Dynamics of vesicles in large amplitude oscillatory extensional flow
Abstract
Although the behavior of fluid-filled vesicles in steady flows has been extensively studied, far less is understood regarding the shape dynamics of vesicles in time-dependent oscillatory flows. Here, we investigate the nonlinear dynamics of vesicles in large amplitude oscillatory extensional (LAOE) flows using both experiments and boundary integral (BI) simulations. Our results characterize the transient membrane deformations, dynamical regimes, and stress response of vesicles in LAOE in terms of reduced volume (vesicle asphericity), capillary number (, dimensionless flow strength), and Deborah number (, dimensionless flow frequency). Results from single vesicle experiments are found to be in good agreement with BI simulations across a wide range of parameters. Our results reveal three distinct dynamical regimes based on vesicle deformation: pulsating, reorienting, and symmetrical regimes. We construct phase diagrams characterizing the transition of vesicle shapes between pulsating, reorienting, and symmetrical regimes within the two- dimensional Pipkin space defined by and . Contrary to observations on clean Newtonian droplets, vesicles do not reach a maximum length twice per strain rate cycle in the reorienting and pulsating regimes. The distinct dynamics observed in each regime result from a competition between the flow frequency, flow time scale, and membrane deformation timescale. By calculating the particle stresslet, we quantify the nonlinear relationship between average vesicle stress and strain rate. Additionally, we present results on tubular vesicles that undergo shape transformation over several strain cycles. Broadly, our work provides new information regarding the transient dynamics of vesicles in time-dependent flows that directly informs bulk suspension rheology.
I Introduction
In recent years, fluid-filled vesicles have been used in a wide array of technological applications ranging from food products to bioinspired microreactors, and reagent delivery applications in functional materials [18]. Moreover, giant vesicles are widely regarded as a model membrane system in various biophysical and biochemical processes [13, 6]. In these applications, precise characterization of the membrane shape dynamics in response to a fluid flow is of fundamental importance. Despite the increasing prevalence of vesicles in biophysics and materials science, we lack a complete understanding of how time-dependent flows influence the membrane shape dynamics and overall rheological response of vesicle suspensions [51, 1]. Lipid vesicles consist of a small amount of fluid enclosed by a bilayer membrane of thickness 5 nm. This molecularly thin membrane enables intriguing morphological dynamics for vesicles, including complex conformations in linear flows [11, 26, 9, 35], non-linear stretching behavior, and heterogeneous relaxation following deformation [56, 53, 27].
Recent advances in experiments, computations, and theory have largely focused on vesicle dynamics in steady shear flows [11, 23, 24, 22, 55]. These studies have revealed three different dynamical regimes: tumbling, trembling, and tank-treading. Relevant research in shear flow includes investigation of the hydrodynamic lift of a single vesicle near a wall [8, 40, 55], pair interactions between two vesicles [22, 49], the amplification of thermal fluctuations in the transition regime between tumbling and tank treading [54, 31, 2], and characterization of tank-treading, vacillating-breathing (trembling), and tumbling motion with increasing viscosity ratio between the interior and the exterior of the vesicle [36, 50, 11]. Knowledge of single vesicle dynamics has been essential for interpreting the bulk rheological response for dilute vesicle suspensions. For instance, it is now known that the tank-treading to tumbling behavior of vesicles directly affects the bulk viscosity of the suspension, where tumbling results in a higher bulk viscosity with the minimum bulk viscosity occurring at the tank-treading to tumbling transition [51].
Compared to the vast body of experiments in shear flows, vesicle dynamics in hyperbolic flows even for the canonical case of steady elongational flow are more challenging to understand. In extensional flow, fluid elements separate exponentially in time [30], and it is generally not possible to observe a single vesicle in flow for long periods of time in the absence of feedback controllers. Automation in flow control techniques using sophisticated feedback algorithms has recently enabled the precise characterization of vesicle dynamics in elongational flows [46, 45, 28, 29, 47]. In a steady extensional flow, it is known that highly deflated tubular vesicles undergo a conformation change to a symmetric dumbbell shape [21, 37, 38, 26] while moderately deflated vesicles transition to an asymmetric dumbbell shape [9, 26]. Precise control over the center-of-mass position of single vesicles led to detailed studies of the transient and steady-state stretching dynamics of membranes [26], and direct observation of the double-mode relaxation following high deformation [27]. Prior work in unsteady flows has been limited to a one-time reversal of elongational flow and reported membrane wrinkling shapes for quasi-spherical vesicles [20].
Extensional flows are commonly encountered in microfluidic devices that utilise contractions or expansions, porous media, and other complex channel geometries. Moreover, in vivo capillaries and complex microfluidic devices that have many bifurcations and sharp directional changes routinely encounter time-dependent pulsatile flows. The biomedical community has created several biomimetic capillary designs that contain several rows of bifurcations and contractions with small angle zigzags in between, resulting in improved flow control and lower fluid flow resistance [15, 34]. In general, elastic particles traversing through these fluidic systems experience spatially dependent external flows and will not reach a steady-state conformation. From this view, there is a need for comprehensive studies on how microscopic stretching and compression of vesicles in complex, time-dependent oscillatory flows will affect their shape and bulk rheology.
Recently, the shape dynamics of elastic capsules were studied numerically in large amplitude oscillatory extensional (LAOE) flow [7]. However, the non-equilibrium stretching and compression dynamics of lipid vesicles in LAOE flows is largely unexplored. Vesicle dynamics are strongly governed by membrane bending elasticity; therefore, we anticipate that vesicles will exhibit qualitatively different behavior than capsules in time-dependent extensional flow. In this paper, we study the dynamics of single vesicles in LAOE using a combination of microfluidic experiments and boundary integral (BI) simulations. LAOE experiments are performed using the Stokes trap [46, 45, 28, 29], which is a new method for controlling the center-of-mass position, orientation and trajectories of freely suspended single and multiple vesicles using only fluid flow. We find that single vesicles experience periodic cycles of compression and extension in LAOE with membrane dynamics governed by the dimensionless flow strength Capillary number (Ca), reduced volume (measure of vesicle asphericity, ) and flow frequency Deborah number (De). Experimental results are compared to BI simulations without thermal fluctuations, and our results show that BI simulations accurately capture the dynamics of single quasi-spherical vesicles over a wide range of parameters. In addition, we identify three distinct dynamical regimes for vesicle dynamics, including the pulsating, reorienting, and symmetrical regimes, based on the amount of deformation occurring in each half cycle of the LAOE flow. The qualitatively different dynamics observed in each regime results due to a competition between the flow frequency, flow time scale, and membrane deformation timescale. We further construct precise phase diagrams characterizing the transition of vesicle shapes between pulsating, reorienting, symmetrical regimes. We find that the relationship between average vesicle stress and strain rate is nonlinear, which is discussed in the context of bulk suspension rheology. Finally, we present results on the shape dynamics of long tubular vesicles in LAOE which exhibit markedly different behavior in flow compared to their quasi-spherical analogues. Taken together, our results provide new insights into the direct observation of membrane dynamics during time-dependent oscillatory flows, which opens new avenues for understanding bulk suspension rheology in unsteady flows.
II Methods
II.1 Vesicle preparation

