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Ground-state phase diagram of the one-dimensional tt-JsJ_{s}-JτJ_{\tau} model at quarter filling

Yuya Kurebayashi kurebayashi@cmpt.phys.tohoku.ac.jp Department of Physics, Tohoku University, Sendai 980-8578, Japan    Hiroki Oshiyama Graduate School of Information Science, Tohoku University, Sendai 980-8579, Japan    Naokazu Shibata Department of Physics, Tohoku University, Sendai 980-8578, Japan
Abstract

We study the ground state of the one-dimensional “tt-JsJ_{s}-JτJ_{\tau} model,” which is a variant of the tt-JJ model with an additional channel degree of freedom. The model is not only a generalization of the tt-JJ model but also an effective model of the two-channel Kondo lattice model in the strong-coupling region. The low-energy excitations and correlation functions are systematically calculated by the density matrix renormalization group method, and the ground-state phase diagram at quarter filling consisting of a Tomonaga-Luttinger liquid, spin-gap state, channel-gap state, insulator, and phase separation is determined. We find that weak channel fluctuations stabilize the spin-gap state, while strong channel fluctuations lead to the transition to the insulator.

I INTRODUCTION

Quantum fluctuations are important features of microscopic systems, which give rise to plenty of interesting phenomena. In condensed matter physics, spin fluctuations play an important role in realizing various quantum states, such as spin liquids and superconductivity. One of the minimal theoretical models containing both spin and charge degrees of freedom is the tt-JJ model. The model was originally proposed to describe high-TcT_{\mbox{\scriptsize c}} superconductivity [1], and its one-dimensional model has been studied to understand the fundamental properties of strongly correlated systems. Although this model contains only the kinetic energy term and the exchange energy term, various quantum states including a spin-gap state are realized [2], and it is interesting to investigate whether new quantum states appear when we include additional interactions existing in more realistic systems. One simple extension is the inclusion of repulsive interaction VV between the neighboring electrons. It has been reported that the repulsive interaction VV stabilizes the spin-gap phase at quarter filling [3], but other new states have not yet been obtained. Another approach to extend the tt-JJ model is to add new degrees of freedom of electrons.

Praseodymium contained in cage-shaped composites, such as PrTi2Al20\mathrm{PrTi_{2}Al_{20}}, has a non-Kramers doublet as the crystal-field ground state [4, 5]. The theoretical model of such materials is the two-channel Kondo lattice model (TCKLM)[6, 7], which has multiple degrees of freedom associated with the non-Kramers doublets. As one of the simplest models of interacting electron systems consisting of multiple degrees of freedom, we propose the “tt-JsJ_{s}-JτJ_{\tau} model,” which is not only an extension of the tt-JJ model but also an effective model of the TCKLM in the strong-coupling region.

In this paper, we study the ground-state properties of the model by the density matrix renormalization group (DMRG) method and investigate the effect of the channel degree of freedom on the ground state. The obtained results show that the spin-gap state is stabilized by weak channel fluctuations, while strong channel fluctuations lead to the transition to the insulator.

II MODEL

The model we study here is the following tt-JsJ_{s}-JτJ_{\tau} model:

HtJJ\displaystyle H_{tJJ} =tiασ(aiσbiαbi+1,αai+1,σ+H.c.)\displaystyle=-t\sum_{i\alpha\sigma}\left(a^{\dagger}_{i\sigma}b_{i\alpha}b^{\dagger}_{i+1,\alpha}a_{i+1,\sigma}+\mathrm{H.c.}\right)
+Jsi𝑺i𝑺i+1+Jτi𝝉i𝝉i+1+Vinini+1,\displaystyle+J_{s}\sum_{i}{\bm{S}}_{i}\cdot{\bm{S}}_{i+1}+J_{\tau}\sum_{i}{\bm{\tau}}_{i}\cdot{\bm{\tau}}_{i+1}+V\sum_{i}n_{i}n_{i+1}, (1)

where aiσa^{\dagger}_{i\sigma} and biαb^{\dagger}_{i\alpha} are the creation operators of particles and “holes” at the iith site with spin σ\sigma and channel α\alpha, respectively, and the empty and double occupancies of aiσa^{\dagger}_{i\sigma} and biαb^{\dagger}_{i\alpha} are inhibited:

σaiσaiσ+αbiαbiα=ni+αbiαbiα=1,\displaystyle\sum_{\sigma}a^{\dagger}_{i\sigma}a_{i\sigma}+\sum_{\alpha}b^{\dagger}_{i\alpha}b_{i\alpha}=n_{i}+\sum_{\alpha}b^{\dagger}_{i\alpha}b_{i\alpha}=1, (2)

where ni=σaiσaiσn_{i}=\sum_{\sigma}a_{i\sigma}^{\dagger}a_{i\sigma} is the number operator of the particles. The spin and channel-pseudospin operators are defined as 𝑺i=12σσaiσ𝝈σσaiσ{\bm{S}}_{i}=\frac{1}{2}\sum_{\sigma\sigma^{\prime}}a^{\dagger}_{i\sigma}{\bm{\sigma}}_{\sigma\sigma^{\prime}}a_{i\sigma^{\prime}} and 𝝉i=12ααbiα𝝈ααbiα{\bm{\tau}}_{i}=\frac{1}{2}\sum_{\alpha\alpha^{\prime}}b^{\dagger}_{i\alpha}{\bm{\sigma}}_{\alpha\alpha^{\prime}}b_{i\alpha^{\prime}}, respectively.

This model is not only a generalization of the extended tt-JJ model but also derived from the TCKLM

HTCKLM\displaystyle H_{\mbox{\scriptsize TCKLM}} =t~iσα(ciασci+1,ασ+H.c.)\displaystyle=-\tilde{t}\sum_{i\sigma\alpha}\left(c^{\dagger}_{i\alpha\sigma}c_{i+1,\alpha\sigma}+\mathrm{H.c.}\right)
+J2iασσ𝑺~i(ciασ𝝈σσciασ),\displaystyle~{}~{}+\frac{J}{2}\sum_{i\alpha\sigma\sigma^{\prime}}\tilde{{\bm{S}}}_{i}\cdot\left(c^{\dagger}_{i\alpha\sigma}{\bm{\sigma}}_{\sigma\sigma^{\prime}}c_{i\alpha\sigma^{\prime}}\right), (3)
𝑺i~\displaystyle\tilde{{\bm{S}}_{i}} =12σσfiσ𝝈σσfiσ,\displaystyle=\frac{1}{2}\sum_{\sigma\sigma^{\prime}}f^{\dagger}_{i\sigma}{\bm{\sigma}}_{\sigma\sigma^{\prime}}f_{i\sigma^{\prime}}, (4)

as follows: assuming that the number of conduction electrons per local spins ncn_{c} satisfies 1nc21\leq n_{c}\leq 2, the effective Hamiltonian in the strong-coupling region is given by the second-order perturbation of 1/J1/J from the limit J/t~=J/\tilde{t}=\infty. In this case, aa^{\dagger} and bb^{\dagger} are the composite particles defined as aiσ=16(2ci1σci2σfiσ¯ci1σci2σ¯fiσci1σ¯ci2σfiσ)a^{\dagger}_{i\sigma}=\frac{1}{\sqrt{6}}\left(2c_{i1\sigma}^{\dagger}c_{i2\sigma}^{\dagger}f_{i\bar{\sigma}}^{\dagger}-c_{i1\sigma}^{\dagger}c_{i2\bar{\sigma}}^{\dagger}f_{i\sigma}^{\dagger}-c_{i1\bar{\sigma}}^{\dagger}c_{i2\sigma}^{\dagger}f_{i\sigma}^{\dagger}\right) and biα=12(ciαficiαfi)b^{\dagger}_{i\alpha}=\frac{1}{\sqrt{2}}\left(c_{i\alpha\uparrow}^{\dagger}f_{i\downarrow}^{\dagger}-c_{i\alpha\downarrow}^{\dagger}f_{i\uparrow}^{\dagger}\right) , respectively, as schematically represented in Fig. 1. The transfer integral tt in Eq. (1) is given as t=3t~/4t=3\tilde{t}/4 and the effective interactions are

Js=1504t2135J,Jτ=64t29J,JτJs0.64.\displaystyle J_{s}=\frac{1504t^{2}}{135J},\ J_{\tau}=\frac{64t^{2}}{9J},\ \ \ \frac{J_{\tau}}{J_{s}}\approx 0.64. (5)

The interactions JsJ_{s} and JτJ_{\tau} are the two largest terms obtained by the perturbation expansion, and the other ones, including next-nearest hopping, are ignored. The neglected long-range interactions are expected to suppress the phase separation caused by the above two interactions. Instead of treating all such terms explicitly, we consider the repulsion term VV to suppress the phase separation. Note that when nc=1n_{c}=1, which corresponds to the absence of the aa^{\dagger} particles (n=0n=0), the model is reduced to the Heisenberg model of the channel degree of freedom [7].

