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Covariant Noether charges for type IIB and 11-dimensional supergravities

Óscar J. C. Dias111ojcd1r13@soton.ac.uk STAG research centre and Mathematical Sciences, University of Southampton, UK Gavin S. Hartnett222hartnett@rand.org STAG research centre and Mathematical Sciences, University of Southampton, UK RAND Corporation, Santa Monica, CA 90401, USA Jorge E. Santos333j.e.santos@damtp.cam.ac.uk DAMTP, Centre for Mathematical Sciences, University of Cambridge, Wilberforce Road, Cambridge CB3 0WA, UK Institute for Advanced Study, Princeton, NJ 08540, USA
Abstract

The covariant Noether charge formalism (also known as the covariant phase method) of Wald and collaborators, including its cohomological extension, is a manifestly covariant Hamiltonian formalism that, in principle, allows one to define and compute the energy, angular momenta, and chemical potentials of generic solutions of gravitational theories. However, it has been observed that for some supergravity solutions the variation of the Noether charge is not (at least manifestably) integrable, and as a result it is unclear whether there are well-defined thermodynamic charges for these solutions. In this work, we derive an expression for the variation of the covariant Noether charges for any solution of Type IIB 10-dimensional supergravity or 11-dimensional supergravity. Although this Noether quantity is not integrable in general, we show that for asymptotically scale-invariant solutions, it is. In particular, the asymptotic scale-invariance allows one to define an energy density and conjugate chemical potentials which obey a first law of thermodynamics and a Smarr relation. These two thermodynamic relations can then be shown to imply that the variation of the Noether charge is integrable, and accordingly the energy and other thermodynamic charges may be defined unambiguously. We explicitly demonstrate and illustrate our claim by computing the thermodynamic charges of two non-trivial supergravity solutions that were recently constructed: 1) the Polchinski-Strassler black brane that is dual to the deconfined phase of 𝒩=1\mathcal{N}=1^{*} theory, and 2) the CGLP black brane that asymptotes to the mass deformed Cvetič-Gibbons-Lü-Pope (CGLP) solution.

1 Introduction

The study of conservations laws in general relativity (and other gravitational theories), and the search for a robust and universal definition of gravitational energy are perhaps as old as general relativity itself. The first attempts to identify a local gravitational energy-momentum density began with the gravitational pseudo-tensor approaches, the most well known being perhaps the ones of Einstein and Landau-Lifshitz (see [1, 2, 3] for reviews). Yet these pseudo-tensors lead to coordinate-dependent expressions, and as a result they are not covariant and their geometrical interpretation is unclear444It is important to note that the non-tensorial nature of an object does not necessarily imply that it is meaningless. In particular, the Hamiltonian formalism endows the pseudo-tensors with physical meaning. Recall that in the Hamiltonian formulation of a gravitational theory, the Hamiltonian is decomposed as a sum of a spacetime volume contribution which vanishes on-shell (i.e, when the equations of motion are satisfied), and a boundary term whose value (when a choice of boundary condition is made) determines the thermodynamic charges. Ref. [4] has shown that the known energy-momentum pseudo-tensors correspond to well identified Hamiltonian boundary terms once a specific boundary condition choice is made.. This unsatisfactory property propelled subsequent studies where it became progressively clear that one cannot define a local and covariant energy-momentum density.555Essentially, this lack of a local definition of energy density follows from the Equivalence principle. Indeed, locally it is always possible to introduce a local inertial frame of reference associated to a free falling point-like particle. Such an observer does not feel any gravitational field and, accordingly, no gravitational energy density can be defined at spacetime points. Rather, one must instead search for quasi-local or global definitions associated with extended regions in the spacetime, at least when the spacetime has an asymptotic symmetry.

1.1 Conserved Charges in General Relativity

Historically, many different approaches for defining such conserved charges have been proposed. In order to provide context for the contributions of the present work, it will be useful to give a brief review of these various approaches and how they relate to one another. However, a full and comprehensive review of the history of conserved charges in gravitational theories is beyond the scope of this article, and the interested reader is encouraged consult the following excellent reviews: [5, 6, 7, 8, 9, 10, 11, 12].

Not surprisingly, the first considerations of conserved charges focused on asymptotically flat space-times (see [11] for a review). In the framework of the Hamiltonian formalism, the first major step forward in the task of defining conserved charges was given by the celebrated Arnowitt-Deser-Misner (ADM) definition of energy [13], which was then further complemented by the Regge-Teitelboim [14] analysis666The proof of the positivity of the ADM energy, under the dominant energy condition for the matter energy-momentum tensor, is a keystone result of general relativity [15, 16]. Also note that for some spacetimes with certain isometries one can define a conserved Komar quantity that is the integral of the covariant derivative of a timelike Killing vector field over a (d2)(d-2)-surface [17]. Sometimes, especially in the case of stationary asymptotically flat solutions, appropriate Komar integrals do match the corresponding ADM quantities [11].. The ADM mass and angular momentum are computed as integrals over spheres at spatial infinity, a calculation which in principle could be carried out, at least approximately, by a distant observer. Alternatively, one can use the Hamiltonian formalism with boundary at the null infinity; in this case we get the Bondi-Sachs mass and angular momentum [18, 19, 20, 11]. And finally, using the Hamilton-Jacobi analysis of the gravitational action functional, which can be seen as a short-cut to the full Hamiltonian analysis, quasi-local energy and angular momentum expressions (i.e. defined with respect to a bounded region of spacetime) were obtained by Brown and York [3, 21]. Reassuringly, these expressions converge to the ADM (or Bondi-Sachs) charges as spatial (or null infinity) is approached777Other useful quasi-local definitions of mass are the Misner-Sharp energy [22], the Hawking mass [23], the Bartnik mass [24], the Kijowski-Liu-Yau energy [25, 26], the Wang-Yau mass [27] among others (see [7, 10, 27, 11] for reviews on quasi-local masses).. The original Hamiltonian analysis of [13, 14] was also extended to backgrounds with more generic asymptotics by Hawking and Horowitz [28]888The expressions of [28, 29] reduce to the ADM expressions [13] and Abbott-Deser expression [30] when applied to the respective asymptotic backgrounds. The analysis of [3, 21, 28] requires a background subtraction procedure to get rid of divergences that arise due to the infinite spacetime volume. The same Hamiltonian and subtraction procedure can be used to compute the charges of spacetimes that are asymptotically the direct product of Minkowski spacetime and p\mathbb{R}^{p} (e.g. the black string or the black p-branes) [31, 32]..

The first Hamiltonian analysis of energy for asymptotically anti-de Sitter (AdS) spacetimes was provided by Abbott and Deser [30] and further developed by Henneaux and Teitelboim [33] and Chruściel and Nagy [34, 35]. This analysis yields the conserved charges for pure AdS-Einstein gravity. However, it cannot be simply extended to AdS solutions which also have matter fields present, such as scalar fields with certain fall-offs. Such cases are particularly important in the context of the AdS/CFT correspondence. In this context, Skenderis and collaborators have developed the method of holographic renormalization [36, 37, 38, 39, 40, 41, 42, 43, 44, 45, 46, 47], a formalism that computes the energy and other thermodynamic observables of gravitational systems that have a dual holographic gauge theory description999Within holographic renormalization, the gravitational conserved charges of an asymptotically (locally) AdS solution is computed from the energy momentum tensor that one obtains when one varies the on-shell gravitational action w.r.t. the boundary metric. In spirit, this approach is thus similar to the traditional Hamiltonian analysis of, for example [3, 28]. However, this computation generically yields a divergent answer due to the infinite volume of the background. To extract the physical finite answer, it is common to use a background subtraction method (see e.g. [3, 28]); however an appropriate reference spacetime is not guaranteed to exist in general. Holographic renormalization effectively implements this background subtraction procedure in AdS in a systematic way using boundary counterterms. This is a procedure that follows naturally from the AdS/CFT duality since this is exactly the approach used in the QFT process of renormalization to remove unphysical divergencies.. A Hamilton-Jacobi approach to the method of holographic renormalization, whereby the radial coordinate plays the role of time was also developed [41, 42, 43, 44, 48, 45]101010Positivity energy theorems for asymptotically AdS and asymptotically locally AdS spacetimes has been proven in [49, 50] using the Witten-Nester spinorial energy [16, 51].. It should be emphasized that the holographic renormalization charges agree with previous definitions of conserved charges [30, 33, 52, 28, 53, 48] when the latter are applicable, i.e. when the spacetime is conformal to the AdS solution and one considers the energy relative to AdS [48, 8]. Holographic renormalization also may be used for arbitrary asymptotically locally AdS spacetimes. Additionally, it may be shown that the holographic renormalization charges may be interpreted as Noether charges associated to asymptotic symmetries of the gravitational solution [48], and that these agree with the conserved charges computed using the covariant Noether charge approach, also called the covariant phase space approach [54, 55, 56, 20, 48].

Another important class of conserved charges are those provided by the covariant Noether charge formalism of Wald and collaborators [54, 55, 56, 20, 48], and is a systematic improvement of the covariant phase or covariant sympletic method initially discussed in [57, 58]. It also generalizes and incorporates many of the previous Hamiltonian approaches. Indeed, the covariant Noether charge formalism could equally well be called the manifestly Lorentz-covariant Hamiltonian formalism since it avoids the (D1)+1(D-1)+1 decomposition between spatial coordinates and the time coordinate that the ADM formalism requires.111111Of course, with the traditional ADM and Hamiltonian approaches we can always check à posteriori that the conserved quantities obtained in the (D1)+1(D-1)+1 form are actually Lorentz-covariant. The first manifestly covariant Hamiltonian analysis has been developed by Abbott and Deser [30], which was also the first satisfactory approach to study charges in asymptotically AdS spacetimes.

Lastly, two other major classes of methods which deserve mention are conformal methods [59, 60, 61, 62] and spinorial methods [16, 51, 63, 49, 50, 11]. A particularly relevant sub-class of conformal methods are those which which exploit the asymptotic structure of spacetimes to compute the energy. This approach is best reviewed in [5] and it has been applied to asymptotic flat backgrounds [59, 60, 61, 62] as well to asymptotically AdS spacetimes [52, 53]. Spinorial methods have been used to prove the positivity of energy both in asymptotically flat [16] and asymptotically AdS [63, 49], with our without black hole horizons (see review [11]). In [50] attempts have been made to extend positivity of energy to general asymptotically locally AdS spacetimes.

1.2 Integrability and Covariant Noether Charges

In the present study, we are particularly interested in using the covariant Noether charge formalism of Wald and collaborators [54, 55, 56, 20, 48] and its cohomological formalism extension [64, 65, 66, 67, 68, 69, 9] to compute the energy and thermodynamic potentials of gravitational theories.

An aspect of the covariant Noether charge formalism that is not completely satisfactory is the fact that it still has ambiguities associated to the fact that we can always add a total divergence to the action. Using Stokes’ theorem this amounts to have a freedom in adding a boundary term to the action and Hamiltonian that can still change the definition of charges. Lagrangian methods based on cohomological techniques attempt to eliminate this feature. That is, the cohomological formalism is the most recent attempt to define conserved charges in gravitational theories in a more mathematically rigorous way [64, 65, 66, 67, 68, 69] (see [9] for a detailed review). Essentially, when the symmetry associated to the charge (energy, angular momentum, …) under consideration is exact, this method incorporates and agrees with the covariant Noether charge (phase space) formalism of [70, 71, 72, 73]. However, in the cohomological formalism, surface charges are computed integrating surface charge one-forms. The latter are constructed directly from Euler-Lagrange derivatives of the gravitational Lagrangian, which do not depend on total divergence terms. Therefore, the cohomological approach formally avoids the above ambiguities of the Noether charge formalism (in practice, it is important to reinforce that the cohomological method yields the same charges as the covariant Noether charges if in the latter formalism we just consider the boundary terms that arise naturally when we use integration by parts to eliminate derivatives of the field that is being varied to get the equations of motion). Additionally, but not less important, the cohomological method extends the covariant phase space method in the sense that it can also be used to define conserved charges that are associated to asymptotic (as oppose to exact) symmetries (in this manuscript we shall not consider such cases). Henceforth, in a slight abuse of language, when we refer to the Noether charge formalism we will often be implicitly referring to the cohomological extension of the standard Noether approach.

It has been observed and highlighted that the covariant Noether charge and cohomological formalisms can have a limitation or undesirable feature [73, 9, 69]. Namely, there are systems where the lack of manifest integrability of the first order variation of the charges seems to impede a definition of the charges [73, 9, 69]. Indeed, these two formalisms yield an expression for the variation of a Noether charge along the moduli space of parameters that parametrize a given family of solutions. In order to get the actual conserved charge of this family of solutions, one must then integrate this charge variation along a path starting from a reference solution. For one-parameter systems this is not a problem. However, in general - for systems described two or more parameters - we are often not guaranteed that such a conserved charge is well-defined. In the optimal scenario, certain integrability conditions are satisfied and the existence of the desired well-defined conserved charge for the solution at hand is guaranteed [73, 9, 69]. Notably, this is the case for the Kerr solution. However, supergravity solutions have already been found where integrability conditions are not obeyed and thus it was declared that energy is simply not defined for such a system [69]. In this manuscript, we will add a few more examples - the Polchinski-Strassler black brane [74] and the CGLP black brane [75].

The main aim of the present work is to observe that even when the Noether charge variations are not manifestly integrable, asymptotic scale invariance allows two thermodynamic relations to be derived which in turn imply that that the Noether variation is in fact integrable. The two relations are: a first law of thermodynamics and a Smarr relation. Asymptotic scale-invariance is a common property for gravitational solutions in the context of the gauge/gravity correspondence. In particular it holds for solutions which are asymptotically a direct product spacetime AdSp×XnAdS_{p}\times X^{n} where XnX^{n} is a compact manifold. We illustrate our claim explicitly by considering three non-trivial examples in IIB [74] and 11-dimensional supergravity [75, 76].

The layout of this article is as follows. In Sec. 2 we start by using the covariant Noether charge formalism of [54, 55, 56, 20] to define the variation of the Noether conserved charge of any type IIB supergravity solution. Remarkably, this expression has never appeared in the literature, as far as we are aware. As an application of this expression to a manifestly integrable system, in Sec. 2.2 we compute the energy of the IIB lumpy and localized black holes of [77, 78]. Not surprisingly, we will find that this Noether energy agrees with the energy computed originally using Kaluza-Klein holographic renormalization. Next, in Sec. 2.3 we discuss the energy of the Polchinski-Strassler black brane recently constructed in [74]. This is an asymptotically AdS×5S5{}_{5}\times S^{5} solution of IIB supergravity where all the bosonic fields are non-trivial and that corresponds to the high-temperature phase of the gravitational-dual of the Polchinski-Strassler solution [79]. In this case, the variation of the Noether charge does not lead to an obviously integrable expression. By exploiting the asymptotic scale-invariance, we derive two additional relations, a thermodynamic first law and a Smarr relation. When these relations are satisfied, the Noether variation becomes explicitly integrable, and an energy and chemical potential may then be defined unambiguously. We note that for this example, current holographic renormalization techniques cannot be used to compute the desired charges.

In Sec. 3 we consider the low-energy classical limit of M-theory. Again, we will start by using the covariant Noether charge formalism of [54, 55, 56, 20] to compute the variation of the Noether conserved charge of a general solution to 11-dimensional supergravity, an expression that is missing in the literature. Then, in Sec. 3.2 we will consider the thermodynamics of the CGLP black brane recently constructed in [75]. This is an asymptotically AdS4×V5,2AdS_{4}\times V_{5,2} solution where V5,2V_{5,2} is the 7-dimensional Stiefel manifold. It is the simplest finite-temperature solution that asymptotes to the Cvetič, Gibbons, Lü, and Pope (CGLP) solution [80], which has a magnetic G(4)G_{(4)}-flux background whose asymptotic decay describes a mass deformation of the corresponding dual CFT3CFT_{3}. As before, we will find that the associated Noether variation charge does not satisfy the required integrability conditions which could suggest that an energy might not be well defined for this system. However, we will again find that asymptotic scale-invariance may be used to show that the Noether variation is explicitly integrable, and we are thus able to derive the desired thermodynamic charges.

2 10-Dimensional IIB Supergravity

The massless bosonic fields of type IIB supergravity are the metric tensor gabg_{ab}, the dilaton Φ\Phi, the axion CC, the NS-NS antisymmetric 2-tensor B(2)B_{(2)}, the R-R 2-form potential C(2)C_{(2)}, and the R-R 4-form field C(4)C_{(4)} with self-dual 5-form field strength (their fermionic superpartners are a complex Weyl gravitino and a complex Weyl dilatino). We can combine the dilaton and axion scalars into a complex field BB, and define a complex 2-form A(2)A_{(2)} that is a combination of the NS-NS field B(2)B_{(2)} and the R-R potential C(2)C_{(2)} [81, 82]:

B1+iτ1iτ,τC+ieΦ;\displaystyle B\equiv\frac{1+i\tau}{1-i\tau}\,,\qquad\tau\equiv C+i\,e^{-\Phi}\,;
A(2)gsκ10(B(2)+iC(2)),\displaystyle A_{(2)}\equiv\frac{g_{s}}{\kappa_{10}}\,\left(B_{(2)}+i\,C_{(2)}\right), (1)

where gs=eΦg_{s}=e^{\Phi_{\infty}} is the string coupling and κ10\kappa_{10} is related to Newton’s constant by 2κ10=16πG102\kappa_{10}=16\pi G_{10} (which can also be written in terms of gsg_{s} and the string length s\ell_{s} as 2κ10=(2π)7gs2s82\kappa_{10}=(2\pi)^{7}g_{s}^{2}\ell_{s}^{8} ).

