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Cosmological implications of baryon acoustic oscillation (BAO) measurements

Éric Aubourg1    Stephen Bailey2    Julian E. Bautista1    Florian Beutler2    Vaishali Bhardwaj3,2    Dmitry Bizyaev4    Michael Blanton5    Michael Blomqvist6    Adam S. Bolton7    Jo Bovy8    Howard Brewington4    J. Brinkmann4    Joel R. Brownstein7    Angela Burden9    Nicolás G. Busca1,10,11    William Carithers2    Chia-Hsun Chuang12    Johan Comparat12    Rupert A.C. Croft13,14    Antonio J. Cuesta15,16    Kyle S. Dawson7    Timothée Delubac17    Daniel J. Eisenstein18    Andreu Font-Ribera2    Jian Ge19    J.-M. Le Goff20    Satya Gontcho A Gontcho16    J. Richard Gott, III21    James E. Gunn21    Hong Guo22,7    Julien Guy23,2    Jean-Christophe Hamilton1    Shirley Ho13    Klaus Honscheid24,25    Cullan Howlett9    David Kirkby6    Francisco S. Kitaura26    Jean-Paul Kneib17,27    Khee-Gan Lee28    Dan Long4    Robert H. Lupton21    Mariana Vargas Magaña1    Viktor Malanushenko4    Elena Malanushenko4    Marc Manera9,29    Claudia Maraston9    Daniel Margala6    Cameron K. McBride18    Jordi Miralda-Escudé30,16    Adam D. Myers31    Robert C. Nichol9    Pasquier Noterdaeme32    Sebastián E. Nuza26    Matthew D. Olmstead7    Daniel Oravetz4    Isabelle Pâris33    Nikhil Padmanabhan15    Nathalie Palanque-Delabrouille2,20    Kaike Pan4    Marcos Pellejero-Ibanez34,35    Will J. Percival9    Patrick Petitjean32    Matthew M. Pieri36    Francisco Prada12,37,38    Beth Reid2,39    James Rich20    Natalie A. Roe2    Ashley J. Ross9,25    Nicholas P. Ross40    Graziano Rossi41,20    Jose Alberto Rubiño-Martín34,35    Ariel G. Sánchez42    Lado Samushia43,44    Ricardo Tanausú Génova Santos34    Claudia G. Scóccola12,34,45    David J. Schlegel2    Donald P. Schneider46,47    Hee-Jong Seo25,48    Erin Sheldon49    Audrey Simmons4    Ramin A. Skibba50    Anže Slosar49    Michael A. Strauss21    Daniel Thomas9    Jeremy L. Tinker5    Rita Tojeiro9    Jose Alberto Vazquez49    Matteo Viel33,51    David A. Wake52,53    Benjamin A. Weaver5    David H. Weinberg25,54    W. M. Wood-Vasey55    Christophe Yèche20    Idit Zehavi56    Gong-Bo Zhao57,9
(August 17, 2025. Authors’ institutions can be found in Appendix A.)
Abstract

We derive constraints on cosmological parameters and tests of dark energy models from the combination of baryon acoustic oscillation (BAO) measurements with cosmic microwave background (CMB) data and a recent reanalysis of Type Ia supernova (SN) data. In particular, we take advantage of high-precision BAO measurements from galaxy clustering and the Lyman-α\alpha forest (LyaF) in the SDSS-III Baryon Oscillation Spectroscopic Survey (BOSS). Treating the BAO scale as an uncalibrated standard ruler, BAO data alone yield a high confidence detection of dark energy; in combination with the CMB angular acoustic scale they further imply a nearly flat universe. Adding the CMB-calibrated physical scale of the sound horizon, the combination of BAO and SN data into an “inverse distance ladder” yields a measurement of H0=67.3±1.1kms1Mpc1H_{0}=67.3\pm 1.1\,{\rm km}\,{\rm s}^{-1}\,{\rm Mpc}^{-1}, with 1.7% precision. This measurement assumes standard pre-recombination physics but is insensitive to assumptions about dark energy or space curvature, so agreement with CMB-based estimates that assume a flat Λ\LambdaCDM cosmology is an important corroboration of this minimal cosmological model. For constant dark energy (Λ\Lambda), our BAO+SN+CMB combination yields matter density Ωm=0.301±0.008\Omega_{m}=0.301\pm 0.008 and curvature Ωk=0.003±0.003\Omega_{k}=-0.003\pm 0.003. When we allow more general forms of evolving dark energy, the BAO+SN+CMB parameter constraints are always consistent with flat Λ\LambdaCDM values at 1σ\approx 1\sigma. While the overall χ2\chi^{2} of model fits is satisfactory, the LyaF BAO measurements are in moderate (22.5σ2-2.5\sigma) tension with model predictions. Models with early dark energy that tracks the dominant energy component at high redshift remain consistent with our expansion history constraints, and they yield a higher H0H_{0} and lower matter clustering amplitude, improving agreement with some low redshift observations. Expansion history alone yields an upper limit on the summed mass of neutrino species, mν<0.56eV\sum m_{\nu}<0.56\,{\rm eV} (95% confidence), improving to mν<0.25eV\sum m_{\nu}<0.25\,{\rm eV} if we include the lensing signal in the Planck CMB power spectrum. In a flat Λ\LambdaCDM model that allows extra relativistic species, our data combination yields Neff=3.43±0.26N_{\rm eff}=3.43\pm 0.26; while the LyaF BAO data prefer higher NeffN_{\rm eff} when excluding galaxy BAO, the galaxy BAO alone favor Neff3N_{\rm eff}\approx 3. When structure growth is extrapolated forward from the CMB to low redshift, standard dark energy models constrained by our data predict a level of matter clustering that is high compared to most, but not all, observational estimates.

I Introduction

Acoustic oscillations that propagate in the pre-recombination universe imprint a characteristic scale in the clustering of matter, providing a cosmological “standard ruler” that can be measured in the power spectrum of cosmic microwave background (CMB) anisotropies and in maps of large-scale structure at lower redshifts Sakharov66 ; Peebles70 ; Sunyaev70 ; Blake03 ; Seo03 . While distance scale measurements with Type Ia supernovae (SNIa) are calibrated against systems in the local Hubble flow Hamuy96 ; Riess98 ; Perlmutter99 , the baryon acoustic oscillation (BAO) scale is computed from first principles, using physical parameters (such as the radiation, matter, and baryon densities) that are well constrained by CMB data. The difference between absolute and relative measurements, the sharpening of BAO precision with increasing redshift, and the entirely independent systematic uncertainties make BAO and SNe highly complementary tools for measuring the cosmic expansion history and testing dark energy models. In spectroscopic surveys, BAO measurements in the line-of-sight dimension allow direct determinations of the expansion rate H(z)H(z), in addition to the constraints from transverse clustering on the comoving angular diameter distance DM(z)0zcH1(z)𝑑zD_{M}(z)\propto\int_{0}^{z}cH^{-1}(z)dz in a flat spatial metric.111We use the notation DM(z)D_{M}(z) to refer to the comoving angular diameter distance, which is also referred to in the literature as the proper motion distance Hogg99 . This notation avoids confusion with the proper angular diameter distance DA(z)=DM(z)/(1+z)D_{A}(z)=D_{M}(z)/(1+z).

The first clear detections of low-redshift BAO Cole05 ; Eisenstein05 came from galaxy clustering analyses of the Two Degree Field Galaxy Redshift Survey (2dFGRS, Colless01 ) and the luminous red galaxy (LRG, Eisenstein01 ) sample of the Sloan Digital Sky Survey (SDSS, York00 ). Analyses of the final 2dFGRS and SDSS-II redshift surveys yielded BAO distance measurements with aggregate precision of 2.7% at z0.275z\approx 0.275 Percival10 , subsequently sharpened to 1.9% Padmanabhan12 by application of reconstruction methods Eisenstein07 that suppress non-linear degradation of the BAO feature. The WiggleZ survey Drinkwater10 pushed BAO measurements to higher redshifts, achieving 3.8% aggregate precision from galaxies in the redshift range 0.4<z<1.00.4<z<1.0 Blake11 . The Six Degree Field Galaxy Survey (6dFGS, Jones09 ) took advantage of its 17,000 deg2 sky coverage to provide a BAO measurement at low redshift, achieving 4.5% precision at z=0.1z=0.1 Beutler11 . A recent reanalysis that applies reconstruction to the main galaxy sample Strauss02 of SDSS-II obtained 3.8% precision at z=0.15z=0.15 Ross:2014qpa , in a sky area that has minimal (<3%<3\%) overlap with 6dFGS.

The Baryon Oscillation Spectroscopic Survey (BOSS, Dawson13 ) of SDSS-III Eisenstein11 has two defining objectives: to measure the BAO distance scale with one-percent precision from a redshift survey of 1.5 million luminous galaxies at z=0.20.7z=0.2-0.7, and to make the first BAO measurement at z>2z>2 using 3-dimensional structure in the Lyα\alpha forest absorption towards a dense grid of 160,000 high-redshift quasars. This paper explores the cosmological implications of BAO measurements from the BOSS Data Release 11 (DR11) data sample, in combination with a variety of other cosmological data. The measurements themselves, including detailed discussion of statistical uncertainties and extensive tests for systematic errors, have been presented in previous papers. For the galaxy survey, Anderson14 report a 1.4% measurement of DM(z)D_{M}(z) and a 3.5% measurement of H(z)H(z) at z=0.57z=0.57 (1σ\sigma uncertainties, with a correlation coefficient of 0.52-0.52), and a 2.0% measurement of DV(z)[DM2(z)×cz/H(z)]1/3D_{V}(z)\equiv[D_{M}^{2}(z)\times cz/H(z)]^{1/3} from lower redshift BOSS galaxies at z=0.32z=0.32. The DV(z)D_{V}(z) precision at z=0.57z=0.57 is 1.0%. For the Lyα\alpha forest (often abbreviated as LyaF below), we combine constraints from the auto-correlation function, with 2.6% precision on H(z)H(z) and 5.4% precision on DM(z)D_{M}(z) Delubac14 , and the quasar-forest cross-correlation, with precision of 3.3% on H(z)H(z) and 3.7% on DM(z)D_{M}(z) FontRibera14 , both at an effective redshift z2.34z\approx 2.34. While some cosmological analysis appears in these papers, the combination of galaxy and Lyα\alpha forest BAO measurements and the addition of other data allow us to constrain broader classes of cosmological models and to search for deviations from standard assumptions.

The combination of BAO measurements with precise CMB measurements from the Planck and WMAP satellites already yields tight constraints on the parameters of the Λ\LambdaCDM cosmological model (inflationary cold dark matter with a cosmological constant and zero space curvature222Throughout the paper, the notation Λ\LambdaCDM refers to spatially flat models; cosmological constant models allowing non-zero curvature are denoted oΛo\LambdaCDM.) and on one-parameter extensions of this model that allow, e.g., non-zero curvature, an evolving dark energy density, or a cosmologically significant neutrino mass PlanckXVI . We also take advantage of another major recent advance, a comprehensive reassessment of the SNIa distance scale by Betoule14 using data from the 3-year Supernova Legacy Survey Conley11 and SDSS-II Supernova Survey Frieman08 ; Sako14 samples and additional data at low and high redshifts. We will examine the consistency of the BAO and SNIa results for relative distances and the constraints on H0H_{0} that emerge from an “inverse distance ladder” that combines the two data sets, in essence using SNIa to transfer the absolute calibration of the BAO scale from the intermediate redshifts where it is precisely measured down to z=0z=0. Our primary focus will be on the cosmological parameter constraints and model tests that come from combining the BAO and SNIa data with Planck CMB data.333We use the Planck 2013 data, which were publicly available at the time of our analysis and paper submission. Because best-fit parameter values from the Planck 2015 data are similar to those from the Planck 2013 data Planck2015XIII , we expect that using the 2015 data would make little difference to our results, though with some modest improvements in parameter uncertainties. We will present analyses that use the Planck 2015 data in concert with BOSS DR12 BAO measurements in future work. When fitting models to these data, we will also examine their predictions for observable measures of structure growth and compare the results to inferences from weak lensing, clusters, redshift-space distortions, and the 1-d Lyα\alpha power spectrum. The interplay of BAO, CMB, and SNIa constraints, and the more general interplay between measurements of expansion history and structure growth, are reviewed at length by Weinberg13 , along with detailed introductions to the methods themselves. In particular, Section 4 of Weinberg13 provides a thorough description of the BAO method and its motivation.

Section II describes the basic methodology of our analysis, including the relevant underlying equations, and reviews the BAO, CMB, and SN measurements that we adopt for our constraints, concluding with variants of “BAO Hubble diagrams” that illustrate our qualitative results. Section III presents the constraints obtainable by assuming that the BAO scale is a standard ruler independent of redshift without computing its physical scale; in particular, we demonstrate that galaxy and LyaF BAO alone yield a convincing detection of dark energy and that addition of the angular scale of the CMB acoustic peaks requires a nearly flat universe if dark energy is a cosmological constant. Section IV presents our inverse distance ladder determination of H0H_{0}, which assumes standard recombination physics but does not assume a specific dark energy model or a flat universe. Section V describes our constraints on the parameters of standard dark energy models, while Section VI considers models that allow early dark energy, decaying dark matter, cosmologically significant neutrino mass, or extra relativistic species. We compare the predictions of our BAO+SN+CMB constrained models to observational estimates of matter clustering in Section VII and summarize our overall conclusions in Section VIII.

II Methodology, Models and Data Sets

II.1 Methodology

A homogenenous and isotropic cosmological model is specified by the curvature parameter kk entering the Friedman-Robertson-Walker metric

ds2=dt2+a2(t)[dr21kr2+r2dΩ2],ds^{2}=-dt^{2}+a^{2}(t)\left[\frac{dr^{2}}{1-kr^{2}}+r^{2}d\Omega^{2}\right]\leavevmode\nobreak\ , (1)

which governs conversion between radial and transverse distances, and by the evolution of a(t)=(1+z)1a(t)=(1+z)^{-1}. In General Relativity (GR), this evolution is governed by the Friedmann equation Friedman22 , which can be written in the form

H2(a)H02=ρ(a)ρ0+Ωka2,\frac{H^{2}(a)}{H^{2}_{0}}=\frac{\rho(a)}{\rho_{0}}+\Omega_{k}a^{-2}\leavevmode\nobreak\ , (2)

where Ha˙/aH\equiv\dot{a}/a is the Hubble parameter, ρ(a)\rho(a) is the total energy density (radiation + matter + dark energy), and the subscript 0 denotes the present day (a=1a=1). We define the density parameter of component xx by the ratio

Ωx=ρxρcrit=8πG3H2ρx\Omega_{x}={\rho_{x}\over\rho_{\rm crit}}={8\pi G\over 3H^{2}}\rho_{x}\leavevmode\nobreak\ (3)

and the curvature parameter

Ωk=1Ωx,\Omega_{k}=1-\sum\Omega_{x}\leavevmode\nobreak\ , (4)

where the sum is over all matter and energy components and Ωk=0\Omega_{k}=0 for a flat (k=0k=0) universe. Density parameters and ρcrit\rho_{\rm crit} always refer to values at z=0z=0 unless a dependence on aa or zz is written explicitly, e.g., Ωx(z)\Omega_{x}(z). We will frequently refer to the Hubble constant H0H_{0} through the dimensionless ratio hH0/100kms1Mpc1h\equiv H_{0}/100\,{\rm km}\,{\rm s}^{-1}\,{\rm Mpc}^{-1}. The dimensionless quantity ωxΩxh2\omega_{x}\equiv\Omega_{x}h^{2} is proportional to the physical density of component xx at the present day.

Given the curvature parameter and H(z)H(z) from the Friedmann equation, the comoving angular diameter distance can be computed as

DM(z)=cH0Sk(DC(z)c/H0)DC(z)[1+16Ωk(DC(z)c/H0)2],\begin{split}D_{M}(z)&={c\over H_{0}}S_{k}\left({D_{C}(z)\over c/H_{0}}\right)\\ &\approx D_{C}(z)\left[1+{1\over 6}\Omega_{k}\left({D_{C}(z)\over c/H_{0}}\right)^{2}\right],\end{split} (5)

where the line-of-sight comoving distance is

DC(z)=cH00z𝑑zH0H(z)D_{C}(z)={c\over H_{0}}\int_{0}^{z}dz^{\prime}{H_{0}\over H(z^{\prime})} (6)

where

Sk(x)={sin(Ωkx)/ΩkΩk<0,sinh(Ωkx)/ΩkΩk>0,xΩk=0.S_{k}(x)=\begin{cases}\sin(\sqrt{-\Omega_{k}}x)/\sqrt{-\Omega_{k}}&\Omega_{k}<0,\\ \sinh(\sqrt{\Omega_{k}}x)/\sqrt{\Omega_{k}}&\Omega_{k}>0,\\ x&\Omega_{k}=0.\\ \end{cases} (7)

Positive kk corresponds to negative Ωk\Omega_{k}. We do not use the small Ωk\Omega_{k} approximation of equation (5) in our calculations, but we provide it here to illustrate that for small non-zero curvature the change in distance is linear in Ωk\Omega_{k} and quadratic in DC(z)D_{C}(z).

Curvature affects DM(z)D_{M}(z) both through its influence on H(z)H(z) and through the geometrical factor in equation (5). The luminosity distance (relevant to supernovae) is DL=DM(1+z)D_{L}=D_{M}(1+z).

The energy components considered in our models are pressureless (cold) dark matter, baryons, radiation, neutrinos, and dark energy. The densities of CDM and baryons scale as a3a^{-3}; we refer to the density parameter of these two components together as Ωcb\Omega_{cb}. The energy density of neutrinos with non-zero mass scales like radiation at early times and like matter at late times, with

ρν+r(a)ρcrit=8π3kB4G453c5H02×[TCMB(a)4+Tν(a)4iI(mic2/kBTν(a))],\begin{split}\frac{\rho_{\nu+r}(a)}{\rho_{\rm crit}}=&\frac{8\pi^{3}k_{B}^{4}G}{45\hbar^{3}c^{5}H_{0}^{2}}\times\\ &\left[T_{\rm CMB}(a)^{4}+T_{\nu}(a)^{4}\sum_{i}I(m_{i}c^{2}/k_{B}T_{\nu}(a))\right]\leavevmode\nobreak\ ,\end{split} (8)

where both CMB temperature TCMBT_{\rm CMB} and neutrino temperature scale inversely with scale factor, and the neutrino temperature is given by Tν=TCMB(411)1/3gcT_{\nu}=T_{\rm CMB}\left(\frac{4}{11}\right)^{\nicefrac{{1}}{{3}}}g_{c}, where gc=(3.046/3)1/4g_{c}=\left(\nicefrac{{3.046}}{{3}}\right)^{\nicefrac{{1}}{{4}}} accounts for small amount of heating of neutrinos due to electron-positron annihilation. The sum in the above expression is over neutrino species with masses mim_{i}. The integral II is given by

I(r)=15π40x2+r2ex+1x2𝑑xI(r)=\frac{15}{\pi^{4}}\int_{0}^{\infty}\frac{\sqrt{x^{2}+r^{2}}}{e^{x}+1}x^{2}dx (9)

and must be evaluated numerically. For massless neutrinos I(0)=7/8I(0)=\nicefrac{{7}}{{8}}, while in the limit of very massive neutrinos I(r)45ζ(3)(2π4)1rI(r)\sim 45\zeta(3)(2\pi^{4})^{-1}r (for r1r\gg 1; here ζ(3)\zeta(3) is the Riemann function), i.e., scaling proportionally with aa so that neutrinos behave like pressureless matter. When we refer to the z=0z=0 matter density parameter Ωm\Omega_{m}, we include the contributions of radiation (which is small compared to the uncertainties in Ωm\Omega_{m}) and neutrinos (which are non-relativistic at z=0z=0), so that Ωm+Ωde+Ωk1\Omega_{m}+\Omega_{\rm de}+\Omega_{k}\equiv 1. Following the Planck Collaboration PlanckXVI , we adopt mν=0.06\sum m_{\nu}=0.06\, eV with one massive and two massless neutrino species in all models except the one referred to as ν\nuCDM, where it is a free parameter. The default implies ων=6.57×104\omega_{\nu}=6.57\times 10^{-4} including massless species and ων=6.45×104\omega_{\nu}=6.45\times 10^{-4} excluding them. The effect of finite neutrino temperature at z=0z=0 is a very small 10410^{-4} relative effect. The adopted values are close to the minimum value allowed by neutrino oscillation experiments.

We consider a variety of models for the evolution of the energy density or equation-of-state parameter w=pde/ρdew=p_{\rm de}/\rho_{\rm de}. Table 1 summarizes the primary models discussed in the paper, though we consider some additional special cases in Section VI. Λ\LambdaCDM represents a flat universe with a cosmological constant (w=1w=-1). oΛo\LambdaCDM extends this model to allow non-zero Ωk\Omega_{k}. wwCDM adopts a flat universe and constant ww, and owowCDM generalizes to non-zero Ωk\Omega_{k}. w0waw_{0}w_{a}CDM and ow0waow_{0}w_{a}CDM allow w(a)w(a) to evolve linearly with a(t)a(t), w(a)=w0+wa(1a)w(a)=w_{0}+w_{a}(1-a). PolyCDM adopts a quadratic polynomial form for ρde(a)\rho_{\rm de}(a) and allows non-zero space curvature, to provide a highly flexible description of the effects of dark energy at low redshift. Finally, Slow Roll Dark Energy is an example of a one-parameter evolving-ww model, based on a quadratic dark energy potential.

We focus in this paper on parameter constraints and model tests from measurements of cosmic distances and expansion rates, which we refer to collectively as “expansion history” or “geometric” constraints. We briefly consider comparisons to measurements of low-redshift matter clustering in Section VII. In this framework, the crucial roles of CMB anisotropy measurements are to constrain the parameters (mainly ωm\omega_{m} and ωb\omega_{b}) that determine the BAO scale and to determine the angular diameter distance to the redshift of recombination. For most of our analyses, this approach allows us to use a highly compressed summary of CMB constraints, discussed in Section II.3 below, and to compute parameter constraints with a simple and fast Markov Chain Monte Carlo (MCMC) code that computes expansion rates and distances from the Friedmann equation. The code is publicly available with data used in this paper at https://github.com/slosar/april.

Name Friedmann equation (H2/H02\nicefrac{{H^{2}}}{{H^{2}_{0}}}) Curvature Section(s)
Λ\LambdaCDM Ωcba3+ΩΛ+ρν+r(z)/ρcrit\Omega_{cb}a^{-3}+\Omega_{\Lambda}+{\rho_{\nu+r}(z)}/{\rho_{\rm crit}} no III-V
oΛo\LambdaCDM Ωcba3+ΩΛ+ρν+r(z)/ρcrit+Ωka2\Omega_{cb}a^{-3}+\Omega_{\Lambda}+{\rho_{\nu+r}(z)}/{\rho_{\rm crit}}+\Omega_{k}a^{-2} yes III-V
wwCDM Ωcba3+Ωdea3(1+w)+ρν+r(z)/ρcrit\Omega_{cb}a^{-3}+\Omega_{\rm de}a^{-3(1+w)}+{\rho_{\nu+r}(z)}/{\rho_{\rm crit}} no V
owowCDM Ωcba3+Ωdea3(1+w)+ρν+r(z)/ρcrit+Ωka2\Omega_{cb}a^{-3}+\Omega_{\rm de}a^{-3(1+w)}+{\rho_{\nu+r}(z)}/{\rho_{\rm crit}}+\Omega_{k}a^{-2} yes V
w0waw_{0}w_{a}CDM Ωcba3+Ωdea3(1+w0+wa)exp[3wa(1a)]+ρν+r(z)/ρcrit\Omega_{cb}a^{-3}+\Omega_{\rm de}a^{-3(1+w_{0}+w_{a})}\exp[{-3w_{a}(1-a)}]+{\rho_{\nu+r}(z)}/{\rho_{\rm crit}} no V
Slow Roll Dark Energy Ωcba3+ρν+r(z)/ρcrit+ΩDE[a3/(Ωma3+ΩDE)]δw0/ΩDE\Omega_{cb}a^{-3}+{\rho_{\nu+r}(z)}/{\rho_{\rm crit}}+\Omega_{DE}\left[{a^{-3}}/(\Omega_{m}a^{-3}+\Omega_{DE})\right]^{\delta w_{0}/\Omega_{DE}} no V
ow0waow_{0}w_{a}CDM Ωcba3+Ωdea3(1+w0+wa)exp[3wa(1a)]+ρν+r(z)/ρcrit+Ωka2\Omega_{cb}a^{-3}+\Omega_{\rm de}a^{-3(1+w_{0}+w_{a})}\exp[{-3w_{a}(1-a)}]+{\rho_{\nu+r}(z)}/{\rho_{\rm crit}}+\Omega_{k}a^{-2} yes IV-V
PolyCDM Ωcba3+(Ω1+Ωk)a2+Ω2a1+(1ΩcbΩkΩ1Ω2)\Omega_{cb}a^{-3}+(\Omega_{1}+\Omega_{k})a^{-2}+\Omega_{2}a^{-1}+(1-\Omega_{cb}-\Omega_{k}-\Omega_{1}-\Omega_{2}) yes444with Gaussian prior Ωk=0±0.1\Omega_{k}=0\pm 0.1 IV
Early Dark Energy See relevant section. no VI.1
Decaying Dark Matter See relevant section. no VI.2
ν\nuCDM free neutrino mass (Σmν<1eV\Sigma m_{\nu}<1\,{\rm eV}) no VI.3
ΔNeffΛ\Delta N_{\rm eff}\leavevmode\nobreak\ \LambdaCDM non-standard radiation component ( 2<Neff<52<N_{\rm eff}<5) no VI.4
Tuned Oscillation See relevant section. no VI.5
Table 1: Models considered in the paper and section in the paper where they are discussed. The top section is the minimal cosmological model (with and without curvature) and various extensions in the dark energy sector. The middle group are two models used to mimic non-parametric methods (i.e., flexible models where the only de-facto assumption is smoothness of the expansion history). The bottom group are various extension of the minimal model to which we are sensitive only in conjuction with the CMB data. Throughout, Ωcb\Omega_{cb} is the z=0z=0 density parameter of baryons + CDM and ρν+r(z)\rho_{\nu+r}(z) is the energy density of radiation + massive neutrinos. All models except ν\nuCDM and ΔNeffΛ\Delta N_{\rm eff}\LambdaCDM adopt mν=0.06\sum m_{\nu}=0.06\,eV and the standard radiation content Neff=3.046N_{\rm eff}=3.046.