A mixture of 1,2-dioleoyl-sn-glycero-3-phosphocholine (DOPC, Avanti Polar Lipids) and 0.12 mol% of 1,2-dioleoyl-sn-glycero-3-phosphoethanolamine-N-(lissamine rhodamine B sulfonyl) (DOPE-Rh, Avanti Polar Lipids) is used to generate giant unilamellar vesicles (GUVs) with the electroformation process described by Angelova et al. [3]. For electroformation of GUVs, a stock lipid solution in chloroform is prepared with 25 mg/mL DOPC and 0.04 mg/mL DOPE-Rh for fluorescent imaging. Next, 10 L of the lipid solution in chloroform is spread on a conductive indium tin oxide (ITO) coated glass slide (resistance 5 , 251.1 mm, Delta Technologies) and dried under vacuum overnight. The pair of ITO slides are sandwiched together using a 1.5 mm Teflon spacer, forming a chamber with a volume of 2.4 mL and coupled to a function generator (Agilent 33220 A). The electroformation chamber is filled with a mixture of 100 mM sucrose solution (Sigma-Aldrich), and glycerol-water is added to achieve a total viscosity of 0.030 Pa-s measured using a benchtop viscometer (Brookfield) at 22∘C. An alternating current (AC) electric field of 2 V/mm is then applied at 10 Hz for 120 min at room temperature (22∘C). Under these conditions, DOPC lipid remains in the fluid phase [23]. Most of the vesicles prepared by this method are quasi-spherical and unilamellar with few defects in the size range of 5–25 in radius.
II.2 Stokes trap for large amplitude oscillatory extension
It is challenging to observe vesicle dynamics in time-dependent extensional flow for long periods of time while simultaneously imposing precisely controlled flow rates. To achieve this, we used the Stokes trap [46, 28] to precisely position the center-of-mass of single vesicles near the center of a cross-slot microfluidic device for long times using model predictive control (Fig. 1a). Briefly, the centroid of a single vesicle is determined in real-time using image processing and fluorescence microscopy and is communicated to the controller. The controller determines the optimal flow rates through four-channels of the device to maintain a fixed vesicle position with desired strain rate. The flow rates are then applied through four independent pressure regulators (Elveflow). During this process, the device operates at a net positive pressure so that each of the four ports can act as inlet or outlet. This whole procedure requires 30 ms in a single cycle, as previously described [46, 58, 57]. In this work, a sinusoidal strain rate input is imposed (Fig. 1b) while simultaneously trapping a single vesicle such that:
where is the period of the sinusoidal cycle and is the maximum strain rate in one cycle. During the first half-cycle for , the x-axis is the compressional axis and y-axis is the elongational axis (), and the fluid is delivered from the two horizontal inlets of the microfluidic device by the pressure regulators (Fig. 1b). During the second half-cycle for , the direction of flow reverses, and fluid is delivered by the two vertical ports in the cross-slot device as shown in Fig. 1b. We note that during vesicle trapping, the correctional pressure required for controlling the vesicle’s position is small compared to the magnitude of the base pressure used to generate the oscillatory extensional flow [46]. Thus, the strain rate is well defined during the LAOE cycle, which is determined as a function of the input pressure using particle tracking velocimetry (PTV) as previously described [26]. We also determined the characteristic response time for actuating fluid flow in the microfluidic device in response to a step change in pressure. For an extreme change in pressure from 0 to 4 psi (strain rate jump from 0 to 30 ), the rise time and settling time are 20 ms and 300 ms respectively(Fig. S1). However, the maximum value of pressure used in our experiments is 0.4 psi, which is continuously varied with small incremental changes during the LAOE cycle, for which we generally expect much smaller characteristic response times. Nevertheless, the lowest cycle time in our experiments is 2 seconds which is much larger than the maximum characteristic response time for actuating flow in the device corresponding to a step input pressure.
For all experiments, single vesicles are first trapped and imaged for 10–30 s under zero flow conditions to allow for equilibration, followed by LAOE flow for at least 2 strain rate cycles. During the equilibration step, the vesicle reduced volume and equivalent radius are determined, as previously described [9, 26]. Reduced volume is a dimensionless quantity that measures the amount of osmotic deflation, and is described as:
(1) |
where and are the vesicle volume and surface area, respectively. The equivalent radius of the vesicle is obtained as . Specifically, is a measure of vesicle asphericity such that represents a perfectly spherical shape. For the experiments in this paper, the typical range of reduced volume is .
