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Heavy Axion Opportunities at the DUNE Near Detector

Kevin J. Kelly kkelly12@fnal.gov Theoretical Physics Department, Fermi National Accelerator Laboratory, P. O. Box 500, Batavia, IL 60510, USA    Soubhik Kumar soubhik@berkeley.edu Berkeley Center for Theoretical Physics, Department of Physics, University of California, Berkeley, CA 94720, USA Theoretical Physics Group, Lawrence Berkeley National Laboratory, Berkeley, CA 94720, USA Maryland Center for Fundamental Physics, Department of Physics, University of Maryland, College Park, MD 20742, USA    Zhen Liu zliuphys@umn.edu Maryland Center for Fundamental Physics, Department of Physics, University of Maryland, College Park, MD 20742, USA School of Physics and Astronomy, University of Minnesota, Minneapolis, MN 55455, USA
(September 20, 2025)
Abstract

While the QCD axion is often considered to be necessarily light (\lesssim eV), recent work has opened a viable and interesting parameter space for heavy axions, which solve both the Strong CP and the axion Quality Problems. These well-motivated heavy axions, as well as the generic axion-like-particles, call for explorations in the GeV mass realm at collider and beam dump environments. The primary upcoming neutrino experiment, Deep Underground Neutrino Experiment (DUNE), is simultaneously also a powerful beam dump experiment, enabled by its multipurpose Near Detector (ND) complex. In this study, we show with detailed analyses that the DUNE ND has a unique sensitivity to heavy axions for masses between 2020 MeV and 22 GeV, complementary to other future experiments.

preprint: FERMILAB-PUB-20-581-Tpreprint:

I Introduction

The QCD axion provides an elegant dynamical solution to the Strong CP Problem of the Standard Model (SM) Peccei:1977hh ; Peccei:1977ur ; Weinberg:1977ma ; Wilczek:1977pj . In its minimal realization, the QCD axion signatures are dominated by its couplings to the CP-odd field strength operators of SM gauge fields and the SM matter fields. The well-known relation (see e.g. diCortona:2015ldu ) for the QCD axion, relating its mass mam_{a} to its decay constant faf_{a}ma=5.7(109GeVfa)meVm_{a}=5.7\left(\frac{10^{9}\ \rm{GeV}}{f_{a}}\right)\rm{meV} – along with a variety of experimental/observational constraints implying fa>109f_{a}>10^{9} GeV Zyla:2020zbs , have driven most QCD axion searches to focus on light, sub-eV masses. However, a series of recent model building efforts Hook:2014cda ; Fukuda:2015ana ; Dimopoulos:2016lvn ; Gherghetta:2016fhp ; Agrawal:2017evu ; Agrawal:2017ksf ; Lillard:2018fdt ; Gaillard:2018xgk ; Hook:2019qoh ; Csaki:2019vte ; Gherghetta:2020keg including earlier work Dimopoulos:1979pp ; Holdom:1982ex ; Dine:1981rt ; Flynn:1987rs ; Rubakov:1997vp ; Berezhiani:2000gh motivate heavier variants of the QCD axion and, within a class of such models relying on a Z2Z_{2}-symmetric mirror SM sector, a testable parameter space has been identified where the axion mass can be around or even larger than the GeV scale Hook:2019qoh . In such scenarios, the heavy axion can be obtained by introducing a new strongly-coupled mirror SU(3)SU(3) sector that also generates a larger axion potential aligned with the QCD-generated potential Rubakov:1997vp ; Berezhiani:2000gh ; Hook:2014cda ; Fukuda:2015ana ; Dimopoulos:2016lvn ; Hook:2019qoh . As a result the axion continues to solve the Strong CP problem, while being heavy enough (for a given faf_{a}) to be more robust against unwanted UV contributions which would otherwise have given rise to the so-called Quality Problem Kamionkowski:1992mf ; Barr:1992qq ; GHIGNA1992278 ; Holman:1992us . Therefore, this predicts a new, less-explored heavy axion solving both the Strong CP and the Quality Problem that deems further exploration. Moreover, a pseudoscalar field is a generic constituent of many beyond-the-Standard-Model (BSM) scenarios Beacham:2019nyx , as well as String Theoretic constructions Svrcek:2006yi ; Arvanitaki:2009fg . Hence, the search for GeV-scale pseudoscalar fields, parametrized under a generic effective field theory, dubbed as “Axion-like Particles” (ALP), is a vital component of the BSM program.

Existing theoretical studies show that such heavy axions can be probed at beam dump and fixed target experiments Dobrich:2015jyk ; Dobrich:2017gcm ; Dolan:2017osp ; Dobrich:2019dxc ; Harland-Lang:2019zur ; Dent:2019ueq ; AristizabalSierra:2020rom along with electron-positron colliders and hadron colliders Jaeckel:2012yz ; Mimasu:2014nea ; Jaeckel:2015jla ; Bauer:2017nlg ; Bauer:2017ris ; Mariotti:2017vtv ; Brivio:2017ije ; Hook:2019qoh ; Ebadi:2019gij ; Gavela:2019cmq . Searches at these different facilities complement each other and their sensitivities have become better understood thanks to many recent developments in the understanding of the properties of the heavy axion Bauer:2017nlg ; Bauer:2017ris ; Bauer:2019gfk ; Aloni:2018vki and their production via different mechanisms Izaguirre:2016dfi ; Knapen:2017ebd ; CidVidal:2018blh ; Aloni:2019ruo ; Altmannshofer:2019yji ; Gori:2020xvq ; Brdar:2020dpr . Various future experiments would also be able to probe interesting parts of the axion parameter space Chou:2016lxi ; Gligorov:2017nwh ; Feng:2018noy ; Bakhti:2020vfq . While many of the existing searches focus on axion-photon or axion-electroweak couplings, a solution to the Strong CP problem motivates an equally or more dominant axion-gluon coupling and in that regard, proton beam dump experiments and hadron colliders can play a crucial role.

The next-generation Deep Underground Neutrino Experiment (DUNE) Abi:2020evt , via its intense, high energy Long Baseline Neutrino Facility (LBNF) proton beam and high-precision near and far detectors, will facilitate the most accurate measurement of various neutrino properties. At the same time, its Near Detector (ND) site Abi:2020evt , composed of a complex detector facility with a full-fledged particle detection and identification system, can be creatively viewed as a beam dump facility for new physics searches for long-lived particle signatures Ballett:2019bgd ; Berryman:2019dme ; Coloma:2020lgy ; Abi:2020kei . As we demonstrate in this work, the heavy axions, well-motivated by the Strong CP and Quality Problems, and generic BSM considerations, would provide a compelling target for DUNE ND. Our proposed search at DUNE ND can cover unique parts of the axion parameter space.

Refer to caption
Figure 1: Simplified schematic representation of the LBNF beam, DUNE target, and DUNE Near Detector complex for our study. Protons with 120120 GeV energy strike a target that produces copious amounts of SM mesons and, potentially, axions aa. Some fraction of these particles travel in the direction of the Near Detector complex (right) where the liquid argon time projection chamber (green) and multi-purpose detector (red indicating the gaseous argon time-projection chamber and blue indicating the electromagnetic calorimeter/magnet) are situated. The axions can decay in those detectors providing striking signals. The crosses on the π0\pi^{0} and η/η\eta/\eta^{\prime} lines indicate that these particles can directly mix with the axions aa. Figure adapted and modified from Ref. Berryman:2019dme .

This work is organized as follows. In Sec. II, we briefly review the mechanism solving both the Strong CP and Quality Problems and how that motivates a heavy axion. After discussing some of its properties and the EFT parametrization, in Sec. III, we detail our simulation procedure for axion production in the proton beam dump environment with the DUNE ND. That allows us to investigate in Sec. IV both the signatures of heavy axion decay in DUNE ND and possible background contributions. All of these considerations then enable us to derive the DUNE ND sensitivity to heavy axions in Sec. V. When projecting sensitivities, we consider two benchmark models, both orthogonal to the “photon-dominant” axion(-like-particles) frequently considered in the literature. We assume that either (a) the heavy axion coupling is “gluon-dominated”, i.e., the coupling between the axion and the QCD field strength tensor is the largest among its other couplings, or (b) the heavy axion coupling is “co-dominant” and the axion couples equally to the different SM field strength tensors of SU(3)SU(3), SU(2)WSU(2)_{W} and U(1)YU(1)_{Y}. We then conclude in Sec. VI.