II.2 BAO data

The BAO data in this work are summarized in Table 2 and more extensively discussed below.

Name Redshift DV/rdD_{V}/r_{d} DM/rdD_{M}/r_{d} DH/rdD_{H}/r_{d} roffr_{\rm off}
6dFGS 0.106 3.047±0.1373.047\pm 0.137
MGS 0.15 4.480±0.1684.480\pm 0.168
BOSS LOWZ Sample 0.32 8.467±0.1678.467\pm 0.167
BOSS CMASS Sample 0.57 14.945±0.21014.945\pm 0.210 20.75±0.7320.75\pm 0.73 0.52-0.52
LyaF auto-correlation 2.34 37.675±2.17137.675\pm 2.171 9.18±0.289.18\pm 0.28 0.43-0.43
LyaF-QSO cross correlation 2.36 36.288±1.34436.288\pm 1.344 9.00±0.309.00\pm 0.30 0.39-0.39
Combined LyaF 2.34 36.489±1.15236.489\pm 1.152 9.145±0.2049.145\pm 0.204 0.48-0.48
Table 2: BAO constraints used in this work. These values are taken from Beutler11 (6dFGS), Ross:2014qpa (MGS), Anderson14 (BOSS galaxies), Delubac14 (BOSS LyaF auto-correlation), and FontRibera14 (BOSS LyaF cross-correlation). For our likelihood calculations, we adopt Gaussian approximations for 6dFGS and LOWZ (with 6dFGS truncated at Δχ2=4\Delta\chi^{2}=4), while for others we use the full χ2\chi^{2} look-up tables. The LyaF auto-correlation and cross-correlation results are used directly; the combined LyaF numbers are provided here for convenience.

The robustness of BAO measurements arises from the fact that a sharp feature in the correlation function (or an oscillatory feature in the power spectrum) cannot be readily mimicked by systematics, whether observational or astrophysical, as these should be agnostic about the BAO scale and hence smooth over the relevant part of the correlation function (or power spectrum). In most current analyses, the BAO scale is determined by adopting a fiducial cosmological model that translates angular and redshift separations to comoving distances but allowing the location of the BAO feature itself to shift relative to the fiducial model expectation. One then determines the likelihood of obtaining the observed two-point correlation function or power spectrum as a function of the BAO offsets, while marginalizing over nuisance parameters. These nuisance parameters characterize “broad-band” physical or observational effects that smoothly change the shape or amplitude of the underlying correlation function or power spectrum, such as scale-dependent bias of galaxies or the LyaF, or distortions caused by continuum fitting or by variations in star-galaxy separation. In an isotropic fit, the measurement is encoded in the α\alpha parameter, the ratio of the measured BAO scale to that predicted by the fiducial model. In an anisotropic analysis, one separately constrains α\alpha_{\perp} and α\alpha_{\parallel}, the ratios perpendicular and parallel to the line of sight. In real surveys the errors on α\alpha_{\perp} and α\alpha_{\parallel} are significantly correlated for a given redshift slice, but they are typically uncorrelated across different redshift slices. While the values of α\alpha are referred to a specified fiducial model, the corresponding physical BAO scales are insensitive to the choice of fiducial model within a reasonable range.

The BAO scale is set by the radius of the sound horizon at the drag epoch zdz_{d} when photons and baryons decouple,

rd=zdcs(z)H(z)𝑑z,r_{d}=\int_{z_{d}}^{\infty}{c_{s}(z)\over H(z)}dz\leavevmode\nobreak\ , (10)

where the sound speed in the photon-baryon fluid is cs(z)=31/2c[1+34ρb(z)/ργ(z)]1/2c_{s}(z)=3^{-1/2}c\left[1+\frac{3}{4}\rho_{b}(z)/\rho_{\gamma}(z)\right]^{-1/2}. A precise prediction of the BAO signal requires a full Boltzmann code computation, but for reasonable variations about a fiducial model the ratio of BAO scales is given accurately by the ratio of rdr_{d} values computed from the integral (10). Thus, a measurement of α\alpha_{\perp} from clustering at redshift zz constrains the ratio of the comoving angular diameter distance to the sound horizon:

DM(z)/rd=αDM,fid(z)/rd,fid.D_{M}(z)/r_{d}=\alpha_{\perp}D_{M,{\rm fid}}(z)/r_{d,{\rm fid}}\leavevmode\nobreak\ . (11)

A measurement of α\alpha_{\parallel} constrains the Hubble parameter H(z)H(z), which we convert to an analogous quantity:

DH(z)=c/H(z),D_{H}(z)=c/H(z), (12)

with

DH(z)/rd=αDH,fid(z)/rd,fid.D_{H}(z)/r_{d}=\alpha_{\parallel}D_{H,{\rm fid}}(z)/r_{d,{\rm fid}}\leavevmode\nobreak\ . (13)

An isotropic BAO analysis measures some effective combination of these two distances. If redshift-space distortions are weak, which is a good approximation for luminous galaxy surveys after reconstruction but not for the LyaF, then the constrained quantity is the volume averaged distance

DV(z)=[zDH(z)DM2(z)]1/3,D_{V}(z)=\left[zD_{H}(z)D_{M}^{2}(z)\right]^{1/3}, (14)

with

DV(z)/rd=αDV,fid(z)/rd,fid.D_{V}(z)/r_{d}=\alpha D_{V,{\rm fid}}(z)/r_{d,{\rm fid}}. (15)

There are different conventions in use for defining rdr_{d}, which differ at the 1-2% level, but ratios of rdr_{d} for different cosmologies are independent of the convention provided one is consistent throughout. In this work we adopt the CAMB convention for rdr_{d}, i.e., the value that is reported by the linear perturbations code CAMBLewis00 . In practice, we use the numerically calibrated approximation

rd55.154exp[72.3(ων+0.0006)2]ωcb0.25351ωb0.12807Mpc.r_{d}\approx{55.154\exp\left[-72.3(\omega_{\nu}+0.0006)^{2}\right]\over\omega_{cb}^{0.25351}\,\omega_{b}^{0.12807}}\leavevmode\nobreak\ {\rm Mpc}\leavevmode\nobreak\ . (16)

This approximation is accurate to 0.021% for a standard radiation background with Neff=3.046N_{\rm eff}=3.046, mν<0.6eV\sum m_{\nu}<0.6\,{\rm eV}, and values of ωb\omega_{b} and ωcb\omega_{cb} within 3σ3\sigma of values derived by Planck. It supersedes a somewhat less accurate (but still sufficiently accurate) approximation from Anderson14 (their eq. 55). Note that ων=0.0107(mν/1.0eV)\omega_{\nu}=0.0107(\sum m_{\nu}/1.0\,{\rm eV}), and a 0.5 (1.0) eV neutrino mass changes rdr_{d} by 0.26%-0.26\% (0.92%-0.92\%) for fixed ωcb\omega_{cb}. For neutrino masses in the range allowed by current cosmological constraints, the CMB constrains ωcb\omega_{cb} rather than ωcb+ων\omega_{cb}+\omega_{\nu} because neutrinos remain relativistic at recombination, even though they are non-relativistic at z=0z=0. For the case of extra relativistic species, a useful fitting formula is

rd56.067exp[49.7(ων+0.002)2]ωcb0.2436ωb0.128876[1+(Neff3.046)/30.60]Mpc,r_{d}\approx{56.067\,\exp\left[-49.7(\omega_{\nu}+0.002)^{2}\right]\over\omega_{cb}^{0.2436}\,\omega_{b}^{0.128876}\,[1+(N_{\rm eff}-3.046)/30.60]}\leavevmode\nobreak\ {\rm Mpc}\leavevmode\nobreak\ , (17)

which is accurate to 0.119% if we restrict to neutrino masses in the range 0<mν<0.6eV0<\sum m_{\nu}<0.6\,{\rm eV} and 3<Neff<53<N_{\rm eff}<5. Increasing NeffN_{\rm eff} by unity decreases rdr_{d} by about 3.2%.

For Λ\LambdaCDM models (with mν=0.06eV\sum m_{\nu}=0.06\,{\rm eV}, Neff=3.046N_{\rm eff}=3.046) constrained by Planck, rd=147.49±0.59r_{d}=147.49\pm 0.59 Mpc. This 0.4% uncertainty is only slightly larger for oΛo\LambdaCDM, owowCDM, or even ow0waow_{0}w_{a}CDM (see Table 1 for cosmological model definitions), because the relevant quantities ωcb\omega_{cb} and ωb\omega_{b} are constrained by the relative heights of the acoustic peaks, not by their angular locations. The inference of matter energy densities from peak heights thus depends on correct understanding of physics in the pre-recombination epoch, where curvature and dark energy are negligible in any of these models.

BAO measurements constrain cosmological parameters through their influence on rdr_{d}, their influence on DH(z)D_{H}(z) via the Friedmann equation, and their influence on DM(z)D_{M}(z) via equation (5). For standard models, the 0.4% error on rdr_{d} from Planck is small compared to current BAO measurement errors, so the constraints come mainly through DHD_{H} and DMD_{M}. From the Friedmann equation, we see that DH(z)D_{H}(z) is directly sensitive to the total energy density at redshift zz, while DM(z)D_{M}(z) constrains an effective average of the energy density and is also sensitive to curvature.

Measurements in Table 2 are reported in terms of DV/rdD_{V}/r_{d}, DM/rdD_{M}/r_{d}, and DH/rdD_{H}/r_{d}, using the rdr_{d} convention of equation (10). Expressed in these terms, the results are independent of the fiducial cosmologies assumed in the individual analysis papers. Note that some of the referenced papers quote values of DA/rdD_{A}/r_{d} rather than DM/rdD_{M}/r_{d}, differing by a factor (1+z)(1+z). An anisotropic analysis yields anti-correlated errors on DMD_{M} and DHD_{H}, and the correlation coefficients are reported in Table 2. Each sample spans a range of redshift, and the quoted effective redshift is usually weighted by statistical contribution to the BAO measurement. Because redshift-space positions are scaled to comoving coordinates based on a fiducial cosmological model, and BAO measurements are obtained as ratios relative to that fiducial model, the values of the effective redshift in Table 2 can be treated as exact, e.g., one should compare the BOSS CMASS numbers to model predictions computed at z=0.5700.z=0.5700.

II.2.1 Galaxy BAO Measurements

The most precise BAO measurements to date come from analyses of the BOSS DR11 galaxy sample by Anderson14 . BOSS uses the same telescope Gunn06 as the original SDSS, with spectrographs Smee13 that were substantially upgraded to improve throughput and increase multiplexing (from 640 fibers per plate to 1000). Redshift completeness for the primary BOSS sample is nearly 99%, with typical redshift uncertainty of a few tens of kms1\,{\rm km}\,{\rm s}^{-1} Bolton12 . The DR11 sample has a footprint of 8377 deg2, compared to 10,500 deg2 expected for the final BOSS galaxy sample to appear in DR12.

BOSS targets two distinct samples of luminous galaxies selected by different flux and color cuts Dawson13 : CMASS, designed to approximate a constant threshold in galaxy stellar mass in the range 0.43<z<0.70.43<z<0.7, and LOWZ, which provides roughly three times the density of the SDSS-II LRG sample in the range 0.15<z<0.430.15<z<0.43. Analysis of both samples incorporates reconstruction Eisenstein07 ; Padmanabhan12 to sharpen the BAO peak by partly reversing non-linear effects, thus improving measurement precision. For CMASS, we use results of the anisotropic analysis by Anderson14 , which yields DM/rd=14.945±0.210D_{M}/r_{d}=14.945\pm 0.210 (1.4% precision) and DH/rd=20.75±0.73D_{H}/r_{d}=20.75\pm 0.73 (3.5% precision) with anti-correlated errors (r=0.52r=-0.52).

The LOWZ sample does not have sufficient statistical power for a robust anisotropic analysis, so we use the measurement of DV=8.467±0.167D_{V}=8.467\pm 0.167 at z=0.320z=0.320 (discussed in detail by Tojeiro14 ). We have not included results from the SDSS-II LRG or WiggleZ surveys cited in the introduction because these partly overlap the BOSS volume and are not statistically independent. We do include results of a new analysis Ross:2014qpa that uses reconstruction to achieve a 3.8% DV/rdD_{V}/r_{d} measurement from the SDSS main galaxy sample (MGS) at effective redshift z=0.150z=0.150, which should be nearly independent of the BOSS LOWZ measurement. We also include the 6dFGS measurement of DV/rd=3.047±0.137D_{V}/r_{d}=3.047\pm 0.137 (4.5% precision) at z=0.106z=0.106. Because the 6dFGS BAO detection is of moderate statistical significance and we do not have a full χ2\chi^{2} surface for it, we truncate its χ2\chi^{2} contributions at Δχ2=4\Delta\chi^{2}=4 to guard against non-Gaussian tails of the error distribution. In practice the 6dFGS measurement carries little statistical weight in our constraints. These galaxy BAO measurements are listed in the first four lines of Table 2.

II.2.2 BOSS Lyα\alpha forest BAO Measurements

The BAO scale was first measured at higher redshift (z2.4z\sim 2.4) from the auto-correlation of the Lyα\alpha forest fluctuations in the spectra of high-redshift quasars from BOSS DR9 (Busca13 ,Slosar13 ,Kirkby13 ) following the pioneering work of measuring 3D fluctuations in the forest 2011JCAP…09..001S . Here we use the results from Delubac14 , who present an improved measurement using roughly twice as many quasar spectra from BOSS DR11. The DR11 quasar catalog will be made publicly available simultaneously with the DR12 catalog in 2015. The catalog construction is similar to that of the DR10 quasar catalog described by 2014A&A…563A..54P . The BOSS quasar selection criteria are described by 2012ApJS..199….3R and the background methodology papers 2012ApJ…749…41B ; 2011ApJ…743..125K ; Richards09 ; 2010A&A…523A..14Y .

The measurement of LyaF BAO peak positions is marginalized over parameters describing broad-band distortion of the correlation function using the methodology of Kirkby13 . Because of the low effective bias factor of the LyaF, redshift-space distortion strongly enhances the BAO peak in the line-of-sight direction. The measurement of DH/rdD_{H}/r_{d} is therefore more precise (3.1%) than that of DM/rdD_{M}/r_{d} (5.8%), as seen in line 5 of Table 2. The errors of these two measurements are anti-correlated, with roff=0.43r_{\rm off}=-0.43, and the optimally measured combination DH0.7DM0.3D_{H}^{0.7}D_{M}^{0.3} is determined with a precision of 2%\sim 2\%. While the overall signal-to-noise ratio of the BAO measurement is high, the detection significance for transverse separations (μ<0.5\mu<0.5) is only moderate, as one can see in Figure 3 of Delubac14 .

At the same redshift, BAO have also been measured in the cross-correlation of the Lyα\alpha forest with the density of quasars in BOSS DR11 FontRibera14 . While the number of quasar-pixel pairs is much lower than the number of pixel-pixel pairs in the auto-correlation function, the clustering signal is much stronger because of the high bias factor of quasars. For the same reason, redshift-space distortion is much weaker in the cross-correlation, and in this case the measurement precision is comparable for DM/rdD_{M}/r_{d} (3.7%) and for DH/rdD_{H}/r_{d} (3.3%), (line 6 of Table 2). The higher precision of the transverse measurement makes the cross-correlation measurement an especially valuable complement to the auto-correlation measurement.

Even though these results are derived from the same volume, we can consider them as independent because their uncertainties are not dominated by cosmic variance. They are dominated instead by the combination of noise in the spectra and sparse sampling of the structure in the survey volume, both of which affect the auto-correlation and cross-correlation almost independently. A number of tests using mock catalogs and several analysis procedures are presented in Delubac14 , finding good agreement between error estimates from the likelihood function and from the variance in mock catalogs. This independence allows us to add the χ2\chi^{2} surfaces from both publications, which are publicly available at http://darkmatter.ps.uci.edu/baofit/. While we use these two χ2\chi^{2} surfaces separately, the last line of Table 2 lists the DM/rdD_{M}/r_{d} and DH/rdD_{H}/r_{d} constraints from the combined measurement, with respective precision of 3.2% and 2.2% and a correlation coefficient roff=0.48r_{\rm off}=-0.48.

We caution that BAO measurement from LyaF data is a relatively new field, pioneered entirely by BOSS, in contrast to the now mature subject of galaxy BAO measurement, which has been studied both observationally and theoretically by many groups. Delubac14 present numerous tests using mock catalogs and different analysis procedures, finding good agreement between error estimates from the likelihood surface and from mock catalog variance and identifying no systematic effects that are comparable to the statistical errors. However, the analysis uses only 100 mock catalogs, limiting the external tests of the tails of the error distribution. The systematics and error estimation of the cross-correlation measurement have also been less thoroughly examined than those of the auto-correlation measurement, though continuing investigations within the BOSS collaboration find good agreement with the errors and covariances reported in the publications above. On the theoretical side, Pontzen14 and Gontcho14 have examined the potential impact of UV background fluctuations on LyaF BAO measurement, finding effects that are much smaller than the current statistical errors.

We anticipate significant improvements in the LyaF analyses of the Data Release 12 sample, thanks to the larger data set and ongoing work on broadband distortion modeling, larger mock catalog samples, and spectro-photometric calibration. For the current paper, we adopt the BAO likelihood surfaces as reported in FontRibera14 and Delubac14 .

II.3 Cosmic Microwave Background Data

In this paper we focus on constraints on the expansion history of the homogeneous cosmological model. For this purpose, we compress the Cosmic Microwave Background (CMB) measurements to the variables governing this expansion history. This approach greatly simplifies the required computations, allowing us to fit complex models that have a simple solution to the Friedmann equation without the need to numerically solve for the evolution of perturbations. It is also physically illuminating, making clear what relevant quantities the CMB determines and distinguishing expansion history constraints from those that depend on the evolution of clustering. For some models or special cases we use more complete CMB results obtained by running the industry-standard cosmomc 2002PhRvD..66j3511L or by relying on the publicly available Planck MCMC chains.555http://wiki.cosmos.esa.int/planckpla/index.php/ Cosmological_Parameters

The CMB plays two distinct but important roles in our analysis. First, we treat the CMB as a “BAO experiment” at redshift z=1090z_{\star}=1090, measuring the angular scale of the sound horizon at very high redshift. Here we ignore the small dependence of the last-scattering redshift zz_{\star} on cosmological parameters and the fact that the relevant scale for the CMB is rr_{\star} rather than the drag redshift rdr_{d} that sets the BAO scale in low-redshift structure. We have checked that both approximations are valid to around 0.1σ0.1\sigma for the case of BAO and Planck data and the Λ\LambdaCDM model. In its second important role, the CMB calibrates the absolute length of the BAO ruler through its determination of ωb\omega_{b} and ωcb\omega_{cb}.

Inspired by the existence of well-known degeneracies in CMB data 1999MNRAS.304…75E ; 2002PhRvD..66f3007K ; Wang13 , we compress the CMB measurements into three variables: ωb\omega_{b}, ωcb\omega_{cb} and DM(1090)/rdD_{M}(1090)/r_{d}. The mean vector and the 3×33\times 3 covariance matrix are used to describe the CMB constraints by a simple Gaussian likelihood. In order to calibrate these variables, we rely on the publicly available Planck chains. In particular, we use the base_Alens chains with the planck_lowl_lowLike dataset corresponding to the Planck dataset with low-\ell WMAP polarization (referred to in this paper as Planck+WP). We find that the data vector

𝐯=(ωbωcbDM(1090)/rd)\mathbf{v}=\left(\begin{matrix}\omega_{b}\\ \omega_{cb}\\ D_{M}(1090)/r_{d}\\ \end{matrix}\right) (18)

can be described by a Gaussian likelihood with mean

μ𝐯=(0.022450.138694.33)\mu_{\mathbf{v}}=\left(\begin{matrix}0.02245\\ 0.1386\\ 94.33\\ \end{matrix}\right) (19)

and covariance

C𝐯=(1.286×1076.033×1071.443×1056.033×1077.542×1063.605×1051.443×1053.605×1050.004264).C_{\mathbf{v}}=\left(\begin{matrix}1.286\times 10^{-7}&-6.033\times 10^{-7}&1.443\times 10^{-5}\\ -6.033\times 10^{-7}&7.542\times 10^{-6}&-3.605\times 10^{-5}\\ 1.443\times 10^{-5}&-3.605\times 10^{-5}&0.004264\\ \end{matrix}\right). (20)

The fractional diagonal errors on ωb\omega_{b}, ωcb\omega_{cb}, and DM(1090)/rdD_{M}(1090)/r_{d} are 1.5%, 1.9%, and 0.06%, respectively. We similarly compress the WMAP 9-yr data into

μ𝐯=(0.022590.135494.51)\mu_{\mathbf{v}}=\left(\begin{matrix}0.02259\\ 0.1354\\ 94.51\\ \end{matrix}\right) (21)

and covariance

C𝐯=(2.864×1074.809×1071.111×1054.809×1071.908×1057.495×1061.111×1057.495×1060.02542).C_{\mathbf{v}}=\left(\begin{matrix}2.864\times 10^{-7}&-4.809\times 10^{-7}&-1.111\times 10^{-5}\\ -4.809\times 10^{-7}&1.908\times 10^{-5}&-7.495\times 10^{-6}\\ -1.111\times 10^{-5}&-7.495\times 10^{-6}&0.02542\\ \end{matrix}\right). (22)

For reference in interpreting the cosmological constraints from CMB+BAO data, especially in Section VI below, note that the contributions to DM(1090)D_{M}(1090) accumulate over a wide range of redshift, with 14%, 25%, 38%, 47%, 69%, 88%, and 99% of the integral in equation (6) coming from redshifts z<0.5z<0.5, 1.0, 2.0, 3.0, 10, 50, and 640, respectively.

The base_Alens model corresponds to the basic flat Λ\LambdaCDM cosmology with explicit marginalisation over the foreground lensing potential. Our decision to use the flat model was intentional, since we found that in curved models there is significant non-Gaussian correlation of ωb\omega_{b} and ωm\omega_{m} with curvature. Because our BAO data inevitably collapse more complex models to nearly flat ones, use of the flat data is more appropriate. We have tested the data compression in a couple of simple cases by comparing results of BAO+CMB data to cosmomc chains and found less than 0.5σ0.5\sigma differences in best-fit parameter values between using compressed and full chains. The residual differences are driven by the fact that our compressed likelihood attempts to extract purely geometric information from the CMB data (for example, values of ωb\omega_{b} and ωm\omega_{m} are different at roughly the same level between chains that marginalise over lensing potential and those that do not). For BAO-only data combinations the results are completely consistent.