The maximum strain rate experienced by a vesicle in a half-cycle is non-dimensionalized to define a capillary number where is the suspending medium viscosity, is the equivalent vesicle radius, and is the membrane bending modulus. Prior to vesicle experiments in LAOE flow, we determined the average bending modulus of nearly spherical vesicles to be using contour fluctuation spectroscopy [26]. Similarly, the cycle period is rendered dimensionless by the bending time scale to define the Deborah number . Single vesicle experiments are generally performed in the range and by adjusting the input pressures and strain rate cycle periods. Only vesicles near the center plane of the microchannel (with respect to the z-direction) are considered during experiments. Single vesicle trajectories are analyzed using a custom MATLAB program that allows for determination of the vesicle deformation parameter in flow.
II.3 Numerical methods
II.3.1 Governing equations and non-dimensionalization
The system is modeled as a droplet surrounded by a two-dimensional incompressible membrane with a bending resistance. At the length scale of a GUV ( 10 m) with a strain rate at 1 the Reynolds number is , allowing us to model the inner and outer velocity fields using the Stokes equations. Due to the nature of the time-dependent flow, it is also important to check the Womersley number to assess whether the time-dependent Stokes equations are required. At a flow frequency of = 10 , the Womersley number is = . In this work, the flow frequencies are 10 , therefore the time-dependent Stokes equations are not necessary. The Stokes equations are:
(2) |
where is fluid velocity, is the pressure, and is the fluid viscosity ( for the inner fluid and for the outer fluid). The system is subject to continuity of velocity across the interface and a traction balance across the phospholipid bilayer. The short timescales and low deformation rates used in previous studies makes membrane dilatation negligible [42, 17]. Vesicles are also known to have negligible shear rigidity as they do not have a cytoskeletal network or an actin cortex. We therefore use the Helfrich model [16] for the membrane:
(3) |
In Eq. 3, represents the elastic energy of the vesicle membrane, is the membrane bending modulus, is the mean curvature, and is the surface tension. The surface tension is a spatially varying Lagrange multiplier that ensures local area conservation. The surface tension enforces on the interface, where . We note that the original Helfrich model includes spontaneous curvature, a parameter to describe a membrane’s curvature preference when the sides of the bilayer are chemically different. Although biological vesicles may have multiple lipid components or chemical differences between the inner and outer fluids [14, 12, 5], our experiments focus on simple vesicles with only a viscosity difference between the inner and outer fluids, prompting a negligible spontaneous curvature. We further neglect contributions from thermal fluctuations, membrane viscosity, and bilayer friction [44, 39].
The force balance at the membrane surface is:
(4) | |||
(5) | |||
(6) |
where is the jump in viscous traction across the interface which can be decomposed to the bending () and tension () contributions, is the outward-pointing unit normal vector, and is the Gaussian curvature of the interface. The mean curvature is defined to be one for the unit sphere.
The vesicle is placed in a time-dependent extensional flow field described by and defined as:
where is the frequency of the oscillatory flow and is the maximum strain rate.
The membrane area () is maintained constant by the incompressibility constraint while the low permeability of the membrane allows us to assume that the volume () of the vesicle is constant during the timescale of experiments (minutes). Therefore, we non-dimensionalize distances by the equivalent radius , time scales by , velocities by , stresses by , and surface tensions by . We obtain four relevant dimensionless groups from the non-dimensionalization:
These parameters were previously described in Section II.2 and are elaborated upon here. The base capillary number compares the viscous stress to the bending stress and corresponds to the non-dimensionalized, maximum extension rate experienced by the vesicle during the flow cycle. is the flow frequency non-dimensionalized by the bending timescale. When , the fluid flow will have a short cycle time compared to the membrane’s bending time. The viscosity ratio () is the ratio of inner and outer fluid viscosities. Cellular systems such as red blood cells (RBCs) commonly have a more viscous inner fluid, and this parameter can be tuned to more closely model the system of choice. The reduced volume () is a measure of the asphericity of the vesicle, corresponding to its osmotic deflation. For example, a reduced volume of corresponds to a perfectly spherical vesicle shape, while a value of would be highly deflated. One can experimentally alter the reduced volume of a vesicle by introducing an osmotic pressure difference between the inner and outer membranes, for example by adding sucrose to the outer fluid.
