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Enhancement of zonal flow damping due to resonant magnetic perturbations in the background of an equilibrium E×BE\times B sheared flow

M. Leconte and R. Singh
National Fusion Research Institute, Daejeon 34133, South Korea
Email: mleconte@nfri.re.kr
Abstract

Using a parametric interaction formalism, we show that the equilibrium sheared rotation can enhance the zonal flow damping effect found in Ref. [M. Leconte and P.H. Diamond, Phys. Plasmas 19, 055903 (2012)]. This additional damping contribution is proportional to (Ls/LV)2×δBr2/B2(L_{s}/L_{V})^{2}\times\delta B_{r}^{2}/B^{2}, where Ls/LVL_{s}/L_{V} is the ratio of magnetic shear length to the scale-length of equilibrium E×BE\times B flow shear, and δBr/B\delta B_{r}/B is the amplitude of the external magnetic perturbation normalized to the background magnetic field.

1 Introduction

The high confinement mode (H-mode) regime is a reference operation scenario for future tokamak experiments like ITER. In this regime, boundary disturbances known as Edge Localized Modes need to be either avoided or controlled. One candidate control method uses external magnetic perturbations known as Resonant Magnetic Perturbations i.e. RMP [1]. RMPs were shown to damp GAM zonal flows [2, 3] and to enhance turbulent density fluctuations [4, 5, 6]. The modification of turbulence and flows was also observed for the case of a large-scale static magnetic island m:n=2:1m:n=2:1 [7, 8, 9]. Proposed mechanisms to explain the enhanced zonal flow damping include modifications to the Rosenbluth-Hinton residual zonal flows due to 3D magnetic geometry [10, 11, 12]. An alternative mechanism was described by Leconte & Diamond [13]. In this article, we recast the latter theory in the language of parametric interaction, and consider important additional effects on zonal flows due to the synergy between RMPs and the equilibrium flow shear. Our proposed physical mechanism for RMP-induced zonal flow damping by a large-scale static magnetic perturbation can be understood as the coupling of the zonal flow branch to a damped Alfven wave branch. In the parametric interaction analysis, the sideband response to zonal potential ϕq\phi_{q} scales as ψsψ0ϕq/B×(Ω+iηqr2)1\psi_{s}\sim\psi_{0}^{*}\phi_{q}/B\times(\Omega+i\eta q_{r}^{2})^{-1} with ψ0\psi_{0} the external magnetic perturbation, qrq_{r} the radial wavenumber of zonal flows, Ω=Ωr+iγq\Omega=\Omega_{r}+i\gamma_{q} the complex frequency of the modulational instability, and η\eta the Spitzer resistivity. Replacing ψs\psi_{s} in the expression for the Maxwell stress , the resulting dispersion relation is: (Ωiγq0)(Ω+iηqr2)=cA2|B~r|2/B2(\Omega-i\gamma_{q}^{0})(\Omega+i\eta q_{r}^{2})=c_{A}^{2}|\tilde{B}_{r}|^{2}/B^{2}, where γq0\gamma_{q}^{0} denotes the unperturbed zonal flow growth-rate (balance between turbulence drive and neoclassical damping), and cA=B/4πn0mic_{A}=B/\sqrt{4\pi n_{0}m_{i}} is the Alfven speed. Without magnetic perturbation |B~r|=0|\tilde{B}_{r}|=0, the two branches decouple, one becomes the usual turbulence-driven zonal flow branch Ωiγq0\Omega\sim i\gamma_{q}^{0}, while the other is purely damped Ωiηqr2\Omega\sim-i\eta q_{r}^{2}. This shows that the external magnetic perturbation effectively couples the two branches of the dispersion relation, resulting in a modification of zonal flow growth.

