This paper was converted on www.awesomepapers.org from LaTeX by an anonymous user.
Want to know more? Visit the Converter page.

First analysis of world polarized DIS data with small-xx helicity evolution

Daniel Adamiak adamiak.5@osu.edu Department of Physics, The Ohio State University, Columbus, Ohio 43210, USA    Yuri V. Kovchegov kovchegov.1@osu.edu Department of Physics, The Ohio State University, Columbus, Ohio 43210, USA    W. Melnitchouk Jefferson Lab, Newport News, Virginia 23606, USA    Daniel Pitonyak pitonyak@lvc.edu Department of Physics, Lebanon Valley College, Annville, Pennsylvania 17003, USA    Nobuo Sato nsato@jlab.org Jefferson Lab, Newport News, Virginia 23606, USA    Matthew D. Sievert msievert@nmsu.edu Department of Physics, New Mexico State University, Las Cruces, New Mexico 88003, USA
Jefferson Lab Angular Momentum (JAM) Collaboration
(August 3, 2025)
Abstract

We present a Monte Carlo based analysis of the combined world data on polarized lepton-nucleon deep-inelastic scattering at small Bjorken xx within the polarized quark dipole formalism. We show for the first time that double-spin asymmetries at x<0.1x<0.1 can be successfully described using only small-xx evolution derived from first-principles QCD, allowing predictions to be made for the g1g_{1} structure function at much smaller xx. Anticipating future data from the Electron-Ion Collider, we assess the impact of electromagnetic and parity-violating polarization asymmetries on g1g_{1} and demonstrate an extraction of the individual flavor helicity PDFs at small xx.

preprint: JLAB-THY-21-3318preprint: JLAB-THY-21-3318

I Introduction

The partonic origin of the proton spin remains one of the most intriguing and persistent problems in hadronic physics. Spin sum rules Jaffe and Manohar (1990); Ji (1997) decompose the proton spin of 1/21/2 (in units of \hbar) into the contributions from quark and gluon helicities (ΔΣ\Delta\Sigma, ΔG\Delta G) and orbital angular momenta. Extensive experimental programs at facilities around the world over the past three decades have provided important insights into the proton spin decomposition Aidala et al. (2013). However, outstanding questions remain, especially about the detailed momentum dependence of the associated quark and gluon helicity parton distribution functions (PDFs) Δq\Delta q and Δg\Delta g, respectively. These PDFs are related to the total quark and gluon spin contributions to the proton spin via integrals over the partonic momentum fraction xx,

ΔΣ(Q2)=q01𝑑xΔq+(x,Q2),\displaystyle\Delta\Sigma(Q^{2})=\sum_{q}\int_{0}^{1}dx\;\Delta q^{+}(x,Q^{2})\,, (1a)
ΔG(Q2)=01𝑑xΔg(x,Q2),\displaystyle\Delta G(Q^{2})=\int_{0}^{1}dx\;\Delta g(x,Q^{2})\,, (1b)

where Δq+Δq+Δq¯\Delta q^{+}\equiv\Delta q+\Delta{\bar{q}}, and the sum runs over the quark flavors q=uq=u, dd, ss, with Q2Q^{2} the resolution scale.

Determining the quark and gluon contributions to the proton spin crucially depends on knowing the xx dependence of the PDFs Δq+(x,Q2)\Delta q^{+}(x,Q^{2}) and Δg(x,Q2)\Delta g(x,Q^{2}). This is especially true at small values of xx, where the computation of the moments (1) involves extrapolation below the experimentally accessible region, down to x=0x=0. In recent years, an effort to develop small-xx evolution equations for helicity PDFs has been underway Kovchegov et al. (2016); Hatta et al. (2017); Kovchegov et al. (2017a, b); Chirilli (2019); Kovchegov (2019); Boussarie et al. (2019); Chirilli (2021), building in part on Refs. Kirschner and Lipatov (1983); Bartels et al. (1996a, b). Specifically, small-xx evolution equations (herein referred to as KPS evolution) for the so-called “polarized dipole amplitude” have been derived Kovchegov et al. (2016, 2017a, 2017b, 2017c, 2017d); Kovchegov and Sievert (2019); Cougoulic and Kovchegov (2019).

The polarized dipole amplitude is a critical object for spin-dependent phenomena at small values of xx (see Fig. 1): it allows one to obtain the spin-dependent g1g_{1} structure function, along with the (collinear and transverse momentum dependent) helicity PDFs Kovchegov et al. (2016, 2017a). At leading order (LO) in the strong coupling αs\alpha_{s}, these equations resum powers of αsln2(1/x)\alpha_{s}\,\ln^{2}(1/x), which is known as the double-logarithmic approximation (DLA). The KPS evolution equations close in the large-NcN_{c} limit Kovchegov et al. (2016), where NcN_{c} is the number of colors. Numerical and analytic solutions for these have previously been constructed Kovchegov et al. (2017b, c, d). However, an analysis of the world polarized deep-inelastic scattering (DIS) data at small xx utilizing KPS evolution has never been performed.