Taking the real fields g,C(4)g,C_{(4)} and the complex fields B,A(2)B,A_{(2)} as fundamental fields, the bosonic action of type IIB supergravity, in the Einstein frame, reads [81, 82]

SIIB=12κ102(2PP¯12G(3)G¯(3)4F(5)F(5)iC4G(3)G¯(3)),S_{\text{IIB}}=\frac{1}{2\kappa_{10}^{2}}\int\bigg{(}\star\,\mathcal{R}-2P\wedge\star\,\bar{P}-\frac{1}{2}\,G_{(3)}\wedge\star\,\bar{G}_{(3)}-4F_{(5)}\wedge\star\,F_{(5)}-i\,C_{4}\wedge G_{(3)}\wedge\bar{G}_{(3)}\bigg{)}\,, (2)

supplemented by the self-duality condition

F(5)=F(5).\star F_{(5)}=F_{(5)}\,. (3)

In this action, \mathcal{R} is the Ricci volume form, =R𝕀=Rvol10\mathcal{R}=R\,\star\mathbb{I}=R\,\mathrm{vol}_{10}, the bar over a quantity denotes complex conjugation, and we have defined

f=11|B|2,P=f2dB,Q=f2Im(BdB),\displaystyle f=\frac{1}{\sqrt{1-|B|^{2}}}\,,\qquad P=f^{2}\,\mathrm{d}B\,,\qquad Q=f^{2}\,\mathrm{Im}(B\,\mathrm{d}B)\,,
G(3)=f(F(3)BF¯(3)),F(3)=dA(2),\displaystyle G_{(3)}=f\,(F_{(3)}-B\bar{F}_{(3)})\,,\qquad F_{(3)}=\mathrm{d}A_{(2)}\,,
F(5)=dC(4)18Im(A(2)F¯(3))=dC(4)+i16(A(2)F¯(3)A¯(2)F(3)),\displaystyle F_{(5)}=\mathrm{d}C_{(4)}-\frac{1}{8}\mathrm{Im}(A_{(2)}\wedge\bar{F}_{(3)})=\mathrm{d}C_{(4)}+\frac{i}{16}(A_{(2)}\wedge\bar{F}_{(3)}-\bar{A}_{(2)}\wedge F_{(3)})\,, (4)

where QQ is introduced here for later use.

2.1 Variation of the Noether Charge

The Noether charge formalism proceeds by considering the variation of the action. As usual, the first order variation of the action (2) leads to the classical equations of motion. The variation will include boundary terms which do not affect the equations of motion, however these are fundamental for computing conserved charges. Consider first the variation with respect to the graviton, which yields:

δSIIB|g=12κ102d10xg[Rab12RgabTab(1)Tab(3)Tab(5)]δgab+δSg(GH),\delta S_{\text{IIB}}\big{|}_{g}=\frac{1}{2\kappa_{10}^{2}}\int\mathrm{d}^{10}x\sqrt{-g}\left[R_{ab}-\frac{1}{2}\,Rg_{ab}-T^{(1)}_{ab}-T^{(3)}_{ab}-T^{(5)}_{ab}\right]\delta g^{ab}+\delta S_{g}^{(\text{GH})}\,, (5)

with

Tab(1)=PaP¯b+PbP¯agabPcP¯c,\displaystyle T^{(1)}_{ab}=P_{a}\bar{P}_{b}+P_{b}\bar{P}_{a}-g_{ab}P_{c}\bar{P}^{c}\,,
Tab(3)=18[(G(3))acd(G¯(3))bcd+(G(3))bcd(G¯(3))acd13gab(G(3))abc(G¯(3))abc],\displaystyle T^{(3)}_{ab}=\frac{1}{8}\left[(G_{(3)})_{a}^{\phantom{a}cd}(\bar{G}_{(3)})_{bcd}+(G_{(3)})_{b}^{\phantom{a}cd}(\bar{G}_{(3)})_{acd}-\frac{1}{3}g_{ab}(G_{(3)})^{abc}(\bar{G}_{(3)})_{abc}\right]\,,
Tab(5)=16(F(5))acdef(F(5))bcdef.\displaystyle T^{(5)}_{ab}=\frac{1}{6}(F_{(5)})_{a}^{\phantom{a}cdef}(F_{(5)})_{bcdef}\,. (6)

δSg(GH)\delta S_{g}^{(\text{GH})} is a total divergence contribution, namely the well-known Gibbons-Hawking boundary term

δSg(GH)=12κ102d10xggabδRab=12κ102d10xga(bδgabaδg).\delta S_{g}^{(\text{GH})}=\frac{1}{2\kappa_{10}^{2}}\int\mathrm{d}^{10}x\sqrt{-g}\,g^{ab}\,\delta R_{ab}=\frac{1}{2\kappa_{10}^{2}}\int\mathrm{d}^{10}x\sqrt{-g}\,\nabla^{a}\left(\nabla^{b}\delta g_{ab}-\nabla_{a}\delta g\right). (7)

It will be convenient to encode the information of this Gibbons-Hawking boundary term into a 9-form:

θ(g,δg)=12κ102[(bδgabaδg)dxa].\theta(g,\delta g)=\frac{1}{2\kappa_{10}^{2}}\star\left[\left(\nabla^{b}\delta g_{ab}-\nabla_{a}\delta g\right)\mathrm{d}x^{a}\right]. (8)

Next, take the variation with respect to the axion/dilaton complex scalar BB:

δSIIB|B,B¯\displaystyle\delta S_{\text{IIB}}\big{|}_{B,\bar{B}} =\displaystyle= 12κ102δ|B,B¯[2PP¯12G(3)G¯(3)iC(4)G(3)G¯(3)]\displaystyle\frac{1}{2\kappa_{10}^{2}}\int\delta\big{|}_{B,\bar{B}}\left[-2P\wedge\star\,\bar{P}-\frac{1}{2}\,G_{(3)}\wedge\star\,\bar{G}_{(3)}-i\,C_{(4)}\wedge G_{(3)}\wedge\bar{G}_{(3)}\right]
=\displaystyle= 12κ1022f2[(dP¯+2iQ¯P¯+14G¯(3)G¯(3))δB+c.c.]+θ(B,B¯,δB,δB¯),\displaystyle\frac{1}{2\kappa_{10}^{2}}\int 2f^{2}\bigg{[}\left(\mathrm{d}\star\bar{P}+2i\,\bar{Q}\wedge\star\bar{P}+\frac{1}{4}\bar{G}_{(3)}\wedge\star\,\bar{G}_{(3)}\right)\delta B+{\rm c.c.}\bigg{]}+\theta\left(B,\bar{B},\delta B,\delta\bar{B}\right),

where QQ is defined in (2), c.c.{\rm c.c.} stands for complex conjugate, and the boundary term is

θ(B,B¯,δB,δB¯)=1κ102f2(P¯δB+PδB¯).\theta\left(B,\bar{B},\delta B,\delta\bar{B}\right)=-\frac{1}{\kappa_{10}^{2}}f^{2}\left(\star\,\bar{P}\wedge\delta B+\star\,P\wedge\delta\bar{B}\right). (10)

Consider now the variation of the action with respect to the complex scalar A(2)A_{(2)}. A long computation yields:121212Recall that F(5)F_{(5)} is self-dual, F(5)=F(5)\star F_{(5)}=F_{(5)}.

δSIIB|A(2),A¯(2)\displaystyle\delta S_{\text{IIB}}\big{|}_{A_{(2)},\bar{A}_{(2)}}\hskip-8.5359pt =\displaystyle= 12κ102δ|A(2),A¯(2)[12G(3)G¯(3)4F(5)F(5)iC(4)G(3)G¯(3)]\displaystyle\hskip-5.69046pt\frac{1}{2\kappa_{10}^{2}}\int\delta\big{|}_{A_{(2)},\bar{A}_{(2)}}\left[-\frac{1}{2}\,G_{(3)}\wedge\star\,\bar{G}_{(3)}-4F_{(5)}\wedge\star\,F_{(5)}-i\,C_{(4)}\wedge G_{(3)}\wedge\bar{G}_{(3)}\right] (11)
=\displaystyle= 12κ10212f[(dG¯(3)+iQ¯G¯(3)P¯G(3)4iG¯(3)F(5))δA(2)+c.c.]\displaystyle\hskip-5.69046pt\frac{1}{2\kappa_{10}^{2}}\int\frac{1}{2f}\bigg{[}\left(\mathrm{d}\star\bar{G}_{(3)}+i\,\bar{Q}\wedge\star\,\bar{G}_{(3)}-\bar{P}\wedge\star\,G_{(3)}-4\,i\,\bar{G}_{(3)}\wedge\star\,F_{(5)}\right)\wedge\delta A_{(2)}+{\rm c.c.}\bigg{]}
+θ(A(2),A¯(2),δA(2),δA¯(2)),\displaystyle\hskip-5.69046pt+\theta\left(A_{(2)},\bar{A}_{(2)},\delta A_{(2)},\delta\bar{A}_{(2)}\right),

where the boundary term is

θ(A(2),A¯(2),δA(2),δA¯(2))=14κ102[iF(5)A¯(2)f(G¯(3)B¯G(3))2iC(4)F¯(3)]δA(2)+c.c.\theta\left(A_{(2)},\bar{A}_{(2)},\delta A_{(2)},\delta\bar{A}_{(2)}\right)=\frac{1}{4\kappa_{10}^{2}}\Big{[}i\star F_{(5)}\wedge\bar{A}_{(2)}-f\left(\star\,\bar{G}_{(3)}-\bar{B}\star G_{(3)}\right)-2i\,C_{(4)}\wedge\bar{F}_{(3)}\Big{]}\wedge\delta A_{(2)}+{\rm c.c.} (12)

Finally, consider the variation of the action with respect to the real R-R field C(4)C_{(4)} which gives:

δSIIB|C(4)\displaystyle\delta S_{\text{IIB}}\big{|}_{C_{(4)}} =\displaystyle= 12κ102δ|C(4)[4F(5)F(5)iC(4)G(3)G¯(3)]\displaystyle\frac{1}{2\kappa_{10}^{2}}\int\delta\big{|}_{C_{(4)}}\left[-4F_{(5)}\wedge\star\,F_{(5)}-i\,C_{(4)}\wedge G_{(3)}\wedge\bar{G}_{(3)}\right] (13)
=\displaystyle= 4κ102(dF(5)i8G(3)G¯(3))δC(4)+θ(C(4),δC(4))\displaystyle\frac{4}{\kappa_{10}^{2}}\int\left(\mathrm{d}\star F_{(5)}-\frac{i}{8}G_{(3)}\wedge\bar{G}_{(3)}\right)\wedge\delta C_{(4)}+\theta\left(C_{(4)},\delta C_{(4)}\right)

with the boundary term given by

θ(C(4),δC(4))=4κ102F(5)δC(4).\theta\left(C_{(4)},\delta C_{(4)}\right)=-\frac{4}{\kappa_{10}^{2}}\star F_{(5)}\wedge\delta C_{(4)}\,. (14)

Requiring that the variations (5), (2.1), (11), (13) vanish leads to the equations of motion of type IIB supergravity:

Rab=PaP¯b+PbP¯a+16(F(5))acdef(F(5))bcdef\displaystyle R_{ab}=P_{a}\bar{P}_{b}+P_{b}\bar{P}_{a}+\frac{1}{6}(F_{(5)})_{a}^{\phantom{a}cdef}(F_{(5)})_{bcdef}
+18[(G(3))acd(G¯(3))bcd+(G(3))bcd(G¯(3))acd16gab(G(3))abc(G¯(3))abc],\displaystyle\qquad\qquad+\frac{1}{8}\left[(G_{(3)})_{a}^{\phantom{a}cd}(\bar{G}_{(3)})_{bcd}+(G_{(3)})_{b}^{\phantom{a}cd}(\bar{G}_{(3)})_{acd}-\frac{1}{6}g_{ab}(G_{(3)})^{abc}(\bar{G}_{(3)})_{abc}\right]\,, (15a)
dP2iQP+14G(3)G(3)=0,\displaystyle\mathrm{d}\star P-2i\,Q\wedge\star\,P+\frac{1}{4}G_{(3)}\wedge\star\,G_{(3)}=0\,, (15b)
dG(3)iQG(3)PG¯(3)+4iG(3)F(5)=0,\displaystyle\mathrm{d}\star G_{(3)}-i\,Q\wedge\star\,G_{(3)}-P\wedge\star\,\bar{G}_{(3)}+4i\,G_{(3)}\wedge\star F_{(5)}=0\,, (15c)
dF(5)i8G(3)G¯(3)=0,\displaystyle\mathrm{d}\star F_{(5)}-\frac{i}{8}G_{(3)}\wedge\bar{G}_{(3)}=0\,, (15d)

where we contracted (5)-(2.1) with the inverse metric to get the Ricci scalar RR and then inserted this quantity back into (5) to get the trace reversed equation of motion for the graviton (15a).

It follows from (15a) that the on-shell Ricci volume form is =2PP¯+14G(3)G¯(3)\star\mathcal{R}=2P\wedge\star\bar{P}+\frac{1}{4}G_{(3)}\wedge\star\bar{G}_{(3)} . Moreover, the self-duality condition (3) implies that on-shell F(5)F(5)=F(5)F(5)=0F_{(5)}\wedge\star F_{(5)}=F_{(5)}\wedge F_{(5)}=0. Using these relations on (2) one finds that the on-shell 10-form Lagrangian reads

|onshell=12κ102(14G(3)G¯(3)+iC(4)G(3)G¯(3)).\mathcal{L}\big{|}_{on-shell}=-\frac{1}{2\kappa_{10}^{2}}\left(\frac{1}{4}G_{(3)}\wedge\star\,\bar{G}_{(3)}+i\,C_{(4)}\wedge G_{(3)}\wedge\bar{G}_{(3)}\right). (16)

Given a diffeomorphism vector generator ξ\xi, we can construct the associated sympletic Noether current 9-form [54, 55, 20]:

J=Θ(g,ξg)\displaystyle J=\Theta\left(g,\mathcal{L}_{\xi}g\right) +Θ(P,P¯,ξP,ξP¯)+Θ(A(2),A¯(2),ξA(2),ξA¯(2))\displaystyle+\Theta\left(P,\bar{P},\mathcal{L}_{\xi}P,\mathcal{L}_{\xi}\bar{P}\right)+\Theta\left(A_{(2)},\bar{A}_{(2)},\mathcal{L}_{\xi}A_{(2)},\mathcal{L}_{\xi}\bar{A}_{(2)}\right)
+Θ(C(4),ξC(4))ιξ|onshell,\displaystyle+\Theta(C_{(4)},\mathcal{L}_{\xi}C_{(4)})-\operatorname{\iota}_{\xi}\mathcal{L}\big{|}_{on-shell}\,, (17)

where Θ(ϕi,ξϕi)θ(ϕi,ξϕi)\Theta(\phi_{i},\mathcal{L}_{\xi}\phi_{i})\equiv\theta(\phi_{i},\mathcal{L}_{\xi}\phi_{i}) for ϕi={g,P,P¯,A(2),A¯(2),C(4)}\phi_{i}=\{g,P,\bar{P},A_{(2)},\bar{A}_{(2)},C_{(4)}\}, i.e. we make the replacements δϕiξϕi\delta\phi_{i}\to\mathcal{L}_{\xi}\phi_{i} on the boundary terms (8), (10), (12) and (14). Here, ξϕi\mathcal{L}_{\xi}\phi_{i} is the Lie derivative of the field ϕi\phi_{i} along the diffeomorphism generator ξ\xi. Also, ιξ|onshell\operatorname{\iota}_{\xi}\mathcal{L}\big{|}_{on-shell} is the interior product of ξ\xi with the 10-form (16).

It can be shown that dJ=Eiξϕi\mathrm{d}J=-E_{i}\,\mathcal{L}_{\xi}\phi_{i}, where EiE_{i} stands for the equations of motion (summation convention holds here) [54, 55, 20]. Therefore, on-shell (Ei=0E_{i}=0) the current is closed, i.e. dJ=0\mathrm{d}J=0 for all ξ\xi. It follows that there is a Noether charge 8-form Q~ξ\widetilde{Q}_{\xi} locally constructed from {ξ,ϕi}\{\xi,\phi_{i}\}, such that on-shell one has J=dQ~J=\mathrm{d}\widetilde{Q}, since in these conditions dJ=d2Q~ξ=0\mathrm{d}J=\mathrm{d}^{2}\widetilde{Q}_{\xi}=0 [54, 55, 20].131313Q~ξ\widetilde{Q}_{\xi} is defined uniquely up to the addition of a closed form dχ\mathrm{d}\chi.

