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[2]\fnmFu-quan \surChen

1]\orgdivFujian Provincial Key Laboratory of Advanced Technology and Informatization in Civil Engineering, \orgnameFujian University of Technology, \orgaddress\streetXueyuan Road, \cityFuzhou, \postcode350118, \stateFujian, \countryChina

[2]\orgdivCollege of Civil Engineering, \orgnameFuzhou University, \orgaddress\streetXueyuan Road, \cityFuzhou, \postcode350108, \stateFujian, \countryChina

Complex variable solution on asymmetrical sequential shallow tunnelling in gravitational geomaterial considering static equilibrium

\fnmLuo-bin \surLin luobin_lin@fjut.edu.cn    phdchen@fzu.edu.cn    \fnmChang-jie \surZheng zcj@fjut.edu.cn    \fnmShang-shun \surLin linshangshun@fjut.edu.cn [ *
Abstract

Asymmetrical sequential excavation is common in shallow tunnel engineering, especially for large-span tunnels. Owing to the lack of necessary conformal mappings, existing complex variable solutions on shallow tunnelling are only suitable for symmetrical cavities, and can not deal with asymmetrical sequential tunnelling effectively. This paper proposes a new complex variable solution on asymmetrical sequential shallow tunnelling by incorporating a bidirectional conformal mapping scheme consisting of Charge Simulation Method and Complex Dipole Simulation Method. Moreover, to eliminate the far-field displacement singularity of present complex variable method, a rigid static equilibrium mechanical model is established by fixing the far-field ground surface to equilibriate the nonzero resultant along cavity boundary due to graviational shallow tunnelling. The corresponding mixed boundary conditions along ground surface are transformed into homogenerous Riemann-Hilbert problems with extra constraints of traction along cavity boundaries, which are solved in an iterative manner to obtain reasonable stress and displacement fields of asymmetrical sequential shallow tunnelling. The proposed solution is validated by sufficient comparisons with equivalent finite element solution with good agreements. The comparisons also suggest that the proposed solution should be more accurate than the finite element one. A parametric investigation is finally conducted to illustrate possible practical applications of the proposed solution with several engineering recommendations. Additionally, the theoretical improvements and defects of the proposed solution are discussed for objectivity.

keywords:
Sequential shallow tunnelling, Asymmetrical excavation, Static equilibrium, Gravitational gradient, Bidirectional conformal mapping

1 Introduction

Sequential excavation is a widely used and effective construction method in large-span tunnels, for example, the Niayesh Road Tunnel of Niayesh and Sadr highways in Tehran [1], the typical loess tunnel of the Zhengzhou-Xi’an high-speed railway [2], the Hejie Tunnel of the Guiyang-Guangzhou high-speed railway [3], the Yingpan Road Tunnel in Changsha [4], the Laodongshan Tunnel of the Guangtong-Kunming high-speed railway [5], the Lianchengshan Tunnel of the Yinchuan-Kunming National Expressway [6], the Laohushan Tunnel of the Jinan Ring Expressway [7]. According to excavation sequence, the construction methods can be classified into several catagories, such as side drift method, center diagram method, top heading and benche method, upper half vertical subdivision method, and so on. Fig. 1 shows typical side drift and center diagram schemes, and is cited from Ref [1].

Refer to caption
Figure 1: Typical sequential shallow excavation schemes with liners and temporary supports in Ref [1]

These above sequential excavation methods are generally conducted by asymmetrical excavation transversely, and can be investigated using numerical methods (finite element method and finite difference method for instance). Though the numerical methods would deliver satisfactory results of sequential shallow tunnelling, several potential defects exist: (1) Long runtime of numerical models, especially for a full parametric analysis; (2) Multiple modellings for relavant sequential shallow tunnellings of different but similar geometries; (3) Insufficient insight of the mechanism of shallow tunnellings; and (4) Possible license deficiency of necessary commercial numerical softwares (ABAQUS and FLAC for instance). By contrast, analytical methods, such as complex variable method, can be used to adapt the above-mentioned potential defects of the numerical methods in the preliminary design stage of sequential shallow tunnelling.

The most classical complex variable solution on shallow tunnelling is the Verruijt solution [8, 9], in which the Verruijt conformal mapping is proposed to bidirectionally map a lower half plane containing a circular cavity onto a unit annulus. Based on the Verruijt conformal mapping, several extending solutions are developed to estimate the traction along circular cavity boundary [10, 11, 12, 13], to simulate the displacement along circular cavity boundary [14, 15, 16], and to apply ground surface traction [17, 18, 19, 16]. However, no gravitational gradient of geomaterial is considered in the above extending solutions, which is a significant mechanical feature to distinguish shallow tunnelling from deep tunnelling. Strack [20] proposed the first complex variable solution on shallow tunnelling with consideration of gravitational gradient of geomaterial using Verruijt conformal mapping, and more relavant studies followed [21, 22, 23, 24, 25]. The complex variable solutions mentioned above all focus on circular shallow tunnelling, while noncircular tunnels are also widely used in real-world engineering.

To adapt noncircular shallow tunnelling, Zeng et al. [26] proposed an extension of Verruijt conformal mapping by adding finite items in formation of bilateral Laurent series to backwardly map a unit annulus onto a lower half plane containing a noncircular but symmetrical cavity, and more complex variable solutions on noncircular shallow tunnelling by consideration of gravitational gradient are are proposed [27, 28, 29, 30, 31]. The existing complex variable solutions on noncircular shallow tunnelling only focus on symmetrical and full cavity excavation, while asymmetrical and suquential excavation, which is commonly used in large-span tunnels, is rarely discussed. One possible reason is the lack of suitable conformal mapping. In this paper, we introduce a bidirectional conformal mapping scheme incorporating Charge Simulation Method [37] and Complex Dipole Simulation Method [38] to overcome such a mathematical obstable. Both simulation methods were originally put forward to solve electromagnetic problems, and were subsequently found efficient in constructing multiple types of conformal mappings.

Moreover, the above mentioned complex variable solutions considering gravitational gradient [26, 27, 30, 31] generally ignore the violation of the very fundamental static equilibrium owing to the excavation of gravitational geomaterial. The nonzero resultant along cavity boundaries caused by unloading (buoyancy) of excavated geomaerial can not be equilibriated by any counter-acting force, and a displacement singularity would be consequently raised in far-field geomaterial. To establish a rigid static equilibrium, several recent solutions [32, 33, 34, 35] have been put forward to construct new mechanical models by constraining far-field ground surface to artifically generate necessary counter-acting force to equilibriate the nonzero resultant caused by gravitational excavation. However, these recent solutions can not deal with asymmetrical sequential shallow tunnelling effectively.

In this paper, we seek a new complex variable solution to simultaneously solve both above mentioned problems: (i) Asymmetrical sequential shallow tunnelling with variety of cavity shapes, and (ii) Rigid static equilibrium to cancel far-field displacement singularity. With our new complex variable solution, reasonable stress and displacement fields of sequential shallow tunnelling with large-span cross section can be achieved, and the usage of complex variable method can further extended.

2 Typical sequential shallow tunnelling

2.1 Geometrical variations and notations

We may start from a gravitational geomaterial in Fig. 2a. The ground surface is denoted by 𝑪0{\bm{C}}_{0}, the geomaterial region is denoted by 𝛀0{\bm{\varOmega}}_{0}, and the closure 𝛀¯0=𝑪0𝛀\overline{\bm{\varOmega}}_{0}={\bm{C}}_{0}\cup{\bm{\varOmega}}. The violet dash line denotes the possible final cavity boundary to be excavated. Two possible sequential shallow tunnelling schemes different from Fig. 1 are shown in Figs. 2b and 2c.

Refer to caption
Figure 2: Geomaterial before excavation and two possible sequential exavation schemes

Fig. 2b shows one possible excavation scheme using top heading and bench method, in which the cavity is excavated from top to bottom stepwisely, and no temporary supports may be needed. However, the symmetrically noncircular cavity geometry of top-heading-bench method in Fig. 2b can already be mathematically studied by existing conformal mappings and complex variable solutions in above mentioned Refs [26, 27, 28, 29, 30, 31], and no obvious mathematical improvements of conformal mapping and complex variable method are thereby necessary.

By contrast, cavity geometry of the multi-stepwise upper half vertical subdivision method in Fig. 2c would no longer hold symmetry, and the exsiting conformal mappings and complex variable solutions in Refs [26, 27, 28, 29, 30, 31] would fail, and new conformal mapping scheme should be developed to form corresponding complex variable solution. The four-stage excavation scheme in Fig. 2c is only a possible example of sequential shallow tunnelling for visualized illustration. Practical excavation schemes may be more complicated in real-world tunnel engineering, and temporary supports are generally needed. In this paper, we would focus on the mechanical variation of gravitational geomaterial alone caused by multi-stepwise upper half vertical subdivision method, and temporary supports are not considered.

To adapt the real-world complicated excavation schemes, we should use abstract notations to present possible excavation schemes in the following notations. A sequential shallow tunnelling is decomposed into NN stages. The excavated region for jthj^{\rm{th}} stage (j=1,2,3,,Nj=1,2,3,\cdots,N) are denoted by 𝑫j{\bm{D}}_{j}, whose boundaries are denoted by by 𝑪j{\bm{C}}_{j}. The above notations of regions and cavity boundaries are abstracted from Figs. 2b and 2c. After jthj^{\rm{th}} excavation, the remaining geomaterial region is reduced as a closure 𝛀¯j=𝛀¯0𝑫j\overline{\bm{\varOmega}}_{j}=\overline{\bm{\varOmega}}_{0}-{\bm{D}}_{j}. As shown in Fig. 2c, for each stage, the excavated region after jthj^{\rm{th}} excavation always remains simply-connected, so that the rest geoamterial region 𝛀¯j\overline{\bm{\varOmega}}_{j} after jthj^{\rm{th}} excavation should always remain doubly-connected to hold the consistent connectivity.

2.2 Initial stress field and mechanical properties of geomaterial

As shown in Fig. 2a, the geomaterial occupying the lower half plane 𝛀¯0\overline{\bm{\varOmega}}_{0} is assumed to be of small deformation with elasticity EE, Poisson’s ratio ν\nu, and shear modulus of G=E2(1+ν)G=\frac{E}{2(1+\nu)}. A complex rectangular coordinate system z=x+iyz=x+{\rm{i}}y locating at some point of the ground surface 𝑪0{\bm{C}}_{0}. An initial stress field of gravitational gradient γ\gamma and lateral coefficient kxk_{x} is orthotropically subjected through the geomaterial as

{σx0(z)=kxγyσy0(z)=γyτxy0(z)=0,z=x+iy𝛀¯0\left\{\begin{aligned} &\sigma_{x}^{0}(z)=k_{x}\gamma y\\ &\sigma_{y}^{0}(z)=\gamma y\\ &\tau_{xy}^{0}(z)=0\\ \end{aligned}\right.,\quad z=x+{\rm{i}}y\in\overline{\bm{\varOmega}}_{0} (2.1)

where σx0\sigma_{x}^{0}, σy0\sigma_{y}^{0}, and τxy0\tau_{xy}^{0} denote horizontal, vertical, and shear components of the initial stress field, respectively. Before excavation, the displacement in geomaterial is artifically reset to be zero.

2.3 Sequential excavation and static equilibrium

Before any stage of sequential excavation, the traction along cavity boundary 𝑪j{\bm{C}}_{j} can be expressed as

{Xb0,j(Sj)=σx0(Sj)cosnj,x+τxy0(Sj)cosnj,yYb0,j(Sj)=τxy0(Sj)cosnj,x+σy0(Sj)cosnj,y,Sj𝑪j\left\{\begin{aligned} &X_{b}^{0,j}(S_{j})=\sigma_{x}^{0}(S_{j})\cdot\cos\langle\vec{n}_{j},\vec{x}\rangle+\tau_{xy}^{0}(S_{j})\cdot\cos\langle\vec{n}_{j},\vec{y}\rangle\\ &Y_{b}^{0,j}(S_{j})=\tau_{xy}^{0}(S_{j})\cdot\cos\langle\vec{n}_{j},\vec{x}\rangle+\sigma_{y}^{0}(S_{j})\cdot\cos\langle\vec{n}_{j},\vec{y}\rangle\\ \end{aligned}\right.,\quad S_{j}\in{\bm{C}}_{j} (2.2)

where Xb0,jX_{b}^{0,j} and Yb0,jY_{b}^{0,j} denote horizontal and vertical components of surface traction of arbitrary point SjS_{j} along cavity boundary 𝑪j{\bm{C}}_{j} under the initial stress field from 0th0^{\rm{th}} stage to jthj^{\rm{th}} stage, respectively; nj,x\langle\vec{n}_{j},\vec{x}\rangle denotes the angle between outward normal nj\vec{n}_{j} and xx axis, and nj,y\langle\vec{n}_{j},\vec{y}\rangle denotes the angle between outward normal nj\vec{n}_{j} and yy axis.

The excavation after jthj^{\rm{th}} stage is conducted by mechanically applying opposite surface traction of Eq. (2.2) along cavity boundary 𝑪j{\bm{C}}_{j} in the integral formation as

𝑪j[Xa0,j(Sj)+iYa0,j(Sj)]dSj=𝑪j[Xb0,j(Sj)+iYb0,j(Sj)]dSj,Sj𝑪j\int_{\bm{C}_{j}}\left[X_{a}^{0,j}(S_{j})+{\rm{i}}Y_{a}^{0,j}(S_{j})\right]{\rm{d}}S_{j}=-\int_{\bm{C}_{j}}\left[X_{b}^{0,j}(S_{j})+{\rm{i}}Y_{b}^{0,j}(S_{j})\right]{\rm{d}}S_{j},\quad S_{j}\in{\bm{C}}_{j} (2.3)

where Xa0,jX_{a}^{0,j} and Ya0,jY_{a}^{0,j} denote horizontal and vertical components of opposite surface traction of arbitrary point SjS_{j} along cavity boundary 𝑪j{\bm{C}}_{j} under the initial stress field from 0th0^{\rm{th}} stage to jthj^{\rm{th}} stage, respectively.

With the opposite surface traction in Eq. (2.3), the initial geomaterial 𝛀¯0\overline{\bm{\varOmega}}_{0} is reduced to 𝛀¯j=𝛀¯0𝑫j\overline{\bm{\varOmega}}_{j}=\overline{\bm{\varOmega}}_{0}-{\bm{D}}_{j}. The nonzero resultant of surface traction in Eq. (2.3) can be given as

iRy0,j=𝑪j[Xa0,j(Sj)+iYa0,j(Sj)]dSj=iγ𝑫jdxdy{\rm{i}}R_{y}^{0,j}=\varointclockwise_{\bm{C}_{j}}\left[X_{a}^{0,j}(S_{j})+{\rm{i}}Y_{a}^{0,j}(S_{j})\right]{\rm{d}}S_{j}={\rm{i}}\gamma\iint_{{\bm{D}}_{j}}{\rm{d}}x{\rm{d}}y (2.4)

where the resultant is located as arbitrary point zjcz^{c}_{j} within cavity boundary 𝑪j{\bm{C}}_{j}. It should be emphasized that the resultant iRy0,j{\rm{i}}R_{y}^{0,j} is always upward for j=1,2,3,,Nj=1,2,3,\cdots,N for whatever cavity shape in the sequential excavation stages (see Fig. 2c-3), since the cavity boundary 𝑪j{\bm{C}}_{j} is closed and surrounds the simply-connected region 𝑫j{\bm{D}}_{j}, which is crossed through by the downward potential gravitational gradient γ\gamma.

The nonzero resultant along cavity boundary 𝑪j{\bm{C}}_{j} would cause the remaining geomaterial of fully free ground surface to be a non-static equilibrium system, and a displacement singularity at infinity would be raised. Detailed mathematical proof procedure can be found in our previous study [32], and no repitition should be conducted in this paper.

To equilibriate the nonzero upward resultant along cavity boundary 𝑪j{\bm{C}}_{j}, the far-field ground surface 𝑪0c{\bm{C}}_{0c} is constrained to produce corresponding counter-acting force, and the remaining ground surface is left free and denoted by 𝑪0f{\bm{C}}_{0f}. In other words, 𝑪0=𝑪0c𝑪0f{\bm{C}}_{0}={\bm{C}}_{0c}\cup{\bm{C}}_{0f}, as shown in Fig. 3. As long as the width of segment 𝑪0f{\bm{C}}_{0f} is large enough, the finite segment 𝑪0f{\bm{C}}_{0f} can simulate an infinite ground surface. The following static equilibrium and mixed boundary conditions along ground surface can be established as

𝑪0c[Xa0,j(T)+iYa0,j(T)]dT=iRy0,j,T𝑪0c\int_{\bm{C}_{0c}}\left[X_{a}^{0,j}(T)+{\rm{i}}Y_{a}^{0,j}(T)\right]{\rm{d}}T=-{\rm{i}}R_{y}^{0,j},\quad T\in{\bm{C}}_{0c} (2.5)
uc0,j(T)+ivc0,j(T)=0,T𝑪0cu_{c}^{0,j}(T)+{\rm{i}}v_{c}^{0,j}(T)=0,\quad T\in{\bm{C}}_{0c} (2.6a)
Xf0,j(T)+iYf0,j(T)=0,T𝑪0fX_{f}^{0,j}(T)+{\rm{i}}Y_{f}^{0,j}(T)=0,\quad T\in{\bm{C}}_{0f} (2.6b)

where uc0,ju_{c}^{0,j} and vc0,jv_{c}^{0,j} denote horizontal and vertical components of displacement along ground surface segment 𝑪0c{\bm{C}}_{0c} due to the exacavation of geomaterial region 𝑫j{\bm{D}}_{j} from 0th0^{\rm{th}} stage to jthj^{\rm{th}} stage, respectively; Xf0,jX_{f}^{0,j} and Yf0,jY_{f}^{0,j} dentote horizontal and vertical components of surface traction along ground surface segment 𝑪0f{\bm{C}}_{0f} due to the excavation of geomaterial region 𝑫j{\bm{D}}_{j} from 0th0^{\rm{th}} stage to jthj^{\rm{th}} stage, respectively. Eqs. (2.3) and (2.6) form the necessary boundary conditions for excavation of 𝑫j{\bm{D}}_{j} geoamterial region from 0th0^{\rm{th}} stage to jthj^{\rm{th}} stage.

