive if L(m¯)NL(\underline{m})\cap N intersects the fiber surface of L(m¯)L^{\prime}(\underline{m}^{\prime}) positively transversely. If the intersection is negative then the cabling is called negative.

To discuss the framing of the cabling, we fix a basis of N\partial N as follows: Let 𝔪\mathfrak{m} be an oriented meridian on N\partial N positively transverse to the fiber surface FF of L(m¯)L(\underline{m}) and 𝔩\mathfrak{l} be an oriented simple closed curve on N\partial N such that I(𝔪,𝔩)=1I(\mathfrak{m},\mathfrak{l})=1, where I(𝔪,𝔩)I(\mathfrak{m},\mathfrak{l}) is the algebraic intersection number of 𝔪\mathfrak{m} and 𝔩\mathfrak{l} on N\partial N. Each connected component of the oriented boundary of FintNF\setminus\text{int}N on (Mint N)\partial(M\setminus\text{int\,}N) is given as γ=u𝔪+v𝔩\gamma=u\mathfrak{m}+v\mathfrak{l}, where (u,v)×(u,v)\in\mathbb{Z}\times\mathbb{N} are assumed to be coprime.

Now we embed NN into S3S^{3} along a trivial knot such that (𝔪,𝔩)(\mathfrak{m},\mathfrak{l}) becomes the preferred meridian-longitude pair of this trivial knot. We then add the core curve SnS_{n} of S3int NS^{3}\setminus\text{int\,}N as an additional link component to L(m¯)NL(\underline{m})\cap N embedded in S3S^{3}, extend the fiber surfaces of L(m¯)L(\underline{m}) by the retraction of S3int NS^{3}\setminus\text{int\,}N to SnS_{n}, and define the multiplicity mnm_{n} of SnS_{n} from these fiber surfaces canonically. The obtained multilink can be represented as

Lp,q(m¯p,q)=(Σ(1,,1n1,εq,εp),m1S1mn1Sn1εnmnSn),L_{p,q}(\underline{m}_{p,q})=(\Sigma(\underbrace{1,\ldots,1}_{n-1},\varepsilon q,\varepsilon\,p),m_{1}S_{1}\cup\cdots\cup m_{n-1}S_{n-1}\cup\varepsilon_{n}m_{n}S_{n}),

where p>0p>0,

ε={1if the cabling is positive1if the cabling is negative,\varepsilon=\begin{cases}1&\text{if the cabling is positive}\\ -1&\text{if the cabling is negative},\end{cases}

and

εn={1if the cabling is negative and q>01otherwise.\varepsilon_{n}=\begin{cases}-1&\text{if the cabling is negative and $q>0$}\\ 1&\text{otherwise}.\end{cases}

The sign ε\varepsilon is chosen such that I(H,γ)>0I(H,\gamma)>0, where HH is the fibers of the Seifert fibration on (D2×S1)n\partial(D^{2}\times S^{1})_{n} and I(H,γ)I(H,\gamma) is the algebraic intersection number of HH and γ\gamma on N\partial N. This is checked as follows: H=εp𝔪n+εq𝔩n=εq𝔪+εp𝔩H=\varepsilon\,p\,\mathfrak{m}_{n}+\varepsilon\,q\,\mathfrak{l}_{n}=\varepsilon\,q\,\mathfrak{m}+\varepsilon\,p\,\mathfrak{l} on N\partial N and I(H,γ)=ε(qvpu)I(H,\gamma)=\varepsilon\,(qv-pu). If the cabling is positive then we have qvpu>0qv-pu>0. If it is negative then qvpu<0qv-pu<0. In either case, we have I(H,γ)>0I(H,\gamma)>0. This inequality means that HH intersects FF positively transversely, see Figure 21. The sign εn\varepsilon_{n} is needed since the working orientation of SnS_{n} changes depending on the mutual positions of 0, q/pq/p and u/vu/v, where 0 is the slope of the longitude, q/pq/p is the slope of the cabling, and u/vu/v is the slope of the fiber surface.

Let 𝔏\mathfrak{L} be the set of longitude 𝔩\mathfrak{l} such that u0u\geq 0 and q0q\neq 0, then there exists a longitude 𝔩\mathfrak{l} in 𝔏\mathfrak{L} such that uu becomes minimal among them. We always use this meridian-longitude pair (𝔪,𝔩)(\mathfrak{m},\mathfrak{l}) in the discussion below. In particular, the case q=0q=0 is excluded.