To evaluate (2.1) it is useful to recall the definition of Lie derivative of a scalar141414This is Cartan’s formula for p=0p=0. and of a torsion-free metric tensor (with a Levi-Civita connection), as well as Cartan’s formula for the Lie derivative of a pp-form A(p)A_{(p)}:

ξB=ξaaB=ιξdB,\displaystyle\mathcal{L}_{\xi}B=\xi^{a}\nabla_{a}B=\operatorname{\iota}_{\xi}dB\,,
ξgab=2(aξb),\displaystyle\mathcal{L}_{\xi}g_{ab}=2\nabla_{(a}\xi_{b)}\,,
ξA(p)=dιξA(p)+ιξdA(p).\displaystyle\mathcal{L}_{\xi}A_{(p)}=\mathrm{d}\operatorname{\iota}_{\xi}A_{(p)}+\operatorname{\iota}_{\xi}\mathrm{d}A_{(p)}\,. (18)

Using these relations, the identity G(3)G¯(3)=F(3)F¯(3)G_{(3)}\wedge\bar{G}_{(3)}=F_{(3)}\wedge\bar{F}_{(3)}, the equations of motion (15), and the pp-form identities listed in the appendix in (83), one finds:151515To get Θ(g,ξg)\Theta\left(g,\mathcal{L}_{\xi}g\right) we further use the commutator relation [a,b]ξc=Rabcdξd\left[\nabla_{a},\nabla_{b}\right]\xi_{c}=R_{abcd}\xi^{d}

Θ(g,ξg)\displaystyle\Theta\left(g,\mathcal{L}_{\xi}g\right) =\displaystyle= (1κ102[b(aξb)gbca(bc)]dxa)\displaystyle\star\Big{(}\frac{1}{\kappa_{10}^{2}}\left[\nabla^{b}\nabla_{(a}\xi_{b)}-g^{bc}\nabla_{a}\nabla_{(b}\nabla_{c)}\right]\mathrm{d}x^{a}\Big{)} (19)
=\displaystyle= 19![1κ102εa1a9a(b[bξa]+Rbaξb)]dxa1dxa9,\displaystyle\frac{1}{9!}\left[\frac{1}{\kappa_{10}^{2}}\varepsilon_{a_{1}\cdots a_{9}a}\left(\nabla_{b}\nabla^{[b}\xi^{a]}+R^{a}_{\>\>b}\xi^{b}\right)\right]\mathrm{d}x^{a_{1}}\wedge\cdots\wedge\mathrm{d}x^{a_{9}}\,,
Θ(B,B¯,ξB,ξB¯)\displaystyle\Theta\left(B,\bar{B},\mathcal{L}_{\xi}B,\mathcal{L}_{\xi}\bar{B}\right) =\displaystyle= 1κ102f2(P¯ιξdB+PιξdB¯)\displaystyle-\frac{1}{\kappa_{10}^{2}}\,f^{2}\left(\star\bar{P}\wedge\operatorname{\iota}_{\xi}dB+\star P\wedge\operatorname{\iota}_{\xi}d\bar{B}\right) (20)
=\displaystyle= 19![1κ102εa1a9a(P¯aPbPaP¯b)ξb]dxa1dxa9,\displaystyle\frac{1}{9!}\left[\frac{1}{\kappa_{10}^{2}}\varepsilon_{a_{1}\cdots a_{9}a}\left(-\bar{P}^{a}P_{b}-P^{a}\bar{P}_{b}\right)\xi^{b}\right]\mathrm{d}x^{a_{1}}\wedge\cdots\wedge\mathrm{d}x^{a_{9}}\,,
Θ(C(4),ξC(4))\displaystyle\Theta\left(C_{(4)},\mathcal{L}_{\xi}C_{(4)}\right) =\displaystyle= 4κ102F(5)[ιξdC(4)+d(ιξC(4))]\displaystyle-\frac{4}{\kappa_{10}^{2}}\star F_{(5)}\wedge\left[\operatorname{\iota}_{\xi}\mathrm{d}C_{(4)}+\mathrm{d}\left(\operatorname{\iota}_{\xi}C_{(4)}\right)\right] (21)
=\displaystyle= 19![1κ102εa1a9a(16(F(5))ac1c(4)(F(5))bc1c4)ξb]dxa1dxa9\displaystyle\frac{1}{9!}\left[\frac{1}{\kappa_{10}^{2}}\varepsilon_{a_{1}\cdots a_{9}a}\left(-\frac{1}{6}(F_{(5)})^{ac_{1}\cdots c_{(4)}}(F_{(5)})_{bc_{1}\cdots c_{4}}\right)\xi^{b}\right]\mathrm{d}x^{a_{1}}\wedge\cdots\wedge\mathrm{d}x^{a_{9}}
+14κ102(iF(5)F¯(3)ιξA(2)+iF(5)A(2)ιξF¯(3)+c.c.)\displaystyle+\frac{1}{4\kappa_{10}^{2}}\big{(}-i\star F_{(5)}\wedge\bar{F}_{(3)}\wedge\operatorname{\iota}_{\xi}A_{(2)}+i\star F_{(5)}\wedge A_{(2)}\wedge\operatorname{\iota}_{\xi}\bar{F}_{(3)}+{\rm c.c.}\big{)}
+4κ102d(F(5)ιξC(4))4κ102dF(5)ιξC(4),\displaystyle+\frac{4}{\kappa_{10}^{2}}\mathrm{d}\left(\star F_{(5)}\wedge\operatorname{\iota}_{\xi}C_{(4)}\right)-\frac{4}{\kappa_{10}^{2}}\mathrm{d}\star F_{(5)}\wedge\operatorname{\iota}_{\xi}C_{(4)}\,,
Θ(A(2),A¯(2),ξA(2),ξA¯(2))\displaystyle\hskip-17.07182pt\Theta\left(A_{(2)},\bar{A}_{(2)},\mathcal{L}_{\xi}A_{(2)},\mathcal{L}_{\xi}\bar{A}_{(2)}\right)
=14κ102[iF(5)A¯(2)f(G¯(3)B¯G(3))2iC(4)F¯(3)][ιξF(3)+d(ιξA(2))]+c.c.\displaystyle\hskip 14.22636pt=\frac{1}{4\kappa_{10}^{2}}\Big{[}i\star F_{(5)}\wedge\bar{A}_{(2)}-f\left(\star\,\bar{G}_{(3)}-\bar{B}\star G_{(3)}\right)-2i\,C_{(4)}\wedge\bar{F}_{(3)}\Big{]}\wedge\Big{[}\operatorname{\iota}_{\xi}F_{(3)}+\mathrm{d}\left(\operatorname{\iota}_{\xi}A_{(2)}\right)\Big{]}+{\rm c.c.}
=19![1κ102εa1a9a(18(G(3))acd(G¯(3))bcd18(G¯(3))acd(G(3))bcd)ξb]dxa1dxa9\displaystyle\hskip 5.69046pt=\frac{1}{9!}\left[\frac{1}{\kappa_{10}^{2}}\varepsilon_{a_{1}\cdots a_{9}a}\left(-\frac{1}{8}(G_{(3)})^{acd}(\bar{G}_{(3)})_{bcd}-\frac{1}{8}(\bar{G}_{(3)})^{acd}(G_{(3)})_{bcd}\right)\xi^{b}\right]\mathrm{d}x^{a_{1}}\wedge\cdots\wedge\mathrm{d}x^{a_{9}}
+14κ102[iF(5)F¯(3)ιξA(2)+(iF(5)A¯(2)2iC(4)F¯(3))ιξF(3)+c.c.]\displaystyle\hskip 19.91684pt+\frac{1}{4\kappa_{10}^{2}}\Big{[}i\star F_{(5)}\wedge\bar{F}_{(3)}\wedge\operatorname{\iota}_{\xi}A_{(2)}+\left(i\star F_{(5)}\wedge\bar{A}_{(2)}-2i\,C_{(4)}\wedge\bar{F}_{(3)}\right)\wedge\operatorname{\iota}_{\xi}F_{(3)}+{\rm c.c.}\Big{]}
+d[14κ102[f(G¯(3)B¯G(3))iF(5)A¯(2)+2iC(4)F¯(3)]ιξA(2)+c.c.],\displaystyle\hskip 19.91684pt+\mathrm{d}\left[\frac{1}{4\kappa_{10}^{2}}\left[f\left(\star\,\bar{G}_{(3)}-\bar{B}\star G_{(3)}\right)-i\star F_{(5)}\wedge\bar{A}_{(2)}+2i\,C_{(4)}\wedge\bar{F}_{(3)}\right]\wedge\operatorname{\iota}_{\xi}A_{(2)}+{\rm c.c.}\right], (22)

and

ιξ|onshell\displaystyle-\operatorname{\iota}_{\xi}\mathcal{L}\big{|}_{on-shell} =\displaystyle= 19![1κ102εa1a9a(148gba(G(3))cde(G¯(3))cde)ξb]dxa1dxa9\displaystyle\frac{1}{9!}\left[\frac{1}{\kappa_{10}^{2}}\varepsilon_{a_{1}\cdots a_{9}a}\left(\frac{1}{48}g^{a}_{\phantom{a}b}(G_{(3)})_{cde}(\bar{G}_{(3)})^{cde}\right)\xi^{b}\right]\mathrm{d}x^{a_{1}}\wedge\cdots\wedge\mathrm{d}x^{a_{9}} (23)
+i2κ102G(3)G¯(3)ιξC(4)+i2κ102(C(4)F¯(3)ιξF(3)+c.c.).\displaystyle+\frac{i}{2\kappa_{10}^{2}}G_{(3)}\wedge\bar{G}_{(3)}\wedge\operatorname{\iota}_{\xi}C_{(4)}+\frac{i}{2\kappa_{10}^{2}}\Big{(}C_{(4)}\wedge\bar{F}_{(3)}\wedge\operatorname{\iota}_{\xi}F_{(3)}+{\rm c.c.}\Big{)}\,.

Notice that in (19)-(23) we have opted to display some of the contributions explicitly in terms of the 9-form components. This is because most of these contributions add-on to build the equation of motion for the graviton (15a) and thus will not contribute to the final current (as displayed, it is easy to track these contributions). The only such contribution that survives after using the graviton equation of motion is the first term in (19) that can be rewritten as:

19![1κ102εa1a9ab[bξa]]dxa1dxa9=12κ102ddξ.\displaystyle\frac{1}{9!}\left[\frac{1}{\kappa_{10}^{2}}\varepsilon_{a_{1}\cdots a_{9}a}\nabla_{b}\nabla^{[b}\xi^{a]}\right]\mathrm{d}x^{a_{1}}\wedge\cdots\wedge\mathrm{d}x^{a_{9}}=\frac{1}{2\kappa_{10}^{2}}\mathrm{d}\star\mathrm{d}\xi\,. (24)

Adding all contributions (19)-(23), using the equations of motion (15a) and (15d), and (24) one finally finds that the sympletic Noether current 9-form (2.1) is given by

J=dQ~ξ,\displaystyle J=\mathrm{d}\widetilde{Q}_{\xi}\,, (25)

where we have defined the Noether 8-form charge

Q~ξ\displaystyle\widetilde{Q}_{\xi} \displaystyle\equiv 12κ102dξ+4κ102F(5)ιξC(4)\displaystyle\frac{1}{2\kappa_{10}^{2}}\star\mathrm{d}\xi+\frac{4}{\kappa_{10}^{2}}\star F_{(5)}\wedge\operatorname{\iota}_{\xi}C_{(4)} (26)
+14κ102[(f(G¯(3)B¯G(3))iF(5)A¯(2)+2iC(4)F¯(3))ιξA(2)+c.c.].\displaystyle+\frac{1}{4\kappa_{10}^{2}}\Big{[}\left(f\left(\star\,\bar{G}_{(3)}-\bar{B}\star G_{(3)}\right)-i\star F_{(5)}\wedge\bar{A}_{(2)}+2i\,C_{(4)}\wedge\bar{F}_{(3)}\right)\wedge\operatorname{\iota}_{\xi}A_{(2)}+{\rm c.c.}\Big{]}\,.

Consistent with the discussion below (2.1), we find that on-shell the current JJ is indeed conserved, dJ=d2Q~ξ=0\mathrm{d}J=\mathrm{d}^{2}\widetilde{Q}_{\xi}=0.

So far, we have taken ξ\xi to be just a diffeomorphism generator. Until otherwise stated, we now take ξ\xi to be a Killing vector field [54, 55, 56, 20] or an asymptotically Killing vector field [83, 84, 85, 86, 68, 9, 69]. Moreover, consider a solution of IIB supergravity. It depends on one or more parameters mkm_{k} (say, with k=1,k=1,\cdots) and we are interested in considering variations δ\delta along this moduli space of solutions. The variation ωξ\omega_{\xi} (in the moduli space) of the charge associated to ξ\xi is then [54, 55, 56, 20, 84, 85, 86, 68, 9]

ωξi[δQ~ξ(ϕi)Q~δξ(ϕi)ιξθ(ϕi,δϕi)E(ξϕi,δϕi)].\omega_{\xi}\equiv\sum_{i}\left[\delta\widetilde{Q}_{\xi}(\phi_{i})-\widetilde{Q}_{\delta\xi}(\phi_{i})-\operatorname{\iota}_{\xi}\theta(\phi_{i},\delta\phi_{i})-E_{\mathcal{L}}\left(\mathcal{L}_{\xi}\phi_{i},\delta\phi_{i}\right)\right]. (27)

The last contribution vanishes when ξ\xi is a Killing vector, i.e. when ξϕi=0\mathcal{L}_{\xi}\phi_{i}=0. We are interested inly in such cases so we set E(ξϕi,δϕi)=0E_{\mathcal{L}}\left(\mathcal{L}_{\xi}\phi_{i},\delta\phi_{i}\right)=0 in the rest of our discussion. The third contribution is the interior product of the sum of the boundary terms θ(ϕi,δϕi)\theta(\phi_{i},\delta\phi_{i}) given in (8), (10), (12) and (14). Finally, the first and second contributions in (27) are given by

δQ~ξ=mkQ~ξdmk,\displaystyle\delta\widetilde{Q}_{\xi}=\partial_{m_{k}}\!\widetilde{Q}_{\xi}\,\mathrm{d}m_{k}\,,
Q~δξ=Q~mkξdmk.\displaystyle\widetilde{Q}_{\delta\xi}=\widetilde{Q}_{\partial_{m_{k}}\!\xi\,\mathrm{d}m_{k}}\,. (28)

Thus, Q~δξ\widetilde{Q}_{\delta\xi} vanishes when the Killing vector ξa\xi^{a} is independent of the solution parameters mkm_{k}. This is certainly the case for the Killing vector fields ξ=t\xi=\partial_{t} and ξ=ψj\xi=\partial_{\psi_{j}} or ξ=wj\xi=\partial_{w_{j}} responsible for time, rotational or translational symmetries, respectively. Therefore, Q~δξ=0\widetilde{Q}_{\delta\xi}=0 for the cases we are interested.

To sum, for each Killing vector field ξ\xi describing time, translational or rotational isometries, one can associate a 8-form Noether charge whose variation, in the moduli space of solutions, is given by

ωξ\displaystyle\omega_{\xi} =\displaystyle= k(mkQ~ξdmk)\displaystyle\sum_{k}\left(\partial_{m_{k}}\!\widetilde{Q}_{\xi}\,\mathrm{d}m_{k}\right)
ιξθ(g,δg)ιξθ(B,B¯,δB,δB¯)ιξθ(A(2),A¯(2),δA(2),δA¯(2))ιξθ(C(4),δC(4)),\displaystyle-\operatorname{\iota}_{\xi}\theta(g,\delta g)-\operatorname{\iota}_{\xi}\theta\left(B,\bar{B},\delta B,\delta\bar{B}\right)-\operatorname{\iota}_{\xi}\theta\left(A_{(2)},\bar{A}_{(2)},\delta A_{(2)},\delta\bar{A}_{(2)}\right)-\operatorname{\iota}_{\xi}\theta\left(C_{(4)},\delta C_{(4)}\right),

with Q~ξ\widetilde{Q}_{\xi} given in (26) and the several boundary terms θ(ϕi,δϕi)\theta(\phi_{i},\delta\phi_{i}) given by (8), (10), (12) and (14), respectively. As a check of our computation, one can explicitly confirm, using the equations of motion (15) and the fact that ξ\xi is a Killing vector, that ωξ\omega_{\xi} is indeed a closed 88-form, that is to say dωξ=0\mathrm{d}\omega_{\xi}=0.

Equation (2.1) is an universal expression within IIB supergravity and one of our main contributions. It gives the variation (in the moduli or parameter space) of the conserved Noether charge associated to a Killing vector field ξ\xi (when ξ\xi is independent of the moduli). Note, however, that we have not yet discussed the physical interpretation for the associated Noether charge. For example, we might be tempted but we cannot say that ωξ\omega_{\xi} with ξ=t\xi=\partial_{t} describes the variation of the energy; in general it does not. To find this physical interpretation and the energy of a solution we need some physical input from the system at hand. We illustrate the usefulness of (2.1) for two distinct systems in the two next subsections. In the first case the system is manifestly integrable, meaning that the integration of (2.1) (with ξ=t\xi=\partial_{t}) yields immediately the energy. In the second case, an inspection of (2.1) will suggest that we cannot define an energy for the system. However, using the asymptotic scale-invariance of the system we will be able to compute the energy and thermodynamic potential of the system unambiguously.

2.2 Lumpy and Localized AdS×5{}_{5}\timesS5 Black Holes

In this subsection we use (2.1) to find the energy of solutions of type IIB supergravity that are asymptotically AdS×5S5{}_{5}\times S^{5} and that were previously constructed in [77, 78]. They describe lumpy and localized black holes, i.e. black holes that are deformed along the polar direction of the S5S^{5}. The equations of motion allow such a solution if the AdS5 and S5S^{5} radii, which we will denote by LL, are the same. In these solutions, the only fields that are present are the graviton gg and the RR self-dual 5-form F(5)=dC(4)F_{(5)}=\mathrm{d}C_{(4)}, i.e. B=0B=0 and A(2)=0A_{(2)}=0.