Fig. 3 present a corresponding case for graphic illustration of the abstract boundary conditions of sequential excavation in this section using the example of Stage-3 excavation in Fig. 2c-3. In Fig. 3a, the geomterial region 𝑫3{\bm{D}}_{3} is to be excavated, and the surface tractions along cavity boundary 𝑪3{\bm{C}}_{3} before excavation caused by the initial stress field is denoted by Xb0,3X_{b}^{0,3} and Yb0,3Y_{b}^{0,3}. In Fig. 3b, the geomaterial region 𝑫3{\bm{D}}_{3} is excavated, and the remaining geomaterial geometrically reduces from 𝛀¯0\overline{\bm{\varOmega}}_{0} to 𝛀¯3=𝛀¯0𝑫3\overline{\bm{\varOmega}}_{3}=\overline{\bm{\varOmega}}_{0}-{\bm{D}}_{3}. Meanwhile, the opposite surface tractions Xa0,3X_{a}^{0,3} and Ya0,3Y_{a}^{0,3} are applied along cavity boundary 𝑪3{\bm{C}}_{3}. The upward resultant Ry0,3R_{y}^{0,3} due to excavation of geomaterial region 𝑫3{\bm{D}}_{3} is located at point z3cz_{3}^{c} within cavity boundary 𝑪3{\bm{C}}_{3}. The surface tractions Xb0,3X_{b}^{0,3} and Yb0,3Y_{b}^{0,3} in Fig. 3a and the opposite surface traction Xa0,3X_{a}^{0,3} and Ya0,3Y_{a}^{0,3} in Fig. 3b would cancel each other to free the boundary 𝑪3{\bm{C}}_{3}.

Refer to caption
Figure 3: Boundary conditions of sequential excavation scheme of example in Fig. 2c-3

With the mixed boundary conditions in Eqs. (2.3) and (2.6), the incremental stress and displacement fields in the remaining geomaterial can be expressed using the complex potentials as

{σy0,j(z)+σx0,j(z)=2[φ0,j(z)+φ0,j(z)¯]σy0,j(z)σx0,j(z)+2iτxy0,j(z)=2[z¯φ0,j′′(z)+ψ0,j(z)],z𝛀¯j\left\{\begin{aligned} &\sigma_{y}^{0,j}(z)+\sigma_{x}^{0,j}(z)=2\left[\varphi_{0,j}^{\prime}(z)+\overline{\varphi_{0,j}^{\prime}(z)}\right]\\ &\sigma_{y}^{0,j}(z)-\sigma_{x}^{0,j}(z)+2{\rm{i}}\tau_{xy}^{0,j}(z)=2\left[\overline{z}\varphi_{0,j}^{\prime\prime}(z)+\psi_{0,j}^{\prime}(z)\right]\\ \end{aligned}\right.,\quad z\in\overline{\bm{\varOmega}}_{j} (2.7a)
2G[u0,j(z)+iv0,j(z)]=κφ0,j(z)zφ0,j(z)¯ψ0,j(z)¯,z𝛀¯j2G\left[u_{0,j}(z)+{\rm{i}}v_{0,j}(z)\right]=\kappa\varphi_{0,j}(z)-z\overline{\varphi_{0,j}^{\prime}(z)}-\overline{\psi_{0,j}(z)},\quad z\in\overline{\bm{\varOmega}}_{j} (2.7b)

where σx0,j\sigma_{x}^{0,j}, σy0,j\sigma_{y}^{0,j}, and τxy0,j\tau_{xy}^{0,j} denote horizontal, vertical, and shear components of incremental stress field due to full excavation of 𝑫j{\bm{D}}_{j} geomaterial region from 0th0^{\rm{th}} stage to jthj^{\rm{th}} stage, respectively; u0,ju_{0,j} and v0,jv_{0,j} denote horizontal and vertical components of incremental displacement field due to full excavation of 𝑫j{\bm{D}}_{j} geomaterial region from 0th0^{\rm{th}} stage to jthj^{\rm{th}} stage, respectively; φ0,j(z)\varphi_{0,j}^{\prime}(z) and ψ0,j(z)\psi_{0,j}^{\prime}(z) denote the complex potentials to be determined using the mixed boundary conditions in Eqs. (2.3) and (2.6); \bullet^{\prime} and ′′\bullet^{\prime\prime} denote the first- and second-order derivatives of abstract function \bullet. For simplicity, the range of 0jN0\leq j\leq N is not repeated in the following deductions.

The total stress in geomaterial of jthj^{\rm{th}} excavation stage can be obtained by accumulation of the incremental one in Eq. (2.7a) and the initial one in Eq. (2.1) as

{σxj(z)=σx0(z)+σx0,j(z)σyj(z)=σy0(z)+σy0,j(z)τxyj(z)=τxy0(z)+τxy0,j(z),z𝛀¯j,0jN\left\{\begin{aligned} &\sigma_{x}^{j}(z)=\sigma_{x}^{0}(z)+\sigma_{x}^{0,j}(z)\\ &\sigma_{y}^{j}(z)=\sigma_{y}^{0}(z)+\sigma_{y}^{0,j}(z)\\ &\tau_{xy}^{j}(z)=\tau_{xy}^{0}(z)+\tau_{xy}^{0,j}(z)\\ \end{aligned}\right.,\quad z\in\overline{\bm{\varOmega}}_{j},0\leq j\leq N (2.7a’)

3 Riemann-Hilbert problem transformation

In this section, the complex variable method for sequential shallow tunnelling defined in Section 2.3 would be presented. To conduct the complex variable method, the physical geomaterial regions 𝛀¯j\overline{\bm{\varOmega}}_{j} (j=1,2,3,,Nj=1,2,3,\cdots,N) should be bidirectionally mapped onto corresponding mapping unit annuli 𝝎¯j\overline{\bm{\omega}}_{j} via suitable conformal mappings, so that the boundary conditions, complex potentials, stres and displacement within the physical geomaterial regions 𝛀¯j\overline{\bm{\varOmega}}_{j} can be presented using the mathematically feasible Laurent series formations in the mapping unit annuli 𝝎¯j\overline{\bm{\omega}}_{j} to facilitate further computation.

Our previous study [35] proposes a two-step conformal mapping scheme to bidirectionally map a lower half plane containing an arbitrary cavity onto a unit annulus. Each physical geomaterial region 𝛀¯j\overline{\bm{\varOmega}}_{j} accords with the geometrical and topological requirements of the the two-step conformal mapping in our previous study [35], and can be thereby bidirectionally mapped onto corresponding mapping unit annuli 𝝎¯j\overline{\bm{\omega}}_{j} as

ζj=ζj(z)=ζj[wj(z)],z𝛀¯j\zeta_{j}=\zeta_{j}(z)=\zeta_{j}\left[w_{j}\left(z\right)\right],\quad z\in\overline{\bm{\varOmega}}_{j}\\ (3.1a)
z=zj(ζj)=zj[wj(ζj)],ζj𝝎¯jz=z_{j}(\zeta_{j})=z_{j}\left[w_{j}\left(\zeta_{j}\right)\right],\quad\zeta_{j}\in\overline{\bm{\omega}}_{j}\\ (3.1b)

The mapping scheme in Eq. (3.1) is briefly explained in Appendix A. Via the bidirectional conformal mapping, the whole geomaterial in the lower half plane 𝛀¯j\overline{\bm{\varOmega}}_{j} is bidirectionally mapped onto a bounded unit annulus 𝝎¯j\overline{\bm{\omega}}_{j}; the cavity boundary 𝑪j{\bm{C}}_{j} is bidirectionally mapped onto the interior periphery of the unit annulus 𝒄j{\bm{c}}_{j}; the constrained ground surface 𝑪0c{\bm{C}}_{0c} and free one 𝑪0f{\bm{C}}_{0f} are bidirectionally mapped onto corresponding segments 𝒄0c,j{\bm{c}}_{0c,j} and 𝒄0f,j{\bm{c}}_{0f,j} of exterior periphery of the unit annulus, respectively; the joint points T1T_{1} and T2T_{2} connecting 𝑪0c{\bm{C}}_{0c} and 𝑪0f{\bm{C}}_{0f} are bidirectionally mapped onto joint points t1,jt_{1,j} and t2,jt_{2,j} connecting 𝒄0c,j{\bm{c}}_{0c,j} and 𝒄0f,j{\bm{c}}_{0f,j}, respectively. Joint points t1jt_{1j} and t2,jt_{2,j} in mapping region 𝝎¯j\overline{\bm{\omega}}_{j} should remain singularities after conformal mapping. We should emphasize that ζj=ρjσj=ρjeiθj\zeta_{j}=\rho_{j}\cdot\sigma_{j}=\rho_{j}\cdot{\rm{e}}^{{\rm{i}}\theta_{j}} holds in the following deductions.

With the conformal mapping scheme in Eq. (3.1), the complex potentials in Eq. (2.7) can be transformed as

{φ0,j(z)=φ0,j(ζj)ψ0,j(z)=ψ0,j(ζj),ζj𝝎¯j\left\{\begin{aligned} &\varphi_{0,j}(z)=\varphi_{0,j}(\zeta_{j})\\ &\psi_{0,j}(z)=\psi_{0,j}(\zeta_{j})\\ \end{aligned}\right.,\quad\zeta_{j}\in\overline{\bm{\omega}}_{j} (3.2)

Correspondingly, the incremental stress and displacement in Eq. (2.7) can be expressed using polar formation in mapping plane ζj=ρjeiθj\zeta_{j}=\rho_{j}\cdot{\rm{e}}^{{\rm{i}}\theta_{j}} as

σθ0,j(ζj)+σρ0,j(ζj)=2[Φ0,j(ζj)+Φ0,j(ζj)¯],ζj𝝎¯j\sigma_{\theta}^{0,j}(\zeta_{j})+\sigma_{\rho}^{0,j}(\zeta_{j})=2\left[\varPhi_{0,j}(\zeta_{j})+\overline{\varPhi_{0,j}(\zeta_{j})}\right],\quad\zeta_{j}\in\overline{\bm{\omega}}_{j} (3.3a)
σρ0,j(ζj)+iτρθ0,j(ζj)=[Φ0,j(ζj)+Φ0,j(ζj)¯]ζj¯ζj[zj(ζj)zj(ζj)Φ0,j(ζj)¯+zj(ζj)¯zj(ζj)Ψ0,j(ζj)¯],ζj𝝎¯j\sigma_{\rho}^{0,j}(\zeta_{j})+{\rm{i}}\tau_{\rho\theta}^{0,j}(\zeta_{j})=\left[\varPhi_{0,j}(\zeta_{j})+\overline{\varPhi_{0,j}(\zeta_{j})}\right]-\frac{\overline{\zeta_{j}}}{\zeta_{j}}\left[\frac{z_{j}(\zeta_{j})}{z_{j}^{\prime}(\zeta_{j})}\overline{\varPhi_{0,j}^{\prime}(\zeta_{j})}+\frac{\overline{z_{j}^{\prime}(\zeta_{j})}}{z_{j}^{\prime}(\zeta_{j})}\overline{\varPsi_{0,j}(\zeta_{j})}\right],\quad\zeta_{j}\in\overline{\bm{\omega}}_{j} (3.3b)
gj(ζj)=2G[u0,j(ζj)+iv0,j(ζj)]=κφ0,j(ζj)zj(ζj)Φ0,j(ζj)¯ψ0,j(ζj)¯,ζj𝝎¯jg_{j}(\zeta_{j})=2G\left[u_{0,j}(\zeta_{j})+{\rm{i}}v_{0,j}(\zeta_{j})\right]=\kappa\varphi_{0,j}(\zeta_{j})-z_{j}(\zeta_{j})\overline{\varPhi_{0,j}(\zeta_{j})}-\overline{\psi_{0,j}(\zeta_{j})},\quad\zeta_{j}\in\overline{\bm{\omega}}_{j} (3.3c)
where σθ0,j\sigma_{\theta}^{0,j}, σρ0,j\sigma_{\rho}^{0,j}, and τρθ0,j\tau_{\rho\theta}^{0,j} denote hoop, radial, and tangential components of the curvlinear stress mapped onto the mapping unit annuli 𝝎¯j\overline{\bm{\omega}}_{j}, respectively; and
{Φ0,j(ζj)=φ0,j(ζj)zj(ζj)Ψ0,j(ζj)=ψ0,j(ζj)zj(ζj),ζj𝝎¯j\left\{\begin{aligned} &\varPhi_{0,j}(\zeta_{j})=\frac{\varphi_{0,j}^{\prime}(\zeta_{j})}{z_{j}^{\prime}(\zeta_{j})}\\ &\varPsi_{0,j}(\zeta_{j})=\frac{\psi_{0,j}^{\prime}(\zeta_{j})}{z_{j}^{\prime}(\zeta_{j})}\\ \end{aligned}\right.,\quad\zeta_{j}\in\overline{\bm{\omega}}_{j}

The rectangular stress and displacement components in Eq. (2.7) can be computed using the curvilinear ones in Eq. (3.3) as

{σy0,j(z)+σx0,j(z)=σθ0,j[ζj(z)]+σρ0,j[ζj(z)]σy0,j(z)σx0,j(z)+2iτxy0,j(z)={σθ0,j[ζj(z)]σρ0,j[ζj(z)]+2iτρθ0,j[ζj(z)]}ζj(z)¯ζj(z)zj[ζj(z)]¯zj[ζj(z)],z𝛀¯j\left\{\begin{aligned} &\sigma_{y}^{0,j}(z)+\sigma_{x}^{0,j}(z)=\sigma_{\theta}^{0,j}\left[\zeta_{j}(z)\right]+\sigma_{\rho}^{0,j}\left[\zeta_{j}(z)\right]\\ &\sigma_{y}^{0,j}(z)-\sigma_{x}^{0,j}(z)+2{\rm{i}}\tau_{xy}^{0,j}(z)=\left\{\sigma_{\theta}^{0,j}\left[\zeta_{j}(z)\right]-\sigma_{\rho}^{0,j}\left[\zeta_{j}(z)\right]+2{\rm{i}}\tau_{\rho\theta}^{0,j}\left[\zeta_{j}(z)\right]\right\}\cdot\frac{\overline{\zeta_{j}(z)}}{\zeta_{j}(z)}\cdot\frac{\overline{z_{j}^{\prime}[\zeta_{j}(z)]}}{z_{j}^{\prime}[\zeta_{j}(z)]}\end{aligned}\right.,\quad z\in\overline{\bm{\varOmega}}_{j} (3.4a)
u0,j(z)+iv0,j(z)=u0,j[ζj(z)]+iv0,j[ζj(z)],z𝛀¯ju_{0,j}(z)+{\rm{i}}v_{0,j}(z)=u_{0,j}\left[\zeta_{j}(z)\right]+{\rm{i}}v_{0,j}\left[\zeta_{j}(z)\right],\quad z\in\overline{\bm{\varOmega}}_{j} (3.4b)

With the conformal mapping scheme in Eq.(3.1), the mixed boundary conditions along ground surface in Eq. (2.6) can be mapped onto the mapping unit annuli 𝝎¯j\overline{\bm{\omega}}_{j} as

uc0,j(tj)+ivc0,j(tj)=0,tj𝒄0c,ju_{c}^{0,j}(t_{j})+{\rm{i}}v_{c}^{0,j}(t_{j})=0,\quad t_{j}\in{\bm{c}}_{0c,j} (3.5a)
σρ0,j(tj)+iτρθ0,j(tj)=0,tj𝒄0f,j\sigma_{\rho}^{0,j}(t_{j})+{\rm{i}}\tau_{\rho\theta}^{0,j}(t_{j})=0,\quad t_{j}\in{\bm{c}}_{0f,j} (3.5b)

where tj=σj=eiθjt_{j}=\sigma_{j}={\rm{e}}^{{\rm{i}}\theta_{j}}.