Refer to caption
Figure 1: Schematic representations of the composite particles aia^{\dagger}_{i\uparrow} and bi1b^{\dagger}_{i1} in the TCKLM.

In this study, we analyze the ground state of the Hamiltonian of Eq. (1) with an equal number of particles and holes at n=1/2n=1/2 (quarter filling, kF=π/4k_{F}=\pi/4). This filling corresponds to nc=3/2n_{c}=3/2 in the TCKLM. Throughout this paper, we fix the nearest-neighbor interaction VV as V/t=0.8V/t=0.8 and take the transfer integral tt as the unit of energy.

III METHOD

We use the DMRG method [8, 9] to analyze the ground states of the Hamiltonian of Eq. (1). In this method, the accuracy of the ground-state wave function is systematically controlled by the number of remaining states mm. We increase mm up to 400 to see the convergence of the results, where the truncation error is less than 10510^{-5}. The system size is in the range of 128–192.

To suppresses the finite-size effect caused by the open boundary conditions used in the DMRG calculation, we apply the sine square deformation (SSD) [10, *cite:ssd_gendiar2] to the Hamiltonian. Since the SSD reproduces the bulk response to an external field [12], we use this property to obtain the excitation gap of the infinite system.

Refer to caption
Figure 2: Excitation gaps for the charge Δn\Delta_{n}, spin Δs\Delta_{s}, and channel Δτ\Delta_{\tau} degrees of freedom. The upper axes represent the effective interactions defined in Eqs. (5). The error bars are introduced by the discrete parameter settings used in the SSD method [12].
Refer to caption
Figure 3: Ground-state phase diagram of the tt-JsJ_{s}-JτJ_{\tau} model. The plus marks represent the transition points. The phase boundary is roughly drawn. The squares on the transition line were determined in a previous work [3] for the extended tt-JJ model. The circles in the phase diagram represent the points where the correlation functions shown in Figs. 4, 6, and 7 are calculated. M, metallic phase (no excitation gap); SG, spin-gap phase (only the spin gap opens); ChG, channel-gap phase (only the channel gap opens); I, insulating phase (gap opens for all excitations); and PS, phase separation.

IV RESULT

We first study the elementary excitations of the model to clarify how the interactions modify the low-energy properties of the system. We calculate the excitation gap for the charge (Δn\Delta_{n}), spin (Δs\Delta_{s}), and channel (Δτ\Delta_{\tau}) degrees of freedom in the parameter space of JsJ_{s}-JτJ_{\tau}. Figure 2 shows the excitation gaps obtained along the line defined by Eq. (5). With decreasing the parameter JJ of the TCKLM (with increasing JsJ_{s} and JτJ_{\tau} of the tt-JsJ_{s}-JτJ_{\tau} model), the spin excitation gap first opens, and then, the charge and channel gaps open.

These successive transitions show the presence of the spin-gap phase. To further confirm the spin-gap phase, we systematically calculate the excitation gaps for various JsJ_{s} and JτJ_{\tau} and determine the ground-state phase diagram of the tt-JsJ_{s}-JτJ_{\tau} model. Figure 3 shows the obtained phase diagram consisting of five phases: metallic phase (no excitation gap), spin-gap phase (only the spin gap opens), channel-gap phase (only the channel gap opens), insulating phase (gap opens for all excitations), and phase separation. From the diagram, it is confirmed that the spin-gap phase is realized in the TCKLM between the metallic and insulating phases.