Throughout the paper, we refer to the constraints represented by equations (18)-(20) simply as “Planck” (although they also include information from WMAP polarization measurements). In Section III we treat the CMB as a BAO experiment measuring DM(1090)/rdD_{M}(1090)/r_{d}, but we eliminate its calibration of the absolute BAO scale by artificially blowing up the errors on ωb\omega_{b} and ωcb\omega_{cb}; we denote this case as “++Planck DMD_{M}”. Conversely, in Section IV we use the CMB information on ωb\omega_{b} and ωcb\omega_{cb} to set the size of our standard ruler rdr_{d} but omit the DM(1090)/rdD_{M}(1090)/r_{d} information by artificially inflating its errors; we denote this case as “+rd+r_{d}”. When we use a full Planck chain instead of the compressed information, we adopt the notation “Planck (full)” and specify what additional parameters (such as AlensA_{\rm lens}, NeffN_{\rm eff}, or tensor-to-scalar ratio rr) are being varied in the chain.

If one assumes a flat universe, a cosmological constant (w=1w=-1), standard relativistic background (Neff=3.046N_{\rm eff}=3.046), and minimal neutrino mass (mν=0.06eV\sum m_{\nu}=0.06\,{\rm eV}), then the CMB data summarized by equations (18)-(20) also provide a precise constraint on the Hubble parameter hh, and thus on Ωcb\Omega_{cb}, Ωb\Omega_{b}, and ΩΛ\Omega_{\Lambda}. At various points in the paper we refer to a “fiducial” Planck Λ\LambdaCDM model for which we adopt ωbh2=0.022032\omega_{b}h^{2}=0.022032, Ωm=0.3183\Omega_{m}=0.3183, and h=0.6704h=0.6704, which are the best fit parameters for “Planck+WP” combination as cited in the Table 2 of PlanckXVI . The CMB constraints on hh and Ωm\Omega_{m} become much weaker if one allows w1w\neq-1 or Ωk0\Omega_{k}\neq 0, so for more general models BAO data or other constraints are needed to restore high precision on cosmological parameters.

II.4 Supernova Data

A comprehensive set of relative luminosity distances of 740 SNIa was presented in Betoule14 , based on a joint calibration and training set of the SDSS-II Supernova Survey Sako14 and the Supernova Legacy Survey (SNLS) 3-year data set Conley11 . The 374 supernovae from SDSS-II and 239 from SNLS were combined with 118 nearby supernovae from Contreras10 ; Hicken09 ; Jha06 ; Altavilla04 ; Riess99 ; Hamuy96 and nine high-redshift supernovae discovered and studied by HST Riess07 . We use this set, dubbed Joint Light-curve Analysis (JLA), rather than the Union 2.1 compilation of Suzuki2012 because of the demonstrated improvement in calibration and corresponding reduction in systematic uncertainties presented in Betoule14 .

While Betoule14 also provide a full cosmomc module and a covariance matrix in relevant parameters, we here instead use their compressed representation of relative distance constraints due to conceptual simplicity and a drastic increase in computational speed when combining with other cosmology probes. The compressed information consists of a piece-wise linear function fit over 30 bins (leading to 31 nodes) spaced evenly in logz\log{z} (to minimum z0.01z\sim 0.01) with a 31×3131\times 31 covariance matrix that includes all of the systematics from the original analysis. SNIa constrain relative distances, so the remaining marginalization required to use this compressed respresentation in a comological analysis is over the fiducial absolute magnitude of a SNIa, MBM_{B}. In Section IV we also utilize a similar compression of the Union 2.1 SN data set, which we have constructed in analogous fashion.

II.5 Visualizing the BAO Constraints

Refer to caption
Figure 1: The BAO “Hubble diagram” from a world collection of detections. Blue, red, and green points show BAO measurements of DV/rdD_{V}/r_{d}, DM/rdD_{M}/r_{d}, and zDH/rdzD_{H}/r_{d}, respectively, from the sources indicated in the legend. These can be compared to the correspondingly colored lines, which represents predictions of the fiducial Planck Λ\LambdaCDM model (with Ωm=0.3183\Omega_{m}=0.3183, h=0.6704h=0.6704, see Section II.3). The scaling by z\sqrt{z} is arbitrary, chosen to compress the dynamic range sufficiently to make error bars visible on the plot. Filled points represent BOSS data, which yield the most precise BAO measurements at z<0.7z<0.7 and the only measurements at z>2z>2. For visual clarity, the Lyα\alpha cross-correlation points have been shifted slightly in redshift; auto-correlation points are plotted at the correct effective redshift.

Figure 1 shows the “Hubble diagram” (distance vs. redshift) from a variety of recent BAO measurements of DV/rdD_{V}/r_{d}, DM/rdD_{M}/r_{d}, or zDH/rdzD_{H}/r_{d}; these three quantities converge at low redshift. In addition to the data listed in Table 2, we show measurements from the DR7 data set of SDSS-II by Percival10 and from the WiggleZ survey by Blake11 , which are not included in our cosmological analysis because they are not independent of the (more precise) BOSS measurements in similar redshift ranges. Curves represent the predictions of the fiducial Planck Λ\LambdaCDM model, whose parameters are determined independently of the BAO measurements but depend on the assumptions of a flat universe and a cosmological constant. Overall, there is impressively good agreement between the CMB-constrained Λ\LambdaCDM model and the BAO measurements, especially as no parameters have been adjusted in light of the BAO data. However, there is noticeable tension between the Planck Λ\LambdaCDM model and the LyaF BAO measurements.

Refer to caption
Figure 2: BAO measurements and model predictions of H(z)H(z) and DM(z)D_{M}(z) as a function of redshift, with physically informative scalings. The top panel shows H(z)/(1+z)H(z)/(1+z), the proper velocity between two objects 1 comoving Mpc apart. The bottom panel shows cln(1+z)/DM(z)c\ln(1+z)/D_{M}(z), a scaling that matches a constant line H(z)=(1+z)H0H(z)=(1+z)H_{0} in the top panel to the same constant line in the bottom panel for a flat universe. Filled circles and squares show the BOSS CMASS and LyaF measurements of H(z)H(z) and DM(z)D_{M}(z), respectively; we show the LyaF-quasar cross-correlation as crosses to distinguish from the LyaF auto-correlation measurments. Filled triangles in the bottom panel show the BOSS LOWZ and MGS measurements of DV(z)D_{V}(z) converted to DM(z)D_{M}(z). Open squares show the value of H0=67.3±1.1kms1Mpc1H_{0}=67.3\pm 1.1\,{\rm km}\,{\rm s}^{-1}\,{\rm Mpc}^{-1} determined from the combination of BAO and SNIa data described in Section IV. The grey swath in both panels is the prediction from the Planck Λ\LambdaCDM cosmology including 1σ1\sigma parameter errors; in the top panel, one can easily see the model transition from deceleration to acceleration at z0.6z\approx 0.6. The dashed line shows the Λ\LambdaCDM prediction using the best-fit WMAP parameters, which has lower Ωmh2\Omega_{m}h^{2}. Dotted curves show models that match the best-fit Planck values of ωcb\omega_{cb}, ωb\omega_{b}, and DM(1090)/rdD_{M}(1090)/r_{d} but have Ωk=0.01\Omega_{k}=0.01 (blue), w=0.7w=-0.7 (green), or w=1.3w=-1.3 (red). The xx-axis is set to 1+z\sqrt{1+z} both for display purposes and so that a pure matter universe (Ωm=1\Omega_{m}=1) appears as a decreasing straight line on the top panel.

Figure 2 displays a subset of these BAO measurements with scalings that elucidate their physical content. In the upper panel, we plot H(z)/(1+z)H(z)/(1+z), which is the proper velocity between two objects with a constant comoving separation of 1 Mpc. This quantity is declining in a decelerating universe and increasing in an accelerating universe. We set the xx-axis to be 1+z\sqrt{1+z}, which makes H(z)/(1+z)H(z)/(1+z) a straight line of slope H0H_{0} in an Einstein-de Sitter (Ωm=1\Omega_{m}=1) model. For the transverse BAO measurements in the lower panel, we plot cln(1+z)/DM(z)c\ln(1+z)/D_{M}(z), chosen so that a constant (horizontal) line in the H(z)/(1+z)H(z)/(1+z) plot would produce the same constant line in this panel, assuming a flat Universe. This quantity would decrease monotonically in a non-accelerating flat cosmology. The quantities in both the upper and lower panels approach H0H_{0} as zz approaches zero, independent of other cosmological parameters. We convert the BOSS LOWZ and MGS measurements of DV(z)D_{V}(z) to DM(z)D_{M}(z) in the lower panel assuming the fiducial Planck Λ\LambdaCDM parameters; this is a robust approximation because all acceptable cosmologies produce similar scaling at these low redshifts. Note that the H(z)H(z) and DM(z)D_{M}(z) measurements from a given data set (i.e., at a particular redshift) are covariant, in the sense that the points on these panels are anti-correlated (see Table 2). For example, if H(z)H(z) at z=2.34z=2.34 were scattered upward by a statistical fluctuation, then the z=2.34z=2.34 point in the lower panel would be scattered downward.

As discussed below in Section IV, the galaxy BAO and JLA supernova data can be combined to yield an “inverse distance ladder” measurement of H0H_{0}, which utilizes the CMB measurements of ωcb\omega_{cb} and ωb\omega_{b} but no other CMB information. This value of H0H_{0} is robust to a wide range of assumptions about dark energy evolution and space curvature, although it does assume a standard radiation background for the calculation of rdr_{d}. We plot the resulting determination of H0=67.3±1.1kms1Mpc1H_{0}=67.3\pm 1.1\,{\rm km}\,{\rm s}^{-1}\,{\rm Mpc}^{-1} as the open square in both panels.

The grey swath in both panels of Figure 2 represents the 1σ\sigma region for the fiducial Planck Λ\LambdaCDM model, with the top panel clearly showing the transition from deceleration to acceleration at z0.6z\approx 0.6. Formally, we are scaling both panels by (rd/rd,fid)(r_{d}/r_{d,{\rm fid}}), so that the comparison of the BAO data points to the CMB prediction is invariant to changes in the sound horizon. The galaxy BAO measurements of DM(z)D_{M}(z) from BOSS and MGS are in excellent agreement with the predictions of this model (as are the other measurements shown previously in Fig. 1), and the combination of BAO and SNe yields an H0H_{0} value in excellent agreement with this model’s prediction. The expansion rate H(0.57)H(0.57) from CMASS is high compared to the model prediction, at moderate significance. Compared to Planck, the best-fit value of Ωmh2\Omega_{m}h^{2} from the 9-year WMAP analysis WMAP9 is lower, 0.143 vs. 0.137, implying lower Ωm\Omega_{m} and slightly higher hh for a Λ\LambdaCDM model. The model using these best-fit parameters, shown by the dashed lines, agrees better with the CMASS H(z)H(z) measurement but is in tension with the distance data, especially the CMASS value of DM(0.57)D_{M}(0.57).

The Lyα\alpha forest measurements are much more difficult to reconcile with the Λ\LambdaCDM model: compared to the Planck curve, the LyaF BAO H(z)H(z) is low and [DM(z)]1[D_{M}(z)]^{-1} is high. It is important to keep the error anti-correlation in mind when assessing significance — if H(z)H(z) fluctuates up then 1/DM(z)1/D_{M}(z) will fluctuate down, which tends to reduce the tension relative to the CMB. However, our subseqent analyses (and those already reported by Delubac14 ) will show that the discrepancy is significant at the 22.5σ2-2.5\sigma level. The dotted curves show predictions of cosmological models with Ωk=0.01\Omega_{k}=0.01 or 1+w=±0.31+w=\pm 0.3. While changing curvature or the dark energy equation-of-state can improve agreement with some of the data points, it worsens agreement with other data points, and on the whole (as demonstrated quantitatively in Section V) such variations do not noticeably improve the fit to the combined CMB, BAO, and SN data.

Not plotted in Figure 2 is the value of DM(1090)D_{M}(1090) that comes from the angular acoustic scale in the CMB. Connecting the acoustic scale measured in CMB anisotropy to that measured in large-scale structure does require model assumptions about structure formation at the recombination epoch. However, it would be difficult to move the relative calibration significantly without making substantial changes to the CMB damping tail, which is already well constrained by observations. Using the ratio of DM(1090)/rdD_{M}(1090)/r_{d} in equation (19) and rd=147.49r_{d}=147.49 Mpc, we find cln(1+z)/DM(z)=151kms1Mpc1c\ln(1+z)/D_{M}(z)=151\,{\rm km}\,{\rm s}^{-1}\,{\rm Mpc}^{-1} at z=1090z=1090 with percent level accuracy, a factor of two larger than any of the low-redshift values in Figure 2. On their own, the BAO data in Figure 2 clearly favor a universe that transitions from deceleration at z>1z>1 to acceleration at low redshifts, and this evidence becomes overwhelming if one imagines the corresponding CMB measurements off the far left of the plot. We quantify these points in the following section.

It is tempting to consider a flat cosmology with a constant H/(1+z)H/(1+z) as an alternative model of these data Melia12 . Note that although this form of H(z)H(z) occurs in coasting (empty) cosmologies in general relativity, those models have open curvature and hence a sharply different DM(z)D_{M}(z). But even for the flat model, the data are not consistent with a constant H(z)/(1+z)H(z)/(1+z), first because the increase in cln(1+z)/DM(z)c\ln(1+z)/D_{M}(z) from z=0.57z=0.57 to z=0.0z=0.0 is statistically significant, and second because of the factor of two change of this quantity relative to that inferred from the CMB angular acoustic scale. The change from z=0.57z=0.57 to z=0z=0 is more significant than the plot indicates because the data points are correlated; this occurs because the H0H_{0} value results from normalizing the SNe distances with the BAO measurements. We measure the ratio of the values, H0DM(0.57)/cln(1.57)H_{0}D_{M}(0.57)/c\ln(1.57), to be 1.080±0.0141.080\pm 0.014 from the combination of BAO and SNe datasets, a 5.5σ\sigma rejection of a constant hypothesis and an indication of the strength of the SNe data in detecting the low-redshift accelerating expansion.

III BAO as an uncalibrated ruler

III.1 Convincing Detection of dark energy from BAO data alone

For quantitative contraints, we start by considering BAO data alone with the simple assumption that the BAO scale is a standard comoving ruler, whose length is independent of redshift and orientation but is not necessarily the value computed using CMB parameter constraints. A similar analysis has been presented in 2013MNRAS.436.1674A . In this case, a simple dimensional analysis shows that in addition to fractional densities in cosmic components, one can constrain the dimensionless quantity P=c/(H0rd)P=c/(H_{0}r_{d}).

Figure 3 presents constraints on relevant quantities in oΛo\LambdaCDM models, which assume that dark energy is a cosmological constant but allow ΩΛ=0\Omega_{\Lambda}=0 and arbitrary Ωk\Omega_{k}. The combination of galaxy and LyaF BAO measurements yields a marginalised constraint of ΩΛ=0.730.68+0.25\Omega_{\Lambda}=0.73^{+0.25}_{-0.68} at 99.7% confidence, implying a >3σ>3\sigma detection of dark energy from BAO alone without CMB data.

These constraints become much tighter if we assume that the CMB is measuring the same acoustic scale, functioning as an additional BAO experiment at a much higher redshift. As discussed in Section II.3, we implement this case by retaining the high-precision CMB measurement of DM(1090)/rdD_{M}(1090)/r_{d} but drastically inflating (by a factor of 100) the CMB errors on ωcb\omega_{cb} and ωb\omega_{b}, so that the value of rdr_{d} itself remains effectively unknown. Combining the CMB measurement with galaxy or LyaF BAO alone yields a strong detection of non-zero ΩΛ\Omega_{\Lambda}, but with different central values reflecting the tensions already discussed in Section II.5 and examined further in Sections VVI. Combining all three measurements yields a marginalised ΩΛ=0.720.034+0.030\Omega_{\Lambda}=0.72^{+0.030}_{-0.034} (at 68% confidence, with reasonably Gaussian errors), implying >20σ>20\sigma preference for a low-density universe dominated by dark energy. The dimensionless quantity P=c/(H0rd)=29.630.45+0.48P=c/(H_{0}r_{d})=29.63^{+0.48}_{-0.45} is determined with 1.6% precision. Most importantly, this data combination also requires a nearly flat universe, with a total density Ωm+ΩΛ=1.0110.016+0.014\Omega_{m}+\Omega_{\Lambda}=1.011^{+0.014}_{-0.016} determined to 1.5% and consistent with the critical density. Thus, with the minimal assumption that the BAO scale is a standard ruler, these data provide strong support for the standard cosmological model.

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Figure 3: Constraints from BAO on the parameters of oΛo\LambdaCDM models, treating the BAO scale as a redshift-independent standard ruler of unknown length. Green curves/contours in each panel show the combined constraints from galaxy and LyaF BAO, with no CMB information. Black curves/contours include the measurement of DM(1090)/rdD_{M}(1090)/r_{d} from the CMB acoustic scale, again with no assumption about the value of rdr_{d} except that it is the same scale as the lower redshift measurements. This combination of BAO measurements yields precise constraints on ΩΛ\Omega_{\Lambda} (top panel) and the dimensionless quantity c/(H0rd)c/(H_{0}r_{d}) (bottom panel), and it requires a low density (Ωm0.29\Omega_{m}\approx 0.29), nearly flat universe (middle panel). Blue and red curves in the top and bottom panels show the result of combining the CMB BAO measurement with either the galaxy or LyaF BAO measurement separately. The dotted line in the middle panel marks Ωm+ΩΛ=1\Omega_{m}+\Omega_{\Lambda}=1.

III.2 External calibration of rdr_{d}

We proceed further by computing the sound horizon scale rdr_{d} from the standard physics of the pre-recombination universe but adopting empirical constraints external to the CMB. In particular, we adopt a prior on the baryon density of ωb=0.02202±0.00046\omega_{b}=0.02202\pm 0.00046 determined from big bang nucleosynthesis (BBN) and the observed primordial deuterium abundance Cooke14 , and we assume a standard relativistic background (Neff=3.046N_{\rm eff}=3.046, ων0\omega_{\nu}\approx 0). For any values of Ωm\Omega_{m} and the Hubble parameter hh that arise in our MCMC chain, we can then compute the value of rdr_{d} from equation (16). Compared to the previous section, the addition of the physical scale allows us to convert the measured value of c/(H0rd)c/(H_{0}r_{d}) into a measurement of the dimensional parameter H0H_{0}. In practice, we derive constraints in a separate MCMC run where, instead of a flat prior on PP, we have a flat prior on hh and the above prior on ωb\omega_{b}. We also fix the curvature parameter Ωk\Omega_{k} to zero. Results are presented in Figure 4. The red (galaxy BAO) and blue (LyaF BAO) contours in this figure use no CMB information at all, but they do assume a spatially flat universe in contrast to Figure 3.

The point of this exercise is the following. The homogeneous part of the minimal Λ\LambdaCDM model has just two adjustable parameters, Ωm\Omega_{m} and hh, which matches the two degrees of freedom offered by a measurement of anisotropic BAO at a single redshift. (The weak BBN prior is required to fix the magnitude of rdr_{d}, but it does not affect the expansion history.) One can therefore get meaningful constraints from either galaxy BAO or LyaF BAO alone, though this is no longer true if one allows non-zero curvature and therefore introduces a third parameter. There is substantial Ωmh\Omega_{m}-h degeneracy for either measurement individually, but both are generally compatible with standard values of these parameters. The tension of the LyaF BAO with the Planck Λ\LambdaCDM model manifests itself here as a best fit at relatively low matter density and high Hubble parameter. Combining the galaxy and LyaF measurements produces a precise measurement of both Ωm\Omega_{m} and the Hubble parameter coming from BAO alone, independent of CMB data. In combination, we find h=0.67±0.013h=0.67\pm 0.013 and Ωm=0.29±0.02\Omega_{m}=0.29\pm 0.02 (68% confidence). The small black ellipse in Figure 4 shows the Planck constraints for Λ\LambdaCDM, computed from full Planck chains, which are in excellent agreement with the region allowed by the joint BAO measurements.

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Figure 4: Constraints on Ωm\Omega_{m} and hh in a flat Λ\LambdaCDM model from galaxy BAO (red), LyaF BAO (blue), and the combination of the two (green), using a BBN prior on ωb\omega_{b} and standard physics to compute the sound horizon rdr_{d} but incorporating no CMB information. Contours are plotted at 68%, 95%, and 99.7% confidence (the interior white region of the green “donut” is 68%). Black contours show the entirely independent constraints on Ωm\Omega_{m} and hh in Λ\LambdaCDM from full Planck CMB chains.

IV BAO, SNIa, and the Inverse Distance Ladder

The traditional route to measuring the Hubble constant H0H_{0} is built on a distance ladder anchored in the nearby Universe: stellar distances to galaxies within 20\sim 20\,Mpc are used to calibrate secondary indicators, and these in turn are used to measure distances to galaxies “in the Hubble flow,” i.e., far enough away that peculiar velocities are a sub-dominant source of uncertainty when inferring H0=v/dH_{0}=v/d Freedman10 . The most powerful implementations of this program in recent years have used Cepheid variables — calibrated by direct parallax, by distance estimates to the LMC, or by the maser distance to NGC 4258 — to determine distances to host galaxies of SNIa, which are the most precise of the available secondary distance indicators Riess11 ; Freedman12 ; Humphreys13 .

Because the BAO scale can be computed in absolute units from basic underlying physics, the combination of BAO with SNIa allows a measurement of H0H_{0} via an “inverse distance ladder,” anchored at intermediate redshift. The BOSS BAO data provide absolute values of DVD_{V} at z=0.32z=0.32 and DMD_{M} at z=0.57z=0.57 with precision of 2.0% and 1.4%, respectively. The JLA SNIa sample provides a high-precision relative distance scale, which transfers the BAO measurement down to low redshift, where H0H_{0} is simply the slope of the distance-redshift relation. Equivalently, this procedure calibrates the absolute magnitude scale of SNIa using BAO distances instead of the Cepheid distance scale. Although the extrapolation from the BAO redshifts to low redshifts depends on the dark energy model, the SNIa relative distance scale is precisely measured over a well sampled redshift interval which includes the BAO redshifts, so this extrapolation introduces practically no uncertainty even when the dark energy model is extremely flexible. CMB data enter the inverse distance ladder by constraining the values of ωm\omega_{m} and ωb\omega_{b} and thus allowing computation of the sound horizon scale rdr_{d}.

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Figure 5: Determination of H0H_{0} by the “inverse distance ladder” combining BAO absolute distance measurements and SNIa relative distance measurements, with CMB data used to calibrate the sound horizon scale rdr_{d}. The quantity cln(1+z)/DM(z)c\ln(1+z)/D_{M}(z) converges to H0H_{0} at z=0z=0. Filled circles show the four BAO measurements, normalized with rd=147.49r_{d}=147.49\,Mpc; for the three lower redshift points, DVD_{V} has been converted to DMD_{M} assuming Λ\LambdaCDM. Crosses show the SNIa measurements, with error bars representing diagonal elements of the covariance matrix. Because the absolute luminosity of SNIa is not known a priori, the SNIa points are free to shift vertically by a constant factor, which is chosen here to produce the best joint fit with the BAO data. The red square and error bar shows the value H0=(67.3±1.1)kms1Mpc1H_{0}=(67.3\pm 1.1)\,{\rm km}\,{\rm s}^{-1}\,{\rm Mpc}^{-1} determined by the full inverse distance ladder procedure described in the text. The black curve shows the prediction for a Λ\LambdaCDM model with Ωm=0.3\Omega_{m}=0.3 and the best-fit H0H_{0}, and green curves show ten PolyCDM models randomly selected from our MCMC chain that have Δχ2<4\Delta\chi^{2}<4 relative to the best-fit PolyCDM model. This H0H_{0} determination assumes standard pre-recombination physics to evaluate rdr_{d}. For non-standard energy backgrounds (e.g., extra relativistic species or early dark energy) the more general result is described by equation (23).