II Properties of a Heavy Axion

This section details the properties of a heavy axion considered in this work. First, in section II.1, we introduce such a heavy axion that solves the Strong CP Problem. After discussing the axion Quality Problem, in Section II.2, we demonstrate how such a heavy axion can solve both these problems simultaneously and thereby be theoretically well-motivated. After reviewing the theoretical constraints on such a heavy axion, in Section II.3, we describe the axion properties under benchmark choices of the axion effective field theory (EFT) to study experimental prospects in the later sections.

Before proceeding, we wish to clarify some definitions and conventions that will be used throughout this work. The (dimensionful) coupling faf_{a} is the axion decay constant that enters as a part of axion coupling to the CP-odd QCD field strength tensor, responsible for solving the Strong CP problem. We will also occasionally use the quantity fG=4π2faf_{G}=4\pi^{2}f_{a}, which is adopted in some phenomenological studies of heavy axions in the literature. Finally, since production rates and decay widths of aa are typically inversely-proportional to faf_{a} and fGf_{G}, we will often use the coupling gagg=fG1g_{agg}=f_{G}^{-1} so that these rates/widths are proportional to positive powers of gaggg_{agg}, which also allows for more transparent comparisons between our projections and those in the literature.

II.1 The Strong CP and the Quality Problem

As defined, the QCD axion has a gluonic coupling (for a recent review see DiLuzio:2020wdo )

α38π(θ¯+a(x)fa)GμνaG~a,μν,\displaystyle\mathcal{L}\supset\frac{\alpha_{3}}{8\pi}\left(\bar{\theta}+\frac{a(x)}{f_{a}}\right)G_{\mu\nu}^{a}\tilde{G}^{a,\mu\nu}, (1)

through which it solves the Strong CP Problem dynamically. This can be seen explicitly by considering the QCD-generated axion potential Weinberg:1977ma ; DiVecchia:1980yfw ; diCortona:2015ldu

𝒱mπ2fπ214mumd(mu+md)2sin2(a(x)2fa+θ¯2).\displaystyle\mathcal{V}\approx-m_{\pi}^{2}f_{\pi}^{2}\sqrt{1-\frac{4m_{u}m_{d}}{(m_{u}+m_{d})^{2}}\sin^{2}\left(\frac{a(x)}{2f_{a}}+\frac{\bar{\theta}}{2}\right)}. (2)

As the axion dynamically relaxes to its minima at a=θ¯fa\langle a\rangle=-\bar{\theta}f_{a}, it makes the effective θ¯\bar{\theta} parameter vanish – solving the Strong CP Problem and explaining the smallness of the (as-yet unobserved) neutron electric dipole moment Abel:2020gbr . The above QCD-axion potential gives rise to the well-known relation diCortona:2015ldu ,

ma=5.7(109GeVfa)meV.\displaystyle m_{a}=5.7\left(\frac{10^{9}\ \rm{GeV}}{f_{a}}\right)\rm{meV}. (3)

However, a variety of terrestrial, astrophysical and cosmological constraints (see e.g. Vysotsky:1978dc ; Raffelt:2006cw ; Cadamuro:2011fd ; Millea:2015qra ; Zyla:2020zbs ) require fa>109f_{a}>10^{9} GeV for the QCD axion and therefore, the relation in Eq. (3) precludes observing an otherwise phenomenologically interesting, accelerator-observable parameter space where ma10m_{a}\sim 10 MeV - 100100 GeV. Hence, it is interesting to ask whether there exist models solving the Strong CP Problem which can occupy this mass regime.

At the same time, from an ultraviolet (UV) perspective, various axion models often suffer from the so-called “Quality Problem” Kamionkowski:1992mf ; Barr:1992qq ; GHIGNA1992278 ; Holman:1992us . To see this, we recall that an axion can be realized as the Goldstone boson of a spontaneously broken Peccei-Quinn (PQ) U(1)PQU(1)_{\rm PQ} symmetry. In the far UV, quantum gravitational effects are expected to break all global symmetries Kallosh:1995hi ; Banks:2010zn . Therefore, at low energies, the U(1)PQU(1)_{\rm PQ} can, at best, survive as some accidental symmetry. To illustrate the severity of the Quality Problem, we consider a Planck-suppressed U(1)PQU(1)_{\rm PQ}-breaking operator,

ΦNMplN4faNMplN4eiNa/fa.\displaystyle\frac{\Phi^{N}}{M_{\rm pl}^{N-4}}\sim\frac{f_{a}^{N}}{M_{\rm pl}^{N-4}}e^{iNa/f_{a}}. (4)

In the above, the axion aa arises as the Goldstone mode of the (composite) field Φfaeia/fa\Phi\sim f_{a}e^{ia/f_{a}} at low energies, and the resulting minima-structure of the axion potential need not align with the QCD-generated potential. Therefore, unless the UV contribution in Eq. (4) is small compared to the QCD-generated potential in Eq. (2), the axion will relax to a minima dictated by Eq. (4) where generally aθ¯fa\langle a\rangle\neq-\bar{\theta}f_{a} and the axion solution to the Strong CP Problem will be spoiled. More concretely, given the constraint fa>109f_{a}>10^{9} GeV for the minimal QCD axion, we see that unless we forbid all operators of the type in Eq. (4) up to N=9N=9, the axion-solution to the Strong CP Problem no longer works. The question of why the UV theory should respect U(1)PQU(1)_{\rm PQ} to such high quality is the Quality Problem.

II.2 Addressing the Quality Problem

In Ref. Hook:2019qoh a model addressing the Quality Problem was constructed, generalizing on previous work Rubakov:1997vp ; Berezhiani:2000gh ; Hook:2014cda ; Fukuda:2015ana ; Dimopoulos:2016lvn , in which the Strong CP Problem is solved through the presence of a Z2Z_{2}-symmetric mirror sector (containing the primed fields)111For other approaches for addressing the Quality Problem, including some recent discussions, see e.g.  Kim:1984pt ; Randall:1992ut ; Choi:2003wr ; Fukuda:2017ylt ; Lillard:2018fdt ; Gavela:2018paw ; Cox:2019rro ; Alvey:2020nyh . The axion coupling is then given by,

α38π(θ¯+a(x)fa)(GμνaG~a,μν+GμνaG~a,μν).\displaystyle\frac{\alpha_{3}}{8\pi}\left(\bar{\theta}+\frac{a(x)}{f_{a}}\right)\left(G_{\mu\nu}^{a}\tilde{G}^{a,\mu\nu}+G_{\mu\nu}^{\prime a}\tilde{G}^{\prime a,\mu\nu}\right). (5)

This Z2Z_{2} symmetry is softly broken by the only relevant operator in the SM and the mirror sector, the Higgs masses. Consequently, the mirror Higgs VEV H\langle H^{\prime}\rangle can “naturally” be much larger than H\langle H\rangle. In this case, the mirror quarks decouple at higher energies without impacting the RG running of the mirror QCD at lower energies. This results in the mirror confinement scale ΛQCD\Lambda_{\rm QCD^{\prime}} being much larger than ΛQCD\Lambda_{\rm QCD}. Therefore, the QCD-axion potential receives a parametrically larger contribution from the mirror sector with Hook:2019qoh ,

𝒱ΛQCD4(afa+θ¯)2+.\displaystyle\mathcal{V}\supset\Lambda_{\rm QCD^{\prime}}^{4}\left(\frac{a}{f_{a}}+\bar{\theta}\right)^{2}+\cdots. (6)

At the same time, thanks to the Z2Z_{2} symmetry, this enhanced contribution still aligns with SM-QCD generated potential in Eq. (2). Thus the same axion solves the Strong CP Problem in both the sectors, and, since the axion potential is parametrically enhanced due to the presence of the mirror sector, it is less susceptible to the Quality Problem. Since the RG running of θ¯\bar{\theta} happens at seven loops and the threshold effects happen at four loops Ellis:1978hq , the two θ¯\bar{\theta} angles remain approximately equal in the IR despite the spontaneous Z2Z_{2}-breaking. We now briefly summarize the theoretical constraints on our model in Fig. 2, while referring the reader to Ref. Hook:2019qoh for more detailed explanations as well as how to obtain a viable cosmology in this class of models.