2 Model

In order to calculate the effect of the nonlinear Reynolds stress due to 3D fields on zonal flow dynamics, we first present the linear relation between an externally-imposed δψ0\delta\psi_{0} perturbation and a helical stream function δϕh\delta\phi_{h} in weak shear rotating plasmas. We consider a slab geometry (x,y,zx,y,z), where xx denotes the local radial coordinate, and yy denotes the local poloidal coordinate, and zz is the local toroidal coordinate, in a fusion device. We introduce a flux function ψ\psi, via 𝐁=𝐳^×ψ{\bf B}_{\perp}=-\hat{\bf z}\times\nabla\psi and a stream-function ϕ\phi, with 𝐯E=𝐳^×ϕ{\bf v}_{E}=\hat{\bf z}\times\nabla\phi. For small perturbations, the flux and stream functions are expressed as ψ=ψeq+δψh\psi=\psi_{eq}+\delta\psi_{h} and ϕ=ϕeq+δϕh\phi=\phi_{eq}+\delta\phi_{h}, with the mean magnetic flux ψeq(x)=B0x2/2Ls\psi_{eq}(x)=B_{0}x^{2}/2L_{s}. Here, we impose the radial profile of the mean stream function as (c/B)ϕeq(x)=VE0LV[x22+x36LV+](c/B)\phi_{eq}(x)=\frac{V_{E0}}{L_{V}}[\frac{x^{2}}{2}+\frac{x^{3}}{6L_{V}}+\ldots] (E×BE\times B sheared flow) near the rational surface [14, 15]. For weak flow shear Δx/LV<1\Delta x/L_{V}<1, with Δx\Delta x the characteristic radial scale, and in the limit of low-resistivity, like the frozen-in dynamics, i.e. E=0E_{\parallel}=0, the linearized Ohm’s law is given by: 𝐳^×ϕeqδψh+𝐳^×δϕhψeq=0\hat{\bf z}\times\nabla\phi_{eq}\cdot\nabla\delta\psi_{h}+\hat{\bf z}\times\nabla\delta\phi_{h}\cdot\nabla\psi_{eq}=0. The E×BE\times B flow is related to ϕeq\phi_{eq} via VE(x)=(c/B)ϕeq(x)VExV_{E}(x)=(c/B)\phi^{\prime}_{eq}(x)\simeq V^{\prime}_{E}x with VE=V0x/LVV^{\prime}_{E}=V_{0}x/L_{V}. Integrating between parallel and poloidal coordinates, this equation then gives the linear relation: δϕh=LsVE0LVδψh\delta\phi_{h}=\frac{L_{s}V_{E0}}{L_{V}}\delta\psi_{h}.

Using normalizations ϕh=(eδϕh/Te)(Ln/ρs)\phi_{h}=(e\delta\phi_{h}/T_{e})(L_{n}/\rho_{s}) and ψh=(eδψh/Te)(Ln/ρs)(2cs/cβ)\psi_{h}=(e\delta\psi_{h}/T_{e})(L_{n}/\rho_{s})(2c_{s}/c\beta), with Ln=n0/|n0|L_{n}=n_{0}/|\nabla n_{0}| the density-gradient length, we obtain the desired relation - in normalized form - which is later used in the zonal flow dynamics.

ϕh=β2|V|ψh.\phi_{h}=\frac{\beta}{2}|V^{\prime}|\psi_{h}. (1)

with the normalized flow-shear V=(Ls/LV)VE0/csV^{\prime}=(L_{s}/L_{V})V_{E0}/c_{s}, Ls=q0RL_{s}=q_{0}R. Note that Eq. (1) is valid for ΔxΔw<LV\Delta x\sim\Delta w<L_{V} (small island width Δw\Delta w), with Ln=n0/|n0|L_{n}=n_{0}/|\nabla n_{0}| the density-gradient length.

Writing the magnetic field 𝐁=𝐁0𝐳^×ψ{\bf B}={\bf B}_{0}-\hat{\bf z}\times\nabla\psi, and the current j=2ψj_{\parallel}=\nabla_{\perp}^{2}\psi, where ψ\psi is the magnetic flux and 𝐁0=B0𝐳^{\bf B}_{0}=B_{0}\hat{\bf z} is the toroidal magnetic field, the model equations for coupled zonal flows and external magnetic perturbation are the vorticity equation (charge balance) and Ohm’s law:

2ϕ~kt02ψ~k=β2{ψ~,2ψ~}{ϕ~,2ϕ~}+ν4ϕk,\displaystyle\frac{\partial\nabla_{\perp}^{2}\tilde{\phi}_{k}}{\partial t}-\nabla_{\parallel 0}\nabla_{\perp}^{2}\tilde{\psi}_{k}=\frac{\beta}{2}\{\tilde{\psi},\nabla_{\perp}^{2}\tilde{\psi}\}-\{\tilde{\phi},\nabla_{\perp}^{2}\tilde{\phi}\}+\nu\nabla_{\perp}^{4}\phi_{k}, (2)
ψkt2β0ϕk={ϕ~,ψ~}+ηjk.\displaystyle\frac{\partial\psi_{k}}{\partial t}-\frac{2}{\beta}\nabla_{\parallel 0}\phi_{k}=-\{\tilde{\phi},\tilde{\psi}\}+\eta j_{\parallel k}. (3)