A general ansatz for such a solution which is static, preserves the SO(4)SO(4) symmetry of AdS5 and the SO(5)SO(5) subgroup of the S5 (while eventually breaking its SO(6)SO(6) symmetry) and that has horizon topology S8S^{8} is [77]

ds2=L2(1y2)2[y2(2y2)G(y)Q1dt2\displaystyle\mathrm{d}s^{2}=\frac{L^{2}}{\left(1-y^{2}\right)^{2}}\Bigg{[}-y^{2}\left(2-y^{2}\right)\,G(y)\,Q_{1}\,\mathrm{d}t^{2}
+4y+2(2y2)G(y)Q2[dy+(1y2)2Q3dx]2+y+2Q5dΩ32]\displaystyle\hskip 85.35826pt+\frac{4y_{+}^{2}}{\left(2-y^{2}\right)G(y)}\,Q_{2}\,\left[\mathrm{d}y+(1-y^{2})^{2}Q_{3}\,\mathrm{d}x\right]^{2}+y_{+}^{2}Q_{5}\,\mathrm{d}\Omega_{3}^{2}\Bigg{]}
+L2[Q44dx22x2+Q6(1x2)2dΩ42],\displaystyle\hskip 28.45274pt+L^{2}\left[Q_{4}\,\frac{4\mathrm{d}x^{2}}{2-x^{2}}+Q_{6}\,\left(1-x^{2}\right)^{2}\mathrm{d}\Omega_{4}^{2}\right]\,, (30a)
C(4)=L4y+42y2(2y2)(1y2)4H(y)Q7dtdS(3)L42WdS(4).\displaystyle C_{(4)}=\frac{L^{4}y_{+}^{4}}{\sqrt{2}}\frac{y^{2}\left(2-y^{2}\right)}{\left(1-y^{2}\right)^{4}}\,H(y)\,Q_{7}\,\mathrm{d}t\wedge\mathrm{d}S_{(3)}-\frac{L^{4}}{\sqrt{2}}\,W\,\mathrm{d}S_{(4)}\,. (30b)

where {QI,W}\left\{Q_{I},W\right\} (I=1,,7I=1,\ldots,7) are functions of the S5S^{5} polar coordinate xx and of the radial coordinate yy and, in addition, of the (single) black hole parameter y+y_{+} that essentially gives the temperature of the black hole. One has x[1,1]x\in[-1,1], with x=±1x=\pm 1 corresponding to the north and south poles of the S5, and y[0,1]y\in[0,1] with y=0y=0 being the horizon location and y=1y=1 being the boundary of the AdS5.

If we set Q1=Q2=Q4=Q5=Q6=Q7=W=1Q_{1}=Q_{2}=Q_{4}=Q_{5}=Q_{6}=Q_{7}=W=1 and Q3=0Q_{3}=0, we recover the familiar global AdS5-Schwarzschild×\timesS5 solution which preserves the SO(6)SO(6) symmetry group of the S5S^{5}. This is best seen if we apply the coordinate transformations r=r+1y2,x~=x2x2r=\frac{r_{+}}{1-y^{2}}\,,\tilde{x}=x\sqrt{2-x^{2}} (and y+=r+/Ly+=r_{+}/L) which allow to rewrite the solution in its standard form, namely

ds2=fdt2+dr2f+r2dΩ32+L2(dx~21x~2+(1x~2)dΩ42),\mathrm{d}s^{2}=-f\mathrm{d}t^{2}+\frac{\mathrm{d}r^{2}}{f}+r^{2}\mathrm{d}\Omega_{3}^{2}+L^{2}\left(\frac{\mathrm{d}\tilde{x}^{2}}{1-\tilde{x}^{2}}+(1-\tilde{x}^{2})\mathrm{d}\Omega_{4}^{2}\right)\,, (31a)
Fμνρστ=ϵμνρστ,Fabcde=ϵabcde,F_{\mu\nu\rho\sigma\tau}=\epsilon_{\mu\nu\rho\sigma\tau},\qquad F_{abcde}=\epsilon_{abcde}\,, (31b)
wheref=1+r2L2r+2r2(r+2L2+1),\hbox{where}\quad f=1+\frac{r^{2}}{L^{2}}-\frac{r_{+}^{2}}{r^{2}}\left(\frac{r_{+}^{2}}{L^{2}}+1\right)\,,

and ϵμνρστdyμdyτ\epsilon_{\mu\nu\rho\sigma\tau}\,\mathrm{d}y^{\mu}\wedge\cdots\wedge\mathrm{d}y^{\tau} and ϵabcdedxadxe\epsilon_{abcde}\,\mathrm{d}x^{a}\wedge\cdots\wedge\mathrm{d}x^{e} are the volume forms of the AdS5 and S5S^{5} base spaces, respectively.

Besides including the AdS5-Schwarzschild×\timesS5 as a special solution, the ansatz (30) also describes black hole solutions that preserve the full SO(4)SO(4) symmetry of the S3 but only an SO(5)SO(5) symmetry of the S5, that is to say, that allow deformations along the polar direction xx that break SO(6)SO(6) down to SO(5)SO(5). For such ‘lumpy’ black hole solutions one has {QI,W}={QI(x,y;y+),W(x,y;y+)}\left\{Q_{I},W\right\}=\left\{Q_{I}(x,y;y_{+}),W(x,y;y_{+})\right\} but it is still true that the AdS5 or S5 radius LL drops out of the equations of motion, so that the black hole is described by the single parameter y+y_{+}. The temperature of the black hole is [77]

T=1L2y+2+12πy+.T=\frac{1}{L}\frac{2y_{+}^{2}+1}{2\pi y_{+}}\,. (32)

This background is a particularly good example to illustrate the practical use of (2.1) to obtain straightforwardly the energy of a ‘simple’ system that depends on a single parameter (y+y_{+}) and for which the variation of the Noether charge is manifestly integrable. For ξ=t\xi=\partial_{t}, (2.1) reduces in the present case to

ωξ\displaystyle\omega_{\xi} =\displaystyle= y+Q~ξdy+ιξθ(g,δg)ιξθ(C(4),δC(4))\displaystyle\partial_{y_{+}}\!\widetilde{Q}_{\xi}\,\mathrm{d}y_{+}-\operatorname{\iota}_{\xi}\theta(g,\delta g)-\operatorname{\iota}_{\xi}\theta\left(C_{(4)},\delta C_{(4)}\right) (33)
=\displaystyle= 12κ102{y+[dξ+8F(5)ιξC(4)]\displaystyle\frac{1}{2\kappa_{10}^{2}}\Big{\{}\partial_{y_{+}}\Big{[}\star\mathrm{d}\xi+8\star F_{(5)}\wedge\operatorname{\iota}_{\xi}C_{(4)}\Big{]}
ιξ[(by+gabgbcay+gbc)dxa8F(5)y+C(4)]}dy+\displaystyle-\operatorname{\iota}_{\xi}\Big{[}\left(\nabla^{b}\partial_{y_{+}}g_{ab}-g^{bc}\nabla_{a}\partial_{y_{+}}g_{bc}\right)dx^{a}-8\star F_{(5)}\wedge\partial_{y_{+}}C_{(4)}\Big{]}\Big{\}}\,\mathrm{d}y_{+}

where we collected θ(g,δg)\theta(g,\delta g) and θ(C(4),δC(4))\theta\left(C_{(4)},\delta C_{(4)}\right) from (8) and (14), respectively.

To proceed, we need to borrow the asymptotic expansion of the fields {QI(x,y;y+),W(x,y;y+)}\left\{Q_{I}(x,y;y_{+}),W(x,y;y_{+})\right\} from (A.7)-(A.10) of Appendix A of [77] and that we do not reproduce here161616Note that the 5-form used in [77] has a different normalization to the one used here, namely: F(5)|[77]=22F(5)F_{(5)}\big{|}_{\hbox{\cite[cite]{[\@@bibref{}{dias2015lumpy}{}{}]}}}=2\sqrt{2}F_{(5)}.. This boundary expansion (up to the order where further contributions no longer contribute to the energy) depends on three undetermined coefficients that we promote to be functions of y+y_{+}: {β2(y+),δ0(y+),δ4(y+)}\{\beta_{2}(y_{+}),\delta_{0}(y_{+}),\delta_{4}(y_{+})\}171717As explained in detail in [77], this is true after imposing appropriate Dirichlet boundary conditions that correspond to having no sources in the dual CFT4 and that eliminate other integration constants.. Inserting this asymptotic expansion of the fields into (33), and integrating over a spacelike surface StS_{t}^{\infty} at constant time and at the asymptotic radial boundary, y=1y=1, one gets

Stωt\displaystyle\int_{S_{t}^{\infty}}\omega_{\partial_{t}} =\displaystyle= π4L8y+6144G10[4608(1+2y+2)+5y+2(4β2(y+)+24β2(y+)2+y+[1+12β2(y+)]β2(y+))\displaystyle\frac{\pi^{4}L^{8}y_{+}}{6144G_{10}}\Big{[}-4608\left(1+2y_{+}^{2}\right)+5y_{+}^{2}\Big{(}4\beta_{2}(y_{+})+24\beta_{2}(y_{+})^{2}+y_{+}[1+12\beta_{2}(y_{+})]\beta_{2}^{\prime}(y_{+})\Big{)} (34)
+192y+2[y+δ0(y+)+4δ0(y+)]+12y+2[y+δ4(y+)+4δ4(y+))]dy+.\displaystyle\>\qquad\qquad+192y_{+}^{2}\left[y_{+}\delta_{0}^{\prime}(y_{+})+4\delta_{0}(y_{+})\right]+12y_{+}^{2}\left[y_{+}\delta_{4}^{\prime}(y_{+})+4\delta_{4}(y_{+})\right)\Big{]}\mathrm{d}y_{+}\,.

Finally, to get the energy we integrate this along y+y_{+}:

E=𝑑y+Stωt=π4L86144G10[2304y+2(1+y+2)y+4(5β2+30β22+12(16δ0+δ4))]+C0.E=\int dy_{+}\int_{S_{t}^{\infty}}\omega_{\partial_{t}}=\frac{\pi^{4}L^{8}}{6144G_{10}}{\biggl{[}}2304\,y_{+}^{2}(1+y_{+}^{2})-y_{+}^{4}{\biggl{(}}5\,\beta_{2}+30\,\beta_{2}^{2}+12\left(16\,\delta_{0}+\delta_{4}\right){\biggr{)}}{\biggr{]}}+C_{0}. (35)

where C0C_{0} is an integration constant to be fixed. In particular, if we set β2=δ0=δ4=0\beta_{2}=\delta_{0}=\delta_{4}=0 we get the energy of the global AdS5-Schwarzschild×\times S5 black hole, E=3π4L88G10y+2(y+2+1)+C0E=\frac{3\pi^{4}L^{8}}{8G_{10}}\,y_{+}^{2}\left(y_{+}^{2}+1\right)+C_{0}. The constant C0C_{0} is the energy assigned to the global AdS×5S5{}_{5}\times S^{5} background (y+=0y_{+}=0). The temperature and entropy of the lumpy black hole solutions can be read directly from (30). The horizon quantities that appear in the entropy as well as the asymptotic parameters {β2,δ0,δ4}\{\beta_{2},\delta_{0},\delta_{4}\} present in the energy (35) can be extracted from the numerical solution of [77] via a fit of the Taylor expansion of the fields to the numerical data. Doing so one finds that the first law dE=TdS\mathrm{d}E=T\mathrm{d}S is obeyed, as it should.

Equation (35) further agrees with the expression for the energy one gets (see Appendix A of [77]) using the formalism of Kaluza-Klein holography and holographic renormalisation [46] (see also [87, 88, 89, 90, 91, 92, 93])181818Note that Kaluza-Klein holography has the added value that it also gives the expectation values of other observables like the vevs of Kaluza-Klein scalars that condensate and that have a dual holographic interpretation [46, 77]. Finally, we note that expression (35) gives also the correct energy for the localized AdS×5S5{}_{5}\times S^{5} black hole of [78]. These are black holes that localize in the pole of the S5, breaking totally the SO(6)SO(6) but not the SO(5)SO(5) symmetry of the S5.

2.3 Polchinski-Strassler Black Brane

In this subsection we shall find the energy of the Polchinski-Strassler (PS) black hole constructed in [74]. This is an asymptotically AdS×5S5{}_{5}\times S^{5} solution of IIB supergravity where all the bosonic fields (g,B,B¯,A(2),A¯(2),C(4)g,B,\bar{B},A_{(2)},\bar{A}_{(2)},C_{(4)}) are non-trivial. The solution depends on two parameters, namely the dimensionless horizon radius y+y_{+} and a supersymmetric mass deformation parameter mm. The former parameter essentially fixes the temperature of the black hole as

T=y+πL,T=\frac{y_{+}}{\pi L}\,, (36)

with LL being the AdS5AdS_{5} radius. The mass deformation parameter mm controls the magnitude of the asymptotic fall-off of the complex 3-form G(3)G_{(3)}. In short, deforming the theory with this source (i.e. boundary condition) is of interest because it introduces confinement in the holographic dual theory. The dual (3+1)-dimensional 𝒩=4{\cal N}=4 SYM becomes confined if one deforms it by giving masses to the fermions and scalars, which are directly related to the supergravity parameter mm. Typically these mass deformations break all the supersymmetries of the original SYM. However, there are certain configurations that preserve supersymmetry, yielding a dual deformed SYM theory which is known as the 𝒩=1{\cal N}=1^{*} theory. The PS black hole constructed in [74] corresponds to the high-temperature phase of the confined Polchinski-Strassler vacuum [79] of the 𝒩=1{\cal N}=1^{*} theory.

This brief description of the PS black hole immediately suggests that it is a two-parameter solution, which depends on the horizon radius y+y_{+} and the mass deformation parameter mm (see the discussion below for a revision of this statement). Having numerically constructed this solution in the earlier paper [74], we would like to be able to evaluate the energy and the chemical potential which is conjugate to the mass deformation mm from the asymptotic of the supergravity fields.191919In particular, note that the procedure of holographic renormalization to compute the thermodynamic quantities and expectation values of gravitational solutions with dual gauge theories is highly non-trivial for this system and is not available. Indeed, we might be tempted to use the formalism of Kaluza-Klein holography and holographic renormalisation to find the thermodynamic observables [87, 88, 89, 90, 91, 46, 92, 93, 77]. However, so far Kaluza-Klein holography was developed only up to second order in the perturbative expansion of the fields and determining the thermodynamics of the PS black hole would require extending this analysis to fourth order. This is an absolutely non-trivial task. Unfortunately, in this case it is not obvious that (2.1) is integrable and it is certainly not clear how we can use it to compute the energy and mass deformation potential from it. The additional ingredient needed to make the variation integrable, as we will show next, comes from holography.

2.3.1 Thermodynamic Implications of Asymptotic Scale Invariance

The Noether charge formalism applies to any solution of the supergravity theory. In the present case, the solution has the additional property of being holographic, so that it provides a dual gravitational description of some field theory. The black brane solution is asymptotically scale-invariant, which corresponds to the statement that the dual field theory is conformal in the UV. The energy and other conserved charges in conformal field theories transform covariantly under the dilatation operator, and as a consequence of holography, we can conclude that the conserved charges in the dual gravitational description must transform in the same way. By directly imposing these transformation properties, and manipulating relations that they imply, we will be able to show that for the Polchinski-Strassler black brane the Noether variation does indeed become integrable.

To make this discussion concrete, consider planar AdS5 in Fefferman-Graham coordinates {z,xμ}\{z,x^{\mu}\}, with xμ={t,wi}x^{\mu}=\{t,w^{i}\}. Here tt is the time coordinate, wiw^{i} with j{1,2,3}j\in\{1,2,3\} are the translationally invariant planar directions of AdS5, and zz is the holographic radial coordinate (with the conformal boundary being at z=0z=0). In these coordinates, planar AdS5 is manifestly invariant under dilatations of the Lorentz coordinates, xμλxμx^{\mu}\to\lambda\,x^{\mu} if we also scale the radial coordinate as zλzz\to\lambda\,z. This scale-invariance implies that any thermodynamic quantity must be a homogeneous function of the scale factor λ\lambda.202020Recall that a function ff is homogeneous if f(λx)=λkf(x)f(\lambda x)=\lambda^{k}f(x) for arbitrary real λ\lambda. For example, the temperature TT is essentially the inverse of the Euclidean time circle length and thus has mass dimension 1: under a dilatation one has TT/λT\to T/\lambda. This is also the mass dimension of the mass deformation mm since asymptotically G(3)G_{(3)} decays as mzm\,z [74]. The entropy density ss (i.e. the entropy divided by the volume of the three planar directions wiw^{i}) has mass dimension 3. Lastly, by the first law, the energy density ρ\rho must have the same mass dimension as the product of the temperature by the entropy, namely 4. 212121Alternatively, ρ\rho has the same mass dimension has the time-time component of the holographic stress tensor which, in a 4-dimensional holographic boundary, is 4..

From this simple analysis we can extract a few far-reaching conclusions. First, although the solution ansatz depends on two parameters, TT and mm, any gauge invariant physical property of the solution must be scale-invariant and therefore only depends on the ratio m^m/T\hat{m}\equiv m/T. Equivalently, if we parametrize the solution by y+y_{+} and mm, we can use scale-invariance to fix y+=1y_{+}=1, then a change in mm moves us along the parameter space. Second, from a physical perspective, the mass deformation parameter mm is fixed asymptotically, and the energy density is then computed at fixed mm (and y+y_{+}). Hence, in the microcanonical ensemble, the energy density ρ\rho should be a function only of the entropy density ss and mm: ρ=ρ(s,m)\rho=\rho(s,m). The homogeneous properties of these thermodynamic quantities imply that the scale invariant quantities are m/T,s/T3m/T,s/T^{3} and ρ/T4\rho/T^{4}. It follows that under a scale transformation the energy density must respect

ρ(λ3s,λm)=λ4ρ(s,m).\rho(\lambda^{3}s,\lambda m)=\lambda^{4}\rho(s,m)\,. (37)

Another important conclusion follows from the fact that ρ\rho, ss, and mm are the extensive variables of the system. Thus, the variations of these extensive quantities should be related by a first law of thermodynamics of the form

δρ=Tδs+ϑδm,\delta\rho=T\,\delta s+\vartheta\,\delta m\,, (38)

where, the temperature TT is the conjugate intensive variable to ss and we have defined ϑ\vartheta to be the conjugate intensive variable to mm.222222Here, δ\delta represents a variation along the moduli space of solutions. The moduli space is spanned by (y+,m)(y_{+},m), and δ\delta is taken to be a linear variation in an arbitrary direction, i.e. δ=δy+y++δmm\delta=\delta y_{+}\partial_{y_{+}}+\delta m\,\partial_{m}, with δy+,δm\delta y_{+},\delta m arbitrary. Note that we have not yet used scale-invariance to set y+=1y_{+}=1 at this stage, which would cut down the dimension of the moduli space to 1.. Finally, the two relations (37) and (38) allow to deduce a Smarr relation for our PS black holes as follows. We start by taking a derivative of (37) with respect to λ\lambda, and then set λ=1\lambda=1 to get

3sρs+mρm=4ρ(s,m).3s\,\frac{\partial\rho}{\partial s}+m\,\frac{\partial\rho}{\partial m}=4\,\rho(s,m)\,.