Refer to caption
Figure 2: Theoretical constraints on the axion parameter space for the class of models considered in this work that solve both the Strong CP and the Quality Problems, adapted from Ref. Hook:2019qoh . The white region is the theoretically allowed/motivated region. See the text for explanations of different labels. The parameters fGf_{G} and faf_{a} are related by fG=4π2faf_{G}=4\pi^{2}f_{a}.

Fig. 2 presents the theoretically-motivated region of parameter space for this heavy, high-quality axion model, as a function of the axion mass mam_{a} and the axion decay constant fafG/(4π2)f_{a}\equiv f_{G}/(4\pi^{2}). Since our mechanism makes the axion only heavier, it can not populate the region labeled “QCD Axion” where it would be lighter than the QCD axion. In the region labeled “fa<ΛQCDf_{a}<\Lambda_{\rm QCD^{\prime}}”, the axion EFT breaks down because ma>fam_{a}>f_{a} in that region. In the region labeled “PQ Quality Problem,” the axion suffers the Quality Problem discussed in Eq. (4) due to operators with N6N\geq 6. Finally, in the region in the bottom right denoted “HH^{\prime} Quality Problem”, the mirror VEV H\langle H^{\prime}\rangle spoils the Strong CP solution via,

α38π(HHMpl2GG~+HHMpl2GG~).\displaystyle\frac{\alpha_{3}}{8\pi}\left(\frac{H^{\dagger}H}{M_{\rm pl}^{2}}G\tilde{G}+\frac{H^{\prime\dagger}H^{\prime}}{M_{\rm pl}^{2}}G^{\prime}\tilde{G^{\prime}}\right). (7)

In particular, to avoid the Quality Problem from Eq. (7), we require H<1014\langle H^{\prime}\rangle<10^{14} GeV, so there is only a maximal amount by which the axion can be made heavier in this scenario.222While a portal coupling λ|H|2|H|2\lambda|H|^{2}|H^{\prime}|^{2} can be present, its primary effect would be to make the SM Higgs very heavy unless λ\lambda is very small. We view this generically large contribution to the Higgs mass as another form of the hierarchy problem for the SM Higgs which we do not try to address in this work.

By inspection, Fig. 2 encourages us to focus on heavy axions in the keV-TeV mass range with fGf_{G} between 1010910-10^{9} GeV. A natural question that emerges is how much of the open theoretical parameter space can be covered by existing and upcoming experiments. To discuss this, we detail a phenomenological discussion of the heavy axion properties next.

II.3 Heavy Axion EFT, Mixing and Lifetime

A robust consequence of the above mentioned class of models is the defining GG~G\tilde{G} coupling of the axion. For this purpose, we consider an effective Lagrangian,

a8πfa(c3α3GG~+c2α2WW~+c1α1BB~),\frac{a}{8\pi f_{a}}\left(c_{3}\alpha_{3}G\tilde{G}+c_{2}\alpha_{2}W\tilde{W}+c_{1}\alpha_{1}B\tilde{B}\right), (8)

with αi=gi2/(4π)\alpha_{i}=g_{i}^{2}/(4\pi) given in terms of SM gauge couplings, and α1=5/3αY\alpha_{1}=5/3\alpha_{Y}, in terms of the hypercharge gauge coupling. To illustrate the significance of a non-zero c3c_{3}, we will focus on two scenarios which are complementary to the case of photon or electroweak-dominance, c2,c1c3c_{2},c_{1}\gg c_{3}, frequently assumed in the literature due to its testability. In more detail, we will focus on the cases of,

  • Gluon dominance: c3=1,c1,c2=0c_{3}=1,c_{1},c_{2}=0;

  • Codominance, c1=c2=c3c_{1}=c_{2}=c_{3}.

Both of the above cases are motivated from the generic Axion considerations, as well as UV considerations. In fact, these two cases match well respectively to the KSVZ Kim:1979if ; Shifman:1979if and DFSZ Dine:1981rt ; Zhitnitsky:1980tq scenario of the minimal axion theory.

These choices have an important effect on the phenomenology of such heavy axions, since for ma1m_{a}\gtrsim 1 GeV, the axions predominantly decay into hadronic final states, as opposed to diphoton final states on which a significant number of searches rely.333For a recent study in the aFF~aF\tilde{F} dominance at DUNE ND, see Ref. Brdar:2020dpr . Consequently, interesting parts of the axion parameter space open up, as we will see below. Simultaneously, a non-negligible c3c_{3} gives rise to important axion production channels at the LHC and various proton beam dump experiments.

Below the scale of electroweak symmetry breaking, the EFT in Eq. (8) gives rise to an axion photon coupling,

a8πfacγαEMFF~,\displaystyle\frac{a}{8\pi f_{a}}c_{\gamma}\alpha_{\rm EM}F\tilde{F}, (9)

with Georgi:1986df ; Bauer:2017ris ; Aloni:2018vki

cγ=\displaystyle c_{\gamma}= c2+53c1formaΛQCD\displaystyle c_{2}+\frac{5}{3}c_{1}~~\text{for}~~m_{a}\gg\Lambda_{\rm QCD}
cγ=\displaystyle c_{\gamma}= c2+53c1+c3(1.92+13ma2ma2mπ2+89ma249mπ2ma2mη2+79ma2169mπ2ma2mη2)formaΛQCD.\displaystyle c_{2}+\frac{5}{3}c_{1}+c_{3}\left(-1.92+\frac{1}{3}\frac{m_{a}^{2}}{m_{a}^{2}-m_{\pi}^{2}}+\frac{8}{9}\frac{m_{a}^{2}-\frac{4}{9}m_{\pi}^{2}}{m_{a}^{2}-m_{\eta}^{2}}+\frac{7}{9}\frac{m_{a}^{2}-\frac{16}{9}m_{\pi}^{2}}{m_{a}^{2}-m_{\eta^{\prime}}^{2}}\right)~~\text{for}~~m_{a}\lesssim\Lambda_{\rm QCD}. (10)

To obtain cγc_{\gamma} for maΛQCDm_{a}\lesssim\Lambda_{\rm QCD}, we have assumed the ηη\eta-\eta^{\prime} mixing angle sinθηη=1/3\sin\theta_{\eta\eta^{\prime}}=-1/3 as in Aloni:2018vki while noting the significant uncertainty θηη(1020)\theta_{\eta\eta^{\prime}}\simeq-(10^{\circ}-20^{\circ}) (see Sec. 15 of Ref. Zyla:2020zbs and references therein). Some results for more general mixing angles can be found in Refs. Ertas:2020xcc ; Gori:2020xvq . The factor of 1.921.92 in Eq. (10) can be obtained after including higher order corrections diCortona:2015ldu on the leading order contribution due to quark masses 234md+mumu+md2\frac{2}{3}\frac{4m_{d}+m_{u}}{m_{u}+m_{d}}\approx 2. Importantly, we see that even in the absence of the a tree-level c1,c2c_{1},c_{2}, the anomaly and axion-pseudoscalar meson mixing introduce a significant axion-photon coupling below ΛQCD\Lambda_{\rm QCD}.

The phenomenology will be largely dictated by the lifetime of the axion. For ma<3mπm_{a}<3m_{\pi}, the axion decays exclusively in diphoton final states with a width,

Γγγ=αEM2cγ2256π3ma3fa2,\displaystyle\Gamma_{\gamma\gamma}=\frac{\alpha_{\rm EM}^{2}c_{\gamma}^{2}}{256\pi^{3}}\frac{m_{a}^{3}}{f_{a}^{2}}, (11)

whereas above that threshold the hadronic decay modes open up Aloni:2018vki and quickly become dominant except regions near resonant mixing. We show the resulting lifetime of the axion in Fig. 3 which is used in the following to determine the reach of the DUNE ND.

Refer to caption
Figure 3: Lifetime of the heavy axion for a decay constant fG=1PeVf_{G}=1~\rm{PeV} as a function of its mass mam_{a}. The blue (red) line assumes the Gluon Dominance (Codominance) scenario discussed in the text.