Applying this non-dimensionalization, the external velocity gradient becomes:
(7) |
where all parameters are assumed to be non-dimensional from this point forward.
II.3.2 Boundary integral formulation
The Stokes flow assumption enables the use of the boundary integral (Green’s function) formulation to simulate vesicle shape dynamics. The Stokes equations are recast into a boundary integral form:
(8) |
where is the external velocity field, is the singularity point, and is the jump in viscous traction across the interface, given in Eq. 6. The kernels and are the Stokeslet (point force) and stresslet (point dipole) solutions to Stokes flow:
(9) |
(10) |
where and . Repeated indices are assumed to be summed in the above equations. These equations are also subject to the membrane incompressibility constraint:
(11) |
Implementation details for the simulations are similar to prior work [35]. Here, we highlight a few key differences. In this paper, we start with an icosahedron and subdivide the mesh into 1024 elements for a quasi-spherical vesicle; 5024 elements for the tubular vesicles. We then use a scaling transformation to deform the mesh into a prolate spheroid with the desired reduced volume , followed by relaxing the mesh to its equilibrium (no flow) configuration. In this way, the vesicle has a prolate spheroid-like shape at the start of any cycle. It is possible to start with an oblate spheroid or any arbitrary ellipsoid-like shape, but it has been shown that the global minimum energy state for a vesicle with reduced volume greater than 0.652 is of the prolate shape family[44]. Choosing an alternative starting shape does not affect the steady limit cycle behavior. Vesicle dynamics are simulated in oscillatory flow with a timestep of strain units.
The majority of the analysis in this study is focused on vesicle behavior that has reached a steady limit cycle in time-dependent flow, such that the dynamics are the same regardless of the number of additional strain rate cycles. The startup dynamics have been simulated but are not elaborated on in this paper. We simulate vesicles of reduced volumes between and viscosity ratios , and for flows with capillary numbers and Deborah numbers . Significantly higher capillary numbers () become numerically intractable as the timestep needed for convergence in our implementation becomes prohibitively small. Higher and lower can be simulated, but the current range of values is sufficient for comparison to the majority of experimental conditions for GUVs in microfluidic devices.
We define the parameter: which represents the time-dependent capillary number in the x-direction. This will be the measure used for the instantaneous strain rate. We also define a deformation parameter:
(12) |
where and are the x- and y-axis lengths of the vesicle respectively. The deformation parameter () provides a measure of vesicle shape distortion. For values near zero, the vesicle shape projected in the x-y plane will be circular. Positive values of 0.50 correspond to prolate spheroid like shapes along the x-axis, while negative values correspond to the same shapes along the y-axis.
III Results and Discussion
III.1 Dynamical regimes
Experiments were performed in the range of approximately and , whereas the majority of the simulations are in the range of and . Simulations were performed for several vesicles matching the conditions in the experiments, as discussed in the following section (Section III.1, Section III.1 and Fig. 4). It is possible to perform additional simulations at , but current results suggest that the vesicle dynamics do not significantly change at higher Ca for quasi-spherical vesicles.
We observe three distinct dynamical regimes of vesicle dynamics based on the ratio between Capillary number and Deborah number. We refer to these regimes as symmetrical, reorienting, and pulsating based on the deformation characteristics of vesicles in each case. Vesicles in all three regimes can experience significant non-linear stress responses. Snapshots of vesicle shapes from simulations and experiments for each of these regimes over a full strain rate cycle are shown in Fig. 6 and Fig. 6.
We quantitatively compare the simulations and experiments by plotting the deformation parameter (defined in Eq. 12) and instantaneous strain rate (defined in LABEL:eq:cax) as a function of time, as shown in Sections III.1 and III.1. Experimental trajectories are generally limited to 2–4 strain rate cycles due to the photobleaching of the vesicle membrane during fluorescence imaging experiments. Observing vesicle deformation over more strain rate cycles is experimentally feasible, however, we generally opted to observe dynamics under different experimental parameters (Ca, De) for the same vesicle in a series of subsequent experiments. For the numerical data, we simulated vesicle dynamics over at least 10 strain rate cycles.
Symmetrical


