Hilbert Schemes and Toric Degenerations for Low Degree Fano Threefolds
Abstract.
For fixed degree , we study the Hilbert scheme of degree smooth Fano threefolds in their anticanonical embeddings. We use this to classify all possible degenerations of these varieties to toric Fano varieties with at most Gorenstein singularities.
Keywords: Fano threefolds, mirror symmetry, toric geometry,
Stanley-Reisner rings, Hilbert schemes
MSC: 14J45, 13F55, 14D15, 14M25
1. Introduction
Let be a scheme over and the Hilbert scheme parametrizing subschemes of with the same Hilbert polynomial as . Consider the following:
Problem.
Determine which irreducible components of contain the point corresponding to .
The main result of the present paper is to solve this problem for the set of all Gorenstein toric Fano threefolds of degree at most twelve, with respect to their anticanonical embeddings. Our primary motivation for studying these Hilbert schemes comes from mirror symmetry and a conjectural relationship between toric degenerations and certain Laurent polynomials, see §1.3.
We first fix notation and describe the relevant irreducible components of our Hilbert schemes in §1.1. In §1.2, we present our main result, as well as our general strategy of proof. In what follows, we will always be working over . A scheme is Fano if it is projective, and the dualizing sheaf has a tensor multiple which is locally free and anti-ample.
1.1. Irreducible Components
The majority of irreducible components we are interested in come from smooth Fano threefolds as follows. If is a smooth Fano threefold with very ample anticanonical divisor, then the Hilbert polynomial of in its anticanonical embedding is determined solely by its degree . We denote the Hilbert scheme parametrizing subvarieties of with this Hilbert polynomial by . The variety together with the anticanonical embedding corresponds to a point , and this point lies on a single irreducible component, cf. [MM86].
Deformation families of smooth Fano threefolds have been completely classified, see [Isk78] and [MM82]. Each family is distinguished by the degree , the second and third Betti numbers and , and the Lefschetz discriminant of any threefold in the family. For threefolds of degree less than , the first three invariants suffice. The degree must always be even, and can range from to . We shall refer to the families and general elements of the families interchangeably.
Using this classification, we do some calculations to determine exactly which Fano threefolds of degree have very ample anticanonical divisor and thus give rise to a component of , see §3.2. The results are recorded in Table 1. Note that all varieties appearing in the table have index one, except for , which has index . If is very ample, we record how many global sections the corresponding normal sheaf has, which we calculate using our Proposition 3.1. This is just the dimension of the corresponding component of , to which we also give a name in the table.
In addition to the components of Hilbert schemes corresponding to smooth Fano threefolds, we will encounter three non-smoothing components shown in Table 2. General elements of these components are certain Gorenstein trigonal Fano threefolds, classified in [PCS05]. We give a more precise description of these components in §3.3.
Name | Degree | very ample? | Component of | |||
---|---|---|---|---|---|---|
No | N/A | N/A | ||||
Yes | 69 | |||||
No | N/A | N/A | ||||
Yes | 69 | |||||
No | N/A | N/A | ||||
10 | 0 | No | N/A | N/A | ||
Yes | 75 | |||||
No | N/A | N/A | ||||
No | N/A | N/A | ||||
Yes | 85 | |||||
Yes | 84 | |||||
Yes | 98 | |||||
Yes | 96 | |||||
Yes | 99 | |||||
Yes | 97 | |||||
9 | 0 | No | N/A | N/A |
Name | Degree | Component of | |
---|---|---|---|
1.2. Main Result
Let be the set of all degree toric Fano threefolds with at most Gorenstein singularities. This set can be understood explicitly. Indeed, Gorenstein toric Fano varieties correspond to reflexive polytopes, see e.g. [CLS11, Theorem 8.3.4]. The set of all three-dimensional reflexive polytopes has been classified by Kreuzer and Skarke in [KS98]; the corresponding data may be found in the Graded Ring Database [BK]. As our main result, we determine exactly which components of contain the points corresponding to elements of . This can be summarized as follows:
Theorem 1.1.
# in the Graded Ring Database [BK] | |
Points on | 437961 |
Points on | 86711, 98325, 433633, 439399 |
Points on | 522075, 523456, 547399 |
Points on | 275510, 283519, 521212, 522702 |
Points not listed are smooth points on . |
# in the Graded Ring Database [BK] | |
Points on | 146786, 444999, 544855 |
Points on | 525553, 545072 |
Points on | 317924, 525745, 545139 |
Points on | 147467∗, 446913∗, 544886∗ |
Points on | 95245, 281906, 292940, 439663, 521504 |
Points on | 263867, 274128, 281846, 439636, 446933, 446982, 522703, 544529, 544753, 573895, 585686 |
Point on | 544887∗ |
Points on | 5953, 5954, 29624, 72202, 72684, 87167, 147470, 261714, 264855, 269333, 275527, 283523, 294031, 294043, 306960, 321877, 321879∗, 355616, 431397, 431910, 432464, 432661, 434956, 435216, 442762, 452175, 466014, 520330, 520423, 520890, 520931, 522058, 522085, 522683, 524375∗, 524380, 524396, 526891, 528560, 530438, 544400, 544417, 544419, 544458, 544530, 544536, 544539, 544697, 544885, 545307, 547388, 547402, 547423, 547460, 566695, 566716, 585890, 585895, 585897, 610803 |
Point on | 547426∗ |
Points not listed are smooth points on . | |
Points marked with also lie on other | |
non-smoothing components (possibly embedded). |
We now outline the proof strategy:
-
(i)
For each , we identify a Stanley-Reisner scheme such that is a smooth point lying on the component corresponding to , cf. Theorem 4.1.