In this Letter, we present such an analysis. We emphasize that KPS evolves in xx instead of the traditional evolution in Q2Q^{2} Gribov and Lipatov (1972); Altarelli and Parisi (1977); Dokshitzer (1977). Unpolarized small-xx evolution Balitsky (1996, 1999); Kovchegov (1999, 2000); Kovchegov and Weigert (2007); Balitsky (2007) was previously used to describe DIS data on the proton F2F_{2} and FLF_{L} structure functions Albacete et al. (2011, 2009); Beuf et al. (2020). We show for the first time that an analogous helicity-dependent small-xx approach can successfully describe the polarized DIS g1g_{1} structure function for the proton and neutron extracted from data at x<0.1x<0.1. This approach differs from earlier work Blümlein and Vogt (1996) which incorporated the small-xx resummation from Ref. Bartels et al. (1996b) into the polarized DGLAP splitting functions Gribov and Lipatov (1972); Altarelli and Parisi (1977); Dokshitzer (1977), thereby mixing the small-xx and Q2Q^{2} resummations.

In addition, we use pseudodata from the future Electron-Ion Collider (EIC) on electromagnetic and parity-violating polarization asymmetries to demonstrate an extraction of helicity PDFs at small xx within the KPS formalism and assess the impact on g1g_{1}. This is a first step towards ultimately using small-xx evolution with experimental data from various reactions to genuinely predict the amount of spin carried by small-xx partons, which is crucial to resolving the puzzle of the partonic origin of the proton spin.

II Formalism

In the DLA the quark helicity PDFs can be written in terms of the polarized dipole amplitude Gq(r102,βs)G_{q}\big{(}r_{10}^{2},\beta s\big{)} Kovchegov et al. (2016, 2017a, 2017b) (see Fig. 1),

Δq+(x,Q2)=Nc2π3Λ2/s1dββ1/βsrmax2dr102r102Gq(r102,βs),\displaystyle\Delta q^{+}(x,Q^{2})=\frac{N_{c}}{2\pi^{3}}\int\limits_{\Lambda^{2}/s}^{1}\frac{d\beta}{\beta}\int\limits_{1/\beta s}^{r^{2}_{\rm max}}\frac{dr_{10}^{2}}{r_{10}^{2}}\,G_{q}\big{(}r_{10}^{2},\beta s\big{)}, (2)

where sQ2(1x)/xs\approx Q^{2}(1-x)/x is the invariant mass squared of the γN\gamma^{*}N system and β\beta is the fraction of the virtual photon’s momentum carried by the less energetic parton in the qq¯q\bar{q} dipole. The amplitude GqG_{q} is also integrated over all impact parameters Kovchegov et al. (2016, 2017a, 2017b, 2017c, 2017d); Kovchegov and Sievert (2019); Cougoulic and Kovchegov (2019), r10=|𝒓1𝒓0|r_{10}=|\bm{r}_{1}-\bm{r}_{0}| is the dipole transverse size, where 𝒓i\bm{r}_{i} is a coordinate vector in the transverse plane, and rmax2=min{1/Λ2,1/(βQ2)}r^{2}_{\rm max}=\min\!\left\{1/\Lambda^{2},1/(\beta Q^{2})\right\}. We regulate the long-distance behavior of r10r_{10} with an infrared cutoff 1/Λ1/\Lambda and set Λ=1GeV\Lambda=1\,{\rm GeV}.

Refer to caption
Figure 1: Illustration of polarized DIS at small xx. The exchanged virtual photon fluctuates into a qq¯q\bar{q} dipole of transverse size r10r_{10}, with β\beta the fractional energy carried by the less energetic parton in the dipole. The spin-dependent scattering amplitude of the dipole on the polarized nucleon NN is described by Gq(r102,βs)G_{q}(r_{10}^{2},\beta s), producing an asymmetry between the cross sections for positive and negative helicity leptons.

Changing variables to

η=αsNc2πlnβsΛ2,s10=αsNc2πln1r102Λ2,\displaystyle\eta=\sqrt{\frac{\alpha_{s}N_{c}}{2\pi}}\ln\frac{\beta s}{\Lambda^{2}},\ \ \ \ s_{10}=\sqrt{\frac{\alpha_{s}N_{c}}{2\pi}}\ln\frac{1}{r_{10}^{2}\Lambda^{2}}, (3)

we can rewrite Eq. (2) in the form Kovchegov et al. (2017b)

