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Hilbert Schemes and Toric Degenerations for Low Degree Fano Threefolds

Jan Christophersen Matematisk institutt, Postboks 1053 Blindern, University of Oslo, N-0216 Oslo, Norway christoph@math.uio.no  and  Nathan Ilten Department of Mathematics, University of California, Berkeley CA 94720 nilten@math.berkeley.edu
Abstract.

For fixed degree d12d\leq 12, we study the Hilbert scheme of degree dd smooth Fano threefolds in their anticanonical embeddings. We use this to classify all possible degenerations of these varieties to toric Fano varieties with at most Gorenstein singularities.

Keywords: Fano threefolds, mirror symmetry, toric geometry, Stanley-Reisner rings, Hilbert schemes

MSC: 14J45, 13F55, 14D15, 14M25

1. Introduction

Let XnX\subset\mathbb{P}^{n} be a scheme over \mathbb{C} and X\mathcal{H}_{X} the Hilbert scheme parametrizing subschemes of n\mathbb{P}^{n} with the same Hilbert polynomial as XX. Consider the following:

Problem.

Determine which irreducible components of X\mathcal{H}_{X} contain the point [X][X] corresponding to XX.

The main result of the present paper is to solve this problem for the set of all Gorenstein toric Fano threefolds of degree at most twelve, with respect to their anticanonical embeddings. Our primary motivation for studying these Hilbert schemes comes from mirror symmetry and a conjectural relationship between toric degenerations and certain Laurent polynomials, see §1.3.

We first fix notation and describe the relevant irreducible components of our Hilbert schemes in §1.1. In §1.2, we present our main result, as well as our general strategy of proof. In what follows, we will always be working over \mathbb{C}. A scheme is Fano if it is projective, and the dualizing sheaf has a tensor multiple which is locally free and anti-ample.

1.1. Irreducible Components

The majority of irreducible components we are interested in come from smooth Fano threefolds as follows. If VV is a smooth Fano threefold with very ample anticanonical divisor, then the Hilbert polynomial of VV in its anticanonical embedding is determined solely by its degree d=(KV)3d=(-K_{V})^{3}. We denote the Hilbert scheme parametrizing subvarieties of (|KV|)\mathbb{P}(|-K_{V}|) with this Hilbert polynomial by d\mathcal{H}_{d}. The variety VV together with the anticanonical embedding corresponds to a point [V]d[V]\in\mathcal{H}_{d}, and this point lies on a single irreducible component, cf. [MM86].

Deformation families of smooth Fano threefolds have been completely classified, see [Isk78] and [MM82]. Each family is distinguished by the degree dd, the second and third Betti numbers b2b_{2} and b3b_{3}, and the Lefschetz discriminant of any threefold in the family. For threefolds of degree less than 3030, the first three invariants suffice. The degree must always be even, and can range from 22 to 6464. We shall refer to the families and general elements of the families interchangeably.

Using this classification, we do some calculations to determine exactly which Fano threefolds of degree d12d\leq 12 have very ample anticanonical divisor and thus give rise to a component of d\mathcal{H}_{d}, see §3.2. The results are recorded in Table 1. Note that all varieties appearing in the table have index one, except for V8V_{8}^{\prime}, which has index 22. If KV-K_{V} is very ample, we record how many global sections the corresponding normal sheaf has, which we calculate using our Proposition 3.1. This is just the dimension of the corresponding component of d\mathcal{H}_{d}, to which we also give a name in the table.

In addition to the components of Hilbert schemes corresponding to smooth Fano threefolds, we will encounter three non-smoothing components shown in Table 2. General elements of these components are certain Gorenstein trigonal Fano threefolds, classified in [PCS05]. We give a more precise description of these components in §3.3.

Name Degree b2b_{2} b3/2b_{3}/2 KV-K_{V} very ample? h0(𝒩)h^{0}(\mathcal{N}) Component of d\mathcal{H}_{d}
V2V_{2} 22 11 5252 No N/A N/A
V4V_{4} 44 11 3030 Yes 69 B694B_{69}^{4}
V4V_{4}^{\prime} 44 22 2222 No N/A N/A
V6V_{6} 66 11 2020 Yes 69 B696B_{69}^{6}
V6V_{6}^{\prime} 66 22 2020 No N/A N/A
1×S1\mathbb{P}^{1}\times S_{1} 66 10 0 No N/A N/A
V8V_{8} 88 11 1414 Yes 75 B75B_{75}
V8V_{8}^{\prime} 88 11 2121 No N/A N/A
V8′′V_{8}^{\prime\prime} 88 22 1111 No N/A N/A
V10V_{10} 1010 11 1010 Yes 85 B85B_{85}
V10V_{10}^{\prime} 1010 22 1010 Yes 84 B84B_{84}
V12V_{12} 1212 11 77 Yes 98 B98B_{98}
V12,2,6V_{12,2,6} 1212 22 66 Yes 96 B96B_{96}
V12,2,9V_{12,2,9} 1212 22 99 Yes 99 B99B_{99}
V12,3V_{12,3} 1212 33 88 Yes 97 B97B_{97}
1×S2\mathbb{P}^{1}\times S_{2} 1212 9 0 No N/A N/A
Table 1. Smooth Fano Threefolds of Low Degree
Name Degree h0(𝒩)h^{0}(\mathcal{N}) Component of d\mathcal{H}_{d}
T3T_{3} 1010 8888 B88B_{88}^{\dagger}
T9T_{9} 1010 8484 B84B_{84}^{\dagger}
T25T_{25} 1212 9999 B99B_{99}^{\dagger}
Table 2. Select Trigonal Fano Threefolds

1.2. Main Result

Let 𝔱𝔬𝔯d\mathfrak{tor}_{d} be the set of all degree dd toric Fano threefolds with at most Gorenstein singularities. This set can be understood explicitly. Indeed, Gorenstein toric Fano varieties correspond to reflexive polytopes, see e.g. [CLS11, Theorem 8.3.4]. The set of all three-dimensional reflexive polytopes has been classified by Kreuzer and Skarke in [KS98]; the corresponding data may be found in the Graded Ring Database [BK]. As our main result, we determine exactly which components of d\mathcal{H}_{d} contain the points corresponding to elements of 𝔱𝔬𝔯d\mathfrak{tor}_{d}. This can be summarized as follows:

Theorem 1.1.

For d=4,6,8d=4,6,8 and any X𝔱𝔬𝔯dX\in\mathfrak{tor}_{d}, [X][X] is a smooth point of d\mathcal{H}_{d} on the same irreducible component as [Vd][V_{d}]. For d=10d=10 or d=12d=12 and any X𝔱𝔬𝔯dX\in\mathfrak{tor}_{d}, [X][X] is a point on exactly the irreducible components of d\mathcal{H}_{d} recorded in Tables 3 and 4, where we refer to XX by its number in the Graded Ring Database [BK].

     # in the Graded Ring Database [BK]
    
     Points on B84B_{84} 437961
    
    
     Points on B84B85B_{84}\cap B_{85} 86711, 98325, 433633, 439399
    
    
     Points on B85B88B_{85}\cap B_{88}^{\dagger} 522075, 523456, 547399
    
    
     Points on B84B85B84B_{84}\cap B_{85}\cap B_{84}^{\dagger} 275510, 283519, 521212, 522702
    
Points not listed are smooth points on B85B_{85}.
Table 3. Degree ten toric Fano varieties and the scheme 10\mathcal{H}_{10}.
     # in the Graded Ring Database [BK]
    
     Points on B96B_{96} 146786, 444999, 544855
    
    
     Points on B97B_{97} 525553, 545072
    
    
     Points on B99B_{99} 317924, 525745, 545139
    
    
     Points on B96B98B_{96}\cap B_{98} 147467, 446913, 544886
    
    
     Points on B97B98B_{97}\cap B_{98} 95245, 281906, 292940, 439663, 521504
    
    
     Points on B98B99B_{98}\cap B_{99} 263867, 274128, 281846, 439636, 446933, 446982, 522703, 544529, 544753, 573895, 585686
    
    
     Point on B96B97B98B_{96}\cap B_{97}\cap B_{98} 544887
    
    
     Points on B97B98B99B_{97}\cap B_{98}\cap B_{99} 5953, 5954, 29624, 72202, 72684, 87167, 147470, 261714, 264855, 269333, 275527, 283523, 294031, 294043, 306960, 321877, 321879, 355616, 431397, 431910, 432464, 432661, 434956, 435216, 442762, 452175, 466014, 520330, 520423, 520890, 520931, 522058, 522085, 522683, 524375, 524380, 524396, 526891, 528560, 530438, 544400, 544417, 544419, 544458, 544530, 544536, 544539, 544697, 544885, 545307, 547388, 547402, 547423, 547460, 566695, 566716, 585890, 585895, 585897, 610803
    
    
     Point on B97B98B99B99B_{97}\cap B_{98}\cap B_{99}\cap B_{99}^{\dagger} 547426
    
Points not listed are smooth points on B98B_{98}.
Points marked with * also lie on other
non-smoothing components (possibly embedded).
Table 4. Degree twelve toric Fano varieties and the scheme 12\mathcal{H}_{12}.

We now outline the proof strategy:

  1. (i)

    For each d12d\leq 12, we identify a Stanley-Reisner scheme SS such that [S]d[S]\in\mathcal{H}_{d} is a smooth point lying on the component corresponding to VdV_{d}, cf. Theorem 4.1.

  2. (ii)

    If XX is any Gorenstein toric Fano threefold of degree 44, 66, or 88, then its moment polytope admits a certain “good” unimodular triangulation, cf. Proposition 4.2. This implies that XX has an embedded degeneration to the Stanley-Reisner scheme SS of (i). Hence, [X][X] is a smooth point on the component corresponding to VdV_{d}. For many Gorenstein toric Fano threefold of degrees 1010 and 1212, a similar argument applies.

  3. (iii)

    For XX one of the remaining degree 1010 and 1212 threefolds, we follow a general strategy described in §2.3. Using computer-assisted methods, we determine the number and dimensions of the tangent cone of d\mathcal{H}_{d} at [X][X]. These components are then matched with irreducible components of d\mathcal{H}_{d}. There are three key ingredients:

    • Comparison theorems allowing for effective computation of tangent and obstruction spaces of the Hilbert functor, see §2.1;

    • An understanding of the deformation theory of subvarieties of rational normal scrolls, see §2.2;

    • A description of the universal family of 12\mathcal{H}_{12} near a special point lying in the intersection of B97B_{97}, B98B_{98}, and B99B_{99}, see §6.

    The degree 1010 and 1212 cases are dealt with respectively in Theorems 5.1 and 7.1.

To the best of our knowledge, our strategy of studying the local structure of Hilbert schemes is new. We believe that these techniques will yield success in studying Hilbert schemes for Gorenstein toric Fano threefolds of higher degrees as well, although the increase in embedding dimension will lead to increased computational difficulties. We use a number of computer programs to carry out our calculations: Macaulay2 [GS], Versal Deformations [Ilt12], TOPCOM [Ram02], and 4ti2 [tt]. Supplementary material containing many of the computer calculations is available online [CI14].

1.3. Toric Degenerations and Connections to Mirror Symmetry

A consequence of our main result is a classification of embedded degenerations of smooth Fano threefolds to Gorenstein toric Fano threefolds of degree at most twelve. Indeed, let VV be a general smooth Fano threefold of degree d12d\leq 12 with very ample anticanonical divisor, and X𝔱𝔬𝔯dX\in\mathfrak{tor}_{d}. Then VV has an embedded degeneration to XX if and only if [X][X] lies on the same irreducible component of d\mathcal{H}_{d} as [V][V].

