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Homotopy equivalence of nearby Lagrangians and the Serre spectral sequence

Thomas Kragh
Abstract.

We construct using relatively basic techniques a spectral sequence for exact Lagrangians in cotangent bundles similar to the one constructed by Fukaya, Seidel, and Smith. That spectral sequence was used to prove that exact relative spin Lagrangians in simply connected cotangent bundles with vanishing Maslov class are homology equivalent to the base (a similar result was also obtained by Nadler). The ideas in that paper were extended by Abouzaid who proved that vanishing Maslov class alone implies homotopy equivalence.

In this paper we present a short proof of the fact that any exact Lagrangian with vanishing Maslov class is homology equivalent to the base and that the induced map on fundamental groups is an isomorphism. When the fundamental group of the base is pro-finite this implies homotopy equivalence.

1. Introduction

Let LTNL\subset T^{*}N be an exact Lagrangian embedding with LL and NN closed (compact without boundary). We will always assume that NN is connected, but for generality we will not assume that LL is connected. In [8], Fukaya, Seidel, and Smith constructed a spectral sequence converging to the Lagrangian intersection Floer homology of LL with itself, and used this to prove that exact relative spin Lagrangians in simply connected cotangent bundles with vanishing Maslov class are homology equivalent to the base (a similar result was simultaneously obtained by Nadler in [13]). This was extended by Abouzaid in [1] to prove that vanishing Maslov class implies homotopy equivalence (combined with the result in [11] this actually proves homotopy equivalence for all exact Lagrangians). These approaches are rather technical and the goal of this paper is to prove a slightly weaker version in a much simpler way. To be precise we reprove the following theorem.

Theorem 1.

If LTNL\subset T^{*}N is a closed exact Lagrangian submanifold with vanishing Maslov class, then the map LNL\to N is a homology equivalence and induces an isomorphism of fundamental groups.

Remark 1.1.

Note that, the theorem implies (by applying it to finite covers) that if the fundamental group of NN is pro-finite then LNL\to N is a homotopy equivalence.

We will prove the theorem by constructing a spectral sequence similar to the one used by Fukaya, Seidel, and Smith. We will construct this for any exact Lagrangian LL with any local coefficient system of vector spaces over some field 𝔽\mathbb{F} (and with a relative pin structure when needed).

The construction of this spectral sequence goes as follows. We start with a Morse function (with some restrictions that we will not write out here) g:Ng:N\to\mathbb{R} and consider two large scale perturbations of LL given by

Kt\displaystyle K_{t} =tL\displaystyle=tL
Lt\displaystyle L_{t} =tL+dg\displaystyle=tL+dg

for very small t>0t>0. So KtK_{t} is a scaling of LL by a very small constant making it very close to the zero section, and LtL_{t} is the same but pushed off the zero-section using the Morse function gg, so that it is close to the graph of dgdg instead. This is illustrated in Figure 1 close to a critical point qq of gg.

NNTqNT^{*}_{q}NqqLL
NNTqNT^{*}_{q}NqqLtL_{t}KtK_{t}
Figure 1. Intersections of KtK_{t} and LtL_{t} close to a critical point qq of gg.

As the figure illustrates all the intersection points of the two Lagrangians will “bunch” around the critical points of gg. Each of the intersections points in the bunch close to qq will have action close to the critical value g(q)g(q) (up to an overall shift that we thus fix). For small tt we now consider an action filtration such that we have a non-trivial filtration level for each critical value of gg and it contains all the intersection points in all bunches with action value close to this critical value. So, each filtration level contains an unspecified number of these bunches.

The main technical part of the construction is carried out in Section 3. There we basically prove that each of the bunches on the same filtration level do not interact (with respect to the differential), and that restricting the differential to any bunch is well-defined and that this always produces the same homology groups - up to a shift by the Morse index of the associated critical point of gg. In fact, we will use this “bunching” construction to create a local system on NN. This we will use in Section 4 to prove that, for gg self-indexing, page two of the associated spectral sequence looks a lot like a Serre spectral sequence. In fact we will identify page 1 as the Morse homology complex of gg with coefficients in the local system defined in Section 3.

The original spectral sequence by Fukaya, Seidel, and Smith did not look as much as a Serre spectral as the one in this paper - so we now explain the difference. Consider the following two filtrations defined for a fibration π:EX\pi:E\to X where XX is a finite cell complex by:

  • π1(X0)π1(Xj)π1(Xj+1)E\pi^{-1}(X_{0})\subset\cdots\subset\pi^{-1}(X_{j})\subset\pi^{-1}(X_{j+1})\subset\cdots\subset E, where XjX_{j} denotes the jj-skeleton. This defines the Serre spectral sequence (see Hatcher [10]).

  • Similar, except XjX_{j} is not the jj-skeleton, but Xj+1X_{j+1} is XjX_{j} with a single new cell. This leads to a spectral sequence analogous to the one by Fukaya, Seidel, and Smith with a filtration level per cell - not necessarily ordered by dimension.

In a Morse theoretic construction this corresponds to the two cases:

  • Self-indexing Morse function - where the critical value equals the Morse index.

  • Any Morse function with distinct critical value for each critical point.

The relation between these two viewpoints (and its analogy to the bunching of critical points) can be described as follows. Assume EXE\to X is a fiber-bundle of closed manifolds. Let ff be a Morse function on XX. This makes f=(fπ):Ef^{\prime}=(f\circ\pi):E\to\mathbb{R} a Morse-Bott function. Perturbing ff^{\prime} slightly to make it Morse we get bunches of critical points each close to one of the original critical fibers, and we may define a filtration on the Morse complex of ff^{\prime} by using a sequence of values intertwining the original critical values of ff in such a way that all the bunches associated to the same original critical value are in the same filtration level. By standard perturbation arguments the individual bunches close to fibers over critical points with the same critical value do not interact in the differential, and the local system produced by a construction similar to that in Section 3 will simply be the homologies of the fibers.

The final piece to proving Theorem 1 is essentially to establish a version of Poincaré duality fiber-wise. A heuristic description of why this might be a useful property is as follows; the fibers represent the relative difference LNL\to N. However if the fibers also behave as a manifold - then this is homologically supposed to look like a fiber-bundle, and since LL and NN have the same dimension the fiber basically (homologically) has to be a 0 dimensional manifold. A similar argument was used in the simply connected case by Fukaya, Seidel, and Smith.

The general layout of the paper is as follows. In section 2 we briefly describe Lagrangian intersection Floer homology of two exact Lagrangians KK and LL and how to apply local coefficients. In Section 3 we define the fiber-wise (over NN) intersection Floer homology of any Lagrangian LL with itself using the idea of the bunches described above. We also prove that this fiber-wise Floer homology defines a graded local system on NN, and satisfies other natural properties that we will need - most importantly the Poincaré duality mentioned above. In Section 4 we use action filtrations to construct the spectral sequence as described above, converging to the full Lagrangian intersection Floer homology; and we also identify page 1 of this spectral sequence for special cases of gg. In Section 5 we extend the type of local coefficient systems we allow to include local systems on the universal cover of NN. The reader only interested in the case where NN is simply connected can skip this section. Then in Section 6 we prove Theorem 1 starting with the simply connected case not requiring Section 5.

It should be noted that the ideas used in this construction are similar to the original ideas behind the spectral sequence constructed by Fukaya, Seidel, and Smith.

Remark 1.2.

In the paper [2] with Abouzaid we use the same large scale perturbations of LL above together with some additional structure to prove the new result that any exact Lagrangian is in fact simple homotopy equivalent to the base.

Acknowledgments

I would like to thank Tobias Ekholm for many insightful discussions on the topic. I would also like to thank the anonymous referee and Maksim Maydanskiy for suggestions which led to a much better exposition of the material.

2. Lagrangian Intersection Floer homology and local coefficients

In [5], Floer introduced the Lagrangian intersection Floer homology HF(K,L)HF_{*}(K,L); and proved that it is a Hamiltonian isotopy invariant. In this section we recall this construction for two exact Lagrangians K,LTNK,L\subset T^{*}N. This also serves to fix some conventions regarding signs, gradings and orientations. We will consider some ground field 𝔽\mathbb{F}. However, we will consider any local coefficient systems of vector spaces over 𝔽\mathbb{F} defined on KK or LL, and describe (Corollary 2.3) the generalization of Floer’s result that

HF(L,L;𝔽)H(L;𝔽).\displaystyle HF_{*}(L,L;\mathbb{F})\cong H_{*}(L;\mathbb{F}). (1)

to such local coefficient system. Formally we consider the local systems on KK and LL to be non-graded or, equivalently, graded in degree 0.

The reader only interested in the case of both LL and NN simply connected can ignore the local coefficients in this section. However, we note that we still need to specifically identify a certain differential in the spectral sequence in Proposition 4.1, which means we need to understand the fiber-wise Floer homology defined in the next section as a graded local system on the base NN. So, one cannot avoid local coefficients in this argument, and hence it does not simplify matters much to ignore them here.

Let NN be any closed (compact without boundary) manifold. The canonical 1-form (or Liouville form) λΩ1(TN)\lambda\in\Omega^{1}(T^{*}N) on the cotangent bundle is defined by

λq,p(v)=p(π(v)),qN,pTqN,π:TNN.\displaystyle\lambda_{q,p}(v)=p(\pi_{*}(v)),\qquad q\in N,\,p\in T^{*}_{q}N,\,\pi:T^{*}N\to N.

The canonical symplectic form is then given by ω=dλ\omega=-d\lambda. Pick a Riemannian structure on NN, then we get an induced almost complex structure JJ on TNT^{*}N (which is compatible with the symplectic structure). This canonically identifies T(q,p)TNTqNT_{(q,p)}T^{*}N\cong\mathbb{C}\otimes T_{q}N, where the real part is horizontal and the imaginary part is vertical.

For such a JJ there is a canonical map from the space of linear Lagrangians subspaces VTq,p(TN)V\subset T_{q,p}(T^{*}N) to S1S^{1} given by the square determinant. Indeed, pick any orthonormal basis for TqNT_{q}N then this represents a basis of the horizontal Lagrangian at Tq,p(TN)T_{q,p}(T^{*}N). Now also pick an orthonormal basis for VV. The complex unitary linear map changing from the first basis to the second describes a unique element in U(n)U(n) of which we can take the square determinant. This is independent on the choice of both bases since it is invariant under both actions by O(n)O(n).