Here, we have written the perturbed parallel gradient as =||0+δ𝐁B\nabla_{\parallel}=\nabla_{||0}+\frac{{\bf\delta B}}{B}\cdot\nabla, with ||0\nabla_{||0} the equilibrium part, and δ𝐁B\frac{{\bf\delta B}}{B}\cdot\nabla the contribution due to external magnetic perturbations. Time is normalized as csLntt\frac{c_{s}}{L_{n}}t\to t, and the perpendicular and parallel scales are normalized respectively as: ρs\rho_{s}\nabla_{\perp}\to\nabla_{\perp} and Ln00L_{n}\nabla_{\parallel 0}\to\nabla_{\parallel 0}. Other normalizations are: LnρseTeϕϕ\frac{L_{n}}{\rho_{s}}\frac{e}{T_{e}}\phi\to\phi, 2csLncρsβeeTeψψ\frac{2c_{s}L_{n}}{c\rho_{s}\beta_{e}}\frac{e}{T_{e}}\psi\to\psi, and LnρscsVEVE\frac{L_{n}}{\rho_{s}c_{s}}V_{E}\to V_{E}, with β=8πn0TeB2\displaystyle\beta=\frac{8\pi n_{0}T_{e}}{B^{2}} the ratio of kinetic to magnetic energy, η^=ηc2Ln4πρs2cs=λs2ρs2νeiLncs\displaystyle\hat{\eta}=\frac{\eta c^{2}L_{n}}{4\pi\rho_{s}^{2}c_{s}}=\frac{\lambda_{s}^{2}}{\rho_{s}^{2}}\frac{\nu_{ei}L_{n}}{c_{s}} the normalized resistivity, , λs=cωpe\lambda_{s}=\frac{c}{\omega_{pe}} the electron skin-depth and ν^=Lnρs2csν\hat{\nu}=\frac{L_{n}}{\rho_{s}^{2}c_{s}}\nu the normalized - turbulent - viscosity. In the following, we drop the ^\hat{} on normalized quantities for clarity.

To describe the perturbed flux surface geometry due to RMPs, we use the following ansatz for the total magnetic flux:

ψ=ψeq+ψhcosk0y\psi=\psi_{eq}+\psi_{h}\cos k_{0}y (4)

where ψeq\psi_{eq} is the unperturbed poloidal flux, and k0k_{0} is the poloidal wavenumber of the RMP. Physically, this represents a long-wavelength modulation of the magnetic field [Fig. 1].

2.1 Parametric interaction analysis

We vizualize the interaction between zonal flows and external magnetic perturbation as a four-wave parametric interaction [16, 17, 18]. A schematic diagram of the interaction is shown [Fig. 2]. Parametric interaction is associated with a phase-instability, as described e.g. in Ref. [20]. Here, the magnetic perturbation acts like a stationary long-wavelength modulation of the background magnetic field (ω0=0,𝐤0=k0𝐲^)(\omega_{0}=0,{\bf k}_{0}=k_{0}\hat{\bf y}), and zonal flows act like a long-scale wave (Ω,𝐪=qx𝐱^)(\Omega,{\bf q}=q_{x}\hat{\bf x}). Here, k0qyk_{0}\gg q_{y}, since qy=0q_{y}=0 for zonal flows. In practical experiments, we expect the magnetic perturbation to evolve in time, but since this evolution is very slow, we can treat it as stationary. The MP can be called the pump, although it provides a damping rather than a drive, as far as zonal flows are concerned. In this parametric process, a long-scale wave (ZF) at (Ω,𝐪)(\Omega,{\bf q}) interacts with the magnetic perturbation at (ω0=0,𝐤0)(\omega_{0}=0,{\bf k}_{0}) and generates two side-bands at (ω1,k1)(\omega_{1},k_{1}) and (ω2,k2)(\omega_{2},k_{2}), where 𝐤1,2=𝐪±𝐤0{\bf k}_{1,2}={\bf q}\pm{\bf k}_{0} and ω1,2=ω(𝐤1,2)\omega_{1,2}=\omega({\bf k}_{1,2}). The resonant interaction condition for the waves ω0±Re{Ω}=Re{ω1,2}\omega_{0}\pm{\rm Re}\{\Omega\}={\rm Re}\{\omega_{1,2}\} is approximately satisfied since, to first approximation, zonal flows have zero frequency. The two side-bands couple with the magnetic perturbation to produce electrostatic and magnetostatic ponderomotive forces (poloidal torques) on the plasma, which can excite and/or damp the low-frequency mode (ZF).