Δq+(x,Q2)=1αsπ20ηmax𝑑ηs10minη𝑑s10Gq(s10,η),\displaystyle\Delta q^{+}(x,Q^{2})=\frac{1}{\alpha_{s}\pi^{2}}\int\limits_{0}^{\eta_{\rm max}}d\eta\int\limits_{s_{10}^{\rm min}}^{\eta}ds_{10}\,G_{q}\big{(}s_{10},\eta\big{)}, (4)

where the limits on the η\eta and s10s_{10} integrations are given by ηmax=αsNc/2πln(Q2/xΛ2)\eta_{\rm max}=\sqrt{\alpha_{s}N_{c}/2\pi}\,\ln(Q^{2}/x\Lambda^{2}), and s10min=max{ηαsNc/2πln(1/x),0}s_{10}^{\rm min}=\max\!\left\{\eta-\sqrt{\alpha_{s}N_{c}/2\pi}\ln(1/x),0\right\}, respectively.

In the large-NcN_{c} limit the polarized dipole amplitude GqG_{q} obeys the evolution equations Kovchegov et al. (2016, 2017a, 2017b),

Gq(s10,η)=Gq(0)(s10,η)\displaystyle G_{q}(s_{10},\eta)=G_{q}^{(0)}(s_{10},\eta) (5a)
+s10η𝑑ηs10η𝑑s21[Γq(s10,s21,η)+3Gq(s21,η)],\displaystyle\hskip 14.22636pt+\int\limits_{s_{10}}^{\eta}d\eta^{\prime}\int\limits_{s_{10}}^{\eta^{\prime}}ds_{21}\>\big{[}\Gamma_{q}(s_{10},s_{21},\eta^{\prime})+3\,G_{q}(s_{21},\eta^{\prime})\big{]},
Γq(s10,s21,η)=Gq(0)(s10,η)\displaystyle\Gamma_{q}(s_{10},s_{21},\eta^{\prime})=G_{q}^{(0)}(s_{10},\eta^{\prime}) (5b)
+s10η𝑑η′′s32minη′′𝑑s32[Γq(s10,s32,η′′)+3Gq(s32,η′′)],\displaystyle\hskip 14.22636pt+\int\limits_{s_{10}}^{\eta^{\prime}}d\eta^{\prime\prime}\int\limits_{s_{32}^{\rm min}}^{\eta^{\prime\prime}}ds_{32}\,\big{[}\Gamma_{q}(s_{10},s_{32},\eta^{\prime\prime})+3\,G_{q}(s_{32},\eta^{\prime\prime})\big{]},

where s32min=max{s10,s21η+η′′}s_{32}^{\rm min}\!=\!\max\!\left\{\!s_{10}\,,\,s_{21}-\eta^{\prime}+\eta^{\prime\prime}\right\}, and Γq(s10,s21,η)\Gamma_{q}(s_{10},s_{21},\eta^{\prime}) is an auxiliary polarized “neighbor” dipole amplitude, defined in Ref. Kovchegov et al. (2016), whose evolution mixes with Gq(s10,η)G_{q}\!\left(s_{10},\eta\right). Note that only Gq(s10,η)G_{q}\!\left(s_{10},\eta\right) contributes to Δq+\Delta q^{+} in Eq. (4). The evolution kernel in Eqs. (5) is LO in αs\alpha_{s} and has been further simplified to contain only the DLA terms. Since running coupling corrections are higher order, we freeze the coupling in Eq. (4) at αs=0.3\alpha_{s}=0.3, a typical value in the DIS Q2Q^{2} range we study.

For given initial conditions Gq(0)(s10,η)G_{q}^{(0)}(s_{10},\eta), we can solve Eqs. (5) for Gq(s10,η)G_{q}(s_{10},\eta) and use it in Eq. (4) to calculate Δq+\Delta q^{+}. Inspired by the Born-level perturbative calculation of Gq(s10,η)G_{q}(s_{10},\eta) Kovchegov et al. (2016, 2017a, 2017b), we employ the ansatz

Gq(0)(s10,η)=aqη+bqs10+cq\displaystyle G_{q}^{(0)}(s_{10},\eta)=a_{q}\,\eta+b_{q}\,s_{10}+c_{q} (6)

for the initial conditions, with flavor-dependent coefficients aqa_{q}, bqb_{q}, and cqc_{q} (q=u,d,sq=u,d,s) as free parameters.