Reorienting



Pulsating



Symmetrical


Reorienting



Pulsating



Symmetrical regime:
Starting with the symmetrical regimes results, we find the symmetrical regime occurs under flow conditions where the vesicle deformation timescale is shorter or exactly equal to half of a strain rate cycle. Based on our simulations, this occurs approximately when for a vesicle with a reduced volume . Our experiments and simulations show that vesicle dynamics in the symmetrical regime are described by two common characteristics (Fig. 4). First, the vesicle reaches approximately the same maximum length twice during one strain rate cycle, regardless of . The observation of a maximum length is reasonable for quasi-spherical vesicles, as it has been shown that vesicles with have a stable steady-state shape at infinite , regardless of viscosity ratio [37]. Second, vesicle membranes exhibit transient wrinkling when vesicles are exposed to the compressional cycle of the oscillatory extensional flow. The transient wrinkling behavior is examined later in this section. These features are illustrated in Fig. 4, where a characteristic time series of images of vesicle shape in LAOE is qualitatively compared to the equivalent numerical simulation. In general, vesicle shapes determined from experiments are in good agreement with those determined from numerical simulations. Turning to the deformation parameter plots (Section III.1 and Section III.1), we see the simulations and experiments agree well at the majority of the tested parameters. Some of the experimental datasets show fluctuations in the deformation over the strain rate cycles and disagreement between the simulations on the maximum deformation. These discrepancies likely occur due to challenges in imaging a three-dimensional object in a two-dimensional plane and because the experiments are limited to a few strain rate cycles. Nevertheless, we generally observe good agreement between simulations and experiments in terms of the deformation parameter in transient flows.

Transient wrinkling dynamics were first reported by [24] for a single cycle of suddenly reversed extensional flow and subsequently elaborated upon by [48] and [33]. Wrinkling behavior is caused by a negative surface tension created during vesicle compression. Moreover, a critical compression rate exists below which thermal fluctuations dominate the observed wrinkling. In our work, we study vesicle dynamics in an extensional flow with smoothly varying sinusoidal strain rate dependence, rather than an abrupt step-function reversal of compressional/extensional axes. We still observe qualitatively the same membrane wrinkling features as those reported in prior work. Additional experimental snapshots of vesicles showing wrinkling dynamics are included in the supplementary materials (Fig. S2, Fig. S3, Fig. S4 and Fig. S5).
Reorienting regime:
At lower ratios, vesicles no longer reach the same length twice during a strain rate cycle, and the dynamics are no longer described by the symmetrical regime. The reorienting deformation regime occurs when the vesicle deformation rate and flow frequency are comparable ( for ). Surprisingly, the vesicle deforms to unequal maximum lengths between the horizontal and vertical orientations, producing a vertically asymmetrical deformation parameter plot, as seen in Fig. 2d. In contrast, prior work on droplets in oscillatory extensional flow report symmetric deformation (equal deformation in x- and y-orientations), regardless of flow strength or oscillatory frequency [32, 33]. Single polymers in LAOE also deform symmetrically between the two half cycles for the range of Weissenberg and Deborah numbers studied in prior work [57]. The phenomenon of asymmetric stretching of vesicles along the two axes arises due to the enclosed membrane for fluid-filled vesicles. In particular, we posit that the asymmetrical deformation occurs because the vesicle has an anisotropic, energetically preferred shape at equilibrium. Under quiescent conditions, the global energy minimum for quasi-spherical vesicles is a prolate spheroid shape. [44].
Pulsating regime:
At even lower , the vesicle no longer reorients and simply pulsates along one axis during LAOE. We refer to this dynamical regime as the pulsating regime, which approximately occurs when for . Note that the strain in the pulsating regime is not necessarily infinitesimal. As shown in Fig. 2g, the deformation parameter curve illustrates that vesicles are generally oriented along the x-axis and can deform significantly in this regime. It is possible to probe the small amplitude oscillatory extension regime by keeping the constant and reducing the . In the small amplitude regime, vesicles do not deform appreciably, and the Lissajous curve approaches a constant value, thereby informing on the linear viscoelastic rheology of vesicle suspensions. Similar behavior occurs when increasing the and keeping constant at small values. In this case, the membrane does not have appreciable time to reorient during the time at which the strain rate changes.
III.2 Quasi-spherical initial shape considerations
Overall, the simulations discussed up to this point (including results in Fig. 6 and Section III.1) were performed using a prolate-like initial shape, because it is the global equilibrium shape for reduced volumes [44]. These results suggest that the unequal stretching observed in the pulsating and reorienting regimes occurs during the steady limit cycle, for this particular initial shape. However, there are other local minimum energy shapes for vesicles, such as the oblate shape family. To determine whether the pulsating and reorienting regimes are possible with a different initial condition, we performed simulations using an oblate shape such that the initial deformation parameter was set to zero. We examined this initial condition because vesicle shape is isotropic in the x-y plane, where an image obtained through optical microscopy would show a circle. The oblate initial condition simulations test if the anisotropic deformations will still occur if the vesicle starts with a shape isotropic in the x-y plane rather than an initially anisotropic shape. Simulation results for the oblate initial condition are plotted in Fig. 7, which shows that vesicle dynamics during the steady limit cycle for the oblate initial condition (Fig. 7a) are the same as that observed from the prolate-like initial condition (Fig. 7b). We repeated these simulations at several other capillary numbers and Deborah numbers, observing no dependence of the dynamics on the initial conditions.