Toric degenerations are connected to mirror symmetry through the ansatz of extremal Laurent polynomials, see [Prz09]. The quantum cohomology of a smooth Fano variety VV of dimension nn is conjecturally related to the Picard-Fuchs operator of a pencil f:Yf\colon Y\to\mathbb{C} called a (weak) Landau–Ginzburg model for VV. The extremal Laurent polynomial ansatz conjectures that one should be able to take Y=()nY=(\mathbb{C}^{*})^{n}, that is, ff is a Laurent polynomial. Furthermore, denoting the Newton polytope of ff by Δf\Delta_{f}, it is expected that if ff gives a Landau–Ginzburg model for VV, then VV degenerates to the toric variety whose moment polytope is dual to Δf\Delta_{f}^{*}. Conversely, for any Fano toric variety XX with mild singularities smoothing to VV, one expects to be able to find a Landau–Ginzburg model for VV in the form of a Laurent polynomial ff with Δf\Delta_{f} dual to the moment polytope of XX. T. Coates, A. Corti, S. Galkin, V. Golyshev, and A. Kasprzyk outline a program using these ideas to classify smooth Fano varieties in [CCG+12].

In [Prz09], V. Przyjalkowski showed that for every smooth Fano threefold VV of Picard rank one, there is in fact a Laurent polynomial giving a weak Landau–Ginzburg model for VV. Furthermore, in [ILP13], V. Przyjalkowski, J. Lewis, and the second author of the present paper showed that these Laurent polynomials are related to toric degenerations in the above sense. T. Coates, A. Corti, S. Galkin, and A. Kasprzyk have extended Przyjalkowski’s result to Fano threefolds of higher Picard rank in [CCGK13]. Matching up our toric degenerations with the extremal Laurent polynomials they have found would provide evidence that the existence of an extremal Laurent polynomial is coupled to the existence of a toric degeneration.

Motivated by similar considerations, S. Galkin classified all degenerations of smooth Fano threefolds to Fano toric varieties with at most terminal Gorenstein singularities in [Gal07]. This situation is however significantly different than the present one. Indeed, any Fano threefold with at most terminal Gorenstein singularities has a unique smoothing. This is no longer true if we relax the condition that the singularities be terminal; smoothings need not exist, and if they do, need not be unique.

Acknowledgements

We thank Cinzia Casagrande, Sergei Galkin, Jan Stevens, and the anonymous referee for helpful comments.

2. Deformation Theory Methods

In this section, we present some methods from deformation theory which will be necessary for our arguments. We first recall comparison theorems which will allow us to more easily compute the tangent and obstruction spaces of the Hilbert functor. Secondly, since many of the varieties we study occur as subvarieties of rational normal scrolls, we discuss the deformation theory of such varieties in terms of rolling factors. Thirdly, we outline a general strategy for identifying the component structure of Hilbert schemes at a given point; we use this strategy in §5 and §7.

2.1. Comparison Theorems and Forgetful Maps

Let S=k[x0,,xn]S=k[x_{0},\dots,x_{n}], A=S/IA=S/I be a graded ring and X=ProjAnX=\operatorname{Proj}A\subseteq\mathbb{P}^{n}. We may consider two deformation functors for XX: the deformation functor DefX\operatorname{Def}_{X} of isomorphism classes of deformations of XX as a scheme, and the local Hilbert functor HXH_{X} of embedded deformations of XX in n\mathbb{P}^{n}, see [Ser06] for details. The former has a formal semiuniversal element and the latter a formal universal element. There is a natural forgetful map HXDefXH_{X}\to\operatorname{Def}_{X}. Let TX1T^{1}_{X} and TX2T^{2}_{X} be the tangent space and obstruction space for DefX\operatorname{Def}_{X} and TX/niT^{i}_{X/\mathbb{P}^{n}}, i=1,2i=1,2, the same for HXH_{X}.

Assume now that AA is Cohen-Macaulay of Krull dimension 44 which is the case for all schemes in this paper. We may use the comparison theorems of Kleppe to relate the TX/niT^{i}_{X/\mathbb{P}^{n}} and TXiT^{i}_{X} to the degree 0 part of cotangent modules of the algebra AA. This has a large computational benefit. For HXH_{X}, [Kle79, Theorem 3.6] applied to our situation yields

HomA(I/I2,A)0=(TA/S1)0TX/n1=H0(X,𝒩X/n)\displaystyle{\operatorname{Hom}_{A}(I/I^{2},A)}_{0}={(T^{1}_{A/S})}_{0}\simeq T^{1}_{X/\mathbb{P}^{n}}=H^{0}(X,\mathcal{N}_{X/\mathbb{P}^{n}})
(TA2)0(TA/S2)0TX/n2.\displaystyle{(T^{2}_{A})}_{0}\simeq{(T^{2}_{A/S})}_{0}\simeq T^{2}_{X/\mathbb{P}^{n}}\,.

For DefX\operatorname{Def}_{X}, [Kle79, Theorem 3.9] applied to our situation yields

(TA1)0TX1\displaystyle{(T^{1}_{A})}_{0}\simeq T^{1}_{X}
0(TA2)0TX2H3(X,𝒪X)\displaystyle 0\to{(T^{2}_{A})}_{0}\to T^{2}_{X}\to H^{3}(X,\mathcal{O}_{X})

where the latter sequence is exact. The cohomology H3(X,𝒪X)H^{3}(X,\mathcal{O}_{X}) does not appear in the statement in [Kle79], but a careful reading of the proof shows the existence of the sequence.

Thus if H3(X,𝒪X)=0H^{3}(X,\mathcal{O}_{X})=0, as will be the case for the Fano schemes in this paper, also (TA2)0TX2{(T^{2}_{A})}_{0}\simeq T^{2}_{X}. The Zariski-Jacobi sequence for kSAk\to S\to A reads

TA/S1TA1TS1(A)TA/S2TA2TS2(A)\dots\to T^{1}_{A/S}\to T^{1}_{A}\to T^{1}_{S}(A)\to T^{2}_{A/S}\to T^{2}_{A}\to T^{2}_{S}(A)\to\cdots

and since SS is regular TSi(A)=0T^{i}_{S}(A)=0 for i1i\geq 1. This gives the above written isomorphisms of obstruction spaces TA/S2TA2T^{2}_{A/S}\simeq T^{2}_{A} but also a surjection TA/S1TA1T^{1}_{A/S}\to T^{1}_{A}. By the above this means the forgetful map HXDefXH_{X}\to\operatorname{Def}_{X} is surjective on tangent spaces and injective on obstruction spaces, so it is smooth.

The outcome of all this is that we may do versal deformation and local Hilbert scheme computations using the vector spaces (TA1)0(T^{1}_{A})_{0}, (TA/S1)0(T^{1}_{A/S})_{0} and (TA2)0(T^{2}_{A})_{0}. Moreover, by smoothness of the forgetful map, the equations for the Hilbert scheme locally at XX, in particular the component structure, will be obstruction equations for DefX\operatorname{Def}_{X} which involves much fewer parameters.

2.2. Rolling Factors and Deformations

When studying deformations of a scheme XX, it is often useful to have a systematic way for writing down the equations in XX. For subvarieties of rational normal scrolls, this is found in the method of rolling factors introduced by Duncan Dicks, see e.g. [Dic88] and [Ste01, §1]. Since many of the Fano varieties we consider are subvarieties of scrolls, we summarize this method in the following.

Let d0d1dkd_{0}\geq d_{1}\geq\ldots\geq d_{k} be non-negative integers and d=did=\sum d_{i}. Let SS be the image of

S~=(𝒪1(di))\widetilde{S}=\mathbb{P}\left(\bigoplus\mathcal{O}_{\mathbb{P}^{1}}(d_{i})\right)

under the map defined by the twisting bundle 𝒪(1)\mathcal{O}(1). Then S~\widetilde{S} is a k\mathbb{P}^{k} bundle over 1\mathbb{P}^{1}, and Sd+kS\subset\mathbb{P}^{d+k} is cut out by the 2×22\times 2 minors of

M=(x0(0)x1(0)xd01(0)x0(1)xdl1(l)x1(0)x2(0)xd0(0)x1(1)xdl(l))M=\left(\begin{array}[]{c c c c c c}x_{0}^{(0)}&x_{1}^{(0)}&\cdots&x_{d_{0}-1}^{(0)}&x_{0}^{(1)}\cdots&x_{d_{l}-1}^{(l)}\\ x_{1}^{(0)}&x_{2}^{(0)}&\cdots&x_{d_{0}}^{(0)}&x_{1}^{(1)}\cdots&x_{d_{l}}^{(l)}\\ \end{array}\right)

where ll is the largest integer such that dj0d_{j}\neq 0. We call SS a scroll of type (d0,d1,,dk)(d_{0},d_{1},\ldots,d_{k}). Note that S~=S\widetilde{S}=S if and only if dk0d_{k}\neq 0.

Let f0f_{0} be a homogeneous polynomial in the variables xj(i)x_{j}^{(i)}, 0ik0\leq i\leq k, 0jdi0\leq j\leq d_{i} and suppose that every monomial in f0f_{0} contains a factor from the top row of MM. Then for every term in f0f_{0}, we may replace some xj(i)x_{j}^{(i)} by xj+1(i)x_{j+1}^{(i)} to obtain a new polynomial f1f_{1}. This process is called rolling factors. Different choices of the factors might lead to different polynomials f1f_{1}, but any difference is contained in the ideal generated by the 2×22\times 2 minors of MM.

Example.

Let SS be a scroll of type (2,2,0,0)(2,2,0,0) with corresponding matrix

M=(x0x1y0y1x1x2y1y2)\displaystyle M=\left(\begin{array}[]{c c c c}x_{0}&x_{1}&y_{0}&y_{1}\\ x_{1}&x_{2}&y_{1}&y_{2}\end{array}\right)

in variables x0,x1,x2,y0,y1,y2,z1,z2x_{0},x_{1},x_{2},y_{0},y_{1},y_{2},z_{1},z_{2}. Set f0=x02x2y0z1z2f_{0}=x_{0}^{2}x_{2}-y_{0}z_{1}z_{2}. By rolling factors we get the polynomial f1=x0x1x2y1z1z2f_{1}=x_{0}x_{1}x_{2}-y_{1}z_{1}z_{2}, whose factors we can again roll to get f2=x0x22y2z1z2f_{2}=x_{0}x_{2}^{2}-y_{2}z_{1}z_{2}.

Let f0f_{0} be a homogeneous polynomial as above of degree ee, and suppose that we can subsequently roll factors mm times to get polynomials f0,,fmf_{0},\ldots,f_{m}. Then the subvariety XX of SS cut out by the polynomials f0,,fmf_{0},\ldots,f_{m} is a divisor of type eDmFeD-mF, where DD is the hyperplane class and FF is the image of the fiber class of S~\widetilde{S}. Furthermore, any such subvariety may be described in this matter.

Using this format for writing the equations of XX, many of its deformations may be readily described, see [Ste01]. Arbitrary perturbations of f0f_{0} which still may be rolled mm times describe deformations of XX within its divisor class on SS. Such deformations are called pure rolling factor deformations. Perturbations of the entries of MM together with perturbations of the fif_{i} may give deformations of XX sitting on a deformed scroll. These deformations are called scrollar. In general, there are also non-scrollar deformations of XX which may not be described in either manner. For an illustration of all three types of deformations, see the example in §5.

2.3. Tangent Cones of Hilbert Schemes

Let XX be a subscheme of n\mathbb{P}^{n}. We would like to identify which components of the corresponding Hilbert scheme \mathcal{H} the point [X][X] lies on. In the following, we outline a general strategy for doing this.

  1. (i)

    Use obstruction calculus and the package Versal Deformations to find the lowest order terms of obstruction equations for XX. This will be feasible in the cases of interest to us due to the comparison theorems mentioned in §2.1. Let ZZ denote the subscheme of the affine space SpecSH0(X,𝒩X/n)\operatorname{Spec}S^{\bullet}H^{0}(X,\mathcal{N}_{X/\mathbb{P}^{n}}) cut out by these equations; the tangent cone of \mathcal{H} at [X][X] is contained in ZZ.

  2. (ii)

    Do a primary decomposition of these lowest order terms to find the irreducible decomposition Z1,,ZkZ_{1},\ldots,Z_{k} of ZZ. Any component of the tangent cone TC[X]\operatorname{TC}_{[X]}\mathcal{H} is contained in some ZiZ_{i}. Let did_{i} denote the dimension of ZiZ_{i}.