This is smooth in VV and (q,p)(q,p), and thus it induces a smooth map from any Lagrangian submanifold LTNL\subset T^{*}N to S1S^{1}, by sending zLz\in L to the number defined by TzLT_{z}L. The induced map on π1\pi_{1} or H1H_{1} is known as the Maslov class. For a Lagrangian submanifold LTNL\subset T^{*}N with vanishing Maslov class a grading ψ\psi (defined in [14]) is a lift ψ:L\psi:L\to\mathbb{R} of the map LS1/L\to S^{1}\cong\mathbb{R}/\mathbb{Z} defined above. From now on we assume that KK and LL are two exact Lagrangians with vanishing Maslov classes and gradings ψK\psi_{K} and ψL\psi_{L}. Notice that when one has an isotopy of Lagrangians Lt,tIL_{t},t\in I then a grading on L0L_{0} “parallel transports” to a unique grading on each L1L_{1}.

Remark 2.1.

Everything in this paper except Section 6 can be carried out in the general case (with modified grading), but we assume vanishing Maslov classes already here to make the exposition more clear.

Now let zKLz\in K\cap L be a transverse intersection point of KK and LL. Since the space of linear Lagrangians in TzTNT_{z}T^{*}N which are transverse to TzKT_{z}K is contractible there is a path unique up to homotopy in this space from TzLT_{z}L to J(TzK)J(T_{z}K). This path lifts using the determinant construction above to a path from ψL(z)\psi_{L}(z) to some other real number aa. We now define the grading of zz (dependent on the order KK before LL) by the formula

deg(K,L)(z)=ψK(z)a+n2.\displaystyle\deg_{(K,L)}(z)=\psi_{K}(z)-a+\tfrac{n}{2}.

This is an integer since det(JA)2=(1)ndet(A)2\det(JA)^{2}=(-1)^{n}\det(A)^{2}, and each (1)(-1) represents a half turn around S1S^{1}. Notice that with this convention it is an easy exercise to see that pushing the zero-section NN off itself using a Morse function gg makes the intersection points between NN and dgdg (in that order) have grading equal to the Morse index of gg (here the grading on dgdg is induced from NN by the obvious isotopy). This grading also satisfies:

deg(K,L)(z)=ndeg(L,K)(z).\displaystyle\deg_{(K,L)}(z)=n-\deg_{(L,K)}(z). (2)

However, when the order is implied from context we will simply write deg(z)\deg(z).

Now assume that we have two transverse intersection points z1,z1KLz_{-1},z_{1}\in K\cap L. Let \mathbb{H} be the upper half plane in \mathbb{C} and consider the space χ(z1,z1)\chi(z_{-1},z_{1}) of maps u:D2TNu:D^{2}\to T^{*}N such that uu

  • maps ±1\pm 1 to z±1z_{\pm 1},

  • maps the lower edge to KK – i.e. u(S1¯)Ku(S^{1}\cap\overline{\mathbb{H}})\subset K, and

  • maps the upper edge to LL – i.e. u(S1)Lu(S^{1}\cap\mathbb{H})\subset L.

and let (z1,z1)χ(z1,z1)\mathcal{M}(z_{-1},z_{1})\subset\chi(z_{-1},z_{1}) be the subspace of pseudo-holomorphic maps. For generic JJ (usually achieved by a small perturbation) this subspace is a manifold of dimension deg(z1)deg(z1)\deg(z_{1})-\deg(z_{-1}). Indeed, this is the Fredholm index of the linearization of the ¯\overline{\partial} operator.

The space (z1,z1)\mathcal{M}(z_{-1},z_{1}) has an \mathbb{R} action (symmetries of holomorphic disc with two marked points on the boundary), which when the map is non-constant is free. So in the case where deg(z1)deg(z1)=1\deg(z_{1})-\deg(z_{-1})=1 the quotient (z1,z1)/\mathcal{M}(z_{-1},z_{1})/\mathbb{R} is for generic JJ a manifold of dimension 0 - we refer to these points as rigid discs. For KK transverse to LL and generic JJ (which we assume for the rest of this section) Floer defined the chain complex:

CF(K,L;𝔽2)=(𝔽2[KL],)\displaystyle CF_{*}(K,L;\mathbb{F}_{2})=(\mathbb{F}_{2}[K\cap L],\partial)

Here

  • 𝔽2=/2\mathbb{F}_{2}=\mathbb{Z}/2, but we will describe more general coefficients later,

  • the grading is given by deg(K,L)\deg_{(K,L)}, and

  • \partial counts the number of rigid discs between the intersection points going down in degree - I.e. deg(z1)=deg(z1)+1\deg(z_{1})=\deg(z_{-1})+1.

By the assumptions the space (z1,z1)/\mathcal{M}(z_{-1},z_{1})/\mathbb{R} when deg(z1)deg(z1)=2\deg(z_{1})-\deg(z_{-1})=2 is a 1-manifold. A version of Gromov compactness and gluing of discs shows that it can be compactified to a manifold with boundary by adding the boundary:

zKL,deg(z)=deg(z1)1(z1,z)×(z,z1),\displaystyle\smashoperator[]{\bigsqcup_{z\in K\cap L,\deg(z)=\deg(z_{1})-1}^{}}\mathcal{M}(z_{1},z)\times\mathcal{M}(z,z_{-1}),

which is a complete analogue of the Morse homology complex situation when gluing gradient trajectories. Indeed, the boundary structure is given by gluing discs together in a similar fashion. This is thus used to prove that 2=0\partial^{2}=0 - as in Morse homology. Floer also proved that this homology is invariant under Hamiltonian isotopy of either KK or LL.

Now consider any local coefficient system CC of 𝔽2\mathbb{F}_{2} vector spaces on KK (or LL), and define the chain complex

CF(K,L;C)=(zKLCz,).\displaystyle CF_{*}(K,L;C)=(\smashoperator[r]{\bigoplus_{z\in K\cap L}^{}}C_{z},\partial).

Here the differential is again defined by counting the rigid discs, but using the parallel transport in the local system along the boundary path of the disc in KK (or LL). The proof that 2=0\partial^{2}=0 easily extends to this case since the boundary path in KK of any glued disc is up to homotopy given by the concatenations. It should be noted that this works even when the local system is infinite dimensional, which we will make use of in Section 5 and Section 6. This was first observed by Damian in [3] and Abouzaid in [1].

When KK and LL are not transverse one defines this by perturbing one of them by a Hamiltonian flow. Floer proved that if K=LK=L with the same grading then

HF(L,L;𝔽2)H(L;𝔽2).\displaystyle HF_{*}(L,L;\mathbb{F}_{2})\simeq H_{*}(L;\mathbb{F}_{2}). (3)

In fact, by using a C2C^{2} small Morse function g:Lg:L\to\mathbb{R} to push LL off itself (and changing JJ) Floer proved that

CF(L,L;𝔽2)CM(L;𝔽2).\displaystyle CF_{*}(L,L;\mathbb{F}_{2})\cong CM_{*}(L;\mathbb{F}_{2}).

Here CMCM_{*} denotes Morse complex of gg. Floer proved this by proving that the gradient trajectories of gg are in bijective correspondence with the (now very narrow) pseudo-holomorphic discs with both boundaries equal to the gradient trajectory, and as we saw above the degree matches the Morse index. Since this also explicitly describes the boundaries of the discs involved in the differential we conclude that for a local system this proof extends to proving that

CF(L,L;C)CM(L;C),\displaystyle CF_{*}(L,L;C)\cong CM_{*}(L;C),

when CC is a local system on either of the two copies of LL, implying that

HF(L,L;C)H(L;C).\displaystyle HF_{*}(L,L;C)\cong H_{*}(L;C).

To define the intersection Floer homology with coefficients not 22 torsion (local or not) one needs to count the rigid discs with signs, and to do this one needs that the Fredholm index bundle (which leads to the above discussed Fredholm index) has a trivialization of its determinant line bundle (as discussed in [4]) which is compatible with gluing. To achieve this we need to choose relative pin structures on KK and LL (see e.g. [15] or [7]). We will use the conventions from [15] and define

CF(L,L;C)=(zKL|oz|Cz,),\displaystyle CF_{*}(L,L;C)=(\smashoperator[r]{\bigoplus_{z\in K\cap L}^{}}\lvert o_{z}\rvert\otimes C_{z},\partial),

where |oz|\lvert o_{z}\rvert denotes the infinite cyclic group generated by the orientations (representing generators with opposite signs) of a certain line ozo_{z} as defined in [15] (sections 12b and 12f). We note that in the case of NN and dgdg we can canonically identify the two possible generators of |oz|\lvert o_{z}\rvert with orientations on the negative eigen-space of the Hessian of gg. This is a key ingredient in defining the signs in Morse homology away from characteristic 2. The pin structures allow us to associate a canonical isomorphism

oz1oz1|oz1||oz1|\displaystyle o_{z_{-1}}\cong o_{z_{1}}\qquad\Rightarrow\qquad\lvert o_{z_{-1}}\rvert\cong\lvert o_{z_{1}}\rvert

to each rigid disc as above. To define the differential \partial we now sum the latter maps tensored with the induced maps on the local system CC from before. The relative pin structures also allow us to associate a compatible orientation on the 1-manifolds in the proof of 2=0\partial^{2}=0, which means that that proof extends to this case. Even the Hamiltonian invariance generalizes.

Remark 2.2.

Note that the sign conventions in [15] are such that if one changes the grading of a Lagrangian by adding 1 to the lift then all the signs on the differentials change, which means that by C[1]C[1] we will mean the shift of the chain complex CC with the negative differential.

Floer’s proof extends to signs (given the same relative pin structure on both copies of LL) in the sense that the signs equal the signs in the Morse complex. So, his proof immediately generalizes to show the following corollary.

Corollary 2.3.

Let CC be a local system on LL. If CC is 2-torsion or LL is equipped with a relative pin structure then

HF(L,L;C)H(L;C).\displaystyle HF_{*}(L,L;C)\cong H_{*}(L;C). (4)

3. Fiber-wise intersection Floer homology

Let qNq\in N be any point, and let VmTqNV^{m}\subset T_{q}N be an mm-dimensional linear subspace. In this section we define the fiber-wise self-intersection Floer homology

HF(L,q,Vm;C)\displaystyle HF_{*}(L,q,V^{m};C)

of a graded exact Lagrangian LL (with relative pin structure when necessary). Here CC is a field 𝔽\mathbb{F} or more generally a local coefficient system of 𝔽\mathbb{F}-vector spaces on LL (potentially infinite dimensional). Initially this fiber-wise Floer homology will depend on a lot of other choices, of which the most important is a function gg with qq as a Morse critical point with unstable manifold tangent to VmV^{m}. We then prove that these fiber-wise intersection Floer homology groups are independent of the auxiliary choices and satisfy the following properties, which we will need in the proof of Theorem 1.