The blue (red) line in Fig. 3 assumes the Gluon Dominance (Codominance) scenario, and both lines assume fG=1f_{G}=1 PeV. This lifetime is proportional to fG2f_{G}^{2}. We note that the two scenarios are nearly identical for ma1m_{a}\gtrsim 1 GeV but below 11 GeV the above distinctions are quite important. For mam_{a} below 100 MeV, we can see that in the Codominance scenario, the axion has a larger lifetime as the corresponding cγc_{\gamma} is smaller for the particular choices of ci=1c_{i}=1. Between 100 MeV and 1 GeV, two effects are important. One is the near resonance mixing with the SM mesons, which determines the dips in this lifetime plot. The other one is the cancellation between different meson mixings and the direct contributions to cγc_{\gamma} in Eq. 10 for which we get peaks in the lifetime. We also note here, the mixing expansion in this equation at the meson pole regime should be regulated by the unitarity of the mixing matrix, which we neglected here in the equations but implemented effectively in the next section in our numerical computation.

Before moving on, we note that due to the Z2Z_{2} symmetry, the specific model described in Ref. (Hook:2019qoh, ) and above, has a massless mirror photon. While the axion can decay into a pair of mirror photons, for our phenomenlogical analysis below we will ignore this effect, motivated by the following reason. The mirror photon does not play an essential role in our set up and can be removed from the spectra if we do not copy the SM U(1)YU(1)_{Y} into the mirror sector. Instead, we can start with a common U(1)XU(1)_{X} under which both SM and mirror sectors are charged. As the mirror Higgs gets a VEV, the breaking SU(2)W×U(1)XU(1)YSU(2)_{W}^{\prime}\times U(1)_{X}\rightarrow U(1)_{Y} takes place without giving rise to a mirror photon. Since the flavor structure of both the SM and the mirror sector are the same, the effects of differential RG running of θ¯\bar{\theta} between the two sectors are still suppressed.

III Simulation Details: Axion Production and DUNE Near Detector

This section details the simulations we perform and how we determine the DUNE experimental sensitivity to heavy axions. In Section III.1 we explain the approach we employ to calculate the axion production, both from meson mixing and from gluon-gluon fusion. Section III.2 explains how we include the DUNE ND complex in these simulations, including both the liquid argon near detector and the gaseous argon multi-purpose detector.

III.1 Axion Production Details

Meson Mixing: To determine the axion production due to meson mixing, we simulate the Long Baseline Neutrino Facility (LBNF) beam as a 120 GeV proton beam colliding with a fixed target using Pythia8 with the “SoftQCD:all = on” option. For all of our simulations, we assume the total number of protons-on-target (POT) is NPOT=1.47×1022N_{\rm POT}=1.47\times 10^{22} over the course of 10 years.444This assumes ten years of operation at the nominal rate of 1.47×10211.47\times 10^{21} POT/yr. The DUNE collaboration plans on upgrading its beam to a larger number of POT/yr during its operation, so our estimations should correspond to at most ten years of data collection. We find that approximately 2.892.89 π0\pi^{0}, 0.330.33 η\eta, and 0.030.03 η\eta^{\prime} are produced per POT at this beam energy.

As alluded to in Eq. (10), axions mix with the SM pseudoscalar mesons through the GG~G\tilde{G} coupling. Here we summarize the mixing angles Bauer:2017ris ; Aloni:2018vki ; Ertas:2020xcc ,

π=\displaystyle\pi= πphys+θaπaphys+πphys+16fπfama2ma2mπ2aphys+,\displaystyle\pi_{\rm phys}+\theta_{a\pi}a_{\rm phys}+\cdots\approx\pi_{\rm phys}+\frac{1}{6}\frac{f_{\pi}}{f_{a}}\frac{m_{a}^{2}}{m_{a}^{2}-m_{\pi}^{2}}a_{\rm phys}+\cdots, (12)
η=\displaystyle\eta= ηphys+θaηaphys+ηphys+16fπfa(ma249mπ2ma2mη2)aphys+,\displaystyle\eta_{\rm phys}+\theta_{a\eta}a_{\rm phys}+\cdots\approx\eta_{\rm phys}+\frac{1}{\sqrt{6}}\frac{f_{\pi}}{f_{a}}\left(\frac{m_{a}^{2}-\frac{4}{9}m_{\pi}^{2}}{m_{a}^{2}-m_{\eta}^{2}}\right)a_{\rm phys}+\cdots, (13)
η=\displaystyle\eta^{\prime}= ηphys+θaηaphys+ηphys+123fπfa(ma2169mπ2ma2mη2)aphys+,\displaystyle\eta^{\prime}_{\rm phys}+\theta_{a\eta^{\prime}}a_{\rm phys}+\cdots\approx\eta_{\rm phys}^{\prime}+\frac{1}{2\sqrt{3}}\frac{f_{\pi}}{f_{a}}\left(\frac{m_{a}^{2}-\frac{16}{9}m_{\pi}^{2}}{m_{a}^{2}-m_{\eta^{\prime}}^{2}}\right)a_{\rm phys}+\cdots, (14)

where fπ93MeVf_{\pi}\approx 93~\rm MeV. In these equations, the ellipses contain πη\pi-\eta and πη\pi-\eta^{\prime} mixing terms, which subdominantly contribute to ALP production considered below.

Refer to caption
Figure 4: Expected flux at the DUNE Near Detector Hall of heavy axions with mass mam_{a} produced via meson mixing with π0\pi^{0} (red), η\eta (blue), and η\eta^{\prime} (green), along with gluon-gluon fusion (black), all assuming fG=1f_{G}=1 PeV (or, equivalently gagg=1g_{agg}=1 PeV-1). The flux scales with fG2f_{G}^{-2}. We dash meson-mixing flux lines above ma=1m_{a}=1 GeV where gluon-gluon fusion processes are more relevant. For reference, we also show the the flux from meson mixing one would get without the mass correction (taking the function f(mmeson,ma)=1f(m_{\mathrm{meson}},m_{a})=1) in thin lines.

Using Eqs. (12), (13) and (14), the number of axions produced from ALP-meson mixing is obtained as 555We ignore possible interference effects between different meson-mixing modes in this approximation.,

Naxions=NPOT×[2.89|θaπ|2f(mπ,ma)+0.33|θaη|2f(mη,ma)+0.03|θaη|2f(mη,ma)],\displaystyle N_{\rm axions}=N_{\rm POT}\times\left[2.89|\theta_{a\pi}|^{2}f(m_{\pi},m_{a})+0.33|\theta_{a\eta}|^{2}f(m_{\eta},m_{a})+0.03|\theta_{a\eta^{\prime}}|^{2}f(m_{\eta^{\prime}},m_{a})\right], (15)

where

f(mmeson,ma)={(mammeson)1.6if ma>mmeson1if mammeson.f(m_{\mathrm{meson}},m_{a})=\begin{cases}\left(\frac{m_{a}}{m_{\mathrm{meson}}}\right)^{-1.6}&\quad\text{if }m_{a}>m_{\mathrm{meson}}\\ 1&\quad\text{if }m_{a}\leq m_{\mathrm{meson}}.\end{cases}

The above function f(mmeson,ma)f(m_{\mathrm{meson}},m_{a}) models the QCD production rate of mesons which decreases as one increases the meson mass, rooting from both the running strong coupling as well as the parton evolution. The power of 1.6-1.6 comes from fitting the π0\pi^{0}, η\eta, and η\eta^{\prime} meson production rate as a function of their masses. Furthermore, we conservatively bound the function value by unity, by neglecting the possible enhancement of rate beyond the mixing calculation in the regime of mammesonm_{a}\leq m_{\mathrm{meson}}. Note that to our knowledge we are the first to take this further step to model the kinematic effect of masses in this regime of the axion production rate. To show the difference, we show the flux in Fig. 4 with and without this mass effect taken into account in thin and thick curves.

The axion flux with axion mass below 1 GeV at the DUNE ND then depends on Eq. (15), the ND cross-sectional area, and the acceptance fraction. In detail, for each simulated π0\pi^{0}, η\eta, and η\eta^{\prime}, we convert them into an axion with a weight according to the mixing angle. This conversion process keeps the energy of the SM meson the same, rescaling the magnitude of the three-momentum while maintaining their direction. The acceptance fraction is defined as the fraction of produced axions that are traveling in the direction of the DUNE ND upon production, folding in the production angular dependence in the beam dump environment. We discuss the details of the DUNE ND in our simulations in Section III.2, and we note here that the acceptance fraction for the different meson-mixing production mechanisms is 𝒪(102)\mathcal{O}(10^{-2}).