Figure 5 provides a conceptual illustration of this approach, zeroing in on the z<1z<1 portion of the Hubble diagram. Filled points show cln(1+z)/DM(z)c\ln(1+z)/D_{M}(z) from the CMASS, LOWZ, MGS, and 6dFGS BAO measurements, where for illustrative purposes only we have converted the latter three measurements from DV(z)D_{V}(z) to DM(z)D_{M}(z) using Planck Λ\LambdaCDM parameters. The error bars on these points include the 0.4% uncertainty in rdr_{d} arising from the uncertainties in the Planck determination of ωm\omega_{m} and ωb\omega_{b}, but this is a small contribution to the error budget. Crosses show the binned SNIa distance measurements, with the best absolute magnitude calibration from the joint BAO+SNIa fit. We caution that systematic effects introduce error correlations across redshift bins in the SNIa data, which are accounted for in our full analysis. To allow flexibility in the dark energy model, we adopt the PolyCDM parameterization described in Section II.1, imposing a loose Gaussian prior Ωk=0±0.1\Omega_{k}=0\pm 0.1 to suppress high curvature models that are clearly inconsistent with the CMB. Thin green curves in Figure 5 show cln(1+z)/DM(z)c\ln(1+z)/D_{M}(z) for ten PolyCDM models that have Δχ2<4\Delta\chi^{2}<4 relative to the best-fit model, selected from the MCMC chains described below. The intercept of these curves at z=0z=0 is the value of H0H_{0}. While low-redshift BAO measurements like those of 6dFGS and MGS incur minimal uncertainty from the extrapolation to z=0z=0, the statistical error is necessarily large because of the limited volume at low zz. It is evident from Figure 5 that using SNIa to transfer intermediate redshift BAO measurements to the local Universe yields a much more precise determination of H0H_{0} than using only low-redshift BAO measurements, even allowing for great flexibility in the dark energy model.

To compute our H0H_{0} constraints, we adopt the DM(z)D_{M}(z) and H(z)H(z) constraints from CMASS BAO (including covariance), the DV(z)D_{V}(z) constraints from LOWZ, MGS, and 6dFGS BAO, the compressed JLA SNIa data set with its full 31×3131\times 31 covariance matrix, and an rdr_{d} constraint from Planck (see Section II.3). Marginalizing over the PolyCDM parameters yields H0=67.3±1.1kms1Mpc1H_{0}=67.3\pm 1.1\,{\rm km}\,{\rm s}^{-1}\,{\rm Mpc}^{-1}, a 1.7% measurement. Even if we include the CMB angular diameter distance at its full precision, our central value and error bar on H0H_{0} change negligibly because the flexibility of the PolyCDM model effectively decouples low- and high-redshift information.

As a by-product of our H0H_{0} measurement, we determine the absolute luminosity of a fiducial SNIa to be MB=19.14±0.042M_{B}=-19.14\pm 0.042 mag. Here we define a fiducial SNIa as having SALT2 (as retrained in Betoule14 ) light-curve width and color parameters x1=0x_{1}=0 and C=0C=0 and having exploded in a galaxy with a stellar mass <1010M.<10^{10}M_{\odot}.

Our best-fit H0H_{0} and its 1σ1\sigma uncertainty are shown by the open square and error bar in Figures 2 and 5. To characterize the sources of error, we have repeated our analyses after multiplying either the CMB, SN, or BAO covariance matrix by a factor of ten (and thus reducing errors by 10\sqrt{10}). Reducing the CMB errors, so that they yield an essentially perfect determination of rdr_{d}, makes almost no difference to our H0H_{0} error, because the 0.4% uncertainty in rdr_{d} is already small. Reducing either the SNIa or BAO errors shrinks the H0H_{0} error by approximately a factor of two, indicating that the BAO measurement uncertainties and the SNIa measurement uncertainties make comparable contributions to our error budget; the errors add (roughly) linearly rather than in quadrature because both measurements constrain the redshift evolution in our joint fit. If we replace PolyCDM with ow0waow_{0}w_{a}CDM in our analysis, substituting a different but still highly flexible dark energy model, the derived value of H0H_{0} drops by less than 0.2σ0.2\sigma and the error bar is essentially unchanged. If we instead fix the dark energy model to Λ\LambdaCDM, the central value and error bar are again nearly unchanged, because with the dense sampling provided by SNe the extrapolation from the BAO redshifts down to z=0z=0 is also only a small source of uncertainty. To test sensitivity to the SN data set, we constructed a compressed description of the Union 2.1 compilation Suzuki2012 analogous to that of the JLA compilation; substituting Union 2.1 for JLA makes negligible difference to our best-fit H0H_{0} while increasing the error bar by about 30% (see Table 3). Finally, if we substitute the WMAP9 constraints on ωm\omega_{m} and ωb\omega_{b} for the Planck constraints, the central H0H_{0} decreases by 0.5% (to 66.9kms1Mpc166.9\,{\rm km}\,{\rm s}^{-1}\,{\rm Mpc}^{-1}) and the error bar grows by 8% (to 1.2kms1Mpc11.2\,{\rm km}\,{\rm s}^{-1}\,{\rm Mpc}^{-1}).

To summarize, this 1.7% determination of H0H_{0} is robust to details of our analysis, with the error dominated by the BAO and SNIa measurement uncertainties. The key assumptions behind this method are (a) standard matter and radiation content, with three species of light neutrinos, and (b) no unrecognized systematics at the level of our statistical errors in the CMB determinations of ωm\omega_{m} and ωb\omega_{b}, in the BAO measurements, or in the SNIa measurements used to tie them to z=0z=0. Note that the SNIa covariance matrix already incorporates the detailed systematic error budget of Betoule14 . The measurement systematics are arguably smaller than those that affect the traditional distance ladder. Thus, with the caveat that it assumes a standard matter and radiation content, this measurement of H0H_{0} is more precise and probably more robust than current distance-ladder measurements.

Non-standard radiation backgrounds remain a topic of intense cosmological investigation, and a convincing mismatch between H0H_{0} determinations from the forward and inverse distance ladders could be a distinctive signature of non-standard physics that alters rdr_{d}. We can express our constraint in a more model-independent form as

H0=(67.3±1.1)×(147.49Mpc/rd)kms1Mpc1.H_{0}=(67.3\pm 1.1)\times(147.49\,{\rm Mpc}/r_{d})\,{\rm km}\,{\rm s}^{-1}\,{\rm Mpc}^{-1}. (23)

Raising NeffN_{\rm eff} from 3.046 to 4.0 would increase our central value of H0H_{0} to 69.5kms1Mpc169.5\,{\rm km}\,{\rm s}^{-1}\,{\rm Mpc}^{-1} (eq. 17, but see further discussion in Section VI.4).

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Figure 6: Constraints on the Hubble constant H0H_{0} from this paper’s inverse distance ladder analysis (blue, at bottom), from three direct distance ladder estimates (red, at top), and from Planck or WMAP CMB data assuming Λ\LambdaCDM (green, middle). All error bars are 1σ1\sigma. The inverse distance ladder estimates assume rd=147.49±0.59r_{d}=147.49\pm 0.59 Mpc, based on Planck constraints for a standard radiation background, while the green points make the much stronger assumptions of a flat universe with a cosmological constant.

Figure 6 compares our H0H_{0} determination to several other values from the literature. The lower two points show our results using either the PolyCDM model or the ow0waow_{0}w_{a}CDM model. The top three points show recent distance-ladder determinations from Riess et al. Riess11 , Freedman et al. Freedman12 , and a reanalysis of the Riess et al. data set by Efstathiou14 . There is mild (2σ\approx 2\sigma) tension between these determinations and our value. The central two points show the values of H0H_{0} inferred from Planck or WMAP CMB data assuming a flat Λ\LambdaCDM model, with values and uncertainties taken from the MCMC chains provided by the Planck collaboration. These inferences of H0H_{0} are much more model dependent than our inverse distance ladder measurement; with the ow0waow_{0}w_{a}CDM or PolyCDM dark energy models the errors on H0H_{0} from CMB data alone increase by more than order of magnitude because of the CMB geometric degeneracy. Consistency of these H0H_{0} values is therefore a consistency test for the Λ\LambdaCDM model, which it passes here with flying colors.

Combination Model H0H_{0}
Galaxy BAO + SN + rdr_{d} PolyCDM 67.3±1.167.3\pm 1.1
Galaxy BAO + SN + rdr_{d} ow0waow_{0}w_{a}CDM 67.1±1.167.1\pm 1.1
Galaxy BAO + Union SN + rdr_{d} PolyCDM 67.3±1.567.3\pm 1.5
Galaxy BAO + Union SN + rdr_{d} ow0waow_{0}w_{a}CDM 67.2±1.567.2\pm 1.5
Table 3: Constraints on H0H_{0} (in kms1Mpc1\,{\rm km}\,{\rm s}^{-1}\,{\rm Mpc}^{-1}) from the inverse distance ladder, assuming rd=147.49±0.59r_{d}=147.49\pm 0.59 Mpc as inferred from Planck with a standard radiation background. The bottom two lines substitute the Union 2.1 SN data set for the JLA data set. Errorbars are 1σ1\sigma.

Our results can be compared to those of several other recent analyses. Cheng14 determine H0H_{0} from a collection of BAO data sets using the Planck-calibrated value of rdr_{d}. They do not incorporate SNIa, but they assume a flat Λ\LambdaCDM model, which allows them to obtain a tight constraint H0=68.11±0.86kms1Mpc1H_{0}=68.11\pm 0.86\,{\rm km}\,{\rm s}^{-1}\,{\rm Mpc}^{-1}. Cuesta14 carry out a more directly comparable inverse distance ladder measurement with essentially the same data sets but cosmological models that are 1-parameter extensions of Λ\LambdaCDM, finding H0=68.0±1.2kms1Mpc1H_{0}=68.0\pm 1.2\,{\rm km}\,{\rm s}^{-1}\,{\rm Mpc}^{-1} for either oΛo\LambdaCDM or wwCDM. 2014arXiv1409.6217H carry out a rather different analysis that uses age measurements for early-type galaxies to provide an absolute timescale. In combination with BAO and SNIa, they then constrain the acoustic oscillation scale rd=101.9±1.9h1Mpcr_{d}=101.9\pm 1.9h^{-1}\,{\rm Mpc} independent of CMB data or early universe physics. Their result, which assumes an oΛo\LambdaCDM cosmology, can be cast in a form similar to ours, H0=(69.9±1.3)×(147.49Mpc/rd)kms1Mpc1H_{0}=(69.9\pm 1.3)\times(147.49\,{\rm Mpc}/r_{d})\,{\rm km}\,{\rm s}^{-1}\,{\rm Mpc}^{-1}; the agreement implies that their stellar evolution age scale is consistent with the scale implied by early-universe BAO physics. As an H0H_{0} determination, our analysis makes much more general assumptions about dark energy than these other analyses, but it yields a consistent result. It is also notable that our value of H0H_{0} agrees with the value of 67±2kms1Mpc167\pm 2\,{\rm km}\,{\rm s}^{-1}\,{\rm Mpc}^{-1} inferred from a median-statistics analysis of direct distance ladder estimates circa 2001 (Gott01 , see Chen11 for a 2011 update).

From Figure 5, it is visually evident that the relative distance scales implied by our BAO and SN are in fairly good agreement. We have converted SN luminosity distances to comoving angular diameter distances with DM(z)=DL(z)/(1+z)D_{M}(z)=D_{L}(z)/(1+z), a relation that holds in any metric theory of gravity (see section 4.2 of Lampeitl10 and references therein). As a quantitative consistency test, we refit the PolyCDM model with an additional free parameter that artificially modifies the luminosity distance by DL(z)DL(1+z)βD_{L}(z)\rightarrow D_{L}(1+z)^{\beta}, finding β=0.13±0.063\beta=0.13\pm 0.063. This result is consistent with the expected β=0\beta=0 at 2σ2\sigma, but there is a mild tension because the SN data are in good agreement with Λ\LambdaCDM predictions while the ratio of DM(z)D_{M}(z) between the CMASS and LOWZ samples is somewhat higher than expected in Λ\LambdaCDM.

V Constraints on Dark Energy Models

We now turn to constraints on dark energy and space curvature from the combination of BAO, CMB, and SNIa data. In this section, we consider models with standard matter and radiation content, including three neutrino species with the minimal allowed mass mν=0.06eV\sum m_{\nu}=0.06\,{\rm eV} (although the cosmological differences between 0.06eV0.06\,{\rm eV} and 0eV0\,{\rm eV} are negligible relative to current measurement errors). In Section VI, we will consider models that allow dynamically significant neutrino mass, extra relativistic species, dark matter that decays into radiation, or “early” dark energy that is dynamically non-negligible even at high redshifts.

To set the scene, Figure 7 compares the predictions of models constrained by CMB data to the BOSS BAO constraints on DMD_{M} and DHD_{H} at z=0.57z=0.57 and z=2.34z=2.34, from CMASS galaxies and the LyaF, respectively. Black dots mark best-fit values of (DM,DH)(D_{M},D_{H}), and contours are shown at Δχ2=2.30,\Delta\chi^{2}=2.30, 6.18, and 11.83 (coverage fractions of 68%, 95%, and 99.7% for a 2-d Gaussian). The top row shows results for oΛo\LambdaCDM models, which assume a constant dark energy density but allow non-zero space curvature. Here we have taken models from the Planck Collaboration MCMC chains, based on the combination of Planck, WMAP polarization, and ACT/SPT data. The upper right panel shows the one-dimensional PDF for the curvature parameter Ωk\Omega_{k} based on the CMB data alone. Each point in the left and middle panels represents a model from the chains, color-coded by the value of Ωk\Omega_{k} on the scale in the right panel. The green cross-hairs mark the predicted (DM,DH)(D_{M},D_{H}) from the flat Λ\LambdaCDM model that best fits the CMB data alone. This model lies just outside the 68% contour for CMASS, but it is discrepant at >95%>95\% with the LyaF measurements, as remarked already by Delubac14 . When the flatness assumption is dropped, both the galaxy and LyaF BAO data strongly prefer Ωk\Omega_{k} close to zero, firmly ruling out the slightly closed (Ωk0.05\Omega_{k}\sim-0.05) models that are allowed by the CMB alone.

The bottom row shows results for wwCDM models, which assume a flat universe but allow a constant equation-of-state parameter wp/ρ1w\equiv p/\rho\neq-1 for dark energy. The CMB data alone are consistent with a wide range of ww values, and they are generally better fit with w<1w<-1. However, the combination with CMASS BAO data sharply limits the acceptable range of ww, favoring values close to 1.0-1.0 (a cosmological constant). The fit to the LyaF BAO results could be significantly improved by going to w1.3w\leq-1.3, but this change would be inconsistent with the CMASS measurements. This example illustrates a general theme of our results: parameter changes that improve agreement with the LyaF BAO measurements usually run afoul of the galaxy BAO measurements.

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Figure 7: BAO constraints in the DMDHD_{M}-D_{H} planes at z=0.57z=0.57 (left) and z=2.34z=2.34 (middle) compared to predictions of oΛo\LambdaCDM (top row) or wwCDM (bottom row) models constrained by CMB data. Black curves show 68%, 95%, and 99.7% likelihood contours from the CMASS and LyaF BAO measurements, relative to the best-fit values (black dots). Colored points represent individual models from Planck+WP+ACT/SPT MCMC chains, which are color-coded by the value of Ωk\Omega_{k} (top row) or ww (bottom row) as illustrated in the right panels. Green cross-hairs mark the predictions of the flat Λ\LambdaCDM model that best fits the CMB data. White curves show 68% and 95% likelihood contours for the CMB data alone.

More quantitative constraints appear in Figure 8 and Table 4. We begin with Λ\LambdaCDM and continue to the progressively more flexible models described in Table 1. For CMB data, we now use the compression of Planck or WMAP9 constraints described in Section II.3.

We include all of the BAO data listed in Table 2. Omitting the LyaF BAO data makes almost no difference to the central values or error bars on model parameters, though it has a significant impact on goodness-of-fit as we discuss later.

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Figure 8: Constraints on interesting parameter combinations in a variety of dark energy models: Λ\LambdaCDM (upper left), oΛo\LambdaCDM (upper right), wwCDM (middle left), owowCDM (middle right), w0waw_{0}w_{a}CDM (bottom left) and ow0waow_{0}w_{a}CDM (bottom right). Curves show 68%, 95%, and 99.7% confidence contours for the data combinations indicated in the legend. In the top panels the red contours are almost fully obscured by the green contours because the BAO+Planck combination is already as constraining as the BAO+SN+Planck combination, but for models with freedom in dark energy the SN and BAO constraints are complementary. The bottom panels, with evolving w(z)w(z), display the value of ww at z=0.266z=0.266, the “pivot” redshift where ww is best constrained by BAO+SN+Planck in the w0waw_{0}w_{a}CDM model. For our BAO+SN+Planck contours, the white zone interior to the dark green annulus marks the 68% confidence region, and the outer edge of the dark annulus is 95%.

For Λ\LambdaCDM and oΛo\LambdaCDM, the combination of Planck CMB constraints and BAO is remarkably powerful, a point already emphasized by PlanckXVI . Adding SN data makes negligible difference to the parameter constraints of these models; SN+Planck constraints have nearly identical central values to BAO+Planck, but larger errors. In Λ\LambdaCDM, substituting BAO+SN+WMAP9 for BAO+SN+Planck has a tiny effect, shifting Ωm=0.302±0.008\Omega_{m}=0.302\pm 0.008 to Ωm=0.300±0.008\Omega_{m}=0.300\pm 0.008 with a small compensating shift in hh. Figure 8 illustrates the extremely tight curvature constraint that comes from combining CMB and BAO data: for oΛo\LambdaCDM we find Ωk=0.003±0.003\Omega_{k}=-0.003\pm 0.003 using Planck CMB or Ωk=0.004±0.004\Omega_{k}=-0.004\pm 0.004 using WMAP9.

Supernovae play a much more important role in models that allow w1w\neq-1, as their high precision relative distance measurements provide strong constraints on low-redshift acceleration. For both wwCDM and owowCDM, SN+Planck and BAO+Planck constraints are perfectly consistent but complementary, and the combination of all three data sets provides much tighter error bars than any pairwise combination. For wwCDM we find w=0.97±0.05w=-0.97\pm 0.05. For owowCDM the curvature constraint from BAO is particularly important, lifting the degeneracy between ww and Ωk\Omega_{k} that arises for SN+CMB alone; we find w=0.98±0.06w=-0.98\pm 0.06 and Ωk=0.002±0.003\Omega_{k}=-0.002\pm 0.003. Substituting WMAP9 for Planck again produces only slight shifts to central values and a minor increase of error bars.

Even with these powerful BAO, SN, and CMB data sets, constraining the evolution of ww is difficult. The constraint on the evolution parameter from BAO+SN+Planck is wa=0.2±0.4w_{a}=-0.2\pm 0.4 in w0waw_{0}w_{a}CDM and weakens to wa=0.6±0.6w_{a}=-0.6\pm 0.6 in ow0waow_{0}w_{a}CDM. Both results are consistent with constant ww, but they allow order unity changes of ww at z<1z<1. This data combination still provides a good constraint on the value of ww at a “pivot” redshift zp=0.266z_{p}=0.266 where it is uncorrelated with waw_{a} (determined specifically for w0waw_{0}w_{a}CDMfor BAO+SN+Planck combiations): w(0.266)=0.97±0.05w(0.266)=-0.97\pm 0.05 in w0waw_{0}w_{a}CDM and 0.99±0.06-0.99\pm 0.06 in ow0waow_{0}w_{a}CDM.

We note that the degradation of our ability to constrain the evolution of the equation of state is not accompanied with significant degradation in our ability to measure the curvature of space: the constraint on curvature remains tight even when allowing an evolving equation of state, Ωk=0.005±0.004\Omega_{k}=-0.005\pm 0.004.

By decoupling the time dependence of ww from its present-day value, the w0waw_{0}-w_{a} model allows flexible evolution of the dark energy density. Adopting a particular form for the dark energy potential reduces this freedom, and one can construct physically motivated models that have evolving dark energy but do not require an additional free parameter to describe it. Gott2011 advocate an interesting example of this model class, in which dark energy is a slowly rolling scalar field with a 12m2ϕ2\frac{1}{2}m^{2}\phi^{2} potential, analogous to the inflaton of chaotic inflation models. Gott2011 show that this model yields δw(z)1+w(z)δw0×H02/H2(z)\delta w(z)\equiv 1+w(z)\approx\delta w_{0}\times H_{0}^{2}/H^{2}(z) and therefore Slepian2014

H2(z)H02\displaystyle\frac{H^{2}(z)}{H^{2}_{0}} \displaystyle\approx Ωm(1+z)3\displaystyle\Omega_{m}(1+z)^{3} (24)
+\displaystyle+ Ωde[(1+z)3Ωm(1+z)3+Ωde]δw0/Ωde,\displaystyle\Omega_{\rm de}\left[\frac{(1+z)^{3}}{\Omega_{m}(1+z)^{3}+\Omega_{\rm de}}\right]^{\delta w_{0}/\Omega_{\rm de}},

where the approximation is first-order in δw0=1+w0\delta w_{0}=1+w_{0}.

Model Data Ωm\Omega_{m} Ωbh2\Omega_{b}h^{2} hh Ωk\Omega_{k} ww waw_{a}
Λ\LambdaCDM BAO+Planck 0.303 (8) 0.0223 (3) 0.682 (7)
Λ\LambdaCDM SN+Planck 0.295 (16) 0.0224 (3) 0.688 (13)
Λ\LambdaCDM BAO+SN+Planck 0.302 (8) 0.0223 (3) 0.682 (6)
Λ\LambdaCDM BAO+SN+WMAP 0.300 (8) 0.0224 (5) 0.681 (7)
oΛo\LambdaCDM BAO+Planck 0.301 (8) 0.0225 (3) 0.679 (7) -0.003 (3)
oΛo\LambdaCDM SN+Planck 0.30 (4) 0.0224 (4) 0.68 (4) -0.002 (10)
oΛo\LambdaCDM BAO+SN+Planck 0.301 (8) 0.0225 (3) 0.679 (7) -0.003 (3)
oΛo\LambdaCDM BAO+SN+WMAP 0.295 (9) 0.0226 (5) 0.677 (8) -0.004 (4)
wwCDM BAO+Planck 0.311 (13) 0.0225 (3) 0.669 (17) -0.94 (8)
wwCDM SN+Planck 0.298 (18) 0.0225 (4) 0.685 (17) -0.99 (6)
wwCDM BAO+SN+Planck 0.305 (10) 0.0224 (3) 0.676 (11) -0.97 (5)
wwCDM BAO+SN+WMAP 0.303 (10) 0.0225 (5) 0.674 (12) -0.96 (6)
owowCDM BAO+Planck 0.308 (17) 0.0225 (4) 0.671 (19) -0.001 (4) -0.95 (11)
owowCDM SN+Planck 0.28 (8) 0.0225 (4) 0.73 (11) 0.01 (3) -0.97 (18)
owowCDM BAO+SN+Planck 0.303 (10) 0.0225 (4) 0.676 (11) -0.002 (3) -0.98 (6)
owowCDM BAO+SN+WMAP 0.299 (11) 0.0227 (5) 0.671 (12) -0.004 (4) -0.96 (6)
w0waw_{0}w_{a}CDM BAO+Planck 0.34 (3) 0.0224 (3) 0.639 (25) -0.58 (24) -1.0 (6)
w0waw_{0}w_{a}CDM SN+Planck 0.292 (23) 0.0224 (4) 0.693 (24) -0.90 (16) -0.5 (8)
w0waw_{0}w_{a}CDM BAO+SN+Planck 0.307 (11) 0.0223 (3) 0.676 (11) -0.93 (11) -0.2 (4)
w0waw_{0}w_{a}CDM BAO+SN+WMAP 0.305 (11) 0.0224 (5) 0.674 (12) -0.93 (11) -0.2 (5)
ow0waow_{0}w_{a}CDM BAO+Planck 0.34 (3) 0.0225 (4) 0.640 (25) -0.003 (4) -0.57 (23) -1.1 (6)
ow0waow_{0}w_{a}CDM SN+Planck 0.29 (8) 0.0225 (4) 0.72 (11) 0.01 (3) -0.94 (21) -0.3 (9)
ow0waow_{0}w_{a}CDM BAO+SN+Planck 0.307 (11) 0.0225 (4) 0.673 (11) -0.005 (4) -0.87 (12) -0.6 (6)
ow0waow_{0}w_{a}CDM BAO+SN+WMAP 0.302 (11) 0.0227 (5) 0.670 (12) -0.006 (5) -0.88 (11) -0.5 (5)
SlowRDE BAO+SN+Planck 0.307 (10) 0.0224 (3) 0.676 (11) -0.95 (7)
Table 4: Cosmological parameter constraints from Galaxy+LyaF BAO data combined with our compressed description of CMB constraints from Planck+WP or WMAP9 and the JLA SN data. Entries for which the parameter is fixed in the listed cosmological model are marked with a dash. For w0waw_{0}w_{a}CDM and ow0waow_{0}w_{a}CDM, column 7 lists the value of ww at z=0.266z=0.266, which is the “pivot” redshift for w0waw_{0}w_{a}CDM with the full data combination. For SlowRDE, this column lists w=δw01w=\delta w_{0}-1.
ρDE/ρc\rho_{DE}/\rho_{c}
Ωm\Omega_{m} H0H_{0} z<0.5z<0.5 0.5<z<1.00.5<z<1.0 1.0<z<1.61.0<z<1.6 1.6<z1.6<z
Suzuki et al 2012 Suzuki2012 0.7310.014+0.0150.731^{+0.015}_{-0.014} 0.8800.210+0.2400.880^{+0.240}_{-0.210} 0.3301.000+1.9000.330^{+1.900}_{-1.000} 0.7001.800+2.4000.700^{+2.400}_{-1.800}
BAO+PLANCK 0.3170.020+0.0090.317_{-0.020}^{+0.009} 66.40.9+1.566.4_{-0.9}^{+1.5} 0.6670.012+0.0260.667^{+0.026}_{-0.012} 0.8440.188+0.1940.844^{+0.194}_{-0.188} 8.5816.278+5.2378.581^{+5.237}_{-6.278} 0.9210.611+0.897-0.921^{+0.897}_{-0.611}
BAO+SN+PLANCK 0.3070.014+0.0120.307_{-0.014}^{+0.012} 67.31.0+1.567.3_{-1.0}^{+1.5} 0.6850.016+0.0220.685^{+0.022}_{-0.016} 0.7650.165+0.1460.765^{+0.146}_{-0.165} 5.1544.259+4.7615.154^{+4.761}_{-4.259} 0.6340.601+0.957-0.634^{+0.957}_{-0.601}
Table 5: Parameter constraints in the model in which ρde(z)\rho_{\rm de}(z) is held constant in four discrete bins of redshift. Uncertainties on each parameter are marginalized over all others, including Ωbh2\Omega_{b}h^{2}, which is not listed in the table. H0H_{0} is in km s-1 Mpc-1.

