Large Chern numbers in a dissipative dice model
Abstract
For decades, the topological phenomena in quantum systems have always been catching our attention. Recently, there are many interests on the systems where topologically protected edge states exist, even in the presence of non-Hermiticity. Motivated by these researches, the topological properties of a non-Hermitian dice model are studied in two non-Hermitian cases, viz. in the imbalanced and the balanced dissipations. Our results suggest that the topological phases are protected by the real gaps and the bulk-edge correspondence readily seen in the real edge-state spectra. Besides, we show that the principle of the bulk-edge correspondence in Hermitian case is still effective in analyzing the three-band non-Hermitian system. We find that there are topological non-trivial phases with large Chern numbers robust against the dissipative perturbations.
I Introduction
Topology acts as a critical role in physics, and the topological phenomena have attracted increasing interests in the fields of the topological condensed matters condensed-matter_1 ; condensed-matter_2 , topological photonics systems photonics_5 ; photonics_6 , and the ultracold atomic systems ultracold_6 ; ultracold_8 ; ultracold_9 , in which the characterization of topological properties is out of the framework of spontaneous symmetry breaking SSB_1 ; SSB_2 . Besides, due to the symmetries, the topological classification of Hermitian systems was well established H_c1 ; H_c2 . A typical signature of topology is the bulk-edge correspondence, which typically gives the relationships between the topological invariants and the associated edge states bulk-edge_1 ; bulk-edge_2 and makes insulators condensed-matter_1 ; insulator_1 ; insulator_2 ; insulator_3 ; insulator_4 ; insulator_5 ; insulator_6 ; insulator_7 and superconductors condensed-matter_2 ; superconductor_1 ; superconductor_2 ; superconductor_3 fantastic and applicable.
Beyond the investigated topological phenomena in Hermitian systems, there are great attention on the framework of the open systems, in which the energy or particles are no longer conserved open_1 ; open_2 . Generally speaking, open systems are also interpreted as the non-Hermitian systems described by the effective non-Hermitian Hamiltonians. Recent years there are plenty of progress made in theoretical theory_01 ; theory_02 ; theory_03 ; theory_04 ; theory_05 ; theory_1 ; theory_2 ; theory_3 ; theory_4 ; theory_5 ; theory_7 ; theory_8 ; theory_9_1 ; theory_9_2 ; theory_10_1 ; theory_10_2 ; theory_11 ; theory_12 ; theory_13_1 ; theory_13_2 ; theory_13_3 ; theory_14 ; theory_15 ; theory_16 ; theory_17 ; theory_18 ; theory_19 ; theory_20 ; theory_21 ; theory_22 ; theory_24 ; theory_25 and experimental exper_1 ; exper_2 ; exper_3 ; exper_4 ; exper_5 ; exper_6 ; exper_7 ; exper_8 ; exper_9 researches in revealing the topological nature of the systems in the presence of non-Hermiticity. Different from the Hermitian systems, it was studied that there were 38-fold symmetries in the non-Hermitian case theory_9_1 , leading to the well-established topological classification of the non-Hermitian systems.
Similar to the Hermitian case, the bulk-edge correspondence remains a central topic in the non-Hermitian cases. However, there is a subtle issue on how the bulk-edge correspondence exists. Previous works show that the bulk-edge correspondence maintains by the Bloch topological invariants theory_1 ; theory_2 ; theory_3 ; theory_4 ; theory_5 ; theory_7 in the presence of the non-Hermiticity. Moreover, the non-Hermiticity can lead to anomalous edge states theory_8 . Furthermore, the non-Hermiticity can be induced by the imbalanced tunnelings, leading to the non-Hermitian skin effect theory_10_1 ; theory_10_2 . In such a system, the conventional bulk-edge correspondence is altered and replaced by the generalized bulk-edge correspondence suggested by the non-Bloch band theory theory_10_1 ; theory_10_2 .
Combined with the recent researches on Dice models dice_1 ; dice_2 ; dice_3 , in which large Chern numbers and multiple edge states are uncovered, in this paper, we are motivated to study the topological properties of a dissipative non-Hermitian Dice model. To be concrete, we make attempt to answer the questions whether large Chern numbers are robust against the dissipative perturbations and how the bulk-edge correspondence exists.
The rest of paper are organized as follows. Section II describes our general non-Hermitian model. Section III briefly makes a definition of the Chern numbers of the non-Hermitian systems and specifies two Chern markers to characterize the topological properties of systems. Section IV involves the analyses and discussions of two typically dissipative cases. Finally, we make a conclusion in Sec. V.