We now use the first law (38) to compute the partial derivatives in terms of TT and ϑ\vartheta, and this yields the desired Smarr relation:

Ts=43ρ13ϑm.T\,s=\frac{4}{3}\rho-\frac{1}{3}\vartheta\,m\,. (39)

To summarize, the holographic interpretation and the scale invariant properties of our system implies that the energy density ρ\rho of our solutions must satisfy the first law (38) and the Smarr relation (39). This is valuable new information which will allow to integrate the Noether charge variation (2.1), and thus compute the energy density ρ\rho and mass deformation potential ϑ\vartheta of the PS black hole of [74]. We do this in the next subsection.

2.3.2 Calculation of the Energy and Chemical Potential

In order to carry out the calculation of the energy and chemical potential, we will need to have the Taylor expansion around the horizon and asymptotic boundary, of the fields of the PS black hole (subject to the appropriate physical boundary conditions). To avoid unnecessary repetition of information, we ask the reader to consult equations (4.34) of the companion paper [74]. There, we give the bosonic fields (g,B,B¯,A(2),A¯(2),C(4))(g,B,\bar{B},A_{(2)},\bar{A}_{(2)},C_{(4)}) for the Polchinski-Strassler black brane that asymptotes to AdS5×S5AdS_{5}\times S^{5} and has horizon topology 3×S5\mathbb{R}^{3}\times S^{5}. This is a cohomogeneity-2 solution depending on a polar coordinate xx along the S5S^{5} and on a compact radial coordinate y[0,1]y\in[0,1]. The horizon is located at y=0y=0 and the conformal boundary is at y=1y=1. The solution is described by a total of 20 independent functions, labelled as qj(x,y)q_{j}(x,y) (j=1,2,,20j=1,2,\cdots,20) in [74] and that obey boundary conditions (vanishing sources for all the operators at the boundary and regularity at the horizon) also detailed in [74], namely in its equation (4.36) and below. To be clear, the original fields were redefined in terms of qj(x,y)q_{j}(x,y) as a way to impose more straightforwardly the boundary conditions and to easy the numerical computation.

The field ansatz (4.34) of [74] is written in coordinates which explicitly manifest the Killing symmetries of the system, namely time translation with Killing vector field ξ=t\xi=\partial_{t}, and spatial translation with ξi=wi\xi_{i}=\partial_{w_{i}} (i{1,2,3}i\in\{1,2,3\}) along the brane directions. Hence, we can construct constant tt and wiw_{i} hypersurfaces which we identify as Σt\Sigma_{t} and Σwi\Sigma_{w_{i}}, respectively, or collectively as Σξ\Sigma_{\xi}. These are 9-dimensional hypersurfaces over which we can integrate the exterior derivative of the 8-form ωξ\omega_{\xi} which, recall, is closed, dωξ=0\mathrm{d}\omega_{\xi}=0. For integration along hypersurfaces of constant tt we take the coordinates wiw_{i} to be periodic with period Δwi\Delta w_{i}, and for the hypersurfaces of constant wiw_{i} we take t[0,Δt]t\in[0,\Delta t]. In each of these 9-dimensional hypersurfaces Σξ\Sigma_{\xi} we define a constant yy slice that we call SΣξyS^{y}_{\Sigma_{\xi}}. The boundary of Σξ\Sigma_{\xi} is then given by the slice at y=0y=0 and the slice at y=1y=1. Integrating dωξ\mathrm{d}\omega_{\xi}, given by (33), over these hypersurfaces yields

0=Σξdωξ=Sξy=1ωξSξy=0ωξSξy=1ωξ=Sξy=0ωξ,0=\int_{\Sigma_{\xi}}\mathrm{d}\omega_{\xi}=\int_{S^{y=1}_{\xi}}\omega_{\xi}-\int_{S^{y=0}_{\xi}}\omega_{\xi}\qquad\Rightarrow\qquad\int_{S^{y=1}_{\xi}}\omega_{\xi}=\int_{S^{y=0}_{\xi}}\omega_{\xi}\,, (40)

where we used Stoke’s theorem to get the last equality.

Borrowing the Taylor expansion of the fields at the horizon (y=0y=0) from [74], we evaluate the integral on the right-hand side of (40) for ξ=t\xi=\partial_{t} and find that it is proportional to TδsT\delta s,

1Δw1Δw2Δw3Sty=0ωt=Tδs.\frac{1}{\Delta w_{1}\Delta w_{2}\Delta w_{3}}\int_{S^{y=0}_{\partial_{t}}}\omega_{\partial_{t}}=T\delta s\,. (41)

From (40)-(41) and from the first law (38), it follows that the left-hand side of (40), which is evaluated at the conformal boundary, must be proportional to

δ1stlaw\displaystyle\delta{\cal I}_{\rm 1st\,law}^{\infty} =\displaystyle= Tδs,withδ1stlaw1Δw1Δw2Δw3Sty=1ωt,\displaystyle T\delta s\,,\qquad\qquad\hbox{with}\qquad\delta{\cal I}_{\rm 1st\,law}^{\infty}\equiv\frac{1}{\Delta w_{1}\Delta w_{2}\Delta w_{3}}\int_{S^{y=1}_{\partial_{t}}}\omega_{\partial_{t}}\,, (42)
=\displaystyle= δρϑδm.\displaystyle\delta\rho-\vartheta\,\delta m\,.

This asymptotic integral δ1stlaw\delta{\cal I}_{\rm 1st\,law}^{\infty} is a known function of the asymptotic decays (including non-leading terms) of some of the fields (g,B,B¯,A(2),A¯(2),C(4))(g,B,\bar{B},A_{(2)},\bar{A}_{(2)},C_{(4)}) - that we borrow from [74] - which are themselves a function of the phase space parameters (y+,m)(y_{+},m). That is to say, δ1stlaw=δ1stlaw(y+,m)\delta{\cal I}_{\rm 1st\,law}^{\infty}=\delta{\cal I}_{\rm 1st\,law}^{\infty}(y_{+},m). Similarly, ρ=ρ(y+,m)\rho=\rho(y_{+},m) and ϑ=ϑ(y+,m)\vartheta=\vartheta(y_{+},m). Equation (42), with roots in the first law, will prove to be one of the two fundamental relations that we will use below.

Proceeding and again borrowing the Taylor expansion of the fields around the horizon from [74], we observe that the following difference of integrals evaluated at the horizon hypersurface holds

1Δw1Δw2Δw3Sty=0ωt1ΔtSwiy=0ωwi=δ(Ts).\frac{1}{\Delta w_{1}\Delta w_{2}\Delta w_{3}}\int_{S^{y=0}_{\partial_{t}}}\omega_{\partial_{t}}-\frac{1}{\Delta t}\int_{S^{y=0}_{\partial_{w_{i}}}}\omega_{\partial_{w_{i}}}=\delta(Ts)\,. (43)

It then follows from (40) that the same integral difference, when evaluated at the asymptotic hypersurface (y=1)(y=1), must give the same result, i.e.

1Δw1Δw2Δw3Sty=1ωt1ΔtSwiy=1ωwi\displaystyle\frac{1}{\Delta w_{1}\Delta w_{2}\Delta w_{3}}\int_{S^{y=1}_{\partial_{t}}}\omega_{\partial_{t}}-\frac{1}{\Delta t}\int_{S^{y=1}_{\partial_{w_{i}}}}\omega_{\partial_{w_{i}}} =\displaystyle= 1Δw1Δw2Δw3Sty=0ωt1ΔtSwiy=0ωwi\displaystyle\frac{1}{\Delta w_{1}\Delta w_{2}\Delta w_{3}}\int_{S^{y=0}_{\partial_{t}}}\omega_{\partial_{t}}-\frac{1}{\Delta t}\int_{S^{y=0}_{\partial_{w_{i}}}}\omega_{\partial_{w_{i}}} (44)
=\displaystyle= δ(Ts).\displaystyle\delta(Ts)\,.

This implies - via the variation of the Smarr relation (39), δ(Ts)=δ(43ρ13ϑm)\delta(Ts)=\delta\left(\frac{4}{3}\,\rho-\frac{1}{3}\vartheta\,m\right) - that

δSmarr=δ(43ρ13ϑm),withδSmarr1Δw1Δw2Δw3Sty=1ωt1ΔtSwiy=1ωwi.\delta{\cal I}_{\rm Smarr}^{\infty}=\delta\left(\frac{4}{3}\,\rho-\frac{1}{3}\vartheta\,m\right),\qquad\hbox{with}\quad\delta{\cal I}_{\rm Smarr}^{\infty}\equiv\frac{1}{\Delta w_{1}\Delta w_{2}\Delta w_{3}}\int_{S^{y=1}_{\partial_{t}}}\omega_{\partial_{t}}-\frac{1}{\Delta t}\int_{S^{y=1}_{\partial_{w_{i}}}}\omega_{\partial_{w_{i}}}\,. (45)

This asymptotic integral δSmarr=δSmarr(y+,m)\delta{\cal I}_{\rm Smarr}^{\infty}=\delta{\cal I}_{\rm Smarr}^{\infty}(y_{+},m) is also known function of the asymptotic decays (including non-leading terms) of some of the fields (g,B,B¯,A(2),A¯(2),C(4))(g,B,\bar{B},A_{(2)},\bar{A}_{(2)},C_{(4)}) - that we borrow from [74] - which are themselves a function of the phase space parameters (y+,m)(y_{+},m). Equation (45), that traces back its origin to the Smarr relation, the second fundamental relation we shall use below.

Armed with these first law and Smarr relations (42) and (45) (which emerge from the asymptotic scale invariance of our system), we may now calculate the energy ρ(y+,m)\rho(y_{+},m) and mass deformation conjugate potential ϑ(y+,m)\vartheta(y_{+},m) of the PS black brane from the knowledge of δ1stlaw(y+,m)\delta{\cal I}_{\rm 1st\,law}^{\infty}(y_{+},m) and δSmarr(y+,m)\delta{\cal I}_{\rm Smarr}^{\infty}(y_{+},m). Again, these two integrals can be explicitly computed from the asymptotic decay of the fields (g,B,B¯,A(2),A¯(2),C(4))(g,B,\bar{B},A_{(2)},\bar{A}_{(2)},C_{(4)}) (i.e. qj(y)q_{j}(y) with j{1,,20}j\in\{1,\dotsc,20\}) determined in [74].

To accomplish our task, we have to consider a general variation in the moduli space spanned by (y+,m)(y_{+},m). To begin, equation (42) - δ1stlaw=δρϑδm\delta{\cal I}_{\rm 1st\,law}^{\infty}=\delta\rho-\vartheta\,\delta m - when viewed as a function of (y+,m)(y_{+},m) can be rewritten as

(y+δ1stlaw)dy++(mδ1stlaw)dm=(y+ρdy++mρdm)ϑdm.\displaystyle\big{(}\partial_{y_{+}}\delta{\cal I}_{\rm 1st\,law}^{\infty}\big{)}\mathrm{d}y_{+}+\big{(}\partial_{m}\delta{\cal I}_{\rm 1st\,law}^{\infty}\big{)}\mathrm{d}m=\big{(}\partial_{y_{+}}\rho\,\mathrm{d}y_{+}+\partial_{m}\rho\,\mathrm{d}m\big{)}-\vartheta\,\mathrm{d}m\,. (46)

The dy+\mathrm{d}y_{+} and dm\mathrm{d}m contributions to this variation must vanish independently which gives the following relations for y+ρ\partial_{y_{+}}\rho and mρ\partial_{m}\rho:

{y+ρ=y+δ1stlaw,mρ=mδ1stlaw+ϑ.\left\{\begin{array}[]{ll}\partial_{y_{+}}\rho=\partial_{y_{+}}\delta{\cal I}_{\rm 1st\,law}^{\infty},&\\ \partial_{m}\rho=\partial_{m}\delta{\cal I}_{\rm 1st\,law}^{\infty}+\vartheta\,.&\end{array}\right. (47)

Now take again (45), δSmarr=δ(43ρ13ϑm)\delta{\cal I}_{\rm Smarr}^{\infty}=\delta\left(\frac{4}{3}\,\rho-\frac{1}{3}\vartheta\,m\right). Considering its variation along the moduli space parametrized by (y+,m)(y_{+},m) one gets

(y+δSmarr)dy++(mδSmarr)dm=43(y+ρdy++mρdm)13(y+ϑdy++mϑdm).\big{(}\partial_{y_{+}}\delta{\cal I}_{\rm Smarr}^{\infty}\big{)}\mathrm{d}y_{+}+\big{(}\partial_{m}\delta{\cal I}_{\rm Smarr}^{\infty}\big{)}\mathrm{d}m=\frac{4}{3}\big{(}\partial_{y_{+}}\rho\,\mathrm{d}y_{+}+\partial_{m}\rho\,\mathrm{d}m\big{)}-\frac{1}{3}\big{(}\partial_{y_{+}}\vartheta\,\mathrm{d}y_{+}+\partial_{m}\vartheta\,\mathrm{d}m\big{)}. (48)

As before, the dy+\mathrm{d}y_{+} and dm\mathrm{d}m contributions of this variation must vanish independently. Moreover, we can insert (47) into (48). Altogether, we end up with a system of two coupled non-homogeneous first order equations for ϑ(y+,m)\vartheta(y_{+},m),

{my+ϑ=4y+δ1stlaw3y+δSmarr,mmϑ3ϑ=4mδ1stlaw3mδSmarr.\left\{\begin{array}[]{ll}m\,\partial_{y_{+}}\vartheta=4\partial_{y_{+}}\delta{\cal I}_{\rm 1st\,law}^{\infty}-3\partial_{y_{+}}\delta{\cal I}_{\rm Smarr}^{\infty},&\\ m\partial_{m}\,\vartheta-3\vartheta=4\partial_{m}\delta{\cal I}_{\rm 1st\,law}^{\infty}-3\partial_{m}\delta{\cal I}^{\infty}_{\rm Smarr}\,.&\end{array}\right. (49)

which are sourced by δ1stlaw(y+,m)\delta{\cal I}_{\rm 1st\,law}^{\infty}(y_{+},m) and δSmarr(y+,m)\delta{\cal I}^{\infty}_{\rm Smarr}(y_{+},m) which are known functions given by the asymptotic integrals (42) and (45), respectively. These expressions are not illuminating so we do not display them. We note, however, that solutions ϑ(y+,m)\vartheta(y_{+},m) of Eq. (49) only exist if δ1stlaw\delta{\cal I}_{\rm 1st\,law}^{\infty} and δSmarr\delta{\cal I}_{\rm Smarr}^{\infty} are such that μy+ϑ\partial_{\mu}\partial_{y_{+}}\vartheta read from the first equation in (49) yields the same result as y+μϑ\partial_{y_{+}}\partial_{\mu}\vartheta read from the second equation in (49). This integrability condition is in essence what fails in [69].

We can now solve (49) to find the mass deformation potential ϑ(y+,m)\vartheta(y_{+},m) and then insert this solution into the decoupled non-homogeneous first order equations (47) to find the energy density ρ(y+,m)\rho(y_{+},m). The final result, after writing the gravitational constant in terms of field theory quantities, κ28πG10=4π5L8/N2\kappa^{2}\equiv 8\pi G_{10}=4\pi^{5}L^{8}/N^{2}, is [74]:

ϑ=3N22π2[y+2β1(m,y+)+C1m3+14m29],\displaystyle\hskip-14.22636pt\vartheta=-\frac{3N^{2}}{2\pi^{2}}\left[y_{+}^{2}\,\beta_{1}(m,y_{+})+C_{1}m^{3}+\frac{14m^{2}}{9}\right], (50)
ρ=N248π2[6y+4α0(m,y+)+18C1m4+3m4+28m3+3m2y+2+18β1(m,y+)my+218y+4+ρ0].\displaystyle\hskip-14.22636pt\rho=-\frac{N^{2}}{48\pi^{2}}\Big{[}6\,y_{+}^{4}\alpha_{0}(m,y_{+})+18C_{1}m^{4}+3m^{4}+28m^{3}+3m^{2}y_{+}^{2}+18\beta_{1}(m,y_{+})m\,y_{+}^{2}-18\,y_{+}^{4}+\rho_{0}\Big{]}.

Here, ρ0\rho_{0} and C1C_{1} are the two integration constants of the problem and they will be determined below using supersymmetry considerations. On the other hand, α0(y+,m)\alpha_{0}(y_{+},m) and β1(y+,m)\beta_{1}(y_{+},m) are expansion parameters of the fields around the asymptotic boundary which we now discuss.

For that first recall that in the gauge used in [74], the PS black brane of is described by a total of 20 independent functions qj(x,y)q_{j}(x,y) (j=1,2,,20j=1,2,\cdots,20) identified in the field ansatz (4.34) of [74]. For our purposes, we are interested in solving the equations of motion in an asymptotic expansion around the conformal boundary located at y=1y=1. To do so we check that all our 20 fields have an asymptotic expansion in powers of (1y)(1-y) (up to the order we need to read the thermodynamics of the system):

qj(x,y)=J=02ai(J)(x)(1y)J+o[(1y)2],(i=1,2,,20).q_{j}(x,y)=\sum_{J=0}^{2}a_{i}^{(J)}(x)(1-y)^{J}+o[(1-y)^{2}]\,,\qquad(i=1,2,\cdots,20). (51)

Note that there are no logarithmic terms in this expansion up to order (1y)2(1-y)^{2} in agreement with the expectations discussed in [94] for this system. The energy (and mass deformation potential) only depends on contributions of (51) up to order (1y)2(1-y)^{2}. This can be anticipated using dimension counting. Indeed, the stress energy tensor has conformal dimension 44, and asymptotically one has 1yz21-y\propto z^{2} (where zz is the Fefferman-Graham coordinate). Therefore, the terms that contribute to the energy are those that appear to order (1y)2z4(1-y)^{2}\propto z^{4}.