Refer to captionThis solid torus is NN.The “outside” is MNM\setminus N.fiber surface𝔪\mathfrak{m}𝔩\mathfrak{l}u𝔪+v𝔩u\mathfrak{m}+v\mathfrak{l}v𝔪n+u𝔩nv\mathfrak{m}_{n}+u\mathfrak{l}_{n}HHfiber surfaceThis solid torus is N(Sn)N(S_{n}).𝔪n\mathfrak{m}_{n}𝔩n\mathfrak{l}_{n}The “outside” is S3N(Sn)S^{3}\setminus N(S_{n}).m1S1,,mn1Sn1m_{1}S_{1},\ldots,m_{n-1}S_{n-1}

Figure 21. The left figure shows the fiber surface FF in Mint NM\setminus\text{int\,}N and the right one shows L(m¯)NL(\underline{m})\cap N in NS3N\subset S^{3}.
Lemma 8.2.

L(m¯)NL(\underline{m})\cap N intersects the fiber surface of L(m¯)L^{\prime}(\underline{m}^{\prime}) transversely.

Proof.

The multilink L(m¯)NL(\underline{m})\cap N is parallel to the fibers of the Seifert fibration of Lp,q(m¯p,q)L_{p,q}(\underline{m}_{p,q}) in S3S^{3}, denoted by HH. So, it is enough to show that HH is transverse to the fiber surface of L(m¯)L^{\prime}(\underline{m}^{\prime}). By [5, Theorem 4.2], the fibration of L(m¯)L(\underline{m}) is decomposed into two fibered multilinks L(m¯)L^{\prime}(\underline{m}^{\prime}) and Lp,q(m¯p,q)L_{p,q}(\underline{m}_{p,q}) by the splice decomposition, each of whose fibration is induced from that of L(m¯)L(\underline{m}). So, HH is transverse to the fiber surface of L(m¯)L^{\prime}(\underline{m}^{\prime}) if and only if HH is transverse to the fiber surface of Lp,q(m¯p,q)L_{p,q}(\underline{m}_{p,q}). We always have this transversality since Lp,q(m¯p,q)L_{p,q}(\underline{m}_{p,q}) is fibered. ∎

Lemma 8.3.

For each i=1,,n1i=1,\ldots,n-1, mi>0m_{i}>0 if and only if the cabling is positive.

Proof.

Recall that the orientation of miSim_{i}S_{i} is consistent with that of 𝔩\mathfrak{l}. If the cabling is positive then the working orientation of SiS_{i} is consistent with that of 𝔩\mathfrak{l}. Hence mi>0m_{i}>0. If it is negative then, since we change the orientation of the fibers of the Seifert fibration by multiplying ε\varepsilon, the working orientation becomes opposite to that of 𝔩\mathfrak{l}. Hence mi<0m_{i}<0. ∎

8.2. Proof of Theorem 1.4

Lemma 8.4.

Let L(m¯)L(\underline{m}) be a fibered multilink in an oriented, closed, smooth 33-manifold MM with a cabling in a solid torus NN. Then there exists a positive contact form α\alpha on MM with the following properties:

  • (1)

    L(m¯)L(\underline{m}) is compatible with the contact structure ξ=kerα\xi=\ker\alpha.

  • (2)

    On a neighborhood of N\partial N, α\alpha is given as α=h2(r)dμh1(r)dλ\alpha=h_{2}(r)d\mu-h_{1}(r)d\lambda such that u/vh1(1)/h2(1)>0u/v-h_{1}(1)/h_{2}(1)>0 is sufficiently small, where (r,μ,λ)(r,\mu,\lambda) are coordinates of N=D2×S1N=D^{2}\times S^{1} chosen such that (r,μ)(r,\mu) are the polar coordinates of D2D^{2} of radius 11 and (μ,λ)(\mu,\lambda) are the coordinates of N\partial N with respect to the meridian-longitude pair (𝔪,𝔩)(\mathfrak{m},\mathfrak{l}), and h1h_{1} and h2h_{2} are real-valued smooth functions with parameter r[0,1]r\in[0,1].

  • (3)

    α\alpha on NN is the restriction of the contact form compatible with the Seifert multilink Lp,q(m¯p,q)L_{p,q}(\underline{m}_{p,q}) to S3intN(Sn)S^{3}\setminus\text{{\rm int}}N(S_{n}).

Proof.