  • Invariance: HF(L,,;C)HF_{*}(L,\bullet,-;C) canonically defines a graded local system on the Grassmann bundle of choices (q,Vm)(q,V^{m}).

  • Morse shifting: HF(L,q,Vm;C)HF+m(L,q,0;C)HF_{*}(L,q,V^{m};C)\cong HF_{*+m}(L,q,0;C) (sign dependent on a choice of an orientation of VmV^{m}).

  • Poincare duality: HF(L,q,Vm;C)HFn(L,q,(Vm);C)HF_{*}(L,q,V^{m};C^{\dagger})\cong HF_{n-*}(L,q,(V^{m})^{\perp};C)^{\dagger}.

Here the latter ()(-)^{\dagger} is vector space dual. However, CC^{\dagger} denotes the dual local system, which is defined by taking the fiber-wise dual and tensoring with the rank 1 local system associated to local orientations of LL. This latter local system is trivial if LL is orientable with respect to 𝔽\mathbb{F}.

Remark 3.1.

It is a consequence of vanishing Maslov class that the contribution of the orientation line (or dualizing sheaf) of LL over a point qNq\in N is trivial. This implies that for this version of Poincare duality we actually do not need to tensor with this orientation line. However, to avoid a lengthy sign discussion we simply state it as above and refer to [15] for the signs.

In Section 2 we fixed a Riemannian structure on NN inducing an almost complex structure JJ on TNT^{*}N. Let

g:N\displaystyle g:N\to\mathbb{R} (5)

be a smooth function which has qq as a non-degenerate critical point, and whose Hessian has negative eigenspace equal to VmV^{m}. This is easily constructed using a normal neighborhood of qq, and it is a contractible choice.

Define

Kt\displaystyle K_{t} =tL\displaystyle=tL
Lt\displaystyle L_{t} =tL+dg,\displaystyle=tL+dg,

which we will consider for very small t>0t>0. Here dg:NTNdg:N\to T^{*}N is a Lagrangian, but +dg+dg means that we shift a point vTNv\in T^{*}N to v+dg(π(v))v+dg(\pi(v)). This is the same as the Hamiltonian time 1 flow using the Hamiltonian (gπ):TN(g\circ\pi):T^{*}N\to\mathbb{R}. So, KtK_{t} and LtL_{t} are both Hamiltonian isotopic to LL. Fix a primitive fL:Lf^{L}:L\to\mathbb{R} for the restrictions of λ\lambda, then

fKt(z)\displaystyle f^{K_{t}}(z) =tfL(t1z)\displaystyle=tf^{L}(t^{-1}z)
fLt(z)\displaystyle f^{L_{t}}(z) =tfL(t1(zdgπ(z)))+g(π(z))\displaystyle=tf^{L}(t^{-1}(z-dg_{\pi(z)}))+g(\pi(z))

will be used as primitives for λ\lambda on KtK_{t} and LtL_{t} respectively.

Using the canonical identification we can transport CC and the gradings to corresponding structures on KtK_{t} and LtL_{t}. The intersection Floer homology with these structures can be defined as in Section 2. However, for small tt we get that the intersections of KtK_{t} and LtL_{t} are close to critical points of gg. Indeed, KtK_{t} is close to the zero-section and LtL_{t} is close to dgdg so only when dgdg is close to 0 do they intersect (see Figure 1). For small t>0t>0 we will call the intersection points close to qq the bunch of intersection points associated to qq.

The action of an intersection point zKtLtz\in K_{t}\cap L_{t} is given by the difference of the primitives:

fKt(z)fLt(z)=t(fL(z+)fL(z))+g(π(z)),\displaystyle f^{K_{t}}(z)-f^{L_{t}}(z)=t(f^{L}(z_{+})-f^{L}(z_{-}))+g(\pi(z)), (6)

where z=t1zKz_{-}=t^{-1}z\in K and z+Lz_{+}\in L is the solution to tz++dg=ztz_{+}+dg=z. Since fLf^{L} is bounded this means that the critical action values will for small tt cluster around the critical values of gg. More importantly, the action values of the bunch associated to qq cluster around g(q)g(q). This means that the action interval of the bunch is very narrow, and the following lemma will be used to argue that restricting the Floer chain complex to only include the intersection points in this bunch gives a well-defined complex for small tt. However, we formulate it using any function ff with any isolated singularity at qq since we will need this later.

Lemma 3.2.

Let f:Nf:N\to\mathbb{R} be any function such that qq is the only critical point in the closure of the ball BR(q)B_{R}(q). Then there exist a δ>0\delta>0 and an a>0a>0 such that: if u:D2TNu:D^{2}\to T^{*}N is a pseudo-holomorphic disc satisfying:

  • Precisely one of the two points u(±1)u(\pm 1) is in the cotangent ball TBR(q)T^{*}B_{R}(q).

  • The maximal distance of the upper boundary of uu to dfdf is δ\delta.

  • The maximal distance of the lower boundary of uu to the zero-section is δ\delta.

then the symplectic area of uu is larger than aa. Furthermore, neither of the points u(±1)u(\pm 1) is in the set

T(BR(q)BR/2(q)).T^{*}(B_{R}(q)-B_{R/2}(q)).
Proof.

The assumptions imply that for small δ>0\delta>0 the one point of u(±1)u(\pm 1) that lies inside TBR(q)T^{*}B_{R}(q) is in fact inside TBR/2(q)T^{*}B_{R/2}(q). Indeed, there is a positive distance from the closed annulus BR(q)BR/2(q)¯NTN\overline{B_{R}(q)-B_{R/2}(q)}\subset N\subset T^{*}N to dfdf. So we may choose δ\delta to be smaller than half this distance.

Consider the co-dimension 2 sub-manifold WTBR(q)W\subset T^{*}B_{R}(q) given by

W={(q,p)TNdist(q,q)=ε,p=12dqf}.\displaystyle W=\{(q^{\prime},p^{\prime})\in T^{*}N\mid\operatorname{dist}(q^{\prime},q)=\varepsilon,\lVert p^{\prime}\rVert=\tfrac{1}{2}\lVert d_{q^{\prime}}f\rVert\}. (7)

for R/2<ε<RR/2<\varepsilon<R. The manifold WW is compact without boundary, and it is disjoint from dfdf and the zero section. By the above choice of δ\delta it is also disjoint from u(S1)u(S^{1}) when uu is as described in the lemma. In fact, the upper part of the boundary can only pass over points of WW (here “over” means with larger p\lVert p\rVert value) and the lower part of the boundary passes under. Hence the assumptions imply that the /2\mathbb{Z}/2 algebraic intersection of uu and WW is 11.

It follows by standard monotonicity (Lemma 3.3) that uu has area at least aa for some small a>0a>0. ∎

Lemma 3.3.

Let MM be any open symplectic manifold with a compatible almost complex structure JJ. Then for any compact subset CMC\subset M and an open neighborhood UU around CC there is a lower bound on the area of any non-constant connected pseudo-holomorphic curve passing through CC defined on an open domain and with proper image in UU.

Proof.

This was proven (but not phrased like this) in [9]. ∎

Now let a>0a>0 and δ>0\delta>0 be as in Lemma 3.2 for gg with some R>0R>0 isolating qq from other critical points. We now use these to define the fiber-wise intersection Floer homology. Firstly, pick tt so small that any disc uu with upper boundary on LtL_{t} and lower boundary on KtK_{t} satisfies the δ\delta distance bound in the lemma, but also such that the critical actions of the bunch associated to qq lies in the interval [g(q)a/4,g(q)+a/4][g(q)-a/4,g(q)+a/4]. Then define the fiber-wise intersection Floer homology:

CF(L,q,Vm;C)=\displaystyle CF_{*}(L,q,V^{m};C)= CF(L,q,Vm,g,t,H,J;C)=(zKtLtTBR/2(q)|oz|Cz,).\displaystyle CF_{*}(L,q,V^{m},g,t,H,J^{\prime};C)=(\smashoperator[]{\bigoplus_{z\in K_{t}\cap L_{t}^{\prime}\cap T^{*}B_{R/2}(q)}^{}}\lvert o_{z}\rvert\otimes C_{z},\partial_{\mid}).

Here LtL_{t}^{\prime} is a small Hamiltonian perturbation of LtL_{t} using a C2C^{2} small Hamiltonian HH, and JJ^{\prime} is a generic small perturbation of JJ. The differential \partial_{\mid} is the restriction of the differential discussed in Section 2.

Lemma 3.4.

The fiber-wise intersection Floer homology is well-defined and independent of the choices up to a chain homotopy equivalence, which is unique up to chain homotopy.

Proof.

Initially we consider gg as fixed. For small enough Hamiltonian perturbation we can assume that all the intersection points of KtK_{t} and LtL_{t}^{\prime} in the bunch have action in (g(q)a/3,g(q)+a/3)(g(q)-a/3,g(q)+a/3) and that LtL_{t}^{\prime} also lies δ\delta close to dgdg. Lemma 3.2 was used in the definition above for the original JJ. However, for small perturbations of JJ we can assume that any pseudo-holomorphic disc with precisely one of the points u(±1)u(\pm 1) in the bunch and boundaries on KtK_{t} and LtL_{t}^{\prime} has symplectic area larger than 2a/32a/3, which is still more than the entire interval of critical action spanned by these critical points - hence there are no interactions from outside the bunch. More concisely, the usual proof that 2=0\partial_{\mid}^{2}=0 works unchanged since there can be no breaking on this subset of generators which involves points outside of the bunch.

It is standard to construct continuation maps for intersection Floer homology using generic paths of perturbation data (see e.g. [15]). If all the perturbations in the path are small enough the bound in Lemma 3.2 is valid also for the associated continuation map. Hence this map restricts to a chain map on the fiber-wise Floer complexes. Furthermore, since generic homotopies of such paths induce chain homotopies of these continuation maps it follows that for small enough perturbations the continuation maps are chain homotopy equivalences which are unique up to homotopy.