Refer to caption
Figure 1: The radial perturbation δBr\delta B_{r} due to 3D fields can be viewed as a long-wavelength modulation of the background magnetic field 𝐁\bf B.
Refer to caption
Figure 2: Schematic diagram of the parametric interaction.

Let us now obtain the equations for the two sideband amplitudes, following the notations of Lashmore-Davies et al. [16]. To calculate the parametric interaction between short-scale MP and long-scale zonal flows, we take the magnetic perturbation as:

ψ~h\displaystyle\tilde{\psi}_{h} =\displaystyle= ψh(x)[exp(ik0yiω0t)+c.c.]\displaystyle\psi_{h}(x)[\exp(ik_{0}y-i\omega_{0}t)+c.c.] (5)
ϕ~h\displaystyle\tilde{\phi}_{h} =\displaystyle= ϕh(x)[exp(ik0yiω0t)+c.c.]\displaystyle\phi_{h}(x)[\exp(ik_{0}y-i\omega_{0}t)+c.c.] (6)

Here, the pump frequency is ω00\omega_{0}\sim 0, for static MPs. This mode can couple to long scale zonal wave, which is represented by:

VZF(x,t)=iqxϕq(t)exp(iqxxiΩt)+c.c.\displaystyle V_{ZF}(x,t)=iq_{x}\phi_{q}(t)\exp(iq_{x}x-i\Omega t)+c.c.\ (7)

where qxq_{x} is the dimensionless wavenumber along the radial direction, and ϕq\phi_{q} is the potential amplitude.

The resonant coupling between the pump mode (ω0,𝐤0\omega_{0},{\bf k}_{0}) and zonal flow (Ω,𝐪\Omega,{\bf q}) can generate two sideband waves: (ω1,2),𝐤1,2(\omega_{1,2}),{\bf k}_{1,2}, ω1,2=ω0±Ω\omega_{1,2}=\omega_{0}\pm\Omega, with 𝐤1,2=𝐪±𝐤0{\bf k}_{1,2}={\bf q}\pm{\bf k}_{0}. The desired sideband field (ψ1,2,ϕ1,2)(\psi_{1,2},\phi_{1,2}) can be represented as:

ψ~1,2(𝐫,t)=ψ1,2[exp(i𝐤1,2𝐫iω1,2t)+c.c.]\displaystyle\tilde{\psi}_{1,2}({\bf r},t)=\psi_{1,2}[\exp(i{\bf k}_{1,2}\cdot{\bf r}-i\omega_{1,2}t)+c.c.] (8)
ϕ~1,2(𝐫,t)=ϕ1,2[exp(i𝐤1,2𝐫iω1,2t)+c.c.]\displaystyle\tilde{\phi}_{1,2}({\bf r},t)=\phi_{1,2}[\exp(i{\bf k}_{1,2}\cdot{\bf r}-i\omega_{1,2}t)+c.c.] (9)

Using equations (5,6,7,8,9), the vorticity equation (2) for zonal flow can be written:

ϕqt=β4(𝐳^×𝐪)𝐤0(ψhψ1ψhψ2)+12(𝐳^×𝐪)𝐤0(ϕhϕ1ϕhϕ2)\frac{\partial\phi_{q}}{\partial t}=-\frac{\beta}{4}(\hat{\bf z}\times{\bf q})\cdot{\bf k}_{0}(\psi_{h}^{*}\psi_{1}-\psi_{h}\psi_{2})+\frac{1}{2}(\hat{\bf z}\times{\bf q})\cdot{\bf k}_{0}(\phi_{h}^{*}\phi_{1}-\phi_{h}\phi_{2}) (10)

Note that the subscript ”h” corresponds to the externally applied helical perturbation. The perturbation with subscript ”q” represents the zonal flow, and the field with subscript ”1,2” represents the driven sideband perturbation.

From Ohm’s law Eq. (3), the equations of the two sideband waves ψ1,ϕ1\psi_{1},\phi_{1} and ψ2,ϕ2\psi_{2},\phi_{2} are:

ψ1t+ηk12ψ1\displaystyle\frac{\partial\psi_{1}}{\partial t}+\eta k_{1}^{2}\psi_{1} =\displaystyle= (𝐳^×𝐪)𝐤0ψhϕq\displaystyle(\hat{\bf z}\times{\bf q})\cdot{\bf k}_{0}~\psi_{h}\phi_{q} (11)
ψ2t+ηk22ψ2\displaystyle\frac{\partial\psi_{2}}{\partial t}+\eta k_{2}^{2}\psi_{2} =\displaystyle= (𝐳^×𝐪)𝐤0ψhϕq\displaystyle-(\hat{\bf z}\times{\bf q})\cdot{\bf k}_{0}~\psi_{h}^{*}\phi_{q} (12)
ϕ1t+νk12ϕ1\displaystyle\frac{\partial\phi_{1}}{\partial t}+\nu k_{1}^{2}\phi_{1} =\displaystyle= (𝐳^×𝐪)𝐤0k02q2k12ϕhϕq\displaystyle(\hat{\bf z}\times{\bf q})\cdot{\bf k}_{0}\frac{k_{0}^{2}-q^{2}}{k_{1}^{2}}\phi_{h}\phi_{q} (13)
ϕ2t+νk22ϕ2\displaystyle\frac{\partial\phi_{2}}{\partial t}+\nu k_{2}^{2}\phi_{2} =\displaystyle= (𝐳^×𝐪)𝐤0k02q2k22ϕhϕq,\displaystyle-(\hat{\bf z}\times{\bf q})\cdot{\bf k}_{0}\frac{k_{0}^{2}-q^{2}}{k_{2}^{2}}\phi_{h}^{*}\phi_{q}, (14)

where the sideband complex amplitudes ψ1,2\psi_{1,2} can be further decomposed as:

[ψ1,2(t)ϕ1,2(t)]=[Ψ1,2(t)Φ1,2(t)]eiδ1,2t,\begin{bmatrix}\psi_{1,2}(t)\\ \phi_{1,2}(t)\end{bmatrix}=\begin{bmatrix}\Psi_{1,2}(t)\\ \Phi_{1,2}(t)\end{bmatrix}e^{i\delta_{1,2}t}, (15)

with δ1,2=ω1,2ω0\delta_{1,2}=\omega_{1,2}-\omega_{0}, and the unperturbed frequencies ω1,2\omega_{1,2} are given by:

ω1,2=ω(𝐤1,2)\omega_{1,2}=\omega({\bf k}_{1,2}) (16)

with |𝐤1,2|2=|k0𝐲^±qx𝐱^|2=k02+qx2|{\bf k}_{1,2}|^{2}=|k_{0}~\hat{\bf y}\pm q_{x}~\hat{\bf x}|^{2}=k_{0}^{2}+q_{x}^{2}. Note that, in the present case:

ω1=ω2=Re(Ω)0\omega_{1}=\omega_{2}={\rm Re(\Omega)}\simeq 0 (17)

In the following, we derive the parametric interaction equations. We obtain, after some algebra, the following system of coupled equations:

ϕqt(αDWϵνqx2μ)ϕq=β4Λ[ψhΨ1ψhΨ2]\displaystyle\frac{\partial\phi_{q}}{\partial t}-(\alpha_{DW}\epsilon-\nu q_{x}^{2}-\mu)\phi_{q}=\frac{\beta}{4}\Lambda\Big{[}\psi_{h}^{*}\Psi_{1}-\psi_{h}\Psi_{2}\Big{]}
Λ2[ϕhΦ1ϕhΦ2],\displaystyle-\frac{\Lambda}{2}\Big{[}\phi_{h}^{*}\Phi_{1}-\phi_{h}\Phi_{2}\Big{]}, (18)
[t+η(qx2+k02)]Ψ1+iδ1Ψ1=Λψhϕq,\displaystyle\left[\frac{\partial}{\partial t}+\eta(q_{x}^{2}+k_{0}^{2})\right]\Psi_{1}+i\delta_{1}\Psi_{1}=\Lambda\psi_{h}\phi_{q}, (19)
[t+η(qx2+k02)]Ψ2+iδ2Ψ2=Λψhϕq,\displaystyle\left[\frac{\partial}{\partial t}+\eta(q_{x}^{2}+k_{0}^{2})\right]\Psi_{2}+i\delta_{2}\Psi_{2}=-\Lambda\psi_{h}\phi_{q}^{*}, (20)
[t+ν(qx2+k02)]Φ1+iδ1Φ1=Λk02qx2k02+qx2ϕhϕq,\displaystyle\left[\frac{\partial}{\partial t}+\nu(q_{x}^{2}+k_{0}^{2})\right]\Phi_{1}+i\delta_{1}\Phi_{1}=\Lambda\frac{k_{0}^{2}-q_{x}^{2}}{k_{0}^{2}+q_{x}^{2}}\phi_{h}\phi_{q}, (21)
[t+ν(qx2+k02)]Φ2+iδ2Φ2=Λk02qx2k02+qx2ϕhϕq,\displaystyle\left[\frac{\partial}{\partial t}+\nu(q_{x}^{2}+k_{0}^{2})\right]\Phi_{2}+i\delta_{2}\Phi_{2}=-\Lambda\frac{k_{0}^{2}-q_{x}^{2}}{k_{0}^{2}+q_{x}^{2}}\phi_{h}^{*}\phi_{q}, (22)