-
(ii)
If is any Gorenstein toric Fano threefold of degree , , or , then its moment polytope admits a certain “good” unimodular triangulation, cf. Proposition 4.2. This implies that has an embedded degeneration to the Stanley-Reisner scheme of (i). Hence, is a smooth point on the component corresponding to . For many Gorenstein toric Fano threefold of degrees and , a similar argument applies.
-
(iii)
For one of the remaining degree and threefolds, we follow a general strategy described in §2.3. Using computer-assisted methods, we determine the number and dimensions of the tangent cone of at . These components are then matched with irreducible components of . There are three key ingredients:
-
•
Comparison theorems allowing for effective computation of tangent and obstruction spaces of the Hilbert functor, see §2.1;
-
•
An understanding of the deformation theory of subvarieties of rational normal scrolls, see §2.2;
-
•
A description of the universal family of near a special point lying in the intersection of , , and , see §6.
The degree and cases are dealt with respectively in Theorems 5.1 and 7.1.
-
•
To the best of our knowledge, our strategy of studying the local structure of Hilbert schemes is new. We believe that these techniques will yield success in studying Hilbert schemes for Gorenstein toric Fano threefolds of higher degrees as well, although the increase in embedding dimension will lead to increased computational difficulties.
We use a number of computer programs to carry out our calculations: Macaulay2
[GS], Versal Deformations
[Ilt12], TOPCOM
[Ram02], and 4ti2
[tt].
Supplementary material containing many of the computer calculations is available online [CI14].
1.3. Toric Degenerations and Connections to Mirror Symmetry
A consequence of our main result is a classification of embedded degenerations of smooth Fano threefolds to Gorenstein toric Fano threefolds of degree at most twelve. Indeed, let be a general smooth Fano threefold of degree with very ample anticanonical divisor, and . Then has an embedded degeneration to if and only if lies on the same irreducible component of as .
Toric degenerations are connected to mirror symmetry through the ansatz of extremal Laurent polynomials, see [Prz09]. The quantum cohomology of a smooth Fano variety of dimension is conjecturally related to the Picard-Fuchs operator of a pencil called a (weak) Landau–Ginzburg model for . The extremal Laurent polynomial ansatz conjectures that one should be able to take , that is, is a Laurent polynomial. Furthermore, denoting the Newton polytope of by , it is expected that if gives a Landau–Ginzburg model for , then degenerates to the toric variety whose moment polytope is dual to . Conversely, for any Fano toric variety with mild singularities smoothing to , one expects to be able to find a Landau–Ginzburg model for in the form of a Laurent polynomial with dual to the moment polytope of . T. Coates, A. Corti, S. Galkin, V. Golyshev, and A. Kasprzyk outline a program using these ideas to classify smooth Fano varieties in [CCG+12].
In [Prz09], V. Przyjalkowski showed that for every smooth Fano threefold of Picard rank one, there is in fact a Laurent polynomial giving a weak Landau–Ginzburg model for . Furthermore, in [ILP13], V. Przyjalkowski, J. Lewis, and the second author of the present paper showed that these Laurent polynomials are related to toric degenerations in the above sense. T. Coates, A. Corti, S. Galkin, and A. Kasprzyk have extended Przyjalkowski’s result to Fano threefolds of higher Picard rank in [CCGK13]. Matching up our toric degenerations with the extremal Laurent polynomials they have found would provide evidence that the existence of an extremal Laurent polynomial is coupled to the existence of a toric degeneration.
Motivated by similar considerations, S. Galkin classified all degenerations of smooth Fano threefolds to Fano toric varieties with at most terminal Gorenstein singularities in [Gal07]. This situation is however significantly different than the present one. Indeed, any Fano threefold with at most terminal Gorenstein singularities has a unique smoothing. This is no longer true if we relax the condition that the singularities be terminal; smoothings need not exist, and if they do, need not be unique.
Acknowledgements
We thank Cinzia Casagrande, Sergei Galkin, Jan Stevens, and the anonymous referee for helpful comments.
2. Deformation Theory Methods
In this section, we present some methods from deformation theory which will be necessary for our arguments. We first recall comparison theorems which will allow us to more easily compute the tangent and obstruction spaces of the Hilbert functor. Secondly, since many of the varieties we study occur as subvarieties of rational normal scrolls, we discuss the deformation theory of such varieties in terms of rolling factors. Thirdly, we outline a general strategy for identifying the component structure of Hilbert schemes at a given point; we use this strategy in §5 and §7.
2.1. Comparison Theorems and Forgetful Maps
Let , be a graded ring and . We may consider two deformation functors for : the deformation functor of isomorphism classes of deformations of as a scheme, and the local Hilbert functor of embedded deformations of in , see [Ser06] for details. The former has a formal semiuniversal element and the latter a formal universal element. There is a natural forgetful map . Let and be the tangent space and obstruction space for and , , the same for .
Assume now that is Cohen-Macaulay of Krull dimension which is the case for all schemes in this paper. We may use the comparison theorems of Kleppe to relate the and to the degree 0 part of cotangent modules of the algebra . This has a large computational benefit. For , [Kle79, Theorem 3.6] applied to our situation yields
For , [Kle79, Theorem 3.9] applied to our situation yields
where the latter sequence is exact. The cohomology does not appear in the statement in [Kle79], but a careful reading of the proof shows the existence of the sequence.