The segmental traction free boundary condition in Eq. (3.5b) can be used to establish analytic continuation and mixed boundary condition along ground surface regarding first-order derivative of complex potential Φ0,j(ζj)\varPhi_{0,j}(\zeta_{j}). Substituting Eq. (3.3b) into Eq. (3.5b) yields

Φ0,j(tj)¯=Φ0,j(tj)+t¯jtjzj(tj)zj(tj)Φ0,j(tj)¯+t¯jtjzj(tj)¯zj(tj)Ψ0,j(tj)¯,tj𝒄0f,j\overline{\varPhi_{0,j}(t_{j})}=-\varPhi_{0,j}(t_{j})+\frac{\overline{t}_{j}}{t_{j}}\frac{z_{j}(t_{j})}{z_{j}^{\prime}(t_{j})}\overline{\varPhi_{0,j}^{\prime}(t_{j})}+\frac{\overline{t}_{j}}{t_{j}}\frac{\overline{z_{j}^{\prime}(t_{j})}}{z_{j}^{\prime}(t_{j})}\overline{\varPsi_{0,j}(t_{j})},\quad t_{j}\in{\bm{c}}_{0f,j} (3.6)

Partially substituting tj=t¯j1t_{j}=\overline{t}_{j}^{-1} into the items of the right-hand side of Eq. (3.6) yields

Φ0,j(tj)¯=Φ0,j(t¯j1)+t¯jt¯j1zj(t¯j1)zj(t¯j1)Φ0,j(tj)¯+t¯jt¯j1zj(tj)¯zj(t¯j1)Ψ0,j(tj)¯,tj𝒄0f,j\overline{\varPhi_{0,j}(t_{j})}=-\varPhi_{0,j}(\overline{t}_{j}^{-1})+\frac{\overline{t}_{j}}{\overline{t}_{j}^{-1}}\frac{z_{j}(\overline{t}_{j}^{-1})}{z_{j}^{\prime}(\overline{t}_{j}^{-1})}\overline{\varPhi_{0,j}^{\prime}(t_{j})}+\frac{\overline{t}_{j}}{\overline{t}_{j}^{-1}}\frac{\overline{z_{j}^{\prime}(t_{j})}}{z_{j}^{\prime}(\overline{t}_{j}^{-1})}\overline{\varPsi_{0,j}(t_{j})},\quad t_{j}\in{\bm{c}}_{0f,j} (3.7)

Replacing tj=σjt_{j}=\sigma_{j} with ζj=ρjσj\zeta_{j}=\rho_{j}\cdot\sigma_{j} in Eq. (3.7) yields

Φ0,j(ζj)¯=Φ0,j(ζ¯j1)+ζ¯j2zj(ζ¯j1)zj(ζ¯j1)Φ0,j(ζj)¯+ζ¯j2zj(ζj)¯zj(ζ¯j1)Ψ0,j(ζj)¯,ζj𝝎j+\overline{\varPhi_{0,j}(\zeta_{j})}=-\varPhi_{0,j}(\overline{\zeta}_{j}^{-1})+\overline{\zeta}_{j}^{2}\frac{z_{j}(\overline{\zeta}_{j}^{-1})}{z_{j}^{\prime}(\overline{\zeta}_{j}^{-1})}\overline{\varPhi_{0,j}^{\prime}(\zeta_{j})}+\overline{\zeta}_{j}^{2}\frac{\overline{z_{j}^{\prime}(\zeta_{j})}}{z_{j}^{\prime}(\overline{\zeta}_{j}^{-1})}\overline{\varPsi_{0,j}(\zeta_{j})},\quad\zeta_{j}\in{\bm{\omega}}_{j}^{+} (3.8)

We should note that all items on the right-hand side of Eq. (3.8) are analytic in region αjρj<1\alpha_{j}\leq\rho_{j}<1, which is contained within the exterior region 𝝎j\bm{\omega}_{j}^{-}. Thus, Eq. (3.8) shows that Φ0,j(ζj)¯\overline{\varPhi_{0,j}(\zeta_{j})} should be analytic in region αjρj<1\alpha_{j}\leq\rho_{j}<1, indicating that analytic continuation has been conducted for Φ0,j(ζj)¯\overline{\varPhi_{0,j}(\zeta_{j})}, or simply its conjugate Φ0,j(ζj)\varPhi_{0,j}(\zeta_{j}).

Substituting Eq. (3.8) into Eq. (3.3b) yields

σρ0,j(ζj)+iτρθ0,j(ζj)=\displaystyle\sigma_{\rho}^{0,j}(\zeta_{j})+{\rm{i}}\tau_{\rho\theta}^{0,j}(\zeta_{j})= ζ¯j2[zj(ζ¯j1)zj(ζ¯j1)1ζjζ¯jzj(ζj)zj(ζj)]Φ0,j(ζj)¯+ζ¯j2[zj(ζj)¯zj(ζ¯j1)1ζjζ¯jzj(ζj)¯zj(ζj)]Ψj(ζj)¯\displaystyle\;\overline{\zeta}_{j}^{2}\left[\frac{z_{j}(\overline{\zeta}_{j}^{-1})}{z_{j}^{\prime}(\overline{\zeta}_{j}^{-1})}-\frac{1}{\zeta_{j}\overline{\zeta}_{j}}\frac{z_{j}(\zeta_{j})}{z_{j}^{\prime}(\zeta_{j})}\right]\overline{\varPhi_{0,j}^{\prime}(\zeta_{j})}+\overline{\zeta}_{j}^{2}\left[\frac{\overline{z_{j}^{\prime}(\zeta_{j})}}{z_{j}^{\prime}(\overline{\zeta}_{j}^{-1})}-\frac{1}{\zeta_{j}\overline{\zeta}_{j}}\frac{\overline{z_{j}^{\prime}(\zeta_{j})}}{z_{j}^{\prime}(\zeta_{j})}\right]\overline{\varPsi_{j}(\zeta_{j})} (3.3b’)
+[Φ0,j(ζj)Φ0,j(ζ¯j1)],ζj𝝎j+\displaystyle\;+\left[\varPhi_{0,j}(\zeta_{j})-\varPhi_{0,j}(\overline{\zeta}_{j}^{-1})\right],\quad\zeta_{j}\in{\bm{\omega}}_{j}^{+}

The first-order of Eq. (3.3c) about ζj\zeta_{j} can be expressed as

dgj(ζj)dζj=κzj(ζj)Φ0,j(ζj)zj(ζj)Φ0,j(ζj)¯+zj(ζj)Φ0,j(ζj)¯+ζ¯jζjzj(ζj)¯Ψ0,j(ζj)¯\frac{{\rm{d}}g_{j}(\zeta_{j})}{{\rm{d}}\zeta_{j}}=\kappa z_{j}^{\prime}(\zeta_{j})\varPhi_{0,j}(\zeta_{j})-z_{j}^{\prime}(\zeta_{j})\overline{\varPhi_{0,j}(\zeta_{j})}+z_{j}(\zeta_{j})\overline{\varPhi_{0,j}^{\prime}(\zeta_{j})}+\frac{\overline{\zeta}_{j}}{\zeta_{j}}\overline{z_{j}^{\prime}(\zeta_{j})}\;\overline{\varPsi_{0,j}(\zeta_{j})} (3.9)

Substituting Eq. (3.8) into Eq. (3.9) yields

dgj(ζj)dζj=\displaystyle\frac{{\rm{d}}g_{j}(\zeta_{j})}{{\rm{d}}\zeta_{j}}= ζ¯jζj[zj(ζj)ζjζ¯jzj(ζj)zj(ζ¯j1)z(ζ¯j1)]Φ0,j(ζj)¯+ζ¯jζj[zj(ζj)¯ζjζ¯jzj(ζj)zj(ζ¯j1)zj(ζj)¯]Ψ0,j(ζj)¯\displaystyle\;\frac{\overline{\zeta}_{j}}{\zeta_{j}}\left[z_{j}(\zeta_{j})-\zeta_{j}\overline{\zeta}_{j}\frac{z_{j}^{\prime}(\zeta_{j})}{z_{j}^{\prime}(\overline{\zeta}_{j}^{-1})}z(\overline{\zeta}_{j}^{-1})\right]\overline{\varPhi_{0,j}^{\prime}(\zeta_{j})}+\frac{\overline{\zeta}_{j}}{\zeta_{j}}\left[\overline{z_{j}^{\prime}(\zeta_{j})}-\zeta_{j}\overline{\zeta}_{j}\frac{z_{j}^{\prime}(\zeta_{j})}{z_{j}^{\prime}(\overline{\zeta}_{j}^{-1})}\overline{z_{j}^{\prime}(\zeta_{j})}\right]\overline{\varPsi_{0,j}(\zeta_{j})} (3.3c’)
+[κzj(ζj)Φ0,j(ζj)+zj(ζj)Φ0,j(ζ¯j1)],ζj𝝎j+\displaystyle\;+\left[\kappa z_{j}^{\prime}(\zeta_{j})\varPhi_{0,j}(\zeta_{j})+z_{j}^{\prime}(\zeta_{j})\varPhi_{0,j}(\overline{\zeta}_{j}^{-1})\right],\quad\zeta_{j}\in{\bm{\omega}}_{j}^{+}

We should notice that when ζjσj\zeta_{j}\rightarrow\sigma_{j} (or ρj1\rho_{j}\rightarrow 1), the first lines of Eqs. (3.3b’) and (3.3c’) would turn to zero due to σ¯j1=σj\overline{\sigma}_{j}^{-1}=\sigma_{j}, and remaining second lines would form a homogenerous Riemann-Hilbert problem as [32, 34, 35]

zj(ζj)[σρ0,j(ζj)+iτρθ0,j(ζj)]|ρj1=φ0,j+(σj)φ0,j(σj)=0,σj𝒄0f,j\left.z_{j}^{\prime}(\zeta_{j})\left[\sigma_{\rho}^{0,j}(\zeta_{j})+{\rm{i}}\tau_{\rho\theta}^{0,j}(\zeta_{j})\right]\right|_{\rho_{j}\rightarrow 1}=\varphi_{0,j}^{\prime+}(\sigma_{j})-\varphi_{0,j}^{\prime-}(\sigma_{j})=0,\quad\sigma_{j}\in{\bm{c}}_{0f,j} (3.10a)
gj(ζj)|ρj1=κφ0,j+(σj)+φ0,j(σj)=0,σj𝒄0c,j\left.g_{j}^{\prime}(\zeta_{j})\right|_{\rho_{j}\rightarrow 1}=\kappa\varphi_{0,j}^{\prime+}(\sigma_{j})+\varphi_{0,j}^{\prime-}(\sigma_{j})=0,\quad\sigma_{j}\in{\bm{c}}_{0c,j} (3.10b)

where φ0,j+(σj)\varphi_{0,j}^{\prime+}(\sigma_{j}) and φ0,j(σj)\varphi_{0,j}^{\prime-}(\sigma_{j}) denote the boundary values of φ0,j(ζj)=zj(ζj)Φ0,j(ζj)\varphi_{0,j}^{\prime}(\zeta_{j})=z_{j}^{\prime}(\zeta_{j})\varPhi_{0,j}(\zeta_{j}) approaching boundary 𝒄0,j{\bm{c}}_{0,j} from 𝝎j+{\bm{\omega}}^{+}_{j} and 𝝎j{\bm{\omega}}_{j}^{-} sides, respectively.

The integrand of the left-hand side of Eq. (2.3) can be mapped from the physical plane z=x+iyz=x+{\rm{i}}y onto corresponding mapping plane ζj=ρjeiθj\zeta_{j}=\rho_{j}\cdot{\rm{e}}^{{\rm{i}}\theta_{j}} according to the backward conformal mapping in Eq. (3.1b) as

Xa0,j(Sj)+iYa0,j(Sj)=zj(sj)|zj(sj)|dsj|dsj|[σρ0,j(sj)+iτρθ0,j(sj)],sj𝒄jX_{a}^{0,j}(S_{j})+{\rm{i}}Y_{a}^{0,j}(S_{j})=\frac{z_{j}^{\prime}(s_{j})}{|z_{j}^{\prime}(s_{j})|}\frac{{\rm{d}}s_{j}}{|{\rm{d}}s_{j}|}\cdot\left[\sigma_{\rho}^{0,j}(s_{j})+{\rm{i}}\tau_{\rho\theta}^{0,j}(s_{j})\right],\quad s_{j}\in{\bm{c}}_{j} (3.11a)
where sj=αjσj=αjeiθjs_{j}=\alpha_{j}\cdot\sigma_{j}=\alpha_{j}\cdot{\rm{e}}^{{\rm{i}}\theta_{j}}, denoting the point along the mapping contour 𝒄j{\bm{c}}_{j} corresponding to the original point SjS_{j} along the physical contour 𝑪j{\bm{C}}_{j}. The integrand of the right-hand side of Eq. (2.3) can be expanded according to Eq. (2.2) as
Xb0,j(Sj)+iYb0,j(Sj)=kxγy(Sj)dy(Sj)dSj+iγy(Sj)dy(Sj)dSj,Sj𝑪jX_{b}^{0,j}(S_{j})+{\rm{i}}Y_{b}^{0,j}(S_{j})=-k_{x}\gamma y(S_{j})\frac{{\rm{d}}y(S_{j})}{{\rm{d}}S_{j}}+{\rm{i}}\gamma y(S_{j})\frac{{\rm{d}}y(S_{j})}{{\rm{d}}S_{j}},\quad S_{j}\in{\bm{C}}_{j} (3.11b)
where cosnj,x=dydSj\cos\langle\vec{n}_{j},\vec{x}\rangle=\frac{{\rm{d}}y}{{\rm{d}}S_{j}} and cosnj,y=dxdSj\cos\langle\vec{n}_{j},\vec{y}\rangle=-\frac{{\rm{d}}x}{{\rm{d}}S_{j}} owing to the clockwise integrating direction. The increment dSj{\rm{d}}S_{j} in Eq. (2.3) is clockwise length increment with dSj=|dSj|{\rm{d}}S_{j}=-|{\rm{d}}S_{j}|, which can be mapped from the physical plane z=x+iyz=x+{\rm{i}}y onto mapping plane ζj=ρeiθj\zeta_{j}=\rho\cdot{\rm{e}}^{{\rm{i}}\theta_{j}} as
dSj=|dSj|=|zj(sj)||dsj|=|zj(sj)|αj|σj||dθj|=|zj(sj)|αjdθj{\rm{d}}S_{j}=-|{\rm{d}}S_{j}|=-|z_{j}^{\prime}(s_{j})|\cdot|{\rm{d}}s_{j}|=-|z_{j}^{\prime}(s_{j})|\cdot\alpha_{j}\cdot|\sigma_{j}|\cdot|{\rm{d}}\theta_{j}|=|z_{j}^{\prime}(s_{j})|\cdot\alpha_{j}{\rm{d}}\theta_{j} (3.11c)
where |dθj|=dθj|{\rm{d}}\theta_{j}|=-{\rm{d}}\theta_{j}, since conformal mapping would not alter the clockwise integration direction.

With Eq. (3.11a) and (3.11c), the left-hand side of Eq. (2.3) can be rearranged as

i𝑪j[Xa0,j(Sj)+iYa0,j(Sj)]dSj=𝒄jzj(sj)[σρ0,j(sj)+iτρθ0,j(sj)]|zj(sj)||zj(sj)|αjeiθjidθj{\rm{i}}\int_{\bm{C}_{j}}\left[X_{a}^{0,j}(S_{j})+{\rm{i}}Y_{a}^{0,j}(S_{j})\right]{\rm{d}}S_{j}=\int_{\bm{c}_{j}}z_{j}^{\prime}(s_{j})\left[\sigma_{\rho}^{0,j}(s_{j})+{\rm{i}}\tau_{\rho\theta}^{0,j}(s_{j})\right]\cdot\frac{|z_{j}^{\prime}(s_{j})|}{|z_{j}^{\prime}(s_{j})|}\cdot\alpha_{j}\cdot{\rm{e}}^{{\rm{i}}\theta_{j}}\cdot{\rm{i}}\cdot{\rm{d}}\theta_{j} (3.12a)
where dsj=αjeiθjidθj{\rm{d}}s_{j}=\alpha_{j}\cdot{\rm{e}}^{\rm{i}\theta_{j}}\cdot{\rm{i}}\cdot{\rm{d}}\theta_{j}. With Eq. (3.11b), the right-hand side of Eq. (2.3) can be rearranged as
i𝑪j[Xb0,j(Sj)+iYb0,j(Sj)]dSj=γ𝑪jy(Sj)[kxidy(Sj)+dx(Sj)]-{\rm{i}}\int_{\bm{C}_{j}}\left[X_{b}^{0,j}(S_{j})+{\rm{i}}Y_{b}^{0,j}(S_{j})\right]{\rm{d}}S_{j}=-\gamma\int_{\bm{C}_{j}}y(S_{j})\left[k_{x}{\rm{i}}{\rm{d}}y(S_{j})+{\rm{d}}x(S_{j})\right] (3.12b)

Via the backward conformal mapping in Eq. (3.1b), the right-hand side of Eq. (3.12b) can be mapped as

{dy(Sj)=dy(sj)dσjdσjdx(Sj)=dx(sj)dσjdσj\left\{\begin{aligned} &{\rm{d}}y(S_{j})=\frac{{\rm{d}}y(s_{j})}{{\rm{d}}\sigma_{j}}{\rm{d}}\sigma_{j}\\ &{\rm{d}}x(S_{j})=\frac{{\rm{d}}x(s_{j})}{{\rm{d}}\sigma_{j}}{\rm{d}}\sigma_{j}\\ \end{aligned}\right.

The righ-hand sides of Eqs. (3.12a) and (3.12b) should be equal according to Eq. (2.3), and we should have

𝒄jzj(sj)[σρ0,j(sj)+iτρθ0,j(sj)]dsj=γ𝒄jy(sj)[kxidy(sj)dσj+dx(sj)dσj]dσj\int_{\bm{c}_{j}}z_{j}^{\prime}(s_{j})\left[\sigma_{\rho}^{0,j}(s_{j})+{\rm{i}}\tau_{\rho\theta}^{0,j}(s_{j})\right]{\rm{d}}s_{j}=-\gamma\int_{\bm{c}_{j}}y(s_{j})\left[k_{x}\frac{{\rm{i}}{\rm{d}}y(s_{j})}{{\rm{d}}\sigma_{j}}+\frac{{\rm{d}}x(s_{j})}{{\rm{d}}\sigma_{j}}\right]{\rm{d}}\sigma_{j} (3.13)

where

{x(sj)=12[zj(sj)¯+zj(sj)]y(sj)=i2[zj(sj)¯zj(sj)]\left\{\begin{aligned} &x(s_{j})=\frac{1}{2}\left[\overline{z_{j}(s_{j})}+z_{j}(s_{j})\right]\\ &y(s_{j})=\frac{{\rm{i}}}{2}\left[\overline{z_{j}(s_{j})}-z_{j}(s_{j})\right]\\ \end{aligned}\right.

Eqs. (3.10) and (3.13) are the mixed boundary conditions mapped from Eqs. (2.6) and (2.3) into the mapping plane ζj=ρjeiθj\zeta_{j}=\rho_{j}\cdot{\rm{e}}^{{\rm{i}}\theta_{j}}, respectively. Eq. (3.10) would form a homogenerous Riemann-Hilbert problem with extra constraint in Eq. (3.13), and the solution procedure would be briefly presented below.