  3. (iii)

    For each ZiZZ_{i}\subset Z, find a tangent vector vH0(X,𝒩X/n)v\in H^{0}(X,\mathcal{N}_{X/\mathbb{P}^{n}}) such that vZiv\in Z_{i} but vZjv\notin Z_{j} for jij\neq i. Use Versal Deformations to lift the first order deformation given by vv to higher order to get a one-parameter deformation π:𝒳𝔸1\pi:\mathcal{X}\to\mathbb{A}^{1} of XX. In general, this may not be possible since the process of lifting to higher order may never terminate, resulting in a family defined by a power series. In practice however, for judicious choice of vv, we almost always get a polynomial lifting after finitely many steps.

  4. (iv)

    We consider a general fiber X=𝒳tX^{\prime}=\mathcal{X}_{t}, t0t\neq 0 of 𝒳\mathcal{X}. Suppose that h0(X,𝒩X/n)=dih^{0}(X^{\prime},\mathcal{N}_{X^{\prime}/\mathbb{P}^{n}})=d_{i} and TX/n2=0T^{2}_{X^{\prime}/\mathbb{P}^{n}}=0. Then [X][X^{\prime}] lies on a component BB of \mathcal{H} with dimB=di\dim B=d_{i}. This implies that ZiZ_{i} is a component of TC[X]\operatorname{TC}_{[X]}\mathcal{H}. Indeed, [X][X] must also lie on BB, and TC[X]\operatorname{TC}_{[X]}\mathcal{H} must have a component ZiZ_{i}^{\prime} of dimension did_{i} which contains vv, since XX deforms to XX^{\prime} with tangent direction vv. Because ZiZ_{i}^{\prime} contains vv, it must be contained in ZiZ_{i}, and equality follows from the equality in dimension.

  5. (v)

    Suppose that we have shown that ZiZ_{i} is a component of TC[X]\operatorname{TC}_{[X]}\mathcal{H} as described in step (iv). We now wish to determine for which component BB of \mathcal{H} the tangent cone TC[X]B\operatorname{TC}_{[X]}B contains ZiZ_{i}. One approach is via deformation of the XX^{\prime} above: if XX^{\prime} deforms to some scheme VV for which we know [V][V] lies on BB, then [X][X^{\prime}] lies on BB and ZiTC[X]BZ_{i}\subset\operatorname{TC}_{[X]}B. A slightly more complicated approach is via degeneration of XX^{\prime}: suppose that XX^{\prime} degenerates to a scheme X0X_{0}. If there is a component BB of \mathcal{H} such that the degeneration direction from XX^{\prime} to X0X_{0}, viewed as a deformation of X0X_{0}, only lies in TC[X0]B\operatorname{TC}_{[X_{0}]}B and no other components of TC[X0]\operatorname{TC}_{[X_{0}]}\mathcal{H}, then [X][X^{\prime}] lies on BB and again ZiTC[X]BZ_{i}\subset\operatorname{TC}_{[X]}B.

Several difficulties may arise when attempting to put the above strategy into practice. For one, limits on computer memory and processor speed might make obstruction or primary decomposition calculations impossible. Secondly, it could occur that the scheme ZZ is not equal to TC[X]\operatorname{TC}_{[X]}\mathcal{H}; this means that there will be some ZiZ_{i} which strictly contains a component of TC[X]\operatorname{TC}_{[X]}\mathcal{H}. Thirdly, as mentioned in step (iii), lifting of one-parameter first order deformations might not terminate.

For all the cases of present interest, these three problems almost never arise. The only such problem we will encounter is in the few cases where some ZiZ_{i} is an embedded component. In these cases we can use deformation considerations to show that ZiZ_{i} does not correspond to a smoothing component of the Hilbert scheme. This is done in the final two examples of §7.

It can also occur in step (iv) that h0(X,𝒩X/n)=dih^{0}(X^{\prime},\mathcal{N}_{X^{\prime}/\mathbb{P}^{n}})=d_{i} and [X][X^{\prime}] is a smooth point of \mathcal{H}, but TX/n20T^{2}_{X^{\prime}/\mathbb{P}^{n}}\neq 0. In such cases, an alternate strategy is needed to show that [X][X^{\prime}] is indeed a smooth point of \mathcal{H}. One possible approach to deal with this problem is by using the structure of rolling factors, as we do for several cases in the proof of Theorem 5.1.

3. Components of d\mathcal{H}_{d}

In this section, we discuss the components of d\mathcal{H}_{d} which we shall encounter. In §3.1, we prove a general formula for the dimension of the Hilbert scheme component corresponding to a smooth Fano variety. In §3.2 we discuss those components corresponding to smooth Fano threefolds, and in §3.3 we discuss the non-smoothing components we encounter.

3.1. Component Dimension

Before discussing specific components of the Hilbert schemes d\mathcal{H}_{d}, we prove a result concerning Hilbert scheme component dimensions for Fano varieties in general. Recall from §2.1 that given a scheme VnV\subset\mathbb{P}^{n}, the dimension of the tangent space of the Hilbert scheme at the corresponding point [V][V] is just h0(𝒩V/n)h^{0}(\mathcal{N}_{V/\mathbb{P}^{n}}). For smooth Fano varieties, this can be computed as follows:

Proposition 3.1.

Let VnV\hookrightarrow\mathbb{P}^{n} be a smooth Fano variety in its anticanonical embedding and 𝒩V/n\mathcal{N}_{V/\mathbb{P}^{n}} the corresponding normal sheaf. Then

h0(𝒩V/n)=(n+1)21χ(ΘV)h^{0}(\mathcal{N}_{V/\mathbb{P}^{n}})=(n+1)^{2}-1-\chi(\Theta_{V})

and h1(𝒩V/n)=0h^{1}(\mathcal{N}_{V/\mathbb{P}^{n}})=0, where ΘV\Theta_{V} is the tangent sheaf of VV. Furthermore, if VV is a threefold, then

h0(𝒩V/n)=g2+3g+22b2+12b3,h^{0}(\mathcal{N}_{V/\mathbb{P}^{n}})=g^{2}+3g+22-b_{2}+\frac{1}{2}b_{3},

where g=12(KV)3+1g=\frac{1}{2}(-K_{V})^{3}+1 is the genus, and b2,b3b_{2},b_{3} are the second and third Betti numbers.

Proof.

By Kodaira vanishing, h1(𝒪V)=h1(𝒪V(1))=0h^{1}(\mathcal{O}_{V})=h^{1}(\mathcal{O}_{V}(1))=0. Kodaira vanishing also gives hi(ΘV)=0h^{i}(\Theta_{V})=0 for i>1i>1 so χ(ΘV)=h0(ΘV)h1(ΘV)\chi(\Theta_{V})=h^{0}(\Theta_{V})-h^{1}(\Theta_{V}). Furthermore, it follows from the Euler sequence that h1(Θn|V)=0h^{1}({{\Theta_{\mathbb{P}^{n}}}}_{|V})=0. The first claim then follows from the long exact cohomology sequence coming from the normal sequence for VV in n\mathbb{P}^{n}.

Now assume that dimV=3\dim V=3. By Hirzebruch-Riemann-Roch,

χ(ΘV)=124deg(12c1319c1c2+12c3)\chi(\Theta_{V})=\frac{1}{24}\deg(12c_{1}^{3}-19c_{1}c_{2}+12c_{3})

where the cic_{i} are the Chern classes of ΘV\Theta_{V}. We have that degc3=χtop(V)=2+2b2b3\deg c_{3}=\chi_{\mathrm{top}}(V)=2+2b_{2}-b_{3} by Poincaré duality, and by definition of gg, degc13=2g2\deg c_{1}^{3}=2g-2. Furthermore, an application of Hirzebruch-Riemann-Roch to 𝒪V\mathcal{O}_{V} gives degc1c2=24\deg c_{1}c_{2}=24. Substituting these values into the above general dimension formula proves the second claim. ∎

3.2. Smooth Fano Threefolds of Low Degree

In Table 1, we list all families of smooth Fano threefolds of degree at most twelve. Degrees of general elements of these families and their topological invariants are taken from [Isk78], [Isk79], and [MM82]. Our names, referring both to the family and to general elements thereof, are non-standard. Below we calculate case by case whether the anticanonical divisor KV-K_{V} is very ample. If so, we use Proposition 3.1 to calculate how many global sections the corresponding normal sheaf has. This gives us a list of all components of the Hilbert schemes d\mathcal{H}_{d} for d12d\leq 12 which correspond to smooth Fano threefolds, and the dimensions thereof. To summarize, we have the following:

Proposition 3.2.

The Hilbert schemes 4\mathcal{H}_{4}, 6\mathcal{H}_{6}, and 8\mathcal{H}_{8} each have a single distinguished component, 10\mathcal{H}_{10} has distinguished components B84B_{84} and B85B_{85} of dimensions 8484 and 8585, and 12\mathcal{H}_{12} has distinguished components B96B_{96}, B97B_{97}, B98B_{98}, and B99B_{99} of dimensions 9696, 9797, 9898, and 9999.

The proof of this proposition follows immediately from Proposition 3.1 and the discussion in the remainder of this section.

Lemma 3.3.

Let VV be a smooth Fano threefold with degKV8\deg-K_{V}\leq 8 and KV-K_{V} very ample. Then VV is a complete intersection in its anticanonical embedding. In particular, V2V_{2}, V4V_{4}^{\prime}, V6V_{6}^{\prime}, V8V_{8}^{\prime}, and V8′′V_{8}^{\prime\prime} do not have very ample anticanonical divisor.

Proof.

Let g=12(KV)3+1g=\frac{1}{2}(-K_{V})^{3}+1. Then Vg+1V\subset\mathbb{P}^{g+1} by Riemann-Roch. Thus g>2g>2 for dimension reasons. If g=3g=3, then VV must be a quartic hypersurface. If g=4g=4, then VV is the intersection of a cubic and a quadric, see [PCS05, Theorem 2.14]. This follows for example by considering the long exact sequence coming from twists of

0𝒪g+1𝒪V00\to\mathcal{I}\to\mathcal{O}_{\mathbb{P}^{g+1}}\to\mathcal{O}_{V}\to 0

by 𝒪(2)\mathcal{O}(2) and 𝒪(3)\mathcal{O}(3). Finally, for the case g=5g=5, it follows from [PCS05, Remark 1.9] that VV must be cut out by quadrics. For degree reasons, VV must thus be a complete intersection.

For the statement regarding V2V_{2}, V4V_{4}^{\prime}, V6V_{6}^{\prime}, V8V_{8}^{\prime}, and V8′′V_{8}^{\prime\prime}, note that, by the Lefschetz hyperplane Theorem, none of these varieties is a complete intersection in projective space. ∎

The varieties V4V_{4}, V6V_{6}, and V8V_{8} all have very ample anticanonical divisors. Indeed, in their anticanonical embeddings they are complete intersections in projective space of degrees 44, (2,3)(2,3), and (2,2,2)(2,2,2). Furthermore, the varieties V10V_{10} and V12V_{12} have very ample anticanonical divisors, cf. [Muk04]. In its anticanonical embedding, V10V_{10} is the intersection of the Grassmannian G(2,5)G(2,5) in its Plücker embedding with a quadric and two hyperplanes. Likewise, V12V_{12} is the intersection of the orthogonal Grassmannian OG(5,10)OG(5,10) in its Plücker embedding with seven hyperplanes. We now deal with the remaining cases.

Proposition 3.4.

Any smooth degree ten or twelve Fano threefold has very ample anticanonical divisor except for 1×S2\mathbb{P}^{1}\times S_{2}. Equations for their ideals in the anticanonical embedding are:

  1. (i)

    In its anticanonical embedding in 7\mathbb{P}^{7}, the ideal of of V10V_{10}^{\prime} is given by the minors of

    M=(x0y0z0w0x1y1z1w1)\displaystyle M=\left(\begin{array}[]{c c c c}x_{0}&y_{0}&z_{0}&w_{0}\\ x_{1}&y_{1}&z_{1}&w_{1}\end{array}\right)

    together with cubics f0,f1,f2f_{0},f_{1},f_{2}, where f0f_{0} is a general cubic which can be rolled twice to get f1f_{1} and f2f_{2}.