Now, we consider the choice of gg and note that this is a contractible choice, so for any two choices there is a path gs,sIg_{s},s\in I between them, and since changing gg slightly changes KtK_{t} and LtL_{t} by a slight perturbation we can cut II into small pieces and get a sequence of chain homotopy equivalences (each as above for small tt) relating the two chain complexes. Since the path gsg_{s} is unique up to homotopy, we can relate any such two choices by a homotopy of paths, which when cut into pieces can be used to define a chain homotopy between the two sequences of chain homotopy equivalences. ∎

Let EmNE^{m}\to N be the Grassmann bundle with fibers EqmE^{m}_{q} the mm dimensional linear sub-spaces of TqNT_{q}N. Hence E0=En=NE^{0}=E^{n}=N.

Lemma 3.5.

The fiber-wise intersection Floer homology

HF(L,q,Vm;C)=H(CF(L,q,Vm,g,t,H,J;C))\displaystyle HF_{*}(L,q,V^{m};C)=H_{*}(CF_{*}(L,q,V^{m},g,t,H,J^{\prime};C))

naturally defines a graded local system on the choices (q,Vm)Em(q,V^{m})\in E^{m}.

Proof.

Let gs:Ng_{s}:N\to\mathbb{R} be a smooth family of functions parametrised by s=(qs,Vsm)Ems=(q_{s},V^{m}_{s})\in E^{m} such that gs(qs)g_{s}(q_{s}) is a Morse critical point with the negative eigenspace of the Hessian equal to VsmV^{m}_{s}. This can be constructed explicitly using exponential maps and bump functions. By compactness of EmE^{m} we can find an R>0R>0 such that for each ss the critical point of gsg_{s} at qsq_{s} is unique in the closure of BR(qs)B_{R}(q_{s}). By compactness we can find a δ>0\delta>0 and an a>0a>0 as in Lemma 3.2 which works for the entire family gs,sEmg_{s},s\in E^{m} simultaneously, and again we can find tt so small that all the fiber-wise Floer homologies are well-defined (each after a perturbation). Since changing ss slightly perturbs KtK_{t} and LtL_{t} slightly it follows from Lemma 3.4 that the homologies of the complexes

CF(L,qs,Vsm,gs,t,H,J;C)\displaystyle CF_{*}(L,q_{s},V_{s}^{m},g_{s},t,H,J^{\prime};C)

are locally defined up to unique isomorphism for sEms\in E^{m}, and hence defines a local system on EmE^{m}. ∎

Lemma 3.6.

Let vVmv\in V^{m} be a unit vector let Vm1VmV^{m-1}\subset V^{m} be the orthogonal complement of vv. There is a chain homotopy equivalence (after choosing small perturbations)

CF(L,q,Vm;C)CF1(L,q,Vm1;C)\displaystyle CF_{*}(L,q,V^{m};C)\simeq CF_{*-1}(L,q,V^{m-1};C)

unique up to chain homotopy. Moreover, the induced map on homology is continuous for varying v,Vmv,V^{m} and qq (and hence Vm1V^{m-1}).

Remark 3.7.

Notice here that the continuity and uniqueness of the map on homology is equivalent to: on the space of choices (q,Vm,v)(q,V^{m},v) we have two fiber-bundle structures given by projections to EmE^{m} (with fiber Sm1S^{m-1} - the choice of vv) and to Em1E^{m-1} (with fiber SnmS^{n-m} - since vv is a choice of unit vector in the orthogonal complement of Vm1V^{m-1}). Now, the construction defines a canonical global isomorphism of local systems between the pull backs of the two local systems of fiber-wise Floer homologies on EmE^{m} and Em1E^{m-1} to the common fiber bundle.

Proof.

Fix qNq\in N. We will work in a normal coordinate chart around qq which identify the derivatives xi,i=1,,m\tfrac{\partial}{\partial x_{i}},i=1,\dots,m with VmV^{m} and such that xm\tfrac{\partial}{x_{m}} is mapped to vv. We will denote the image of the span of the first m1m-1 of these by Vm1V^{m-1}, which is the orthogonal complement to the span of vv inside VmV^{m}. Let gsg_{s} be a family of functions for s(ε,ε)s\in(-\varepsilon,\varepsilon) which in these coordinates is given by

gs(x)=x12xm12+(xm2s)xm+xm+12+xn2.\displaystyle g_{s}(x)=-x_{1}^{2}-\cdots-x_{m-1}^{2}+(x_{m}^{2}-s)x_{m}+x_{m+1}^{2}+\cdots x_{n}^{2}.

This has two critical points in the chart when s>0s>0 and none when s<0s<0. Defining the Lagrangians as above using gsg_{s} instead of gg and some small t>0t>0 provides smooth families LtsL_{t}^{s} and KtsK_{t}^{s} of Lagrangians.

For any δ>0\delta>0 there is an ε>0\varepsilon>0 small so that for 0<t<ε0<t<\varepsilon and s[ε,ε]s\in[-\varepsilon,\varepsilon] all of the Lagrangians LtsL_{t}^{s} are within a δ\delta-neighborhood of dg0dg_{0} and KtsK_{t}^{s} within a δ\delta-neighborhood of the zero-section. Hence using Lemma 3.2 on g0g_{0} (and some R>0R>0) provides an a>0a>0 (for our fixed JJ) which we can use for this family of Lagrangian pairs. By making ε\varepsilon even smaller we get that the critical action interval of intersection points of LtsKtsL_{t}^{s}\cap K_{t}^{s} in TBR(q)T^{*}B_{R}(q) is again smaller than 2a/32a/3, and thus for any such pair (s,t)(s,t) the Floer homology complex, say SCFSCF_{*} (“S” for singularity), of all the intersection points inside TBR(q)T^{*}B_{R}(q) is well-defined (using a sufficiently small perturbation). So, as above, this “singularity Floer homology”, say SHFSHF_{*}, defines a graded local system on the space (s,t)[ε,ε]×]0,ε](s,t)\in[-\varepsilon,\varepsilon]\times]0,\varepsilon].

For s=εs=-\varepsilon and tt sufficiently small we see that LtsKtsTBR(q)=L_{t}^{s}\cap K_{t}^{s}\cap T^{*}B_{R}(q)=\varnothing and so SHFSHF_{*} must be the trivial local system.

For s=εs=\varepsilon the function gsg_{s} has two Morse-critical points z1z_{1} and z2z_{2} close to qq with gs(z1)<gs(z2)g_{s}(z_{1})<g_{s}(z_{2}). Since the critical action values will cluster around these values we see that for small tt we have a block form differential on SCFSCF_{*}:

d=(dmF0dm1)\displaystyle d=\begin{pmatrix}d^{m}&F\\ 0&d^{m-1}\end{pmatrix}

Here dmd^{m} and dm1d^{m-1} are the differentials in the fiber-wise Floer homology chain complexes CF(K,L,z1,Vm;C)CF_{*}(K,L,z_{1},V^{m};C) and CF(K,L,z2,Vm1;C)CF_{*}(K,L,z_{2},V^{m-1};C) at the points z1z_{1} and z2z_{2} respectively. By the sign convention discussed in Remark 2.2 it follows that

Fvm=F:CF(L,z1,Vm;C)[1]CF(L,z2,Vm1;C)\displaystyle F_{v}^{m}=F:CF_{*}(L,z_{1},V^{m};C)[-1]\to CF_{*}(L,z_{2},V^{m-1};C) (8)

is a chain homotopy equivalence. Both points are very close to qq, so we may replace z1z_{1} and z2z_{2} with qq using continuation maps unique up to chain homotopy. We are using the local chart to identify the two instances of VmV^{m} and Vm1V^{m-1} here. The last statement in the lemma follows from the perturbation invariance from the previous lemma. Indeed, for any small change in q,Vmq,V^{m} and vv the perturbation invariance implies that the map induced on homology is locally constant in any local trivializations of the local systems. ∎

In the above lemma there are essentially two different isomorphisms for fixed Vm1VmV^{m-1}\subset V^{m} - one for vv and one for v-v. However, when dealing with a birth-death bifurcation, which of these is involved is uniquely determined by how the two critical points cancel.

Corollary 3.8.

Let f:Nf:N\to\mathbb{R} be a function such that f1[a,b]f^{-1}[a,b] has precisely two critical points q0q_{0} and q1q_{1} in its interior. Assume also that these are non-degenerate and that there is a unique gradient trajectory between them so that they cancel in Morse homology. Assume q0q_{0} is the one with the lower index and denote by Vm1Tq0NV^{m-1}\subset T_{q_{0}}N and VmTq1NV^{m}\subset T_{q_{1}}N the negative eigenspaces of the Hessian of ff at the points.

This data defines a chain homotopy equivalence

CF(L,q1,Vm;C)CF1(L,q0,Vm1;C)\displaystyle CF_{*}(L,q_{1},V^{m};C)\simeq CF_{*-1}(L,q_{0},V^{m-1};C)

which is homotopic to parallel transport (continuation maps) composed with one of the two induced by the above lemma (determined by the cancellation).

Proof.

Define Kt=tKK_{t}=tK and Lt=tL+dfL_{t}=tL+df as above but now using ff. For very small tt we can argue as follows. Both of the chain complexes in the corollary are defined as different parts of the standard intersection Floer chain complex of KtK_{t} and LtL_{t}. Considering only those intersection points with action in [a,b][a,b] we get a chain complex which precisely contains these two parts. The differential restricted to this complex is again on upper triangular form (as in the proof above):

d=(dmF0dm1)\displaystyle d=\begin{pmatrix}d^{m}&F\\ 0&d^{m-1}\end{pmatrix}

Again dmd^{m} and dm1d^{m-1} are the differentials in the fiber-wise Floer homology chain complexes CF(K,L,q0,Vm1;C)CF_{*}(K,L,q_{0},V^{m-1};C) and CF(K,L,q1,Vm1;C)CF_{*}(K,L,q_{1},V^{m-1};C). By the assumptions we can deform ff inside f1([a,b])f^{-1}([a,b]) through a single birth-death singularity to a situation with no critical points. This also deforms KtK_{t} and LtL_{t}, and we get induced continuation maps from Lemma 3.4. ∎

By picking orientations of the unstable manifolds (corresponds to orientations of VmV^{m} and Vm1V^{m-1}) the sign of the differential in the usual Morse chain complex for ff in the above lemma is determined by the direction of vv given by the cancellation. Indeed, the sign is given by whether Vm1[v]=VmV^{m-1}\oplus\mathbb{R}[v]=V^{m} is orientation preserving or not.