Figure 9 presents parameter constraints for the slow roll dark energy scenario in a flat universe, a model that has the same number of parameters as wwCDM. BAO and SN both contribute to the constraints of the joint fit, which yields δw0=0.05±0.07\delta w_{0}=0.05\pm 0.07, h=0.675±0.011h=0.675\pm 0.011, and Ωm=0.306±0.010\Omega_{m}=0.306\pm 0.010. Results for this scenario are thus consistent with Λ\LambdaCDM but allow small departures from w0=1w_{0}=-1.

A striking feature of Table 4 is that the best-fit parameter values barely shift as additional freedom is added to the models. For the BAO+SN+Planck combination, the best-fit Ωm\Omega_{m} values range from 0.301 to 0.307 and the best-fit hh values from 0.676 to 0.682, while combinations with WMAP9 favor just slightly lower values of Ωm\Omega_{m} and hh. More importantly, models that allow dark energy evolution are all consistent with constant w=1.0w=-1.0 at 1σ\approx 1\sigma, and Ωk\Omega_{k} is consistent with zero at 1σ1\sigma in all cases that allow curvature. The fact that models with additional freedom remain consistent with Λ\LambdaCDM is a substantial argument in favor of this minimal model.

Figure 10 illustrates the goodness-of-fit for the models in Table 4, and for additional models discussed below in Section VI. For the best-fit parameter values in each model, horizontal bars show the total χ2\chi^{2}, with colors indicating the separate contributions from the JLA SN data, the various galaxy BAO data sets, and the LyaF auto-correlation and cross-correlation measurements. For visualization purposes, we have subtracted 30 from the SN χ2\chi^{2}, which would otherwise dominate the total length of these bars because there are 31 SN data points and many fewer in other data sets. The constraints on ωcb\omega_{cb}, ωb\omega_{b}, and DM(1090)/rdD_{M}(1090)/r_{d} from the CMB are sufficiently tight that parameter variations within the allowed range have minimal impact on other observables. Our minimization yields χ20\chi^{2}\approx 0 for the CMB data in essentially every case, since all the models have enough parameters to fit the three (compressed) CMB constraints perfectly. For this plot, we have chosen to omit the CMB constraints from both the χ2\chi^{2} sum and the degrees-of-freedom (d.o.f.) computation, though these constraints are still used when determining model parameters.

The bottom bar in Figure 10 indicates the number of d.o.f. associated with each data set: 31 for SNe, one each for the DVD_{V} measurements from LOWZ, MGS, and 6dFGS, two for the DMD_{M} and DHD_{H} measurements from CMASS, and two each (DMD_{M} and DHD_{H}) for LyaF auto- and cross-correlation, totaling 40. Numbers to the right of each model bar list the χ2\chi^{2} of the model fit and the corresponding d.o.f. after subtracting the number of fit parameters. For Λ\LambdaCDM, for example, we count as free parameters Ωm\Omega_{m}, hh, and the SNIa absolute magnitude normalization M0M_{0}, yielding d.o.f.=403=37=40-3=37. We omit ωb\omega_{b} because it is determined almost entirely by the CMB data, which we have excluded from the χ2\chi^{2} sum. The total χ2\chi^{2} for this model is 46.79, with a one-tailed pp-value (probability of obtaining χ246.79\chi^{2}\geq 46.79) of 0.13 for 37 d.o.f. Thus, if we consider all of the data collectively, the fit of the Λ\LambdaCDM model is acceptable, and for any of the more complex models considered so far the reduction in χ2\chi^{2} is smaller than the number of additional free parameters in the model.

As already emphasized in our discussion, the Λ\LambdaCDM model does not give a good fit to the LyaF BAO data. This tension is evident in Figure 10 in the length of the yellow and green χ2\chi^{2} bars relative to the corresponding d.o.f. Combining the Lyman-α\alpha auto- and cross-correlation measurements into a single likelihood because they measure the same quantities, the Λ\LambdaCDM χLyα2=8.3\chi^{2}_{{\rm Ly}\alpha}=8.3 for two d.o.f. has a pp-value of 0.016, consistent with Figure 7. It is unclear how much to make of this mild tension in the context of a fit that yields adequate-to-excellent agreement with multiple other data sets and an acceptable χ2\chi^{2} overall. It is evident that none of the more complex models considered so far allows a significantly better fit to the LyaF BAO data. The partial exception is ow0waow_{0}w_{a}CDM, which has the most freedom to adjust high-redshift behavior relative to low-redshift behavior, but even here the reduction in χ2\chi^{2} relative to Λ\LambdaCDM is only 1.33 (coming almost entirely from LyaF), for three additional model parameters. Omitting the LyaF data makes almost no difference to the best-fit parameter values or their error bars in any of these models, which are driven mainly by the high-precision CMB, CMASS, and SN constraints.

To conclude this section, we examine a model in which dark energy is characterized by specifying its energy density in four discrete bins of redshift: z<0.5z<0.5, 0.5<z<1.00.5<z<1.0, 1.0<z<1.61.0<z<1.6, and z>1.6z>1.6. This step-wise model is a useful complement to models that specify ρde(z)\rho_{\rm de}(z) through parameterized descriptions of w(z)w(z). The bins are chosen to be the same as the ones considered in a similar analysis by Suzuki2012 (their Table 8), who combined Union 2.1 SN data, WMAP7 CMB data (2011ApJS..192…18K, ), BAO from the combined analysis of SDSS DR7 and 2dFGRS (2002MNRAS.337.1068P, ), and the distance-ladder H0H_{0} measurement of Riess11 . We fit simultaneously for ρde(z)\rho_{\rm de}(z) in each of these bins and for the values of Ωm\Omega_{m}, Ωb\Omega_{b}, and H0H_{0}, assuming Ωk=0\Omega_{k}=0 to match Suzuki2012 . Within an individual bin, ρde\rho_{\rm de} is held constant and H(z)H(z) evolves according to the Friedmann equation, but there are discontinuities in H(z)H(z) at bin boundaries to accommodate the discontinuous changes in ρde(z)\rho_{\rm de}(z). The matter density evolves as ρm(z)=Ωmρcrit(1+z)3\rho_{m}(z)=\Omega_{m}\rho_{\rm crit}(1+z)^{3}, where Ωm\Omega_{m} and ρcrit\rho_{\rm crit} denote z=0z=0 values as usual.

Constraints on this model from our BAO+Planck and BAO+SN+Planck data combinations appear in Figure 11 and Table 5. As in our other models that allow time-varying dark energy, BAO and SN data both contribute significantly to the parameter constraints. Our results show a clear detection of non-zero dark energy density in each of the first two redshift bins at z<1z<1, and they are consistent with a constant energy density across this redshift range. Compared to Suzuki2012 , we obtain a significantly tighter constraint in the 0.5<z<1.00.5<z<1.0 bin, where the CMASS BAO measurement makes an important difference, but a slightly looser constraint in the z<0.5z<0.5 bin, where we do not incorporate a direct H0H_{0} measurement. We obtain much poorer constraints in the 1<z<1.61<z<1.6 bin because the JLA sample contains only 8 SNe with z>1z>1 compared to 29 for the Union 2.1 sample. At z>1.6z>1.6 our constraint is stronger thanks to the LyaF BAO measurement, but the uncertainty is large nonetheless, and the low LyaF value of H(z)H(z) leads to a preference for negative dark energy density in this bin, although consistent with zero at 1σ1\sigma.

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Figure 9: Constraints on hh and δw01+w0\delta w_{0}\equiv 1+w_{0} in the slow roll dark energy model (eq. 24), in the same format as Fig. 8.
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Figure 10: χ2\chi^{2} values for the best-fit versions of cosmological models considered in the paper. Each bar represents the minimum χ2\chi^{2} for the model listed at the left axis, and colors show the χ2\chi^{2} contributions of individual data sets. For better visualization, we subtract 30 from the SN χ2\chi^{2}. CMB contributions are not included but (with our 3-parameter compression) are always close to zero. The total χ2\chi^{2} and model degrees-of-freedom (d.o.f., 40 data points minus number of fit parameters, which includes the SNIa absolute magnitude normalization as well as cosmological quantities) are listed to the right of each bar. The bottom bar shows the number of d.o.f. associated with each data set. For the ΔNeff\Delta N_{\rm eff} model we use cosmomc rather than our compressed CMB description, but we again omit CMB contributions to χ2\chi^{2}.
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Figure 11: Constraints on ρDE(z)\rho_{DE}(z) assumed to be constant within redshift bins, in units of the present-day critical density ρc\rho_{c}. Shaded areas represent 68% confidence levels. Yellow bands show constraints in the same bins from Suzuki2012 . Our constraints in the z=1.01.6z=1.0-1.6 bin are omitted.

VI Alternative Models

We now turn to models with more unusual histories of the dark energy, matter, or radiation components. In part we want to know what constraints our combined data can place on interesting physical quantities, such as neutrino masses, extra relativistic species, dark energy that is dynamically significant at early times, or dark matter that decays into radiation over the history of the universe. We also want to see whether any of these alternative models can resolve the tension with the LyaF measurements at z=2.34z=2.34, which persists in all of the models considered in Section V. We begin with the early dark energy model, because understanding the origin of the constraints on this model informs the discussion of subsequent models.

VI.1 Early Dark Energy

In typical dark energy models, including all of those discussed in Section V, dark energy is dynamically negligible at high redshifts because its energy density grows with redshift much more slowly than (1+z)3(1+z)^{3}. However, some scalar field potentials yield a dark energy density that tracks the energy density of the dominant species during the radiation and matter dominated eras, then asymptotes towards a cosmological constant at late times Albrecht00 ; Hebecker01 . These models ameliorate, to some degree, the “coincidence problem” of constant-ww models because the ratio of dark energy density to total energy density varies over a much smaller range.

As a generic parameterized form of such early dark energy models, we adopt the formulation of Doran & Robbers Doran06 , in which the density parameter of the dark energy component evolves with a=(1+z)1a=(1+z)^{-1} as

Ωde(a)=ΩdeΩdee(1a3w0)Ωde+Ωma3w0+Ωdee(1a3w0),\Omega_{\rm de}(a)={\Omega_{\rm de}-\Omega_{\rm de}^{e}\left(1-a^{-3w_{0}}\right)\over\Omega_{\rm de}+\Omega_{m}a^{3w_{0}}}+\Omega_{\rm de}^{e}\left(1-a^{-3w_{0}}\right)\leavevmode\nobreak\ , (25)

where Ωde\Omega_{\rm de} and Ωm\Omega_{m} denote z=0z=0 values as usual and Ωdee\Omega_{\rm de}^{e} is the dark energy density parameter at early times. A flat universe is assumed, with Ωde+Ωm=1\Omega_{\rm de}+\Omega_{m}=1. The quantity w0w_{0} is the effective value of the equation-of-state parameter today. At high redshift (a1a\ll 1), the denominator of the first term is 1\gg 1, and Ωd(a)\Omega_{d}(a) approaches the constant value Ωdee\Omega_{\rm de}^{e}. This in turn requires a dark energy density that scales as a3a^{-3} in the matter-dominated era and as a4a^{-4} in the radiation-dominated era, though it is Ωde(a)\Omega_{\rm de}(a) rather than ρde(a)\rho_{\rm de}(a) that is specified explicitly. For w0=1w_{0}=-1, the model approaches Λ\LambdaCDM as Ωdee\Omega_{\rm de}^{e} goes to zero. There are other generic forms of models with early dark energy, as well as non-parametric descriptions (see discussion by Samsing12 ).

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Figure 12: Predicted BAO scales for early dark energy models with CMB observables Ωbh2\Omega_{b}h^{2}, Ωmh2\Omega_{m}h^{2}, and DM(1090)/rdD_{M}(1090)/r_{d} held fixed to the values of the best-fit Planck+WP Λ\LambdaCDM model. We adopt equation (25) with w0=1w_{0}=-1. Solid lines show the case in which rdr_{d} is rescaled by (1Ωdee)1/2(1-\Omega_{\rm de}^{e})^{1/2} to represent the effect of early dark energy in the pre-recombination era, while dashed lines show the case in which rdr_{d} is held fixed at the fiducial model value of rd=147.49r_{d}=147.49 Mpc. We show ratios of DH(z)/rdD_{H}(z)/r_{d} (top) or DM(z)/rdD_{M}(z)/r_{d} (bottom) relative to the fiducial (Ωdee=0\Omega_{\rm de}^{e}=0) model. Points with error bars show the BAO measurements from CMASS galaxies at z=0.57z=0.57 (filled square) and from LyaF auto-correlation (open circle) and cross-correlation (filled circle) at z=2.34z=2.34. For visual clarity, the LyaF cross-correlation points have been slightly shifted in redshift.
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Figure 13: Constraints in the ΩdeeΩm\Omega_{\rm de}^{e}-\Omega_{m} plane from the combination of our compressed CMB description with galaxy+LyaF BAO data. Black contours (68%, 95%, and 99.7%) show the tight constraints on early dark energy for models with fixed rd=147.49r_{d}=147.49 Mpc. Blue contours show the constraints for models with rd(1Ωdee)1/2r_{d}\propto(1-\Omega_{\rm de}^{e})^{1/2} as expected if Ωdee\Omega_{\rm de}^{e} is constant into the radiation-dominated era. The red solid line traces the parameter degeneracy Ωm=Ωm,fid(1Ωdee)\Omega_{m}=\Omega_{m,{\rm fid}}(1-\Omega_{\rm de}^{e}) predicted by the approximate scaling arguments described in the text.

If dark energy is important in the pre-recombination era, then the boosted energy density in this era reduces the sound horizon by a factor (1Ωdee)1/2(1-\Omega_{\rm de}^{e})^{1/2} relative to a conventional model with the same parameters Doran06 ; Samsing12 . Pre-recombination dark energy also influences the detailed shape of the CMB anisotropy spectrum by altering the early integrated Sachs-Wolfe contribution and the CMB damping tail Hojjati13 . Our analysis here incorporates the rescaling of the sound horizon, but we continue to use the compressed CMB description of Section II.3 and therefore ignore the more detailed changes to the power spectrum shape. Because of the exquisite precision of CMB measurements, the power spectrum shape may impose tighter constraints on early dark energy than the expansion history measurements employed here (see, e.g., Hojjati13 ). However, those constraints are more dependent on the specifics of the models being examined, both the dark energy evolution and other parameters that describe the inflationary spectrum, tensor fluctuations, relativistic energy density, and reionization.

Figure 12 plots the evolution of DH(z)/rdD_{H}(z)/r_{d} and DM(z)/rdD_{M}(z)/r_{d} for models with Ωdee=0,\Omega_{\rm de}^{e}=0, 0.02, 0.04, and 0.08. We always adopt w0=1w_{0}=-1, but we constrain hh, Ωb\Omega_{b}, and Ωm=1ΩdeΩν+r\Omega_{m}=1-\Omega_{\rm de}-\Omega_{\nu+r} by fixing Ωbh2\Omega_{b}h^{2}, Ωmh2\Omega_{m}h^{2}, and DM(1090)/rdD_{M}(1090)/r_{d} to the values in the best-fit Planck+WP Λ\LambdaCDM model, in effect forcing the errors in our compressed CMB description to zero. Solid curves incorporate the expected (1Ωdee)1/2(1-\Omega_{\rm de}^{e})^{1/2} reduction of rdr_{d}. Dotted curves show the case in which we instead keep rdr_{d} fixed at its fiducial value of 147.49 Mpc. The latter case would be physically relevant in a model where dark energy is dynamically negligible in the pre-recombination era but approaches the evolution of equation (25) later in the matter dominated era. To highlight model differences, we scale all values to those of the fiducial Λ\LambdaCDM model, which corresponds to Ωdee=0\Omega_{\rm de}^{e}=0.

Remarkably, for the rescaled rdr_{d} case, the predicted values of DH(z)/rdD_{H}(z)/r_{d} and DM(z)/rdD_{M}(z)/r_{d} change by less than 0.5% at all redshifts, even for Ωdee=0.08\Omega_{\rm de}^{e}=0.08. We can understand this insensitivity by considering the low and high-redshift limits for the simplified case of a flat cosmology with only matter and dark energy. The matter density at redshift zz is

ρm(z)=ρcrit×Ωm(1+z)3=3(100kms1Mpc1)28πG×(Ωmh2)(1+z)3,\begin{split}\rho_{m}(z)&=\rho_{\rm crit}\times\Omega_{m}(1+z)^{3}\\ &={3\left(100\,{\rm km}\,{\rm s}^{-1}\,{\rm Mpc}^{-1}\right)^{2}\over 8\pi G}\times\left(\Omega_{m}h^{2}\right)(1+z)^{3}\leavevmode\nobreak\ ,\end{split} (26)

where ρcrit\rho_{\rm crit} denotes the z=0z=0 value as usual and we have used H0=100hkms1Mpc1H_{0}=100h\,{\rm km}\,{\rm s}^{-1}\,{\rm Mpc}^{-1} but relocated hh to the second factor. Using ρm(z)+ρde(z)=ρcrit(z)=3H2(z)/8πG\rho_{m}(z)+\rho_{\rm de}(z)=\rho_{\rm crit}(z)=3H^{2}(z)/8\pi G implies

H(z)=(100kms1Mpc1)×[(Ωmh2)(1+z)3]1/2×[1+ρde(z)/ρm(z)]1/2.\begin{split}H(z)=&\left(100\,{\rm km}\,{\rm s}^{-1}\,{\rm Mpc}^{-1}\right)\times\left[\left(\Omega_{m}h^{2}\right)(1+z)^{3}\right]^{1/2}\\ &\times\left[1+\rho_{\rm de}(z)/\rho_{m}(z)\right]^{1/2}\leavevmode\nobreak\ .\end{split} (27)

For a cosmological constant, ρde(z)/ρm(z)(1+z)3\rho_{\rm de}(z)/\rho_{m}(z)\propto(1+z)^{-3}, so the ratio tends rapidly to zero at high redshift, but for the early dark energy model this ratio asymptotes instead to Ωdee/Ωm(z)Ωdee/(1Ωdee)\Omega_{\rm de}^{e}/\Omega_{m}(z)\approx\Omega_{\rm de}^{e}/(1-\Omega_{\rm de}^{e}). Thus, at fixed Ωmh2\Omega_{m}h^{2}, H(z)H(z) is higher in the early dark energy model by a factor (1Ωdee)1/2(1-\Omega_{\rm de}^{e})^{-1/2}, and DH(z)D_{H}(z) is smaller by the same factor. This reduction in DH(z)D_{H}(z) exactly compensates the (1Ωde)1/2(1-\Omega_{\rm de})^{1/2} rescaling of rdr_{d}, leaving DH(z)/rdD_{H}(z)/r_{d} independent of Ωdee\Omega_{\rm de}^{e}.

At low redshift, conversely,

DM(z)=cH00zH0H(z)𝑑zD_{M}(z)={c\over H_{0}}\int_{0}^{z}{H_{0}\over H(z^{\prime})}dz^{\prime} (28)

depends mainly on H0H_{0}, since the evolution of H0/H(z)H_{0}/H(z) is insensitive to moderate changes in Ωm\Omega_{m} and Ωde\Omega_{\rm de} for z1z\ll 1. Therefore, to keep the value of DM(1090)/rdD_{M}(1090)/r_{d} fixed to the CMB constraint, one must increase H0H_{0} by approximately (1Ωdee)1/2(1-\Omega_{\rm de}^{e})^{-1/2} so that both the low and high-redshift contributions to DM(1090)D_{M}(1090) shrink by the factor required to compensate the change in rdr_{d}. This change again forces DH(z)/rdD_{H}(z)/r_{d} to nearly the same value as the fiducial model with Ωdee=0\Omega_{\rm de}^{e}=0.

These scaling arguments are not perfect because they break down at intermediate redshifts and because a change in H0H_{0} at fixed Ωmh2\Omega_{m}h^{2} implies a change in Ωm\Omega_{m}, which itself affects the low-redshift evolution of H0/H(z)H_{0}/H(z). Nonetheless, the full calculation in Figure 12 demonstrates that for Ωdee\Omega_{\rm de}^{e} as large as 0.08 there is minimal change in DH(z)D_{H}(z) at any redshift, and minimal change in H(z)H(z) in turn implies minimal change in DM(z)D_{M}(z). However, the values of H0H_{0} are larger, and Ωm\Omega_{m} correspondingly smaller, for the successively higher Ωdee\Omega_{\rm de}^{e} curves in Figure 12. The combination H0rdH_{0}r_{d} is nearly constant, decreasing by just 0.14%, 0.24%, and 0.49% for Ωdee=0.02\Omega_{\rm de}^{e}=0.02, 0.04, and 0.08, respectively.

Reversing these arguments explains why DH(z)D_{H}(z) and DM(z)D_{M}(z) change rapidly with Ωdee\Omega_{\rm de}^{e} if rdr_{d} stays fixed instead of rescaling (dashed curves in Fig. 12). In this case, DM(1090)D_{M}(1090) must stay fixed to keep the angular scale of the acoustic peaks unchanged, so the decrease of high-redshift contributions to DM(z)D_{M}(z) by (1Ωdee)1/2(1-\Omega_{\rm de}^{e})^{1/2} requires a compensating increase of DM(z)D_{M}(z) at low redshift. This requires a large fractional reduction in H0H_{0}, since most of the contribution to DM(1090)D_{M}(1090) comes from high redshift (e.g., 75% from z>1z>1). This in turn leads to large deviations in DH(z)/rdD_{H}(z)/r_{d} and DM(z)/rdD_{M}(z)/r_{d} at low redshift. At high redshift, DH(z)D_{H}(z) is again smaller by (1Ωdee)1/2(1-\Omega_{\rm de}^{e})^{1/2}, but this now leads to a deviation in DH(z)/rdD_{H}(z)/r_{d} because it is no longer compensated by a smaller rdr_{d}. Even for Ωdee=0.02\Omega_{\rm de}^{e}=0.02, fixing CMB observables requires a 4.3% reduction in H0H_{0}. Furthermore, adding early dark energy in this case moves model predictions further from the CMASS and LyaF measurements of DH(z)/rdD_{H}(z)/r_{d} and further from the LyaF DM(z)/rdD_{M}(z)/r_{d}. We therefore expect tight constraints on Ωdee\Omega_{\rm de}^{e} in the case of fixed rdr_{d}.

Figure 13 presents constraints on these early dark energy models from our MCMC analysis, with w0w_{0} fixed to 1-1. We now account for uncertainties in the CMB constraints, using the compressed description of Section II.3. Note that we assume that the CMB constraints on ωm\omega_{m} and ωb\omega_{b} are not altered by the introduction of early dark energy, which might not hold in a complete analysis that uses the full CMB spectrum. The non-rescaled case is tightly constrained as expected, with a 2σ2\sigma upper limit Ωdee<0.031\Omega_{\rm de}^{e}<0.031. SNe do not significantly improve these constraints, although they would play a larger role if we allowed w0w_{0} as a free parameter. To summarize, adding early dark energy with fixed rdr_{d} worsens agreement with our BAO measurements, and a dynamically significant value of Ωdee\Omega_{\rm de}^{e} is ruled out.