Thus if , as will be the case for the Fano schemes in this paper, also . The Zariski-Jacobi sequence for reads
and since is regular for . This gives the above written isomorphisms of obstruction spaces but also a surjection . By the above this means the forgetful map is surjective on tangent spaces and injective on obstruction spaces, so it is smooth.
The outcome of all this is that we may do versal deformation and local Hilbert scheme computations using the vector spaces , and . Moreover, by smoothness of the forgetful map, the equations for the Hilbert scheme locally at , in particular the component structure, will be obstruction equations for which involves much fewer parameters.
2.2. Rolling Factors and Deformations
When studying deformations of a scheme , it is often useful to have a systematic way for writing down the equations in . For subvarieties of rational normal scrolls, this is found in the method of rolling factors introduced by Duncan Dicks, see e.g. [Dic88] and [Ste01, §1]. Since many of the Fano varieties we consider are subvarieties of scrolls, we summarize this method in the following.
Let be non-negative integers and . Let be the image of
under the map defined by the twisting bundle . Then is a bundle over , and is cut out by the minors of
where is the largest integer such that . We call a scroll of type . Note that if and only if .
Let be a homogeneous polynomial in the variables , , and suppose that every monomial in contains a factor from the top row of . Then for every term in , we may replace some by to obtain a new polynomial . This process is called rolling factors. Different choices of the factors might lead to different polynomials , but any difference is contained in the ideal generated by the minors of .
Example.
Let be a scroll of type with corresponding matrix
in variables . Set . By rolling factors we get the polynomial , whose factors we can again roll to get .
Let be a homogeneous polynomial as above of degree , and suppose that we can subsequently roll factors times to get polynomials . Then the subvariety of cut out by the polynomials is a divisor of type , where is the hyperplane class and is the image of the fiber class of . Furthermore, any such subvariety may be described in this matter.
Using this format for writing the equations of , many of its deformations may be readily described, see [Ste01]. Arbitrary perturbations of which still may be rolled times describe deformations of within its divisor class on . Such deformations are called pure rolling factor deformations. Perturbations of the entries of together with perturbations of the may give deformations of sitting on a deformed scroll. These deformations are called scrollar. In general, there are also non-scrollar deformations of which may not be described in either manner. For an illustration of all three types of deformations, see the example in §5.
2.3. Tangent Cones of Hilbert Schemes
Let be a subscheme of . We would like to identify which components of the corresponding Hilbert scheme the point lies on. In the following, we outline a general strategy for doing this.
-
(i)
Use obstruction calculus and the package
Versal Deformations
to find the lowest order terms of obstruction equations for . This will be feasible in the cases of interest to us due to the comparison theorems mentioned in §2.1. Let denote the subscheme of the affine space cut out by these equations; the tangent cone of at is contained in . -
(ii)
Do a primary decomposition of these lowest order terms to find the irreducible decomposition of . Any component of the tangent cone is contained in some . Let denote the dimension of .
-
(iii)
For each , find a tangent vector such that but for . Use
Versal Deformations
to lift the first order deformation given by to higher order to get a one-parameter deformation of . In general, this may not be possible since the process of lifting to higher order may never terminate, resulting in a family defined by a power series. In practice however, for judicious choice of , we almost always get a polynomial lifting after finitely many steps. -
(iv)
We consider a general fiber , of . Suppose that and . Then lies on a component of with . This implies that is a component of . Indeed, must also lie on , and must have a component of dimension which contains , since deforms to with tangent direction . Because contains , it must be contained in , and equality follows from the equality in dimension.
-
(v)
Suppose that we have shown that is a component of as described in step (iv). We now wish to determine for which component of the tangent cone contains . One approach is via deformation of the above: if deforms to some scheme for which we know lies on , then lies on and . A slightly more complicated approach is via degeneration of : suppose that degenerates to a scheme . If there is a component of such that the degeneration direction from to , viewed as a deformation of , only lies in and no other components of , then lies on and again .
Several difficulties may arise when attempting to put the above strategy into practice. For one, limits on computer memory and processor speed might make obstruction or primary decomposition calculations impossible. Secondly, it could occur that the scheme is not equal to ; this means that there will be some which strictly contains a component of . Thirdly, as mentioned in step (iii), lifting of one-parameter first order deformations might not terminate.
For all the cases of present interest, these three problems almost never arise. The only such problem we will encounter is in the few cases where some is an embedded component. In these cases we can use deformation considerations to show that does not correspond to a smoothing component of the Hilbert scheme. This is done in the final two examples of §7.
It can also occur in step (iv) that and is a smooth point of , but . In such cases, an alternate strategy is needed to show that is indeed a smooth point of . One possible approach to deal with this problem is by using the structure of rolling factors, as we do for several cases in the proof of Theorem 5.1.
3. Components of
In this section, we discuss the components of which we shall encounter. In §3.1, we prove a general formula for the dimension of the Hilbert scheme component corresponding to a smooth Fano variety. In §3.2 we discuss those components corresponding to smooth Fano threefolds, and in §3.3 we discuss the non-smoothing components we encounter.
3.1. Component Dimension
Before discussing specific components of the Hilbert schemes , we prove a result concerning Hilbert scheme component dimensions for Fano varieties in general. Recall from §2.1 that given a scheme , the dimension of the tangent space of the Hilbert scheme at the corresponding point is just . For smooth Fano varieties, this can be computed as follows:
Proposition 3.1.