4 Solution procedure of Riemann-Hilbert problem

Before any discussion of the solution, we should emphasize that all the discussion is conducted in the mapping plane ζj=ρjeiθj\zeta_{j}=\rho_{j}\cdot{\rm{e}}^{{\rm{i}}\theta_{j}}. The general solution of the homogenerous Riemann-Hilbert problem in Eq. (3.10) can be given below. Eq. (3.10a) would be simultaneously satisfied owing to the analytic continuation of Eq. (3.6), and no further discussion should be needed. As for Eq. (3.10b), we construct the following expression to simulate one of its potential solutions as

Xj(ζj)=(ζjt1,j)12iλ(ζjt2,j)12+iλ,λ=lnκ2π,ζj𝝎¯j𝝎jX_{j}(\zeta_{j})=(\zeta_{j}-t_{1,j})^{-\frac{1}{2}-{\rm{i}}\lambda}(\zeta_{j}-t_{2,j})^{-\frac{1}{2}+{\rm{i}}\lambda},\quad\lambda=\frac{\ln\kappa}{2\pi},\quad\zeta_{j}\in\overline{\bm{\omega}}_{j}\cup{\bm{\omega}}_{j}^{-} (4.1)

where t1,jt_{1,j} and t2,jt_{2,j} are the singularities mapped from T1T_{1} and T2T_{2} in the lower half geomaterial region 𝛀¯j\overline{\bm{\varOmega}}_{j} via the bidirectional conformal mapping in Eq. (3.1).

However, our problem consists of not only the mixed boundaries along ground surface in Eq. (3.10), but also the traction boundary condition in Eq. (3.13). The left-hand side of Eq. (3.13) contains both complex potentials φ0,j(ζj)\varphi_{0,j}^{\prime}(\zeta_{j}) and ψ0,j(ζj)\psi_{0,j}^{\prime}(\zeta_{j}) to be determined, which should be analytic within the mapping region 𝝎¯j\overline{\bm{\omega}}_{j}. To simulate the possible solution, we may assume the general solution of φ0,j(ζj)\varphi_{0,j}^{\prime}(\zeta_{j}) as a combination of Xj(ζj)X_{j}(\zeta_{j}) and an arbitrary analytic function, which should be defined within the mapping region 𝝎¯j\overline{\bm{\omega}}_{j} with two poles of origin and complex infinity. Therefore, the general solution of φ0,j(ζj)\varphi_{0,j}^{\prime}(\zeta_{j}) can be expressed as

φ0,j(ζj)=Xj(ζj)n=fj,nζjn,ζj𝝎¯j\varphi_{0,j}^{\prime}(\zeta_{j})=X_{j}(\zeta_{j})\sum\limits_{n=-\infty}^{\infty}f_{j,n}\zeta_{j}^{n},\quad\zeta_{j}\in\overline{\bm{\omega}}_{j} (4.2)

where fj,nf_{j,n} denote complex coefficients for jthj^{\rm{th}} cavity to be determined. Comparing to Eq. (4.1), the definition domain of item Xj(ζ)X_{j}(\zeta) in Eq. (4.2) is reduced from 𝝎¯j𝝎j\overline{\bm{\omega}}_{j}\cup{\bm{\omega}}_{j}^{-} to 𝝎¯j\overline{\bm{\omega}}_{j}.

The complex items with complex fractional power Xj(ζj)X_{j}(\zeta_{j}) in Eq. (4.1) is difficult to reach computational results, and can be subsequently expanded into Taylor series near the poles origin and complex infinity, respectively, as

Xj(ζj)={k=0αj,kζjk,ζj𝝎j+k=0βj,kζjk,ζj𝝎jX_{j}(\zeta_{j})=\left\{\begin{aligned} &\sum\limits_{k=0}^{\infty}\alpha_{j,k}\zeta_{j}^{k},\quad\zeta_{j}\in{\bm{\omega}}_{j}^{+}\\ &\sum\limits_{k=0}^{\infty}\beta_{j,k}\zeta_{j}^{-k},\quad\zeta_{j}\in{\bm{\omega}}_{j}^{-}\\ \end{aligned}\right. (4.3)

where

{αj,0=t1,j12iλt2,j12+iλαj,k=t1,j12iλt2,j12+iλ(1)k(ckt1,jk+c¯kt2,jk+l=1k1clc¯klt1,jlt2,jk+l),k1\left\{\begin{aligned} &\alpha_{j,0}=-t_{1,j}^{-\frac{1}{2}-{\rm{i}}\lambda}t_{2,j}^{-\frac{1}{2}+{\rm{i}}\lambda}\\ &\alpha_{j,k}=-t_{1,j}^{-\frac{1}{2}-{\rm{i}}\lambda}t_{2,j}^{-\frac{1}{2}+{\rm{i}}\lambda}\cdot(-1)^{k}\left(c_{k}t_{1,j}^{-k}+\overline{c}_{k}t_{2,j}^{-k}+\sum\limits_{l=1}^{k-1}c_{l}\overline{c}_{k-l}\cdot t_{1,j}^{-l}t_{2,j}^{-k+l}\right),k\geq 1\end{aligned}\right. (4.4a)
{βj,0=0βj,1=1βj,k=(1)k1(ck1t1,jk1+c¯k1t2,jk1+l=1k2clc¯k1lt1,jlt2,jk1l),k2\left\{\begin{aligned} &\beta_{j,0}=0\\ &\beta_{j,1}=1\\ &\beta_{j,k}=(-1)^{k-1}\left(c_{k-1}t_{1,j}^{k-1}+\overline{c}_{k-1}t_{2,j}^{k-1}+\sum\limits_{l=1}^{k-2}c_{l}\overline{c}_{k-1-l}\cdot t_{1,j}^{l}t_{2,j}^{k-1-l}\right),\quad k\geq 2\end{aligned}\right. (4.4b)
with
ck=l=1k(12iλl)/k!c_{k}=\prod\limits_{l=1}^{k}\left(\frac{1}{2}-{\rm{i}}\lambda-l\right)/k! (4.4c)

Substituting Eq. (4.3) into Eq. (4.2) yields

φ0,j(ζj)=k=Aj,kζjk,ζj𝝎j+\varphi_{0,j}^{\prime}(\zeta_{j})=\sum\limits_{k=-\infty}^{\infty}A_{j,k}\zeta_{j}^{k},\quad\zeta_{j}\in{\bm{\omega}}_{j}^{+} (4.5a)
φ0,j(ζj)=k=Bj,kζjk,ζj𝝎j\varphi_{0,j}^{\prime}(\zeta_{j})=\sum\limits_{k=-\infty}^{\infty}B_{j,k}\zeta_{j}^{k},\quad\zeta_{j}\in{\bm{\omega}}_{j}^{-} (4.5b)

where

Aj,k=n=kαj,knfj,nA_{j,k}=\sum\limits_{n=-\infty}^{k}\alpha_{j,k-n}f_{j,n} (4.6a)
Bj,k=n=kβj,k+nfj,nB_{j,k}=\sum\limits_{n=k}^{\infty}\beta_{j,-k+n}f_{j,n} (4.6b)

Eq. (4.5) provides expanding expressions of complex potential φ0,j(ζj)\varphi_{0,j}^{\prime}(\zeta_{j}) with undetermined coefficients fj,nf_{j,n} in Eq. (4.2).

Now we may provide formation of the other complex potential ψ0,j(ζj)\psi_{0,j}^{\prime}(\zeta_{j}) using Eqs. (4.5a) and (4.5b) below. Eq. (3.6) can be formulated as

ψ0,j(tj)=t¯jtjφ0,j(tj)¯+t¯jtjzj(tj)¯zj(tj)φ0,j(tj)+zj(tj)¯zj′′(tj)[zj(tj)]2φ0,j(tj)zj(tj)¯zj(tj)φ0,j′′(tj),tj𝒄0f,j\psi_{0,j}^{\prime}(t_{j})=\frac{\overline{t}_{j}}{t_{j}}\overline{\varphi_{0,j}^{\prime}(t_{j})}+\frac{\overline{t}_{j}}{t_{j}}\frac{\overline{z_{j}^{\prime}(t_{j})}}{z_{j}^{\prime}(t_{j})}\varphi_{0,j}^{\prime}(t_{j})+\frac{\overline{z_{j}(t_{j})}z_{j}^{\prime\prime}(t_{j})}{\left[z_{j}^{\prime}(t_{j})\right]^{2}}\varphi_{0,j}^{\prime}(t_{j})-\frac{\overline{z_{j}(t_{j})}}{z_{j}^{\prime}(t_{j})}\varphi_{0,j}^{\prime\prime}(t_{j}),\quad t_{j}\in{\bm{c}}_{0f,j} (4.7)

Eq. (4.7) can be rewritten into a more compact manner as

ψ0,j(tj)=tj¯tjφ0,j(tj)¯d[zj(tj)¯zj(tj)φ0,j(tj)]/dtj,tj𝒄0f,j\psi_{0,j}^{\prime}(t_{j})=\frac{\overline{t_{j}}}{t_{j}}\overline{\varphi_{0,j}^{\prime}(t_{j})}-{\rm{d}}\left[\frac{\overline{z_{j}(t_{j})}}{z_{j}^{\prime}(t_{j})}\varphi_{0,j}^{\prime}(t_{j})\right]/{\rm{d}}t_{j},\quad t_{j}\in{\bm{c}}_{0f,j} (4.7’)

If we note that zj(tj)¯=zj(tj)\overline{z_{j}(t_{j})}=z_{j}(t_{j}) denotes the xx axis in the physical plane z=x+iyz=x+{\rm{i}}y and t¯j=tj1\overline{t}_{j}=t_{j}^{-1} on the segment 𝒄0f,j{\bm{c}}_{0f,j} of the unit annuli 𝝎¯j\overline{\bm{\omega}}_{j}, Eq. (4.7’) can be transformed as

ψ0,j(tj)=1tj2φ¯0,j(tj1)d[zj(tj)zj(tj)φ0,j(tj)]/dtj,tj𝒄0f,j\psi_{0,j}^{\prime}(t_{j})=\frac{1}{t_{j}^{2}}\overline{\varphi}_{0,j}^{\prime}(t_{j}^{-1})-{\rm{d}}\left[\frac{z_{j}(t_{j})}{z_{j}^{\prime}(t_{j})}\varphi_{0,j}^{\prime}(t_{j})\right]/{\rm{d}}t_{j},\quad t_{j}\in{\bm{c}}_{0f,j} (4.8)

In above deductions, the closed-form expression of the other complex potential ψ0,j(ζj)\psi_{0,j}^{\prime}(\zeta_{j}) is still not given, we may assume the following formation as

ψ0,j(ζj)=1ζj2φ¯0,j(ζj1)d[zj(ζj)zj(ζj)φ0,j(ζj)]/dζj,ζj𝝎¯j\psi_{0,j}^{\prime}(\zeta_{j})=\frac{1}{\zeta_{j}^{2}}\overline{\varphi}_{0,j}^{\prime}(\zeta_{j}^{-1})-{\rm{d}}\left[\frac{z_{j}(\zeta_{j})}{z_{j}^{\prime}(\zeta_{j})}\varphi_{0,j}^{\prime}(\zeta_{j})\right]/{\rm{d}}\zeta_{j},\quad\zeta_{j}\in\overline{\bm{\omega}}_{j} (4.9)

Apparently, when ζjtj𝒄0f,j\zeta_{j}\rightarrow t_{j}\in{\bm{c}}_{0f,j}, Eq. (4.9) would turn into its boundary value in Eq. (4.8) inversely using tj1=t¯jt_{j}^{-1}=\overline{t}_{j} in the first item and zj(tj)=zj(tj)¯z_{j}(t_{j})=\overline{z_{j}(t_{j})} in the second item, respectively. When ζj𝝎¯j{t1,j,t2,j}\zeta_{j}\in\overline{\bm{\omega}}_{j}\setminus\left\{t_{1,j},t_{2,j}\right\}, ζj1𝝎j𝒄0c,j𝒄0f,j\zeta_{j}^{-1}\in{\bm{\omega}}_{j}^{-}\cup{\bm{c}}_{0c,j}\cup{\bm{c}}_{0f,j}, and the first item of Eq. (4.9) can be expanded using Eq. (4.5b) as

ψ0,j(ζj)=k=B¯j,k2ζjkd[zj(ζj)zj(ζj)φ0,j(ζj)]/dζj,ζj𝝎¯j\psi_{0,j}^{\prime}(\zeta_{j})=\sum\limits_{k=-\infty}^{\infty}\overline{B}_{j,-k-2}\zeta_{j}^{k}-{\rm{d}}\left[\frac{z_{j}(\zeta_{j})}{z_{j}^{\prime}(\zeta_{j})}\varphi_{0,j}^{\prime}(\zeta_{j})\right]/{\rm{d}}\zeta_{j},\quad\zeta_{j}\in\overline{\bm{\omega}}_{j} (4.9’)

Eq. (4.9’) provides expressions of complex potential ψ0,j(ζj)\psi_{0,j}^{\prime}(\zeta_{j}) with undetermined coefficients fj,nf_{j,n} in Eq. (4.2) in the same definition domain. In the following deductions, we should determine coefficients fj,nf_{j,n} in Eq. (4.2) using the boundary condition along cavity boundary in Eq. (3.13).

Substituting Eqs. (3.3b), (4.5a), and (4.9’) into the left-hand side of Eq. (3.13) yields

k=k0(Aj,k1αjkkσjk+Bj,k1αjkkσjk)+zj(αjσj)zj(αjσj)¯zj(αjσj)¯k=A¯j,kαjkσjk\displaystyle\sum\limits_{\begin{subarray}{c}k=-\infty\\ k\neq 0\end{subarray}}^{\infty}\left(A_{j,k-1}\frac{\alpha_{j}^{k}}{k}\sigma_{j}^{k}+B_{j,-k-1}\frac{\alpha_{j}^{k}}{k}\sigma_{j}^{-k}\right)+\frac{z_{j}(\alpha_{j}\sigma_{j})-\overline{z_{j}(\alpha_{j}\sigma_{j})}}{\overline{z_{j}^{\prime}(\alpha_{j}\sigma_{j})}}\sum\limits_{k=-\infty}^{\infty}\overline{A}_{j,k}\alpha_{j}^{k}\sigma_{j}^{-k} (4.10)
+(Aj,1+Bj,1)lnαj+Ca,j+(Aj,1Bj,1)Lnσj=γ𝒄jy(sj)[kxidy(sj)dσj+dx(sj)dσj]dσj\displaystyle+(A_{j,-1}+B_{j,-1})\ln\alpha_{j}+C_{a,j}+(A_{j,-1}-B_{j,-1}){\rm{Ln}}\sigma_{j}=-\gamma\int_{{\bm{c}}_{j}}y(s_{j})\left[k_{x}\frac{{\rm{i}}{\rm{d}}y(s_{j})}{{\rm{d}}\sigma_{j}}+\frac{{\rm{d}}x(s_{j})}{{\rm{d}}\sigma_{j}}\right]{\rm{d}}\sigma_{j}

where Ca,jC_{a,j} denotes an arbitrary complex integral constant, Ln{\rm{Ln}} denotes the possibly multi-valued natural logarithm. The mapping item and the integrand of the right-hand side of Eq. (3.13) can be expanded using the sample point method [34, 35] as

zj(αjσj)zj(αjσj)¯zj(αjσj)¯=k=dj,kσjk\frac{z_{j}(\alpha_{j}\sigma_{j})-\overline{z_{j}(\alpha_{j}\sigma_{j})}}{\overline{z_{j}^{\prime}(\alpha_{j}\sigma_{j})}}=\sum\limits_{k=-\infty}^{\infty}d_{j,k}\sigma_{j}^{k} (4.11a)
y(sj)[kxidy(sj)dσj+dx(sj)dσj]=k=hj,kσjky(s_{j})\left[k_{x}\frac{{\rm{i}}{\rm{d}}y(s_{j})}{{\rm{d}}\sigma_{j}}+\frac{{\rm{d}}x(s_{j})}{{\rm{d}}\sigma_{j}}\right]=\sum\limits_{k=-\infty}^{\infty}h_{j,k}\sigma_{j}^{k} (4.11b)

Then the right-hand side of Eq. (3.13) can be integrated using Eq. (4.11b) as

γ𝒄j[kxidy(sj)dσj+dx(sj)dσj]dσj=k=k0Ij,kσjk+Ij,0Lnσj-\gamma\int_{{\bm{c}}_{j}}\left[k_{x}\frac{{\rm{i}}{\rm{d}}y(s_{j})}{{\rm{d}}\sigma_{j}}+\frac{{\rm{d}}x(s_{j})}{{\rm{d}}\sigma_{j}}\right]{\rm{d}}\sigma_{j}=\sum\limits_{\begin{subarray}{c}k=-\infty\\ k\neq 0\end{subarray}}^{\infty}I_{j,k}\sigma_{j}^{k}+I_{j,0}{\rm{Ln}}\sigma_{j} (4.12)

where

{Ij,k=γhj,k1k,k0Ij,0=γhj,1\left\{\begin{aligned} &I_{j,k}=-\gamma\frac{h_{j,k-1}}{k},\quad k\neq 0\\ &I_{j,0}=-\gamma h_{j,-1}\end{aligned}\right. (4.13)

Substituting Eqs. (4.10), (4.11a), and (4.12) into Eq. (3.13) and comparing the coefficients of same power of σj\sigma_{j} yields

Aj,k1=kαjkIj,k+αj2kBj,k1+kαj2kl=αjldj,kA¯j,l+k,k1A_{j,-k-1}=-k\alpha_{j}^{k}I_{j,-k}+\alpha_{j}^{2k}B_{j,-k-1}+k\alpha_{j}^{2k}\sum\limits_{l=-\infty}^{\infty}\alpha_{j}^{l}d_{j,k}\overline{A}_{j,l+k},\quad k\geq 1 (4.14a)
Bj,k1=kαjkIj,k+αj2kAj,k1+kl=αjldj,kA¯j,lk,k1B_{j,k-1}=-k\alpha_{j}^{k}I_{j,k}+\alpha_{j}^{2k}A_{j,k-1}+k\sum\limits_{l=-\infty}^{\infty}\alpha_{j}^{l}d_{j,k}\overline{A}_{j,l-k},\quad k\geq 1 (4.14b)
Aj,1Bj,1=Ij,0A_{j,-1}-B_{j,-1}=I_{j,0} (4.15)