III.3 Quasi-spherical phase diagrams
By comparing the deformation parameter results for each simulation, we can plot a phase diagram of different dynamical regimes observed during oscillatory flows. Which regime a vesicle experiences can be quantitatively determined by assessing the minimum and maximum deformation parameter over a cycle. If both the minimum and maximum deformation parameter are positive, the vesicle dynamics are classified as the pulsating regime, reflecting that the vesicle does not change orientation. If the vesicle has a positive maximum and a negative minimum , we check if the differences in magnitudes are within a threshold value of 0.01. Should they be within 0.01 of each other, the vesicle is in the symmetrical regime, since the vesicle reaches the same maximum length twice a cycle. This threshold value was chosen heuristically to reflect the discretization accuracy. If the magnitudes are not within this threshold value, vesicle dynamics are classified as the reorienting regime. Results from this analysis is plotted in Fig. 8


The phase boundaries appear to be mostly linear, suggesting that the dynamics result from a simple interaction between the flow frequency and the strain rate, . Here, we derive the phase boundaries in the limit of a quasispherical vesicle [50]. For small excess area (), the vesicle shape is characterized by a perturbation series in terms of spherical harmonics [50]. In a planar extensional flow, there are only two modes excited for the leading order correction to the vesicle shape. When one solves for the deformation parameter as defined in Eq. 12, one obtains
(13) | ||||
where parameters and ; is the maximum x-axis length of the vesicle. For the detailed derivation of these results, one can refer to the supporting information.
Following the definitions of the phase boundaries discussed previously, we can derive the two phase boundaries in the limit of , i.e. ,
(14) |
(15) |
In the above equations, is the maximum deformation parameter during the LAOE cycle. Note that the value of is determined by our numerical runs at the highest and numbers. Based on the quasispherical vesicle theory, the deformation phase boundaries depend on the viscosity ratio, where the factor is related to the relaxation time of the quasi-spherical vesicle [50]. Fig. 8a shows the phase boundaries are accurately calculated by using Eq. 14 and Eq. 15 when the reduced volume is . Increasing from 0.80 to 0.90 shifts the phase boundaries downwards, but maintains a similar linear relation (Fig. 8b). We also simulated viscosity ratio and found that higher viscosity ratios shift the boundaries to higher capillary numbers. We include the dynamics evolution of and (simulations vs. analytical solutions) and results in the supplementary materials for brevity.


III.4 Stress response and dilute suspension rheology
For dilute vesicle suspensions where the macroscopic length scale is large in comparison to the size of the vesicles, the extra stress (the bulk stress contribution from the particles) is the product of the number density of particles and the particle stresslet: . Using the boundary integral formulation, we calculate the particle stresslet [41]:
(16) |
where is the surface traction, is the viscosity ratio, is the outer viscosity, is the velocity, and is the normal vector. We define the dimensionless particle coefficient of stresslet as:
(17) |
where is the vesicle volume and is the strain rate. Similarly the normal stress differences are defined as:
(18) | |||
(19) |
Comparing the normal stress differences to the strain rate, we can derive the rheological characteristics of a dilute vesicle suspension, such as the effective viscosity and bulk normal stresses [10]. For extensional flow rheology, a key quantity of interest is the extensional viscosity of a solution. Extensional viscosity is often characterized using a quantity known as a Trouton ratio (ratio of extensional to shear viscosity), which for a planar extensional flow is a multiple of . For a planar flow, the extensional viscosity is
(20) |
The planar Trouton ratio is
(21) |
where is the volume fraction of vesicles in the suspensions, and is the first normal stress difference. Our simulations have focused on rather large deformations of the vesicle shape, therefore the stress response analysis will reflect the non-linear viscoelasticity.
Using the definitions of the particle stresslet and normal stress differences, we determine the vesicle stress as a function of time in extensional flow. In Section III.3, we show the stress response over two cycles for three sets of parameters; one from each of the three dynamical regimes discussed before. A linearly viscoelastic material will show purely sinusoidal normal stress differences for this type of plot, as there is a simple linear relation between the strain rate and the stress. On the other hand, for non-linear viscoelasticity, the normal stress differences will display more complex behaviors.
Section III.3 shows that vesicle dynamics in the three regimes (symmetrical, reorienting, and pulsating) have non-linear characteristics. To analyze these stress responses, we re-plot the data from Section III.3 into a Lissajous-type form with the instantaneous strain rate () on the x-axis and the stress response on the y-axis (Section III.4). For this type of plot, a purely viscous material would display a straight line, whereas a purely elastic material would produce an elliptical curve. For example, the first and second normal stress difference for Newtonian flow around a rigid sphere corresponds to the lines: and . Here, we focus on because it is related to the extensional viscosity of the solution (Trouton ratio). We also discuss the stress differences for completeness.