Fig. 4 displays the expected flux at the DUNE ND for axion production from meson mixing as a function of the mass mam_{a}. We show the separate contributions from π0\pi^{0}, η\eta, and η\eta^{\prime} as different colors, which allows us to see the different axion-meson mixing dominating for different regions of mam_{a}. We dash the contributions for ma1m_{a}\gtrsim 1 GeV, where we expect gluon-gluon fusion to serve as a better description of axion production in this environment. This flux is shown for fG=1f_{G}=1 PeV and scales with fG2f_{G}^{-2}.

Gluon-Gluon Fusion: Above 𝒪\mathcal{O}(GeV) masses, the direct production mode from gluon-gluon fusion could potentially dominate the contribution to the heavy axion flux at beam dump facilities. There, given the momentum exchange is above the GeV scale, the parton distribution function description is valid. The operator aGG~\propto aG\tilde{G} determines the production rate.

We evaluate the production cross section convoluted with the leading order parton distribution function NNPDF Ball:2014uwa ; Hartland:2012ia with our calculation available at this link, following:

σ(ppa)=αs2(μR2)ma2256πfa2sma2/s1𝑑x1xfg(x,μF2)fg(ma2xs,μF2),\sigma(pp\rightarrow a)=\frac{\alpha^{2}_{s}(\mu_{R}^{2})m_{a}^{2}}{256\pi f_{a}^{2}s}\int^{1}_{m_{a}^{2}/s}dx\frac{1}{x}f_{g}(x,\mu_{F}^{2})f_{g}(\frac{m_{a}^{2}}{xs},\mu_{F}^{2}), (16)

where μF\mu_{F} and μR\mu_{R} are the factorization and renormalization scale, and ss is the center of mass energy, approximately (15GeV)2(15~\,{\rm GeV})^{2}. The factorization and renormalization scale is set at the heavy axion mass μR2=μF2=ma2\mu_{R}^{2}=\mu_{F}^{2}=m_{a}^{2}. In Fig. 5(left), we show the inclusive production rate for a decay constant fG=1f_{G}=1~PeV. We used the 1-loop renormalization-group-equation running of the strong coupling constant αS(Q2)\alpha_{S}(Q^{2}) embedded in NNPDF. In Fig. 5(right), we show the same rate in a linear scale, effectively zooming in around ma1m_{a}\approx 1 GeV. We also show how the cross section varies when we consider factorization scales between ma2m_{a}^{2}, 1/2ma21/2m_{a}^{2} (dashed lines) and 2ma22m_{a}^{2} (dotted). In both panels, we see the scale uncertainty is sizable, especially below the GeV scale. In fact, this regime is where PDFs have large uncertainties and scheme dependence. We observe with our current NNPDF choice the cross section only starts to dominate when mam_{a}\gtrsim 0.9 GeV, and so our results are not subject to the large uncertainty in the low mass regime. Another interesting phenomena is the cross-over of different scale choices, this is a result of the PDF evolution and the αS2(Q2)\alpha_{S}^{2}(Q^{2}) running from the production cross section.

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Figure 5: The gluon-gluon fusion production rates for heavy axions at the LBNF beam for the DUNE experiment. We include the scale uncertainty of the production from both the PDF side and running of αS(Q2)\alpha_{S}(Q^{2}), with scale choices of Q2={1,0.5,2}ma2Q^{2}=\left\{1,0.5,2\right\}m_{a}^{2} shown in solid, dashed and dotted lines, respectively.
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Figure 6: The energy distributions for a heavy axion from gluon-gluon fusion at production and after acceptance by the DUNE Near Detector. We show the distributions all for ma=1.2m_{a}=1.2 GeV and for the total sample of all produced aa (red), as well as for those that reach the Near Detector before decaying for fG=50f_{G}=50 (orange), 100100 (yellow), and 200200 (cyan) PeV.

In Fig. 6, we show the normalized energy distribution from the gluon-gluon fusion production for a benchmark heavy axion with a mass of 1.2 GeV. The red curves show the distribution at production, which is universal for all axion decay constants. For masm_{a}\ll\sqrt{s} , where s15\sqrt{s}\simeq 15 GeV for the LBNF-DUNE beam under consideration here, the distribution from gluon-gluon fusion are similar. In the same plot, we also show the differential distribution in orange, yellow and cyan for the axion accepted by the DUNE ND (accounting for decays of axions en route) for axion decay constant fGf_{G} of 50, 100, and 200 PeV, respectively. The shift in distribution is mainly driven by the necessary boost for a heavy axion to arrive at the DUNE ND before decaying. More boost is needed for a smaller decay constant, and hence the distribution shifts towards higher energies. We discuss the detection considerations and details in Section IV.

A few other axion production modes could be significant. These include bremsstrahlung effects from the proton-proton collinear emission with resummation. The result will depend on how one treats the finite mass effect from the axion and its derivative coupling. Similarly, there can be collinear emissions from the quarks and gluons in the collision, involving model-dependent axion-quark couplings. Through the axion coupling to quarks, possible flavor-changing decays from mesons will also contribute to axion production MartinCamalich:2020dfe . Last but not least, the proton-proton collision at beam dumps will create secondary collisions from the remnants of the first collision, enlarging the number of mesons produced and hence enriching the flux for heavy axions below 𝒪(GeV)\mathcal{O}\mathrm{(GeV)}. All these effects could help improve the axion flux and, therefore, the DUNE ND sensitivities to heavy axions. We leave a detailed analysis of these different contributions with more model dependence for future studies.

III.2 DUNE Near Detector Complex Details

We are interested in signatures of axion decay in the DUNE ND Complex. Specifically, we consider such signatures inside the liquid argon time-projection-chamber detector ArgonCube and the gaseous argon time-projection-chamber Multi-Purpose Detector (MPD). ArgonCube is situated at a distance of 574 m from the DUNE proton target and has a total active volume of 77 m wide, 33 m high, and 55 m long. Fiducialization reduces this to a fiducial mass of roughly 67.267.2Abi:2020evt ; Abi:2020kei . The MPD is situated directly downstream of ArgonCube (designed to be a spectrometer of muons and other particles that do not stop in ArgonCube) with a cylindrical volume that is roughly 5 m in diameter and 5 m in height. This corresponds to an active mass of 11 ton. The MPD is situated inside an electromagnetic calorimeter and a magnetic field, allowing for precision measurement (and charge and particle identification) of the particles traveling through its fiducial volume. Fig. 1 provides a schematic drawing of the DUNE target and Near Detector Complex (note that many elements are removed from this figure for simplicity, including the magnetic focusing horns and a significant amount of earth between the decay volume near the target and the detector hall).

Given the dimensions of the detectors and the DUNE target/detector distance, we find that 𝒪(102)\mathcal{O}(10^{-2}) of the axions produced via meson mixing will travel in the direction of the near detector complex. We include axion decays inside both the liquid and gaseous detectors in our simulations, corresponding to a total decay length of roughly 1010 m. In Section IV, we discuss the various experimental signatures of this heavy axion decay and how we can reduce associated backgrounds in the two detectors.

IV Experimental Signatures of Heavy Axion Decay

For the ALP masses we expect to be sensitive to at the DUNE ND, two classes of aa decays are of interest: aγγa\rightarrow\gamma\gamma and aa\rightarrow hadrons. For ma1m_{a}\lesssim 1 GeV, the latter (aa\rightarrow hadrons) consists mostly of aπππa\rightarrow\pi\pi\pi and ππγ\pi\pi\gamma. Here, we highlight the characteristics of these respective signals in the DUNE ND complex focusing on both ArgonCube and MPD.

In Table 1 we list some defining characteristics of the two signals, aγγa\rightarrow\gamma\gamma and aa\rightarrow hadrons, both in ArgonCube and MPD. We also list the types of neutrino-scattering backgrounds that contribute to these searches, and some properties of the backgrounds that allow for separating our signal from these events.