For rescaled rdr_{d}, which is the physically expected case if Ωdee\Omega_{\rm de}^{e} remains constant back into the radiation-dominated era, we instead find a valley of near-perfect degeneracy between Ωm\Omega_{m} and Ωdee\Omega_{\rm de}^{e}. For H0rd=const.H_{0}r_{d}=\,{\rm const.} and fixed Ωmh2\Omega_{m}h^{2}, the expected degeneracy line is Ωmrd2(1Ωdee)\Omega_{m}\propto r_{d}^{-2}\propto(1-\Omega_{\rm de}^{e}), marked by the red solid line in Figure 13. This prediction describes our numerical MCMC results extremely well. Along this line, there are models with Δχ2<1\Delta\chi^{2}<1 relative to the best-fit Λ\LambdaCDM (Ωdee=0\Omega_{\rm de}^{e}=0) model, at least out to Ωdee=0.32\Omega_{\rm de}^{e}=0.32. Including SNe again makes minimal difference to our constraints because the models along the degeneracy line predict nearly identical DM(z)D_{M}(z).

Although these models are degenerate with respect to our geometrical constraints, they predict different values of H0H_{0} and different measures of structure growth. Intriguingly, non-zero Ωdee\Omega_{\rm de}^{e} with rescaled rdr_{d} reduces tension with distance-ladder measurements of H0H_{0} and with the level of matter clustering inferred from cluster masses, weak lensing, and redshift-space distortions. We discuss the impact on structure growth measures in Section VII.

As already emphasized, the detailed shape of the CMB power spectrum may impose much tighter constraints on early dark energy; e.g., for the specific case of the Doran-Robbers model, Hojjati13 infer Ωdee<0.012\Omega_{\rm de}^{e}<0.012 at 95% confidence. However, the degeneracies identified here in the expansion history constraints are striking, and highlight the potential value of early dark energy studies that fully explore degeneracies with other parameters that affect the CMB power spectrum shape.

VI.2 Decaying Dark Matter

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Figure 14: Constraints on decaying dark matter from CMB, SN and galaxy+LyaF BAO data. For various choices of the fraction fxf_{x} of dark matter in the decaying component, we plot posterior probability distributions for the product λfx\lambda f_{x}, where λ\lambda is the decay constant, assuming a flat prior on λ\lambda vs value of Ωm\Omega_{m} today (which, by definition, includes both the non-decaying component and the undecayed fraction of the decaying component). Removing SN data does not significantly relax these constraints.

If dark matter is a metastable particle that decays into undetected radiation on a timescale comparable to H01H_{0}^{-1}, where the undetected radiation could be neutrinos or some other low-mass particle that interacts weakly enough to avoid detection (note that decay of a significant fraction of the dark matter into photons would need to have a very small branching ratio to be consistent with upper limits on cosmic backgrounds), then the matter density will decrease faster at low redshift than simple (1+z)3(1+z)^{3} dilution (for an early discussion, see Turner1985 ). While the radiation density is boosted by dark matter decay, it subsequently decreases as (1+z)4(1+z)^{4}, so the total energy density at low redshift is lower in a decaying dark matter (DDM) model than it would be for stable dark matter with the same high-redshift density. We initially considered this model as a potential explanation of the low H(2.34)H(2.34) inferred from the LyaF BAO. The heights of the acoustic peaks constrain the value of Ωmh2\Omega_{m}h^{2} at the recombination epoch, but the reduced matter density at low redshift implies a lower value of H2(z)=(8πG/3)ρcrit(z).H^{2}(z)=(8\pi G/3)\rho_{\rm crit}(z). The sound horizon scale rdr_{d} is unchanged because the pre-recombination densities are unchanged. However, the full impact of introducing DDM is complex, because the values of hh and Ωm\Omega_{m} must change to keep DM(1090)/rdD_{M}(1090)/r_{d} at its precisely measured value, and because these changes and the dark matter decay itself affect the galaxy BAO observables and the LyaF value of DM(2.34)D_{M}(2.34).

We assume exponential decay of the dark matter (i.e., a constant decay rate), so that the governing equations for the decaying matter density (marked with subscript xx) and decay products’ radiation density (marked with subscript gg) are:

ρ˙x\displaystyle\dot{\rho}_{x} =\displaystyle= 3HρxλH0ρx,\displaystyle-3H\rho_{x}-\lambda H_{0}\rho_{x}, (29)
ρ˙g\displaystyle\dot{\rho}_{g} =\displaystyle= 4Hρg+λH0ρx.\displaystyle-4H\rho_{g}+\lambda H_{0}\rho_{x}. (30)

The decay rate λ\lambda is dimensionless, and λ1\lambda^{-1} is the decay time in units of H01H_{0}^{-1}. However, we allow for the possibility that there are two kinds of dark matter, only one of which is susceptible to decay, so we introduce an additional parameter fx=limzΩx(z)/Ωdm(z)f_{x}=\lim_{z\rightarrow\infty}\Omega_{x}(z)/\Omega_{\rm dm}(z) that is the ratio of this decaying component to the total dark matter density in the infinite past.666The earlier arXiv version of this paper had ff defined as a fraction of total matter density today. The other components of the model remain the same as those used for Λ\LambdaCDM. Initial conditions are chosen so that there is no energy density in the decay product radiation in the infinite past. We discuss some details of our solution technique in Appendix B.

An important subtlety in this analysis is that that the CMB peaks constrain the dark-matter density at the time of recombination, and hence the ωb\omega_{b} and ωc\omega_{c} densities that we feed into the compressed CMB likelihood corresponds to the densities the system would have had if the decay did not take place. Of course, the distance to the last scattering surface is still affected by the changes in the expansion history due to decaying dark matter.

Figure 14 shows two-dimensional posterior probability distributions in the λfxΩm\lambda f_{x}-\Omega_{m} plane for several values of fxf_{x}. Although the data prefer no decaying dark matter, we see strong degeneracies that extend to surprisingly large values of λ\lambda. For fx=1f_{x}=1, decay of nearly 50% of the primordial dark matter is allowed at 95% confidence. As expected, Ωm\Omega_{m} is negatively correlated with λfx\lambda f_{x}: the CMB constrains ωc\omega_{c} in the early universe, and if more dark matter decays then Ωm\Omega_{m} today is lower. There is also a weak correlation with the Hubble parameter (not shown), with hh rising by 0.01\sim 0.01 for λfx0.5\lambda f_{x}\sim 0.5.

To gain some understanding of this degeneracy, one can calculate the effective ww of the fluid composed of the combined decaying dark matter and the resulting radiation. At fx=1f_{x}=1, Ωm=0.23\Omega_{m}=0.23 and λ=0.4\lambda=0.4 (the edge of our 68% contour), the effective ww takes values 0.070.07 at z=0z=0, falling to 0.030.03 at z=2z=2 and 10410^{-4} at z=100z=100. With no decay, this component (which starts at the same energy density, as fixed by the CMB) would evolve with w=0w=0. The surprisingly small corrections to the total ww make it hard to constrain the decaying dark matter from expansion history data alone.

Using combinations of CMB, SN, and large-scale structure data sets, 2009JCAP…06..005D obtained a limit Γ1>100\Gamma^{-1}>100\,Gyr for the dark matter decay constant, using methodology similar to that described here but also including constraints from the full shape of the CMB power spectrum and the amplitude of matter clustering. A more recent analysis by 2014arXiv1407.2418A , using the Planck+WP CMB power spectrum and BAO measurements from BOSS and WiggleZ, obtained a somewhat stronger limit of Γ1>160\Gamma^{-1}>160\,Gyr. For a Hubble parameter h=0.68h=0.68, our limit for fx=1f_{x}=1 corresponds Γ1>28\Gamma^{-1}>28\,Gyr at 95% confidence level. A more detailed analysis by Blackadder2014 calculates the velocity distributions of daughter particles for varying assumptions about the decay products. For a daughter relativistic fraction of 1% and higher, they find Γ1>10\Gamma^{-1}>10\,Gyr based on analysis of Union 2.1 SNIa data in the context of CMB determined cosmological model. From these results we conclude that, somewhat surprisingly, the expansion history alone is not sufficient to significantly constrain the decay of dark matter into an unknown relativistic component.

We note that 2008PhRvD..77j3511G state a limit Γ1>700\Gamma^{-1}>700\,Gyr based on only the CMB acoustic scale and SNIa data available in 2008. We do not understand how these more limited data could lead to a stronger bound on the decay time, which suggests that the analysis of 2008PhRvD..77j3511G contains a hidden assumption.

VI.3 Massive Neutrinos

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Figure 15: BAO constraints in the DMDHD_{M}-D_{H} planes at z=0.57z=0.57 (left) and z=2.34z=2.34 (middle) compared to predictions of CMB-constrained, flat Λ\LambdaCDM models in which the neutrino mass mν\sum m_{\nu} or the number of relativistic species NeffN_{\rm eff} is a free parameter. Black curves show 68%, 95%, and 99.7% likelihood contours from the CMASS and LyaF BAO measurements, relative to the best-fit values (black dots). Colored points represent individual models from Planck+WP+ACT/SPT MCMC chains, which are color-coded by the value of mν\sum m_{\nu} (top row) or NeffN_{\rm eff} (bottom row) as illustrated in the right panels. Green cross-hairs mark the predictions of the flat Λ\LambdaCDM model with mν=0.06eV\sum m_{\nu}=0.06\,{\rm eV} and Neff=3.046N_{\rm eff}=3.046 that best fits the CMB data. White curves show 68% and 95% likelihood contours for the CMB data alone. CMB results in the top row are marginalized over the lensing parameter ALA_{L}.
Refer to caption
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Figure 16: Neutrino mass constraints for several combinations of data and model freedom. In the top panel, the red curve shows the posterior pdf (with a flat prior) on mν\sum m_{\nu} from the expansion history constraint on the neutrino mass, based on the combination of BAO with our compressed CMB description, which yields mν<0.56eV\sum m_{\nu}<0.56\,{\rm eV} at 95% confidence. The green curve shows the result obtained by replacing our compressed CMB description with the full Planck+WP power spectrum using cosmomc, which strengthens the upper limit to mν<0.25eV\sum m_{\nu}<0.25\,{\rm eV}. The blue curve adopts the same data combination but additionally marginalizes over the parameter ALA_{L}, demonstrating that the difference between the green and red curves is driven mainly by the lensing amplitude information in the Planck data. In the lower panel, curves show the posterior pdf of mν\sum m_{\nu} from our usual BAO+Planck (thick) or BAO+SN+Planck (thin) geometrical constraints, assuming Λ\LambdaCDM, wwCDM, or oΛo\LambdaCDM (red, blue, green, respectively).

In addition to constraining dark energy and space curvature, measuring neutrino masses is a key objective of precision cosmology. Given CMB constraints that ωm0.14\omega_{m}\approx 0.14, the fractional contribution of neutrinos to the low-redshift matter density is ων/ωm0.07(mν/1eV)\omega_{\nu}/\omega_{m}\approx 0.07(\sum m_{\nu}/1\,{\rm eV}), so neutrino masses have a noticeable cosmological impact if they are a significant fraction of an eV. Atmospheric and laboratory measurements constrain the mass splittings among the three standard-model neutrino species to be m22m12=7.540.22+0.26×105m_{2}^{2}-m_{1}^{2}=7.54^{+0.26}_{-0.22}\times 10^{-5} eV2 and m32(m12+m22)/2=±2.430.10+0.06×103m_{3}^{2}-(m_{1}^{2}+m_{2}^{2})/2=\pm 2.43^{+0.06}_{-0.10}\times 10^{-3} eV2 Fogli:2012ua . This sets the minimum neutrino mass in a normal hierarchy, where m1<m2m3m_{1}<m_{2}\ll m_{3}, to mν=58.40.8+1.2meV\sum m_{\nu}=58.4^{+1.2}_{-0.8}\rm\ meV, which motivates our assumption that mν=0.06eV\sum m_{\nu}=0.06\,{\rm eV} in the standard Λ\LambdaCDM model. In the case of an inverted hierarchy, where m1m2m3m_{1}\simeq m_{2}\gg m_{3}, the sum of the neutrino masses must exceed 0.1eV0.1\,{\rm eV}, and for the degenerate neutrino mass case where m1m2m3m_{1}\simeq m_{2}\simeq m_{3}, the minimum mass sum is approximately 0.15eV0.15\,{\rm eV}. These masses are well within reach of the cosmological experiments in the coming decade.

Neutrinos affect the CMB and large-scale structure differently from cold dark matter because they are still relativistic at the epoch of matter-radiation equality, because their linear clustering is suppressed on scales below ksup=2π/λsup=0.018mν/1eVh1Mpck_{\rm sup}=2\pi/\lambda_{\rm sup}=0.018\sqrt{m_{\nu}/1{\rm eV}}h^{-1}\,{\rm Mpc} Lesgourgues2006 , and because their high thermal velocities prevent them from clustering in small potential wells even in the non-linear regime LoVerde2014 ; LoVerde2014b . The relative suppression in the linear matter power spectrum is linear in the fraction density in neutrinos fνf_{\nu} and is about ΔP/P8fν0.063(mν/0.1eV)\Delta P/P\sim-8f_{\nu}\sim 0.063\left(\sum m_{\nu}/0.1{\rm eV}\right) (at best fit values of Ωm\Omega_{m} and hh).

Measurements of matter clustering can constrain mν\sum m_{\nu} by detecting the suppression of small scale power. Expansion history measurements, which we focus on here, can constrain mν\sum m_{\nu} because of their transition from a relativistic species whose energy density scales as (1+z)4(1+z)^{4} to a non-relativistic species whose energy density scales as (1+z)3(1+z)^{3}, effectively the converse of decaying dark matter. Specifically, the CMB acoustic peaks constrain ωcb\omega_{cb} almost independently of ων\omega_{\nu}, but the matter density that affects late-time expansion rates and distances is ωcb+ων\omega_{cb}+\omega_{\nu}. With other parameters held fixed, a 0.2eV0.2\,{\rm eV} neutrino mass-sum increases the late-time matter density by 1.4%, which is significant given the extremely precise CMB measurement of DM(1090)/rdD_{M}(1090)/r_{d} and precise distance scale measurements from BAO. In practice, changing mν\sum m_{\nu} leads to adjustments in other parameters to seek a global best fit. Although the neutrino mass influences the sound horizon (eq. 16), this impact is small for the range of mν\sum m_{\nu} allowed by our constraints (0.26%-0.26\% for mν=0.5eV\sum m_{\nu}=0.5\,{\rm eV}).

The top row of Figure 15 compares the CMASS and LyaF BAO constraints to the predictions of CMB-constrained, flat Λ\LambdaCDM models with mν\sum m_{\nu} as a free parameter, in the same format as Figure 7. The Planck CMB chain used here is base_mnu_planck_lowl_lowLike_highL_Alens, where we have selected a chain that marginalizes over the lensing amplitude parameter ALA_{L} for reasons discussed below. The base Planck Λ\LambdaCDM model adopts mν=0.06eV\sum m_{\nu}=0.06\,{\rm eV}, but this chain allows mν\sum m_{\nu} down to zero. While mν>0.5eV\sum m_{\nu}>0.5\,{\rm eV} is allowed by the CMB data alone, this mass significantly worsens agreement with the BAO data, both at z=0.57z=0.57 and at z=2.34z=2.34. Higher mνm_{\nu} increases Ωmh2\Omega_{m}h^{2} and thus decreases DH(2.34)D_{H}(2.34), moving further from the LyaF measurement. Additionally, because of the tight CMB constraint on DM(1090)/rdD_{M}(1090)/r_{d}, the reduction in c/H(z)c/H(z) at high redshift must be compensated by changes in hh and Ωm\Omega_{m} that raise DMD_{M} at low redshift, so DM(2.34)D_{M}(2.34), DM(0.57)D_{M}(0.57), and DH(0.57)D_{H}(0.57) all increase, again moving away from the BAO measurements. Conversely, moving towards mν=0\sum m_{\nu}=0 slightly improves agreement with the LyaF BAO because DH(2.34)D_{H}(2.34) increases while DM(2.34)D_{M}(2.34), which has a large contribution from lower redshifts, decreases. However, the same change worsens agreement with the CMASS BAO, which are already well fit by the base model with mν=0.06eV\sum m_{\nu}=0.06\,{\rm eV}.

The red curve in the upper panel of Figure 16 shows the purely geometric constraint that arises from combining just the compressed CMB description with galaxy and LyaF BAO data. This constraint is surprisingly tight at mν<0.56eV\sum m_{\nu}<0.56\,{\rm eV} (at 95% c.l.), and it is independent of mass constraints based on the suppression of structure growth by neutrino free-streaming. Adding SN data does not significantly improve this constraint. The geometrical constraint on neutrino mass weakens if we allow either curvature or w1w\neq-1, as shown by the blue and green curves in the lower panel of Figure 16. Because neutrinos influence the observables only via the effect of ωm\omega_{m} on distances and expansion rates, adding another degree of freedom introduces degeneracy. In these cases, including SN data does improve the neutrino mass constraint, as shown by the thin curves. The improvement is not dramatic, indicating that our multiple BAO measurements can break the degeneracy themselves to a significant degree.

The 95% upper limits on mν\sum m_{\nu} for the various models and data combinations we have considered are listed in Table 6. Direct measurements of matter clustering at low redshift can be a powerful diagnostic of neutrino masses because they are sensitive to the distinctive effect of suppressing small scale power, which is not easily mimicked by other parameter variations. We return to this point in Section VII.

In the top panel of Figure 16, the green curve shows the result of full fitting using the cosmomc machinery. The constraint tightens significantly to mν<0.25\sum m_{\nu}<0.25eV (at 95% c.l.). This number is the same as the Planck collaboration constraint for Planck+BAO PlanckXVI , even though we use more and better constraining BAO data. This exercise demonstrates that the compression into ωcb\omega_{cb}, ωb\omega_{b}, and DM(1090)/rdD_{M}(1090)/r_{d} is missing important information that the CMB provides on neutrino mass. The extra information is in the constraint on the amplitude of low-redshift matter clustering that comes from the smoothing of the acoustic peaks in the CMB power spectrum by weak gravitational lensing. The BAO information in this case fixes the matter density of the universe, thus allowing inference on the amplitude of matter fluctuations and hence neutrino mass to be determined from the smoothness of the peaks (the CMB only constraint is mν<0.93\sum m_{\nu}<0.93eV (PlanckXVI, )). The role of CMB lensing is further demonstrated by the blue curve in the top panel. Here we have run a cosmomc chain that, in addition to having mν\sum m_{\nu} as a free parameter, marginalizes over a parameter ALA_{L} that multiplies the predicted lensing signal, effectively removing the lensing information. (The base model fixes AL=1A_{L}=1.) The result here is very similar to that found by using the compressed CMB description.

For Λ\LambdaCDM, fitting the CMB temperature power spectrum from Planck (together with WMAP polarization and high-ll data from ground-based experiments) yields AL=1.23±0.11A_{L}=1.23\pm 0.11 (PlanckXVI, ), showing that the lensing signal measured in the Planck power spectrum is significantly stronger than the predicted signal based on extrapolating the observed CMB fluctuations forward in time. A larger neutrino mass suppresses the low-redshift clustering, exacerbating this tension, which is why the mν\sum m_{\nu} limit is considerably tighter when ALA_{L} is fixed to unity. However, the Planck measurement of lensing through the CMB 4-point function does agree with AL=1A_{L}=1 (PlanckXVI, ). These internal tensions on the lensing signal within the CMB data alone suggest that one should be cautious in using them to constrain mν\sum m_{\nu}. The red curve is thus a more conservative inference, using only geometric constraints plus the CMB constraints on ωcb\omega_{cb} and ωb\omega_{b}. It is impressive that even a 3.5% contribution of neutrinos to ωm\omega_{m} (mν=0.5eV\sum m_{\nu}=0.5\,{\rm eV}) is enough to be substantially disfavored by these expansion history measurements.

Combination Model 95% limit on mν\sum m_{\nu}
BAO+Planck(full) Λ\LambdaCDM 0.25eV
BAO+Planck(full) Λ\LambdaCDM + free ALA_{L} 0.43eV
BAO+Planck Λ\LambdaCDM 0.56eV
BAO+Planck wwCDM 0.68eV
BAO+Planck oΛo\LambdaCDM 0.87eV
BAO+SN+Planck Λ\LambdaCDM 0.56eV
BAO+SN+Planck wwCDM 0.61eV
BAO+SN+Planck oΛo\LambdaCDM 0.84eV
Table 6: 95% confidence limits for the sum of the mass of neutrino species. The first two cases use full Planck CMB chains, while other cases adopt our compressed CMB description.

VI.4 Extra Relativistic Species

If the universe contains extra relativistic degrees of freedom beyond those in the standard model, these increase the expansion rate during the radiation dominated era and shift the epoch of matter-radiation equality, thereby altering the sound horizon, the shape of the matter power spectrum, and the history of recombination. Extra radiation is usually parameterized by the quantity ΔNeff\Delta N_{\rm eff}, where ΔNeff=1\Delta N_{\rm eff}=1 corresponds to the amount of radiation that an extra massless thermalized neutrino species (i.e., a fermion that thermally decouples before electron-positrion annihilation) would produce. In general, however, there is no requirement that ΔNeff\Delta N_{\rm eff} be an integer. The standard model has Neff=3.046N_{\rm eff}=3.046 and ΔNeff=0\Delta N_{\rm eff}=0.

Refer to caption
Figure 17: Constraints on the effective number of relativistic species NeffN_{\rm eff}, assuming w=1w=-1 and Ωk=0\Omega_{k}=0. These contours use full Planck+WP CMB constraints computed with cosmomc, combined with LyaF BAO only (red) or with our full set of BAO measurements (green). We marginalize over the tensor-to-scalar ratio rr.

The bottom row of Figure 15 shows the probability distribution for NeffN_{\rm eff} from CMB data alone (right panel, from the chain base_nnu_planck_lowl_lowLike_highL). which peaks at Neff3.4N_{\rm eff}\approx 3.4, with a 95% confidence range 2.7Neff4.042.7\leq N_{\rm eff}\leq 4.04. The middle panel shows that values of NeffN_{\rm eff} at the upper end of this range can noticeably improve consistency with the LyaF BAO measurement, pushing the predicted values of DH(2.34)/rdD_{H}(2.34)/r_{d} up and DM(2.34)/rdD_{M}(2.34)/r_{d} down so that they lie within the 95% likelihood contour of the BAO data. However, high values of NeffN_{\rm eff} reduce the predicted values of DH/rdD_{H}/r_{d} and DM/rdD_{M}/r_{d} at z=0.57z=0.57, worsening agreement with the galaxy BAO measurements.

We can understand these trends by arguments similar to those given for early dark energy in Section VI.1. An increase of ΔNeff=1\Delta N_{\rm eff}=1 reduces the sound horizon rdr_{d} by 3.2% (eq. 17) because of the higher expansion rate in the early universe. Maintaining the precisely measured value of DM(1090)/rdD_{M}(1090)/r_{d} requires changes in Ωm\Omega_{m} and hh to reduce DM(1090)D_{M}(1090) by the same factor. Some of this reduction can be accomplished by raising Ωmh2\Omega_{m}h^{2}, and thus raising H(z)H(z) at high redshift, but Ωmh2\Omega_{m}h^{2} is already tightly constrained by the heights of the acoustic peaks. Therefore, the fractional change to DH(2.34)D_{H}(2.34) is much lower than the fractional change to rdr_{d}, and the value of DH(2.34)/rdD_{H}(2.34)/r_{d} rises. To maintain DM(1090)/rdD_{M}(1090)/r_{d}, the value of H0H_{0} (which controls the low-redshift contribution to the DMD_{M} integral) must increase by more than the drop in rdr_{d}. Because DM(2.34)D_{M}(2.34) is an integral over all z<2.34z<2.34, the ratio DM(2.34)/rdD_{M}(2.34)/r_{d} drops even as DH(2.34)/rdD_{H}(2.34)/r_{d} rises. At z=0.57z=0.57, where the value of H(z)H(z) retains sensitivity to H0H_{0}, both DH/rdD_{H}/r_{d} and DM/rdD_{M}/r_{d} drop as NeffN_{\rm eff} increases.