In the symmetrical regime (LABEL:fig:Lissajous_stress_reponse_sym), we observe that is symmetric across the origin and that the lines for increasing and decreasing strain rate are nearly the same for . On the other hand, differs significantly depending on the directionality of the flow. The curve is mostly linear in the region and is approximately equal to zero when the strain rate is zero, suggesting that the vesicle contributes a purely viscous response in that region. We further examine this region in more detail by comparing the vesicle deformation to the stress response. From the simulation video and the Lissajous-type deformation parameter curve (Section III.1), we know that the vesicle retains a prolate spheroid like shape and only changes marginally for the region. The relatively small amount of deformation that occurs in the region suggests that the vesicle acts like a rigid particle there, explaining the close to linear stress response for in the region. In the other strain rate regions, the stress differences shift rapidly in accordance to the vesicle’s large deformations and reorientation.
In the reorienting and pulsating regimes (Figs. 10c and 10b), the curves are no longer symmetric across the origin, and the stress responses for increasing and decreasing strain rate are distinct. The maximum response is larger in magnitude than the minimum for both regimes; this is likely due to the unequal amounts of deformation between the two strain rate period halves (Section III.1). For this analysis, qualitative differences between the shape of the reorienting and pulsating regime curves correspond to the extent of asymmetry in the response. Moreover, we observe vesicles in the pulsating regime can have a non-zero normal stress difference when the time-dependent strain rate is zero, as seen in Fig. 10c.
For a more quantitative analysis, we decomposed the stress responses into a Fourier series. This decomposition is commonly applied to large amplitude oscillatory shear (LAOS) experiments and is known as Fourier transform (FT) rheology. FT rheology is commonly performed using oscillatory shear flows on polymeric liquids to probe the shear stress response in the non-linear regime [19, 52]. The computation is straightforward and relies on taking the Fourier transform of the or stress difference:
(22) |
In this way, the periodic stress signal is transformed into frequency space. Because the external flow field is sinusoidal, the strain rate () and strain () are proportional to sine and cosine functions. Therefore, the Fourier transformed data provide a description of how the stress depends on different orders of the strain and strain rate. If the stress response was purely linear order, the Fourier transformation would show a single peak at the first mode. A non-linear stress response would have additional peaks at higher modes.
The Fourier decompositions for both and are shown in Section III.4, where it is clear that all three regimes show higher order behavior. For all regimes, we observe the expected behavior of the linear order mode being the highest amplitude with the higher order modes decreasing monotonically for . On the other hand, the highest amplitude mode for is not the linear order mode, with the highest generally being the second or third mode. Comparing the decompositions between the dynamical regimes, we observe that the symmetrical regime does not have even order modes, whereas the reorienting and pulsating regimes have even higher order modes. This change in FT rheology is consistent with the phase boundary defined in Section III.1, and this transition can be used instead of the deformation parameter analysis to demarcate the phase boundary.
In large amplitude oscillatory shear (LAOS), the typical macroscopic stress response shows that the stress is an odd function of the direction of shearing[19]. Such a restriction is not necessarily expected in an extensional flow, but would be related to whether the microstructure of the fluid stretches symmetrically during these flows. In the symmetrical regime, both the vesicle stress response and deformation are time symmetric, leading to only odd order Fourier modes. The time symmetry does not hold for the reorienting or pulsating regimes, allowing for even order modes. Based on the currently available results, we do not expect droplets to have even order Fourier modes in LAOE, regardless of flow rate or flow frequency [33]. Broadly speaking, our results show that membrane-bound vesicles are an interesting example of how anisotropic microstructural deformations can lead to complex rheology.


III.5 Transient dynamics of tubular vesicles in large amplitude oscillatory extension

We also investigated the transient dynamics of tubular vesicles in large amplitude oscillatory extension (Fig. 12). In general, we find that tubular vesicles undergo wrinkling/buckling instabilities during the compression phase of the flow cycle similar to quasi-spherical vesicles. However, we occasionally observe buckling instabilities that induce unexpected shape changes. In these situations, the vesicle’s initial, tubular shape is not recovered at the end of the flow cycle.