Let be a smooth Fano variety in its anticanonical embedding and the corresponding normal sheaf. Then
and , where is the tangent sheaf of . Furthermore, if is a threefold, then
where is the genus, and are the second and third Betti numbers.
Proof.
By Kodaira vanishing, . Kodaira vanishing also gives for so . Furthermore, it follows from the Euler sequence that . The first claim then follows from the long exact cohomology sequence coming from the normal sequence for in .
Now assume that . By Hirzebruch-Riemann-Roch,
where the are the Chern classes of . We have that by Poincaré duality, and by definition of , . Furthermore, an application of Hirzebruch-Riemann-Roch to gives . Substituting these values into the above general dimension formula proves the second claim. ∎
3.2. Smooth Fano Threefolds of Low Degree
In Table 1, we list all families of smooth Fano threefolds of degree at most twelve. Degrees of general elements of these families and their topological invariants are taken from [Isk78], [Isk79], and [MM82]. Our names, referring both to the family and to general elements thereof, are non-standard. Below we calculate case by case whether the anticanonical divisor is very ample. If so, we use Proposition 3.1 to calculate how many global sections the corresponding normal sheaf has. This gives us a list of all components of the Hilbert schemes for which correspond to smooth Fano threefolds, and the dimensions thereof. To summarize, we have the following:
Proposition 3.2.
The Hilbert schemes , , and each have a single distinguished component, has distinguished components and of dimensions and , and has distinguished components , , , and of dimensions , , , and .
The proof of this proposition follows immediately from Proposition 3.1 and the discussion in the remainder of this section.
Lemma 3.3.
Let be a smooth Fano threefold with and very ample. Then is a complete intersection in its anticanonical embedding. In particular, , , , , and do not have very ample anticanonical divisor.
Proof.
Let . Then by Riemann-Roch. Thus for dimension reasons. If , then must be a quartic hypersurface. If , then is the intersection of a cubic and a quadric, see [PCS05, Theorem 2.14]. This follows for example by considering the long exact sequence coming from twists of
by and . Finally, for the case , it follows from [PCS05, Remark 1.9] that must be cut out by quadrics. For degree reasons, must thus be a complete intersection.
For the statement regarding , , , , and , note that, by the Lefschetz hyperplane Theorem, none of these varieties is a complete intersection in projective space. ∎
The varieties , , and all have very ample anticanonical divisors. Indeed, in their anticanonical embeddings they are complete intersections in projective space of degrees , , and . Furthermore, the varieties and have very ample anticanonical divisors, cf. [Muk04]. In its anticanonical embedding, is the intersection of the Grassmannian in its Plücker embedding with a quadric and two hyperplanes. Likewise, is the intersection of the orthogonal Grassmannian in its Plücker embedding with seven hyperplanes. We now deal with the remaining cases.
Proposition 3.4.
Any smooth degree ten or twelve Fano threefold has very ample anticanonical divisor except for . Equations for their ideals in the anticanonical embedding are:
-
(i)
In its anticanonical embedding in , the ideal of of is given by the minors of
together with cubics , where is a general cubic which can be rolled twice to get and .
-
(ii)
In its anticanonical embedding in , the ideal of is given by the minors of
together with cubics , where is a general cubic which can be rolled three times to get , , and .
-
(iii)
In its anticanonical embedding in , is defined by the minors of
together with a general quadric.
-
(iv)
In its anticanonical embedding in , is defined by the minors of the two matrices
in along with a general quadric.
Proof.
The variety is the product of with a del Pezzo surface of degree two, and it is well-known that the latter does not have very ample anticanonical divisor.
For , note that the variety described by the equations in (i) is a divisor of type on a scroll of type . Since this divisor is basepoint free, is smooth. The divisor is equivalent to (see e.g. [Kol00, pp. 23]), and the adjunction formula thus shows that . Since is not cut out by quadrics, it cannot be and must thus be .
For , note that the variety described by the equations in (ii) is a divisor of type on a scroll of type . Since this divisor is basepoint free, is smooth. The divisor is equivalent to , and the adjunction formula thus shows that . Since is not cut out by quadrics, it cannot be or one of the other two degree twelve threefolds dealt with below.
For the remaining cases, we use the descriptions for the Fano threefolds found in [MM82]. The threefold is a divisor of bidegree in . The equations for the Segre embedding of in are given by the minors of a general matrix. In this embedding, a divisor of bidegree is given by a quadric. It follows from the adjunction formula that this is in fact the anticanonical embedding, so in particular is very ample.
The threefold is a double cover of with branch locus a divisor of tridegree . Now, the equations listed in (iv) describe a smooth variety which is the cone over embedded via , intersected with a general quadric. Projection from the point gives a map whose ramification locus is a divisor of type . Thus, equals . To check that this is in fact its anticanonical embedding, we again use adjunction: a straightforward toric calculation shows that the anticanonical divisor on the cone over is the pullback of , so intersection with a quadric gives that is the pullback of . ∎
Remark.
All components of for corresponding to smooth Fano threefolds are unirational, that is, there is some dominant rational map . Indeed, Mori and Mukai show that the variety parametrizing any family of smooth Fano threefolds is unirational [MM86]. Since the map is smooth for any Fano threefold , it follows that the corresponding Hilbert scheme component is also unirational.