with the coefficients: Λ=(𝐳^×𝐪)𝐤0=qxk0\Lambda=(\hat{\bf z}\times{\bf q})\cdot{\bf k}_{0}=q_{x}k_{0}, and δ1,2=0\delta_{1,2}=0. We also included the turbulence drive and neoclassical damping via the term αDWϵμ\alpha_{DW}\epsilon-\mu, where ϵ=k|ϕkDW|2\epsilon=\sum_{k}|\phi_{k}^{DW}|^{2} denotes the turbulence energy, αDW\alpha_{DW} is the DW-ZF coupling parameter and μ=μneo\mu=\mu_{neo} is the neoclassical friction. In the following, we neglect viscous dissipation for zonal flows since νqx2μ\nu q_{x}^{2}\ll\mu.

Note that here, since δ1=δ2=0\delta_{1}=\delta_{2}=0, the two sidebands are directly related via:

ψhΨ2=ψhΨ1andϕhΦ2=ϕhΦ1\psi_{h}\Psi_{2}=-\psi_{h}^{*}\Psi_{1}\quad{\rm and}\quad\phi_{h}\Phi_{2}=-\phi_{h}^{*}\Phi_{1} (23)

Hence, only one sideband (Ψ1,Φ1\Psi_{1},\Phi_{1}) appears, and the system reduces to:

ϕqt(αDWϵμ)ϕq=β2ΛψhΨ1+ΛϕhΦ1,\displaystyle\frac{\partial\phi_{q}}{\partial t}-(\alpha_{DW}\epsilon-\mu)\phi_{q}=-\frac{\beta}{2}\Lambda\psi_{h}^{*}\Psi_{1}+\Lambda\phi_{h}^{*}\Phi_{1}, (24)
[t+η(qx2+k02)]Ψ1=Λψhϕq,\displaystyle\left[\frac{\partial}{\partial t}+\eta(q_{x}^{2}+k_{0}^{2})\right]\Psi_{1}=\Lambda\psi_{h}\phi_{q}, (25)
[t+ν(qx2+k02)]Φ1=Λk02qx2k02+qx2ϕhϕq\displaystyle\left[\frac{\partial}{\partial t}+\nu(q_{x}^{2}+k_{0}^{2})\right]\Phi_{1}=\Lambda\frac{k_{0}^{2}-q_{x}^{2}}{k_{0}^{2}+q_{x}^{2}}\phi_{h}\phi_{q} (26)

The first term on the r.h.s. of the ZF evolution (24) is the direct contribution from the MP-induced nonlinearity {ψ,2ψ}\{\psi,\nabla_{\perp}^{2}\psi\}, in the Maxwell stress-like form whereas the second term on the r.h.s. comes from the indirect {ϕ,2ϕ}\{\phi,\nabla_{\perp}^{2}\phi\} nonlinearity due to the helical potential ϕh\phi_{h} associated to the MP, i.e. Eq. (1).

After some algebra, one can obtain the following ’nonlinear’ dispersion relation for zonal flows:

iΩ(αDWϵμ)=βqx22k02ψh2iΩ+η(qx2+k02),\displaystyle-i\Omega-(\alpha_{DW}\epsilon-\mu)=-\frac{\beta q_{x}^{2}}{2}\frac{k_{0}^{2}\psi_{h}^{2}}{-i\Omega+\eta(q_{x}^{2}+k_{0}^{2})},
qx2qx2k02qx2+k02k02ϕh2iΩ+ν(qx2+k02)=0,\displaystyle-q_{x}^{2}\frac{q_{x}^{2}-k_{0}^{2}}{q_{x}^{2}+k_{0}^{2}}\cdot\frac{k_{0}^{2}\phi_{h}^{2}}{-i\Omega+\nu(q_{x}^{2}+k_{0}^{2})}=0, (27)

where we replaced Λ\Lambda with its expression.