Table 1: Signals of ALP decay aγγa\rightarrow\gamma\gamma and aa\rightarrow hadrons in the liquid argon near detector (ArgonCube) and the gaseous argon detector (MPD). We also list the dominant source of backgrounds in the detectors for each of these searches, and some properties that distinguish between the signals and backgrounds.
Signature Liquid Argon ArgonCube Gaseous Argon MPD
Signal Background Signal Background
aγγa\rightarrow\gamma\gamma Invariant Mass NCπ0\pi^{0} Invariant Mass NCπ0\pi^{0}
γγ\gamma\gamma Direction Nearly-Isotropic γγ\gamma\gamma Direction Nearly-Isotropic
High-Energy Low-Energy High-Energy Low-Energy
Low-energy recoils
aa\rightarrow hadrons Invariant Mass CC1μ2π1\mu 2\pi Invariant Mass CC1μ2π1\mu 2\pi
Opening angle DIS Opening angle DIS
High-energy Low-energy High-Energy Low-Energy
gggg Direction Nearly-Isotropic gggg Direction Nearly-isotropic
Low-energy recoils

For both signatures, and in both detectors, the aa decay will be very forward—the large boost factor of aa and the decay kinematics require this. Meanwhile, background events, such as those from neutral-current (NC) π0\pi^{0} production (and subsequent π0γγ\pi^{0}\rightarrow\gamma\gamma decay) will be more isotropic, and may also have some measurable nuclear recoil that would not be present in the signal. In our signal aγγa\rightarrow\gamma\gamma, since it is a fully visible decay, the invariant mass mγγ2=ma2m_{\gamma\gamma}^{2}=m_{a}^{2}, whereas the background events should reconstruct mπ02m_{\pi^{0}}^{2} in this case. Additionally, the π0\pi^{0} are being produced by neutrino scattering and will have at most Eπ05E_{\pi^{0}}\lesssim 5 GeV (a conservative estimate). Lastly, the large boost of the aa will result in small opening angles in the γγ\gamma\gamma final state, whereas the (less-boosted) π0\pi^{0} from NC production will have larger opening angles.

We illustrate a subset of these distinctions in Fig. 7, where we show two different signal event distributions for a 200200 MeV axion produced via meson mixing and decaying in the DUNE ND with the signal aγγa\rightarrow\gamma\gamma. The main panels in Fig. 7 (left) and (right) display the distribution of these signal events as a function of the total diphoton energy EγγE_{\gamma\gamma} as well as the angle between the two outgoing photons in the lab frame, Δθγγ\Delta\theta_{\gamma\gamma}. On the top (right) of the main panels, one-dimensional histograms display the distributions of EγγE_{\gamma\gamma} (Δθγγ\Delta\theta_{\gamma\gamma}) independently.

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Figure 7: Signal distributions for an axion with ma=200m_{a}=200 MeV, produced via meson mixing (with π0\pi^{0}) decaying in the DUNE Near Detectors, with respect to the total diphoton energy EγγE_{\gamma\gamma} and opening angle between the photons Δθγγ\Delta\theta_{\gamma\gamma} for the decay channel aγγa\rightarrow\gamma\gamma. The left panel assumes aa is long-lived relative to the distance between the DUNE target and detector, whereas the right panel assumes it is short-lived. One-dimensional distributions for each of these observables are shown on top of/to the right of the two-dimensional distribution panels.

Both panels of Fig. 7 correspond to an axion with ma=200m_{a}=200 MeV produced from meson mixing, predominantly with π0\pi^{0}. The distinction between these two panels is in the lifetime of aa, i.e., whether it is long-lived (left) or short-lived (right), relative to the target-detector distance of 574 m. In the left panel, we assume aa is long lived and cτc\tau\gg 574 m. Here, the probability of a given aa to decay in the detector is proportional to (γcτ)1(\gamma c\tau)^{-1} which scales as ma/Eam_{a}/E_{a} and favors lower-energy aa from the production distribution. In contrast, the right panel assumes aa is short-lived, cτc\tau\ll 574 m. In this scenario, only the high-energy aa have γ\gamma high enough that their time-dilated lifetime is on the order of the target-detector distance and can survive that journey. This results in high-energy aa being favored, which also implies very small opening angles in the diphoton system.

A recent study explored the capability of the gaseous argon MPD to search for decays of dark sector particles, including dark photons and dark Higgs bosons that can decay fully visibly into the final state e+ee^{+}e^{-} Berryman:2019dme . This background channel has a decent degree of overlap with the aγγa\rightarrow\gamma\gamma channel we are interested in because its dominant background is from the NCπ0\pi^{0} production. 666In contrast to the search presented here, for NCπ0\pi^{0} events (with π0γγ\pi^{0}\rightarrow\gamma\gamma) to contribute to backgrounds like Ae+eA^{\prime}\rightarrow e^{+}e^{-}, one of the final-state photons must be misidentified or too low-energy to be detected. Here, we require that both photons are identified. Ref. Berryman:2019dme estimated that 10% of photons in the NCπ0\pi^{0} sample are missed. The searches in Ref. Berryman:2019dme involved lower-energy new-physics particles than those compared here, so the high energy of EγγE_{\gamma\gamma} provides an additional mechanism to separate our signal from the NCπ0\pi^{0} backgrounds. Therefore, we expect that a nearly background-free search for aγγa\rightarrow\gamma\gamma is possible and will proceed under that assumption.

If we shift our focus to the hadronic final states, aa\rightarrow hadrons, the signal characteristics are not too different. Especially if we consider the aa decay as the process aa\rightarrow hadrons, we can characterize the final state in terms of the total hadronic energy Ehad.E_{\rm had.} and an opening angle Δθhad.\Delta\theta_{\rm had.}, which is a proxy for the total jet size of all of the final state hadrons.

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Figure 8: Signal distributions of the decay aa\rightarrow hadrons, which we characterize using the observables Ehad.E_{\rm had.} and Δθhad.\Delta\theta_{\rm had.}, which gives the size of the hadronic jet in the final state. Here, ma=1.2m_{a}=1.2 GeV and aa is produced via gluon-gluon fusion. Like in Fig. 7, the left (right) panel corresponds to a situation in which aa is long-(short-)lived relative to the distance between the DUNE target and ND. One-dimensional distributions for the two observables are shown on top of/to the right of the two-dimensional distribution panels.

Signal distributions of this variety are shown in Fig. 8, where we now assume that ma=1.2m_{a}=1.2 GeV and that aa is produced via the gluon-gluon fusion process discussed above. As with Fig. 7, we display the event distributions with respect to Ehad.E_{\rm had.} and Δθhad.\Delta\theta_{\rm had.}.777The opening angle is calculated assuming a two-body final state, a good description for the agga\rightarrow gg decay. The left (right) panel assumes that aa is long-(short-)lived relative to the distance between the DUNE target and ND. This explains why lower energies are favored in the left panel and higher energies in the right one. We note that the one-dimensional Ehad.E_{\rm had.} distributions in Fig. 8 on top of each panel nearly match the shapes of the histograms in Fig. 6 for the “at Production” and fG=50f_{G}=50 PeV choices.

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Figure 9: The number of expected signal events for various heavy axion masses as a function of the axion decay constant faf_{a} from the gluon-gluon fusion process. The multiple lines with the same color for each mam_{a} represent the numerical uncertainty of our simulation.

In Fig. 9, we show the number of expected signal events as a function of the axion decay constant faf_{a} for various axion mass points for the gluon-gluon fusion sample. For each mass point, we draw three curves of the same color to indicate the numerical uncertainties of our study. For low decay constant faf_{a}, the production rate is high, but the detection probability is exponentially suppressed by the detector distance DD over the lab-frame decay probability, exp(D/βγcτ)\exp(-D/\beta\gamma c\tau). For high decay constant faf_{a}, the lifetime is long, and the expected signal number is suppressed by 1/fa21/f_{a}^{2} for production rate and L/(βγcτ)L/(\beta\gamma c\tau) for the detection probability. Here LL is the effective detector length in the line-of-flight for the axion. Due to the large spread of the axion boost factors at production, the transition between these two limits spreads over the decay constant over a decade or so. We can see, as anticipated, the expected number of signal events decreases for increasing mass due to the rate suppression. More importantly, a larger signal mass means a smaller boost, a shorter lifetime. To reach the DUNE ND, it requires larger faf_{a} to overcome the arrival flux suppression exp(D/βγcτ)\exp(-D/\beta\gamma c\tau). Similar suppression exists for resonant mixing, as we show in yellow color when the axion mass is nearly degenerate with η\eta^{\prime} meson. Nevertheless, thanks to the large flux at DUNE, the DUNE ND will be able to probe the high faf_{a} regime uniquely, as shown in the next section.