  2. (ii)

    In its anticanonical embedding in 8\mathbb{P}^{8}, the ideal of V12,2,6V_{12,2,6} is given by the minors of

    (x0x1y0z0w0x1x2y1z1w1)\displaystyle\left(\begin{array}[]{c c c c c}x_{0}&x_{1}&y_{0}&z_{0}&w_{0}\\ x_{1}&x_{2}&y_{1}&z_{1}&w_{1}\\ \end{array}\right)

    together with cubics f0,f1,f2,f3f_{0},f_{1},f_{2},f_{3}, where f0f_{0} is a general cubic which can be rolled three times to get f1f_{1}, f2f_{2}, and f3f_{3}.

  3. (iii)

    In its anticanonical embedding in 8\mathbb{P}^{8}, V12,2,9V_{12,2,9} is defined by the 2×22\times 2 minors of

    (ux1y0y1vx2x0y2w)\left(\begin{array}[]{c c c}u&x_{1}&y_{0}\\ y_{1}&v&x_{2}\\ x_{0}&y_{2}&w\\ \end{array}\right)

    together with a general quadric.

  4. (iv)

    In its anticanonical embedding in 8\mathbb{P}^{8}, V12,3V_{12,3} is defined by the 2×22\times 2 minors of the two matrices

    (x000x100x001x101x010x110x011x111)(x000x010x001x011x100x110x101x111)\displaystyle\left(\begin{array}[]{c c c c}x_{000}&x_{100}&x_{001}&x_{101}\\ x_{010}&x_{110}&x_{011}&x_{111}\\ \end{array}\right)\qquad\left(\begin{array}[]{c c c c}x_{000}&x_{010}&x_{001}&x_{011}\\ x_{100}&x_{110}&x_{101}&x_{111}\\ \end{array}\right)

    in [xijk,t]i,j,k{0,1}\mathbb{C}[x_{ijk},t]_{i,j,k\in\{0,1\}} along with a general quadric.

Proof.

The variety 1×S2\mathbb{P}^{1}\times S_{2} is the product of 1\mathbb{P}^{1} with a del Pezzo surface S2S_{2} of degree two, and it is well-known that the latter does not have very ample anticanonical divisor.

For V10V_{10}^{\prime}, note that the variety VV described by the equations in (i) is a divisor of type 3D2F3D-2F on a scroll SS of type (1,1,1,1)(1,1,1,1). Since this divisor is basepoint free, VV is smooth. The divisor KS-K_{S} is equivalent to 4D2F4D-2F (see e.g. [Kol00, pp. 23]), and the adjunction formula thus shows that KV=𝒪V(1)-K_{V}=\mathcal{O}_{V}(1). Since VV is not cut out by quadrics, it cannot be V10V_{10} and must thus be V10V_{10}^{\prime}.

For V12,2,6V_{12,2,6}, note that the variety VV described by the equations in (ii) is a divisor of type 3D3F3D-3F on a scroll SS of type (2,1,1,1)(2,1,1,1). Since this divisor is basepoint free, VV is smooth. The divisor KS-K_{S} is equivalent to 4D3F4D-3F, and the adjunction formula thus shows that KV=𝒪V(1)-K_{V}=\mathcal{O}_{V}(1). Since VV is not cut out by quadrics, it cannot be V12V_{12} or one of the other two degree twelve threefolds dealt with below.

For the remaining cases, we use the descriptions for the Fano threefolds found in [MM82]. The threefold V12,2,9V_{12,2,9} is a divisor of bidegree (2,2)(2,2) in 2×2\mathbb{P}^{2}\times\mathbb{P}^{2}. The equations for the Segre embedding of 2×2\mathbb{P}^{2}\times\mathbb{P}^{2} in 8\mathbb{P}^{8} are given by the 2×22\times 2 minors of a general 3×33\times 3 matrix. In this embedding, a divisor of bidegree (2,2)(2,2) is given by a quadric. It follows from the adjunction formula that this is in fact the anticanonical embedding, so in particular KV12,2,9-K_{V_{12,2,9}} is very ample.

The threefold V12,3V_{12,3} is a double cover of 1×1×1\mathbb{P}^{1}\times\mathbb{P}^{1}\times\mathbb{P}^{1} with branch locus a divisor of tridegree (2,2,2)(2,2,2). Now, the equations listed in (iv) describe a smooth variety VV which is the cone over 1×1×1\mathbb{P}^{1}\times\mathbb{P}^{1}\times\mathbb{P}^{1} embedded via 𝒪(1,1,1)\mathcal{O}(1,1,1), intersected with a general quadric. Projection from the point {xijk=0,t=1}\{x_{ijk}=0,t=1\} gives a map V1×1×1V\to\mathbb{P}^{1}\times\mathbb{P}^{1}\times\mathbb{P}^{1} whose ramification locus is a divisor of type (2,2,2)(2,2,2). Thus, VV equals V12,3V_{12,3}. To check that this is in fact its anticanonical embedding, we again use adjunction: a straightforward toric calculation shows that the anticanonical divisor on the cone over 1×1×1\mathbb{P}^{1}\times\mathbb{P}^{1}\times\mathbb{P}^{1} is the pullback of 𝒪(3)\mathcal{O}(3), so intersection with a quadric gives that KV-K_{V} is the pullback of 𝒪(1)\mathcal{O}(1). ∎

Remark.

All components BB of d\mathcal{H}_{d} for d12d\leq 12 corresponding to smooth Fano threefolds are unirational, that is, there is some dominant rational map 𝔸kB\mathbb{A}^{k}\dashrightarrow B. Indeed, Mori and Mukai show that the variety parametrizing any family of smooth Fano threefolds is unirational [MM86]. Since the map HXDefXH_{X}\to\operatorname{Def}_{X} is smooth for any Fano threefold XX, it follows that the corresponding Hilbert scheme component is also unirational.

3.3. Non-smoothing Components of d\mathcal{H}_{d}

In our study of 10\mathcal{H}_{10} and 12\mathcal{H}_{12}, we will encounter three additional components which do not correspond to smooth Fano threefolds, but instead non-smoothable trigonal Fano threefolds with Gorenstein singularities, see [PCS05].

We first describe an 8888-dimensional component B88B_{88}^{\dagger} of 10\mathcal{H}_{10}. Consider the matrix

M=(x0y2y1y2x1y0y1y0x2).M=\left(\begin{array}[]{c c c}x_{0}&y_{2}&y_{1}\\ y_{2}&x_{1}&y_{0}\\ y_{1}&y_{0}&x_{2}\\ \end{array}\right).

Let g0,g1,g2g_{0},g_{1},g_{2} be general quadrics in xi,yj,z1,z2x_{i},y_{j},z_{1},z_{2}, and let f0,f1,f2f_{0},f_{1},f_{2} be the cubics defined by

M(g0g1g2)=(f0f1f2).M\cdot\left(\begin{array}[]{c}g_{0}\\ g_{1}\\ g_{2}\end{array}\right)=\left(\begin{array}[]{c}f_{0}\\ f_{1}\\ f_{2}\end{array}\right).

Note that f1f_{1} and f2f_{2} have been constructed from f0f_{0} in a manner similar to rolling factors.

Let II be the ideal generated by the 2×22\times 2 minors of MM and f0,f1,f2f_{0},f_{1},f_{2}. This cuts out a singular degree 1010 Fano variety V7V\subset\mathbb{P}^{7} corresponding to a point [V]10[V]\in\mathcal{H}_{10}. Indeed, this is the case T3T_{3} of [PCS05]. Using Macaulay2, we compute that h0(V,𝒩)=88h^{0}(V,\mathcal{N})=88, and that all deformations of VV come from perturbing the quadrics g0,g1,g2g_{0},g_{1},g_{2} and are unobstructed. Thus, [V][V] is a smooth point on an 8888-dimensional component B88B_{88}^{\dagger} of 10\mathcal{H}_{10}.

The remaining two non-smoothing components may be nicely described using rolling factors. The Hilbert scheme 10\mathcal{H}_{10} has an additional 8484-dimensional component B84B_{84}^{\dagger} which is not the component B84B_{84}. Consider the matrix

M=(x0x1y0y1x1x2y1y2).M=\left(\begin{array}[]{c c c c c}x_{0}&x_{1}&y_{0}&y_{1}\\ x_{1}&x_{2}&y_{1}&y_{2}\\ \end{array}\right).

With additional variables z1,z2z_{1},z_{2}, its maximal minors define a scroll of type (2,2,0,0)(2,2,0,0). Let f0f_{0} be a general cubic which can be rolled 22 times to f1f_{1} and f2f_{2}. The ideal generated by the minors of MM together with these three cubics cuts out out a singular degree 1010 Fano variety V7V\subset\mathbb{P}^{7} corresponding to a point [V]10[V]\in\mathcal{H}_{10}. Indeed, this is the case T9T_{9} of [PCS05].

Using Macaulay2, we compute that h0(V,𝒩)=84h^{0}(V,\mathcal{N})=84, and that all deformations of VV are of pure rolling factor type. Thus, [V][V] is a smooth point on a 8484-dimensional component of 10\mathcal{H}_{10}, and VV cannot be smoothed. It follows that the component B84B_{84}^{\dagger} of 10\mathcal{H}_{10} upon which [V][V] lies is not B84B_{84}.

The Hilbert scheme 12\mathcal{H}_{12} has an additional 9999-dimensional component B99B_{99}^{\dagger} which is not the component B99B_{99}. Consider the matrix

M=(x0x1x2x3y0x1x2x3x4y1).M=\left(\begin{array}[]{c c c c c}x_{0}&x_{1}&x_{2}&x_{3}&y_{0}\\ x_{1}&x_{2}&x_{3}&x_{4}&y_{1}\\ \end{array}\right).

With additional variables z1,z2z_{1},z_{2}, its maximal minors define a scroll of type (4,1,0,0)(4,1,0,0). Let f0f_{0} be a general cubic which can be rolled 33 times to f1,f2f_{1},f_{2}, and f3f_{3}. The ideal generated by the minors of MM together with these four cubics cuts out out a singular degree 1212 Fano variety V8V\subset\mathbb{P}^{8} corresponding to a point [V]12[V]\in\mathcal{H}_{12}. Indeed, this is the case T25T_{25} of [PCS05].

Using Macaulay2, we compute that h0(V,𝒩)=99h^{0}(V,\mathcal{N})=99, and that the obstruction space TV2T_{V}^{2} vanishes. Thus, [V][V] is a smooth point on a 9999-dimensional component of 12\mathcal{H}_{12}. All deformations of VV are of pure rolling factor type, so VV cannot be smoothed. Thus, the component B99B_{99}^{\dagger} of 12\mathcal{H}_{12} upon which [V][V] lies is not B99B_{99}.

Remark.

It follows from the description in [PCS05, Theorem 1.6] of Gorenstein trigonal Fano threefolds that each family is parametrized by a unirational variety. By arguments similar to in the previous section, one can show that B84B_{84}^{\dagger}, B88B_{88}^{\dagger}, and B99B_{99}^{\dagger} are also unirational.

Remark.

Not every type of singular trigonal Fano described in [PCS05, Theorem 1.6] describes a new Hilbert scheme component. For example, a routine calculation shows that the case of T7T_{7} (a scroll of type (2,1,1,0)(2,1,1,0) and a cubic rolled twice) always has a non-scrollar deformation which deforms it to V10V_{10}. On the other hand, there may be additional components of 10\mathcal{H}_{10} and 12\mathcal{H}_{12} not discussed here whose general elements are singular Fano varieties.

4. Stanley-Reisner Schemes and Degenerations

In this section, we first recall some basic facts about simplicial complexes and Stanley-Reisner schemes, see for example [Sta83]. We will then discuss degenerations to particular Stanley-Reisner schemes. This will be fundamental to our study of d\mathcal{H}_{d}.

4.1. Stanley-Reisner Basics

Let [n][n] be the set {0,,n}\{0,\ldots,n\} and Δn\Delta_{n} be the full simplex 2[n]2^{[n]}. An abstract simplicial complex is any subset 𝒦Δn\mathcal{K}\subset\Delta_{n} such that if f𝒦f\in\mathcal{K} and gfg\subset f, then g𝒦g\in\mathcal{K}. Elements f𝒦f\in\mathcal{K} are called faces; the dimension of a face ff is dimf:=#f1\dim f:=\#f-1. Zero-dimensional faces are called vertices; one-dimensional faces are called edges. The valency of a vertex is the number of edges containing it. Two simplicial complexes are isomorphic if there is a bijection of the vertices inducing a bijection of all faces. We will not differentiate between isomorphic complexes.