The evolution in Eqs. (5) starts at η=s10\eta=s_{10}, or βs=1/r102\beta s=1/r_{10}^{2}. Since r101/Qr_{10}\sim 1/Q and the β\beta integral in Eq. (2) extends up to 1, the evolution in Eqs. (5) begins at x=1x=1. This cannot be the case for small-xx evolution, so (5) must be modified to reflect the start of evolution only at x=x01x=x_{0}\ll 1. For unpolarized small-xx evolution, which can be written as a differential equation in xx, this usually means that one only needs to set the initial conditions at x=x0x=x_{0} Albacete et al. (2011, 2009); Beuf et al. (2020). However, the modifications in the polarized case are more involved because (5) are integral equations and cannot be cast in a differential form. Defining y0αsNc/2πln(1/x0)y_{0}\equiv\sqrt{\alpha_{s}N_{c}/2\pi}\ln(1/x_{0}), for ηs10>y0\eta-s_{10}>y_{0} and ηs10>y0\eta^{\prime}-s_{10}>y_{0}, the modified evolution equations are

Gq(s10,η)=Gq(0)(s10,η)\displaystyle G_{q}(s_{10},\eta)=G_{q}^{(0)}(s_{10},\eta) (7a)
+s10+y0η𝑑ηs10ηy0𝑑s21[Γq(s10,s21,η)+3Gq(s21,η)],\displaystyle+\int\limits_{s_{10}+y_{0}}^{\eta}d\eta^{\prime}\int\limits_{s_{10}}^{\eta^{\prime}-y_{0}}ds_{21}\>\big{[}\Gamma_{q}(s_{10},s_{21},\eta^{\prime})+3\,G_{q}(s_{21},\eta^{\prime})\big{]},
Γq(s10,s21,η)=Gq(0)(s10,η)\displaystyle\Gamma_{q}(s_{10},s_{21},\eta^{\prime})=G_{q}^{(0)}(s_{10},\eta^{\prime}) (7b)
+s10+y0η𝑑η′′s32minη′′y0𝑑s32[Γq(s10,s32,η′′)+3Gq(s32,η′′)].\displaystyle+\int\limits_{s_{10}+y_{0}}^{\eta^{\prime}}d\eta^{\prime\prime}\int\limits_{s_{32}^{\rm min}}^{\eta^{\prime\prime}-y_{0}}ds_{32}\,\big{[}\Gamma_{q}(s_{10},s_{32},\eta^{\prime\prime})+3\,G_{q}(s_{32},\eta^{\prime\prime})\big{]}.

In the region below y0y_{0}, the polarized dipole amplitude is given by the initial conditions Gq(s10,ηs10<y0)=Γq(s10,s21,ηs10<y0)=Gq(0)(s10,η)G_{q}(s_{10},\eta-s_{10}<y_{0})=\Gamma_{q}(s_{10},s_{21},\eta^{\prime}-s_{10}<y_{0})=G_{q}^{(0)}(s_{10},\eta). This prescription implements our matching onto large-xx physics, with development of a more rigorous matching procedure left for future work. The numerical solution of Eqs. (7) is accomplished with the discretization utilized in Ref. Kovchegov et al. (2017b) and employing the algorithm presented in Ref. Kovchegov and Tawabutr (2020).

III Observables

In this work we focus on polarized inclusive DIS data to demonstrate that KPS evolution can describe the existing measurements at small xx using the simple initial conditions (6). The main observables used in our analysis are the double-longitudinal spin asymmetries A||A_{||} and A1A_{1} from the scattering of polarized leptons on polarized nucleons. At large Q2Q^{2}, these are given by ratios of the g1g_{1} to F1F_{1} structure functions, A||A1g1/F1A_{||}\propto A_{1}\propto g_{1}/F_{1}, where in the DLA the g1g_{1} structure function is

g1(x,Q2)=12qeq2Δq+(x,Q2).\displaystyle g_{1}(x,Q^{2})=\frac{1}{2}\sum_{q}e_{q}^{2}\,\Delta q^{+}(x,Q^{2}). (8)

The denominator F1F_{1} is taken from data in the form of the LO JAM global analysis Cocuzza et al. (2021); Sato et al. (2020). Note that to this order the Bjorken xx variable coincides with the partonic momentum fraction, although at higher orders these are of course different.

Analyses solely utilizing inclusive proton and neutron (deuteron or 3He) DIS data Jimenez-Delgado et al. (2014); Sato et al. (2016) need additional input to separately determine each of the flavors Δu+\Delta u^{+}, Δd+\Delta d^{+}, and Δs+\Delta s^{+}. This can be partially achieved by assuming SU(3) flavor symmetry in the sea and employing the octet axial charge, a8=01𝑑x(Δu++Δd+2Δs+)a_{8}=\int_{0}^{1}\!dx\big{(}\Delta u^{+}+\Delta d^{+}-2\Delta s^{+}\big{)}, as a constraint on these moments. However, this is insufficient to uniquely determine the xx dependence, so at least one more observable is needed to solve for all three distributions. One approach is to include semi-inclusive DIS (SIDIS) data, with π\pi and KK fragmentation functions (FFs) as tags of individual flavors. However, to avoid additional uncertainties due to FFs, which would need to be fitted simultaneously with the PDFs Ethier et al. (2017); Sato et al. (2020); Moffat et al. (2021), we leave this to future work.