Fig. 12a shows experimental snapshots of a tubular vesicle with reduced volume exposed to a sinusoidal strain rate at and . In this situation, the vesicle exhibits pulsating motion along the x-axis with buckles during the compressional part of the flow cycle. The vesicle’s starting, tubular shape is recovered at the end of the LAOE cycle. To further demonstrate this behavior, we construct single vesicle Lissajous curves (Section III.5(d)) defined as plot of deformation parameter as a function of , and deformation parameter as a function of time (Section III.5(a)). These plots show the vesicle reaches the same value of deformation parameter at the end of each of the three repeated flow cycles, implying that the vesicle conformation is fully recovered after deformation. There is decent agreement in the qualitative dynamics between the simulations and experiments in this region, but the simulated deformation parameters appear to be lower than the ones measures experimentally.
When the same vesicle is exposed to a flow cycle at a lower frequency (), the membrane has more time to deform in response to the flow. Here, the vesicle undergoes pulsating motion with wrinkles (Fig. 12b) and we observe appreciable deformation along axis in both the simulations and experiments, as shown in Section III.5b,e. Surprisingly, the experimental results show the vesicle deformation parameter reducing with each subsequent LAOE cycle. The deformation at the end of first cycle is and it decreases to at the end of second cycle, and further to at the end of third cycle. Experimentally, it seems that the vesicle conformation changes over each LAOE cycle while our simulations predict no change over the strain rate cycles. By the end of third repeated cycle, we experimentally observe that the 2D shape of vesicle appears to be more spheroidal than tubular. Interestingly, the vesicle did not recover its original tubular shape even when relaxed for 2 min. It is noteworthy that we did not observe any reduction in deformation parameter at the higher flow frequency discussed previously (De = 17.7). These observations suggest that for a given , there appears to be a critical below which the change occurs.
Finally, the same vesicle is exposed to LAOE flow cycle with an even lower frequency (De = 4.7). We observe that the vesicle undergoes full reorientation from the axis to axis, undergoes a wrinkling instability during compression and the initial spheroidal shape changes to a more spherical shape at the end of the first periodic cycle (Fig. 12c). The deformation behavior seen experimentally during the second repeated cycle is symmetric and follows similar dynamics as those observed for quasi-spherical vesicles. This behavior is more apparent in Section III.5c,f which shows a slight reduction in deformation at the end of first cycle. We observe a large difference in deformation between the simulations and experiments at these parameters. Where the simulations predict the vesicle stretching to , the experiments only reach . Additionally, the simulations show that the vesicle does not deform symmetrically at these parameters, reaching and . The experiments were performed sequentially from the higher to lower on the same vesicle in the experiments, and it seems that the gradual change in vesicle deformation carried over from the previous experiments.
In summary, the experimental data in Fig. 12 and Section III.5 shows that the maximum deformation of tubular vesicles may decrease in repeated LAOE cycles and the initial tubular shape may not be recovered. In contrast, the quasi-spherical vesicles always recover a prolate shape following repeated LAOE deformation cycles. We conjecture that the observation of shape transition from prolate tubular to oblate spheroid during LAOE deformation in Fig. 12b,c can be explained in the context of the area-difference elasticity model [44]. Briefly, the negative membrane tension on the vesicle membrane during the compressional phase of LAOE flow leads to a decrease in area per lipid which reduces the preferred monolayer area difference [4, 43]. The decrease in monolayer area difference triggers the shape transition from a prolate tubular shape to an oblate spheroid in accordance with the ADE model [59, 44]. This hypothesis is consistent with prior observations where the prolate to oblate transition was triggered by chemical modification of the ambient environment of vesicles [25]. Resolving what exactly is occurring during compressional flow requires additional experiments, likely with 3D confocal microscopy to obtain the full three dimensional vesicle shape.
Additional experimental data on dynamics of highly deflated vesicles () is included in the Supplementary Information (Fig. S6 and Fig. S7).
In steady extensional flow with , the critical capillary number required to trigger dumbbell shape transition is a function of reduced volume and the comprehensive phase diagram in space has been reported in an earlier work [26]. Fig. 14 qualitatively demonstrates how oscillatory extensional flow alters these shape instabilities. At , we observe that the critical capillary number required to induce asymmetric dumbbell is much higher compared to steady extensional flow at . For instance, the critical required to generate asymmetric dumbbell in steady extension for is 5.3 [26]. However, in LAOE flow at , the transition to dumbbell shape occurs at which is approximately ten times higher than the critical for steady flow. This observation can be rationalized by considering the competition between flow cycle time and inverse of the predicted growth rate of asymmetric instability from linear stability analysis [38]. Briefly, the presence of flow oscillations () prevents any instability formation which requires a time scale larger than cycle time . Thus, a large is needed to reduce the time scale of instability sufficiently to observe the dumbbell formation within the flow cycle time . While it is possible to explore the phase diagram describing conformation change to asymmetric/symmetric dumbbell on space for the entire range of reduced volumes using the Stokes trap, the parameter space is vast and it remains a ripe area for future numerical simulations.

IV Conclusions
In this work, we examined the dynamics of vesicles in large amplitude oscillatory extensional (LAOE) flow using both experiments and numerical simulations. The experiments were carried out using the Stokes trap experimental technique while the simulations were done with the boundary element method. For quasi-spherical vesicles, the simulations are found to capture the transient wrinkling dynamics as well as the overall vesicle shapes from experiments. We have identified three dynamical regimes based on their deformation characteristics and named them the symmetrical, reorienting, and pulsating regimes. Based on these results, we generated a phase diagram in capillary number and Deborah number space for the dynamical regimes; our data suggest that the phase boundaries are linear. The unique deformation observed in the pulsating and reorienting regimes also has interesting effects on the stress response in that the time symmetry of the stress does not hold. Additional analysis of the stress response and confirmation by experimental studies is required for a better idea of the dynamics. Finally, we presented results on highly deflated tubular vesicles which shows that lower reduced volume vesicles tend to undergo a shape change following repeated LAOE deformation. From a broad perspective, we have shown through experiments and simulations that the vesicle system shows interesting dynamics in extensional oscillatory flows. We have also shown how microstructural changes from extensional and compression of a cell-like suspension can affect the overall rheology. Similar dynamics might be observed in other cell-like systems such as red blood cells or single-celled organisms, prompting additional study into time dependent flows for these systems.
V Acknowledgements
This work was funded by the National Science Foundation (NSF) through grant CBET PMP 1704668 for C.M.S. and by a PPG-MRL Graduate Research Fellowship from the Illinois Materials Research Lab and Almar T. Widiger Fellowship for D.K.
Declaration of Interest
The authors declare no conflict of interest.
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