Given two simplicial complexes 𝒦\mathcal{K} and \mathcal{L}, their join is the simplicial complex

𝒦={fg|f𝒦,g},\mathcal{K}*\mathcal{L}=\{f\vee g\ |\ f\in\mathcal{K},\ g\in\mathcal{L}\},

where fgf\vee g denotes the disjoint union of ff and gg. To any simplicial complex 𝒦Δn\mathcal{K}\subset\Delta_{n}, we associate a square-free monomial ideal I𝒦[x0,,xn]I_{\mathcal{K}}\subset\mathbb{C}[x_{0},\ldots,x_{n}]

I𝒦:=xp|pΔn𝒦I_{\mathcal{K}}:=\langle x_{p}\ |\ p\in\Delta_{n}\setminus\mathcal{K}\rangle

where for pΔnp\in\Delta_{n}, xp:=ipxix_{p}:=\prod_{i\in p}x_{i}. This gives rise to the Stanley-Reisner ring A𝒦:=[x0,,xn]/I𝒦A_{\mathcal{K}}:=\mathbb{C}[x_{0},\ldots,x_{n}]/I_{\mathcal{K}} and a corresponding projective scheme (𝒦):=ProjA𝒦\mathbb{P}(\mathcal{K}):=\operatorname{Proj}A_{\mathcal{K}} which we call a Stanley-Reisner scheme. Certain properties of the scheme (𝒦)\mathbb{P}(\mathcal{K}) are reflected in the combinatorics of the complex 𝒦\mathcal{K}. For example, each face f𝒦f\in\mathcal{K} corresponds to some dimf(𝒦)\mathbb{P}^{\dim f}\subset\mathbb{P}(\mathcal{K}) and the intersection relations among these projective spaces are identical to those of the faces of 𝒦\mathcal{K}. In particular, maximal faces of 𝒦\mathcal{K} correspond to the irreducible components of XX.

In this paper, we will only consider Stanley-Reisner schemes of the form (𝒦Δ0)\mathbb{P}(\mathcal{K}*\Delta_{0}), where 𝒦\mathcal{K} is topologically the triangulation of a two-sphere. Such schemes are Gorenstein Fano threefolds, and are embedded via the anticanonical divisor, see [CI12, Proposition 2.1].

4.2. Degenerations to Stanley-Reisner Schemes

We recall the correspondence between unimodular triangulations and degenerations of toric varieties. Consider some lattice MM and some lattice polytope M\nabla\subset M_{\mathbb{Q}} in the associated \mathbb{Q}-vector space. By ()\mathbb{P}(\nabla) we denote the toric variety

()=Proj[S]\mathbb{P}(\nabla)=\operatorname{Proj}\mathbb{C}[S_{\nabla}]

where SS_{\nabla} is the semigroup in M×M\times\mathbb{Z} generated by the elements (u,1)(u,1), uMu\in\nabla\cap M. By Theorem 8.3 and Corollary 8.9 of [Stu96], square-free initial ideals of the toric ideal of ()\mathbb{P}(\nabla) are exactly the Stanley-Reisner ideals of unimodular regular triangulations of \nabla, see loc. cit. for definitions.

We now describe the triangulated two-spheres we will need. First of all, let T4=Δ3T_{4}=\partial\Delta_{3}, T5=(Δ2)(Δ1)T_{5}=(\partial\Delta_{2})*(\partial\Delta_{1}), and for 6i106\leq i\leq 10, let TiT_{i} be the unique triangulation of the sphere with ii vertices having valencies four and five.111The TiT_{i} arise naturally as the boundary complexes of the convex deltahedra (excluding the icosahedron). For concrete realizations of these triangulations, see [CI12, Figure 1]. The corresponding Stanley-Reisner schemes (TiΔ0)\mathbb{P}(T_{i}*\Delta_{0}) satisfy some nice properties:

Theorem 4.1 (See [CI12, §3]).

Let 4i104\leq i\leq 10 and d=2i4d=2i-4 and let VdV_{d} be a general rank one index one degree dd smooth Fano threefold. Then VdV_{d} degenerates to (TiΔ0)\mathbb{P}(T_{i}*\Delta_{0}) in its anticanonical embedding. Furthermore, [(TiΔ0)]d[\mathbb{P}(T_{i}*\Delta_{0})]\in\mathcal{H}_{d} is a smooth point.

This theorem alone allows us to determine the position of toric Fano threefolds of degree dd with at most Gorenstein singularities in d\mathcal{H}_{d} for 2<d<102<d<10:

Proposition 4.2.

For d=4,6,8d=4,6,8, let XX be a toric Fano threefold of degree dd with at most Gorenstein singularities. Then [X][X] is a smooth point on the component of d\mathcal{H}_{d} corresponding to VdV_{d}. In particular, XX always admits an embedded smoothing to a smooth Fano threefold.

Proof.

Using the classification of such varieties by [KS98] and computer calculations with TOPCOM, we verify that for any such variety XX of degree d=4,6d=4,6, its moment polytope has a regular unimodular triangulation of the form TiΔ0T_{i}*\Delta_{0}, i=4,5i=4,5. Thus, XX degenerates to (TiΔ0)\mathbb{P}(T_{i}*\Delta_{0}), so [X][X] is a smooth point of d\mathcal{H}_{d} on the same component as [Vd][V_{d}].

For d=8d=8, similar calculations show that the moment polytopes have regular unimodular triangulations of the form T6Δ0T_{6}*\Delta_{0} or of the form T6Δ0T_{6}^{\prime}*\Delta_{0}, where T6T_{6}^{\prime} is the unique triangulation of the two-sphere with valencies 3,3,4,4,5,53,3,4,4,5,5. For any XX with a triangulation of the former sort, as above [X][X] is a smooth point of 8\mathcal{H}_{8} on the same component as [V8][V_{8}]. On the other hand, [(T6Δ0)][\mathbb{P}(T_{6}^{\prime}*\Delta_{0})] is a smooth point of 8\mathcal{H}_{8} by [IO81, Corollary 2.5]. Since there are polytopes admitting both types of triangulations, this point must thus lie on the same component as [V8][V_{8}]. Thus, varieties XX with triangulations of the latter sort also are smooth points of 8\mathcal{H}_{8} on the same component as [V8][V_{8}]. ∎

Example.

There is a single toric Fano threefold of degree 44 with Gorenstein singularities, which is cut out by the quartic x1x2x3x4x04x_{1}x_{2}x_{3}x_{4}-x_{0}^{4}. A degeneration to (T4Δ0)\mathbb{P}(T_{4}*\Delta_{0}) is given by degenerating the quartic to its first term.

We will deal with the degree 1010 case in the following section. For the degree 1212 case, we will need an additional simplicial complex. Let T8T_{8}^{\prime}, the bipyramid over the hexagon, be the unique triangulation of the sphere with valencies 4,4,4,4,4,4,6,64,4,4,4,4,4,6,6. This triangulation is pictured in Figure 1, where the hollow dot represents the point at infinity.

Figure 1. The triangulation T8T_{8}^{\prime}

The Stanley-Reisner scheme corresponding to this triangulation also arises as a degeneration of smooth Fano threefolds:

Proposition 4.3.

The smooth Fano threefolds V12V_{12}, V12,2,9V_{12,2,9} and V12,3V_{12,3} all degenerate to (T8Δ0)\mathbb{P}(T_{8}^{\prime}*\Delta_{0}).

Proof.

First of all, note that the polytope dual to number 127896 from [BK] has regular unimodular triangulations to both T8Δ0T_{8}*\Delta_{0} and T8Δ0T_{8}^{\prime}*\Delta_{0}. Thus, the corresponding toric variety degenerates to both (T8Δ0)\mathbb{P}(T_{8}*\Delta_{0}) and (T8Δ0)\mathbb{P}(T_{8}^{\prime}*\Delta_{0}). But since [(T8Δ0)][\mathbb{P}(T_{8}*\Delta_{0})] is a smooth point of the Hilbert scheme, [(T8Δ0)][\mathbb{P}(T_{8}*\Delta_{0})] and [(T8Δ0)][\mathbb{P}(T_{8}^{\prime}*\Delta_{0})] must lie on the same component, and since V12V_{12} degenerates to (T8Δ0)\mathbb{P}(T_{8}*\Delta_{0}), it also degenerates to (T8Δ0)\mathbb{P}(T_{8}^{\prime}*\Delta_{0}).

For the remaining degenerations, we use the equations from Proposition 3.4 and §3.3. To degenerate from V12,2,9V_{12,2,9}, we degenerate the quadric to uvuv and then choose an elimination term order for u,v,wu,v,w. The resulting initial ideal is the Stanley-Reisner ideal for T8Δ0T_{8}^{\prime}*\Delta_{0}.

Finally, consider the equations for V12,3V_{12,3}. The variables xijkx_{ijk} correspond to the vertices (i,j,k)(i,j,k) of a cube in 3\mathbb{Q}^{3}. The equations of Proposition 3.4 correspond to the affine relations between these lattice points, see figure 2(a). The first six equations correspond to intersecting diagonals on the six faces of the cube and the last set of equations corresponds to the four diagonals intersecting in the middle of the cube. We choose any term order which, for the first six equations, selects monomials corresponding to diagonals which form two non-intersecting triangles, see figure 2(b). Degenerating the quadric to the product of the two vertices not lying on these triangles and taking the initial ideal gives the desired degeneration. ∎

x000x_{000}x100x_{100}x001x_{001}x010x_{010}x110x_{110}x111x_{111}x011x_{011}x101x_{101}
(a) Monomials on the cube
(b) A choice of term order
Figure 2. Relations coming from a cube

5. Toric Fano Threefolds of Degree Ten

We now determine the position of toric Fano threefolds of degree 1010 with at most Gorenstein singularities in 10\mathcal{H}_{10}. Let 𝔱𝔬𝔯10\mathfrak{tor}_{10} denote the set of all toric Fano threefolds of degree ten with at most Gorenstein singularities. There are exactly 54 of these, see [BK] and [KS98].

Theorem 5.1.

Consider X𝔱𝔬𝔯10X\in\mathfrak{tor}_{10}. Then the point [X][X] lies exactly on the components of 10\mathcal{H}_{10} as recorded in Table 3, where we refer to XX by its number in [BK]. In particular, XX always admits an embedded smoothing to a smooth Fano threefold.

Proof.

The theorem is proved using case by case computer computation. First we use TOPCOM to check whether the moment polytope of XX has a regular unimodular triangulation of the form T7Δ0T_{7}*\Delta_{0}; this is true exactly for those X𝔱𝔬𝔯10X\in\mathfrak{tor}_{10} not listed in Table 3. These XX are therefore unobstructed and [X][X] is a smooth point on B85B_{85}, the component corresponding to V10V_{10}.

This leaves twelve exceptional cases. In the remainder of this section, we study each of these cases individually by applying the general strategy outlined in §2.3.