In the case without mean sheared flow (V=0V^{\prime}=0, i.e. ϕh=0\phi_{h}=0, cf. Eq. 1), the associated ’nonlinear’ dispersion relation is approximately:

γq(αDWϵμ)βqx2/2η(qx2+k02)k02ψh2.\gamma_{q}-(\alpha_{DW}\epsilon-\mu)\simeq\frac{-\beta q_{x}^{2}/2}{\eta(q_{x}^{2}+k_{0}^{2})}k_{0}^{2}\psi_{h}^{2}. (28)

with γq=ImΩ\gamma_{q}={\rm Im}~\Omega the zonal flow growth-rate. The enhancement of zonal flow damping is shown v.s. qxq_{x} schematically [Fig. 3a]. To guide the reader, we can evaluate a typical normalized ZF radial wavenumber as qxρs(ρsLn)1/20.2q_{x}\rho_{s}\sim(\rho_{s}L_{n})^{-1/2}\sim 0.2 or |qx/k0|(a/nq)/ρsLn20|q_{x}/k_{0}|\sim(a/nq)/\sqrt{\rho_{s}L_{n}}\simeq 20 for n=1n=1 RMPs.

In the limit |qx|k0|q_{x}|\gg k_{0}, we recover the results of Leconte & Diamond [13] for the enhancement of ZF damping, in dimensional form:

ΔγdγdC1[BrvacB]2\frac{\Delta\gamma_{d}}{\gamma_{d}}\simeq C_{1}\left[\frac{B_{r}^{vac}}{B}\right]^{2} (29)

with the coefficient C1=cA2/(νiiνeiλskin2)C_{1}=c_{A}^{2}/(\nu_{ii}\nu_{ei}\lambda_{skin}^{2}) in our notation. Here, Δγd=γdγd0\Delta\gamma_{d}=\gamma_{d}-\gamma_{d}^{0}, with γd0\gamma_{d}^{0} the reference zonal flow damping without external magnetic perturbation Brvac/B=0B_{r}^{vac}/B=0. This reference zonal flow damping is of the order of the ion-ion collision frequency νii\nu_{ii}. The enhancement over this value due to the external perturbation (Eq. 29) is of the order of cA2/(νiiνeiλskin2)×(Brvac/B)2c_{A}^{2}/(\nu_{ii}\nu_{ei}\lambda_{skin}^{2})\times(B_{r}^{vac}/B)^{2}. For typical parameters νei5.105s1\nu_{ei}\simeq 5.10^{5}s^{-1}, νiiνei/40\nu_{ii}\simeq\nu_{ei}/40, λskin103\lambda_{skin}\simeq 10^{-3}m, and cA106c_{A}\simeq 10^{6}m/s, this yields: Δγd/γd1.6\Delta\gamma_{d}/\gamma_{d}\simeq 1.6 for typical external perturbation amplitude Brvac/B104B_{r}^{vac}/B\sim 10^{-4}.

Refer to caption
Refer to caption
Figure 3: Relative change in zonal flow damping Δγd/γd\Delta\gamma_{d}/\gamma_{d} v.s. ZF radial wavenumber qxq_{x}, for Brvac/B=104B_{r}^{vac}/B=10^{-4}, given by Eq. (30). a) case without mean flow shear V=0V^{\prime}=0 and b) case with mean flow shear V=0.1V^{\prime}=0.1 (solid), V=0.15V^{\prime}=0.15 (dash) and V=0.2V^{\prime}=0.2 (dash-dotted).

In the case with mean sheared flow (V0V^{\prime}\neq 0, i.e. ϕh0\phi_{h}\neq 0), we obtain the following modified ’nonlinear’ dispersion relation:

γq(αDWϵμ)βqx2/2η(qx2+k02)k02ψh2qx2k02qx2+k02β2qx2/4ν(qx2+k02)V2k02ψh2,\displaystyle\gamma_{q}-(\alpha_{DW}\epsilon-\mu)\simeq\frac{-\beta q_{x}^{2}/2}{\eta(q_{x}^{2}+k_{0}^{2})}k_{0}^{2}\psi_{h}^{2}-\frac{q_{x}^{2}-k_{0}^{2}}{q_{x}^{2}+k_{0}^{2}}\cdot\frac{\beta^{2}q_{x}^{2}/4}{\nu(q_{x}^{2}+k_{0}^{2})}V^{\prime 2}k_{0}^{2}\psi_{h}^{2}, (30)

where we expressed ϕh\phi_{h} in terms of ψh\psi_{h} and VV^{\prime}, using the relation (1). Eq. (30) is the main result of this Letter.

The effect of mean flow shear on zonal flow damping is shown v.s. qxq_{x} schematically [Fig. 3b]. Parameters are the same as in [Fig. 3a].