Lemma 3.9.

The fiber-wise intersection Floer homology HF(L,q,Vm;C)HF_{*}(L,q,V^{m};C) satisfies Morse shifting. I.e. for fixed qq we have

HF(L,q,Vm;C)HFm(L,q,0;C)\displaystyle HF_{*}(L,q,V^{m};C)\cong HF_{*-m}(L,q,0;C)

canonically defined by fixing a choice of orientation on VmV^{m}. The isomorphisms for the two different orientations differ by a sign.

Proof.

Any choice of ordered orthonormal basis (v1,,vm)(v_{1},\dots,v_{m}) for VmV^{m} defines by Lemma 3.6 a sequence of chain homotopy equivalences and thus a chain of isomorphisms

HF(L,q,Vm;C)HF1(L,q,Vm1;C)HFm(L,q,0;C)\displaystyle HF_{*}(L,q,V^{m};C)\cong HF_{*-1}(L,q,V^{m-1};C)\cong\cdots\cong HF_{*-m}(L,q,0;C)

which by the fact that these are locally maps of local systems is locally constant in the choice of such a basis and thus only dependent on the orientation class that the basis defines. Thus the only thing left to prove is that these two choices of isomorphisms differ by a sign.

We may assume that the dimension of NN is at least 2. This means that when considering the two isomorphisms HF+m(L,q,Vm;C)HF(L,q,0;C)HF_{*+m}(L,q,V^{m};C)\cong HF_{*}(L,q,0;C) we can factor through HF+2(L,q,V2;C)HF_{*+2}(L,q,V^{2};C) (notice this works even when m=0m=0 and m=1m=1 since we can go up using inverses). Hence we can determine the difference of the two maps by simply considering the difference using any two compositions of the maps FvmF_{v}^{m} in Equation (8). So, to see that the maps for the two different choices of orientations only differ by a sign (on the level of homology) we consider two orthogonal directions v1,v2Vmv_{1},v_{2}\in V^{m} and denote the complement of v1v_{1} by V1m1V_{1}^{m-1} and v2v_{2} by V2m1V_{2}^{m-1} respectively. We also denote the common complement of the plane they span in VmV^{m} by Vm2=V1m1V2m1V^{m-2}=V_{1}^{m-1}\cap V_{2}^{m-1}. Now consider the diagram

We now run the same type of argument as in the proof of Lemma 3.6 above but with the family of functions given by

g\displaystyle g (x)s1,s2={}_{s_{1},s_{2}}(x)=
x02xm22+(xm12s1)xm1+(xm2s2)xm+xm+12++xn2\displaystyle-x_{0}^{2}-\cdots-x_{m-2}^{2}+(x_{m-1}^{2}-s_{1})x_{m-1}+(x_{m}^{2}-s_{2})x_{m}+x_{m+1}^{2}+\cdots+x_{n}^{2}

using the two directions. Here we see by similar action arguments and with s1=s2=εs_{1}=s_{2}=-\varepsilon that we get a family of acyclic complexes. For s1=s2=εs_{1}=s_{2}=\varepsilon we get (for small tt) that the differential can be written as

d=(dmFv1mFv2mHv1,v2m0d1m10Fv2m100d2m1Fv1m1000dm2)\displaystyle d=\begin{pmatrix}d^{m}&F_{v_{1}}^{m}&F_{v_{2}}^{m}&H^{m}_{v_{1},v_{2}}\\ 0&d_{1}^{m-1}&0&F_{v_{2}}^{m-1}&\\ 0&0&d_{2}^{m-1}&F_{v_{1}}^{m-1}&\\ 0&0&0&d^{m-2}\end{pmatrix}

Indeed, we have four critical points of gg, but two of them have the same critical value. It is an easy application of Lemma 3.2 to see that for small tt the entries at position (3,2)(3,2) and (2,3)(2,3) are zero. Indeed, for small tt the action interval of each of the two bunches narrows around the same value, but we get a lower bound from Lemma 3.2 (used on gε,εg_{\varepsilon,\varepsilon} and one of the critical points) on any disc with endpoints in both - hence no such disc exists for small tt. Similarly we can identify the other entries with the maps FvimF_{v_{i}}^{m^{\prime}} (up to homotopy) since no interaction between the two bunches at the same action level means that if we tip a little to s1>s2s_{1}>s_{2} the two equal critical values becomes slightly different, and then for small tt we get the four bunches at different action level. Then Corollary 3.8 implies that the map induced on the fiber-wise complexes from the bunch at the highest critical value to the bunch at the second highest critical value is Fv1mF_{v_{1}}^{m} (up to chain homotopy). Similarly for the other three maps.

Now the fact that this differential squares to 0 gives that Hv1,v2mH^{m}_{v_{1},v_{2}} is a chain homotopy equivalence from Fv2m1Fv1mF^{m-1}_{v_{2}}\circ F^{m}_{v_{1}} to Fv1m1Fv2m-F^{m-1}_{v_{1}}\circ F^{m}_{v_{2}}. ∎

Lemma 3.10.

The fiber-wise intersection Floer homology satisfy Poincare duality

HF(L,q,Vm;C)HFn(L,q,(Vm);C)\displaystyle HF_{*}(L,q,V^{m};C)^{\dagger}\cong HF_{n-*}(L,q,(V^{m})^{\perp};C^{\dagger})

where CC^{\dagger} denotes the fiber-wise dual local system over LL tensor the rank 1 local system of orientations on LL.

Proof.

Firstly, if we replace gg by 2g2g in the definition of LtL_{t} and apply the Hamiltonian flow of gπ:TN-g\circ\pi:T^{*}N\to\mathbb{R} for time 11 then KtK_{t} and LtL_{t} are flowed to the two Lagrangians

Qt=tLdgandPt=tL+dg.\displaystyle Q_{t}=tL-dg\qquad\textrm{and}\qquad P_{t}=tL+dg.

This is more symmetric, and for small tt these can be used to define the Fiber-wise Floer homology. Indeed, it does not matter that we are using 2g2g nor does the local Floer homology change when we apply the Hamiltonian isotopy (the bunching of all critical points near the intersection, and the bound in Lemma 3.2 is valid throughout the isotopy for sufficient small tt). The primitives used on these can be chosen as:

fPt(z)\displaystyle f^{P_{t}}(z) =tfL(t1(zdgπ(z)))+g(π(z))\displaystyle=tf^{L}(t^{-1}(z-dg_{\pi(z)}))+g(\pi(z))
fQt(z)\displaystyle f^{Q_{t}}(z) =tfL(t1(z+dgπ(z)))g(π(z)).\displaystyle=tf^{L}(t^{-1}(z+dg_{\pi(z)}))-g(\pi(z)).

If we now exchange gg for g-g we get the exact same two Lagrangians from this construction, but in the opposite order. Hence we change the sign of the action and simultaneously the directions of the pseudo-holomorphic discs counted in the differential.

Since the Floer intersection chain complexes are given by a finite direct sum of fibers of the local system (which each may be infinite dimensional) the dual complex is a finite sum over the dual fibers of the local systems. Hence if we choose trivializations of |oz|\lvert o_{z}\rvert for all zPtQtz\in P_{t}\cap Q_{t} we can use the fact that the Lagrangians are the same to identify

CF(L,q,Vm;C)CFn(L,q,(Vm);C)\displaystyle CF_{*}(L,q,V^{m};C)^{\dagger}\cong CF_{n-*}(L,q,(V^{m})^{\perp};C^{\dagger})

as vector spaces. The differential differs in signs by introducing the local system of orientations on LL since this “inversion” realizes Poincare duality of LL (see [15] section 12 for details on these signs and the Poincare duality). ∎

For the proofs in Section 6 the most important consequence of this section is the following “0-dimensional” Poincare duality for the fiber-wise Floer homology.

Corollary 3.11.

The shift and the Poincare duality properties imply that

HF(L,q,0;C)HF(L,q,0;C).\displaystyle HF_{*}(L,q,0;C)^{\dagger}\cong HF_{-*}(L,q,0;C^{\dagger}).

depending on a choice of orientation of TqNT_{q}N.

4. The spectral sequence

In this section we construct the spectral sequence described in the introduction. However, as mentioned we will not do this for an arbitrary Morse function g:Ng:N\to\mathbb{R}. So, we start by describing the Morse function we are going to use in more detail.

By taking product with a large dimensional sphere we may assume that NN has dimension at least 6. Indeed, if the dimension is less than 6 then all the results follow from the same results for L×S9T(N×S9)L\times S^{9}\subset T^{*}(N\times S^{9}). So, we may pick a Morse function g:Ng:N\to\mathbb{R} and a pseudo-gradient X:NTNX:N\to TN such that:

  • The pair is Morse-Smale,

  • the function gg is self-indexing (i.e. Morse index = critical value), and

  • if xx and yy are critical points of gg with adjacent Morse indices then there are either no pseudo-gradient trajectories connecting them or precisely 1.

Note that this last requirement can always be accomplished - by introducing a birth of two critical points along any unwanted gradient trajectory. This replaces a single gradient trajectory with 3, but also introduces two new critical points of which one can control the rigid trajectories down to lower dimensional strata (see e.g. [12]).

Let qiq_{i} denote the critical points of gg. As in Section 3 let LL be an exact Lagrangians and define Kt=tLK_{t}=tL and Lt=tL+dgL_{t}=tL+dg. However, in this section we consider the global situation for this specific gg and do not focus on a specific critical point qq. We therefore (for small tt) introduce the filtration on the entire complex:

Fp(CF(Kt,Lt;C))\displaystyle F^{p}(CF_{*}(K_{t},L_{t};C))

given by restricting to all the intersection point with action less than p+12p+\tfrac{1}{2}. We are now suppressing all small perturbations needed to properly define these. The continuation maps for perturbations of these will preserve the filtration as long as the action of an intersection point never crosses p+12p+\tfrac{1}{2} for any pp. Since the action values of the intersection points bunch around the critical values of gg (all integers) for small tt this is true for small tt.

This filtration defines a spectral sequence converging to the intersection Floer homology of LL with LL with coefficients in CC.

Proposition 4.1.