The resultant equilibrium in Eq. (4.15) can be transformed using residual theorem as [32, 33, 34, 35]

Aj,1Bj,1=iRy0,j2πA_{j,-1}-B_{j,-1}=-{\rm{i}}\frac{R_{y}^{0,j}}{2\pi} (4.15’)

Eqs. (4.15) and (4.15’) reveal an implicit equilibrium as

Ij,0=iγ2π𝑫jdxdyI_{j,0}=-\frac{\rm{i}\gamma}{2\pi}\iint_{\bm{D}_{j}}{\rm{d}}x{\rm{d}}y (4.16)

Eq. (4.16) should always be numerically examined. Furthermore, Eqs. (4.14) and (4.15) derived from Eqs. (3.10) and (3.13) only determines the first derivatives φ0,j(ζj)\varphi_{0,j}^{\prime}(\zeta_{j}) and ψ0,j(ζj)\psi_{0,j}^{\prime}(\zeta_{j}) to be analytic and single-valued, however, the displacement in Eq. (3.3c), which contains the original functions φ0,j(ζj)\varphi_{0,j}(\zeta_{j}) and ψ0,j(ζj)\psi_{0,j}(\zeta_{j}), should be also analytic and single-valued. To guarantee the single-valuedness of displacement in Eq. (3.3c), the follow equilibrium should be established as [32, 33, 34, 35]

κAj,1+Bj,1=0\kappa A_{j,-1}+B_{j,-1}=0 (4.17)

Eqs. (4.15) and (4.17) give the following invariants unaffected by conformal mappings as

Aj,1=Ij,01+κA_{j,-1}=\frac{I_{j,0}}{1+\kappa} (4.18a)
Bj,1=κIj,01+κB_{j,-1}=\frac{-\kappa I_{j,0}}{1+\kappa} (4.18b)

Substituting Eq. (4.6) into the left-hand sides of Eqs. (4.14) and (4.18) gives well-defined simultaneous complex linear system on fnf_{n} (<n<-\infty<n<\infty) as

{n=1αj,1+nfj,n=Ij,01+κn=k+1αj,k1+nfj,n=kαjkIj,k+αj2kBj,k1+kαjkl=αjldj,kA¯j,l+k,k1\left\{\begin{aligned} &\sum\limits_{n=1}^{\infty}\alpha_{j,-1+n}f_{j,n}=\frac{I_{j,0}}{1+\kappa}\\ &\sum\limits_{n=k+1}^{\infty}\alpha_{j,-k-1+n}f_{j,-n}=-k\alpha_{j}^{k}I_{j,-k}+\alpha_{j}^{2k}B_{j,-k-1}+k\alpha_{j}^{k}\sum\limits_{l=-\infty}^{\infty}\alpha_{j}^{l}d_{j,k}\overline{A}_{j,l+k},\quad k\geq 1\\ \end{aligned}\right. (4.19a)
{n=0βj,1+nfj,n=κIj,01+κn=kβj,k+1+nfj,n=kαjkIj,k+αj2kAj,k1+kl=αjldj,kA¯j,lk,k1\left\{\begin{aligned} &\sum\limits_{n=0}^{\infty}\beta_{j,1+n}f_{j,n}=\frac{-\kappa I_{j,0}}{1+\kappa}\\ &\sum\limits_{n=k}^{\infty}\beta_{j,-k+1+n}f_{j,n}=-k\alpha_{j}^{k}I_{j,k}+\alpha_{j}^{2k}A_{j,k-1}+k\sum\limits_{l=-\infty}^{\infty}\alpha_{j}^{l}d_{j,k}\overline{A}_{j,l-k},\quad k\geq 1\\ \end{aligned}\right. (4.19b)

Eq. (4.19) can be solved in the iterative method in Refs [32, 33, 34, 35] to uniquely determine fnf_{n} in Eq. (4.2), so that the complex potentials in Eqs. (4.5a) and (4.9’) can be subsequently determined for further solution of stress and displacement of sequential shallow tunnelling.

5 Stress and displacement fields of sequential shallow tunnelling

Replacing sj=αjσjs_{j}=\alpha_{j}\sigma_{j} with ζj=ρjσj\zeta_{j}=\rho_{j}\sigma_{j} in Eqs. (3.13) and (4.10) yields the integration of the curvilinear traction components mapped onto the mapping annuli 𝝎¯j{t1,j,t2,j}\overline{\bm{\omega}}_{j}\setminus\left\{t_{1,j},t_{2,j}\right\} for a given polar radius ρj\rho_{j} as

zj(ρjσj)[σρ0,j(ρjσj)+iτρθ0,j(ρjσj)]d(ρjσj)\displaystyle\int z_{j}^{\prime}(\rho_{j}\sigma_{j})\left[\sigma_{\rho}^{0,j}(\rho_{j}\sigma_{j})+{\rm{i}}\tau_{\rho\theta}^{0,j}(\rho_{j}\sigma_{j})\right]{\rm{d}}(\rho_{j}\sigma_{j}) (5.1)
=\displaystyle= k=k0(Aj,k1ρjkkBj,k1ρjkk)σjk+k=l=gj,l(ρj)A¯j,lkρjlkσjk\displaystyle\sum\limits_{\begin{subarray}{c}k=-\infty\\ k\neq 0\end{subarray}}^{\infty}\left(A_{j,k-1}\frac{\rho_{j}^{k}}{k}-B_{j,k-1}\frac{\rho_{j}^{-k}}{k}\right)\sigma_{j}^{k}+\sum\limits_{k=-\infty}^{\infty}\sum\limits_{l=-\infty}^{\infty}g_{j,l}(\rho_{j})\overline{A}_{j,l-k}\rho_{j}^{l-k}\sigma_{j}^{k}
+(Aj,1+Bj,1)lnρj+(Aj,1Bj,1)Lnσj+Ca,j,αjρj1\displaystyle+\left(A_{j,-1}+B_{j,-1}\right)\ln\rho_{j}+\left(A_{j,-1}-B_{j,-1}\right){\rm{Ln}}\sigma_{j}+C_{a,j},\quad\alpha_{j}\leq\rho_{j}\leq 1

where

k=gj,k(ρj)σjk=zj(ρjσj)zj(ρjσj)¯zj(ρjσj)¯\sum\limits_{k=-\infty}^{\infty}g_{j,k}(\rho_{j})\sigma_{j}^{k}=\frac{z_{j}(\rho_{j}\sigma_{j})-\overline{z_{j}(\rho_{j}\sigma_{j})}}{\overline{z_{j}^{\prime}(\rho_{j}\sigma_{j})}} (5.2)

When ρjαj\rho_{j}\rightarrow\alpha_{j}, Eq. (5.1) would be degenerated into Eq. (4.10). When ρj1\rho_{j}\rightarrow 1, the right-hand side of Eq. (5.2) would be zero, since zj(σj)¯=zj(σj)\overline{z_{j}(\sigma_{j})}=z_{j}(\sigma_{j}) denotes the xx axis in the physical plane z=x+iyz=x+{\rm{i}}y.

The derivation of Eq. (5.1) gives the expansion of Eq. (3.3b) as

σρ0,j(ρjσj)+iτρθ0,j(ρjσj)=1zj(ρjσj)k=(Aj,kρjkBj,kρjk2+(k+1)l=gj,l(ρj)A¯j,lk1ρjlk2)σjk,αjρj1\sigma_{\rho}^{0,j}(\rho_{j}\sigma_{j})+{\rm{i}}\tau_{\rho\theta}^{0,j}(\rho_{j}\sigma_{j})=\frac{1}{z_{j}^{\prime}(\rho_{j}\sigma_{j})}\sum\limits_{k=-\infty}^{\infty}\left(\begin{aligned} &A_{j,k}\rho_{j}^{k}-B_{j,k}\rho_{j}^{-k-2}\\ +&(k+1)\sum\limits_{l=-\infty}^{\infty}g_{j,l}(\rho_{j})\overline{A}_{j,l-k-1}\rho_{j}^{l-k-2}\\ \end{aligned}\right)\sigma_{j}^{k},\quad\alpha_{j}\leq\rho_{j}\leq 1 (5.3a)
Eqs. (3.3a) and (3.3c) can be respectively expanded as
σθ0,j(ρjσj)+σρ0,j(ρjσj)=4[1zj(ρjσj)k=Aj,kρjkσjk],αjρj1\sigma_{\theta}^{0,j}(\rho_{j}\sigma_{j})+\sigma_{\rho}^{0,j}(\rho_{j}\sigma_{j})=4\Re\left[\frac{1}{z_{j}^{\prime}(\rho_{j}\sigma_{j})}\sum\limits_{k=-\infty}^{\infty}A_{j,k}\rho_{j}^{k}\sigma_{j}^{k}\right],\quad\alpha_{j}\leq\rho_{j}\leq 1 (5.3b)
2G[u0,j(ρjσj)+iv0,j(ρjσj)]=\displaystyle 2G[u_{0,j}(\rho_{j}\sigma_{j})+{\rm{i}}v_{0,j}(\rho_{j}\sigma_{j})]= k=k01k(κAj,k1ρjkσjk+Bj,k1ρjkσjk)+C0+(κAj,1Bj,1)lnρj\displaystyle\sum\limits_{\begin{subarray}{c}k=-\infty\\ k\neq 0\end{subarray}}^{\infty}\frac{1}{k}\left(\kappa A_{j,k-1}\rho_{j}^{k}\sigma_{j}^{k}+B_{j,k-1}\rho_{j}^{-k}\sigma_{j}^{k}\right)+C_{0}+(\kappa A_{j,-1}-B_{j,-1})\ln\rho_{j} (5.3c)
k=l=gj,l(ρj)A¯j,lkρjlkσjk,αjρj1\displaystyle-\sum\limits_{k=-\infty}^{\infty}\sum\limits_{l=-\infty}^{\infty}g_{j,l}(\rho_{j})\overline{A}_{j,l-k}\rho_{j}^{l-k}\sigma_{j}^{k},\quad\alpha_{j}\leq\rho_{j}\leq 1
with
C0=k=k0k=1k(κAj,k1+Bj,k1)C_{0}=-\sum\limits_{\begin{subarray}{c}k=-\infty\\ k\neq 0\end{subarray}}^{k=\infty}\frac{1}{k}\left(\kappa A_{j,k-1}+B_{j,k-1}\right)

The initial stress field in Eq. (2.1) can be mapped onto the mapping annuli 𝝎¯j\overline{\bm{\omega}}_{j} as

{σθ0(ρjσj)+σρ0(ρjσj)=σy0[zj(ρjσj)]+σx0[zj(ρjσj)]σθ0(ρjσj)σρ0(ρjσj)+2iτρθ0(ρjσj)={σy0[zj(ρjσj)]σx0[zj(ρjσj)]+2iτxy[z(ρjσj)]}zj(ρjσj)zj(ρjσj)¯σj2,αjρj1\left\{\begin{aligned} &\sigma_{\theta}^{0}(\rho_{j}\sigma_{j})+\sigma_{\rho}^{0}(\rho_{j}\sigma_{j})=\sigma_{y}^{0}[z_{j}(\rho_{j}\sigma_{j})]+\sigma_{x}^{0}[z_{j}(\rho_{j}\sigma_{j})]\\ &\sigma_{\theta}^{0}(\rho_{j}\sigma_{j})-\sigma_{\rho}^{0}(\rho_{j}\sigma_{j})+2{\rm{i}}\tau_{\rho\theta}^{0}(\rho_{j}\sigma_{j})=\left\{\sigma_{y}^{0}[z_{j}(\rho_{j}\sigma_{j})]-\sigma_{x}^{0}[z_{j}(\rho_{j}\sigma_{j})]+2{\rm{i}}\tau_{xy}[z(\rho_{j}\sigma_{j})]\right\}\cdot\frac{z_{j}^{\prime}(\rho_{j}\sigma_{j})}{\overline{z_{j}^{\prime}(\rho_{j}\sigma_{j})}}\cdot\sigma_{j}^{2}\end{aligned}\right.,\quad\alpha_{j}\leq\rho_{j}\leq 1 (2.1’)

where σθ0\sigma_{\theta}^{0}, σρ0\sigma_{\rho}^{0}, and τρθ0\tau_{\rho\theta}^{0} denote hoop, radial, and shear components of the initial stress field mapped onto the mapping unit annuli 𝝎¯j\overline{\bm{\omega}}_{j}, respectively.

According to Eqs. (5.3) and (2.1’), the total curvilinear stress field mapped onto mapping unit annuli 𝝎¯j\overline{\bm{\omega}}_{j} can be obtained as

{σθj(ρjσj)=σθ0(ρjσj)+σθ0,j(ρjσj)σρj(ρjσj)=σρ0(ρjσj)+σρ0,j(ρjσj)τρθj(ρjσj)=τρθ0(ρjσj)+τρθ0,j(ρjσj),αjρj1\left\{\begin{aligned} &\sigma_{\theta}^{j}(\rho_{j}\sigma_{j})=\sigma_{\theta}^{0}(\rho_{j}\sigma_{j})+\sigma_{\theta}^{0,j}(\rho_{j}\sigma_{j})\\ &\sigma_{\rho}^{j}(\rho_{j}\sigma_{j})=\sigma_{\rho}^{0}(\rho_{j}\sigma_{j})+\sigma_{\rho}^{0,j}(\rho_{j}\sigma_{j})\\ &\tau_{\rho\theta}^{j}(\rho_{j}\sigma_{j})=\tau_{\rho\theta}^{0}(\rho_{j}\sigma_{j})+\tau_{\rho\theta}^{0,j}(\rho_{j}\sigma_{j})\\ \end{aligned}\right.,\quad\alpha_{j}\leq\rho_{j}\leq 1 (5.4a)
where σθj\sigma_{\theta}^{j}, σρj\sigma_{\rho}^{j}, and τρθj\tau_{\rho\theta}^{j} denote hoop, radial, and tangential components of total curvilinear stress mapped onto the mapping unit annuli 𝝎¯j\overline{\bm{\omega}}_{j} along the circles of radii |ζj|=ρj|\zeta_{j}|=\rho_{j}, respectively. The displacement field mapped onto mapping unit annuli 𝝎¯j\overline{\bm{\omega}}_{j} can be obtained as
uj(ρjσj)+ivj(ρjσj)=uj[zj(ρjσj)]+ivj[zj(ρjσj)],αjρj1,σjt1,j,t2,ju_{j}(\rho_{j}\sigma_{j})+{\rm{i}}v_{j}(\rho_{j}\sigma_{j})=u_{j}[z_{j}(\rho_{j}\sigma_{j})]+{\rm{i}}v_{j}[z_{j}(\rho_{j}\sigma_{j})],\quad\alpha_{j}\leq\rho_{j}\leq 1,\sigma_{j}\neq t_{1,j},t_{2,j} (5.4b)

Significantly, when ρjαj\rho_{j}\rightarrow\alpha_{j}, Eq. (5.4a) gives the Mises stress (numerically equal to the absolute value of σθj(αjσj)\sigma_{\theta}^{j}(\alpha_{j}\sigma_{j})) and the residual stresses (radial component σρj(αjσj)\sigma_{\rho}^{j}(\alpha_{j}\sigma_{j}) and tangential component τρθj(αjσj)\tau_{\rho\theta}^{j}(\alpha_{j}\sigma_{j})) along cavity boundary 𝑪j{\bm{C}}_{j} caused by jthj^{\rm{th}} stage excavation; Eq. (5.4b) gives the horizontal and vertical deformation along cavity boundary 𝑪j{\bm{C}}_{j}.

The curvilinear stress and displacement fields in Eq. (5.4) can be mapped onto rectangular ones as

{σyj[zj(ζj)]+σxj[zj(ζj)]=σθj(ζj)+σρj(ζj)σyj[zj(ζj)]σxj[zj(ζj)]+2iτxyj[zj(ζj)]=[σθj(ζj)σρj(ζj)+2iτρθj(ζj)]ζ¯jζjzj(ζj)¯zj(ζj),ζj=ρjσj\left\{\begin{aligned} &\sigma_{y}^{j}[z_{j}(\zeta_{j})]+\sigma_{x}^{j}[z_{j}(\zeta_{j})]=\sigma_{\theta}^{j}(\zeta_{j})+\sigma_{\rho}^{j}(\zeta_{j})\\ &\sigma_{y}^{j}[z_{j}(\zeta_{j})]-\sigma_{x}^{j}[z_{j}(\zeta_{j})]+2{\rm{i}}\tau_{xy}^{j}[z_{j}(\zeta_{j})]=\left[\sigma_{\theta}^{j}(\zeta_{j})-\sigma_{\rho}^{j}(\zeta_{j})+2{\rm{i}}\tau_{\rho\theta}^{j}(\zeta_{j})\right]\cdot\frac{\overline{\zeta}_{j}}{\zeta_{j}}\cdot\frac{\overline{z_{j}^{\prime}(\zeta_{j})}}{z_{j}^{\prime}(\zeta_{j})}\end{aligned}\right.,\quad\zeta_{j}=\rho_{j}\cdot\sigma_{j} (5.5a)
uj[zj(ζj)]+ivj[zj(ζj)]=uj(ζj)+vj(ζj),ζj=ρjσju_{j}[z_{j}(\zeta_{j})]+{\rm{i}}v_{j}[z_{j}(\zeta_{j})]=u_{j}(\zeta_{j})+v_{j}(\zeta_{j}),\quad\zeta_{j}=\rho_{j}\cdot\sigma_{j} (5.5b)

where σxj\sigma_{x}^{j}, σyj\sigma_{y}^{j}, and τxyj\tau_{xy}^{j} denote horizontal, vertical, and shear components of the total stress field after jthj^{\rm{th}}-stage excavation, respectively.