In the limit k0|qx|k_{0}\ll|q_{x}|, the enhancement of zonal flow damping becomes:

ΔγdγdC1[BrvacB]2+C2V2[BrvacB]2\frac{\Delta\gamma_{d}}{\gamma_{d}}\simeq C_{1}\left[\frac{B_{r}^{vac}}{B}\right]^{2}+C_{2}{V^{\prime}}^{2}\left[\frac{B_{r}^{vac}}{B}\right]^{2} (31)

with C1C_{1} given below Eq. (29), and the new coefficient C2=Ln2/(ρs2νi2)(qR/Ln)4C_{2}=L_{n}^{2}/(\rho_{s}^{2}{\nu_{i}^{*}}^{2})\cdot(qR/L_{n})^{4}, with νi=νiiqR/vth,i\nu_{i}^{*}=\nu_{ii}qR/v_{th,i} the ion collisionality. For typical parameters R=2R=2m, q=3q=3, Ln=5.102L_{n}=5.10^{-2}m, νi0.4\nu_{i}^{*}\simeq 0.4, V0.1V^{\prime}\simeq 0.1 and eddy viscosity ν10m2.s1\nu\sim 10~m^{2}.s^{-1}, this yields Δγd/γd2.3\Delta\gamma_{d}/\gamma_{d}\simeq 2.3, which represents a significant enhancement of zonal flow damping. Morevover, for a flow shear V>1.5V^{\prime}>1.5, the relative zonal flow damping becomes negative for zonal flow wavenumbers qx<k0q_{x}<k_{0}. Physically, this suggests that the synergy between RMPs and the mean flow shear can excite relativively large-scale zonal flows at wavenumber qx<k0q_{x}<k_{0}, while damping short-scale zonal flows, those with larger wavenumbers qxk0q_{x}\gg k_{0}.

relative zonal flow damping Δγd/γd\Delta\gamma_{d}/\gamma_{d}
w/o mean flow shear Ref. [13] C1[BrvacB]2C_{1}\left[\frac{B_{r}^{vac}}{B}\right]^{2}
with mean flow shear [this work] C1[BrvacB]2+C2V2[BrvacB]2C_{1}\left[\frac{B_{r}^{vac}}{B}\right]^{2}+C_{2}{V^{\prime}}^{2}\left[\frac{B_{r}^{vac}}{B}\right]^{2}
Table 1: Main scalings of the enhancement of zonal flow damping-rate Δγd/γd\Delta\gamma_{d}/\gamma_{d} by 3D fields, in the limit |qx|k0|q_{x}|\gg k_{0}. The coefficients C1C_{1}, C2C_{2} are given in the text.

3 Discussion and conclusions

In this work, we used the parametric interaction formalism to derive the zonal flow damping due to external magnetic perturbations. We recovered the results of Leconte & Diamond [13] in the limit where the poloidal wavenumber k0k_{0} of the helical modulation produced by the external field is much smaller than the radial wavenumber of zonal flows qxq_{x}, i.e. k0qxk_{0}\ll q_{x}. However, our results are more general, as we find that the magnitude of the ZF damping effect shows some dependence on the radial wavenumber of zonal flows, namely short-scale zonal flows are predicted to be more strongly damped by this mechanism than large-scale zonal flows. Moreover, for a sufficiently-large mean flow shear and for large-scale zonal flows k0>qxk_{0}>q_{x}, the zonal flow damping becomes negative, i.e. RMPs are predicted to enhance the drive of zonal flows for large mean flow shear, via this mechanism. Collision-free gyrokinetic simulations presented in Ref. [19] did not observe any effect on zonal flows from external magnetic perturbations. Electron-ion collisions treated in our model may play a role and partially explain this discrepancy. If future improved simulations show a damping, it would be interesting to see if this damping depends on the ZF radial wavenumber. Due to energy conservation among turbulence/zonal flow system, this additional damping of zonal flows implies a simultaneous increase of turbulence intensity, which can enhance the turbulent transport.

There are limitations to our model (i) We use the vacuum field approximation and thus neglect the plasma response (ii) We do not explicitely treat the spatial resonance aspect of the problem.

In conclusion, we found a new contribution to the zonal flow damping effect due to non-axisymmetric field. This contribution is proportional to the square of the equilibrium E×BE\times B flow shear, and may be important in the pedestal region where ErE_{r}^{\prime} is large. This additional damping of zonal flows implies a simultaneous increase of turbulence intensity, which can enhance the turbulent transport.

Acknowledgements

The authors would like to thank Z.X. Wang, M.J. Choi, W.H. Ko and J.M. Kwon for usefull discussions. This work was supported by R&D Program through National Fusion Research Institute (NFRI) funded by the Ministry of Science and ICT of the Republic of Korea (NFRI-EN1841-4).

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