Let L(m¯)L^{\prime}(\underline{m}^{\prime}) be the multilink in MM before the cabling and let α\alpha^{\prime} be a contact form obtained in Proposition 3.3, whose kernel is compatible with L(m¯)L^{\prime}(\underline{m}^{\prime}). On a neighborhood of N\partial N, α\alpha^{\prime} is given as

α=Rvdμ+(1rRu)dλ,\alpha^{\prime}=Rvd\mu+\left(\frac{1}{r}-Ru\right)d\lambda,

as in equation (3.1). Hence

uvh1(1)h2(1)=uv(1Ru)Rv=1Rv>0\frac{u}{v}-\frac{h_{1}(1)}{h_{2}(1)}=\frac{u}{v}-\frac{-(1-Ru)}{Rv}=\frac{1}{Rv}>0

can be sufficiently small since we can choose R>0R>0 sufficiently large.

Next we make a contact form compatible with L(m¯)L(\underline{m}) from α\alpha^{\prime} by replacing the form on NN suitably. Let αp,q\alpha_{p,q} be a positive contact form on S3S^{3} whose kernel is compatible with the fibered Seifert multilink Lp,q(m¯p,q)L_{p,q}(\underline{m}_{p,q}) of the cabling. Such a contact form is given explicitly in Proposition 4.1 and Proposition 5.2. Let (rn,μn,λn)(r_{n},\mu_{n},\lambda_{n}) be the coordinates on (D2×S1)n(D^{2}\times S^{1})_{n}, then in a small neighborhood of N\partial N, the gluing map of the cabling is given as (r,μ,λ)=(2rn,λn,μn)(r,\mu,\lambda)=(2-r_{n},\lambda_{n},\mu_{n}). Hence, on this neighborhood, we have

α=h2(r)dμh1(r)dλ=h1(2rn)dμn+h2(2rn)dλn.\alpha=h_{2}(r)d\mu-h_{1}(r)d\lambda=-h_{1}(2-r_{n})d\mu_{n}+h_{2}(2-r_{n})d\lambda_{n}.

First consider the case where the cabling in NN is positive. In this case, we have H=εq𝔪n+εp𝔩n=q𝔪+p𝔩H=\varepsilon q\,\mathfrak{m}_{n}+\varepsilon p\,\mathfrak{l}_{n}=q\,\mathfrak{m}+p\,\mathfrak{l} since ε=1\varepsilon=1, q>0q>0, u0u\geq 0, v>0v>0 and qvpu>0qv-pu>0. By choosing R>0R>0 sufficiently large, we can assume that HH, γ\gamma, α\alpha^{\prime} and αp,q\alpha_{p,q} are as shown in Figure 22. Remark that the contact forms α\alpha^{\prime} and αp,q\alpha_{p,q} in the figures are given with the coordinates (rn,μn,λn)(r_{n},\mu_{n},\lambda_{n}), so the xx-axis represents h2(2rn)-h_{2}(2-r_{n}) and the yy-axis does h1(2rn)-h_{1}(2-r_{n}). By multiplying a positive constant to αp,q\alpha_{p,q} if necessary, we can connect the two contact forms α\alpha^{\prime} and αp,q\alpha_{p,q} smoothly with keeping the positive transversality of the Reeb vector field and the interiors of the fiber surfaces.

Refer to captionγ=(v,u)\gamma=(v,u)α\alpha^{\prime}on MNM\setminus Nh2(2rn)-h_{2}(2-r_{n})αp,q\alpha_{p,q}on NNH=(p,q)H=(p,q)h1(2rn)-h_{1}(2-r_{n})

Figure 22. Connect α\alpha^{\prime} and αp,q\alpha_{p,q} smoothly (case of positive cabling).

Next we consider the case where the cabling is negative. Recall that the contact form constructed according to Lemma 5.3 and Proposition 5.2 depends on the choice of b1,,bkb_{1},\ldots,b_{k}. By Lemma 8.3 we have mi<0m_{i}<0 for i=1,,n1i=1,\ldots,n-1. We now choose for instance m1S1m_{1}S_{1} as the negative component with index i0i_{0} specified in Lemma 5.3. In this setting, we re-choose these bib_{i}’s such that bn/an0b_{n}/a_{n}\leq 0, and then choose RnR_{n} in Lemma 5.3 (2) sufficiently large so that the line representing kerαp,q\ker\alpha_{p,q} is sufficiently close to HH on the xyxy-plane.