3.3. Non-smoothing Components of
In our study of and , we will encounter three additional components which do not correspond to smooth Fano threefolds, but instead non-smoothable trigonal Fano threefolds with Gorenstein singularities, see [PCS05].
We first describe an -dimensional component of . Consider the matrix
Let be general quadrics in , and let be the cubics defined by
Note that and have been constructed from in a manner similar to rolling factors.
Let be the ideal generated by the minors of and .
This cuts out a singular degree Fano variety corresponding to a point . Indeed, this is the case of [PCS05].
Using Macaulay2
, we compute that , and that all deformations of come from perturbing the quadrics and are unobstructed. Thus, is a smooth point on an -dimensional component of .
The remaining two non-smoothing components may be nicely described using rolling factors. The Hilbert scheme has an additional -dimensional component which is not the component . Consider the matrix
With additional variables , its maximal minors define a scroll of type . Let be a general cubic which can be rolled times to and . The ideal generated by the minors of together with these three cubics cuts out out a singular degree Fano variety corresponding to a point . Indeed, this is the case of [PCS05].
Using Macaulay2
, we compute that , and that all deformations of are of pure rolling factor type. Thus, is a smooth point on a -dimensional component of , and cannot be smoothed. It follows that the component of upon which lies is not .
The Hilbert scheme has an additional -dimensional component which is not the component . Consider the matrix
With additional variables , its maximal minors define a scroll of type . Let be a general cubic which can be rolled times to , and . The ideal generated by the minors of together with these four cubics cuts out out a singular degree Fano variety corresponding to a point . Indeed, this is the case of [PCS05].
Using Macaulay2
, we compute that , and that the obstruction space vanishes. Thus, is a smooth point on a -dimensional component of .
All deformations of are of pure rolling factor type, so cannot be smoothed. Thus, the component of upon which lies is not .
Remark.
It follows from the description in [PCS05, Theorem 1.6] of Gorenstein trigonal Fano threefolds that each family is parametrized by a unirational variety. By arguments similar to in the previous section, one can show that , , and are also unirational.
Remark.
Not every type of singular trigonal Fano described in [PCS05, Theorem 1.6] describes a new Hilbert scheme component. For example, a routine calculation shows that the case of (a scroll of type and a cubic rolled twice) always has a non-scrollar deformation which deforms it to . On the other hand, there may be additional components of and not discussed here whose general elements are singular Fano varieties.
4. Stanley-Reisner Schemes and Degenerations
In this section, we first recall some basic facts about simplicial complexes and Stanley-Reisner schemes, see for example [Sta83]. We will then discuss degenerations to particular Stanley-Reisner schemes. This will be fundamental to our study of .
4.1. Stanley-Reisner Basics
Let be the set and be the full simplex . An abstract simplicial complex is any subset such that if and , then . Elements are called faces; the dimension of a face is . Zero-dimensional faces are called vertices; one-dimensional faces are called edges. The valency of a vertex is the number of edges containing it. Two simplicial complexes are isomorphic if there is a bijection of the vertices inducing a bijection of all faces. We will not differentiate between isomorphic complexes.
Given two simplicial complexes and , their join is the simplicial complex
where denotes the disjoint union of and . To any simplicial complex , we associate a square-free monomial ideal
where for , . This gives rise to the Stanley-Reisner ring and a corresponding projective scheme which we call a Stanley-Reisner scheme. Certain properties of the scheme are reflected in the combinatorics of the complex . For example, each face corresponds to some and the intersection relations among these projective spaces are identical to those of the faces of . In particular, maximal faces of correspond to the irreducible components of .
In this paper, we will only consider Stanley-Reisner schemes of the form , where is topologically the triangulation of a two-sphere. Such schemes are Gorenstein Fano threefolds, and are embedded via the anticanonical divisor, see [CI12, Proposition 2.1].
4.2. Degenerations to Stanley-Reisner Schemes
We recall the correspondence between unimodular triangulations and degenerations of toric varieties. Consider some lattice and some lattice polytope in the associated -vector space. By we denote the toric variety
where is the semigroup in generated by the elements , . By Theorem 8.3 and Corollary 8.9 of [Stu96], square-free initial ideals of the toric ideal of are exactly the Stanley-Reisner ideals of unimodular regular triangulations of , see loc. cit. for definitions.
We now describe the triangulated two-spheres we will need. First of all, let , , and for , let be the unique triangulation of the sphere with vertices having valencies four and five.111The arise naturally as the boundary complexes of the convex deltahedra (excluding the icosahedron). For concrete realizations of these triangulations, see [CI12, Figure 1]. The corresponding Stanley-Reisner schemes satisfy some nice properties:
Theorem 4.1 (See [CI12, §3]).
Let and and let be a general rank one index one degree smooth Fano threefold. Then degenerates to in its anticanonical embedding. Furthermore, is a smooth point.
This theorem alone allows us to determine the position of toric Fano threefolds of degree with at most Gorenstein singularities in for :
Proposition 4.2.
For , let be a toric Fano threefold of degree with at most Gorenstein singularities. Then is a smooth point on the component of corresponding to . In particular, always admits an embedded smoothing to a smooth Fano threefold.
Proof.
Using the classification of such varieties by [KS98] and computer calculations with TOPCOM
, we verify that for any such variety of degree , its moment polytope
has a regular unimodular triangulation of the form , . Thus, degenerates to , so is a smooth point of on the same component as .