A change in NeffN_{\rm eff} has multiple effects on the CMB, which renders our compression into a 3-variable matrix questionable. For this section of the paper, therefore, we have run cosmomc chains using the full Planck+WP CMB information, while still treating the BAO data as measurements of DM/rdD_{M}/r_{d} and DH/rdD_{H}/r_{d}. We have checked that using our simplemc chains, which adopt the compressed CMB description, yields qualitatively similar but quantitatively different results. We assume a flat universe with a cosmological constant, but we treat the tensor-to-scalar ratio rr as a free parameter and marginalize over it, since there is no theoretical reason to expect r=0r=0. While allowing free rr would not alter the compressed CMB constraints used elsewhere in the paper, it has an impact here because rr and NeffN_{\rm eff} have partially degenerate effects on the shape of the CMB power spectrum.

Red contours in Figure 17 show confidence intervals in the NeffhN_{\rm eff}-h plane obtained by combining the CMB data with LyaF BAO alone. The allowed range of NeffN_{\rm eff} is larger here than in Figure 15 because we do not fix r=0r=0. As one would expect from Figure 15, the addition of LyaF BAO pulls the preferred value of NeffN_{\rm eff} upward, with a best-fit value of Neff4N_{\rm eff}\approx 4 and Neff=3N_{\rm eff}=3 significantly disfavored. However, the galaxy BAO measurements prefer Neff3N_{\rm eff}\approx 3 and have higher precision, so when they are added (green contours) the allowed range shifts downward to Neff=3.43±0.26N_{\rm eff}=3.43\pm 0.26 (68%) or Neff=3.43±0.53N_{\rm eff}=3.43\pm 0.53 (95%). Higher NeffN_{\rm eff} correlates with higher hh for the reasons discussed above, and with NeffN_{\rm eff} and rr as an additional degree of freedom our BAO+CMB constraint is h=0.71±0.017h=0.71\pm 0.017. Adding SN data does not significantly shift these contours once galaxy BAO are included. As shown in Figure 10, introducing ΔNeff\Delta N_{\rm eff} as a parameter reduces χ2\chi^{2} by 0.75 relative to Λ\LambdaCDM, with nearly all of the change coming from a slightly better fit to the LyaF BAO data.

One complication in constraining ΔNeff\Delta N_{\rm eff} models is that changing the radiation density can alter the broadband power spectrum shape enough to affect the BAO fitting procedure itself. Anderson14 find that the compression of BAO data into the αα\alpha_{\parallel}-\alpha_{\perp} plane (in other words, the fact that the inferred values of DM/rdD_{M}/r_{d} and DH/rdD_{H}/r_{d} are independent of the adopted fiducial model) breaks down in the presence of extra radiation at a 0.4\sim 0.4% level. This effect is negligible compared to the statistical errors in the LyaF BAO data, but it is not completely negligible relative to the galaxy BAO errors. A more exact treatment of the NeffN_{\rm eff} constraints therefore requires refitting the BAO data themselves, but we would expect only small shifts relative to the constraints reported here. We plan to revisit this question when the final BOSS measurements are available.

VI.5 A Tuned Oscillation

Refer to caption
Figure 18: A “tuned oscillation” model in which a Gaussian perturbation of the Λ\LambdaCDM DM(z)D_{M}(z) is introduced to allow a good simultaneous fit to the galaxy and LyaF BAO data. Solid lines show the same Λ\LambdaCDM model plotted in Figure 1, while the dashed line shows the perturbed model.
Refer to caption
Figure 19: Implied variation in the energy density of the dark energy component for the model shown in Figure 18. The dotted line corresponds to the density becoming negative. These plots illustrate the difficulty of concurrently fitting the LyaF and galaxy BAO constraints on DMD_{M} and DHD_{H} while satisfying the CMB constraint on DMD_{M}.

While the ΔNeff\Delta N_{\rm eff} model moderately reduces tension with the LyaF BAO data, none of the models we have considered produces a truly good fit to all the measurements. To understand what is required to achieve a good fit, we have constructed an artificial model that maintains the mathematical link between DM(z)D_{M}(z) and DH(z)D_{H}(z) but has the freedom needed to fit all the BAO and CMB data at the 1σ\approx 1\sigma level. We consider a flat universe whose angular diameter distance is given by

DM(w)(z)=DM(ΛCDM)(z)[1+A×G(logz;logzo,σo)],D_{M}^{(w)}(z)=D_{M}^{(\Lambda{\rm CDM})}(z)\left[1+A\times G(\log z;\log z_{o},\sigma_{o})\right], (31)

where G(logz;logzm,σo)G(\log z;\log z_{m},\sigma_{o}) denotes a Gaussian in logz\log z with mean zoz_{o} and variance σo\sigma_{o} and AA is an amplitude parameter. It is clear that such model can, for a sufficiently localized Gaussian perturbation, fit the low-redshift and CMB data with sufficient goodness of fit. Given three parameters it has enough flexibility to also match our z=2.34z=2.34 points. Figure 18 plots the best fitting model of this form. The Hubble parameter undergoes an oscillation between z4z\approx 4 and z0.8z\approx 0.8, which allows it to match the LyaF and CMASS values of DHD_{H} and to change DMD_{M} at z=2.34z=2.34 without altering the low and high redshift values.

This model reduces the overall χ2\chi^{2} by 6.6 with three extra degrees of freedom, a considerable improvement over any other model we have investigated (see Figure 10). Generically, any small perturbation to the Friedmann equation that is able to improve fits to our LyaF data runs afoul of CMB and/or galaxy BAO constraints. This model works because it is fine-tuned to change distances near z=2z=2 but not upset the distance to the last-scattering surface. However, the model is physically extreme, as demonstrated in Figure 19, where we have converted H(z)H(z) into an implied dark energy density via the Friedmann equation. Producing the desired oscillation in H(z)H(z) requires a negative ρde\rho_{\rm de} between z=6z=6 and z=2z=2 (see eq. 27). Sahni2014 argue that the BOSS LyaF measurements may be explained in a modified gravity model that alters the Friedmann equation itself in a physically motivated way, but more work is needed to determine whether any such model can provide a good fit to all of the BAO measurements while satisfying CMB constraints.

The difficulty in finding a well motivated model that matches the BOSS LyaF measurements suggests that the tension with these measurements may be a statistical fluke, or a consequence of an unrecognized systematic that either biases the central values of DM(z)D_{M}(z) and DH(z)D_{H}(z) or causes their error bars to be underestimated. Analyses of the final BOSS data set will address both of the latter points, as they will allow more exhaustive investigation of analysis procedures and tests against larger suites of mock catalogs. Addressing the first point will require high-redshift BAO measurements from new data sets, such as the Lyα\alpha emission-line galaxy survey of HETDEX Hill2004 or a much larger LyaF sample from DESI Levi2013 .

VII Comparison to Structure Growth Constraints

The Planck cosmology papers highlighted a tension between the predictions of the CMB-normalized Λ\LambdaCDM model and observational constraints on matter clustering at low redshifts, from cluster abundances, weak gravitational lensing, or redshift-space distortions. We now revisit this issue with our updated BAO and SN constraints and our broader set of models, to see whether these tensions persist and whether they are significantly reduced in some classes of models.

Low-redshift measurements of cluster abundances and weak lensing most tightly constrain the parameter combination σ8Ωmα\sigma_{8}\Omega_{m}^{\alpha} with α0.40.6\alpha\approx 0.4-0.6 (see discussions in Weinberg13 and references therein). As representative but not exhaustive examples of constraints at z0z\approx 0 we adopt: σ8(Ωm/0.27)0.46=0.7740.041+0.032\sigma_{8}(\Omega_{m}/0.27)^{0.46}=0.774_{-0.041}^{+0.032} from tomographic cosmic shear measurements in the CFHTLens survey Heymans13 ; σ8(Ωm/0.27)0.5=0.86±0.035\sigma_{8}(\Omega_{m}/0.27)^{0.5}=0.86\pm 0.035 from cosmic shear measurements in the Deep Lens Survey777The authors do not quote their results in this form, so this constraint has been eyeballed from their Fig. 25 Jee13 ; σ8(Ωm/0.27)0.57=0.77±0.05\sigma_{8}(\Omega_{m}/0.27)^{0.57}=0.77\pm 0.05 from the combination of galaxy-galaxy lensing and galaxy clustering in the SDSS Mandelbaum13 ; σ8(Ωm/0.25)0.47=0.813±0.013\sigma_{8}(\Omega_{m}/0.25)^{0.47}=0.813\pm 0.013 from the mass function of X-ray clusters observed with Chandra and ROSAT Vikhlinin09 ; σ8(Ωm/0.25)0.41=0.832±0.033\sigma_{8}(\Omega_{m}/0.25)^{0.41}=0.832\pm 0.033 from stacked weak lensing of clusters in the SDSS Rozo10 ; and σ8(Ωm/0.27)0.3=0.78±0.01\sigma_{8}(\Omega_{m}/0.27)^{0.3}=0.78\pm 0.01 from Sunyaev-Zeldovich clusters in Planck, where we have taken the value quoted for a 20% X-ray mass bias PlanckXX . These estimates are shown as red points with 1σ1\sigma error bars in Figure 20a, where we have scaled the amplitudes to Ωm=0.30\Omega_{m}=0.30 using the formulas listed above and retained the original fractional errors. We compare to model predictions of σ8(Ωm/0.3)0.4\sigma_{8}(\Omega_{m}/0.3)^{0.4}, treating 0.4 as a representative slope for these constraints.

Recently 2014arXiv1408.4742M have completed an independent analysis of tomographic cosmic shear in the CFHTLens data and confirmed the findings of Heymans13 . Conversely, 2014arXiv1407.4516M have performed a cluster mass function analysis using extensive weak lensing calibration of X-ray cluster masses and found σ8(Ωm/0.3)0.17=0.81±0.03\sigma_{8}(\Omega_{m}/0.3)^{0.17}=0.81\pm 0.03, which corresponds to higher σ8\sigma_{8} for Ωm0.3\Omega_{m}\approx 0.3 than the other cluster studies listed above. We also show this point in Figure 20a, with the caution that the scaling with Ωm\Omega_{m} reported by 2014arXiv1407.4516M is quite different from that of the other analyses.

For redshift-space distortion (RSD), the point labeled Beu14 in Figure 20b shows the recent BOSS CMASS measurement by Beutler14 , which yields f(z)σ8(z)=0.422±0.027f(z)\sigma_{8}(z)=0.422\pm 0.027 at z=0.57z=0.57, where f(z)[Ωm(z)]0.55f(z)\approx[\Omega_{m}(z)]^{0.55} is the linear fluctuation growth rate. This analysis fits simultaneously for redshift-space distortion and the Alcock-Paczynski (AP) effect Alcock79 . Here we have used the error for fixed value of the AP parameter DM(z)H(z)D_{M}(z)H(z) because the geometry is well constrained by our BAO+SN+CMB data, so that the fractional error in the AP parameter is much smaller than the 6.4% error on f(z)σ8(z)f(z)\sigma_{8}(z). The point labeled Sam14 shows the estimate f(z)σ8(z)=0.447±0.028f(z)\sigma_{8}(z)=0.447\pm 0.028 from the same data set using a power spectrum analysis instead of a correlation function analysis. Since the data are the same, the difference from Beu14 provides an indication of the uncertainties associated with modeling systematics. Other analyses of redshift-space clustering in BOSS 2013MNRAS.433.3559C ; 2013MNRAS.433.1202S and the WiggleZ survey 2011MNRAS.415.2876B yield compatible results. We also plot an estimate of f(z)σ8(z)=0.450±0.011f(z)\sigma_{8}(z)=0.450\pm 0.011 from an analysis of smaller scale redshift-space distortions in the CMASS sample by Reid14 , which adopts more aggressive modeling assumptions and achieves a substantially smaller statistical error.

At higher redshift, the 1-dimensional flux power spectrum of the Lyman-α\alpha forest probes the underlying matter clustering, with the tightest constraints on comoving scales of a few Mpc Croft02 ; McDonald05 ; Palanque13 . Here we take the result from the BOSS analysis of Palanque13 , who find σ8=0.83±0.03\sigma_{8}=0.83\pm 0.03 when fitting a Λ\LambdaCDM model to the 1-d P(k)P(k) at redshifts z=2.24.0z=2.2-4.0. We translate this result to a constraint on σ8(z=2.5)=0.311±0.011\sigma_{8}(z=2.5)=0.311\pm 0.011 by using the growth factor at z=3z=3 for their central value of Ωm=0.26\Omega_{m}=0.26. This measurement is indicated by a point with 1σ1\sigma error bar in Figure 20c.

Given the wide range of models that we wish to consider and the several-percent errors on the observational data, we have opted for an approximate method of computing clustering amplitude predictions that is accurate at the 0.5-percent level or better. Following the strategy of Hu04 and Weinberg13 , we first use CAMB calculations to calibrate a Taylor expansion for the value of σ8(z=9)\sigma_{8}(z=9) about a fiducial Planck Λ\LambdaCDM model, finding

σ8(z=9)=0.1058×(As2.196×109)1/2(Ωmh20.1426)0.520×(Ωbh20.02205)0.294(h0.673)0.683(Neff3.046)0.24×e0.3727(ns0.96)(1Ωk)0.175.\begin{split}\sigma_{8}(&z=9)=0.1058\times\left({A_{s}\over 2.196\times 10^{-9}}\right)^{1/2}\left({\Omega_{m}h^{2}\over 0.1426}\right)^{0.520}\\ &\times\left({\Omega_{b}h^{2}\over 0.02205}\right)^{-0.294}\left({h\over 0.673}\right)^{0.683}\left({N_{\rm eff}\over 3.046}\right)^{-0.24}\\ &\times e^{0.3727(n_{s}-0.96)}\left(1-\Omega_{k}\right)^{0.175}.\end{split} (32)

Here AsA_{s} is the amplitude of primordial curvature perturbations at the scale k0=0.05k_{0}=0.05\,Mpc-1. This formula updates equations (46)-(47) of Weinberg13 , which were expanded about a WMAP7 fiducial model. The fairly strong hh-dependence arises because of the conversion from a power spectrum predicted in Mpc units based on cosmological parameter values to an amplitude defined on a scale of 8h1Mpc8h^{-1}\,{\rm Mpc}. We have made numerous checks of this formula against full CAMB calculations for models in the parameter ranges allowed by Planck + WP data, finding accuracy of better than 0.1% for Λ\LambdaCDM, for oΛo\LambdaCDM with 0.2<Ωk<0.2-0.2<\Omega_{k}<0.2, and for wwCDM with 1.2<w<0.8-1.2<w<-0.8, and accuracy better than 0.5% for ΔNeff\Delta N_{\rm eff} models with 2.5<Neff<4.52.5<N_{\rm eff}<4.5. While equation (32) correctly reflects the response of σ8(z=9)\sigma_{8}(z=9) to an isolated change in NeffN_{\rm eff}, in practice the CMB-preferred values of AsA_{s}, ωm\omega_{m}, ωn\omega_{n}, hh, and nsn_{s} all increase when NeffN_{\rm eff} increases, with the result that higher NeffN_{\rm eff} models end up predicting higher clustering amplitudes. We have not attempted to incorporate the effects of non-zero neutrino mass in this formula because the suppression of clustering by neutrino free streaming is redshift and scale dependent (see Rossi14 for useful representations).

Except in early dark energy models, the value of σ8(z=9)\sigma_{8}(z=9) is essentially independent of dark energy parameters because dark energy is dynamically insignificant at z>9z>9 (e.g., ρΛ/ρm<0.003\rho_{\Lambda}/\rho_{m}<0.003 for a cosmological constant). To evolve σ8\sigma_{8} forward to z=3z=3, 0.57, or 0, we use the approximate integral formulation of the growth factor from equation (16) of Weinberg13 , which simply integrates the growth rate approximation of Linder05 , f(z)[Ωm(z)]γf(z)\approx[\Omega_{m}(z)]^{\gamma} with γ=0.55+0.05[1+w(z=1)]\gamma=0.55+0.05[1+w(z=1)]. Spot checks against exact calculations with cosmomc indicate that this approach is accurate to 0.3% or better for models with mν=0m_{\nu}=0 and other parameters in the range allowed by our CMB+BAO+SN data, although it becomes less accurate for more extreme parameter values (especially of Ωk\Omega_{k}). For mν=0.06eV\sum m_{\nu}=0.06\,{\rm eV}, CAMB yields a ratio σ8(z=0)/σ8(z=9)\sigma_{8}(z=0)/\sigma_{8}(z=9) that is 0.5% lower than for mν=0m_{\nu}=0, with little dependence on other parameters, so we also multiply all of our low-redshift σ8\sigma_{8} values by 0.995 to account for this effect.

We determine the mean values and error bars on the predicted growth observables for our models by computing the posterior-weighted mean and 1σ1\sigma dispersion of σ8Ωm0.4\sigma_{8}\Omega_{m}^{0.4}, σ8(z=0.57)[Ωm(z=0.57)]0.55\sigma_{8}(z=0.57)[\Omega_{m}(z=0.57)]^{0.55}, or σ8(z=2.5)\sigma_{8}(z=2.5) for the parameter values in our MC chains, using the above approximations for σ8\sigma_{8}. Because our chains do not actually use or include values of AsA_{s}, we compute σ8\sigma_{8} for the fiducial value in equation (32) and add a fractional error (based on the Planck+WP column in Table 5 of PlanckXVI ) of 1.25% in quadrature to the MCMC error to account for the 2.5% error in AsA_{s}, which is proportional to σ82\sigma_{8}^{2}. Inspection of Planck chains indicates only weak correlations between AsA_{s} and other cosmological parameters, so the approximation of an independent error contribution added in quadrature should be adequate. We also add in quadrature a fractional error of 0.3% to represent potential errors of our approximate growth calculations, though our spot checks indicate higher accuracy than this.

Refer to caption
Figure 20: Predictions of matter clustering from our BAO+SN+CMB constrained models compared to observational estimates. The vertical location of the observational estimates (red points) is arbitrary. Labels for the model points (black) in all panels are indicated along the left vertical axis. Panel (a) shows the z=0z=0 parameter combination σ8(Ωm/0.3)0.4\sigma_{8}(\Omega_{m}/0.3)^{0.4}, which approximately describes the quantity best constrained by low-redshift measurements of the cluster mass function or weak lensing. Black points show the mean and 1σ1\sigma range computed from our model chains, and red points show observational estimates discussed in the text. Panel (b) presents a similar comparison for σ8(z=0.57)f(z=0.57)\sigma_{8}(z=0.57)f(z=0.57), constrained by redshift-space distortions in CMASS galaxy clustering. Panel (c) compares σ8(z=2.5)\sigma_{8}(z=2.5) to an estimate from the BOSS LyaF 1-d power spectrum. Observational sources are the cosmic shear measurements of Hey13 Heymans13 and Jee13 Jee13 , the galaxy-galaxy lensing measurement of Man13 Mandelbaum13 , the cluster mass function measurements of Vik09 Vikhlinin09 , Roz10 Rozo10 , Pla13 PlanckXX , and Man14 2014arXiv1407.4516M , the RSD measurements of Beu14 Beutler14 , Sam14 2014MNRAS.439.3504S , and Rei14 Reid14 , and the LyaF power spectrum measurement of Pal13 Palanque13 . Dotted vertical lines are provided for visual reference.

Figure 20a shows a persistent offset between the predicted amplitude of matter clustering and the majority of observational estimates from weak lensing and cluster masses. For Λ\LambdaCDM, where the model predictions are best constrained, the statistical significance of the tension with any given data set is usually only 2σ\approx 2\sigma or smaller. However, the sign of discrepancy is usually the same, so the overall significance is high unless multiple analyses are affected by a common systematic. The important exceptions are the cosmic shear measurement from the Deep Lens Survey Jee13 and the recent cluster analysis of 2014arXiv1407.4516M , which both agree well with the Λ\LambdaCDM prediction. The authors of 2014arXiv1407.4516M emphasize that theirs was a “blind” analysis in which technical choices about data cuts and procedures were made without knowing their eventual impact on inferred cosmological parameter values. Our predicted value of σ8Ωm0.4\sigma_{8}\Omega_{m}^{0.4} is somewhat lower than the value inferred by PlanckXVI from CMB data alone (Planck+WP+highL), in part because the BAO data pull towards lower Ωm\Omega_{m}, and in part because our compressed CMB description does not include the lensing information in the Planck power spectrum, which pulls towards higher σ8\sigma_{8}. For more flexible dark energy models, central values of σ8Ωm0.4\sigma_{8}\Omega_{m}^{0.4} remain within the 1σ1\sigma range found for Λ\LambdaCDM, and the error bars are moderately larger. The tension with the data is moderately reduced in these models, but not eliminated. A formal assessment of this reduced disagreement is difficult because the true level of systematic uncertainty in the low-redshift measurements is itself uncertain, but at a qualitative level this reduction appears too small to favor adopting one of these more complex models.

Figure 20b shows an offset of similar magnitude between the predictions of our standard dark energy models and the redshift-space distortion measurement of Beutler14 at z=0.57z=0.57. However, the statistical significance of this tension is low because of the statistical error on the measurement, and the power spectrum analysis of 2014MNRAS.439.3504S yields a higher central value. The more precise determination from Reid14 , which draws on simulation-based modeling of non-linear scales, overlaps the Λ\LambdaCDM prediction at 1σ\approx 1\sigma. A recent analysis that combines galaxy clustering and galaxy-galaxy lensing of CMASS galaxies More14 yields constraints in the σ8Ωm\sigma_{8}-\Omega_{m} plane that are consistent with the Λ\LambdaCDM model predictions, but the current statistical errors are large enough to be compatible with the central values from any of the redshift-space distortion analyses shown here. In contrast to the lower redshift results, Figure 20c shows that the predicted clustering amplitude at z=2.5z=2.5 in our standard models is lower than that inferred from the LyaF power spectrum, though consistent at 1σ\approx 1\sigma.

In the ΔNeff\Delta N_{\rm eff} model, where we assume a Λ\LambdaCDM cosmology but allow extra relativistic species, the preferred value of NeffN_{\rm eff} is higher than the standard value of 3.046, as shown previously in Figure 17. Because of the correlation of NeffN_{\rm eff} with other cosmological parameters in CMB fits, the central value of the clustering amplitude predictions shifts upwards, while the freedom in NeffN_{\rm eff} broadens the error bar relative to standard Λ\LambdaCDM. These changes noticeably increase the tension with the clustering measurements at z=0z=0 and the RSD measurements at z=0.57z=0.57, though they improve agreement with the LyaF power spectrum at z=2.5z=2.5. Overall, current clustering measurements provide moderate evidence against extra relativistic species, though a firmer understanding of systematic uncertainties in these measurements will be needed to draw solid conclusions.

Massive neutrinos have a redshift- and scale-dependent impact on matter clustering, which changes between the linear and non-linear regimes. We have not attempted a full examination of free-mν\sum m_{\nu} models in this section because the summary of the observational results in terms of σ8Ωm\sigma_{8}-\Omega_{m} constraints may not adequately capture the effect of massive neutrinos on the clustering observables. A value of mν=0.5eV\sum m_{\nu}=0.5\,{\rm eV}, near the 95% upper bound inferred from our compressed CMB description and BAO constraints, would lower the predicted value of σ8\sigma_{8} in a Planck+WP-normalized Λ\LambdaCDM model by about 12% relative to mν=0.06eV\sum m_{\nu}=0.06\,{\rm eV}. A value mν=0.25eV\sum m_{\nu}=0.25\,{\rm eV}, near the upper bound that we find when combining the full Planck likelihood with BAO data, would produce a 6% suppression of σ8\sigma_{8}. These numbers are somewhat different from what a naive expectation based on linear suppression would indicate because CMB degeneracies are important at these relatively large neutrino mass fractions. Even the lower value is enough to remove the tension seen in Figure 20a. However, the corresponding decrease in σ8(z=2.5)\sigma_{8}(z=2.5) produces a significant discrepancy with the LyaF measurement in Figure 20c, and a full analysis that models the LyaF power spectrum based on hydrodynamic simulations with a massive neutrino component leads to a stringent upper limit on neutrino mass Palanque14 .

As discussed in Section VI.1, our geometric constraints are nearly degenerate with respect to the presence of an early dark energy component, provided this early dark energy is present in the radiation-dominated epoch as well as the matter-dominated epoch and therefore shrinks the scale of the sound horizon. Increasing the early dark energy fraction reduces the value of Ωm\Omega_{m} (see Fig. 13) and will also suppress growth of structure relative to Λ\LambdaCDM. Predictions of structure for early dark energy are subtle because of the combined impacts of CMB normalization, the imprint of early dark energy fluctuations on the CMB itself, and the post-recombination growth rate. We therefore defer detailed investigation of early dark energy models to future work and make the qualitative observation that an early dark energy component will go in the direction of reducing tensions with low redshift clustering measurements.