To describe the origin of the parameters α0\alpha_{0} and β1\beta_{1} that appear in (50), we just need to look into the asymptotic expansion of three of these functions, namely q1,q11q_{1},q_{11} and q20q_{20}. Consulting the field ansatz (4.34) of [74], we see that q1q_{1} is related to the time-time component gttg_{tt} of the metric, q11q_{11} is one of the 8 (independent) components of A(2)A_{(2)} and q20q_{20} is one of the two (independent) components of C(4)C_{(4)}. Up to the relevant order, the asymptotic Taylor expansion of these three fields is

q1(x,y)=1+m2y+2(1y)+[α0(m,y+)4m4y+4(1x21+x2)2](1y)2+o[(1y)2],\displaystyle q_{1}(x,y)=1+\frac{m^{2}}{y_{+}^{2}}(1-y)+\left[\alpha_{0}(m,y_{+})-\frac{4\,m^{4}}{y_{+}^{4}}\left(\frac{1-x^{2}}{1+x^{2}}\right)^{2}\right](1-y)^{2}+o[(1-y)^{2}]\,, (52a)
q11(x,y)=m+[β1(m,y+)+m2(724m+7x2)3y+2(1+x2)](1y)+o[(1y)],\displaystyle q_{11}(x,y)=m+\left[\beta_{1}(m,y_{+})+\frac{m^{2}\left(7-24m+7x^{2}\right)}{3\,y_{+}^{2}\left(1+x^{2}\right)}\right](1-y)+o[(1-y)]\,, (52b)
q20(x,y)=12m2y+2(1y)+α2(m,y+)(1y)2+o[(1y)2],\displaystyle q_{20}(x,y)=1-\frac{2\,m^{2}}{y_{+}^{2}}(1-y)+\alpha_{2}(m,y_{+})(1-y)^{2}+o[(1-y)^{2}]\,, (52c)

which explicitly contains the parameters α0(m,y+)\alpha_{0}(m,y_{+}), β1(m,y+)\beta_{1}(m,y_{+}) and α2(m,y+)\alpha_{2}(m,y_{+}) that are constants (dependent on mm and y+y_{+}). These constants can be extracted from the numerical functions via a fit of (52) to the numerical data. This concludes the interpretation of the parameters α0\alpha_{0} and β1\beta_{1} in (50).

Next, consider the integration constants ρ0\rho_{0} and C1C_{1}. These constants are both fixed by supersymmetry. The 𝒩=1\mathcal{N}=1^{*} theory at hand has one supersymmetric solution that is explicitly known, namely the 10-dimensional uplift [95, 96],[74] of the 5-dimensional 𝒩=8{\cal N}=8 gauge supergravity solution of Giradello, Petrini, Porrati and Zaffaroni (GPPZ) [97] (the fact that this solution is singular is irrelevant for our purposes). Naturally, we require that such a supersymmetric solution has zero energy density (this agrees with the holographic renormalization computation of the GPPZ energy density done in [98, 99],[74]). This condition requires that we choose ρ0=0\rho_{0}=0 and C1=4/3C_{1}=-4/3 in (50).

This concludes the calculation of the entropy and chemical potential of the PS black brane. As there are many steps involved, we will summarize the steps that lead to the unambiguous definition of energy density and mass deformation conjugate potential (50). Using the canonical energy formalism of Wald an expression for the variation for the conserved Noether charge (2.1) was derived. This expression was not integrable in general, and à priori it was unclear if it could be used to define an unambiguous energy density for the PS black brane solution. We then showed that asymptotic scale-invariance allows two additional relations to be derived, a first law (38) and a Smarr relation (39). These two thermodynamic relations, when combined with the Noether charge variation (2.1), lead to the fundamental relations (42) and (45). These relations then lead to a system of first order PDEs (47) and (49) for ϑ(y+,m)\vartheta(y_{+},m) and ρ(y+,m)\rho(y_{+},m). Finally, these PDEs may be integrated to yield (50), with ρ0=0\rho_{0}=0 and C1=4/3C_{1}=-4/3, which give the energy density ρ\rho and mass deformation conjugate potential ϑ\vartheta as a function of the known asymptotic decay of the fields that describe the PS black brane.

3 11-Dimensional Supergravity

In this section, we will repeat the analysis of the previous section but this time for 11-dimensional supergravity.

The bosonic fields of 11-dimensional supergravity are the metric field gg and a 3-form gauge potential A(3)A_{(3)} with associated field strength G(4)=dA(3)G_{(4)}=\mathrm{d}A_{(3)}. The associated action is

S11=12κ112(12G(4)G(4)+16G(4)G(4)A(3)),S_{11}=\frac{1}{2\kappa_{11}^{2}}\int\bigg{(}\star\mathcal{R}-\frac{1}{2}\,G_{(4)}\wedge\star\,G_{(4)}+\frac{1}{6}\,G_{(4)}\wedge G_{(4)}\wedge A_{(3)}\bigg{)}\,, (53)

where \mathcal{R} is the Ricci volume form, =R𝕀=Rvol11\mathcal{R}=R\,\star\mathbb{I}=R\,\mathrm{vol}_{11}.

3.1 Variation of the Noether Charge

As in the IIB case, we are interested in taking the variation of action (53) to get the equations of motion as well as the associated boundary terms that will be fundamental to compute the charges of solutions of the theory. The variation of (53) with respect to the graviton yields:

δS11|g\displaystyle\delta S_{11}\big{|}_{g} =\displaystyle= 12κ112d11xg[Rab12Rgab112(G(4)acdeG(4)bcde18gabG(4)cdefG(4)cdef)]δgab\displaystyle\frac{1}{2\kappa_{11}^{2}}\int\mathrm{d}^{11}x\sqrt{-g}\left[R_{ab}-\frac{1}{2}\,Rg_{ab}-\frac{1}{12}\left({G_{(4)}}_{acde}{G_{(4)}}_{b}{}^{cde}-\frac{1}{8}g_{ab}{G_{(4)}}_{cdef}{G_{(4)}}^{cdef}\right)\right]\delta g^{ab} (54)
+δSgGH)\displaystyle+\delta S_{g}^{\text{GH})}

with the Gibbons-Hawking boundary term being

δSgGH)=12κ112d11xggabδRab=12κ112d11xga(bδgabaδg).\delta S_{g}^{\text{GH})}=\frac{1}{2\kappa_{11}^{2}}\int\mathrm{d}^{11}x\sqrt{-g}\,g^{ab}\,\delta R_{ab}=\frac{1}{2\kappa_{11}^{2}}\int\mathrm{d}^{11}x\sqrt{-g}\,\nabla^{a}\left(\nabla^{b}\delta g_{ab}-\nabla_{a}\delta g\right). (55)

From this, the associated Gibbons-Hawking 10-form may be straightforwardly found to be

θ(g,δg)=12κ112[(bδgabaδg)dxa].\theta(g,\delta g)=\frac{1}{2\kappa_{11}^{2}}\star\left[\left(\nabla^{b}\delta g_{ab}-\nabla_{a}\delta g\right)\mathrm{d}x^{a}\right]. (56)

Note that the last term in (53) is a Chern-Simmons term. Hence, it does not depend on g\sqrt{-g} and does not contribute to the equation of motion for the metric gg. Lastly, the variation with respect to the gauge field A(3)A_{(3)} gives:

δS11|A(3)\displaystyle\delta S_{11}\big{|}_{A_{(3)}} =\displaystyle= 12κ112δ|A(3)[12G(4)G(4)+16G(4)G(4)A(3)]\displaystyle\frac{1}{2\kappa_{11}^{2}}\int\delta\big{|}_{A_{(3)}}\left[-\frac{1}{2}G_{(4)}\wedge\star\,G_{(4)}+\,\frac{1}{6}\,G_{(4)}\wedge G_{(4)}\wedge A_{(3)}\right] (57)
=\displaystyle= 12κ112(dG(4)12G(4)G(4))δA(3)+θ(A(3),δA(3)),\displaystyle\frac{1}{2\kappa_{11}^{2}}\int\left(\mathrm{d}\star G_{(4)}-\frac{1}{2}G_{(4)}\wedge G_{(4)}\right)\wedge\delta A_{(3)}+\theta\left(A_{(3)},\delta A_{(3)}\right)\,,

with the boundary term given by

θ(A(3),δA(3))=12κ112(G(4)13G(4)A(3))δA(3).\theta\left(A_{(3)},\delta A_{(3)}\right)=\frac{1}{2\kappa_{11}^{2}}\left(\star\,G_{(4)}-\frac{1}{3}\,G_{(4)}\wedge A_{(3)}\right)\wedge\delta A_{(3)}\,. (58)

Requiring that the variations (54) and (57) vanish yields the equations of motion of 11-dimensional supergravity:

Rab=112[G(4)acdeG(4)bcde112gabG(4)cdefG(4)cdef],\displaystyle R_{ab}=\frac{1}{12}\left[{G_{(4)}}_{acde}{G_{(4)}}_{b}{}^{cde}-\frac{1}{12}g_{ab}\,{G_{(4)}}_{cdef}{G_{(4)}}^{cdef}\right]\,, (59a)
dG(4)=12G(4)G(4),\displaystyle\mathrm{d}\star G_{(4)}=\frac{1}{2}G_{(4)}\wedge G_{(4)}, (59b)

where we contracted the equation of motion that follows from (54) with the inverse metric to get the Ricci scalar RR and then inserted this quantity back into (54) to get the trace reversed equation of motion for the graviton (59a).

It follows from (59a) that the on-shell Ricci volume form is =13!G(4)G(4)\star\mathcal{R}=\frac{1}{3!}G_{(4)}\wedge\star G_{(4)} which we insert into (53) to get the on-shell 11-form Lagrangian,

|onshell=12κ112(13G(4)G(4)+16G(4)G(4)A(3)).\mathcal{L}\big{|}_{on-shell}=\frac{1}{2\kappa_{11}^{2}}\left(-\frac{1}{3}G_{(4)}\wedge\star\,G_{(4)}+\frac{1}{6}\,G_{(4)}\wedge G_{(4)}\wedge A_{(3)}\right). (60)

The sympletic Noether current 10-form associated to a diffeomorphism vector generator ξ\xi is then [54, 55, 20]

J=Θ(g,ξg)+Θ(A(3),ξA(3))ιξ|onshell,\displaystyle J=\Theta\left(g,\mathcal{L}_{\xi}g\right)+\Theta\left(A_{(3)},\,\mathcal{L}_{\xi}A_{(3)}\right)-\operatorname{\iota}_{\xi}\mathcal{L}\big{|}_{on-shell}\,, (61)

where, as before, Θ(ϕi,ξϕi)θ(ϕi,ξϕi)\Theta(\phi_{i},\mathcal{L}_{\xi}\phi_{i})\equiv\theta(\phi_{i},\mathcal{L}_{\xi}\phi_{i}) but this time for ϕi={g,A(3)}\phi_{i}=\{g,A_{(3)}\}. Recall that ξϕi\mathcal{L}_{\xi}\phi_{i} is the Lie derivative of the field ϕ\phi along ξ\xi, and ιξ|onshell\operatorname{\iota}_{\xi}\mathcal{L}\big{|}_{on-shell} is the interior product of ξ\xi with the 11-form (60).

Further recall that, given the equations of motion EiE_{i} written in (59), it can be shown that dJ=Eiξϕi\mathrm{d}J=-E_{i}\,\mathcal{L}_{\xi}\phi_{i} (summation convention is assumed) [54, 55, 20]. Therefore the on-shell (Ei=0E_{i}=0) current is closed, dJ=0\mathrm{d}J=0, for all ξ\xi. It follows that there is a Noether charge 9-form Q~ξ\widetilde{Q}_{\xi}, locally constructed from {ξ,ϕi}\{\xi,\phi_{i}\}, such that on-shell one has J=dQ~ξJ=\mathrm{d}\widetilde{Q}_{\xi} [54, 55, 20].

To evaluate each term in (61) we use the identities listed in (2.1) and in (83) as well as the equations of motion (59). One finds:

Θ(g,ξg)\displaystyle\Theta\left(g,\mathcal{L}_{\xi}g\right) =\displaystyle= (1κ112[b(aξb)gbca(bc)]dxa)\displaystyle\star\Big{(}\frac{1}{\kappa_{11}^{2}}\left[\nabla^{b}\nabla_{(a}\xi_{b)}-g^{bc}\nabla_{a}\nabla_{(b}\nabla_{c)}\right]\mathrm{d}x^{a}\Big{)} (62)
=\displaystyle= 110![1κ112εa1a10a(b[bξa]+Rbaξb)]dxa1dxa10,\displaystyle\frac{1}{10!}\left[\frac{1}{\kappa_{11}^{2}}\varepsilon_{a_{1}\cdots a_{10}a}\left(\nabla_{b}\nabla^{[b}\xi^{a]}+R^{a}_{\>\>b}\xi^{b}\right)\right]\mathrm{d}x^{a_{1}}\wedge\cdots\wedge\mathrm{d}x^{a_{10}}\,,
Θ(A(3),ξA(3))\displaystyle\Theta\left(A_{(3)},\mathcal{L}_{\xi}A_{(3)}\right) =\displaystyle= 12κ112(G(4)13G(4)A(3))[ιξdA(3)+d(ιξA(3))]\displaystyle\frac{1}{2\kappa_{11}^{2}}\left(\star\,G_{(4)}-\frac{1}{3}\,G_{(4)}\wedge A_{(3)}\right)\wedge\left[\operatorname{\iota}_{\xi}\mathrm{d}A_{(3)}+\mathrm{d}\left(\operatorname{\iota}_{\xi}A_{(3)}\right)\right] (63)
=\displaystyle= 110![1κ112εa1a10a(112(G(4))ac1c2c3(G(4))bc1c2c3)ξb]dxa1dxa10\displaystyle\frac{1}{10!}\left[\frac{1}{\kappa_{11}^{2}}\varepsilon_{a_{1}\cdots a_{10}a}\left(-\frac{1}{12}(G_{(4)})^{ac_{1}c_{2}c_{3}}(G_{(4)})_{bc_{1}c_{2}c_{3}}\right)\xi^{b}\right]\mathrm{d}x^{a_{1}}\wedge\cdots\wedge\mathrm{d}x^{a_{10}}
16κ112[G(4)G(4)ιξA(3)+G(4)A(3)ιξG(4)]\displaystyle-\frac{1}{6\kappa_{11}^{2}}\Big{[}G_{(4)}\wedge G_{(4)}\wedge\operatorname{\iota}_{\xi}A_{(3)}+G_{(4)}\wedge A_{(3)}\wedge\operatorname{\iota}_{\xi}G_{(4)}\Big{]}
1κ112d[(G(4)13G(4)A(3))ιξA(3)]+12κ112dG(4)ιξA(3),\displaystyle-\frac{1}{\kappa_{11}^{2}}\,\mathrm{d}\left[\left(\star\,G_{(4)}-\frac{1}{3}\,G_{(4)}\wedge A_{(3)}\right)\wedge\operatorname{\iota}_{\xi}A_{(3)}\right]+\frac{1}{2\kappa_{11}^{2}}\mathrm{d}\star G_{(4)}\wedge\operatorname{\iota}_{\xi}A_{(3)}\,,

and

ιξ|onshell\displaystyle-\operatorname{\iota}_{\xi}\mathcal{L}\big{|}_{on-shell} =\displaystyle= 110![1κ112εa1a10a(121314!gba(G(4))c1c2c3c4(G(4))c1c2c3c4)ξb]dxa1dxa10\displaystyle\frac{1}{10!}\left[\frac{1}{\kappa_{11}^{2}}\varepsilon_{a_{1}\cdots a_{10}a}\left(\frac{1}{2}\frac{1}{3}\frac{1}{4!}g^{a}_{\phantom{a}b}(G_{(4)})_{c_{1}c_{2}c_{3}c_{4}}(G_{(4)})^{c_{1}c_{2}c_{3}c_{4}}\right)\xi^{b}\right]\mathrm{d}x^{a_{1}}\wedge\cdots\wedge\mathrm{d}x^{a_{10}} (64)
+12κ112[13G(4)A(3)ιξG(4)16G(4)G(4)ιξA(3)].\displaystyle+\frac{1}{2\kappa_{11}^{2}}\left[\frac{1}{3}\,G_{(4)}\wedge A_{(3)}\wedge\operatorname{\iota}_{\xi}G_{(4)}-\frac{1}{6}\,G_{(4)}\wedge G_{(4)}\wedge\operatorname{\iota}_{\xi}A_{(3)}\right].