For , similar calculations show that the moment polytopes have regular unimodular triangulations of the form or of the form , where is the unique triangulation of the two-sphere with valencies . For any with a triangulation of the former sort, as above is a smooth point of on the same component as . On the other hand, is a smooth point of by [IO81, Corollary 2.5]. Since there are polytopes admitting both types of triangulations, this point must thus lie on the same component as . Thus, varieties with triangulations of the latter sort also are smooth points of on the same component as . ∎
Example.
There is a single toric Fano threefold of degree with Gorenstein singularities, which is cut out by the quartic . A degeneration to is given by degenerating the quartic to its first term.
We will deal with the degree case in the following section. For the degree case, we will need an additional simplicial complex. Let , the bipyramid over the hexagon, be the unique triangulation of the sphere with valencies . This triangulation is pictured in Figure 1, where the hollow dot represents the point at infinity.
The Stanley-Reisner scheme corresponding to this triangulation also arises as a degeneration of smooth Fano threefolds:
Proposition 4.3.
The smooth Fano threefolds , and all degenerate to .
Proof.
First of all, note that the polytope dual to number 127896 from [BK] has regular unimodular triangulations to both and . Thus, the corresponding toric variety degenerates to both and . But since is a smooth point of the Hilbert scheme, and must lie on the same component, and since degenerates to , it also degenerates to .
For the remaining degenerations, we use the equations from Proposition 3.4 and §3.3. To degenerate from , we degenerate the quadric to and then choose an elimination term order for . The resulting initial ideal is the Stanley-Reisner ideal for .
Finally, consider the equations for . The variables correspond to the vertices of a cube in . The equations of Proposition 3.4 correspond to the affine relations between these lattice points, see figure 2(a). The first six equations correspond to intersecting diagonals on the six faces of the cube and the last set of equations corresponds to the four diagonals intersecting in the middle of the cube. We choose any term order which, for the first six equations, selects monomials corresponding to diagonals which form two non-intersecting triangles, see figure 2(b). Degenerating the quadric to the product of the two vertices not lying on these triangles and taking the initial ideal gives the desired degeneration. ∎
5. Toric Fano Threefolds of Degree Ten
We now determine the position of toric Fano threefolds of degree with at most Gorenstein singularities in . Let denote the set of all toric Fano threefolds of degree ten with at most Gorenstein singularities. There are exactly 54 of these, see [BK] and [KS98].
Theorem 5.1.
Proof.
The theorem is proved using case by case computer computation.
First we use TOPCOM
to check whether the moment polytope of has a regular unimodular triangulation of the form ; this is true exactly for those not listed in Table 3. These are therefore unobstructed and is a smooth point on , the component corresponding to .
This leaves twelve exceptional cases. In the remainder of this section, we study each of these cases individually by applying the general strategy outlined in §2.3.
Number 275510. We describe the five steps of §2.3 explicitly for being the toric variety number 275510. sits on a scroll of type and is cut out by the minors of
together with and the two other cubics and obtained by rolling factors, see the example in §2.2. The dimension of is , and the dimension of equals . The space can be decomposed into the direct sum of a -dimensional space consisting of perturbations of the cubics , a two-dimensional space generated by the perturbations
of , and a one-dimensional space generated by the non-scrollar perturbation
of the minors of , keeping the constant.
Consider the perturbations of the induced via rolling factors by the perturbation
of . This may be extended to a basis of such that the obstruction equations are
This decomposes into the four components , , , and . Since the tangent space dimension , these cut out schemes of respective dimensions , , , and in the tangent space of the local Hilbert scheme.
To see that is a component of the tangent cone of at , consider the one-parameter deformation given by the parameter . It is straightforward to check that this lifts to higher order with no further perturbations. By construction, the tangent direction of this deformation lies only in the component . For , the resulting ideal is generated by six quadrics, and is easily seen to have a Gröbner degeneration to the ideal of . Thus, must be an -dimensional component of the tangent cone of corresponding to the component .
To see that is also a component of the tangent cone of at , we may consider a general linear perturbation of (subject to the condition that its factors may be rolled). This defines a general element of the component , since the perturbation still lies on a scroll of type .
Finally, we see that and are also components of the tangent cone of at , both corresponding to . Consider for example the perturbation
along with and the corresponding rolling factors perturbations. The tangent direction of this perturbation is only contained in ; for the fiber is contained in a scroll of type and thus can lie only on the component . For the case of , a similar perturbation can be made after interchanging and .
We now provide brief sketches of the remaining cases.
Number 437961. lies in a scroll of type and is cut out by and the cubics and obtained by rolling factors twice. Thus, degenerates to , so lies on . A calculation shows that , so is a smooth point of .
Numbers 86711, 98325, 433633, 439399. The tangent cone at has two components, of dimensions and , cut out by the lowest order terms of the obstruction equations. We can deform onto the -dimensional component, and then degenerate to , showing that the -dimensional component is the smoothing component . On the other hand, inspection of the equations of shows that it is a divisor of type on a scroll of type . There is an obvious scrollar deformation to a divisor of type on a scroll of type , which smoothes to . Hence, must lie on .
Numbers 522075, 523456, 547399. Obstruction equations predict that the tangent cone at has two components, of dimensions and . We can deform onto the -dimensional component, and then degenerate to , showing that the -dimensional component is the smoothing component . On the other hand, the variety is cut out by equations of the type for members of except with degenerate quadrics . We may conclude that lies on .