A new opportunity presented by the future EIC, in addition to precision measurements of A||A_{||} at smaller values of xx, is the possibility to perform parity-violating (PV) DIS with unpolarized electrons scattering from longitudinally polarized nucleons. By utilizing the interference between the electromagnetic and weak neutral currents, the resulting asymmetry APVA_{\rm PV} can provide independent combinations of helicity PDFs that could allow clean flavor separation at low xx.

One contribution to the APVA_{\rm PV} asymmetry comes from the lepton axial vector–hadron vector coupling, which is proportional to the g1γZg_{1}^{\gamma Z} interference structure function, weighted by the weak axial vector electron charge gAe=12g_{A}^{e}=-\frac{1}{2}. The other comes from the lepton vector–hadron axial vector coupling, given by the g5γZg_{5}^{\gamma Z} structure function weighted by the weak vector electron charge, gVe=12(14sin2θW)g_{V}^{e}=-\frac{1}{2}(1-4\sin^{2}\theta_{W}) Hobbs and Melnitchouk (2008); Zhao et al. (2017). The g5γZg_{5}^{\gamma Z} structure function provides information on nonsinglet combinations ΔqΔqΔq¯\Delta q^{-}\equiv\Delta q-\Delta\bar{q}. However, since |gVe|1|g_{V}^{e}|\ll 1, and at small xx one has ΔqΔq+\Delta q^{-}\ll\Delta q^{+} Kovchegov et al. (2017a), its contribution to APVA_{\rm PV} is strongly suppressed. For three quark flavors, the PV asymmetry is then determined by the ratio g1γZ/F1g_{1}^{\gamma Z}/F_{1}, where in the DLA we have,

g1γZ(x,Q2)=qeqgVqΔq+(x,Q2),\displaystyle g_{1}^{\gamma Z}(x,Q^{2})=\sum_{q}e_{q}\,g_{V}^{q}\,\Delta q^{+}(x,Q^{2}), (9)

with gVq=±122eqsin2θWg_{V}^{q}=\pm\frac{1}{2}-2e_{q}\sin^{2}\theta_{W} the weak vector coupling to uu- and dd-type quarks, respectively. Since sin2θW1/4\sin^{2}\theta_{W}\approx 1/4, the g1γZg_{1}^{\gamma Z} structure function is approximately given by g1γZ(x,Q2)19qΔq+(x,Q2)19ΔΣ(x,Q2)g_{1}^{\gamma Z}(x,Q^{2})\approx\frac{1}{9}\sum_{q}\Delta q^{+}(x,Q^{2})\equiv\frac{1}{9}\Delta\Sigma(x,Q^{2}). With sufficient precision, the combination of APVA_{\rm PV} and A||A_{||} for the proton and neutron could enable an extraction of Δu+\Delta u^{+}, Δd+\Delta d^{+}, and Δs+\Delta s^{+} separately.

IV Constraints from Polarized DIS Data

For our baseline analysis, we fit the existing world polarized DIS data on the longitudinal double-spin asymmetries for proton, deuteron, and 3He targets. We restrict the data to the kinematics relevant for this study: x<0.1x<0.1 with Q2>mc21.69Q^{2}>m_{c}^{2}\approx 1.69 GeV2, and, to avoid the nucleon resonance region, s>4s>4 GeV2, where ss is the invariant mass squared of the final state hadrons. The data sets included are from the SLAC Anthony et al. (1996); Abe et al. (1997, 1998); Anthony et al. (1999, 2000), EMC Ashman et al. (1989), SMC Adeva et al. (1998, 1999), COMPASS Alekseev et al. (2010); Adolph et al. (2016, 2017), and HERMES Ackerstaff et al. (1997); Airapetian et al. (2007) experiments, giving a total number of points Npts=122N_{\rm pts}=122 that survive the cuts. Note that the variable y0=αsNc/2πln(1/x0)y_{0}=\sqrt{\alpha_{s}N_{c}/2\pi}\ln(1/x_{0}) that enters the evolution equations (7) has been fixed using x0=0.1x_{0}=0.1, consistent with the xx cut on the data.

As discussed above, these data alone are not sufficient to extract the individual PDFs Δu+\Delta u^{+}, Δd+\Delta d^{+}, and Δs+\Delta s^{+}. Instead, we can only constrain the linear combinations of aqa_{q}, bqb_{q}, and cqc_{q} from Eq. (6) that enter into the proton g1pg_{1}^{p} and neutron g1ng_{1}^{n} structure functions (8). This gives effectively six free parameters (in addition to x0x_{0} and Λ\Lambda). That is, the initial conditions for the polarized dipole amplitudes associated with g1pg_{1}^{p} and g1ng_{1}^{n}, respectively, read,