In (62)-(64) we display some of the contributions explicitly in terms of the 10-form components because most of these contributions add-on to build the equation of motion for the graviton (59a) and thus will not contribute to the final current. The only exception is the first term in (62) which can be rewritten as:

110![1κ112εa1a10ab[bξa]]dxa1dxa10=12κ112ddξ.\displaystyle\frac{1}{10!}\left[\frac{1}{\kappa_{11}^{2}}\varepsilon_{a_{1}\cdots a_{10}a}\nabla_{b}\nabla^{[b}\xi^{a]}\right]\mathrm{d}x^{a_{1}}\wedge\cdots\wedge\mathrm{d}x^{a_{10}}=\frac{1}{2\kappa_{11}^{2}}\mathrm{d}\star\mathrm{d}\xi\,. (65)

Adding the three contributions (62)-(64) and using the equations of motion (59) one finally finds that the (on-shell conserved) sympletic Noether current 10-form (61) is given by

J=dQ~ξ,\displaystyle J=\mathrm{d}\widetilde{Q}_{\xi}\,, (66)

where we have defined the Noether 9-form charge

Q~ξ12κ112[dξ(G(4)13G(4)A(3))ιξA(3)].\widetilde{Q}_{\xi}\equiv\frac{1}{2\kappa_{11}^{2}}\left[\star\,\mathrm{d}\xi-\left(\star\,G_{(4)}-\frac{1}{3}G_{(4)}\wedge A_{(3)}\right)\wedge\operatorname{\iota}_{\xi}A_{(3)}\right]. (67)

We now let the diffeomorphism generator ξ\xi be a Killing vector field [54, 55, 56, 20] or an asymptotically Killing vector field [83, 84, 85, 86, 68, 9, 69]. A generic solution of 11-dimensional supergravity depends on one or more parameters mkm_{k} (say, k=1,k=1,\cdots) and we want to consider variations δ\delta along this moduli space of solutions. The associated variation ωξ\omega_{\xi} (in the moduli space) of the charge associated to ξ\xi is given by (27), with δQ~ξ\delta\widetilde{Q}_{\xi} and Q~δξ\widetilde{Q}_{\delta\xi} defined in (2.1) [54, 55, 56, 20, 84, 85, 86, 68, 9]. As in the IIB case, onwards we restrict our attention to cases where: 1) ξ\xi is a Killing vector (which implies ξϕi=0\mathcal{L}_{\xi}\phi_{i}=0) and 2) this Killing vector ξ\xi is independent of the solution parameters mkm_{k} (which implies that Q~δξ=0\widetilde{Q}_{\delta\xi}=0).

It follows that, for each Killing vector field ξ\xi, one can associate a 9-form Noether charge whose variation in the moduli space of solutions is given by

ωξ=k(mkQ~ξdmk)ιξθ(g,δg)ιξθ(A(3),δA(3)),\omega_{\xi}=\sum_{k}\left(\partial_{m_{k}}\!\widetilde{Q}_{\xi}\,\mathrm{d}m_{k}\right)-\operatorname{\iota}_{\xi}\theta(g,\delta g)-\operatorname{\iota}_{\xi}\theta\left(A_{(3)},\delta A_{(3)}\right), (68)

with Q~ξ\widetilde{Q}_{\xi} given in (67) and the boundary terms θ(ϕi,δϕi)\theta(\phi_{i},\delta\phi_{i}) given by (56) and (58). Using the equations of motion (59) and the fact that ξ\xi is a Killing vector, we can check that ωξ\omega_{\xi} is indeed a closed 99-form, dωξ=0\mathrm{d}\omega_{\xi}=0.

Equation (68) is a universal expression within 11-dimensional supergravity and is one of our main contributions. It gives the variation (in the moduli space) of the conserved Noether charge associated to a Killing vector field ξ\xi. In the following, we will illustrate how this expression can be used to calculate conserved charges for specific solutions. We will first consider the CGLP black brane recently constructed in the companion paper [75].

3.2 CGLP Black Brane

The CGLP black brane recently constructed in the companion paper [75] is a solution of (53) which is asymptotically AdS4×V5,2AdS_{4}\times V_{5,2}, where V5,2V_{5,2} is the 7-dimensional Stiefel manifold. It is the simplest finite temperature solution that asymptotes to the Cvetič, Gibbons, Lü, and Pope (CGLP) solution, which has a magnetic G(4)G_{(4)}-flux background whose asymptotic decay describes a mass deformation of the corresponding dual CFT3CFT_{3} 232323The CGLP [80] solution is a smooth, supersymmetric (and thus zero-temperature) solution to 11-dimensional supergravity describing “fractional” M2-branes dissolved in flux, which generalizes the Klebanov-Strassler solution [100] to higher dimensions. The CGLP is to be seen as the confined phase of the (poorly understood) dual CFT3CFT_{3} theory while the CGLP brane of [75] is to be interpreted as the deconfined dual phase.. At a linear level, this solution can be constructed starting with the asymptotically AdS4×V5,2AdS_{4}\times V_{5,2} Schwarzschild black brane (which has a purely electric G(4)G_{(4)}, i.e. with components only along the AdS4AdS_{4} directions) and adding a linearized mass deformation (i.e., a magnetic contribution to A(3)A_{(3)} which has components along the V5,2V_{5,2}) [75]242424The Schwarzschild black brane describes the near-horizon geometry of finite-temperature M2-branes at the singular tip of the Stiefel cone..

As suggested in the above description, the CGLP black brane of [75] depends on two parameters: the dimensionless horizon radius y+y_{+}, which fixes the temperature of the solution as

T=3y+4πL,T=\frac{3y_{+}}{4\pi L}\,, (69)

with LL being the AdS4AdS_{4} radius, and a mass deformation parameter μ\mu which can be read from the leading order decay of the magnetic part of the G(4)G_{(4)}-flux [75]. This a cohomogeneity-1 solution: it only depends on a radial coordinate that in [75] is taken to be a compact coordinate y[0,1]y\in[0,1], with y=0y=0 being the location of the conformal boundary and y=1y=1 being the location of the Killing horizon.252525Note that the location of the horizon and conformal boundary of the Polchinsky-Strassler solutions of section 2.3.2 [74] were instead at y=0y=0 and y=1y=1, respectively. That is, the physical roles of y=0y=0 and y=1y=1 were traded w.r.t. to the CGLP solutions of this section 3.2 [75]. An ansatz for the metric gg and gauge A(3)A_{(3)} fields of this CGLP black brane is given in equations (5.3) of [75]. It depends on 9 functions qj(y)q_{j}(y), with j{1,,9}j\in\{1,\dotsc,9\} which are determined in [75] solving the equations of motion (59) in the so-called DeTurck gauge and subject to the physically relevant boundary conditions also detailed in [75].

Our aim in this section is to derive an expression for the energy of the CGLP black brane from the supergravity fields qj(y)q_{j}(y) found in [75]. However, the main obstacle encountered in the Polchinski-Strassler black brane analysis of section 2.3 is also encountered here: the variation of the Noether charge (68) is not integrable as it is. Not surprisingly, the same technique that worked earlier will also resolve this problem. Indeed, the CGLP black brane is asymptotically AdS4×V5,2AdS_{4}\times V_{5,2} and thus conformal to M1,3M^{1,3}. Consequently, the dual field theory preserves conformal invariance in the UV and, in particular, it is thus invariant under scale (dilatation) transformations. The asymptotic scale-invariance of the gravitational solution, combined with the implication of holography that physical quantities may be read off from the boundary, will lead to additional relations (first law and Smarr) which, when imposed, render the Noether charge variation integrable.

To fully exploit scale-invariance consider first the mass dimensions of the thermodynamics quantities which must be homogeneous functions of the scaling factor. Under a dilatation with scaling factor λ\lambda, the temperature TT (i.e. the inverse of the Euclidean time circle length) has mass dimension 1, i.e. TT/λT\to T/\lambda. The entropy density ss (i.e. the entropy divided by the volume of the two planar directions wiw^{i} of AdS4AdS_{4}) has mass dimension 2, ss/λ2s\to s/\lambda^{2}. Asymptotically, the magnetic contribution of the potential A(3)A_{(3)} decays as A(3)μz2/3A_{(3)}\sim\mu\,z^{2/3}, where zz is the Fefferman-Graham radial coordinate and μ\mu is the mass deformation. Therefore the mass deformation has mass dimension 2/32/3 under a dilatation. By the first law, the energy density ρ\rho must have mass dimension 3, i.e. the same dimension as the product of the temperature by the entropy (of course, this is also the mass dimension of the time-time component of the holographic stress tensor which, in a 3-dimensional holographic boundary, is 3).

The asymptotic scale-invariance of our solution has four far-reaching consequences. First we can use it to fix y+=1y_{+}=1 and then move in parameter space by changing μ\mu, since only the ratio μ^μ/T2/3\hat{\mu}\equiv\mu/T^{2/3} is scale invariant. Second, from a physical viewpoint, the mass deformation μ\mu is a parameter that we fix asymptotically, and the energy density is then computed at fixed μ\mu (and y+y_{+}). That is to say, in the microcanonical ensemble, the energy density ρ\rho should be a function only of the entropy density ss and μ\mu: ρ=ρ(s,μ)\rho=\rho(s,\mu). The homogeneous properties of these thermodynamic quantities then implies that under a scale transformation one has

ρ(λ2s,λ2/3μ)=λ3ρ(s,μ).\rho(\lambda^{2}s,\lambda^{2/3}\mu)=\lambda^{3}\rho(s,\mu)\,. (70)

A third consequence of scale-invariance is that much like the entropy density ss is the thermodynamic conjugate variable to the temperature TT, the mass deformation μ\mu must also have a thermodynamic conjugate variable - a density that we shall call the mass deformation potential ϑ\vartheta. So, the energy density is a homogeneous function of only ss and μ\mu and these have conjugate variables TT and ϑ\vartheta, respectively. Hence, we should have a first law of the form

δρ=Tδs+ϑδμ,\delta\rho=T\,\delta s+\vartheta\,\delta\mu\,, (71)

where δ\delta denotes a variation along the moduli space of solutions, in our case, δ=δy+y++δμμ\delta=\delta y_{+}\partial_{y_{+}}+\delta\mu\partial_{\mu}.262626Technically, in order to use the consequences of scale-invariance and the conserved Noether charge to find the energy, it is important that at this stage we do not use scale-invariance to fix y+=1y_{+}=1, as will become clear in the discussions after (75) and (78). The fourth and final consequence is that the scaling relation (70) and the first law (71) imply a Smarr relation. Indeed, taking a derivative of (70) with respect to λ\lambda, and then setting λ=1\lambda=1 yields the Smarr relation:

2sρs+23μρμ=3ρ(s,μ)Ts=32ρ13ϑμ,2\,s\,\frac{\partial\rho}{\partial s}+\frac{2}{3}\mu\frac{\partial\rho}{\partial\mu}=3\rho(s,\mu)\quad\Rightarrow\quad Ts=\frac{3}{2}\rho-\frac{1}{3}\vartheta\,\mu\,, (72)

where the last implication follows from the first law (71).

Using the first law (71) and the Smarr relation (72), the variation of the Noether charge (68) may be shown to be integrable. First, note that the field ansatz for the CGLP black brane - see equations (5.3) of [75] - is written in coordinates that explicitly indicate that ξ=t\xi=\partial_{t} and ξ=wi\xi=\partial_{w_{i}} (i=1,2i=1,2) are Killing vector fields (these 3 directions, parametrize the world-volume directions of the CGLP brane). We denote hypersurfaces of constant tt by Σt\Sigma_{t} and those of constant wiw_{i} by Σwi\Sigma_{w_{i}}. These are 1010-dimensional hypersurfaces. Therefore we can integrate dωt\mathrm{d}\omega_{\partial_{t}} and dωwi\mathrm{d}\omega_{\partial_{w_{i}}} over Σt\Sigma_{t} and Σwi\Sigma_{w_{i}}, respectively. For the integration over Σwi\Sigma_{w_{i}} we take t[0,Δt]t\in[0,\Delta t], while for the integration over Σt\Sigma_{t} we take the coordinates wiw_{i} to be periodic with period Δwi\Delta w_{i}. In either case, we can define SΣξyS^{y}_{\Sigma_{\xi}} to be a constant yy slice of Σξ\Sigma_{\xi} and use of Stoke’s theorem yields,

0=Σξdωξ=Sξy=0ωξSξy=1ωξSξy=0ωξ=Sξy=1ωξ.0=\int_{\Sigma_{\xi}}\mathrm{d}\omega_{\xi}=\int_{S^{y=0}_{\xi}}\omega_{\xi}-\int_{S^{y=1}_{\xi}}\omega_{\xi}\quad\Rightarrow\quad\int_{S^{y=0}_{\xi}}\omega_{\xi}=\int_{S^{y=1}_{\xi}}\omega_{\xi}\,. (73)

The right hand side of (73), i.e. at the horizon hypersurface Sty=1S^{y=1}_{\partial_{t}}, for ξ=t\xi=\partial_{t} can be evaluated inserting the Taylor expansion around the horizon of the fields {g(y),A(3)(y)}\{g(y),A_{(3)}(y)\} found in [75] into (68). We find that it is proportional to TδsT\delta s,

1Δw1Δw2Sty=1ωt=Tδs.\frac{1}{\Delta w_{1}\Delta w_{2}}\int_{S^{y=1}_{\partial_{t}}}\omega_{\partial_{t}}=T\delta s\,. (74)

It then follows from (73)-(74) and from the first law (71) that the left hand side of (73), which is evaluated at the asymptotic hypersurface Sty=0S^{y=0}_{\partial_{t}}, must be given by

1stlaw\displaystyle{\cal I}_{\rm 1st\,law}^{\infty} =\displaystyle= Tδs,with1stlaw1Δw1Δw2Sty=0ωt,\displaystyle T\delta s\,,\qquad\qquad\hbox{with}\qquad{\cal I}_{1st\,law}^{\infty}\equiv\frac{1}{\Delta w_{1}\Delta w_{2}}\int_{S^{y=0}_{\partial_{t}}}\omega_{\partial_{t}}\,, (75)
=\displaystyle= δρϑδμ,\displaystyle\delta\rho-\vartheta\,\delta\mu\,,

where the asymptotic integral δ1stlaw=δ1stlaw(y+,μ)\delta{\cal I}_{\rm 1st\,law}^{\infty}=\delta{\cal I}_{\rm 1st\,law}^{\infty}(y_{+},\mu) is a known function of the asymptotic decays (including non-leading terms) of some of the fields {g(y),A(3)(y)}\{g(y),A_{(3)}(y)\} - that we borrow from [75] - which are themselves a function of the phase space parameters (y+,μ)(y_{+},\mu). Similarly, ρ=ρ(y+,μ)\rho=\rho(y_{+},\mu) and ϑ=ϑ(y+,μ)\vartheta=\vartheta(y_{+},\mu). This relation (75) is one of two key relations that we use below.

Next, inserting their Taylor expansion of the fields {g(y),A(3)(y)}\{g(y),A_{(3)}(y)\} found in [75] around the horizon into (68), we find that the following relation holds at the horizon hypersurface (y=1y=1):

1Δw1Δw2Sty=1ωt1ΔtSwiy=1ωwi=δ(Ts).\frac{1}{\Delta w_{1}\Delta w_{2}}\int_{S^{y=1}_{\partial_{t}}}\omega_{\partial_{t}}-\frac{1}{\Delta t}\int_{S^{y=1}_{\partial_{w_{i}}}}\omega_{\partial_{w_{i}}}=\delta(Ts)\,. (76)

But (73) requires that the same integral difference also holds when evaluated at the asymptotic hypersurface Sξy=0S^{y=0}_{\xi}:

1Δw1Δw2Sty=0ωt1ΔtSwiy=0ωwi\displaystyle\frac{1}{\Delta w_{1}\Delta w_{2}}\int_{S^{y=0}_{\partial_{t}}}\omega_{\partial_{t}}-\frac{1}{\Delta t}\int_{S^{y=0}_{\partial_{w_{i}}}}\omega_{\partial_{w_{i}}} =\displaystyle= 1Δw1Δw2Sty=1ωt1ΔtSwiy=1ωwi\displaystyle\frac{1}{\Delta w_{1}\Delta w_{2}}\int_{S^{y=1}_{\partial_{t}}}\omega_{\partial_{t}}-\frac{1}{\Delta t}\int_{S^{y=1}_{\partial_{w_{i}}}}\omega_{\partial_{w_{i}}} (77)
=\displaystyle= δ(Ts),\displaystyle\delta(Ts)\,,

which implies, via the Smarr relation (72), that

δSmarr=δ(32ρ13ϑμ),withδSmarr1Δw1Δw2Sty=0ωt1ΔtSwiy=0ωwi.\delta{\cal I}_{\rm Smarr}^{\infty}=\delta\left(\frac{3}{2}\rho-\frac{1}{3}\vartheta\,\mu\right),\qquad\hbox{with}\qquad\delta{\cal I}_{\rm Smarr}^{\infty}\equiv\frac{1}{\Delta w_{1}\Delta w_{2}}\int_{S^{y=0}_{\partial_{t}}}\omega_{\partial_{t}}-\frac{1}{\Delta t}\int_{S^{y=0}_{\partial_{w_{i}}}}\omega_{\partial_{w_{i}}}\,. (78)

Again, δSmarr(y+,μ)\delta{\cal I}_{\rm Smarr}^{\infty}(y_{+},\mu) is a known function of the asymptotic decays (including non-leading terms) of some of the fields {g(y),A(3)(y)}\{g(y),A_{(3)}(y)\} [75] which are themselves a function of (y+,μ)(y_{+},\mu). Equation (45) is a second fundamental relation we use below.