6 Numerical case and verification

The solution in Section 5 is analytical with infinite Laurent series of fj,nf_{j,n} in Eq. (4.2), which should be bilaterally truncated into 2Mj+12M_{j}+1 items to reach numerical results. The coefficient series in Eq. (4.5) should be truncated as

Aj,k=n=Mjkαj,k+nfj,nA_{j,k}=\sum\limits_{n=-M_{j}}^{k}\alpha_{j,k+n}f_{j,-n} (4.5a’)
Bj,k=n=kMjβj,k+nfj,nB_{j,k}=\sum\limits_{n=k}^{M_{j}}\beta_{j,-k+n}f_{j,n} (4.5b’)

where j=1,2,3,,Nj=1,2,3,\cdots,N. The infinite series to obtain solution of fj,nf_{j,n} in Eqs. (4.2) should be truncated as well. Correspondingly, the stress and displacement fields in Section 5 should be truncated, which leads to numerical errors in oscillation form of Gibbs phenomena [32, 34]. To reduce the Gibbs phenomena, the Lanczos filtering is applied in Eq. (5.3) to replace Aj,kA_{j,k} and Bj,kB_{j,k} with Aj,kLkA_{j,k}\cdot L_{k} and Bj,kLkB_{j,k}\cdot L_{k}, respectively, where

Lk={1,k=0sin(kMjπ)/(kMjπ),otherwiseL_{k}=\left\{\begin{aligned} &1,\quad k=0\\ &\sin\left(\frac{k}{M_{j}}\pi\right)/\left(\frac{k}{M_{j}}\pi\right),\quad{\rm{otherwise}}\end{aligned}\right. (6.1)

with MjkMj-M_{j}\leq k\leq M_{j}.

In this section, a numerical case of 4 stage shallow tunnelling is performed to validate the present analytical solution by comparing with a corresponding finite element solution. The present analytical solution is conducted using the programming language Fortran of compiler GCC (version14.1.1). The linear systems are solved using the dgesv and zgesv packages of LAPACK (version 3.12.0). The figures are plotted using gnuplot (version 6.0).

6.1 Cavity geometries and bidirectional conformal mappings of sequential shallow tunnelling

The numerical case of sequential shallow tunnelling takes the geometry of the 4-stage excavation in Fig. 2b, while the sharp corner smoothening technique is applied to adapt the numerical schemes of bidirectional conformal mapping in A.2. Thus, the cavity boundaries of 4-stage excavation can be analytically expressed as

Stage 1:{x2+(y+10)2=52,5x0,10y5(x+4.5)2+(y+10)2=0.52,5x4.5,10.5y10y=10.5,4.5x0x2+(y+10)2=0.52,0x0.5,10.5y10x=0.5,10y5.5x2+(y+5.5)2=0.52,0x0.5,5.5y5{\rm{Stage\;1}}:\quad\left\{\begin{aligned} &x^{2}+(y+10)^{2}=5^{2},\quad-5\leq x\leq 0,-10\leq y\leq-5\\ &(x+4.5)^{2}+(y+10)^{2}=0.5^{2},\quad-5\leq x\leq-4.5,-10.5\leq y\leq-10\\ &y=-10.5,\quad-4.5\leq x\leq 0\\ &x^{2}+(y+10)^{2}=0.5^{2},\quad 0\leq x\leq 0.5,-10.5\leq y\leq-10\\ &x=0.5,\quad-10\leq y\leq-5.5\\ &x^{2}+(y+5.5)^{2}=0.5^{2},\quad 0\leq x\leq 0.5,-5.5\leq y\leq-5\\ \end{aligned}\right. (6.2a)
Stage 2:{x2+(y+10)2=52,5x5,10y5(x+4.5)2+(y+10)2=0.52,5x4.5,10.5y10y=10.5,4.5x4.5(x4.5)2+(y+10)2=0.52,4.5x5,10.5y10{\rm{Stage\;2}}:\quad\left\{\begin{aligned} &x^{2}+(y+10)^{2}=5^{2},\quad-5\leq x\leq 5,-10\leq y\leq-5\\ &(x+4.5)^{2}+(y+10)^{2}=0.5^{2},\quad-5\leq x\leq-4.5,-10.5\leq y\leq-10\\ &y=-10.5,\quad-4.5\leq x\leq 4.5\\ &(x-4.5)^{2}+(y+10)^{2}=0.5^{2},\quad 4.5\leq x\leq 5,-10.5\leq y\leq-10\\ \end{aligned}\right. (6.2b)
Stage 3:{x2+(y+10)2=52,5x5,10y5x=5,14.5y10(x+4.5)2+(y+14.5)2=0.52,5x4.5,15y14.5y=15,4.5x0x2+(y+14.5)2=0.52,0x0.5,15y14.5x=0.5,14.5y11(x1)2+(y+11)2=0.52,0.5x1,11y10.5y=10.5,1x4.5(x4.5)2+(y+10)2=0.52,4.5x5,10.5y10{\rm{Stage\;3}}:\quad\left\{\begin{aligned} &x^{2}+(y+10)^{2}=5^{2},\quad-5\leq x\leq 5,-10\leq y\leq-5\\ &x=-5,\quad-14.5\leq y\leq-10\\ &(x+4.5)^{2}+(y+14.5)^{2}=0.5^{2},\quad-5\leq x\leq-4.5,-15\leq y\leq-14.5\\ &y=-15,\quad-4.5\leq x\leq 0\\ &x^{2}+(y+14.5)^{2}=0.5^{2},\quad 0\leq x\leq 0.5,-15\leq y\leq-14.5\\ &x=0.5,\quad-14.5\leq y\leq-11\\ &(x-1)^{2}+(y+11)^{2}=0.5^{2},\quad 0.5\leq x\leq 1,-11\leq y\leq-10.5\\ &y=-10.5,\quad 1\leq x\leq 4.5\\ &(x-4.5)^{2}+(y+10)^{2}=0.5^{2},\quad 4.5\leq x\leq 5,-10.5\leq y\leq-10\\ \end{aligned}\right. (6.2c)
Stage 4:{x2+(y+10)2=52,5x5,10y5x=5,14.5y10(x+4.5)2+(y+14.5)2=0.52,5x4.5,15y14.5y=15,4.5x4.5(x4.5)2+(y+14.5)2=0.52,4.5x5,15y14.5x=5,14.5y10{\rm{Stage\;4}}:\quad\left\{\begin{aligned} &x^{2}+(y+10)^{2}=5^{2},\quad-5\leq x\leq 5,-10\leq y\leq-5\\ &x=-5,\quad-14.5\leq y\leq-10\\ &(x+4.5)^{2}+(y+14.5)^{2}=0.5^{2},\quad-5\leq x\leq-4.5,-15\leq y\leq-14.5\\ &y=-15,\quad-4.5\leq x\leq 4.5\\ &(x-4.5)^{2}+(y+14.5)^{2}=0.5^{2},\quad 4.5\leq x\leq 5,-15\leq y\leq-14.5\\ &x=5,\quad-14.5\leq y\leq-10\\ \end{aligned}\right. (6.2d)

With the geometrical expressions in Eq. (6.2), the bidirectional conformal mappings of the 4-stage sequential shallow tunnelling can be obtained in Fig. 4, in which the collocation points are taken in the following pattern for good accuracy after trial computations: (1) 30 points are uniformly selected along the 9090^{\circ} arc of 0.5m0.5{\rm{m}} radius; (2) 90 points are uniformly selected along the 9090^{\circ} arc of 5m5{\rm{m}} radius; 60 points are uniformly selected along the rest straight lines. The collocation points along the cavity boundary in the physical plane zz are denoted by zj,ifz_{j,i}^{f}, where jj denotes the excavation stage, ii denotes the collocation point number, ff denotes the word "forward". After trial computations, the assignment factors take Kj0=kj0=2.2K_{j}^{0}=k_{j}^{0}=2.2 and Kj1=kj1=1.5K_{j}^{1}=k_{j}^{1}=1.5, while wjc=2.57.5iw_{j}^{c}=-2.5-7.5{\rm{i}} and wj,0=0.9βw_{j,0}=0.9\beta, where β=5\beta=5 and j=1,2,3,4j=1,2,3,4.

Refer to caption
Figure 4: Curvilinear grids of backward conformal mapping of geomaterial for four excavation stages

To quantitatively determine the accuracy of the bidirectional conformal mapping, the following critieria are established as

εj=max|zj,im,bzj,im,f|,i=1,2,3,,Nj\varepsilon_{j}=\max|z_{j,i}^{m,b}-z_{j,i}^{m,f}|,\quad i=1,2,3,\cdots,N_{j} (6.3)

where zj,im,fz_{j,i}^{m,f} denote the midpoints of the selected collocation points zj,ifz_{j,i}^{f}, and can be computed as

zj,im,f=12(zj,if+zj,i+1f),i=1,2,3,,Njz_{j,i}^{m,f}=\frac{1}{2}(z_{j,i}^{f}+z_{j,i+1}^{f}),\quad i=1,2,3,\cdots,N_{j}

zj,im,bz_{j,i}^{m,b} denote the coordinates of the corresponding midpoints zj,im,fz_{j,i}^{m,f} after forward and backward conformal mappings, which can be computed in the following procedure.

Via Eq. (A.1a), the midpoints of the collocation points zj,im,fz_{j,i}^{m,f} can be forwardly mapped onto corresponding mapping points wj,im,fw_{j,i}^{m,f} in the interval mapping plane 𝛀jw\bm{\varOmega}_{j}^{w}. Then via Eq. (A.2a’), the midpoints in the mapping plane 𝝎j\bm{\omega}_{j} can be computed as ζj,im,f\zeta_{j,i}^{m,f}. Subsequently, the midpoints for backward conformal mapping in the mapping plane 𝝎j\bm{\omega}_{j} are given by only preserving the polar angles as

ζj,im,b=αjexp(iargζj,im,f)\zeta_{j,i}^{m,b}=\alpha_{j}\cdot\exp({\rm{i}}\arg\zeta_{j,i}^{m,f}) (6.4)

where bb in the superscript denotes "backward". Apparently, slight differences between ζj,im,b\zeta_{j,i}^{m,b} and ζj,im,f\zeta_{j,i}^{m,f} should exist. Whereafter, the backward midpoints in the interval mapping plane 𝛀jw\bm{\varOmega}_{j}^{w} can be computed as wj,im,bw_{j,i}^{m,b} via Eq. (A.6). Finally, the backward midpoints zj,im,bz_{j,i}^{m,b} in the physical plane 𝛀j\bm{\varOmega}_{j} can be computed via Eq. (A.1b). Therefore, εj\varepsilon_{j} in Eq. (4.3) should be able to present the maximum difference between the original midpoints and computed ones along cavity boundary for sequential excavation stages.

The orthogonal grids and corresponding values of εj\varepsilon_{j} in Fig. 4 show that the bidirectional conformal mapping in A is very adaptive, and can be used to conformally map a lower half plane containing an asymmetrical cavity of very complicated shape (see Fig. 4c). Therefore, the conformal mapping can be used in further mechanical computation. However, we should also note in Fig. 4c that the orthogonal grid near concave boundary would be thin (as marked), indicating that the accuracy for a lower half plane containing a concave cavity would be slightly compromised.

6.2 Comparisons with finite element solution

To validate the present analytical solution in Section 5, a finite element solution using software ABAQUS 2020 is performed for comparisons. The mechanical parameters of geomaterial are listed in Table 1, where the coordinates of the joint points T1T_{1} and T2T_{2} are deliberately located near the shallow tunnel for better illustration of boundary conditions along ground surface (see Figs. 8 and 9).

Table 1: Mechanical parameters of numerical case
γ(kN/m3)\gamma{\rm{(kN/m^{3})}} kxk_{x} E(MPa)E{\rm{(MPa)}} ν\nu x0x_{0} (m) MjM_{j}
2020 0.80.8 2020 0.30.3 1010 250250

The kNm{\rm{kN-m}} mechanical model of the finite element solution is shown in Fig. 5a, where the same 4-stage sequential shallow tunnelling is conducted. In Fig. 5a, the model geometry, geomaterial sketching, and seed distribution scheme outside of cavity are illustrated. In Fig. 5b, the 4-stage excavation procedure is marked by different colors, and more detailed seed distribution scheme of cavity boundaries is elaborated below: (1) 90 seeds are uniformly distributed along the 9090^{\circ} arcs of 5m5{\rm{m}}; (2) 30 seeds are uniformly distributed along the 9090^{\circ} arcs of 0.5m0.5{\rm{m}}; (3) 80 seeds are uniformly distributed along the rest straight lines. The meshing near cavity is shown in Fig. 5c, where the 4-stage excavation regions are marked with the same colors with the diagram of Fig. 5b. Both analytical and finite element solutions are in plane strain condition, thus, the 102499 finite elements use CPR4R type. The steps of finite element solution are listed in Table 2, where the 4 excavation stages are sequentially conducted, according to Fig. 5b.

Refer to caption
Figure 5: Geometry and meshing scheme of the finite element solution
Table 2: Steps of finite element solution
Step Initial Step 0 Step 1 Step 2 Step 3 Step 4
Procedure (Initial) Geostatic Static,General Static,General Static,General Static,General
Load Applying constraints and geostress Applying gravity - - - -
Interaction - - Deactivating region I Deactivating region II Deactivating region III Deactivating region IV

Substituting the mechanical parameters in Table 1 into the present solution and the finite element solution gives the results in Figs. 6-9. Fig. 6 shows the radial and tangential components of the residual stress along cavity boundaries of all four excavation stages, which are reduced by 10210^{-2} for better illustration. In theory, the residual stress should be zero to accurately meet the zero boundary condition along cavity boundary (see Fig. 3). Fig. 6 indicates that both the present solution and the finite element solution agree to each other well for cavity boundaries with large curvature radii (a straight line has an infinite curvature radius). As for the rounded corners of small curvature radii, the present solution clearly surpasses the finite element solution. However, the residual stresses of 3rd3^{\rm{rd}} stage excavation computed by the present solution contain significant errors near the concave boundary, indicating the defect of the present solution on concave cavity. Such a defect is caused by the bidirectional conformal mapping, and the curvilinear grid in Fig. 4c might provide certain clues. In Fig. 4c, the curvilinear grid density near the concave boundary is sparse and thin, which possibly causes loss of nearby mathematical information on the mechanical solution based on the curvilinear grid. Therefore, the present solution is more accurate than the finite element method for convex cavities.

Fig. 7 shows the Mises stress (reduced by 10310^{-3}) and deformation (magnified by 10210^{2}) along cavity boundaries for four excavation stages, and good agreements between these two solution are observed, except that the Mises stresses near the rounded corners obtained by the present solution are acuter and larger than those obtained by the finite element solution. The results of the present solution should be more accurate than the finite element solution, since the residual stresses near the rounded corners obtained by the finite element in Fig. 6 contains much larger errors.

Fig. 8 shows the comparisons of vertical and shear stress components along ground surface between the present solution and the finite element solution in all four excavation stages, and good agreements are observed. To be specific, the zero tractions in the range x[10,10]x\in[-10,10] meet the requirement of the boundary condition in Eq. (2.6b), further indicating the correctness of the present solution.

Fig. 9 shows the comparisons of horizontal stress and ground deformation between the present solution and the finite element solution. The zero deformation in the range x(,10][10,)x\in(\infty,-10]\cup[10,\infty) meets the requirement of the boundary condition in Eq. (2.6a), indicating that the present solution is capable of obtaining fixed far-field displacement as desired. The horizontal stress in the range x(,10][10,)x\in(\infty,-10]\cup[10,\infty) between the present solution and the finite element solution is in good agreements. However, the horizontal stress and ground deformation in the range x[10,10]x\in[-10,10] between present solution and finite element solution show clear discrepancy, especially for 1st1^{\rm{st}}, 2nd2^{\rm{nd}}, and 3rd3^{\rm{rd}} excavation stages. Noting that the overall indices εj(j=1,2,3,4)\varepsilon_{j}(j=1,2,3,4) are small with order of magnitutde 10410^{-4} in Fig. 4, the bidirectional conformal mapping should be accurate, and such stress and ground deformation discrepancies are not caused by the mapping. The residual radial and tangential stress components in Fig. 6 (except for 6c), the vertical and shear stress components in the range [10,10][-10,10] in Fig. 8, and the ground deformation in the range (,10][10,)(-\infty,-10]\cup[10,\infty) in Fig. 9 match the corresponding mixed boundary conditions in Eqs. (2.3), (2.6b), and (2.6a), respectively. By contrast, the residual radial and tangential stress components of the finite element solution in Fig. 6 contain significant errors, especially around the rounded corners. Therefore, it would be reasonable to presume that the results computed by the present solution should be more accurate than those computed by the finite element method. In other words, the present solution should be more accurate than the finite element solution. However, we should also notice that the obvious errors of residual radial and tangential stress components computed by the present solution in Fig. 6c, which are probably caused by the thin orthogonal grid near the concave. Such errors indicate that the present solution may be inaccurate for excavation with concave cavity.

In summary, Figs. 6-9 show the validation of the boundary conditions of the present solution, and the good agreements between the present solution and corresponding finite element solution. Additionally, detailed discussions reveal that the present solution should be more accurate than the finite element solution. The present solution can be used for further application.

Refer to caption
Figure 6: Comparisons of residual stress components along cavity boundaries of four excavation stages between present solution and finite element solution
Refer to caption
Figure 7: Comparisons of Mises stress and deformation along cavity boundaries of four excavation stages between present solution and finite elemetn solution
Refer to caption
Figure 8: Comparisons of vertical and shear stress components along ground surface of four excavation stages between present solution and finite element solution
Refer to caption
Figure 9: Comparisons of horizontal stress and deformation along ground surface of four excavation stages between present solution and finite element solution

7 Parametric investigation

In this section, several practical applications of present solution are illustrated to show its possible usage in sequential shallow tunnelling. To be consistent and simple, the benchmark geometry and sequential excavation stages take the same ones in Section 4(see Figs. 4 and 5b), and the benchmark parameters take the ones in Table 1.