Numbers 283519, 521212, 522702. These cases are completely analogous to number 275510 above: all lie on scrolls of type . Obstruction equations predict that the tangent cone at has four components, of dimensions , , , and . Deforming onto the first of these components (with a non-scrollar deformation), we can degenerate to , showing that lies on . The second component consists only of pure rolling factor deformations, thus corresponding to . The third and fourth components both involve scrollar deformations to a scroll of type and both correspond to .
∎
6. The Hilbert Scheme at
In this section we will study the local structure of at the point . We will use this in §7 to help locate the elements of in .
Note that is the join of the boundary of a one-simplex (i.e. two points) with the boundary of a hexagon. Let .222The subscript refers to the fact that is the bipyramid over a hexagon. We identify the vertices of the hexagon with variables ordered cyclically, the vertices of with variables , and the vertex of with the variable . Then is cut out by the quadrics for for , and , where all indices are taken modulo six.
We now describe the space of first-order deformations of . Consider the deformation parameters and for and . We have further deformation parameters for and . These parameters will give us a basis of .
To consolidate the presentation, we will write down perturbations of our equations which already include higher order perturbations, since we shall be considering families over the versal base space components. Let be a power series solution of the functional equation
and set , . For , set . We consider the perturbations
(1) |
for ,
(2) |
for , and
(3) |
As it stands, the family defined by these perturbations is only flat if considered up to first order. However, we shall see that it becomes flat if we restrict to two of the base space components.
A calculation with Macaulay2
or using [AC04, Theorem 13] shows that with respect to these perturbations, the above deformation parameters form a basis for .
Theorem 6.1.
The tangent cone is cut out by the fifteen quadrics
(4) | ||||
(5) |
It decomposes into four irreducible components , , , of respective dimensions , , , and . is cut out by the minors of
and corresponds to the component . is cut out by the minors of
and corresponds to the component . Finally, both components , correspond to and for with , is cut out by the thirty quadrics
Proof.
Using Versal Deformations
, we can calculate that the lowest order terms of the obstruction equations are exactly the quadrics in (4) and (5). The tangent cone is certainly contained in the subscheme cut out by these equations. Using primary decomposition in Macaulay2
, we see that decomposes into the four components , , , and , which have the stated dimension.
Now, by Proposition 4.3, we know that lies on , , and . Thus, the tangent cone at this point must have components of dimensions , , and . , and are indistinguishable modulo a symmetry, so we can conclude that the lowest order terms of the obstruction equations actually cut out the tangent cone. ∎
If we ignore the component , we can even say more about the local structure of at the point .
Theorem 6.2.
Proof.
We claim that the family defined by (1), (2), and (3) is flat if we impose the equations for either or . Indeed, by [AC10, Proposition 6.6], the family defined by (1) and (2) is flat if we require the vanishing of the minors of
The equations cutting out and are two different ways of satisfying this condition. When we add the equation (3), the additional relations are simply Koszul relations and can be lifted trivially.
Since this family spans the vector space of first order deformations, the statement of the theorem follows. ∎
7. Toric Fano Threefolds of Degree Twelve
We now determine the position of toric Fano threefolds of degree with at most Gorenstein singularities in . Let be the set of all Gorenstein toric Fano threefolds of degree twelve. There are exactly 135 of these, see [BK] and [KS98].
Theorem 7.1.
Consider . Then the point lies exactly on the components of as recorded in Table 4, where we refer to by its number in [BK]. In particular, always admits an embedded smoothing to a smooth Fano threefold. Furthermore, each component of is smooth at , unless lies on , and (and possibly ) and , or if is number 544886 and .
Proof.
The theorem is proved using case by case computer computation.
We use TOPCOM
to partition into three subsets:
-
(i)
Those whose moment polytope has a regular unimodular triangulation of the form ;
-
(ii)
Those whose moment polytope has a regular unimodular triangulation of the form but not of the form ;
-
(iii)
Those whose moment polytope does not have a regular unimodular triangulation of the form or .
If belongs to set (i), then is unobstructed and is a smooth point on , the component corresponding to . This covers all not listed in Table 4.
The set (ii) is a subset of all those which are listed in Table 4 as lying on or . It excludes exactly those lying on or and numbers 321879 and 524375. Since such has a moment polytope with a regular unimodular triangulation of the form , it follows from Theorem 6.1 that the only possible components of on which can lie are , , or . Now, using the triangulation to , we can explicitly find a curve in passing through and . Using the local universal family over and from Theorem 6.2, it turns out that always appears as fiber of defined by polynomials (instead of power series). This allows us to determine exactly which of the components and lies on, and using the local equations for these components, whether that component is smooth at . Computations show that we in fact always have smoothness in these cases.
For such cases, it remains to be seen if also lies on (and whether that is a smooth point on the component). Since is a smooth point on and/or , the components of the tangent cone corresponding to and/or must be cut by equations whose lowest order terms are linear. Suppose that does not lie on . Then the ideal of the tangent cone will be generated by equations with lowest order term quadratic if lies on both and , and by equations with lowest order term linear otherwise. Thus, in such cases, the tangent cone is cut out by the lowest order obstruction equations.
We may now proceed as follows. First, we use Versal Deformations
to compute the lowest order terms for the obstruction equations of , and decompose the scheme cut out by these equations into irreducible components. By the above argument, if this decomposition includes anything but smooth components of dimensions and , must lie on . The claim regarding the smoothness of follows in the appropriate cases from the fact that, in these cases, the additional components of a posteriori consist of a single smooth -dimensional component.
Example.