Page 1 of this spectral sequence is isomorphic as a bi-graded chain complex to CM1(g;HF2(L,q,0;C))CM_{*_{1}}(g;HF_{*_{2}}(L,q,0;C)).

Here CM(g;A)CM_{*}(g;A) denotes the Morse homology complex of gg using the pseudo-gradient XX with coefficients in the graded local system AA. Notice, that unlike the fiber bundle example above this may be non-trivial in negative 2*_{2}-gradings.

Proof.

Page one of such a spectral sequence has entry in bi-grading (p,d)(p,d) equal to the (d+p)th(d+p)^{\textrm{th}} homology group of the quotient

(Fp(CF(Kt,Lt;C))/Fp1(CF(Kt,Lt;C)),)=:Cp,.\displaystyle(F^{p}(CF_{*}(K_{t},L_{t};C))/F^{p-1}(CF_{*}(K_{t},L_{t};C)),\partial)=:C_{p,*}.

For small tt the intersection points KtLtK_{t}\cap L_{t} will cluster around the critical points qiq_{i} and their action values will be close to the associated critical value g(qi)g(q_{i}) (see Section 3). This critical value is the Morse index since gg is self indexing. The differential on each of the bunches around different critical points qiq_{i} and qjq_{j} with the same critical value cannot interact. Indeed, for small tt this would violate the energy bound from Lemma 3.2 on discs with one marked point sent to one bunch and the other to the other bunch. We thus get that the above quotient complex splits as a direct sum of the fiber-wise chain complexes from Section 3:

Cp,=qi criticalg(qi)=pCF(L,qi,Vim;C).\displaystyle C_{p,*}=\bigoplus_{\begin{subarray}{c}q_{i}\textrm{ critical}\\ g(q_{i})=p\end{subarray}}CF_{*}(L,q_{i},V^{m}_{i};C).

Here VimV^{m}_{i} is the negative eigenspace of the Hessian of gg at qiq_{i}. The homology of each of these are by Lemma 3.9 isomorphic and shifted by the Morse index (which by the self-indexing property equals pp). By this and Lemma 3.5 we get

Hd+p(Cp,)qi criticalg(qi)=pHFd(L,qi,0;C).\displaystyle H_{d+p}(C_{p,*})\cong\bigoplus_{\begin{subarray}{c}q_{i}\textrm{ critical}\\ g(q_{i})=p\end{subarray}}HF_{d}(L,q_{i},0;C).

For each summand this isomorphism depends on a choice of orientation of the unstable manifold at the critical point, but that is as it should be (since Morse homology works that way). Indeed, to argue what the differential (on page 1) is, we need to be careful with orientations (comparing with a CW complex structure on NN one needs to pick orientations of each cell before we can define the degree of attaching maps).

The differential on page 1 of the spectral sequence is independent of tt for small tt. Indeed, since there can be no interactions between the individual bunches of critical points (associated to the same Morse index) there can be no handle slides for small tt.

Fix qiq_{i} and qjq_{j} critical for gg with adjacent Morse indices, i.e. p1=g(qj)<g(qi)=pp-1=g(q_{j})<g(q_{i})=p. For very small tt we can pick a very small δ\delta^{\prime} and change gg by a small perturbation such that

  • the critical value of qiq_{i} becomes pδp-\delta^{\prime} and

  • the critical value of qjq_{j} becomes p1+δp-1+\delta^{\prime}.

We can do this such that the change that this makes to KtK_{t} and LtL_{t} does not affect the identification above of page 1. Indeed for very small tt and δ\delta^{\prime} there are no possible interactions between any of the bunches approximately on the same action level (i.e. no disc can go from one to the other) - even while we push the action level of some of them up or down a little bit (the area bound a>0a>0 in Lemma 3.2 can be assumed to be much larger than δ\delta^{\prime}). It also does not affect the differential that we wish to identify. Indeed, any handle sliding is ruled out by the same argument.

Now by making tt even smaller (which again does not change the above identification) we can make sure that the clustering around the critical point values is such that

  • The intersection points in the bunch close to qjq_{j} have action in the interval p1+[2δ/3,4δ/3]p-1+[2\delta^{\prime}/3,4\delta^{\prime}/3],

  • The intersection points in the bunch close to qiq_{i} have action in the interval p[2δ/3,4δ/3]p-[2\delta^{\prime}/3,4\delta^{\prime}/3], and

  • The intersection points in bunches close to all other critical points have action in the intervals +[δ/3,δ/3]\mathbb{N}+[-\delta^{\prime}/3,\delta^{\prime}/3]\subset\mathbb{R}.

This means that there are no critical action values close to p1+δ/2p-1+\delta^{\prime}/2 and pδ/2p-\delta^{\prime}/2. The identification of the differential now follows by considering the chain complex defined by restricting to action between p1+δ/2p-1+\delta^{\prime}/2 and pδ/2p-\delta^{\prime}/2. Indeed, this is either:

  • The birth-death situation we considered in Corollary 3.8 (if there is a single gradient trajectory between the associated critical points).

  • Or a situation where we can actually move the lower bunch up to the same height as the other and see that the differential on the fiber-wise homology has to be 0 (by homotopy invariance). Indeed, if there are no gradient trajectories between the two critical points of gg we can by changing gg close to the unstable and stable manifolds move the critical points of gg in this way (see e.g. [12]).

The first point uses the isomorphisms we saw in Lemma 3.9 and Corollary 3.8, which has a sign depending on whether this cancellation is compatible with the chosen orientations on the unstable manifolds or not, which precisely is one way of defining the signs in CM(g;A)CM_{*}(g;A). So this is the Morse complex differential with the local coefficient system HF(L,,0;C)HF_{*}(L,\bullet,0;C). ∎

5. Local systems on the universal cover of NN

With the same assumptions as in Section 3 we will in this section define versions of the fiber-wise intersection Floer homology on the universal covering space of NN and prove compatibility with pull back and push forward maps. Then we will generalize Corollary 3.11 to dualizing the local systems on the universal covers.

Most of the results in this section are easy consequences of the following corollary to Lemma 3.2. However, the introduced language and notation will be convenient for the general proof of Theorem 1.

Let πN:NN\pi_{N}:N^{\prime}\to N be the universal covering space of NN. To this we have an associated universal covering TNTNT^{*}N^{\prime}\to T^{*}N.

Corollary 5.1.

Assume all the conditions of Lemma 3.2 - except assume that uu has both points u(±1)u(\pm 1) mapping to TBR(q)T^{*}B_{R}(q) instead of precisely one of them. Additionally assume that uu has energy less than aa. Then uu is homotopic in TNT^{*}N relative to {±1}D2\{\pm 1\}\subset D^{2} to a map in TBR(q)T^{*}B_{R}(q).

Proof.

Since the disc relative the points is homotopy equivalent to the interval relative its endpoints this is a question of what uu represents in

π1(TN,TBR(q))π1(TN,q).\displaystyle\pi_{1}(T^{*}N,T^{*}B_{R}(q))\cong\pi_{1}(T^{*}N,q).

However, assuming it represents something non-trivial the disc will lift to have two endpoints in TNT^{*}N^{\prime} which are in two different components of the non-connected pre-image of the contractible sub-space TBR(q)T^{*}B_{R}(q). Hence as in the proof of Lemma 3.2 this intersects the pre-image of WW (from that proof) in TNT^{*}N^{\prime}. This implies that uu in fact intersects WW non-trivially, which gives a contradiction (if aa is chosen as in that proof). ∎

Define the covering space πL:LL\pi_{L}:L^{\prime}\to L by the pull back diagram

(13)

Note that a priori LL^{\prime} can have more components than LL. Indeed, we are not lifting the map - we are taking the pull back. In the following we will refer to LTNL\subset T^{*}N as “downstairs” and LTNL^{\prime}\subset T^{*}N^{\prime} as “upstairs”. Any (graded) local system on NN or LL can be pulled back to a (graded) local system on NN^{\prime} or LL^{\prime} by πN\pi_{N} or πL\pi_{L} respectively. However, recall that we only consider local systems on LL which have support in degree 0.

Let CLC^{\prime}\to L^{\prime} be a local system of 𝔽\mathbb{F}-vector spaces. The push forward πLC\pi_{L*}C^{\prime} is the local system on LL defined by

(πLC)z=zπ1(z)Cz.\displaystyle(\pi_{L*}C^{\prime})_{z}=\bigoplus_{z^{\prime}\in\pi^{-1}(z)}C_{z^{\prime}}^{\prime}.

We define the intersection Floer homology HF(L,L;C)HF_{*}(L^{\prime},L^{\prime};C^{\prime}) as the Floer homology HF(L,L;πLC)HF_{*}(L,L;\pi_{L*}C^{\prime}), which means that we have an associated fiber-wise Floer homology

HF(L,,0;πLC)\displaystyle HF_{*}(L,\bullet,0;\pi_{L*}C^{\prime})

as in Section 3. We may similarly use πN\pi_{N} to push forward graded local systems on NN^{\prime} to NN. We now also define a version of the fiber-wise Floer homology on the covering space which we will see is compatible with both push forward and pull back maps.

Let (q,Vm,g,t,H,J)(q,V^{m},g,t,H,J^{\prime}) be all the data needed to define an instance of the fiber-wise complex associated to the Floer homology with coefficients πLC\pi_{L*}C^{\prime} at some point qNq\in N. The reader may heuristically consider this as a π1\pi_{1}-equivariant perturbation on the covering space. Now let qπ1(q)q^{\prime}\in\pi^{-1}(q) be a choice of lift of qq then as a graded vector spaces we define

CF(L,q,Vm;C)=zLLTBR/2(q)|oπL(z)|Cz\displaystyle CF_{*}(L^{\prime},q^{\prime},V^{m};C^{\prime})=\smashoperator[]{\bigoplus_{z^{\prime}\in L^{\prime}\cap L^{\prime}\cap T^{*}B_{R/2}(q^{\prime})}^{}}\lvert o_{\pi_{L}(z^{\prime})}\rvert\otimes C^{\prime}_{z^{\prime}} (14)

(after the perturbation). By definition we have an isomorphism as graded vector spaces

CF(L,q,Vm;πLC)qπ1(q)CF(L,q,Vm;C)=πNCF(L,q,Vm;C)\displaystyle CF_{*}(L,q,V^{m};\pi_{L*}C^{\prime})\cong\smashoperator[]{\bigoplus_{q^{\prime}\in\pi^{-1}(q)}^{}}CF_{*}(L^{\prime},q^{\prime},V^{m};C^{\prime})=\pi_{N*}CF_{*}(L^{\prime},q^{\prime},V^{m};C^{\prime}) (15)

where both sides are defined using the same perturbation data. However, the content of Corollary 5.1 is that the differential actually respects this splitting. So the graded vector space in Equation (14) is naturally a chain complex, and we define the fiber-wise intersection Floer homology HF(L,q,Vm;C)HF_{*}(L^{\prime},q^{\prime},V^{m};C^{\prime}) as its homology. It follows precisely as before that this defines a graded local system on the choices of qNq^{\prime}\in N^{\prime} together with an mm dimensional subspace VmTqNV^{m}\subset T_{q^{\prime}}N.