Number 275510. We describe the five steps of §2.3 explicitly for XX being the toric variety number 275510. XX sits on a scroll of type (2,2,0,0)(2,2,0,0) and is cut out by the 2×22\times 2 minors of

M=(x0x1y0y1x1x2y1y2)\displaystyle M=\left(\begin{array}[]{c c c c}x_{0}&x_{1}&y_{0}&y_{1}\\ x_{1}&x_{2}&y_{1}&y_{2}\end{array}\right)

together with f0=x02x2y0z1z2f_{0}=x_{0}^{2}x_{2}-y_{0}z_{1}z_{2} and the two other cubics f1f_{1} and f2f_{2} obtained by rolling factors, see the example in §2.2. The dimension of TX1T_{X}^{1} is 2727, and the dimension of TX2T_{X}^{2} equals 44. The space TX1T_{X}^{1} can be decomposed into the direct sum of a 2424-dimensional space Troll1T_{\mathrm{roll}}^{1} consisting of perturbations of the cubics fif_{i}, a two-dimensional space Tscroll1T_{\mathrm{scroll}}^{1} generated by the perturbations

(x0x1t1z1t2z2y0y1x1x2y1y2)\displaystyle\left(\begin{array}[]{c c c c}x_{0}&x_{1}-t_{1}z_{1}-t_{2}z_{2}&y_{0}&y_{1}\\ x_{1}&x_{2}&y_{1}&y_{2}\end{array}\right)

of MM, and a one-dimensional space generated by the non-scrollar perturbation

x0x2x12t0z1z2\displaystyle x_{0}x_{2}-x_{1}^{2}-t_{0}z_{1}z_{2}
x0y1x1y0\displaystyle x_{0}y_{1}-x_{1}y_{0}
x0y2x1y1\displaystyle x_{0}y_{2}-x_{1}y_{1}
x1y1x2y0+t0x0x2\displaystyle x_{1}y_{1}-x_{2}y_{0}+t_{0}x_{0}x_{2}
x1y2x2y1+t0x1x2\displaystyle x_{1}y_{2}-x_{2}y_{1}+t_{0}x_{1}x_{2}
y0y2y1y1\displaystyle y_{0}y_{2}-y_{1}y_{1}

of the minors of MM, keeping the fif_{i} constant.

Consider the perturbations of the fif_{i} induced via rolling factors by the perturbation

f1s1x0z12s2x0z22f_{1}-s_{1}x_{0}z_{1}^{2}-s_{2}x_{0}z_{2}^{2}

of f1f_{1}. This may be extended to a basis of Troll1T_{\mathrm{roll}}^{1} such that the obstruction equations are

t1s1,t2s2,t0s1,t0s2.\displaystyle{t}_{1}s_{1},\qquad{t}_{2}s_{2},\qquad{t}_{0}{s}_{1},\qquad{t}_{0}{s}_{2}.

This decomposes into the four components Z1=V(s1,s2)Z_{1}=V(s_{1},s_{2}), Z2=V(t0,t1,t2)Z_{2}=V(t_{0},t_{1},t_{2}), Z3=V(t0,t1,s2)Z_{3}=V(t_{0},t_{1},s_{2}), and Z4=V(t0,s1,t2)Z_{4}=V(t_{0},s_{1},t_{2}). Since the tangent space dimension h0(𝒩X/7)=87h^{0}(\mathcal{N}_{X/\mathbb{P}^{7}})=87, these cut out schemes of respective dimensions 8585, 8484, 8484, and 8484 in the tangent space of the local Hilbert scheme.

To see that Z1Z_{1} is a component of the tangent cone of 10\mathcal{H}_{10} at [X][X], consider the one-parameter deformation 𝒳𝔸1\mathcal{X}\to\mathbb{A}^{1} given by the parameter t0t_{0}. It is straightforward to check that this lifts to higher order with no further perturbations. By construction, the tangent direction of this deformation lies only in the component Z1Z_{1}. For t00t_{0}\neq 0, the resulting ideal is generated by six quadrics, and is easily seen to have a Gröbner degeneration to the ideal of (T7Δ0)\mathbb{P}(T_{7}*\Delta_{0}). Thus, Z1Z_{1} must be an 8585-dimensional component of the tangent cone of 10\mathcal{H}_{10} corresponding to the component B85B_{85}.

To see that Z2Z_{2} is also a component of the tangent cone of 10\mathcal{H}_{10} at [X][X], we may consider a general linear perturbation of f1f_{1} (subject to the condition that its factors may be rolled). This defines a general element of the component B84B_{84}^{\dagger}, since the perturbation still lies on a scroll of type (2,2,0,0)(2,2,0,0).

Finally, we see that Z3Z_{3} and Z4Z_{4} are also components of the tangent cone of 10\mathcal{H}_{10} at [X][X], both corresponding to B84B_{84}. Consider for example the perturbation

(x0x1tz1y0y1x1x2y1t2z2y2)\displaystyle\left(\begin{array}[]{c c c c}x_{0}&x_{1}-tz_{1}&y_{0}&y_{1}\\ x_{1}&x_{2}&y_{1}-t^{2}z_{2}&y_{2}\end{array}\right)

along with f1tx0z22f_{1}-tx_{0}z_{2}^{2} and the corresponding rolling factors perturbations. The tangent direction of this perturbation is only contained in Z3Z_{3}; for t0t\neq 0 the fiber is contained in a scroll of type (1,1,1,1)(1,1,1,1) and thus can lie only on the component B84B_{84}. For the case of Z4Z_{4}, a similar perturbation can be made after interchanging z1z_{1} and z2z_{2}.

We now provide brief sketches of the remaining cases.

Number 437961. XX lies in a scroll of type (1,1,1,1)(1,1,1,1) and is cut out by f0=x0y0z0w02w1f_{0}=x_{0}y_{0}z_{0}-w_{0}^{2}w_{1} and the cubics f1f_{1} and f2f_{2} obtained by rolling factors twice. Thus, V10V_{10}^{\prime} degenerates to XX, so [X][X] lies on B84B_{84}. A calculation shows that TX2=0T_{X}^{2}=0, so [X][X] is a smooth point of 10\mathcal{H}_{10}.

Numbers 86711, 98325, 433633, 439399. The tangent cone at XX has two components, of dimensions 8484 and 8585, cut out by the lowest order terms of the obstruction equations. We can deform onto the 8585-dimensional component, and then degenerate to (T7Δ0)\mathbb{P}(T_{7}*\Delta_{0}), showing that the 8585-dimensional component is the smoothing component B85B_{85}. On the other hand, inspection of the equations of XX shows that it is a divisor of type 3D2F3D-2F on a scroll of type (2,1,1,0)(2,1,1,0). There is an obvious scrollar deformation to a divisor of type 3D2F3D-2F on a scroll of type (1,1,1,1)(1,1,1,1), which smoothes to V10V_{10}^{\prime}. Hence, [X][X] must lie on B84B_{84}.

Numbers 522075, 523456, 547399. Obstruction equations predict that the tangent cone at XX has two components, of dimensions 8888 and 8585. We can deform onto the 8585-dimensional component, and then degenerate to (T7Δ0)\mathbb{P}(T_{7}*\Delta_{0}), showing that the 8585-dimensional component is the smoothing component B85B_{85}. On the other hand, the variety XX is cut out by equations of the type for members of B88B_{88}^{\dagger} except with degenerate quadrics g0,g1,g2g_{0},g_{1},g_{2}. We may conclude that [X][X] lies on B88B_{88}^{\dagger}.

Numbers 283519, 521212, 522702. These cases are completely analogous to number 275510 above: all lie on scrolls of type (2,2,0,0)(2,2,0,0). Obstruction equations predict that the tangent cone at XX has four components, of dimensions 8585, 8484, 8484, and 8484. Deforming onto the first of these components (with a non-scrollar deformation), we can degenerate to (T7Δ0)\mathbb{P}(T_{7}*\Delta_{0}), showing that [X][X] lies on B85B_{85}. The second component consists only of pure rolling factor deformations, thus corresponding to B84B_{84}^{\dagger}. The third and fourth components both involve scrollar deformations to a scroll of type (1,1,1,1)(1,1,1,1) and both correspond to B84B_{84}.

6. The Hilbert Scheme 12\mathcal{H}_{12} at [(T8Δ0)][\mathbb{P}(T_{8}^{\prime}*\Delta_{0})]

In this section we will study the local structure of 12\mathcal{H}_{12} at the point [(T8Δ0)][\mathbb{P}(T_{8}^{\prime}*\Delta_{0})]. We will use this in §7 to help locate the elements of 𝔱𝔬𝔯12\mathfrak{tor}_{12} in 12\mathcal{H}_{12}.

Note that T8T_{8}^{\prime} is the join of the boundary Δ1\partial\Delta_{1} of a one-simplex (i.e. two points) with the boundary of a hexagon. Let X𝐛𝐩=(T8Δ0)X_{\mathbf{bp}}=\mathbb{P}(T_{8}^{\prime}*\Delta_{0}).222The subscript 𝐛𝐩\mathbf{bp} refers to the fact that T8T_{8}^{\prime} is the bipyramid over a hexagon. We identify the vertices of the hexagon with variables x1,,x6x_{1},\ldots,x_{6} ordered cyclically, the vertices of Δ1\partial\Delta_{1} with variables y1,y2y_{1},y_{2}, and the vertex of Δ0\Delta_{0} with the variable y0y_{0}. Then X𝐛𝐩X_{\mathbf{bp}} is cut out by the quadrics xi1xi+1x_{i-1}x_{i+1} for i=1,,6i=1,\ldots,6 xixi+3x_{i}x_{i+3} for i=1,2,3i=1,2,3, and y1y2y_{1}y_{2}, where all indices are taken modulo six.

We now describe the space TX𝐛𝐩1T_{X_{\mathbf{bp}}}^{1} of first-order deformations of X𝐛𝐩X_{\mathbf{bp}}. Consider the 2424 deformation parameters sis_{i} and ti,jt_{i,j} for 1i61\leq i\leq 6 and j=0,1,2j=0,1,2. We have further 1919 deformation parameters ai,bi,cja_{i},b_{i},c_{j} for 1i61\leq i\leq 6 and 0j60\leq j\leq 6. These 3333 parameters will give us a basis of TX𝐛𝐩1T_{X_{\mathbf{bp}}}^{1}.

To consolidate the presentation, we will write down perturbations of our equations which already include higher order perturbations, since we shall be considering families over the versal base space components. Let p(z)p(z) be a power series solution of the functional equation

zp(z)4=p(z)+1zp(z)^{4}=p(z)+1

and set f=p(s1s6)f=p(s_{1}\cdots s_{6}), e=f/(f+2)e=f/(f+2). For i=1,,6i=1,\ldots,6, set ti=j=02ti,jyjt_{i}=\sum_{j=0}^{2}t_{i,j}y_{j}. We consider the perturbations

(1) xi1xi+1+(ti+sixi)xi+si+3(e2ti2ti+2+efsi+2ti2xi+2+efti+2si2xi2)si2si+2(eti+3+fsi+3xi+3)2+e2f2si2si1si+1si+2si+3ti2x_{i-1}x_{i+1}+(t_{i}+s_{i}x_{i})x_{i}\\ +s_{i+3}(e^{2}t_{i-2}t_{i+2}+efs_{i+2}t_{i-2}x_{i+2}+eft_{i+2}s_{i-2}x_{i-2})\\ -s_{i-2}s_{i+2}(et_{i+3}+fs_{i+3}x_{i+3})^{2}\\ +e^{2}f^{2}s_{i-2}s_{i-1}s_{i+1}s_{i+2}s_{i+3}t_{i}^{2}

for i=1,,6i=1,\ldots,6,

(2) xixi+3+eti+1ti+2+eti+2si+1xi+1+eti+1si+2xi+2+fsi+1si+2xi+1xi+2+eti2si1xi1+eti1si2xi2+fsi1si2xi1xi2e2f2si2si1si+1si+2titi+3x_{i}x_{i+3}+et_{i+1}t_{i+2}+et_{i+2}s_{i+1}x_{i+1}+et_{i+1}s_{i+2}x_{i+2}+fs_{i+1}s_{i+2}x_{i+1}x_{i+2}\\ +et_{i-2}s_{i-1}x_{i-1}+et_{i-1}s_{i-2}x_{i-2}+fs_{i-1}s_{i-2}x_{i-1}x_{i-2}\\ -e^{2}f^{2}s_{i-2}s_{i-1}s_{i+1}s_{i+2}t_{i}t_{i+3}

for i=1,2,3i=1,2,3, and

(3) y1y2+c0y02+i=16(aixi+bixi+1+ciy0)xi.\displaystyle y_{1}y_{2}+c_{0}y_{0}^{2}+\sum_{i=1}^{6}(a_{i}x_{i}+b_{i}x_{i+1}+c_{i}y_{0})x_{i}.

As it stands, the family defined by these perturbations is only flat if considered up to first order. However, we shall see that it becomes flat if we restrict to two of the base space components. A calculation with Macaulay2 or using [AC04, Theorem 13] shows that with respect to these perturbations, the above deformation parameters form a basis for TX𝐛𝐩1T^{1}_{X_{\mathbf{bp}}}.

Theorem 6.1.