7.1 Deformation along cavity boundary and solution convergence

Deformation along cavity boundary is significant in shallow tunnelling to estimate possible displacement around tunnel for further design optimization. In the validation of present solution in Section 5, the free ground surface is kept within the range of x[x0,x0]x\in[-x_{0},x_{0}] of x0=10mx_{0}=10{\rm{m}} for good visualization and comparisons with finite element solution. However, the free ground surface should range wider in practical shallow tunnelling, thus, we select the joint coordinate as x0=101,102,103,104mx_{0}=10^{1},10^{2},10^{3},10^{4}{\rm{m}} to investigate the possible deformation along cavity boundary, while the rest parameters remain the same to the ones in Table 1.

The results of deformation along cavity boundary against joint point coordinate x0x_{0} for four excavation stages are shown in Fig. 10 with a magnification of 10210^{2} times for better illustration. Fig. 10 shows overall upheavals of geomaterial around tunnels and clear inward contractions against cavity boundaries for all four excavation stages, which are coincident to engineering expectations. Moreover, the deformed cavity boundaries of x0=103mx_{0}=10^{3}{\rm{m}} and x0=104mx_{0}=10^{4}{\rm{m}} overlap to each other, which indicates the same deformation for large free ground segment 𝑪0f{\bm{C}}_{0f} above tunnel, as well as convergence of present solution.

Refer to caption
Figure 10: Cavity deformation (magnified by 10210^{2} times) against joint point coordinate x0x_{0} for four excavation stages

7.2 Mises stress along cavity boundary

Mises stress along cavity boundary can be mechanically interpreted as the hoop stress along cavity boundary, which is significant in shallow tunnelling to estimate possible damage zones around cavity for consideration of necessary reinforcement measures. In the validation, the lateral coefficient is set to be kx=0.8k_{x}=0.8, however, the shallow strata to excavate are complicated with different lateral coefficients. Thus, we select lateral coefficient as kx=0.6,0.8,1.0,1.2,1.4,1.6k_{x}=0.6,0.8,1.0,1.2,1.4,1.6 to investigate the variation of Mises stress along cavity boundaries of sequential shallow tunnelling, and the rest parameters remain the same to the ones in Table 1.

The results of Mises stress along cavity boundaries against lateral coefficient kxk_{x} for for excavation stages are shown in Fig. 11 with reduction of 10310^{-3} times for better illustration. Fig. 11 shows that a larger lateral coefficient would cause higher stress concentrations near the rounded corners during sequential excavation, since the overall stress of the initial stress field increases. Therefore, tunnel corners may need more reinforcement measures in sequential excavation to avoid possible damage of geomaterial due to sress concentration. Moreover, Fig. 11c shows that the Mises stress near the right bottom geomaterial is very approximate to zero, indicating possible negative hoop stress. In other words, possible tensile stress may exist near the to-be-excavated region of 3rd3^{\rm{rd}}-stage excavation, which may be hazardous in construction safety, and necessary monitoring of nearby geomaterial should be conducted.

Refer to caption
Figure 11: Mises stress along cavity boundary (reduced by 10310^{-3}) against lateral coeffcient kxk_{x} for four excavation stages

7.3 Stress concentration of rounded corners

Fig. 11 shows remarkable stress concentrations near the corners during sequential shallow tunnelling, thus, the reduction of stress concentration near corners should be discussed due to its high value in shallow tunnelling safety. Among the four excavation stages in Fig. 11, the geometry of the 3th3^{\rm{th}} excavation stage is the most complicated, and worthy of discussion. The corners are the geometrical cause of stress concentration in Fig. 11, thus, we select different radii of the rounded corners (see the excavation scheme in Fig. 5b) as 0.3,0.4,0.5,0.6,0.7,0.8m0.3,0.4,0.5,0.6,0.7,0.8{\rm{m}}, and the rest cavity geometry is the same to that in Fig. 4c. The mechanical parameters take the same values in Table 1.

The Mises stresses along cavity boundary of different radii of rounded corners for the 3rd3^{\rm{rd}}-stage excavation are shown in Fig. 12 with reduction of 10310^{-3} times for better illustration. Fig. 12 shows that as the radius of rounded corners increases from 0.3m0.3{\rm{m}} to 0.8m0.8{\rm{m}}, the stress concentration decreases from 1960.11kPa1960.11{\rm{kPa}} to 1247.92kPa1247.92{\rm{kPa}} by a remarkable 36.33%36.33\%. Therefore, relatively large radius of rounded corners might be considered during sequential excavation to avoid overlarge stress concentration.

Refer to caption
Figure 12: Mises stress along cavity boundary (reduced by 10310^{-3}) of different radii of rounded corner for the 3th3^{\rm{th}}-stage excavation (maximum Mises stresses located at the left bottom corner)

8 Further discussions

In exsiting complex variable solutions of shallow tunnelling in gravitational geomaterial, the cavity shapes are always fully circular [24, 25] or symmetrically noncircular [26, 31, 30], and no sequential shallow tunnelling is considered. The most fundamental reason is the mathematical difficulty to seek a suitable conformal mapping scheme that could bidirectionally map a lower half plane containing a noncircular and possibly asymmetrical cavity with shape changing due to sequential excavation. The conformal mapping scheme in A extends the bidirectional stepwise conformal mapping in our previous study [35], which incorporates Charge Simulation Method [37] and Complex Dipole Simulation Method [38], to a lower half plane containing more complicated cavity shapes, as shown in Fig. 4 (especially in Fig. 4c). Furthermore, the validation in Figs. 6-9 indicate the possibilities to extend the mathematical usage of the complex variable method from the full shallow tunnelling schemes with circular or symmetrically noncircular cavity shapes in the exsiting complex variable solutions [24, 25, 26, 31, 30] to sequential ones with complicated interval cavity shapes (see Figs. 6c and 7c).

Despite the theoretical improvements mentioned above, several defects of the present solution exist, and should be disclosed as:

(1) The most obvious defect of the present solution is that the present solution requires the rest geomaterial after sequential excavation to always remain doubly-connected to hold topological consistence of geomaterial and ensure solvability of the solution, while temporary supports are not considered for seeking mechanical variation within gravitational geomaterial alone. Temporary supports are important mechanical structure in sequential shallow tunnelling, and would alter the stress and displacement fields within rest geomaterial. Ignoring temporary supports would compromise the present solution to a certain extent. In our future studies, the complex variable method should be further improved and modified to be able to consider liners and temporary supports.

(1) On the other hand, however, the numerical cases in Sections 4 and 5, which simulate the multi-stepwise upper half vertical subdivision method in Fig. 2c without consideration of temporary supports, show that the present solution is capable of dealing with complicated interval cavity shapes of sequential shallow tunnelling. Then the present solution can thereby be degenerated to adapt more simple cavity shapes, for example, the top heading and bench method in Fig. 2b, where temporary supports may be not necessary. Therefore, the present solution is suitable for sequential shallow tunnelling methods that need no temporary supports without solution modification. The numerical cases in Sections 4 and 5, which certainly deviate from tunnel engineering fact without consideration of temporary supports, are deliberately conducted to demonstrate the significant theoretical improvements of present solution.

(2) Sequential excavation generally occurs with three-dimensional effect of tunnel face, which is not considered in the present solution. Thus, the stress and displacement fields computed by the present solution would deviate from real-world stress and displacement fields to a certain extent. To be conservative and to ensure construction safety, the present solution can be only used as very preliminary estimation of sequential shallow tunnelling.

(3) The thin orthogonal grid in Fig. 4c and residual stress errors in Fig. 6c indicate a possible weakness of the present solution that the stress and displacement for sequential excavation stage of shallow tunnels with concave cavity may be inaccurate. For computation and design of concave cavity, the present solution may be not suitable.

9 Conclusions

This paper proposes a new complex variable solution on asymmetrical sequential excavation of large-span shallow tunnels in gravitational geomaterial with consideration of rigid static equilibrium. The asymmetrical cavities of sequential tunnelling are conformally mapped using a new bidirectional stepwise mapping scheme consiting of Charge Simulation Method and Complex Dipole Simulation Method. The sequential shallow tunnelling procedure is mathematically disassembled into parallel and indepedent shallow tunnelling problems to seek similar pattern of mixed boundary conditions and solution procedure, which are subsequently transformed into a homogenerous Riemann-Hilbert problem to obtain reasonable stress and displacement field. Via comparisons with corresponding finite element solution, the bidirectional stepwise conformal mapping scheme and the proposed solution are both sufficiently validated. A final parametric investigation shows several possible applications of the proposed solution in asymmetrical sequential shallow tunnelling, and certain engineering recommendations are proposed. This new solution adapts lower half geomaterial containing asymmetrical cavity of complicated shape, and extends the usage of complex variable method in shallow tunnelling.

Acknowlegements

This study is financially supported by the Fujian Provincial Natural Science Foundation of China (Grant No. 2022J05190), the Scientific Research Foundation of Fujian University of Technology (Grant No. GY-H-22050), and the National Natural Science Foundation of China (Grant No. 52178318). The authors would like to thank Ph.D. Yiqun Huang for his suggestion on this study.

Author Contributions

Conceptualization: Luo-bin Lin, Fu-quan Chen; Methodology: Luo-bin Lin; Validation: Luo-bin Lin; Writing - original draft preparation: Luo-bin Lin; Writing - review and editing: Fu-quan Chen, Chang-jie Zheng, Shan-shun Lin; Funding acquisition: Chang-jie Zheng, Shang-shun Lin; Resources: Fu-quan Chen, Chang-jie Zheng; Supervision: Fu-quan Chen, Chang-jie Zheng, Shang-shun Lin

Declarations

The authors have no relevant financial or non-financial interests to disclose.

Data Availability

The research codes can be found via link github.com/luobinlin987/asymmetrical-sequential-static-equilibrium.

Appendix A Bidirectional conformal mapping

The geomaterials 𝛀¯j\overline{\bm{\varOmega}}_{j} (j=1,2,3,,nj=1,2,3,\cdots,n) after excavation are lower half planes containing corresponding cavities of arbitrary shapes 𝑫j{\bm{D}}_{j}, which are doubly-connected regions and can be bidirectionally mapped onto unit annuli 𝝎¯j\overline{\bm{\omega}}_{j} using the two-step mapping scheme in our previous study [35], respectively. Since the theory of such bidirectinal conformal mapping has been elaborated in detail in Ref [35], the mapping scheme below only illustrates necessary numerical procedure for conciseness. Comparing to existing mapping schemes [39, 26, 40], the proposed bidirectional conformal mapping has the following advantages: (1) Good adaptivity for a lower half plane containing an irregular and asymmetrical cavity; (2) Fast computation of solving a pair of linear systems below; (3) Closed logic to provide both forward and backward conformal mappings for mathematical rigor.

A.1 Mapping scheme

The first step is to bidirectionally map the geomaterial 𝛀¯j\overline{\bm{\varOmega}}_{j} in the physical plane z=x+iyz=x+{\rm{i}}y onto interval annuli 𝛀¯jw\overline{\bm{\varOmega}}_{j}^{w} in interval mapping plane wj=wj+iwjw_{j}=\Re w_{j}+{\rm{i}}\Im w_{j} using the following mapping schemes as

wj=wj(z)=βjzzcjzz¯cj,z𝛀¯jw_{j}=w_{j}(z)=\beta_{j}\frac{z-z_{c}^{j}}{z-\overline{z}_{c}^{j}},\quad z\in\overline{\bm{\varOmega}}_{j} (A.1a)
z=zj(wj)=wjz¯cjβjzcjwjβj,wj𝛀¯jwz=z_{j}(w_{j})=\frac{w_{j}\overline{z}_{c}^{j}-\beta_{j}z_{c}^{j}}{w_{j}-\beta_{j}},\quad w_{j}\in\overline{\bm{\varOmega}}_{j}^{w} (A.1b)

where βj\beta_{j} denotes the exterior radius of the interval mapping annulus 𝛀¯jw\overline{\bm{\varOmega}}_{j}^{w}, which should be given before-hand.

Via Eq. (A.1), the finite free segment 𝑪0f,j{\bm{C}}_{0f,j} and far-field segment 𝑪0c,j{\bm{C}}_{0c,j} of the ground surface 𝑪0,j{\bm{C}}_{0,j} in the physical plane z=x+iyz=x+{\rm{i}}y are bidirectionally mapped onto free arc segment 𝒄0f,jw{\bm{c}}_{0f,j}^{w} and constrained arc segment 𝒄0c,jw{\bm{c}}_{0c,j}^{w} of the exterior boundary 𝒄0,jw=𝒄0f,jw𝒄0c,jw{\bm{c}}_{0,j}^{w}={\bm{c}}_{0f,j}^{w}\cup{\bm{c}}_{0c,j}^{w} in the interval mapping plane wj=wj+iwjw_{j}=\Re w_{j}+{\rm{i}}\Im w_{j}, respectively. The joint points T1T_{1} and T2T_{2} connecting segments 𝑪0f,j{\bm{C}}_{0f,j} and 𝑪0c,j{\bm{C}}_{0c,j} in the physical plane z=x+iyz=x+{\rm{i}}y are bidirectionally mapped onto corresponding joint points t1,jwt_{1,j}^{w} and t2,jwt_{2,j}^{w} connecting arc segments 𝒄0f,jw{\bm{c}}_{0f,j}^{w} and 𝒄0c,jw{\bm{c}}_{0c,j}^{w} in the interval mapping plane wj=wj+iwjw_{j}=\Re w_{j}+{\rm{i}}\Im w_{j}, respectively. The cavity boundary 𝑪j{\bm{C}}_{j} in the physical plane z=x+iyz=x+{\rm{i}}y is bidirectionally mapped onto 𝒄jw{\bm{c}}_{j}^{w} in the interval mapping plane wj=wj+iwjw_{j}=\Re w_{j}+{\rm{i}}\Im w_{j}. Figs. A-1a and A-1b graphically and schematically show the bidirectional conformal mapping in Eq. (A.1) for the example in Fig. 3b.

Refer to caption
Figure A-1: Stepwise bidirectional conformal mapping – a schematic example for Fig. 3b

The second step is to bidirectionally map the interval annulus 𝛀¯jw\overline{\bm{\varOmega}}_{j}^{w} in the interval mapping plane wj=wj+iwjw_{j}=\Re w_{j}+{\rm{i}}\Im w_{j} onto corresponding unit mapping annulus 𝝎¯j\overline{\bm{\omega}}_{j} of interior radius αj\alpha_{j} in the mapping plane ζj=ρjeiθj\zeta_{j}=\rho_{j}\cdot{\rm{e}}^{{\rm{i}}\theta_{j}}. The forward and backward conformal mappings of second-step bidirectional conformal mapping can be respectively expressed using Charge Simulation Method [37, 41, 35] and Complex Dipole Simulation Method [38, 35] as

ζj=ζj(wj)=wjwjcwjβwjcexp[k=1N0Pj,klnwjUj,kwjβUj,k+k=1NjQj,klnwjVj,kwjβVj,k]\zeta_{j}=\zeta_{j}(w_{j})=\frac{w_{j}-w_{j}^{c}}{w_{j}^{\beta}-w_{j}^{c}}\cdot\exp\left[\sum\limits_{k=1}^{N_{0}}P_{j,k}\ln\frac{w_{j}-U_{j,k}}{w_{j}^{\beta}-U_{j,k}}+\sum\limits_{k=1}^{N_{j}}Q_{j,k}\ln\frac{w_{j}-V_{j,k}}{w_{j}^{\beta}-V_{j,k}}\right] (A.2a)
wj=wj(ζj)=k=1N0pj,kζjηj,k+k=1Njqj,kζjμj,kw_{j}=w_{j}(\zeta_{j})=\sum\limits_{k=1}^{N_{0}}\frac{p_{j,k}}{\zeta_{j}-\eta_{j,k}}+\sum\limits_{k=1}^{N_{j}}\frac{q_{j,k}}{\zeta_{j}-\mu_{j,k}} (A.2b)

where wjcw_{j}^{c} denotes arbitrary point within interior boundary 𝒄jw{\bm{c}}_{j}^{w} of the interval mapping annulus 𝛀¯jw\overline{\bm{\varOmega}}_{j}^{w} for fixed point normalization; wjβw_{j}^{\beta} denotes arbitrary point along exterior bounadry 𝒄0,j{\bm{c}}_{0,j} (the radius is βj\beta_{j}) for rotation normalization, and generally can take the coordinate wjβ=βw_{j}^{\beta}=\beta for simplicity; Pj,kP_{j,k} and Qj,kQ_{j,k} denote charges of Charge Simulation Method, and are real variables to be determined by Eq. (A.5); Uj,kU_{j,k} and Vj,kV_{j,k} denote charge points of Charge Simulation Method, and are complex coefficients determined by Eq. (A.3); pj,kp_{j,k} and qj,kq_{j,k} are charges of Complex Dipole Simulation Method, and are complex variables to be determined by Eq. (A.6); ηj,k\eta_{j,k} and μj,k\mu_{j,k} are charge points of Complex Dipole Simulation Method, and are complex coefficients determined by Eq. (A.4); N0N_{0} and NjN_{j} denote quantities of charge points along exterior boundary 𝒄0,jw{\bm{c}}_{0,j}^{w} (or 𝒄0,j{\bm{c}}_{0,j}) and interior boundary 𝒄jw{\bm{c}}_{j}^{w} (or 𝒄j{\bm{c}}_{j}), respectively.