Let be the toric variety number 5953. Then the ideal of is generated by the ten binomials
Note that the lead monomials of these binomials are just the generators of the Stanley-Reisner ideal of . Using the universal family from Theorem 6.2, the point locally has coordinates for and , with all other coordinates vanishing. The and matrices appearing in Theorem 6.1 both have rank when evaluated at this point. Thus, is a smooth point on both and .
The lowest order terms of the obstruction equations for have the form , , , , which decomposes into the components of dimension , and of dimensions , and of dimension . Thus, must lie on as well.
The above two techniques deal with almost all ; for the set (iii) we are left with 10 exceptional cases which we deal with as described in §2.3. Once we have identified the number and dimension of components of the tangent cone at using obstruction calculus and one-parameter deformations, we still need to match these components to , , , , and , that is, step (v) from §2.3. For this is done by finding explicit degenerations of by using the rolling factors description in Proposition 3.4. Likewise, for we also use the rolling factors format to find explicit degenerations. For , , , we find explicit degenerations to and/or . The cases 146786, 444999, 544855, and 544887 are dealt with in a straightforward manner. The remaining six cases are all more difficult, since their tangent cones appear to contain embedded components. In the remainder of this section, we study each of these cases individually by applying the general strategy outlined in §2.3.
Number 147467. Let be the toric variety number 147467. Then is a divisor of type on a scroll of type . If the scroll is given by the maximal minors of
then is cut out by rolling the cubic three times to .
The dimension of is , that of is , and the dimension of equals . The space can be decomposed into the direct sum of a -dimensional space consisting of pure rolling factors perturbations of the cubics , a one-dimensional space generated by the perturbation
of , and a one-dimensional space generated by a certain non-scrollar perturbation of the minors of , keeping the constant. A basis of may be chosen such that the lowest order terms of the obstruction equations include , , and , where is as above, is a parameter for the non-scrollar perturbation, and are parameters for pure rolling factors deformations.333There is one additional element of which, at least up to order does not contribute an obstruction equation.
The scheme in the tangent space cut out by these three monomials decomposes into components of dimension , of dimension , and an embedded component of dimension . The deformation in the direction described above deforms the scroll to one of type , which gives a deformation to . Thus, is a component of the tangent cone corresponding to . Similarly, a deformation in the direction takes us to a scheme which degenerates to , so corresponds to .
We need to check that the component does not correspond to . Since is embedded in , there is no obvious way to deform onto a -dimensional component. In fact, by the discussion below, we will see that cannot correspond to a non-embedded -dimensional component of .
Let be the closure of the set of all points corresponding to divisors of type on a scroll of type . From the above example, it follows that .
Lemma 7.2.
If is a general point of , then .
Proof.
Let correspond to , i.e. . By the above example, . Now, consider the subscheme of defined by the maximal minors of the matrix above, along with cubics obtained by rolling factors, where
Here, are coordinates on . Then is codimension linear section of . A computer calculation shows that is two-dimensional. Thus, there are two deformation directions in which are not of pure rolling factor type. Hence, . ∎
Proposition 7.3.
Let be the toric Fano threefold 147467. The component from the example above cannot correspond to a -dimensional component of which is not embedded.
Proof.
Suppose corresponds to a non-embedded 97-dimensional component . The scheme is smooth, so it follows that is a smooth point on . Now, a general point does not lie on , and thus must lie on either or or both. But by the above lemma, and if , , and if , . Thus, , so we have . But for dimension reasons, which means is embedded in , a contradiction. ∎
This concludes the discussion of the case 147467. The cases 446913 and 544886 are almost identical, also being divisors on a scroll of type . For the remaining three cases (321879, 524375, and 547426) the lowest order terms of the obstruction equations give rise to embedded components of dimensions and less. We must show that these cases do not lie on .
Number 524375. Let be the toric variety number 524375. Then is a divisor of type on a scroll of type . If the scroll is given by the maximal minors of
then is cut out by rolling the cubic three times to .
Now, suppose that has an embedded smoothing to , which is a divisor on a scroll of type . Then the deformation of corresponds to a deformation of the scroll to a scroll of type . Indeed the perturbations of the quadrics cutting out must cut out a scroll of type . Now, a versal deformation of is given by linear perturbations of the , , and entries of the top row of . In order to deform to a scroll of type , either the or entry must be perturbed nontrivially. But this makes it impossible to roll (or a perturbation thereof) three times. Thus, does not deform to and does not lie on .
Similar arguments may be made for 321879 and 547426 which lie on scrolls of type and , respectively. This completes the proof of the theorem. ∎
Remark.
Although we have only studied the Hilbert schemes of Fano threefolds of degree at most twelve, our techniques may be applied to study the case of higher degree Fanos as well. In particular, Theorem 4.1 applies in the cases of degree and , and a modified version of the theorem applies in the case of degree , cf. final remark of [CI12, §3]. This already allows us to determine the location in the Hilbert scheme of a significant number of degree , , and Gorenstein toric Fano threefolds. For example, a computation shows that of the varieties in , degenerate to , and hence are smooth points on the Hilbert scheme component of degree rank one index one smooth Fano threefolds.
The main obstruction to a complete result for higher degrees is the increased appearance of toric varieties with complicated obstruction equations. We often find ourselves in a situation similar to that of number 147467 (cf. the proof of Theorem 7.1), where the lowest order terms of the obstruction equations cut out a non-reduced scheme. In order to appropriately adapt our general strategy of §2.3, we would need in each case some further structural result such as Lemma 7.2.
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