By this definition we now have two natural isomorphisms:

HF(L,,0;πLC)πNHF(L,,0;C)\displaystyle HF_{*}(L,\bullet,0;\pi_{L*}C^{\prime})\cong\pi_{N*}HF_{*}(L^{\prime},\bullet,0;C^{\prime}) (16)

for any local system CC^{\prime} on LL^{\prime} and

HF(L,,0;πLC)πNHF(L,,0;C).\displaystyle HF(L^{\prime},\bullet,0;\pi^{*}_{L}C)\cong\pi^{*}_{N}HF(L,\bullet,0;C). (17)

for any local system CC on LL.

We have the following generalization of Floer’s result and the spectral sequence in Proposition 4.1.

Lemma 5.2.

We have

HF(L,L;C)H(L;C)\displaystyle HF_{*}(L^{\prime},L^{\prime};C^{\prime})\cong H_{*}(L^{\prime};C^{\prime})

and the associated spectral sequence in Proposition 4.1 can on page 2 canonically be identified with

H(N;𝔽)HF(L,,0;C).\displaystyle H_{*}(N^{\prime};\mathbb{F})\otimes HF_{*}(L^{\prime},\bullet,0;C^{\prime}).
Proof.

This is an easy consequence of Equation (16), Equation (17), the fact that NN^{\prime} is simply connected, and the fact that

H(N;A)H(N;πNA)HM(g;πNA)\displaystyle H_{*}(N^{\prime};A)\cong H_{*}(N;\pi_{N*}A)\cong HM_{*}(g;\pi_{N*}A)

for any graded local system AA on NN^{\prime}. ∎

For any local system CC^{\prime} on LL^{\prime} we define (similar to the definition in Section 3) its dual CC^{\prime\dagger} over LL^{\prime} to be the fiber-wise dual vector space tensored with the local system defined by orientations on LL^{\prime}. Notice that even if LL is orientable πL(C)\pi_{L*}(C^{\prime\dagger}) is not generally isomorphic to (πLC)(\pi_{L*}C^{\prime})^{\dagger} if π1(N)\pi_{1}(N) is not finite.

The above observations now makes it possible to generalize the Poincare duality from Corollary 3.11 to this dualization.

Corollary 5.3.

For fixed qNq^{\prime}\in N^{\prime} we have an isomorphism

HF(L,q,0;C)HF(L,q,0;C).\displaystyle HF_{*}(L^{\prime},q^{\prime},0;C^{\prime\dagger})\cong HF_{-*}(L^{\prime},q^{\prime},0;C^{\prime})^{\dagger}.

Since these are trivial local systems we do not really need to fix qq^{\prime}. However, the following proof is easier to mentally parse downstairs when q=πN(q)q=\pi_{N}(q^{\prime}) is considered a fixed point.

Proof.

By considering the above definition (using Corollary 5.1) of the differential of CF(L,q,0;C)CF_{*}(L^{\prime},q^{\prime},0;C^{\prime}) as counting discs downstairs in TNT^{*}N all the proofs (considering the point q=πN(q)q=\pi_{N}(q^{\prime}) fixed) in Section 2 generalizes to this case. ∎

6. Proof of Theorem 1

This section contains a proof of Theorem 1. So assume LTNL\subset T^{*}N is an exact Lagrangian with vanishing Maslov class. In this section gg is a function as in Section 4 such that Proposition 4.1 holds for this gg.

As a warm up we start by giving a proof of homotopy equivalence in the case π1(N)=1\pi_{1}(N)=1 and connected LL. This is similar to the argument given in [6] - except that instead of using the notion of the span of the homology we use the fiber-wise Poincare duality in Corollary 3.11. This is also one reason we are able to get stronger results.

As in [6] we start by using coefficients 𝔽2=/2\mathbb{F}_{2}=\mathbb{Z}/2. This means that without assumptions the intersection Floer homology is defined. The trivial fundamental group implies that the local system HF(L,,0;𝔽)HF_{*}(L,\bullet,0;\mathbb{F}) is trivializable over NN. This means that Proposition 4.1 implies that the spectral sequence (with trivial local system C=𝔽2C=\mathbb{F}_{2} on LL) on page two is isomorphic to

H1(N;𝔽2)HF2(L,q0,0;𝔽2).\displaystyle H_{*_{1}}(N;\mathbb{F}_{2})\otimes HF_{*_{2}}(L,q_{0},0;\mathbb{F}_{2}).

Since the higher differentials cannot kill the degree (0,2)(0,*_{2}) with 2*_{2} the lowest degree where HF2(L,q0,𝔽2)HF_{*_{2}}(L,q_{0},\mathbb{F}_{2}) is supported this has to survive to page infinity. This leads to a contradiction if this 2*_{2} degree is negative. Indeed, the homology of LL is supported in positive degrees. So

HF2(L,q0;𝔽2)=02<0.\displaystyle HF_{*_{2}}(L,q_{0};\mathbb{F}_{2})=0\qquad*_{2}<0.

Now the Poincare duality in Corollary 3.11 implies that the support is purely in degree 0 (LL is oriented with respect to 𝔽2\mathbb{F}_{2}). It follows that the spectral sequence collapses on page 2 and that

H(L;𝔽2)H(N;𝔽2k),\displaystyle H_{*}(L;\mathbb{F}_{2})\cong H_{*}(N;\mathbb{F}_{2}^{\oplus k}),

where kk necessarily equals the rank of HF0(L,q0;𝔽2)HF_{0}(L,q_{0};\mathbb{F}_{2}), which by assumption is 1. This implies that there is an abstract graded isomorphism between the 𝔽2\mathbb{F}_{2}-homologies of LL and NN, and that the Euler characteristic of CF(L,q,0;𝔽2)CF_{*}(L,q,0;\mathbb{F}_{2}) is 1. The latter implies that LNL\to N has degree 1 (see the general argument below for details on this part), which implies that the induced map H(L;𝔽2)H(N;𝔽2)H_{*}(L;\mathbb{F}_{2})\to H_{*}(N;\mathbb{F}_{2}) is surjective. Combining this with the knowledge of an abstract isomorphism between the two we get that LNL\to N is an 𝔽2\mathbb{F}_{2} homology equivalence.

Now as noted in [6] this implies that the map LNL\to N is relatively orientable and relative spin, and that LTNL\subset T^{*}N has a relative pin structure so that we can define the homologies with 𝔽\mathbb{F} coefficients for any field. Now the exact same argument proves homology equivalence over any field, which implies homology equivalence over \mathbb{Z}.

We wish to also prove that π1(L)\pi_{1}(L) is trivial. So, for contradiction assume that this is not the case. Then we have a nontrivial cyclic sub-group Gπ1(L)G\subset\pi_{1}(L) This has an associated covering space L~L\widetilde{L}\to L with π1(L~)=G\pi_{1}(\widetilde{L})=G and hence H1(L~,𝔽)0H_{1}(\widetilde{L},\mathbb{F})\neq 0 for some field 𝔽\mathbb{F}. Let CC be the local system of 𝔽\mathbb{F} vector spaces which has H(L;C)H(L~,𝔽)H_{*}(L;C)\cong H_{*}(\widetilde{L},\mathbb{F}). Consider page 2 of the spectral sequence from Proposition 4.1 using these coefficients:

H(N,𝔽)HF(L,,0;C).\displaystyle H_{*}(N,\mathbb{F})\otimes HF_{*}(L,\bullet,0;C).

This converges in the abutment to H(L~;𝔽)H_{*}(\widetilde{L};\mathbb{F}), and as above we conclude that HF(L,,0;C)=0HF_{*}(L,\bullet,0;C)=0 for <0*<0. Since H(L~,𝔽)H_{*}(\widetilde{L},\mathbb{F}) has non-trivial H1H_{1} and NN is simply connected we conclude that HF1(L,q,0;C)0HF_{1}(L,q,0;C)\neq 0. Now the Poincare duality in Corollary 3.11 shows that

HF1(L,q,0;C)HF1(L,q,0;C)0.\displaystyle HF_{-1}(L,q,0;C^{\dagger})\cong HF_{1}(L,q,0;C)^{\dagger}\neq 0.

However, again as above (using the spectral sequence with local system CC^{\dagger} on LL) this is contradictory to the fact that H(L;C)H_{*}(L;C^{\dagger}) has non-negative support and that

H(N;𝔽)HF(L,q,0;C)\displaystyle H_{*}(N;\mathbb{F})\otimes HF_{*}(L,q,0;C^{\dagger})

converges to it in the abutment.

For the general proof of Theorem 1 we divide the argument into a few lemmas.

We are no longer assuming that LL is connected. Let LTNL^{\prime}\to T^{*}N^{\prime} be as in Equation (13). The Lagrangian LL^{\prime} can have more components than LL. Firstly we consider the trivial local system 𝔽\mathbb{F} on LL^{\prime}. The push-forward of this to LL is the the same as the pull-back of the local system on NN which represents the universal covering space NNN^{\prime}\to N. So, we denote this by CNC^{N}. Corollary 2.3 shows that

HF(L,L;CN)H(L;CN)H(L;𝔽)\displaystyle HF_{*}(L,L;C^{N})\cong H_{*}(L;C^{N})\cong H_{*}(L^{\prime};\mathbb{F}) (18)

when defined (relative pin structure required when Char𝔽2\operatorname{Char}\mathbb{F}\neq 2).

Lemma 6.1.

When defined the Fiber-wise Floer homology is concentrated in degree 0 and

HF0(L,q,0;𝔽)𝔽k\displaystyle HF_{0}(L,q,0;\mathbb{F})\cong\mathbb{F}^{k}

where kk is the rank of H0(L;𝔽)H_{0}(L^{\prime};\mathbb{F}). In particular this implies that this rank is finite.