If q<0q<0 then we have H=εq𝔪n+εp𝔩n=q𝔪+p𝔩H=\varepsilon q\,\mathfrak{m}_{n}+\varepsilon p\,\mathfrak{l}_{n}=q\,\mathfrak{m}+p\,\mathfrak{l} since ε=1\varepsilon=1, u0u\geq 0, v>0v>0 and qvpu>0qv-pu>0. By choosing R>0R>0 sufficiently large, we can assume that HH, γ\gamma, α\alpha^{\prime} and αp,q\alpha_{p,q} are as shown on the left in Figure 23. If q>0q>0 then H=εq𝔪n+εp𝔩n=q𝔪p𝔩H=\varepsilon q\,\mathfrak{m}_{n}+\varepsilon p\,\mathfrak{l}_{n}=-q\,\mathfrak{m}-p\,\mathfrak{l} since ε=1\varepsilon=-1. Thus they are in the positions as shown on the right in Figure 23. In either case, by multiplying a positive constant to αp,q\alpha_{p,q} if necessary, we can connect the contact forms α\alpha^{\prime} and αp,q\alpha_{p,q} smoothly as shown in the figures. Thus we obtain the contact form required. ∎

Refer to captionh2(2rn)-h_{2}(2-r_{n})h2(2rn)-h_{2}(2-r_{n})h1(2rn)-h_{1}(2-r_{n})HHcase q<0q<0case q>0q>0h1(2rn)-h_{1}(2-r_{n})HHγ\gammaγ\gammaαp,q\alpha_{p,q}α\alpha^{\prime}α\alpha^{\prime}αp,q\alpha_{p,q}

Figure 23. Connect α\alpha^{\prime} and αp,q\alpha_{p,q} smoothly (case of negative cabling).

Now we prove Theorem 1.4. We first recall the statement.

Theorem 1.4.  Let L(m¯)L(\underline{m}) be a fibered multilink in an oriented, closed, smooth 33-manifold MM with cabling in a solid torus NN in MM and L(m¯)L^{\prime}(\underline{m}^{\prime}) be the fibered multilink obtained from L(m¯)L(\underline{m}) by retracting NN into its core curve. Let ξ\xi and ξ\xi^{\prime} denote the contact structures on MM compatible with L(m¯)L(\underline{m}) and L(m¯)L^{\prime}(\underline{m}^{\prime}) respectively.

  • (1)

    If ξ\xi^{\prime} is tight and the cabling is positive, then ξ\xi is tight.

  • (2)

    If ξ\xi^{\prime} is tight, the cabling is negative and L(m¯)NL(\underline{m})\cap N has at least two components, then ξ\xi is overtwisted.

  • (3)

    If ξ\xi^{\prime} is tight, the cabling is negative, L(m¯)NL(\underline{m})\cap N is connected, p2p\geq 2 and q2q\leq-2, then ξ\xi is overtwisted.

  • (4)

    If ξ\xi^{\prime} is overtwisted then ξ\xi is also overtwisted.

Proof.

We use the contact structure constructed in Lemma 8.4. If ξ\xi^{\prime} is in case (1) in the assertion then there exists a one-parameter family which connects ξ\xi and ξ\xi^{\prime}. Hence ξ\xi and ξ\xi^{\prime} are contactomorphic by Gray’s theorem [14]. Suppose that ξ\xi^{\prime} is in case (2). In this case, each miSim_{i}S_{i} for i=1,,n1i=1,\ldots,n-1 is a negative component of Lp,q(m¯p,q)L_{p,q}(\underline{m}_{p,q}) by Lemma 8.3. Thus, Proposition 5.2 and Lemma 8.4 ensure that there exists a negative component which contains an overtwisted disk. Suppose ξ\xi^{\prime} is in case (3). We will use Lemma 5.4 to detect an overtwisted disk. We assign the index i0i_{0} to the link component S1S_{1} and the index i1i_{1} to the singular fiber of the Seifert fibration other than SnS_{n}. From Figure 22, we can make sure that the proof of Lemma 8.4 works even if the point representing α\alpha^{\prime} is sufficiently close to the horizontal axis. This means that we can choose RnR_{n} to be any value in (bn/an,)(-b_{n}/a_{n},\infty). This is important since, in the proof of Lemma 5.4, RnR_{n} is some value with bn/an<Rn-b_{n}/a_{n}<R_{n} and we do not know at which value the overtwisted disk is detected. Since ai0=1a_{i_{0}}=1, we have 1>1/|p|+1/|q|1>1/|p|+1/|q|. So, we can detect an overtwisted disk between (D2×S1)i0(D^{2}\times S^{1})_{i_{0}} and (D2×S1)i1(D^{2}\times S^{1})_{i_{1}} by Lemma 5.4, which is outside of (D2×S1)n(D^{2}\times S^{1})_{n}. In case (4), let DD denote an overtwisted disk in (M,ξ)(M,\xi^{\prime}). Since we can choose NN sufficiently small such that DN=\partial D\cap N=\emptyset, the overtwisted disk still remains in (M,ξ)(M,\xi) after the cabling. ∎

Remark 8.5.