With the first law and Smarr relations (75) and (78) (originated from the asymptotic scale invariance of our system), we can now compute the energy density ρ(y+,μ)\rho(y_{+},\mu) and mass deformation conjugate potential ϑ(y+,μ)\vartheta(y_{+},\mu) of the CGLP black brane from the asymptotic decay of the fields {g(y),A(3)(y)}\{g(y),A_{(3)}(y)\} (i.e. qj(y)q_{j}(y) with j{1,,9}j\in\{1,\dotsc,9\}) determined in [75]. For this, we follow mutatis mutandis the procedure detailed in (46)-(50) but this time using the first law and Smarr relations (71)-(78) of the CGLP system (see footnote 25). Summarizing this procedure, we consider a general variation in the moduli space spanned by (y+,μ)(y_{+},\mu). Equation (75) has two contributions, one for each of the variations dy+\mathrm{d}y_{+} and dμ\mathrm{d}\mu, that must vanish independently. From these two conditions one gets

{y+ρ=y+δ1stlaw,μρ=μδ1stlaw+ϑ.\left\{\begin{array}[]{ll}\partial_{y_{+}}\rho=\partial_{y_{+}}\delta{\cal I}_{\rm 1st\,law}^{\infty},&\\ \partial_{\mu}\rho=\partial_{\mu}\delta{\cal I}_{\rm 1st\,law}^{\infty}+\vartheta\,.&\end{array}\right. (79)

that we replace into (78). Again this yields two contributions (for dy+\mathrm{d}y_{+} and dμ\mathrm{d}\mu) that must vanish independently. These give two coupled non-homogeneous first order PDEs for ϑ(y+,μ)\vartheta(y_{+},\mu):

{μy+ϑ=92y+δ1stlaw3y+δSmarr,μμϑ72ϑ=92μδ1stlaw3μδSmarr.\left\{\begin{array}[]{ll}\mu\,\partial_{y_{+}}\vartheta=\frac{9}{2}\,\partial_{y_{+}}\delta{\cal I}_{\rm 1st\,law}^{\infty}-3\partial_{y_{+}}\delta{\cal I}_{\rm Smarr}^{\infty},&\\ \mu\,\partial_{\mu}\,\vartheta-\frac{7}{2}\,\vartheta=\frac{9}{2}\,\partial_{\mu}\delta{\cal I}_{\rm 1st\,law}^{\infty}-3\partial_{\mu}\delta{\cal I}^{\infty}_{\rm Smarr}\,.&\end{array}\right. (80)

which are sourced by δ1stlaw(y+,μ)\delta{\cal I}_{\rm 1st\,law}^{\infty}(y_{+},\mu) and δSmarr(y+,μ)\delta{\cal I}^{\infty}_{\rm Smarr}(y_{+},\mu) that are the known asymptotic integrals (75) and (78), respectively. We can now solve (80) to find the mass deformation potential ϑ(y+,μ)\vartheta(y_{+},\mu) (see comments below Eq. (49)) and then insert this solution into the decoupled non-homogeneous first order equations (79) to find the energy density ρ(y+,μ)\rho(y_{+},\mu). Because their equations are sourced by δ1stlaw(y+,μ)\delta{\cal I}_{\rm 1st\,law}^{\infty}(y_{+},\mu) and δSmarr(y+,μ)\delta{\cal I}_{\rm Smarr}(y_{+},\mu), ϑ(y+,μ)\vartheta(y_{+},\mu) and ρ(y+,μ)\rho(y_{+},\mu) are a function of the asymptotic decay of the fields q1(y)q_{1}(y) and q7(y)q_{7}(y) determined in [75] (q1q_{1} is proportional to the gttg_{tt} component of the metric and q7q_{7} is proportional to one of the components of the 33-form A(3)A_{(3)}), namely:

ϑ=N3/24374π6[12πC1μ7/25y+5/3q^7′′(0)],\displaystyle\vartheta=\frac{N^{3/2}}{4374\pi^{6}}\left[12\pi C_{1}\mu^{7/2}-5y_{+}^{5/3}\hat{q}_{7}^{\prime\prime}(0)\right], (81a)
ρ=N3/2419904π6[ρ0+256πC1μ9/2192μy+5/3q7′′(0)729y+3(3q1′′(0)4)].\displaystyle\rho=\frac{N^{3/2}}{419904\pi^{6}}\left[\rho_{0}+256\pi C_{1}\mu^{9/2}-192\mu y_{+}^{5/3}q_{7}^{\prime\prime}(0)-729y_{+}^{3}\left(3q_{1}^{\prime\prime}(0)-4\right)\right]. (81b)

The arbitrary integration constants ρ0,C1\rho_{0},C_{1} can be fixed by applying these relations to the CGLP solution, and requiring that its energy density vanishes (because CGLP is a supersymmetric solution). This fixes ρ0=0\rho_{0}=0 and C1=0C_{1}=0 272727For an alternative route to determine the integration constants, consider for a moment that the CGLP solution was not available. Even in these conditions, we could still argue that C1C_{1} should vanish since it is natural to expect that the energy should be an analytic function of μ\mu. This argument is supported by the fact that we can set a perturbation theory around the Schwarzschild brane with μ=0\mu=0, whereby the magnetic G(4)G_{(4)}-flux fields only contain odd powers of μ\mu, and the remaining functions only have even powers of μ\mu: we ask the reader to see section 4 of [75] for details of this perturbative expansion..

It is worthwhile to summarize the path that led to the unambiguous definition of energy density and mass deformation conjugate potential (81). Using the canonical energy formalism of Wald and collaborators, we first derived the variation for the conserved Noether charge (68). This expression was not integrable and it looked like that we could not define an energy density for our CGLP black brane. However, a key observation is that this particular solution is dual to a conformal field theory with a conformal UV fixed-point. As a result, the gravitational and field theory conserved charges agree, and both transform covariantly under the dilatation operator. Specifically, the energy and chemical potential obey a simple scaling law, which we used to derive a first law (71) and a Smarr relation for the system (72). These two thermodynamic relations then imply (via (75) and (78)) that the Noether charge variation is integrable, which allowed us to finally write the energy density ρ\rho and mass deformation conjugate potential ϑ\vartheta in terms of the known asymptotic decay of the fields that describe the solution.

4 Conclusions

Developing the notion, or the most appropriate and general notion, of mass and conserved charges in general relativity (including all its possible cosmological backgrounds) and associated formalisms to compute them has not been a straightforward path (as briefly reviewed in our introduction). Thus, it comes with no surprise that this task is even less trivial once we consider extensions of general relativity to include supergravity fields. Indeed, more often than not, finding the conserved thermodynamic quantities of supergravity solutions is a non-trivial task. In particular, when these are type IIB or eleven dimensional supergravities. Yet, these are the gauge invariant quantities of preference (not to say unique) to describe the solutions of the theory and to discuss preferred thermal phases of the phase diagram of solutions in a given thermodynamic ensemble. Sometimes, the particular solution at hand has a known dimensional reduction to a solution of a lower dimensional supergravity theory where one can use holographic renormalization, including Kaluza-Klein holographic renormalization, to compute the desired thermodynamic quantities [36, 37, 38, 39, 40, 41, 42, 43, 44, 45, 46, 47, 48, 45]. But this is definitely not always the case. Even if it is the case, Kaluza-Klein holographic renormalization is not (at least yet) fully developed to compute the thermodynamics of solutions where all type II supergravity or 11-dimensional SUGRA fields are turned on.

Fortunately, when one does not have the appropriate dimensional reduction and holographic renormalization tools, and we need to compute the thermodynamic quantities of a solution of the full blasted type II supergravity or 11-dimensional supergravity, one can resort to the covariant Noether charge formalism of Wald and collaborators [54, 55, 56, 20, 48] and its cohomological formalism extension [64, 65, 66, 67, 68, 69, 9]. In this context, two of our main results are given by (2.1), for IIB SUGRA, and (68), for 11D SUGRA. These equations give the universal expression for the variation (in the moduli or parameter space) of the conserved Noether charge associated to a Killing vector field ξ\xi (when ξ\xi is independent of the moduli) in general IIB or 11D supergravity backgrounds, respectively.

But even these covariant Noether charge and cohomological formalisms have a known limitation. Indeed, the covariant Noether charge formalism and its cohomological extension can certainly determine the variation of a Noether charge along the moduli space of parameters that parametrize the phase space of a given family of solutions. When the solution at hand is a 1-parameter solution, we can certainly integrate this Noether variation to get the associated conserved Noether charge. This is e.g. illustrated in our IIB supergravity example of section 2.2 where one computes the energy of the asymptotically AdS×5S5{}_{5}\times S^{5} lumpy [77] and localized [78] black holes of type IIB supergravity and finds that it matches the energy originally computed in [77, 78] using Kaluza-Klein holographic renormalization.

But when the solutions at hand are parametrized by 2 or more parameters, integrability of the Noether charge variation cannot be taken as granted. There are many examples, where a system in these conditions is still integrable (most notably in the Kerr solution of general relativity). But there is also at least one know example [69] where it was declared that the Noether charge variation is not integrable and thus considered that the energy of this system is simply not defined.

In the present article, we observe that even when a multi-parameter solution is not manifestly integrable we can use asymptotic scale invariance to help us define certain asymptotic charges. Indeed, we have shown that when the system has asymptotic scale invariance we can still integrate the Noether charge variation to get the energy (density) of the system and other thermodynamic variables. This is because scale invariance implies that we can define a first law of thermodynamics and a Smarr relation. Altogether, these two extra conditions guarantee that we can integrate the Noether charge variation. We have explicitly demonstrated this is the case with two non-trivial examples of type IIB and 11-dimensional supergravity, namely: the Polchinski-Strassler black brane of [74] and the Cvetič-Gibbons-Lü-Pope (CGLP) black brane of [75].

The main results of our article are encapsulated in two rather compact expressions for the Noether charges of type IIB and 11-dimensional supergravities, which we can associate with solutions possessing exact Killing vectors ξ\xi. These Killing vectors typically represent time, translational or rotational isometries of the solution in question. For type IIB we found

ωξIIB=k(mkQ~ξdmk)ιξθ(g,δg)ιξθ(B,B¯,δB,δB¯)ιξθ(A(2),A¯(2),δA(2),δA¯(2))ιξθ(C(4),δC(4)),\omega^{\mathrm{IIB}}_{\xi}=\sum_{k}\left(\partial_{m_{k}}\!\widetilde{Q}_{\xi}\,\mathrm{d}m_{k}\right)\\ -\operatorname{\iota}_{\xi}\theta(g,\delta g)-\operatorname{\iota}_{\xi}\theta\left(B,\bar{B},\delta B,\delta\bar{B}\right)-\operatorname{\iota}_{\xi}\theta\left(A_{(2)},\bar{A}_{(2)},\delta A_{(2)},\delta\bar{A}_{(2)}\right)-\operatorname{\iota}_{\xi}\theta\left(C_{(4)},\delta C_{(4)}\right), (82)

with Q~ξ\widetilde{Q}_{\xi} given in (26) and the several boundary terms θ(ϕi,δϕi)\theta(\phi_{i},\delta\phi_{i}) given by Eqs. (8)-(14), while for 11-dimensional supergravity we obtained

ωξ11D=k(mkQ~ξdmk)ιξθ(g,δg)ιξθ(A(3),δA(3)),\omega^{\mathrm{11D}}_{\xi}=\sum_{k}\left(\partial_{m_{k}}\!\widetilde{Q}_{\xi}\,\mathrm{d}m_{k}\right)-\operatorname{\iota}_{\xi}\theta(g,\delta g)-\operatorname{\iota}_{\xi}\theta\left(A_{(3)},\delta A_{(3)}\right)\,,

with Q~ξ\widetilde{Q}_{\xi} given in (67) and the boundary terms θ(ϕi,δϕi)\theta(\phi_{i},\delta\phi_{i}) given by (56) and (58). Knowledge of the 8-form ωξIIB\omega^{\mathrm{IIB}}_{\xi} or 9-form ωξ11D\omega^{\mathrm{11D}}_{\xi}, together with asymptotic scale invariance, allowed us to determine the corresponding asymptotic charges in type IIB and 11-dimensional supergravity, respectively.

It is important to highlight that these three examples have in common the fact that they are solutions of IIB or 11D supergravity with all the possible supergravity fields switched on. Also important, they all have a holographic description, and asymptotic scale-invariance is a common property for gravitational solutions in the context of the gauge/gravity correspondence. Indeed, all three spacetimes are asymptotically a direct product spacetime AdSp×XnAdS_{p}\times X^{n} where XnX^{n} is a compact manifold. And this immediately invites the use of holographic renormalization techniques to compute the thermodynamic quantities. But in some of the cases, the holographic understanding that we have of the system is not yet sufficiently developed to be able to compute the energy and other thermodynamic quantities of the system. In particular, the powerful Kaluza-Klein holographic renormalization formalism is not yet developed to consider any system that has all supergravity fields non-vanishing. When this is the case, the use of the covariant Noether charge formalism combined with the first law and Smarr relations - that follow from the underlying asymptotic scale-invariance of the system - is then a fundamental tool to compute the energy density and thermodynamic potentials. Of course, it would be interesting to use our systems as a testbed to develop the Kaluza-Klein holographic renormalization formalism further up to the point where it can also compute the thermodynamics of the solutions of [75, 76]. The direct holographic renormalization computation would have the added value of also identifying the expectation values of the several operators of the system (not only the conserved charges and thermodynamic potentials).

Acknowledgements

We wish to thank Benjamin E. Niehoff for collaboration in the early stage of this project, and Iosif Bena and Benjamin E. Niehoff for our collaborations in the partner projects [74, 75]. We also thank Kostas Skenderis for useful discussions. O. J. D. and G. S. H. acknowledge financial support from the STFC Ernest Rutherford grants ST/K005391/1 and ST/M004147/1 and from the STFC “Particle Physics Grants Panel (PPGP) 2016” Grant No. ST/P000711/1. J. E. S. is supported in part by STFC grants PHY-1504541 and ST/P000681/1. J. E. S. also acknowledges support from a J. Robert Oppenheimer Visiting Professorship.

Appendix A Useful Differential Form Relations

For reference, here we include some useful definitions and identities for differential forms in a spacetime of dimension dd (and a single timelike direction). We will denote the Levi-Civita tensor as εa1ad\varepsilon_{a_{1}\cdots a_{d}}, with orientation ε123d1\varepsilon_{123\cdots d}\equiv 1. In the following, P(p),A(p),B(p)P_{(p)},A_{(p)},B_{(p)} are pp-forms, and Q(q)Q_{(q)} is a qq-form.

P(p)=1(dp)!(P(p))a1adpdxa1dxadp,\displaystyle\star P_{(p)}=\frac{1}{(d-p)!}\left(\star P_{(p)}\right)_{a_{1}\cdots a_{d-p}}\mathrm{d}x^{a_{1}}\wedge\cdots\wedge\mathrm{d}x^{a_{d-p}}\,, (83a)
with(P(p))a1adp=1p!εa1adpb1bpPb1bp,\displaystyle\quad\hbox{with}\quad\left(\star P_{(p)}\right)_{a_{1}\cdots a_{d-p}}=\frac{1}{p!}\varepsilon_{a_{1}\cdots a_{d-p}}^{\phantom{a_{1}\cdots a_{d-p}}b_{1}\cdots b_{p}}P_{b_{1}\cdots b_{p}}\,,
P(p)Q(q)=1(p+q)!(P(p)Q(q))a1ap+qdxa1dxap+q,\displaystyle P_{(p)}\wedge Q_{(q)}=\frac{1}{(p+q)!}\left(P_{(p)}\wedge Q_{(q)}\right)_{a_{1}\cdots a_{p+q}}\mathrm{d}x^{a_{1}}\wedge\cdots\wedge\mathrm{d}x^{a_{p+q}}\,, (83b)
with(P(p)Q(q))a1ap+q=(p+q)!p!q!P[a1apQap+1ap+q],\displaystyle\quad\hbox{with}\quad\left(P_{(p)}\wedge Q_{(q)}\right)_{a_{1}\cdots a_{p+q}}=\frac{(p+q)!}{p!q!}P_{[a_{1}\cdots a_{p}}Q_{a_{p+1}\cdots a_{p+q}]}\,,
P(p)Q(q)=(1)pqQ(q)P(p),P_{(p)}\wedge Q_{(q)}=(-1)^{pq}Q_{(q)}\wedge P_{(p)}\,, (83c)
A(p)B(p)=(1)pA(p)B(p),A_{(p)}\wedge\star B_{(p)}=(-1)^{p}\star A_{(p)}\wedge B_{(p)}\,, (83d)
d(P(p)Q(q))=dP(p)Q(q)+(1)pP(p)dQ(q)(Graded Leibnitz rule),\mathrm{d}\left(P_{(p)}\wedge Q_{(q)}\right)=\mathrm{d}P_{(p)}\wedge Q_{(q)}+(-1)^{p}P_{(p)}\wedge\mathrm{d}Q_{(q)}\quad(\hbox{Graded Leibnitz rule})\,, (83e)
ιξP(p)=1(p1)!(ιξP(p))a1ap1dxa1dxap1,\displaystyle\operatorname{\iota}_{\xi}P_{(p)}=\frac{1}{(p-1)!}(\operatorname{\iota}_{\xi}P_{(p)})_{a_{1}\cdots a_{p-1}}\mathrm{d}x^{a_{1}}\wedge\cdots\wedge\mathrm{d}x^{a_{p-1}}\,, (83f)
with(ιξP(p))a1ap1=ξcPca1ap1,\displaystyle\quad\hbox{with}\quad(\operatorname{\iota}_{\xi}P_{(p)})_{a_{1}\cdots a_{p-1}}=\xi^{c}P_{ca_{1}\cdots a_{p-1}}\,,
ιξ(P(p)Q(q))=(ιξP(p))Q(q)+(1)pP(p)ιξQ(q),\operatorname{\iota}_{\xi}(P_{(p)}\wedge Q_{(q)})=(\operatorname{\iota}_{\xi}P_{(p)})\wedge Q_{(q)}+(-1)^{p}P_{(p)}\wedge\operatorname{\iota}_{\xi}Q_{(q)}\,,
(Aac1cp1Bbc1cp1ξadxb)=(1)p1(p1)!B(p)ιξA(p),\star\left(A_{a}^{\phantom{b}c_{1}\cdots c_{p-1}}B_{bc_{1}\cdots c_{p-1}}\xi^{a}\mathrm{d}x^{b}\right)=(-1)^{p-1}(p-1)!\star B_{(p)}\wedge\operatorname{\iota}_{\xi}A_{(p)}\,, (83g)
(Aa1apBa1apξbdxb)=(1)pp!ιξ(A(p)B(p)).\star\left(A_{a_{1}\cdots a_{p}}B^{a_{1}\cdots a_{p}}\xi_{b}\mathrm{d}x^{b}\right)=(-1)^{p}p!\operatorname{\iota}_{\xi}\left(\star A_{(p)}\wedge B_{(p)}\right)\,. (83h)

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