Backgrounds in this channel are mainly from scattering events that produce many final-state pions, etc., including charged-current scattering that produces a single charged muon and one or more pions (CC1μ2π\text{CC}1\mu 2\pi). Deeply-inelastic-scattering (DIS) events, where the argon nucleus is completely broken up, can also result in events that would mimic this signal. However, as all of these events are generated by neutrino scattering, their total energy will (as in the NCπ0\pi^{0} case) be less than roughly Ehad5E_{\rm had}\lesssim 5 GeV. Our signal events, as demonstrated by Fig. 8, will have hadronic energies 30\gtrsim 30 GeV, and even higher if the axion is short-lived. As with the aγγa\rightarrow\gamma\gamma final state, the direction of these events is very forward-going, whereas the background will be more isotropic, and the opening angle is much smaller in the signal distributions than the backgrounds. With all of these features, we expect the aa\rightarrow hadrons search channel to be background free, like the aγγa\rightarrow\gamma\gamma channel.

Before proceeding, we also wish to discuss one unique strength of the search at DUNE ND: combining searches for decaying heavy axions in both the liquid and gas detectors into one combined analysis. The background contributions discussed above are from beam neutrinos scattering in one of the detectors. These background rates scale with detector mass, and so the expected background contributions in the liquid detector are a factor of over 5050 higher than in the gaseous detector. Meanwhile, the signal rate of decaying axions is more-or-less proportional to the volume of the detector and, therefore, will be roughly equal in the two detectors. A combined analysis, where the expected signal-to-background ratio can be robustly predicted from one detector to the other, can improve the overall DUNE ND capability.

V DUNE Near Detector Sensitivity to Heavy Axions

Combining all of the ingredients discussed to this point, we are now prepared to estimate the DUNE ND sensitivity to heavy axions.

V.1 Gluon Dominance Projections

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Figure 10: Expected sensitivity at DUNE Near Detector (in red) for “Gluon Dominance” scenario with c3=1,c1,c2=0c_{3}=1,c_{1},c_{2}=0 in Eq. (8) along with existing constraints and coverage by future experiments. The constraints from SN1987A Chang:2018rso ; Ertas:2020xcc and cosmology Depta:2020wmr are shown in dashed lines given the astrophysical uncertainties and model dependence. The region “Existing Constraints” include the bounds from partially invisible kaon decays from E787 and E949 Ertas:2020xcc , electron beam dump Dolan:2017osp ; Dobrich:2015jyk ; Banerjee:2020fue , CHARM Ariga:2018uku , visible kaon decays Gori:2020xvq , B decays Aloni:2018vki , LHC dijet searches Mariotti:2017vtv . We also include projections relying on the proposed displaced track trigger at the HL-LHC Hook:2019qoh , FASER Ariga:2018uku and NA62 Ertas:2020xcc .

We first focus on the case of gluon dominance discussed in Sec. II.3 where c3=1,c1,c2=0c_{3}=1,c_{1},c_{2}=0.888There would still be a non-negligible, c3c_{3}-induced photon coupling even with c1=c2=0c_{1}=c_{2}=0. Combining both the meson mixing and gluon-gluon fusion production modes, we determine the parameter space for which we would expect three or more signal events in ten years of data collection at DUNE ND, the red shaded region in Fig. 10. The blue shaded regions correspond to the same ones shown in Fig. 2 based on theoretical considerations regarding the axion Quality Problem. The brown shaded regions are the same as in Fig. 2 as well. The horizontal shaded region labeled “Colored Particles” is disfavored since from a UV perspective, aGG~aG\tilde{G} coupling generically originate after integrating out colored fermions with masses yfa\sim yf_{a}. Requiring a maximal Yukawa coupling y4πy\sim 4\pi along with the LHC constraints on colored states to have masses above 22 TeV Aaboud:2017nmi ; Sirunyan:2018xlo ; Sirunyan:2018rlj ; Aad:2019hjw gives the above bound.

We also include a number of existing experimental/observational constraints on this parameter space in grey. 999Here we update some of the astrophysical and cosmological bounds used in Ref. Hook:2019qoh by using the more recent results from Depta:2020wmr ; Ertas:2020xcc . For small mass ma100m_{a}\lesssim 100 MeV, astrophysical and cosmological constraints are relevant — the region labeled “SN1987A” indicates the region of parameter space for which such axions would cool the supernova and carry away too much energy Chang:2018rso ; Ertas:2020xcc ,101010To illustrate the uncertainty of the SN1987A bound, we show two contours corresponding to fiducial profiles used in each of Chang:2018rso and Ertas:2020xcc .111111For a recent update on SN1987A bound on ALP-photon coupling, see Lucente:2020whw . whereas the region labeled “BBN + NeffN_{\rm eff}” indicates where such axions would affect light-element abundances and contribute to the number of effective degrees of radiation Depta:2020wmr ; Millea:2015qra .121212For a recent discussion on BBN constraint on ALP-lepton couplings see Ghosh:2020vti . Both the “SN1987A” bound and “BBN + NeffN_{\rm eff}” are shown via dashed lines because of their associated uncertainties, see e.g. Bar:2019ifz and Depta:2020wmr , respectively. For mam_{a} between 1 MeV and 1 GeV, a number of searches have been performed in the contexts of both electron and proton beam dumps and corresponding bounds were discussed in Dobrich:2015jyk ; Dolan:2017osp ; Ariga:2018uku for these types of axions, as well as searches for rare meson decays Izaguirre:2016dfi ; Aloni:2018vki ; Gavela:2019wzg ; Ertas:2020xcc ; Gori:2020xvq . Furthermore, there are constraints from LHC dijet searches for ma>50m_{a}>50 GeV as obtained in Mariotti:2017vtv .

Other planned experiments with similar timescales as DUNE are capable of performing searches in this region of parameter space. We include some projections of these in Fig. 10 as well.131313For comparison against other potential future experimental searches in this parameter space, see Fig. 12 in Appendix A. The FASER Ariga:2018uku (dot-dashed cyan) experiment at the LHC will be able to probe a similar mass regime as DUNE but with smaller fGf_{G} due to its close proximity/high-energy production source. A proposed displaced decay search using the high-luminosity LHC track trigger Hook:2019qoh can probe the region encompassed by the dot-dashed brown line at heavier masses than DUNE. Finally, for ma<mπm_{a}<m_{\pi} , NA62 has powerful sensitivity (dot-dashed purple) via the search for K+π++aK^{+}\rightarrow\pi^{+}+a where aa is undetected Ertas:2020xcc . Comparing our DUNE projections against these other future proposals, the complementarity of these different search strategies is obvious – the combination of all of these will allow for considerable reach in the theoretically- motivated parameter space in a way that no individual experiment can accomplish on its own. DUNE will specifically be most powerful in this long-lived region of small gaggg_{agg} or large fGf_{G}, especially for 20MeVma2GeV20~\text{MeV}\lesssim m_{a}\lesssim 2~\text{GeV}.

V.2 Codominance Projections

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Figure 11: Expected sensitivity at DUNE Near Detector (in red) for the “Codominance” scenario with c1=c2=c3=1c_{1}=c_{2}=c_{3}=1 in Eq. (8) along with existing constraints and coverage by future experiments. The constraints from SN1987A Chang:2018rso ; Ertas:2020xcc and cosmology Depta:2020wmr (appropriately recasted for our purpose) are shown in dashed lines given the astrophysical uncertainties and model dependence. The region “Existing Constraints” include the bounds from kaon decays from E787 and E949 Ertas:2020xcc ; Gavela:2019wzg , electron beam dump Dolan:2017osp ; Dobrich:2015jyk ; Banerjee:2020fue , as well as diphoton and dijet searches at the LHC Mariotti:2017vtv . We also include projections relying on the proposed displaced track trigger at the HL-LHC Hook:2019qoh , NA62 Ertas:2020xcc and diphoton searches at LHCb CidVidal:2018blh and HL-LHC Mariotti:2017vtv . For the present “Codominance” scenario, we have not reanalyzed the coverage discussed in Gori:2020xvq for NA62, NA48, KOTO and in Gavela:2019wzg for Belle-II. They would cover a mostly complementary region roughly for 1/fG>104GeV11/f_{G}>10^{-4}\text{GeV}^{-1} and mafew GeVm_{a}\lesssim\text{few GeV}. The existing CHARM data Bergsma:1985qz would also cover some part of the parameter space for roughly 100MeV<ma<1GeV100~\text{MeV}<m_{a}<1~\text{GeV} (details in the text).