(1)  If p=1p=1 then L(m¯)L(\underline{m}) is ambient isotopic to L(m¯)L^{\prime}(\underline{m}^{\prime}). Suppose p2p\geq 2. We have chosen (𝔪,𝔩)(\mathfrak{m},\mathfrak{l}) such that u0u\geq 0 is minimal among \mathcal{L}. If the cabling is negative and q2q\geq 2 then we can change 𝔩𝔩(q1)𝔪\mathfrak{l}\mapsto\mathfrak{l}-(q-1)\,\mathfrak{m} such that the cabling is negative and q=1q=1. Hence this case is excluded since uu is not minimal in \mathcal{L}. Now, the remaining case becomes when ξ\xi^{\prime} is tight, the cabling is negative, L(m¯)NL(\underline{m})\cap N is connected, p2p\geq 2 and q{1,1}q\in\{-1,1\}.
(2)   We have excluded the case q=0q=0. This is because we only gave explicit constructions of contact forms when A0A\neq 0. Actually, it is not difficult to give a contact form with the same property explicitly when A=0A=0, i.e., q=0q=0. If we include the case q=0q=0 in the above argument, the remaining case becomes when ξ\xi^{\prime} is tight, the cabling is negative, L(m¯)NL(\underline{m})\cap N is connected, p2p\geq 2 and q{1,0}q\in\{-1,0\}.

8.3. Cabling along fibered knots

Let LL^{\prime} be a fibered knot in MM and N(L)N(L^{\prime}) its small, compact, tubular neighborhood with the meridian-longitude pair (𝔪,𝔩)(\mathfrak{m}^{\prime},\mathfrak{l}^{\prime}) determined by the fiber surface, namely 𝔪\mathfrak{m}^{\prime} is the boundary of a meridional disk and 𝔩\mathfrak{l}^{\prime} is the oriented boundary of a fiber surface of LL^{\prime}.

Corollary 8.6.

Let LL^{\prime} be a fibered knot in an oriented, closed, smooth 33-manifold MM and LL be the link obtained from LL^{\prime} by cabling a (p,q)(p,q)-torus link with respect to (𝔪,𝔩)(\mathfrak{m}^{\prime},\mathfrak{l}^{\prime}), i.e., the cabling with slope q𝔪+p𝔩q\,\mathfrak{m}^{\prime}+p\,\mathfrak{l}^{\prime}. Let ξ\xi and ξ\xi^{\prime} denote the contact structure on MM compatible with LL and LL^{\prime} respectively.

  • (1)

    If ξ\xi^{\prime} is tight and q>0q>0 then ξ\xi is tight.

  • (2)

    If ξ\xi^{\prime} is tight, q<0q<0 and gcd(p,|q|)2\gcd(p,|q|)\geq 2 then ξ\xi is overtwisted.

  • (3)

    If ξ\xi^{\prime} is tight, p2p\geq 2 and q2q\leq-2 then ξ\xi is overtwisted.

  • (4)

    If ξ\xi^{\prime} is overtwisted then ξ\xi is also overtwisted.

Proof.

Let L(m¯)L^{\prime}(\underline{m}^{\prime}) be the fibered multilink obtained from LL by retracting the solid torus N(L)N(L^{\prime}) of the cabling to its core curve. Since LL^{\prime} is a knot, the framing of the fiber surfaces of L(m¯)L^{\prime}(\underline{m}^{\prime}) is given by the boundary of a fiber surface of LL^{\prime}. This means that γ=𝔩\gamma=\mathfrak{l}, i.e., (u,v)=(0,1)(u,v)=(0,1). Hence the cabling is positive in the sense in Definition 8.1 if and only if q>0q>0. Note that the case q=0q=0 is excluded by Lemma 8.2. Then, the assertion is just a restatement of Theorem 1.4 in this special case. ∎

Remark 8.7.

It is known in [2] that in the remaining case, i.e., the case where ξ\xi^{\prime} is tight, p2p\geq 2 and q=1q=-1, the contact structure ξ\xi is tight if and only if M=S3M=S^{3} and LL is a trivial knot (cf. [16] for the case where LL^{\prime} is a fibered knot in S3S^{3}).

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