The tangent cone TC[(T8Δ0)]12\operatorname{TC}_{[\mathbb{P}(T_{8}^{\prime}*\Delta_{0})]}\mathcal{H}_{12} is cut out by the fifteen quadrics

(4) ti+1,jti+2,jti1,jti2,j\displaystyle t_{i+1,j}t_{i+2,j}-t_{i-1,j}t_{i-2,j}\qquad i{1,2,3},j{0,1,2}\displaystyle i\in\{1,2,3\},\quad j\in\{0,1,2\}
(5) ti+1,jti+2,0+ti+1,0ti+2,jti1,jti2,0ti1,0ti2,j\displaystyle t_{i+1,j}t_{i+2,0}+t_{i+1,0}t_{i+2,j}-t_{i-1,j}t_{i-2,0}-t_{i-1,0}t_{i-2,j}\qquad i{1,2,3},j{1,2}.\displaystyle i\in\{1,2,3\},\quad j\in\{1,2\}.

It decomposes into four irreducible components Z97Z_{97}, Z99Z_{99}, Z981Z_{98}^{1}, Z982Z_{98}^{2} of respective dimensions 9797, 9999, 9898, and 9898. Z97Z_{97} is cut out by the 2×22\times 2 minors of

(t1,0t1,1t1,2t4,0t4,1t4,2t3,0t3,1t3,2t6,0t6,1t6,2t5,0t5,1t5,2t2,0t2,1t2,2)\displaystyle\left(\begin{array}[]{c c c c c c}t_{1,0}&t_{1,1}&t_{1,2}&t_{4,0}&t_{4,1}&t_{4,2}\\ t_{3,0}&t_{3,1}&t_{3,2}&t_{6,0}&t_{6,1}&t_{6,2}\\ t_{5,0}&t_{5,1}&t_{5,2}&t_{2,0}&t_{2,1}&t_{2,2}\end{array}\right)

and corresponds to the component B97B_{97}. Z99Z_{99} is cut out by the 2×22\times 2 minors of

(t1,0t1,1t1,2t3,0t3,1t3,2t5,0t5,1t5,2t4,0t4,1t4,2t6,0t6,1t6,2t2,0t2,1t2,2)\displaystyle\left(\begin{array}[]{c c c c c c c c c}t_{1,0}&t_{1,1}&t_{1,2}&t_{3,0}&t_{3,1}&t_{3,2}&t_{5,0}&t_{5,1}&t_{5,2}\\ t_{4,0}&t_{4,1}&t_{4,2}&t_{6,0}&t_{6,1}&t_{6,2}&t_{2,0}&t_{2,1}&t_{2,2}\end{array}\right)

and corresponds to the component B99B_{99}. Finally, both components Z981Z_{98}^{1}, Z982Z_{98}^{2} correspond to B98B_{98} and for k,l=1,2k,l=1,2 with klk\neq l, Z98kZ_{98}^{k} is cut out by the thirty quadrics

ti+1,jti+2,jti1,jti2,j\displaystyle t_{i+1,j}t_{i+2,j}-t_{i-1,j}t_{i-2,j}\qquad i{1,2,3},j{0,1,2}\displaystyle i\in\{1,2,3\},\quad j\in\{0,1,2\}
ti+1,kti1,0ti+1,0ti1,k\displaystyle t_{i+1,k}t_{i-1,0}-t_{i+1,0}t_{i-1,k}\qquad i{1,2,3,4,5,6}\displaystyle i\in\{1,2,3,4,5,6\}
ti+1,kti+2,0ti1,kti2,0\displaystyle t_{i+1,k}t_{i+2,0}-t_{i-1,k}t_{i-2,0}\qquad i{1,2,3,4,5,6}\displaystyle i\in\{1,2,3,4,5,6\}
ti,lti+1,0ti+3,lti+1,0\displaystyle t_{i,l}t_{i+1,0}-t_{i+3,l}t_{i+1,0}\qquad i{1,2,3}\displaystyle i\in\{1,2,3\}
ti,lti1,0ti+3,lti1,0\displaystyle t_{i,l}t_{i-1,0}-t_{i+3,l}t_{i-1,0}\qquad i{1,2,3}\displaystyle i\in\{1,2,3\}
ti,lti+3,0ti,0ti+3,l\displaystyle t_{i,l}t_{i+3,0}-t_{i,0}t_{i+3,l}\qquad i{1,2,3}.\displaystyle i\in\{1,2,3\}.
Proof.

Using Versal Deformations, we can calculate that the lowest order terms of the obstruction equations are exactly the quadrics in (4) and (5). The tangent cone is certainly contained in the subscheme ZZ cut out by these equations. Using primary decomposition in Macaulay2, we see that ZZ decomposes into the four components Z97Z_{97}, Z99Z_{99}, Z981Z_{98}^{1}, and Z982Z_{98}^{2}, which have the stated dimension.

Now, by Proposition 4.3, we know that [(𝒯8Δ0)][\mathbb{P}(\mathcal{T}_{8}^{\prime}*\Delta_{0})] lies on B97B_{97}, B98B_{98}, and B99B_{99}. Thus, the tangent cone at this point must have components of dimensions 9797, 9898, and 9999. Z981Z_{98}^{1}, and Z982Z_{98}^{2} are indistinguishable modulo a 2\mathbb{Z}_{2} symmetry, so we can conclude that the lowest order terms of the obstruction equations actually cut out the tangent cone. ∎

If we ignore the component B98B_{98}, we can even say more about the local structure of 12\mathcal{H}_{12} at the point [(T8Δ0)][\mathbb{P}(T_{8}^{\prime}*\Delta_{0})].

Theorem 6.2.

In a formally local neighborhood of [(T8Δ)]12[\mathbb{P}(T_{8}^{\prime}*\Delta)]\in\mathcal{H}_{12}, the components B97B_{97} and B99B_{99} are respectively cut out by the equations for Z97Z_{97} and Z99Z_{99}. Over these components, a universal family 𝒰\mathcal{U} is given by the perturbations (1), (2), and (3) after adding linear changes of coordinates to account for trivial deformations.

Proof.

We claim that the family defined by (1), (2), and (3) is flat if we impose the equations for either Z97Z_{97} or Z99Z_{99}. Indeed, by [AC10, Proposition 6.6], the family defined by (1) and (2) is flat if we require the vanishing of the 2×22\times 2 minors of

(t1t3t5t4t6t2).\displaystyle\left(\begin{array}[]{c c c}t_{1}&t_{3}&t_{5}\\ t_{4}&t_{6}&t_{2}\end{array}\right).

The equations cutting out Z97Z_{97} and Z99Z_{99} are two different ways of satisfying this condition. When we add the equation (3), the additional relations are simply Koszul relations and can be lifted trivially.

Since this family spans the vector space of first order deformations, the statement of the theorem follows. ∎

7. Toric Fano Threefolds of Degree Twelve

We now determine the position of toric Fano threefolds of degree 1212 with at most Gorenstein singularities in 12\mathcal{H}_{12}. Let 𝔱𝔬𝔯12\mathfrak{tor}_{12} be the set of all Gorenstein toric Fano threefolds of degree twelve. There are exactly 135 of these, see [BK] and [KS98].

Theorem 7.1.

Consider X𝔱𝔬𝔯12X\in\mathfrak{tor}_{12}. Then the point [X][X] lies exactly on the components of 12\mathcal{H}_{12} as recorded in Table 4, where we refer to XX by its number in [BK]. In particular, XX always admits an embedded smoothing to a smooth Fano threefold. Furthermore, each component BB of 12\mathcal{H}_{12} is smooth at [X][X], unless [X][X] lies on B97B_{97}, B98B_{98} and B99B_{99} (and possibly B99B_{99}^{\dagger}) and B=B98B=B_{98}, or if XX is number 544886 and B=B96B=B_{96}.

Proof.

The theorem is proved using case by case computer computation. We use TOPCOM to partition 𝔱𝔬𝔯12\mathfrak{tor}_{12} into three subsets:

  1. (i)

    Those X𝔱𝔬𝔯12X\in\mathfrak{tor}_{12} whose moment polytope has a regular unimodular triangulation of the form T8Δ0T_{8}*\Delta_{0};

  2. (ii)

    Those X𝔱𝔬𝔯12X\in\mathfrak{tor}_{12} whose moment polytope has a regular unimodular triangulation of the form T8Δ0T_{8}^{\prime}*\Delta_{0} but not of the form T8Δ0T_{8}*\Delta_{0};

  3. (iii)

    Those X𝔱𝔬𝔯12X\in\mathfrak{tor}_{12} whose moment polytope does not have a regular unimodular triangulation of the form T8Δ0T_{8}*\Delta_{0} or T8Δ0T_{8}^{\prime}*\Delta_{0}.

If XX belongs to set (i), then XX is unobstructed and [X][X] is a smooth point on B98B_{98}, the component corresponding to V12V_{12}. This covers all X𝔱𝔬𝔯12X\in\mathfrak{tor}_{12} not listed in Table 4.

The set (ii) is a subset of all those X𝔱𝔬𝔯12X\in\mathfrak{tor}_{12} which are listed in Table 4 as lying on B97B_{97} or B99B_{99}. It excludes exactly those lying on B96B_{96} or B99B_{99}^{\dagger} and numbers 321879 and 524375. Since such XX has a moment polytope with a regular unimodular triangulation of the form T8Δ0T_{8}^{\prime}*\Delta_{0}, it follows from Theorem 6.1 that the only possible components of 12\mathcal{H}_{12} on which [X][X] can lie are B97B_{97}, B98B_{98}, or B99B_{99}. Now, using the triangulation to T8Δ0T_{8}^{\prime}*\Delta_{0}, we can explicitly find a curve in 12\mathcal{H}_{12} passing through [X][X] and [X𝐛𝐩][X_{\mathbf{bp}}]. Using the local universal family 𝒰\mathcal{U} over B97B_{97} and B99B_{99} from Theorem 6.2, it turns out that XX always appears as fiber of 𝒰\mathcal{U} defined by polynomials (instead of power series). This allows us to determine exactly which of the components B97B_{97} and B99B_{99} [X][X] lies on, and using the local equations for these components, whether that component is smooth at [X][X]. Computations show that we in fact always have smoothness in these cases.

For such cases, it remains to be seen if [X][X] also lies on B98B_{98} (and whether that is a smooth point on the component). Since [X][X] is a smooth point on B97B_{97} and/or B99B_{99}, the components of the tangent cone corresponding to B97B_{97} and/or B99B_{99} must be cut by equations whose lowest order terms are linear. Suppose that [X][X] does not lie on B98B_{98}. Then the ideal of the tangent cone will be generated by equations with lowest order term quadratic if [X][X] lies on both B97B_{97} and B99B_{99}, and by equations with lowest order term linear otherwise. Thus, in such cases, the tangent cone is cut out by the lowest order obstruction equations.

We may now proceed as follows. First, we use Versal Deformations to compute the lowest order terms for the obstruction equations of XX, and decompose the scheme ZZ cut out by these equations into irreducible components. By the above argument, if this decomposition includes anything but smooth components of dimensions 9797 and 9999, [X][X] must lie on B98B_{98}. The claim regarding the smoothness of B98B_{98} follows in the appropriate cases from the fact that, in these cases, the additional components of ZZ a posteriori consist of a single smooth 9898-dimensional component.

Example.

Let XX be the toric variety number 5953. Then the ideal of XX is generated by the ten binomials

x2x6y0x1,x1x3y0x2,x2x4y0x3,\displaystyle x_{2}x_{6}-y_{0}x_{1},\qquad x_{1}x_{3}-y_{0}x_{2},\qquad x_{2}x_{4}-y_{0}x_{3},
x3x5y0x4,x4x6y0x5,x1x5y0x6,\displaystyle x_{3}x_{5}-y_{0}x_{4},\qquad x_{4}x_{6}-y_{0}x_{5},\qquad x_{1}x_{5}-y_{0}x_{6},
x1x4y02,x2x5y02,x3x6y02,\displaystyle x_{1}x_{4}-y_{0}^{2},\ \ \ \qquad x_{2}x_{5}-y_{0}^{2},\ \ \ \qquad x_{3}x_{6}-y_{0}^{2},
y1y2y0x1.\displaystyle y_{1}y_{2}-y_{0}x_{1}.