As shown in Fig. 3, the transition lines are symmetric with respect to the line of Js=JτJ_{s}=J_{\tau}. This arises from the invariance of the Hamiltonian of Eq. (1) and the particle filling n=1/2n=1/2 under the transformation (ai,ai,bi1,bi2)(bi1,bi2,ai,ai)(a^{\dagger}_{i\uparrow},a^{\dagger}_{i\downarrow},b^{\dagger}_{i1},b^{\dagger}_{i2})\rightarrow(b^{\dagger}_{i1},b^{\dagger}_{i2},a^{\dagger}_{i\uparrow},a^{\dagger}_{i\downarrow}) with the exchange of JsJ_{s} and JτJ_{\tau}, where the symmetry of the repulsive term VV is ensured by the condition of Eq. (2) 111 In the system under the open boundary condition, the repulsive term modifies the local chemical potential at both ends of the system. In this study, we use the SSD and remove such a chemical-potential difference. . Since this transformation exchanges the role of spin and channel degrees of freedom, the symmetric phase diagram is obtained. In the parameter sets we have studied, the direct transition between the metallic phase and the insulating phase occurs only on the line of Js=JτJ_{s}=J_{\tau}. This implies the existence of a quantum tetracritical point.

Refer to caption
Figure 4: Correlation functions in the metallic phase at Js=1.2J_{s}=1.2 and Jτ=0.71J_{\tau}=0.71 (J=9.0J=9.0).

IV.1 Metallic phase

Here we focus on the metallic phase in the region of weak interaction, where all the excitations are gapless and each spin, charge, and channel degree of freedom behaves as a Tomonaga-Luttinger liquid (TLL) [14, 15]. As shown in Fig. 4, the correlation functions defined by

g(r)\displaystyle g(r) =XjXj+rXjXj+r,\displaystyle=\braket{X_{j}X_{j+r}}-\braket{X_{j}}\braket{X_{j+r}}, (6)
Xj\displaystyle X_{j} ={nj(for charge),Sjz(for spin),τjz(for channel)\displaystyle=\begin{cases}n_{j}&\text{(for charge)},\\ S^{z}_{j}&\text{(for spin)},\\ \tau^{z}_{j}&\text{(for channel)}\end{cases} (7)

decay in a power-law fashion rαr^{-\alpha}. For spin and channel degrees of freedom, the exponent is α1.6\alpha\sim 1.6 at J=9J=9, which is almost consistent with the prediction of TLL theory α=1+Kρ\alpha=1+K_{\rho}, where the Luttinger parameter KρK_{\rho} is determined as Kρ0.5K_{\rho}\sim 0.5 from the slope of the Fourier components of the charge correlation function N(q)N(q) near q=0q=0 [2, 16, 17]. The JsJ_{s} dependence of N(q)N(q) defined by

N(q)=1Li,j=1Leiq(xixj)(ninjninj)\displaystyle N(q)=\frac{1}{L}\sum_{i,j=1}^{L}e^{iq(x_{i}-x_{j})}\left(\braket{n_{i}n_{j}}-\braket{n_{i}}\braket{n_{j}}\right) (8)

also shows that the period of the charge correlation function clearly changes from 4kF4k_{F} (two site) to 2kF2k_{F} (four site) with the increase in JsJ_{s} and JτJ_{\tau} as presented in Fig. 5.

Refer to caption
Figure 5: Fourier components of the charge correlation function. Central L=152L=152 sites of a 192-site system are used to suppress the boundary effects. The dominant wavelength changes from 4kF4k_{F} to 2kF2k_{F} with the decrease in JJ (with the increase in JsJ_{s} and JτJ_{\tau}).

When JsJ_{s} exceeds a critical value, the system undergoes the transition to the spin-gap phase. At Jτ=0J_{\tau}=0, the critical value of JsJ_{s} is close to the bandwidth 4t4t. Figure 3 shows that this critical value becomes smaller with the increases in JτJ_{\tau}, which indicates the interaction acting on the channel degree of freedom stabilizes the spin-gap phase. We note that the critical value is insensitive to VV when VV is sufficiently smaller than 4t4t.

IV.2 Spin-gap phase

As discussed above, the increase in JsJ_{s} and JτJ_{\tau} enhances the spin gap, which makes the slope of the exponential decay of the spin correlation function steeper, as shown in Fig. 6(a). For the charge and channel correlation functions, the power-law behavior is confirmed, as seen in Fig. 6(b). The power-law exponent of the charge correlation function slightly decreases with the increase in the spin gap.

Refer to caption
Figure 6: Correlation functions in the spin-gap phase at Jτ=0.5J_{\tau}=0.5. (a) Spin correlation function. (b) Charge and channel correlation functions.