Here we focus on the scenario where c1=c2=c3c_{1}=c_{2}=c_{3} and derive the coverage for 3 events for 10 year data taking at DUNE ND, shown in red in Fig. 11. While this coverage is similar to the one in Fig. 10, around ma400m_{a}\sim 400  MeV, the effective photon coupling cγc_{\gamma}, in Eq. (10) becomes small for our choices of cic_{i}. As a result, the coverage region shifts upwards exhibiting a “peak”-like feature.

The theoretical constraints from the axion Quality Problem remain the same. The set of experimental/observational constraints are shown in grey. Since the “SN1987A” constraints are dominated by the GG~G\tilde{G} coupling, it remains the same. However, the “BBN+NeffN_{\rm eff}” constraint is dominated by the FF~F\tilde{F} coupling, and hence it gets modified based on Eq. (10) as a result of non-negligible c1c_{1} and c2c_{2}. The constraints from partially invisible kaon decays are also modified due to the non-negligible aWW~aW\tilde{W} coupling Izaguirre:2016dfi ; Gavela:2019wzg ; Ertas:2020xcc . We recast the electron and proton beam dump results from Dolan:2017osp as appropriate for the present case of Codominance. Since the diphoton decay modes are now non-negligible, for higher masses ma>20m_{a}>20 GeV, both the diphoton and dijet searches at the LHC give relevant constraints Mariotti:2017vtv .

We also include future projections from diphoton searches at LHCb CidVidal:2018blh and HL-LHC Mariotti:2017vtv (dot-dashed green), kaon decay searches at NA62 Gavela:2019wzg ; Ertas:2020xcc (dot-dashed purple) and LHC Track Trigger proposal Hook:2019qoh (dot-dashed brown) can cover complementary regions of parameter space as before.

Some comments regarding a few omissions in Fig. 11 are in order. We expect some part of the parameter space for 100MeV<ma<1GeV100~\text{MeV}<m_{a}<1~\text{GeV} would be covered by the existing CHARM data Bergsma:1985qz which we have not derived for the Codominance scenario. Also, we have not derived the constraints and projections from KOTO and NA62/48 from visible kaon decays for this scenario, which would cover some parameter space for 150MeV<ma<350MeV150~\text{MeV}<m_{a}<350~\text{MeV} and roughly 1/fG>104GeV11/f_{G}>10^{-4}~\text{GeV}^{-1}, mostly complementary to our DUNE ND coverage. In Ref. Gori:2020xvq , such constraints were derived for the cases GG~G\tilde{G} and WW~W\tilde{W} -dominance separately. Some complementary coverage, again for roughly 1/fG>104GeV11/f_{G}>10^{-4}~\text{GeV}^{-1} and mafew GeVm_{a}\lesssim\text{few GeV}, would also come from BKaB\rightarrow Ka processes at Belle-II similar to what is discussed in Gavela:2019wzg for the case of WW~W\tilde{W}-dominance.

To summarize, similar to the case of “Gluon Dominance” above, we see that DUNE ND would provide a powerful coverage, complementary to other existing and projected constraints, especially for large fGf_{G} and 30MeVma1GeV30~\text{MeV}\lesssim m_{a}\lesssim 1~\text{GeV}.

VI Conclusion

Recent studies of the Strong CP Problem (and the associated Axion Quality Problem) have led to a renewed interest in heavy axions with masses in the MeV-TeV regime. Meanwhile, a number of upcoming and planned experiments are capable of searching for decays of long-lived particles in a beam dump environment. One of the best example, in terms of the total protons on target (POT) and large, multipurpose detectors, of such an experiment is the Deep Underground Neutrino Experiment (DUNE) with its Near Detector (ND) complex. Combining the intense, high-energy proton beam (with a large number of POT per year) and the fine-grained NDs (both the liquid and the gaseous argon ones, allowing for particle identification and energy resolution) provides an exciting prospect for such searches.

In this paper, we have thoroughly explored the DUNE ND complex’s ability to search for heavy axions in the MeV-GeV regime. We have revisited previous considerations of heavy axion production through both neutral, pseudoscalar mixing as well as through gluon-gluon fusion. Motivated by the Strong CP Problem, we have focused on two cases of these heavy axions via an Effective Field Theory treatment – one where the axion’s dominant coupling is to the SM gluon field strength tensor, and one where it couples democratically to each of the SM gauge group field strength tensors. This is a different focus than the often-studied photon-dominant scenario for axion-like particle searches in beam dump environments.

The DUNE NDs offer several ways of identifying the decays of these heavy axions in their dominant decay channels, which are, depending on the axion mass, into photon pairs or hadrons. We have identified how these searches can leverage different signal characteristics to fully suppress neutrino-related backgrounds, allowing for very powerful searches of these rare signatures. Comparing to other projections for these classes of heavy axions, DUNE provides complementary sensitivity, specifically to very long-lived axions. Performing this type of search in tandem with other collider-based or meson-decay-based searches will allow us to cover as much of the theoretically-motivated parameter space as possible. There exist many more ways to explore these intriguing heavy axion theories at DUNE, including a large variety of production modes, from bremsstrahlung, meson decays mediated by operators beyond the gluon field strength, meson flavor changing decays, hadronic Primakov processes, as well as the rich decay channels from different Axion EFTs.

Whether or not an axion exists as a solution to the Strong CP Problem, as well as if it is in this heavy-axion category, remains to be seen. Regardless, experiments such as DUNE can perform unique searches for these and other new-physics scenarios without detracting from their overall scientific missions (in this case, neutrino oscillation studies). It is imperative that these searches are performed so that our planned experiments can extract as much scientific knowledge as they can. If such a heavy axion does exist within the reach of DUNE ND, then not only will DUNE revolutionize the field of neutrino physics, it will revolutionize our understanding of axions as well.

Acknowledgements.
We thank Hsin-Chia Cheng, Fatih Ertas, Jan Jerhot, Felix Kahlhoefer, Gustavo Marques-Tavares and Dean Robinson for helpful discussion. KJK is supported by Fermi Research Alliance, LLC, under contract DE-AC02-07CH11359 with the U.S. Department of Energy. SK was supported in part by the NSF grants PHY-1914731, PHY-1915314 and the U.S. DOE Contract DE-AC02-05CH11231. ZL was supported in part by the NSF grants PHY-1620074, PHY-1914480, and PHY-1914731, and by the Maryland Center for Fundamental Physics (MCFP). The code involved in this study are available at  GitLab.

Appendix A Comparison Against Other Proposed Experiments

To place our projected limits on the gluon dominance scenario discussed in Section V.1, here we provide a version of Fig. 10 with a larger set of future, proposed experimental sensitivities. In addition to the projections from NA62, FASER, and the HL-LHC shown and discussed in the main text, we include here projections from FASER2 Feng:2018noy ; Ariga:2018uku , CODEX-b Gligorov:2017nwh , and MATHUSLA Chou:2016lxi . Given the energies/detector locations of these different proposals, we see that, DUNE will still have unique sensitivity at large fGf_{G}/small gaggg_{agg} as long as 2020 MeV ma2\lesssim m_{a}\lesssim 2 GeV. These other proposals, specifically CODEX-b and MATHUSLA, provide sensitivity at higher mam_{a} in the same region of parameter space as the LHC Track Trigger proposal Hook:2019qoh , 11 GeV ma10\lesssim m_{a}\lesssim 10 GeV, another interesting regime for heavy axion searches. We note here that the MATHUSLA and CODEX-b projections are taken from a recent analysis in Ref. Aielli:2019ivi , where new production modes from gluon splitting, gluon-gluon fusion, and meson decays are included.

Refer to caption
Figure 12: Same as Fig. 10 along with complementary, projected coverage by FASER2 Feng:2018noy ; Ariga:2018uku , MATHUSLA Chou:2016lxi and CODEX-b Gligorov:2017nwh for the Gluon Dominance scenario. The latter two projections on MATHUSLA and CODEX-b are taken from a recent analysis in Ref. Aielli:2019ivi .

References