Via Eq. (A.2), the free arc segment 𝒄0f,jw{\bm{c}}_{0f,j}^{w} and constrained arc segment 𝒄0c,jw{\bm{c}}_{0c,j}^{w} of exterior boundary 𝒄0fw{\bm{c}}_{0f}^{w} in the interval mapping plane wj=wj+iwjw_{j}=\Re w_{j}+{\rm{i}}\Im w_{j} are bidirectinally mapped onto free segment 𝒄0f,j{\bm{c}}_{0f,j} and constrained arc segment 𝒄0c,j{\bm{c}}_{0c,j} of unit exterior boundary 𝒄0,j=𝒄0f,j𝒄0c,j{\bm{c}}_{0,j}={\bm{c}}_{0f,j}\cup{\bm{c}}_{0c,j} in the mapping plane ζj=ρjeiθj\zeta_{j}=\rho_{j}\cdot{\rm{e}}^{{\rm{i}}\theta_{j}}, respectively. The joint points t1,jwt_{1,j}^{w} and t2,jwt_{2,j}^{w} connecting arc segments 𝒄0f,jw{\bm{c}}_{0f,j}^{w} and 𝒄0c,jw{\bm{c}}_{0c,j}^{w} in the interval mapping plane w=w+iww=\Re w+{\rm{i}}\Im w are bidirectionally mapped onto corresponding joint points t1,jt_{1,j} and t2,jt_{2,j} connecting unit arc segments 𝒄0f,j{\bm{c}}_{0f,j} and 𝒄0c,j{\bm{c}}_{0c,j} in the mapping plane ζj=ρjeiθj\zeta_{j}=\rho_{j}\cdot{\rm{e}}^{{\rm{i}}\theta_{j}}, respectively. The possibly noncircular interior boundary 𝒄jw{\bm{c}}_{j}^{w} in the interval mapping plane w=w+iww=\Re w+{\rm{i}}\Im w is bidirectionally mapped onto the circular interior boundary 𝒄j{\bm{c}}_{j} of radius αj\alpha_{j}. The interior and exterior regions of boundary 𝒄0,j{\bm{c}}_{0,j} are denoted by 𝝎0,j+{\bm{\omega}}_{0,j}^{+} and 𝝎0,j{\bm{\omega}}_{0,j}^{-}, respectively. Figs. A-1b and A-1c graphically and schematically show the subsequent bidirectional conformal mapping in Eq. (A.2) for the example in Fig. A-1a.

The charge points of Charge Simulation Method can be given as

{Uj,k=wj,k0+Kj0Hj,k0exp(iΘj,k0)Hj,k0=12(|wj,k+10wj,k0|+|wj,k0wj,k10|)Θj,k0=arg(wj,k+10wj,k10)π2,k=1,2,3,,N0\left\{\begin{aligned} &U_{j,k}=w_{j,k}^{0}+K_{j}^{0}\cdot H_{j,k}^{0}\cdot\exp\left({\rm{i}}\varTheta_{j,k}^{0}\right)\\ &H_{j,k}^{0}=\frac{1}{2}\left(\left|w_{j,k+1}^{0}-w_{j,k}^{0}\right|+\left|w_{j,k}^{0}-w_{j,k-1}^{0}\right|\right)\\ &\varTheta_{j,k}^{0}=\arg\left(w_{j,k+1}^{0}-w_{j,k-1}^{0}\right)-\frac{\pi}{2}\end{aligned}\right.,\quad k=1,2,3,\cdots,N_{0} (A.3a)
{Vj,k=wj,k1+Kj1Hj,k1exp(iΘj,k1)Hj,k1=12(|wj,k+11wj,k1|+|wj,k1wj,k11|)Θj,k1=arg(wj,k+11wj,k11)π2,k=1,2,3,,Nj\left\{\begin{aligned} &V_{j,k}=w_{j,k}^{1}+K_{j}^{1}\cdot H_{j,k}^{1}\cdot\exp\left({\rm{i}}\varTheta_{j,k}^{1}\right)\\ &H_{j,k}^{1}=\frac{1}{2}\left(\left|w_{j,k+1}^{1}-w_{j,k}^{1}\right|+\left|w_{j,k}^{1}-w_{j,k-1}^{1}\right|\right)\\ &\varTheta_{j,k}^{1}=\arg\left(w_{j,k+1}^{1}-w_{j,k-1}^{1}\right)-\frac{\pi}{2}\end{aligned}\right.,\quad k=1,2,3,\cdots,N_{j} (A.3b)

where wj,k0w_{j,k}^{0} and wj,k1w_{j,k}^{1} denote collocation points of Charge Simulation Method distributed along exterior boundary 𝒄0,jw{\bm{c}}_{0,j}^{w} and interior boundary 𝒄jw{\bm{c}}_{j}^{w} of the interval mapping region 𝛀¯jw\overline{\bm{\varOmega}}_{j}^{w}, respectively, and the selection schemes can be seen in A.2; Kj0K_{j}^{0} and Kj1K_{j}^{1} denote assignment factors of Charge Simulation Method for collocation points along exterior boundary 𝒄0,jw{\bm{c}}_{0,j}^{w} and interior boundary 𝒄jw{\bm{c}}_{j}^{w}, respectively; Hj,k0H_{j,k}^{0} and Hj,k1H_{j,k}^{1} denote distances between charge points and corresponding collocation points along exterior boundary 𝒄0,jw{\bm{c}}_{0,j}^{w} and interior boundary 𝒄jw{\bm{c}}_{j}^{w}, respectively; Θj,k0\varTheta_{j,k}^{0} and Θj,k1\varTheta_{j,k}^{1} denote outward normal angles pointing from collocation points to corresponding charge points along exterior boundary 𝒄0,jw{\bm{c}}_{0,j}^{w} and interior boundary 𝒄jw{\bm{c}}_{j}^{w}, respectively.

The charge points of Complex Dipole Simulation Method can be given as

{ηj,k=ζj,k0+kj0hj,k0exp(iϑj,k0)hj,k0=12(|ζj,k+10ζj,k0|+|ζj,k0ζj,k10|)ϑj,k0=arg(ζj,k+10ζj,k10)π2,k=1,2,3,,N0\left\{\begin{aligned} &\eta_{j,k}=\zeta_{j,k}^{0}+k_{j}^{0}\cdot h_{j,k}^{0}\cdot\exp\left({\rm{i}}\vartheta_{j,k}^{0}\right)\\ &h_{j,k}^{0}=\frac{1}{2}\left(\left|\zeta_{j,k+1}^{0}-\zeta_{j,k}^{0}\right|+\left|\zeta_{j,k}^{0}-\zeta_{j,k-1}^{0}\right|\right)\\ &\vartheta_{j,k}^{0}=\arg\left(\zeta_{j,k+1}^{0}-\zeta_{j,k-1}^{0}\right)-\frac{\pi}{2}\end{aligned}\right.,\quad k=1,2,3,\cdots,N_{0} (A.4a)
{μj,k=ζj,k1+kj1hj,k1exp(iϑj,k1)hj,k1=12(|ζj,k+11ζj,k1|+|ζj,k1ζj,k11|)ϑj,k1=arg(ζj,k+11ζj,k11)π2,k=1,2,3,,Nj\left\{\begin{aligned} &\mu_{j,k}=\zeta_{j,k}^{1}+k_{j}^{1}\cdot h_{j,k}^{1}\cdot\exp\left({\rm{i}}\vartheta_{j,k}^{1}\right)\\ &h_{j,k}^{1}=\frac{1}{2}\left(\left|\zeta_{j,k+1}^{1}-\zeta_{j,k}^{1}\right|+\left|\zeta_{j,k}^{1}-\zeta_{j,k-1}^{1}\right|\right)\\ &\vartheta_{j,k}^{1}=\arg\left(\zeta_{j,k+1}^{1}-\zeta_{j,k-1}^{1}\right)-\frac{\pi}{2}\end{aligned}\right.,\quad k=1,2,3,\cdots,N_{j} (A.4b)

where ζj,k0\zeta_{j,k}^{0} and ζj,k1\zeta_{j,k}^{1} denote collocation points of Complex Dipole Simulation Method distributed along exterior boundary 𝒄0,j{\bm{c}}_{0,j} and interior boundary 𝒄j{\bm{c}}_{j} of the interval mapping region 𝝎¯j\overline{\bm{\omega}}_{j}, respectively, and are determined by Eq. (A.7); kj0k_{j}^{0} and kj1k_{j}^{1} denote assignment factors of Complex Dipole Simulation Method for collocation points along exterior boundary 𝒄0,j{\bm{c}}_{0,j} and interior boundary 𝒄j{\bm{c}}_{j}, respectively; hj,k0h_{j,k}^{0} and hj,k1h_{j,k}^{1} denote distances between charge points and corresponding collocation points along exterior boundary 𝒄0,j{\bm{c}}_{0,j} and interior boundary 𝒄j{\bm{c}}_{j}, respectively; ϑj,k0\vartheta_{j,k}^{0} and ϑj,k1\vartheta_{j,k}^{1} denote outward normal angles pointing from collocation points to corresponding charge points along exterior boundary 𝒄0,j{\bm{c}}_{0,j} and interior boundary 𝒄j{\bm{c}}_{j}, respectively.

With the charge points in Eq. (A.3), the charges in Eq. (A.2a) can be determined as

k=1N0ln|wj,i0Uj,kwjβUj,k|Pj,k+k=1Njln|wj,i0Vj,kwjβVj,k|Qj,klnre=ln|wj,k0wjcwjβwjc|,i=1,2,3,,N0\sum\limits_{k=1}^{N_{0}}\ln\left|\frac{w_{j,i}^{0}-U_{j,k}}{w_{j}^{\beta}-U_{j,k}}\right|\cdot P_{j,k}+\sum\limits_{k=1}^{N_{j}}\ln\left|\frac{w_{j,i}^{0}-V_{j,k}}{w_{j}^{\beta}-V_{j,k}}\right|\cdot Q_{j,k}-\ln r_{e}=-\ln\left|\frac{w_{j,k}^{0}-w_{j}^{c}}{w_{j}^{\beta}-w_{j}^{c}}\right|,\quad i=1,2,3,\cdots,N_{0} (A.5a)
k=1N0ln|wj,i1Uj,kwjβUj,k|Pj,k+k=1Njln|wj,i1Vj,kwjβVj,k|Qj,klnαj=ln|wj,k1wjcwjβwjc|,i=1,2,3,,Nj\sum\limits_{k=1}^{N_{0}}\ln\left|\frac{w_{j,i}^{1}-U_{j,k}}{w_{j}^{\beta}-U_{j,k}}\right|\cdot P_{j,k}+\sum\limits_{k=1}^{N_{j}}\ln\left|\frac{w_{j,i}^{1}-V_{j,k}}{w_{j}^{\beta}-V_{j,k}}\right|\cdot Q_{j,k}-\ln\alpha_{j}=-\ln\left|\frac{w_{j,k}^{1}-w_{j}^{c}}{w_{j}^{\beta}-w_{j}^{c}}\right|,\quad i=1,2,3,\cdots,N_{j} (A.5b)
k=1N0Pj,k=1\sum\limits_{k=1}^{N_{0}}P_{j,k}=-1 (A.5c)
k=1NjQj,k=0\sum\limits_{k=1}^{N_{j}}Q_{j,k}=0 (A.5d)

Eq. (A.5) contains N0+Nj+2N_{0}+N_{j}+2 to-be-determined real variables and real linear equations to form simultaneous real linear system, and unique solution can be obtained.

With the charge points in Eq. (A.4), the charges in Eq. (A.2b) can be determined as

k=1N0pj,kζj,i0ηj,k+k=1Njqj,kζj,i0μj,k=wj,i0,i=1,2,3,,N0\sum\limits_{k=1}^{N_{0}}\frac{p_{j,k}}{\zeta_{j,i}^{0}-\eta_{j,k}}+\sum\limits_{k=1}^{N_{j}}\frac{q_{j,k}}{\zeta_{j,i}^{0}-\mu_{j,k}}=w_{j,i}^{0},\quad i=1,2,3,\cdots,N_{0} (A.6a)
k=1N0pj,kζj,i1ηj,k+k=1Njqj,kζj,i1μj,k=wj,i1,i=1,2,3,,Nj\sum\limits_{k=1}^{N_{0}}\frac{p_{j,k}}{\zeta_{j,i}^{1}-\eta_{j,k}}+\sum\limits_{k=1}^{N_{j}}\frac{q_{j,k}}{\zeta_{j,i}^{1}-\mu_{j,k}}=w_{j,i}^{1},\quad i=1,2,3,\cdots,N_{j} (A.6b)

where

ζj,i0=ζj(wj,i0),i=1,2,3,,N0\zeta_{j,i}^{0}=\zeta_{j}(w_{j,i}^{0}),\quad i=1,2,3,\cdots,N_{0} (A.7a)
ζj,i1=ζj(wj,i1),i=1,2,3,,Nj\zeta_{j,i}^{1}=\zeta_{j}(w_{j,i}^{1}),\quad i=1,2,3,\cdots,N_{j} (A.7b)

Eq. (A.7) is computed using Eq. (A.2a’). Eq. (A.6) contains N0+NjN_{0}+N_{j} to-be-determined complex variables and complex linear equations to form simultaneous complex linear system, and unique solution can be obtained.

In summary, the bidirectional conformal mapping in Eq. (A.2) can be determined by the linear systems in Eqs. (A.5) and (A.6) with auxiliary supports of Eqs. (A.3), (A.4), and (A.7), except for the before-hand determination of collocation points wj,k0w_{j,k}^{0} and wj,k1w_{j,k}^{1}, which are given in A.2 with certain numerical principles.

A.2 Numerical schemes

The collocation point selection of wj,k0w_{j,k}^{0} and wj,k1w_{j,k}^{1} in Eq. (A.3) should be suitable to guarantee the analyticity and accuracy of the backward conformal mapping in Eq. (A.2b). The collocation points along boundaries 𝒄0,jw{\bm{c}}_{0,j}^{w} and 𝒄jw{\bm{c}}_{j}^{w} of the interval mapping annulus 𝛀¯jw\overline{\bm{\varOmega}}_{j}^{w} should be distributed as uniformly as possible, and sharp corners should be eliminated to avoid boundary singularities [42, 43]. Therefore, we should first ensure that no sharp corners exist along the cavity boundary 𝑪j{\bm{C}}_{j} in the physical geomaterial region 𝛀¯j\overline{\bm{\varOmega}}_{j}. In Figs. 2 and 3 and A-1a, the sharp corners of cavity boundaries for sequential shallow tunnelling are kept merely due to convenience of schematic plotting. In practical tunnel engineering, sharp corners are generally rounded on purpose to avoid stress concentration. Therefore, the sharp corners in this paper do not exist, and Fig. A-2 graphically shows the replacement of rounded corners with sharp corners for the example of Fig. A-1a.

Refer to caption
Figure A-2: Rounding of sharp corners – schematic diagram for the cavity boundary in Fig. A-1a

Therefore, the rounded corners guarantee the continuity and analyticity of the cavity boundary 𝑪j{\bm{C}}_{j} in the physical plane z=x+iyz=x+{\rm{i}}y. Subsequently, via the first-step conformal mapping in Eq. (A.1), the exterior circular boundary 𝒄0,jw{\bm{c}}_{0,j}^{w} (mapped from the straight ground surface 𝑪0{\bm{C}}_{0}) and interior boundary 𝒄jw{\bm{c}}_{j}^{w} in the inteval mapping annulus 𝛀¯jw\overline{\bm{\varOmega}}_{j}^{w} (possibly not circular) would contain no sharp corners, so that the continuity of the outward normal angles Θj,k0\varTheta_{j,k}^{0} and Θj,k1\varTheta_{j,k}^{1} in Eq. (A.3) would be potentially guaranteed by mandatorily setting the following numerical principle as

max[max1kN0|arg(wj,k+10wj,k0)|,max1kNj|arg(wj,k+11wj,k1)|]10\max\left[\max\limits_{1\leq k\leq N_{0}}\left|\arg\left(w_{j,k+1}^{0}-w_{j,k}^{0}\right)\right|,\max\limits_{1\leq k\leq N_{j}}\left|\arg\left(w_{j,k+1}^{1}-w_{j,k}^{1}\right)\right|\right]\leq 10^{\circ} (A.8a)
Moreover, the quantity of collocation points should be large enough, thus, the following numerical principle is mandatorily set as
max[max1kN0|wj,k+10wj,k0|l=1N0|wj,l0wj,l0|,max1kNj|wj,k+11wj,k1|l=1Nj|wj,l1wj,l1|]102\max\left[\max\limits_{1\leq k\leq N_{0}}\frac{|w_{j,k+1}^{0}-w_{j,k}^{0}|}{\sum\limits_{l=1}^{N_{0}}|w_{j,l}^{0}-w_{j,l}^{0}|},\max\limits_{1\leq k\leq N_{j}}\frac{|w_{j,k+1}^{1}-w_{j,k}^{1}|}{\sum\limits_{l=1}^{N_{j}}|w_{j,l}^{1}-w_{j,l}^{1}|}\right]\leq 10^{-2} (A.8b)

Eq. (A.8) is based on the numerical principles proposed in our previous study [35], and controls the varying angle and distance between adjacent collocation points along boundaries 𝒄0,jw{\bm{c}}_{0,j}^{w} and 𝒄jw{\bm{c}}_{j}^{w}.

Eq. (A.2a) should be slightly modified after solving the charges by Eq. (A.5) to guarantee the single-valuedness of arguments without changing the principal values of the computation results [41, 35] as

ζj=ζj(wj)=wjwjcwjβwjcexp[k=1N0Pj,k(lnwjUj,kwj,0Uj,klnwjβUj,kwj,0Uj,k)+k=1NjQj,k(lnwjVj,kwjwjclnwjβVj,kwjβwjc)]\zeta_{j}=\zeta_{j}(w_{j})=\frac{w_{j}-w_{j}^{c}}{w_{j}^{\beta}-w_{j}^{c}}\cdot\exp\left[\begin{aligned} &\sum\limits_{k=1}^{N_{0}}P_{j,k}\left(\ln\frac{w_{j}-U_{j,k}}{w_{j,0}-U_{j,k}}-\ln\frac{w_{j}^{\beta}-U_{j,k}}{w_{j,0}-U_{j,k}}\right)\\ +&\sum\limits_{k=1}^{N_{j}}Q_{j,k}\left(\ln\frac{w_{j}-V_{j,k}}{w_{j}-w_{j}^{c}}-\ln\frac{w_{j}^{\beta}-V_{j,k}}{w_{j}^{\beta}-w_{j}^{c}}\right)\end{aligned}\right] (A.2a’)

where wj,0w_{j,0} denote an arbitrary point within interval mapping region 𝛀¯jw\overline{\bm{\varOmega}}_{j}^{w}.

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