Gp(0)(s10,η)\displaystyle G_{p}^{(0)}(s_{10},\eta) =apη+bps10+cp,\displaystyle=a_{p}\,\eta+b_{p}\,s_{10}+c_{p}\,, (10a)
Gn(0)(s10,η)\displaystyle G_{n}^{(0)}(s_{10},\eta) =anη+bns10+cn.\displaystyle=a_{n}\,\eta+b_{n}\,s_{10}+c_{n}\,. (10b)

We determine these parameters using Bayesian inference within the JAM Monte Carlo framework Sato et al. (2020); Moffat et al. (2021) and find the following values: ap=1.33±0.30,bp=0.49±0.44,cp=2.24±0.16a_{p}=-1.33\pm 0.30,b_{p}=0.49\pm 0.44,c_{p}=2.24\pm 0.16, and an=2.47±0.65,bn=3.03±1.01,cn=0.30±0.36a_{n}=-2.47\pm 0.65,b_{n}=3.03\pm 1.01,c_{n}=0.30\pm 0.36. The comparison between our fit (which we refer to as “JAMsmallx”) at 1σ\sigma confidence level and the x<0.1x<0.1 data on the proton, deuteron, and 3He double-spin asymmetries is shown in Fig. 2, with the associated g1pg_{1}^{p} structure function displayed in Fig. 3. We find a very good fit to the data, with χ2/Npts=1.01\chi^{2}/N_{\rm pts}=1.01.

Refer to caption
Figure 2: Comparison of A||A_{||} and A1A_{1} data (black) at x<0.1x<0.1 and Q2[1.73,19.70]Q^{2}\in[1.73,19.70]~GeV2 with the JAMsmallx fit: proton (red), deuteron (blue), and 3He (green).

The precise value of x0x_{0} at which KPS evolution sets in, corresponding to the cut x<x0x<x_{0} applied to the data, is not known a priori. In Fig. 4, we show χ2/Npts\chi^{2}/N_{\rm pts} for x0={0.05,0.1,0.15,0.2,0.25,0.3}x_{0}=\{0.05,0.1,0.15,0.2,0.25,0.3\}, where Npts={62,122,187,229,342,508}N_{\rm pts}=\{62,122,187,229,342,508\}, respectively. We note that for x0=0.2x_{0}=0.2, a few data points from SLAC E80/E130 Baum et al. (1983) survive the x<x0x<x_{0} cut, and for x0=0.25x_{0}=0.25, also data from Jefferson Lab Prok et al. (2014); Parno et al. (2015); Guler et al. (2015); Fersch et al. (2017) survive that x<x0x<x_{0} cut. However, the latter data points are not the sole reason for the increase in χ2/Npts\chi^{2}/N_{\rm pts} when x00.25x_{0}\geq 0.25. Certain data sets from COMPASS, HERMES, and SLAC that the fit describes well when only x<0.2x<0.2 points are included also have their individual χ2/Npts\chi^{2}/N_{\rm pts} deteriorate once additional data with x0.25x\geq 0.25 enter the fit.

The fact that we find good fits up to x0=0.2x_{0}=0.2 introduces an additional systematic uncertainty into the behavior of g1pg_{1}^{p} down to x=105x=10^{-5} in Fig. 3. The error band in the plot only reflects the uncertainty from the experimental data and not this systematic uncertainty due to the choice of x0x_{0}. This ambiguity in x0x_{0} indicates that current polarized DIS data have not been measured at small enough xx to identify the onset of small-xx helicity evolution. The data do, however, constrain the value of x0x_{0} by imposing an upper bound. Our fit is not expected to work at larger values of x0x_{0}, where the small-xx formalism should become inapplicable. We find that the data can indeed discriminate this breakdown, with the fit quality χ2/Npts\chi^{2}/N_{\rm pts} degrading substantially for x00.25x_{0}\sim 0.25 due to the inability of the small-xx formalism to capture the steep (1x)n(1-x)^{n} (n3n\approx 3) large-xx falloff in the data. We note that the unpolarized evolution resummation parameter αsln(1/x)\alpha_{s}\,\ln(1/x) at x=0.01x=0.01 is approximately equal to the polarized evolution parameter αsln2(1/x)\alpha_{s}\,\ln^{2}(1/x) at x=0.1x=0.1, suggesting comparable accuracy for our helicity evolution with x0=0.1x_{0}=0.1 and the unpolarized small-xx evolution Kuraev et al. (1977); Balitsky and Lipatov (1978); Balitsky (1996, 1999); Kovchegov (1999, 2000); Jalilian-Marian et al. (1998a, b); Weigert (2002); Iancu et al. (2001a, b); Ferreiro et al. (2002) with the commonly used value of x0=0.01x_{0}=0.01 Albacete et al. (2011, 2009); Kharzeev et al. (2003); Albacete et al. (2004); Kharzeev et al. (2004); Albacete et al. (2005).