Note that the lead monomials of these binomials are just the generators of the Stanley-Reisner ideal of T8ΔT_{8}^{\prime}*\Delta. Using the universal family from Theorem 6.2, the point [X][X] locally has coordinates ti,0=1t_{i,0}=-1 for i=1,,6i=1,\ldots,6 and c1=1c_{1}=-1, with all other coordinates vanishing. The 3×63\times 6 and 2×92\times 9 matrices appearing in Theorem 6.1 both have rank 11 when evaluated at this point. Thus, [X][X] is a smooth point on both B97B_{97} and B99B_{99}.

The lowest order terms of the obstruction equations for XX have the form t1t3t_{1}t_{3}, t1t4t_{1}t_{4}, t2t5t_{2}t_{5}, t2t6t_{2}t_{6}, which decomposes into the components V(t1,t2)V(t_{1},t_{2}) of dimension 9898, V(t1,t5,t6)V(t_{1},t_{5},t_{6}) and V(t2,t3,t4)V(t_{2},t_{3},t_{4}) of dimensions 9898, and V(t3,t4,t5,t6)V(t_{3},t_{4},t_{5},t_{6}) of dimension 9797. Thus, [X][X] must lie on B98B_{98} as well.

The above two techniques deal with almost all X𝔱𝔬𝔯12X\in\mathfrak{tor}_{12}; for the set (iii) we are left with 10 exceptional cases which we deal with as described in §2.3. Once we have identified the number and dimension of components of the tangent cone at [X][X] using obstruction calculus and one-parameter deformations, we still need to match these components to B96B_{96}, B97B_{97}, B98B_{98}, B99B_{99}, and B99B_{99}^{\dagger}, that is, step (v) from §2.3. For B96B_{96} this is done by finding explicit degenerations of V12,2,6V_{12,2,6} by using the rolling factors description in Proposition 3.4. Likewise, for B99B_{99}^{\dagger} we also use the rolling factors format to find explicit degenerations. For B97B_{97}, B98B_{98}, B99B_{99}, we find explicit degenerations to (T8Δ0)\mathbb{P}(T_{8}*\Delta_{0}) and/or (T8Δ0)\mathbb{P}(T_{8}^{\prime}*\Delta_{0}). The cases 146786, 444999, 544855, and 544887 are dealt with in a straightforward manner. The remaining six cases are all more difficult, since their tangent cones appear to contain embedded components. In the remainder of this section, we study each of these cases individually by applying the general strategy outlined in §2.3.

Number 147467. Let XX be the toric variety number 147467. Then XX is a divisor of type 4D3F4D-3F on a scroll of type (2,2,1,0)(2,2,1,0). If the scroll is given by the maximal minors of

M=(x0x1y0y1z0x1x2y1y2z1)M=\left(\begin{array}[]{c c c c c}x_{0}&x_{1}&y_{0}&y_{1}&z_{0}\\ x_{1}&x_{2}&y_{1}&y_{2}&z_{1}\\ \end{array}\right)

then XX is cut out by rolling the cubic f0=x0z0wy02y1f_{0}=x_{0}z_{0}w-y_{0}^{2}y_{1} three times to f1,f2,f3f_{1},f_{2},f_{3}.

The dimension of TX1T_{X}^{1} is 2222, that of H0(𝒩X)H^{0}(\mathcal{N}_{X}) is 9999, and the dimension of TX2T_{X}^{2} equals 44. The space TX1T_{X}^{1} can be decomposed into the direct sum of a 2020-dimensional space Troll1T_{\mathrm{roll}}^{1} consisting of pure rolling factors perturbations of the cubics fif_{i}, a one-dimensional space Tscroll1T_{\mathrm{scroll}}^{1} generated by the perturbation

(x0x1y0y1z0x1x2y1t1wy2z1)\left(\begin{array}[]{c c c c c}x_{0}&x_{1}&y_{0}&y_{1}&z_{0}\\ x_{1}&x_{2}&y_{1}-t_{1}w&y_{2}&z_{1}\\ \end{array}\right)

of MM, and a one-dimensional space generated by a certain non-scrollar perturbation of the minors of MM, keeping the fif_{i} constant. A basis of TX1T_{X}^{1} may be chosen such that the lowest order terms of the obstruction equations include t12t3t_{1}^{2}t_{3}, t12t4t_{1}^{2}t_{4}, and t1t2t_{1}t_{2}, where t1t_{1} is as above, t2t_{2} is a parameter for the non-scrollar perturbation, and t3,t4t_{3},t_{4} are parameters for pure rolling factors deformations.333There is one additional element of T2T^{2} which, at least up to order 88 does not contribute an obstruction equation.

The scheme ZZ in the tangent space 10\mathcal{H}_{10} cut out by these three monomials decomposes into components Z98=V(t1)Z_{98}=V(t_{1}) of dimension 9898, V(t2,t3,t4)V(t_{2},t_{3},t_{4}) of dimension 9696, and an embedded component Z97=V(t2,t12)Z_{97}=V(t_{2},t_{1}^{2}) of dimension 9797. The deformation in the t1t_{1} direction described above deforms the scroll to one of type (2,1,1,1)(2,1,1,1), which gives a deformation to V12,2,6V_{12,2,6}. Thus, Z96Z_{96} is a component of the tangent cone corresponding to B96B_{96}. Similarly, a deformation in the t2t_{2} direction takes us to a scheme XX^{\prime} which degenerates to (T8Δ0)\mathbb{P}(T_{8}*\Delta_{0}), so Z98Z_{98} corresponds to B98B_{98}.

We need to check that the component Z97Z_{97} does not correspond to B97B_{97}. Since Z97Z_{97} is embedded in Z98Z_{98}, there is no obvious way to deform onto a 9797-dimensional component. In fact, by the discussion below, we will see that Z97Z_{97} cannot correspond to a non-embedded 9797-dimensional component of 12\mathcal{H}_{12}.

Let S12S\subset\mathcal{H}_{12} be the closure of the set of all points corresponding to divisors of type 4D3F4D-3F on a scroll of type (2,2,1,0)(2,2,1,0). From the above example, it follows that dimS=97\dim S=97.

Lemma 7.2.

If η\eta is a general point of SS, then dimTη12=99\dim T_{\eta}\mathcal{H}_{12}=99.

Proof.

Let YY correspond to η\eta, i.e. [Y]=η[Y]=\eta. By the above example, dimTη1299\dim T_{\eta}\mathcal{H}_{12}\leq 99. Now, consider the subscheme 𝒴\mathcal{Y} of 16\mathbb{P}^{16} defined by the maximal minors of the matrix MM above, along with cubics f0,,f3f_{0},\ldots,f_{3} obtained by rolling factors, where

f0=z03+s1x02+s2x0x1+s3x0x2+s4x0y0+s5x0y1+s6y0y0+s7y0y1+s8y0y2.f_{0}=z_{0}^{3}+s_{1}x_{0}^{2}+s_{2}x_{0}x_{1}+s_{3}x_{0}x_{2}+s_{4}x_{0}y_{0}+s_{5}x_{0}y_{1}+s_{6}y_{0}y_{0}+s_{7}y_{0}y_{1}+s_{8}y_{0}y_{2}.

Here, x0,,w,s1,,s8x_{0},\ldots,w,s_{1},\ldots,s_{8} are coordinates on 16\mathbb{P}^{16}. Then YY is codimension 88 linear section of 𝒴\mathcal{Y}. A computer calculation shows that T𝒴1T_{\mathcal{Y}}^{1} is two-dimensional. Thus, there are two deformation directions in TY1T_{Y}^{1} which are not of pure rolling factor type. Hence, dimTη12dimS+2=99\dim T_{\eta}\mathcal{H}_{12}\geq\dim S+2=99. ∎

Proposition 7.3.

Let XX be the toric Fano threefold 147467. The component Z97Z_{97} from the example above cannot correspond to a 9797-dimensional component of 12\mathcal{H}_{12} which is not embedded.

Proof.

Suppose Z97Z_{97} corresponds to a non-embedded 97-dimensional component B12B\subset\mathcal{H}_{12}. The scheme Z98Z_{98} is smooth, so it follows that [X][X] is a smooth point on B98B_{98}. Now, a general point ηS\eta\in S does not lie on B96B_{96}, and thus must lie on either BB or B98B_{98} or both. But dimTη12=99\dim T_{\eta}\mathcal{H}_{12}=99 by the above lemma, and if ηB\eta\in B, dimTηB98\dim T_{\eta}B\leq 98, and if ηB98\eta\in B_{98}, dimTηB98=98\dim T_{\eta}B_{98}=98. Thus, ηBB98\eta\in B\cap B_{98}, so we have SBB98S\subset B\cap B_{98}. But Bred=SB_{\mathrm{red}}=S for dimension reasons, which means BB is embedded in B98B_{98}, a contradiction. ∎

This concludes the discussion of the case 147467. The cases 446913 and 544886 are almost identical, also being divisors on a scroll of type (2,2,1,0)(2,2,1,0). For the remaining three cases (321879, 524375, and 547426) the lowest order terms of the obstruction equations give rise to embedded components of dimensions 9797 and less. We must show that these cases do not lie on B96B_{96}.

Number 524375. Let XX be the toric variety number 524375. Then XX is a divisor of type 4D3F4D-3F on a scroll SS of type (3,2,0,0)(3,2,0,0). If the scroll is given by the maximal minors of

M=(x0x1x2y0y1x1x2x3y1y2)M=\left(\begin{array}[]{c c c c c}x_{0}&x_{1}&x_{2}&y_{0}&y_{1}\\ x_{1}&x_{2}&x_{3}&y_{1}&y_{2}\\ \end{array}\right)

then XX is cut out by rolling the cubic f0=x0zwy03f_{0}=x_{0}zw-y_{0}^{3} three times to f1,f2,f3f_{1},f_{2},f_{3}.

Now, suppose that XX has an embedded smoothing to V12,2,6V_{12,2,6}, which is a divisor on a scroll of type (2,1,1,1)(2,1,1,1). Then the deformation of XX corresponds to a deformation of the scroll SS to a scroll SS^{\prime} of type (2,1,1,1)(2,1,1,1). Indeed the perturbations of the quadrics cutting out SS must cut out a scroll of type (2,1,1,1)(2,1,1,1). Now, a versal deformation of SS is given by linear perturbations of the x1x_{1}, x2x_{2}, and y1y_{1} entries of the top row of MM. In order to deform to a scroll of type (2,1,1,1)(2,1,1,1), either the x1x_{1} or x2x_{2} entry must be perturbed nontrivially. But this makes it impossible to roll f0f_{0} (or a perturbation thereof) three times. Thus, XX does not deform to V12,2,6V_{12,2,6} and [X][X] does not lie on B96B_{96}.

Similar arguments may be made for 321879 and 547426 which lie on scrolls of type (3,2,0,0)(3,2,0,0) and (4,1,0,0)(4,1,0,0), respectively. This completes the proof of the theorem. ∎

Remark.

Although we have only studied the Hilbert schemes of Fano threefolds of degree at most twelve, our techniques may be applied to study the case of higher degree Fanos as well. In particular, Theorem 4.1 applies in the cases of degree 1414 and 1616, and a modified version of the theorem applies in the case of degree 1818, cf. final remark of [CI12, §3]. This already allows us to determine the location in the Hilbert scheme of a significant number of degree 1414, 1616, and 1818 Gorenstein toric Fano threefolds. For example, a computation shows that of the 207207 varieties in 𝔱𝔬𝔯14\mathfrak{tor}_{14}, 4343 degenerate to (T9Δ0)\mathbb{P}(T_{9}*\Delta_{0}), and hence are smooth points on the Hilbert scheme component of degree 1414 rank one index one smooth Fano threefolds.

The main obstruction to a complete result for higher degrees is the increased appearance of toric varieties with complicated obstruction equations. We often find ourselves in a situation similar to that of number 147467 (cf. the proof of Theorem 7.1), where the lowest order terms of the obstruction equations cut out a non-reduced scheme. In order to appropriately adapt our general strategy of §2.3, we would need in each case some further structural result such as Lemma 7.2.

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