VIII Conclusions

In the decade since the first observational detection of baryon acoustic oscillations, BAO analysis has emerged as one of the sharpest tools of precision cosmology. Its power arises from the grounding of its absolute distance scale in straightforward underlying physics, from the distinctiveness of a feature that is localized in scale and thus not easily mimicked by observational systematics, and from its insensitivity to non-linear gravitational evolution and galaxy formation physics (a consequence of the large scale of BAO). The principal challenge of the method is that one must map enormous cosmic volumes to obtain good statistical precision. Building on the legacy of 2dFGRS, SDSS-I/II, 6dFGS, and WiggleZ, BOSS has made major progress on this challenge, with distance scale measurements of 12%1-2\% precision at z=0.32z=0.32, 0.57, and 2.34. The combination of BAO measurements with Planck+WP CMB data and the JLA SNIa compilation leads to numerous significant constraints on dark energy, space curvature, and the cosmic matter and radiation density.

If we treat BAO as an uncalibrated standard ruler, assuming only that it is constant in time, then the combination of galaxy and LyaF BAO measurements yields a strong (>3σ>3\sigma) detection of dark energy, independent of any other cosmological data. If we assume that the angular acoustic scale of the CMB represents the same standard ruler, then the resulting constraints in an oΛo\LambdaCDM model collapse around a flat universe dominated by dark energy, with Ωm=0.292±0.18\Omega_{m}=0.292\pm 0.18, Ωk=0.010±0.016\Omega_{k}=-0.010\pm 0.016. Thus, high-precision measurements of a common standard ruler at z<0.7z<0.7, z=2.34z=2.34, and z=1090z=1090 already lead to strong constraints on the cosmological model.

BAO become much more powerful when we incorporate the absolute calibration of the sound horizon rdr_{d} using CMB measurements of the matter, baryon, and radiation energy density (eq. 16). With Planck+WP CMB data, residual uncertainties in ωm\omega_{m} and ωb\omega_{b} leave only 0.4% uncertainty in the acoustic scale rd=147.49±0.59r_{d}=147.49\pm 0.59 Mpc assuming a standard radiation background with three neutrino species. One particularly interesting application of this calibration is to combine galaxy BAO measurements with the high-precision measurements of relative distances from Type Ia SNe to infer H0H_{0}. The addition of the SN data makes the inferred value of H0H_{0} insensitive to uncertainties in the dark energy model, which would otherwise affect the extrapolation of the distance scale from the moderate redshifts of the BAO measurements down to z=0z=0. With our standard BAO and SN data sets, this inverse distance ladder measurement yields H0=67.3±1.1kms1Mpc1H_{0}=67.3\pm 1.1\,{\rm km}\,{\rm s}^{-1}\,{\rm Mpc}^{-1}, where the 1.7% uncertainty includes the Planck+WP uncertainty in rdr_{d}. This value agrees perfectly with the value inferred from current CMB data under the much stronger assumption of a flat Λ\LambdaCDM model, an important consistency test of the standard cosmology. It is lower than most recent estimates using a Cepheid-based distance ladder. Our measurement of H0H_{0} does rely on the assumption of a standard cosmic radiation background, and the directly constrained parameter combination is H0rdH_{0}r_{d}. A convincing discrepancy with conventional distance-ladder determinations of H0H_{0} could not be resolved by appealing to the late-time behavior of dark energy. It would point instead to non-standard physics in the pre-recombination universe, such as extra relativistic degrees of freedom or early dark energy, which can shrink rdr_{d} and thus raise the inferred value of H0H_{0}.

The full combination of CMB, BAO, and SN data places strong constraints on dark energy and space curvature, as summarized in Figure 8 and Table 4. In models that allow both w1w\neq-1 and non-zero curvature, the BAO and SN data are highly complementary. For the owowCDM model, we find w=0.98±0.06w=-0.98\pm 0.06 and Ωk=0.002±0.003\Omega_{k}=-0.002\pm 0.003. For models with w(a)=w0+wa(1a)w(a)=w_{0}+w_{a}(1-a), the constraint on evolution remains poor, with wa=0.6±0.6w_{a}=-0.6\pm 0.6 in ow0waow_{0}w_{a}CDM, but the value of ww at the pivot redshift where it is best constrained remains close to 1-1. A striking feature of Table 4 is that as degrees of freedom are added to the cosmological model the best-fit values of parameters barely change, always remaining close to those of flat Λ\LambdaCDM.

These models are fit to a total of 43 observables: three in our compressed description of the CMB, 31 for the compressed SN data, five for the galaxy BAO data (DVD_{V} from 6dFGS, MGS and BOSS LOWZ, DMD_{M} and DHD_{H} from BOSS CMASS), and four for the LyaF BAO (DHD_{H} and DMD_{M} from forest auto-correlation and from quasar-forest cross-correlation). The Λ\LambdaCDM model, with three free parameters (ΩΛ\Omega_{\Lambda}, hh, and the absolute magnitude normalization for SNIa), has χ2=46.79\chi^{2}=46.79 for 40 d.o.f., which is statistically acceptable.888Note that Figure 10 omits the CMB data from the χ2\chi^{2} accounting, so it has three fewer d.o.f. The decrease in χ2\chi^{2} for the alternative models is not enough to justify the addition of parameters; for example, the addition of three free parameters in ow0waow_{0}w_{a}CDM reduces χ2\chi^{2} by only 1.33. However, the best-fit models in all of these cases are in significant tension with the LyaF measurements on their own, typically at the 22.5σ2-2.5\sigma level. The LyaF data have little impact on the best-fit parameter values in any of these models, not because they agree well with the model predictions but because parameter changes that would significantly improve agreement with the LyaF run afoul of the higher precision galaxy BAO measurements. Moreover, because the LyaF measurements have lower DHD_{H} but higher DMD_{M} than expected in the best-fit Λ\LambdaCDM model, many parameter changes that would improve the fit to DHD_{H} worsen the fit to DMD_{M}, and vice versa.

We have examined several models with non-standard dark energy or dark matter histories or non-standard radiation backgrounds. Early dark energy that has constant Ωdee\Omega_{\rm de}^{e} in the radiation and matter dominated eras (before evolving towards a cosmological constant at low redshift) alters the sound horizon rdr_{d} and evolution of H(z)H(z) and DM(z)D_{M}(z). Remarkably, the cancellation of these effects leaves the BAO observables DH(z)/rdD_{H}(z)/r_{d} and DM(z)/rdD_{M}(z)/r_{d} nearly unchanged (including at z=1090z=1090), even for Ωdee\Omega_{\rm de}^{e} as large as 0.3, so that the observations incorporated in our fits still allow a substantial early dark energy component. Because of the smaller rdr_{d}, such model fits yield a higher H0H_{0} and lower Ωm\Omega_{m}, and the suppression of growth by early dark energy is likely to reduce the amplitude of low-redshift matter clustering. Full CMB power spectrum analyses yield stronger but more model-dependent constraints on early dark energy through its influence on the shape of the acoustic peaks and the structure of the damping tail Hojjati13 . Nonetheless, the ability of these models to match expansion history constraints while improving agreement with local H0H_{0} and structure growth measurements suggests that they merit further investigation.

If “early” dark energy becomes important only after recombination, so that it does not alter the acoustic scale, then CMB+BAO data impose strong constraints, with Ωdee<0.03\Omega_{\rm de}^{e}<0.03 at 95% confidence. A similar conclusion applies to other physical effects that distort the low-redshift distance scale relative to rdr_{d} and the distance to last scattering. In particular, we considered models in which a component of dark matter decays into radiation on cosmological timescales, boosting Ωr\Omega_{r} and decreasing Ωm\Omega_{m} at low redshifts. The BAO+CMB data limit the fraction of dark matter that can decay by z=0z=0 to below 3% (95% confidence).

With respect to expansion history, massive neutrinos are in some sense the converse of decaying dark matter: they are relativistic at the epoch of recombination, but at low redshift they increase the matter density Ωm\Omega_{m} relative to the value Ωcb\Omega_{cb} inferred from the CMB acoustic peaks. The purely geometric constraints that come from BAO and our compressed CMB description yield a 95% confidence upper limit of mν<0.56eV\sum m_{\nu}<0.56\,{\rm eV} assuming Λ\LambdaCDM, with moderately weaker limits for models that allow w1w\neq-1 or non-zero Ωk\Omega_{k} (see Table 6). If we use full Planck CMB chains in place of our compressed description we obtain the significantly stronger limit mν<0.25eV\sum m_{\nu}<0.25\,{\rm eV}, a difference driven by the relatively high amplitude lensing signal detected in the Planck power spectrum. Measurements of low-redshift matter clustering can yield more sensitive limits on neutrino masses, and potentially a measurement of mν\sum m_{\nu} through its impact on structure growth, but the expansion history constraints are robust and impressively stringent on their own.

Adding relativistic degrees of freedom can noticeably improve the agreement with the LyaF BAO, and if we combine only CMB and LyaF data the preferred NeffN_{\rm eff} is 4\approx 4. However, increasing NeffN_{\rm eff} worsens agreement with the galaxy BAO data, and when we consider our full data combination we find Neff=3.43±0.26N_{\rm eff}=3.43\pm 0.26. Increasing NeffN_{\rm eff} reduces the value of rdr_{d} and thereby leads to a higher inferred H0H_{0}; for a model with free NeffN_{\rm eff} and free tensor-to-scalar ratio rr we find a marginalized constraint H0=70.1±1.7kms1Mpc1H_{0}=70.1\pm 1.7\,{\rm km}\,{\rm s}^{-1}\,{\rm Mpc}^{-1}. We caution that modifying the radiation background alters the shape of the acoustic peaks, an effect not accounted for in the BAO measurements used here; we expect this effect to be smaller than our statistical errors, but perhaps not negligible.

Among these alternative models, only the model with free NeffN_{\rm eff} can reduce the tension with the LyaF data, and even there the reduction is small once the galaxy BAO constraints are also imposed. We did construct a model with a tuned oscillation in DM(z)D_{M}(z) that reproduces both the DM/rdD_{M}/r_{d} and DH/rdD_{H}/r_{d} measurements from the LyaF BAO while continuing to satisfy all other constraints. However, this model requires non-monotonic evolution of H(z)H(z) and thus of ρtot(z)\rho_{\rm tot}(z), which is difficult to achieve in any model with non-negative dark energy density. The artificiality and physical implausibility of this model, and the failure of our more physically motivated models, illustrate how difficult it is to obtain a good fit to the BOSS LyaF BAO measurements. This difficulty suggests that the tension of simpler models with the LyaF data is a statistical fluke, or perhaps reflects an unrecognized systematic in the BAO measurement, but it highlights the importance of further measurements of DMD_{M} and H(z)H(z) at high redshifts.

The cosmological constraints considered here are essentially geometrical, tied to the expansion history of the homogeneous universe. As a further test, we have computed the predictions of our models for low redshift measurements of matter clustering. Confirming previous findings, but now with tighter cosmological parameter constraints, we find that a Λ\LambdaCDM model normalized to the observed amplitude of CMB anisotropies predicts cluster masses, weak lensing signals, and redshift-space distortions that are higher than most observational estimates. The tension with individual data sets is only 2σ\approx 2\sigma, and the measurements themselves may be affected by systematics. However, the direction of the discrepancy is consistent across many analyses (though not all of them). The additional freedom in standard dark energy models does not reduce this tension because the parameter values allowed by our data are always close to those of Λ\LambdaCDM. Massive neutrinos can reduce the tension by suppressing structure growth on small scales (lowering σ8\sigma_{8}), an effect that is small but not negligible for neutrino masses in the range allowed by our fits. Conversely, increasing NeffN_{\rm eff} above the standard value of 3.046 leads to higher predicted values of σ8\sigma_{8} because of correlation with other cosmological parameters, thus amplifying the tension. As previously noted, early dark energy may reduce the tension with the clustering data, both because it suppresses growth of structure during the matter dominated era and because the reduced rdr_{d} value leads to higher hh and lower Ωm\Omega_{m} when combined with CMB constraints. Our standard Λ\LambdaCDM fits produce good agreement with the matter clustering amplitude inferred from the LyaF power spectrum at z2.5z\approx 2.5; this agreement is itself an important constraint on neutrino masses or other physical mechanisms that reduce small scale clustering Palanque14 .

The application of the BAO technique to large cosmological surveys has enabled the first percent-level measurements of absolute distances beyond the Milky Way. In combination with CMB and SN data, these measurements yield impressively tight constraints on the cosmic expansion history and correspondingly stringent tests of dark energy theories. Over the next year, the strength of these tests will advance significantly with the final results from BOSS and with CMB polarization and improved temperature maps from Planck. In the longer term, BAO measurements will gain in precision and redshift range through a multitude of ongoing or planned spectroscopic surveys, including SDSS-IV eBOSS, HETDEX, SuMIRE, DESI, WEAVE, Euclid, and WFIRST.999See Weinberg13b for a brief summary of these projects and references to more detailed descriptions. These data sets also enable precise measurements of matter clustering through redshift-space distortion analyses, the shape of the 3-dimensional power spectrum, and other clustering statistics. In combination with the expansion history constraints, these measurements can test modified gravity explanations of cosmic acceleration and probe the physics of inflation, the masses of neutrinos, and the properties of dark matter. In parallel with these large spectroscopic surveys, supernova measurements of expansion history are gaining in precision, data quality, and redshift range, and weak lensing constraints on matter clustering are advancing to the percent and sub-percent level as imaging surveys grow from millions of galaxy shape measurements to hundreds of millions, and eventually to billions. From the mid-1990s through the early 21st century, improving cosmological data sets transformed our picture of the universe. The next decade — of time and of precision — could bring equally surprising changes to our understanding of the cosmos.

Acknowledgements

We thank Eric Linder for useful discussions of early dark energy and structure growth. We also thank Savvas Koushiappas and Gordon Blackadder for alerting us to an error in the decaying dark matter section of the preprint version of this paper and answering our questions as we corrected it.

Funding for SDSS-III has been provided by the Alfred P. Sloan Foundation, the Participating Institutions, the National Science Foundation, and the U.S. Department of Energy Office of Science. The SDSS-III web site is http://www.sdss3.org/.

SDSS-III is managed by the Astrophysical Research Consortium for the Participating Institutions of the SDSS-III Collaboration including the University of Arizona, the Brazilian Participation Group, Brookhaven National Laboratory, Carnegie Mellon University, University of Florida, the French Participation Group, the German Participation Group, Harvard University, the Instituto de Astrofisica de Canarias, the Michigan State/Notre Dame/JINA Participation Group, Johns Hopkins University, Lawrence Berkeley National Laboratory, Max Planck Institute for Astrophysics, Max Planck Institute for Extraterrestrial Physics, New Mexico State University, New York University, Ohio State University, Pennsylvania State University, University of Portsmouth, Princeton University, the Spanish Participation Group, University of Tokyo, University of Utah, Vanderbilt University, University of Virginia, University of Washington, and Yale University.

Appendix A List of institutions

The following is the list of institutions corresponding to the list of authors on the front page.

1 APC, Astroparticule et Cosmologie, Université Paris Diderot, CNRS/IN2P3, CEA/Irfu, Observatoire de Paris, Sorbonne Paris Cité, 10, rue Alice Domon & Léonie Duquet, 75205 Paris Cedex 13, France
2 Lawrence Berkeley National Laboratory, 1 Cyclotron Road, Berkeley, CA 94720, USA
3 Department of Astronomy, University of Washington, Box 351580, Seattle, WA 98195, USA
4 Apache Point Observatory, P.O. Box 59, Sunspot, NM 88349-0059, USA
5 Center for Cosmology and Particle Physics, New York University, New York, NY 10003, USA
6 Department of Physics and Astronomy, UC Irvine, 4129 Frederick Reines Hall, Irvine, CA 92697, USA
7 Department Physics and Astronomy, University of Utah, UT 84112, USA
8 Institute for Advanced Study, Einstein Drive, Princeton, NJ 08540, USA
9 Institute of Cosmology & Gravitation, Dennis Sciama Building, University of Portsmouth, Portsmouth, PO1 3FX, UK
10 Observatório Nacional, Rua Gal. José Cristino 77, Rio de Janeiro, RJ - 20921-400, Brazil
11 Laboratório Interinstitucional de e-Astronomia, - LIneA, Rua Gal.José Cristino 77, Rio de Janeiro, RJ - 20921-400, Brazil
12 Instituto de Fisica Teorica (UAM/CSIC), Universidad Autonoma de Madrid, Cantoblanco, E-28049 Madrid, Spain
13 Department of Physics, Carnegie Mellon University, 5000 Forbes Avenue, Pittsburgh, PA 15213, USA
14 Astrophysics, University of Oxford, Keble Road, Oxford OX13RH, UK
15 Department of Physics, Yale University, 260 Whitney Ave, New Haven, CT 06520, USA
16 Institut de Ciències del Cosmos, Universitat de Barcelona, IEEC-UB, Martí i Franquès 1, E08028 Barcelona, Spain
17 Laboratoire d’astrophysique, Ecole Polytechnique Fédérale de Lausanne (EPFL), Observatoire de Sauverny,CH-1290 Versoix, Switzerland
18 Harvard-Smithsonian Center for Astrophysics, 60 Garden St., Cambridge, MA 02138, USA
19 Department of Astronomy, University of Florida, Gainesville, FL 32611, USA
20 CEA, Centre de Saclay, IRFU, 91191 Gif-sur-Yvette, France
21 Department of Astrophysical Sciences, Princeton University, Ivy Lane, Princeton, NJ 08544, USA
22 Key Laboratory for Research in Galaxies and Cosmology of Chinese Academy of Sciences, Shanghai Astronomical Observatory, Shanghai 200030, China
23 LPNHE, CNRS/IN2P3, Université Pierre et Marie Curie Paris 6, Université Denis Diderot Paris 7, 4 place Jussieu, 75252 Paris CEDEX, France
24 Department of Physics, Ohio State University, Columbus, Ohio 43210, USA
25 Center for Cosmology and Astro-Particle Physics, Ohio State University, Columbus, Ohio, USA
26 Leibniz-Institut für Astrophysik Potsdam (AIP), An der Sternwarte 16, 14482 Potsdam, Germany
27 CPPM, Aix-Marseille Université, CNRS/IN2P3, Marseille, France
28 Max-Planck-Institut für Astronomie, Königstuhl 17, D69117 Heidelberg, Germany
29 University College London, Gower Street, London WC1E 6BT, UK
30 Institució Catalana de Recerca i Estudis Avançats, Barcelona, Spain
31 Department of Physics and Astronomy, University of Wyoming, Laramie, WY 82071, USA
32 Institut d’Astrophysique de Paris, UPMC-CNRS, UMR7095, 98bis boulevard Arago, 75014 Paris, France
33 INAF, Osservatorio Astronomico di Trieste, Via G. B. Tiepolo 11, 34131 Trieste, Italy
34 Instituto de Astrofísica de Canarias (IAC), C/Vía Láctea, s/n, E-38200, La Laguna, Tenerife, Spain
35 Departamento Astrofísica, Universidad de La Laguna (ULL), E-38206 La Laguna, Tenerife, Spain
36 A*MIDEX, Aix Marseille Université, CNRS, LAM (Laboratoire d’Astrophysique de Marseille) UMR 7326, Marseille, France
37 Campus of International Excellence UAM+CSIC, Cantoblanco, E-28049 Madrid, Spain
38 Instituto de Astrofísica de Andalucía (CSIC), E-18080 Granada, Spain
39 Department of Physics, University of California, 366 LeConte Hall, Berkeley, CA 94720, USA
40 Department of Physics, Drexel University, 3141 Chestnut Street, Philadelphia, PA 19104, USA
41 Department of Astronomy and Space Science, Sejong University, Seoul, 143-747, Korea
42 Max-Planck-Institut für extraterrestrische Physik, Postfach 1312, Giessenbachstr., 85748 Garching, Germany
43 Department of Physics, Kansas State University, 116 Cardwell Hall, Manhattan, KS 666506, USA
44 National Abastumani Astrophysical Observatory, Ilia State University, 2A Kazbegi Ave. GE-1060 Tbilisi, Georgia
45 Departamento de Física Teórica, Universidad Autónoma de Madrid, E-28049 Cantoblanco, Madrid, Spain
46 Department of Astronomy and Astrophysics, The Pennsylvania State University, University Park, PA 16802, USA
47 Institute for Gravitation and the Cosmos, The Pennsylvania State University, University Park, PA 16802, USA
48 Department of Physics and Astronomy, Ohio University, 251B Clippinger Labs, Athens, OH 45701
49 Brookhaven National Laboratory, 2 Center Road, Upton, NY 11973, USA
50 Center for Astrophysics and Space Sciences, Department of Physics, University of California, 9500 Gilman Dr., San Diego, CA 92093 USA
51 INFN/National Institute for Nuclear Physics, Via Valerio 2, 34127 Trieste, Italy
52 Department of Astronomy, University of Wisconsin-Madison, 475 N. Charter Street, Madison, WI, 53706, USA
53 Department of Physical Sciences, The Open University, Milton Keynes, MK7 6AA, UK
54 Department of Astronomy, Ohio State University, Columbus, Ohio, USA
55 PITT PACC, Department of Physics and Astronomy, University of Pittsburgh, Pittsburgh, PA 15260, USA
56 Department of Astronomy, Case Western Reserve University, Cleveland, Ohio 44106, USA
57 National Astronomy Observatories, Chinese Academy of Science, Beijing, 100012, P.R. China

Appendix B Decaying dark matter model

We consider a model of dark matter decaying into radiation as

ρx˙\displaystyle\dot{\rho_{x}} =\displaystyle= 3H(t)ρxλH0ρx,\displaystyle-3H(t)\rho_{x}-\lambda H_{0}\rho_{x}, (33)
ρg˙\displaystyle\dot{\rho_{g}} =\displaystyle= 4H(t)ρg+λH0ρx,\displaystyle-4H(t)\rho_{g}+\lambda H_{0}\rho_{x}, (34)

where ρx\rho_{x} and ρg\rho_{g} are the new decaying dark matter and radiation components and the decay time constant λ\lambda is made dimensionless by expressing it in units of H0H_{0}. The Hubble parameter is given by the usual expression for Λ\LambdaCDM with two extra components

(HH0)2=Ωcba3+ΩΛ+ρν+r(z)/ρcrit+ρx(a)+ρg(a)ρcrit\left(\frac{H}{H_{0}}\right)^{2}=\Omega_{cb}a^{-3}+\Omega_{\Lambda}+{\rho_{\nu+r}(z)}/{\rho_{\rm crit}}+\frac{\rho_{x}(a)+\rho_{g}(a)}{\rho_{\rm crit}} (35)

Writing ρx=ρcritrxa3\rho_{x}=\rho_{\rm crit}r_{x}a^{-3} and ρg=ρcritrra4\rho_{g}=\rho_{\rm crit}r_{r}a^{-4}, the system of equations can be rewritten as

drxdlna\displaystyle\frac{d\,r_{x}}{d\,\ln a} =\displaystyle= λrx(HH0)1,\displaystyle-\lambda r_{x}\left(\frac{H}{H_{0}}\right)^{-1}, (36)
drrdlna\displaystyle\frac{d\,r_{r}}{d\,\ln a} =\displaystyle= +aλrx(HH0)1,\displaystyle+a\lambda r_{x}\left(\frac{H}{H_{0}}\right)^{-1}, (37)
(HH0)2\displaystyle\left(\frac{H}{H_{0}}\right)^{2} =\displaystyle= Ωcba3+ΩΛ+ρν+r(z)/ρcrit\displaystyle\Omega_{cb}a^{-3}+\Omega_{\Lambda}+{\rho_{\nu+r}(z)}/{\rho_{\rm crit}} (38)
+rx(a)a3+rr(a)a4,\displaystyle+r_{x}(a)a^{-3}+r_{r}(a)a^{-4},

with initial conditions rx(a=1)=Ωxr_{x}(a=1)=\Omega_{x} and rr(a=1)=Ωrr_{r}(a=1)=\Omega_{r}. We can solve this system of differential equations starting at a=1a=1 and going backwards in time for a given choice of Ωx\Omega_{x}, Ωr\Omega_{r} and λ\lambda.

However, in our parametrization, boundary conditions are specified in the infinite past. We therefore use a minimizing routine that determines the values of Ωx\Omega_{x} and Ωr\Omega_{r} today that are required to obtain the right fraction of decaying dark matter fraction and zero initial density in the decay product in the infinite past (assumed to be a104a\sim 10^{-4} in the code). At each step in minimization, the evolution equations are solved numerically and a suitable penalty function is evaluated.

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