Refer to caption
Figure 3: JAMsmallx result for the g1pg_{1}^{p} structure function obtained from existing polarized DIS data (light red band) as well as with EIC pseudodata (dark red band). For comparison, we include g1pg_{1}^{p} from the DSSV fit to existing data de Florian et al. (2014); De Florian et al. (2019) (light blue band) and with EIC pseudodata at S=45\sqrt{S}=45 and 141 GeV Borsa et al. (2020) (light purple band). The inset gives the relative uncertainty δg1p/g1p\delta g_{1}^{p}/g_{1}^{p} for each fit at small xx.
Refer to caption
Figure 4: Plot of χ2/Npts\chi^{2}/N_{\rm pts} versus x0x_{0}: the numbers next to the red points indicate the specific χ2/Npts\chi^{2}/N_{\rm pts} values at the given x0x_{0}.

We also comment that there exist other quantities with the leading small-xx contribution being double-logarithmic in xx. An example would be the flavor non-singlet unpolarized PDFs, which, at small-xx, are dominated by the QCD Reggeon exchange Kirschner and Lipatov (1983); Kirschner (1986, 1995a, 1995b); Griffiths and Ross (2000); Ermolaev et al. (1996); Bartels and Lublinsky (2003), whose intercept, when evaluated in the DLA for αs0.3\alpha_{s}\approx 0.3, is very close to the phenomenological value of αR0.5\alpha_{R}\approx 0.5 Donnachie and Landshoff (1992), as shown in Itakura et al. (2004). Moreover, the Reggeon contribution to baryon stopping in heavy ion collisions was also explored in Itakura et al. (2004) (see Fig. 9 there and the discussion around it). Surprisingly, no higher-order corrections to the DLA were needed in Itakura et al. (2004) in order to obtain a good agreement with the data. Therefore, it is possible that the KPS evolution, which is also double-logarithmic at leading order, may give an accurate prediction for the small-xx g1g_{1} structure function already at DLA, as employed in this work.

A unique feature of our analysis is that KPS evolution predicts the small-xx behavior of helicity PDFs. This is in contrast to DGLAP evolution, where the xx dependence of the PDFs follows from ad hoc parametrizations at an input scale Q0Q_{0}, with the behavior at small xx obtained by extrapolation. This distinction allows better controlled uncertainties in KPS evolution at small xx, as Fig. 3 confirms. For the fits to existing data, the relative error δg1p/g1p\delta g_{1}^{p}/g_{1}^{p} at small xx is 25%\sim 25\% for JAMsmallx and 100%\sim 100\% for the DSSV fit with standard Q2Q^{2} evolution de Florian et al. (2014); De Florian et al. (2019).

V Impact from EIC Data

To estimate the impact of future EIC data on the g1g_{1} structure function, we generate pseudodata for A||A_{||} and APVA_{\rm PV} for proton, deuteron, and 3He beams. The fit described in Sec. IV only constrains g1pg_{1}^{p} and g1ng_{1}^{n}, whereas to generate pseudodata simultaneously for A||A_{||} and APVA_{\rm PV}, one needs Δu+\Delta u^{+}, Δd+\Delta d^{+}, and Δs+\Delta s^{+} individually. Therefore, we set Δs+=0\Delta s^{+}=0 and use isospin symmetry to invert Eq. (8) to determine the initial conditions for Δu+\Delta u^{+} and Δd+\Delta d^{+} from those we already extracted for g1pg_{1}^{p} and g1ng_{1}^{n}, such that

Gu(0)(s10,η)\displaystyle G_{u}^{(0)}(s_{10},\eta) =65(4Gp(0)(s10,η)Gn(0)(s10,η)),\displaystyle=\frac{6}{5}\!\left(4G_{p}^{(0)}(s_{10},\eta)-G_{n}^{(0)}(s_{10},\eta)\right), (11a)
Gd(0)(s10,η)\displaystyle G_{d}^{(0)}(s_{10},\eta) =65(4Gn(0)(s10,η)Gp(0)(s10,η)),\displaystyle=\frac{6}{5}\!\left(4G_{n}^{(0)}(s_{10},\eta)-G_{p}^{(0)}(s_{10},\eta)\right), (11b)
Gs(0)(s10,η)\displaystyle G_{s}^{(0)}(s_{10},\eta) =0,\displaystyle=0\,, (11c)

with Gp(0)G_{p}^{(0)} and Gn(0)G_{n}^{(0)} taken from Eqs. (10) for the fit in Sec. IV. We use the initial conditions (11) to solve the evolution equations (7) for the polarized dipole amplitudes corresponding to individual flavors. Using Eq. (4), we obtain helicity PDFs which allow us to generate the central values of the EIC pseudodata for A||A_{||} and APVA_{\rm PV}. For the proton, the pseudodata cover center-of-mass energies S={29,45,63,141}\sqrt{S}=\{29,45,63,141\} GeV with integrated luminosity of 100 fb-1, while for the deuteron and 3He beams the pseudodata span S={29,66,89}\sqrt{S}=\{29,66,89\} GeV with 10 fb-1 integrated luminosity. These are consistent with the EIC detector design of the Yellow Report, including 2%2\% point-to-point uncorrelated systematic uncertainties Abdul Khalek et al. (2021). After imposing the kinematic cuts discussed above, 487 data points survive for each of A||A_{||} and APVA_{\rm PV}, along with the 122 data points from existing polarized DIS data, for a total of 1096 points used in this analysis.