IV.3 Insulating phase

We finally investigate the insulating state. In the insulating phase, all the excitations have a finite energy gap, and the correlation functions decay exponentially, as shown in Fig. 7, where we find almost the same slope, although the charge gap is much smaller than the spin gap. We think this is a result of the alternating product state wave function of the spin and channel singlets, as shown later.

To find the symmetry-breaking order of the insulating phase, we calculate several local expectation values. Figure 8 shows the site dependence of the local densities and nearest-neighbor correlations, defined as

fs(i)\displaystyle f_{s}(i) =Si1/2zSi+1/2zSi1/2zSi+1/2z,\displaystyle=\braket{S_{i-1/2}^{z}S_{i+1/2}^{z}}-\braket{S_{i-1/2}^{z}}\braket{S_{i+1/2}^{z}}, (9)
fτ(i)\displaystyle f_{\tau}(i) =τi1/2zτi+1/2zτi1/2zτi+1/2z,\displaystyle=\braket{\tau_{i-1/2}^{z}\tau_{i+1/2}^{z}}-\braket{\tau_{i-1/2}^{z}}\braket{\tau_{i+1/2}^{z}}, (10)

where ii is the center position of the two operators. We find the charge density ni\braket{n_{i}} has 2kFk_{F} (four site) oscillation, whereas the spin and channel densities Siz\braket{S^{z}_{i}} and τiz\braket{\tau^{z}_{i}} remain zero everywhere. In addition, the nearest-neighbor correlations strongly correlate with the charge density oscillation. These results suggest that the insulating phase is a product state of spin and channel singlets, as schematically shown in Fig. 8. The spin-gap state is then considered as a state in which only the spin degree of freedom forms singlet pairs.

As shown in Fig. 3, the transition to the insulating state and the opening of the channel gap simultaneously occur in the region of Js>JτJ_{s}>J_{\tau}. With the increase in JsJ_{s} from zero, the critical value of JτJ_{\tau} which opens the channel gap decreases from almost the bandwidth of 4t4t to tt but never goes down to zero, which indicates the cooperation of the spin and channel degrees of freedom is essential for the emergence of the insulating phase.

Refer to caption
Figure 7: Correlation functions in the insulating phase at Js=4.0J_{s}=4.0 and Jτ=2.5J_{\tau}=2.5.
Refer to caption
Figure 8: Site-dependent expectation values in the insulating phase at J=2.4J=2.4, 2.8, and 3.2. (a), (b), and (c) represent local densities. (d) and (e) show the nearest-neighbor correlations. The dotted line shows those in the metallic phase at J=9.0J=9.0 for comparison. The top right diagram shows a schematic picture of the ground state. The rounded rectangles represent singlet pairs.

Here we comment on the effect of the nearest-neighbor repulsion VV. This term is added to effectively include the higher-order interactions existing in the original TCKLM, which suppress the transition to the phase separation. As the nearest-neighbor repulsion leads to the metal-insulator transition in the extended Hubbard model at quarter filling [18, 19], this may affect the phase diagram. However, the insulating state caused by the nearest-neighbor repulsion VV is characterized by the 4kF4k_{F} (2 sites) charge densities, which is clearly different from the insulating state found in the present study, where only 2kF2k_{F} (4 sites) oscillation appears. We therefore think the repulsion term is not essential in the present analysis.

V CONCLUSION

We have studied the ground states of the tt-JsJ_{s}-JτJ_{\tau} model, which is a minimal model consisting of multiple degrees of freedom. The low-energy excitations of the spin, charge and channel degrees of freedom have been calculated by the DMRG method with the SSD, and it was shown that the phase transition occurs from the metallic state to the spin-gap or channel-gap state when the exchange interactions exceed almost the bandwidth, roughly Js2+Jτ24t\sqrt{J_{s}^{2}+J_{\tau}^{2}}\sim 4t. For the symmetric case of Js=JτJ_{s}=J_{\tau}, however, the direct transition to the insulating state takes place. These results imply that weak channel fluctuations stabilize the spin-gap state of the tt-JJ model, while strong channel fluctuations lead to the transition to the insulating state which is characterized by the alternating product state of the spin and channel singlets.

ACKNOWLEDGEMENT

This work was supported by JSPS KAKENHI Grant No. JP19K03708.

References