Proof.

By Equation (17) we have

HF(L,,0;𝔽)πNHF(L,,0;𝔽),\displaystyle HF_{*}(L^{\prime},\bullet,0;\mathbb{F})\cong\pi_{N}^{*}HF_{*}(L,\bullet,0;\mathbb{F}),

so we may prove the statement in the lemma for this local system on NN^{\prime}.

By Lemma 5.2 we have that

H(N;𝔽)HF(L,,0;𝔽)\displaystyle H_{*}(N^{\prime};\mathbb{F})\otimes HF_{*}(L^{\prime},\bullet,0;\mathbb{F})

is page two of a spectral sequence converging to H(L;𝔽)H_{*}(L^{\prime};\mathbb{F}). This implies that

HF0(L,,0;𝔽)H0(L;𝔽),\displaystyle HF_{0}(L^{\prime},\bullet,0;\mathbb{F})\cong H_{0}(L^{\prime};\mathbb{F}),

and that this Fiber-wise homology is supported in non-negative degree. Similarly, the spectral sequence for the local system 𝔽\mathbb{F}^{\dagger} (dual over LL^{\prime}) converging to H(L;𝔽)H_{*}(L^{\prime};\mathbb{F}^{\dagger}) shows that HF(L,,0;𝔽)HF_{*}(L^{\prime},\bullet,0;\mathbb{F}^{\dagger}) is trivial in negative degrees. By Corollary 5.3 this implies that HF(L,,0;𝔽)HF_{*}(L^{\prime},\bullet,0;\mathbb{F}) is trivial in positive degrees. ∎

Lemma 6.2.

Both LL and LL^{\prime} are connected. In particular

HF(L;,0;𝔽)𝔽\displaystyle HF_{*}(L;\bullet,0;\mathbb{F})\cong\mathbb{F}

is defined and is the trivial local system for any 𝔽\mathbb{F}. Furthermore, j:LTNj:L\to T^{*}N induces a homology equivalence and a surjection on π1\pi_{1}.

Proof.

Firstly assume that 𝔽=𝔽2\mathbb{F}=\mathbb{F}_{2}. The vanishing of the Maslov class implies that LL^{\prime} is orientable (since NN^{\prime} is). For some orientations on LL^{\prime} and NN^{\prime} let pp denote the degree of the map LNL^{\prime}\to N^{\prime} at a generic qq^{\prime} defined by the sum of ±1\pm 1 associated with the orientations of the linear isomorphisms:

Dxj:TxLTqN\displaystyle D_{x}j^{\prime}:T_{x}L^{\prime}\to T_{q^{\prime}}N^{\prime}

for all xπ1(q)Lx\in\pi^{-1}(q^{\prime})\subset L^{\prime}. We will call a layer of LL^{\prime} positive if it contributes positively to this and negative otherwise. Note that this is independent of qq^{\prime} since the map LNL^{\prime}\to N^{\prime} is proper and NN^{\prime} is connected. For any orientation on NN^{\prime} we may pick the orientation on each component of LL^{\prime} such that each component contributes non-negatively to the degree. Now, let qNq^{\prime}\in N^{\prime} be a lift of a global minimum qNq\in N of gg. We may assume that the cotangent fiber TqNT^{*}_{q}N is transverse to LL.

We can compute the Euler characteristic of HF(L,q,0;𝔽)HF_{*}(L,q,0;\mathbb{F}) as p2p^{2}. Indeed, for small tt we see that the Lagrangians Kt=tL+dgK_{t}=tL+dg and Lt=tLL_{t}=tL will be transverse to each other, and the parity of the Maslov index of an intersection can be computed using the orientation sign of the two layers of the lift associated with the intersection (see figure 2).

NN^{\prime}TqNT^{*}_{q^{\prime}}Nqq^{\prime}++-++LL
NN^{\prime}TqNT^{*}_{q^{\prime}}Nqq^{\prime}LtL_{t}KtK_{t}++-++-++-++-++
Figure 2. Intersection signs giving Maslov parity (also indicated by a sign)

.

If LL^{\prime} has p+kp+k positive layers and kk negative layers at qq^{\prime} we therefore get (p+k)2+k2(p+k)^{2}+k^{2} even parity Maslov indices of intersection points and 2(p+k)k2(p+k)k odd parity Maslov indices of intersections points. Hence the Euler characteristic of the complex is p2p^{2}. This implies together with Lemma 6.1 that in fact H(L;𝔽)HF0(L,q,0;𝔽)𝔽p2H_{*}(L^{\prime};\mathbb{F})\cong HF_{0}(L,q,0;\mathbb{F})\cong\mathbb{F}^{p^{2}}.

Now assume LL can be divided into two components L1L2L_{1}\cup L_{2} (each not necessarily connected). Then we can do the same as above, but for each LiL_{i} and its covering spaces LiL_{i}^{\prime}. Call the degree of each lifts pip_{i} (with the same choices of orientations as the previous paragraph) then p=p1+p2p=p_{1}+p_{2}. The same argument for L1L_{1} and L2L_{2} as distinct Lagrangians shows that p12=rankH0(L1)0p_{1}^{2}=\operatorname{rank}H_{0}(L_{1}^{\prime})\neq 0 and p22=rankH0(L2)0p_{2}^{2}=\operatorname{rank}H_{0}(L_{2}^{\prime})\neq 0. This gives that

rank(H0(L))=\displaystyle\operatorname{rank}(H_{0}(L^{\prime}))= p2=(p1+p2)2=p12+p22+2p1p2=\displaystyle p^{2}=(p_{1}+p_{2})^{2}=p_{1}^{2}+p_{2}^{2}+2p_{1}p_{2}=
=\displaystyle= rank(H0(L1))+rank(H0(L2))+2p1p2\displaystyle\operatorname{rank}(H_{0}(L_{1}^{\prime}))+\operatorname{rank}(H_{0}(L_{2}^{\prime}))+2p_{1}p_{2}

which is a contradiction since

rank(H0(L))=rank(H0(L1))+rank(H0(L2))\displaystyle\operatorname{rank}(H_{0}(L^{\prime}))=\operatorname{rank}(H_{0}(L_{1}^{\prime}))+\operatorname{rank}(H_{0}(L_{2}^{\prime}))

So, LL is connected.

Now assume that p2>1p^{2}>1. Since LL is connected, and LL^{\prime} is not, the map π1(L)π1(N)\pi_{1}(L)\to\pi_{1}(N) is not surjective - in fact |π1(N)/Im(π1(L))|=rank(H0(L))=p2\lvert\pi_{1}(N)/\operatorname{Im}(\pi_{1}(L))\rvert=\operatorname{rank}(H_{0}(L^{\prime}))=p^{2}. This means that there is a covering space of NN with p2p^{2} layers (associated to the image sub-group) where the lift of LL has p2p^{2} components, but such a lift of NN is finite and hence compact, and this contradicts the fact that we just proved that exact Lagrangians in such are connected. So, p=1p=1 and even LL^{\prime} is connected. We also conclude that the map LNL\to N has degree 1. Note, that degree is defined by passing to oriented covers in the case where LL and NN are non-orientable.

This means that the local systems HF(L,q,0;𝔽)HF_{*}(L,q,0;\mathbb{F}) is free and of rank 1 with support in degree 0. Now assume for contradiction that it is not trivial. Then we get by the spectral sequence in Proposition 4.1 using C=𝔽C=\mathbb{F} that H0(L;𝔽)0H_{0}(L;\mathbb{F})\cong 0, which is a contradiction. We conclude that H(N,𝔽)H(L,𝔽)H_{*}(N,\mathbb{F})\cong H_{*}(L,\mathbb{F}), but since we have not proven naturality with respect to jj we can only claim this as an abstract isomorphism. However, we have proven that the map jj has degree 1, and a degree 1 map of closed manifolds is surjective with field coefficients, and so this abstract isomorphism shows (since the dimensions agree) that it is also injective.

Now as before all this implies existence of relative pin structure on LL, and we can therefore run the parts of the argument needed using a general field 𝔽\mathbb{F} to obtain homology equivalence. ∎

Lemma 6.3.

The map on fundamental groups induced by jj is injective.

Proof.

Assume for contradiction that it has a kernel {1}π1(L)π1(L)\{1\}\neq\pi_{1}(L^{\prime})\subset\pi_{1}(L), which as indicated by this notation is the fundamental group of the covering LL^{\prime}. Let Gπ1(L)G\subset\pi_{1}(L^{\prime}) be a non-trivial cyclic sub-group of prime order (or order \infty) and L~L\widetilde{L}\to L^{\prime} its corresponding covering space. Now let CGC_{G}^{\prime} denote the local coefficients over the field 𝔽|G|\mathbb{F}_{\lvert G\rvert} (with the convention 𝔽=\mathbb{F}_{\infty}=\mathbb{Q}) on LL^{\prime} corresponding to this covering, and define CG=πLCGC_{G}=\pi_{L*}C_{G}^{\prime}. This is the local system on LL corresponding to the covering space L~LL\widetilde{L}\to L^{\prime}\to L.

Now this and Equation (16) shows that

H(L;CG)H(L;CG)HF(L,L;CG)πNHF(L,L;CG)\displaystyle H_{*}(L;C_{G})\cong H_{*}(L^{\prime};C_{G}^{\prime})\cong HF_{*}(L,L;C_{G})\cong\pi_{N*}HF_{*}(L^{\prime},L^{\prime};C_{G}^{\prime})

Again by Lemma 5.2 page two of the spectral sequence associated to CGC_{G} is

H(N)HF(L,,0;CG)\displaystyle H_{*}(N^{\prime})\otimes HF_{*}(L^{\prime},\bullet,0;C_{G}^{\prime})

and converges to H(L;Cg)H_{*}(L^{\prime};C_{g}^{\prime}). Again we conclude that HF(L,,0;CG)HF_{*}(L^{\prime},\bullet,0;C_{G}^{\prime}) has non-negative support, but also that it is non-trivial in degree 1. However, using Corollary 5.3 we see that this contradicts that H(L;CG)H_{*}(L^{\prime};C_{G}^{\prime\dagger}) is supported in non-negative degree since the spectral sequence with the dual coefficients HF(L,,0;Cg)HF_{*}(L^{\prime},\bullet,0;C_{g}^{\prime\dagger}) on NN^{\prime} converges to this. ∎

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