Refer to caption
Figure 5: (Top) Fitted helicity PDFs xΔq+(x,Q2)x\Delta q^{+}(x,Q^{2}) from the current JAMsmallx fit to existing polarized DIS data and EIC pseudodata for A||A_{||} and APVA_{\rm PV} at x<0.1x<0.1. (Bottom) The result for xΔΣ(x,Q2)x\Delta\Sigma(x,Q^{2}) from the same fit (red), compared with that from the DSSV analysis with Borsa et al. (2020) (light purple) and without de Florian et al. (2014); De Florian et al. (2019) (light blue) the EIC pseudodata.

We now fit these pseudodata without making any assumptions on the helicity PDFs; in particular, we do not assume Δs+=0\Delta s^{+}=0 in the fit. The inclusion of APVA_{\rm PV} allows us to extract the individual PDFs Δu+\Delta u^{+}, Δd+\Delta d^{+}, and Δs+\Delta s^{+} using nine parameters (aqa_{q}, bqb_{q}, and cqc_{q} (cf. Eq. (6)) for each quark flavor) in addition to our choices for x0x_{0} and Λ\Lambda.

The results for the extracted helicity PDFs, as well as for the flavor singlet sum ΔΣ(x,Q2)\Delta\Sigma(x,Q^{2}), are shown in Fig. 5, and g1pg_{1}^{p} is given by the dark red band in Fig. 3. Clearly, the EIC pseudodata have a significant impact, reducing the relative uncertainty of g1pg_{1}^{p} to the sub-percent level. This precision will also allow for a more accurate determination of the starting point x0x_{0} of KPS evolution. The improved control over the small-xx behavior with KPS evolution of the g1g_{1} structure function and the helicity PDFs is evident in Figs. 3 and 5 when compared with the DSSV analysis de Florian et al. (2014); De Florian et al. (2019), which uses standard DGLAP evolution. Even after including EIC pseudodata, the relative error of the DSSV+EIC fit Borsa et al. (2020) for g1pg_{1}^{p} grows to 100%\sim 100\% when one enters the unmeasured region (x104x\lesssim 10^{-4}). The same trend occurs for xΔΣ(x,Q2)x\Delta\Sigma(x,Q^{2}): the magnitude of the JAMsmallx+EIC uncertainty band stays relatively constant, while the DSSV+EIC error increases significantly at x104x\lesssim 10^{-4}. We emphasize that this is a consequence of DGLAP evolution not being able to prescribe the small-xx behavior of PDFs, whereas KPS evolution enables a genuine prediction at small xx.

VI Outlook

In this work, we have demonstrated for the first time that double-spin asymmetries in polarized DIS at x<0.1x<0.1 can be successfully described using the KPS small-xx evolution equations. In the future, several extensions can be pursued, such as including αsln(1/x)\alpha_{s}\,\ln(1/x) corrections to the DLA Kovchegov et al. (2021) and going beyond the large-NcN_{c} limit employed here. The former will introduce saturation effects and may permit an extraction of ΔG\Delta G, while the latter may be studied either in the large-Nc&NfN_{c}\,\&\,N_{f} limit Kovchegov et al. (2016); Kovchegov and Sievert (2019); Kovchegov and Tawabutr (2020) or by using functional methods Cougoulic and Kovchegov (2019). Our formalism can also be extended to SIDIS and pppp collisions in order to provide a more universal small-xx helicity phenomenology. The approach we have pioneered here will allow us to achieve well-controlled uncertainties as one extends into the unmeasured small-xx region (beyond what even the EIC can reach), a feature that ultimately will be crucial to understanding the partonic origin of the proton spin.

Acknowledgments

This work has been supported by the U.S. Department of Energy, Office of Science, Office of Nuclear Physics under Award Number DE-SC0004286 (DA and YK), No. DE-AC05-06OR23177 (WM and NS) under which Jefferson Science Associates, LLC, manages and operates Jefferson Lab, the National Science Foundation under Grant No. PHY-2011763 (DP), and within the framework of the TMD Topical Collaboration. The work of NS was supported by the DOE, Office of Science, Office of Nuclear Physics in the Early Career Program. DA and DP would like to thank C. Cocuzza and Y. Zhou for their tutorial on the JAM analysis code. We would also like to thank I. Borsa for providing the results of the analysis in Ref. Borsa et al. (2020).

References