II Model and Hamiltonian
In this paper, we study a non-interacting model with dissipative on-site potentials based on a dice lattice dicelattice_1 ; dicelattice_2 ; dicelattice_3 ; dicelattice_4 ; dicelattice_5 , shown in Fig. 1. Intuitively, there are three non-equivalent sublattice sites, marked as R (red dots), B (blue dots), and G (green dots). Thus the lattice model belongs to the SU(3) system dice_1 ; dice_2 ; dice_3 ; ultracold_2 ; SU3 . The single-particle Hamiltonian consists of the following two parts,
(1) |
denotes the Hermitian part, which has been proposed in Ref. dice_2 with
(2) | ||||
in which is the hopping amplitude between one site and one site, is the hopping amplitude between one site and one or site, is the complex tunneling amplitude of the next-nearest-neighbor tunnelings between the same adjacent sublattices with being the phase, and and denote strengths of on-site potentials with being the modulation parameter and and the modulation rate of .

represents the non-Hermitian part which shows that each sublattice is attached with dissipation, and is proposed as
(3) |
where and are the strengths of the dissipations with the same sign, and plays the role of a switch by weighing overall gain and loss of the system. When , the system becomes the Hermitian dice model dice_2 , and if the tunnelings between G sites and B sites are omitted, then it goes back to the Haldane-like Dice model dice_3 .
Under the discrete translational symmetry, the Hamiltonian can be mapped into momentum space by using the discrete Fourier transformation
(4) |
where is the total number of the unit cells, and denotes the type of sublattice with being the corresponding coordinate. Thus, the Bloch Hamiltonian has a form as
(5) |
where is the three-component basis, and is expressed as
(6) |
where is the scalar leading to a overall shift of the energy in a complex space, is a coefficient vector, and is a vector consisting of the Gell-Mann matrices SU3 ; ultracold_2 ; dice_2 . Concretely, the components of are displayed as
(7) | ||||
with six vectors and (s=1,2,3) being expressed as
(8) | ||||
III Chern numbers
According to the 38-fold topological classification for the non-Hermitian systems, our systems under research belong to the A class in complex Altland-Zirnbauer symmetry theory_9_1 . In this section, we briefly describe how to define the Chern numbers of associated energy bands of our systems. To begin with, we discuss the eigenstates of the non-Hermitian systems. Compared with the Hermitian systems, the eigenstates in the non-Hermitian systems form the biorthogonal bases theory_9_2 , which satisfy
(9) | ||||
where denotes the right eigenstate of and is the left eigenstate. We define the bottom band, middle band and top band according to the real eigenvalues of , and the ascending value of () corresponds to the three bands from bottom to top. Furthermore, the biorthogonal bases obey such a biorthogonality relation
(10) |
and fulfill the completeness condition
(11) |
With these definitions, the topological invariant, namely the Chern number is defined as theory_10_1 ; theory_13_1 ; theory_13_2 ; theory_13_3
(12) |
in which denotes the Berry curvature of the nth band and () is the Berry connection, obtained from the non-Hermitian Hamiltonian. Hereinbelow, for convenience, we will use two Chern markers, namely and to characterize the topological phases of the non-Hermitian systems.
IV Results and Discussions
In this section, two non-Hermitian cases will be investigated, i.e., the imbalanced dissipation and the balanced dissipation, respectively. The imbalanced dissipation denotes that the overall gain and loss are not conserved and the balanced dissipation refers to the case where the gain and loss are balanced. Without loss of generality, we fix as the unit of energy and set some other global parameters with , , , , and . The following main effort is focused on the investigation in the large Chern numbers and the bulk-edge correspondence with the existence of dissipations.

IV.1 Imbalanced dissipation
By taking () and , the overall gain and loss are not conserved. Furthermore, the value of determines whether the non-Hermitian potential is pure gain or loss type. And as a result, the system belongs to the imbalanced dissipation case. With these matrix elements in Eq. (7), we calculate the Chern numbers by means of the definition in Eq. (12) and two phase diagrams are plotted in Figs. 2(a) and 2(b), respectively. From Fig. 2(a), we know that in the chosen parameter region, the bottom band of system is topological nontrivial with Chern number . From Fig. 2(b), we intuitively notice that there is a large Chern number of the middle band of the system. Through a simple mathematical relationship, the middle band has a large Chern number with . In addition, the topological properties of bands are protected by real gaps theory_1 ; theory_2 . To check this point, we then choose three parameter points ()=(-0.1t, 0.6t), (, )=(0.1t, 0.8t), and ()=(0.1t, 1t) in the phase diagram. We here point out that we have tested that the parameter interval supporting non-zero Chern number is relatively large, which is quite beneficial to make use of the topological properties of the system. However, when the dissipation strength further increases, the real energy spectra becomes gapless, leading to the result that fails to define an effective Chern number theory_10_1 ; theory_13_1 ; theory_13_2 ; theory_13_3 . We here in the paper concentrate on the cases with the dissipation strength where the real energy spectra are gapped.
Figures. 3(a)-3(f) are the energy spectra at these chosen parameter points with Figs. 3(a), 3(b), and 3(c) being the real spectra and Figs. 3(d), 3(e), and 3(f) being the corresponding imaginary spectra. We notice that all the real spectra have separated bands, whereas the imaginary parts are continuous. This phenomenon means the topological property of energy bands in the imbalanced dissipation case is associated with the real gaps theory_1 ; theory_2 .
Further, we consider a semi-infinite cylindrical geometries with a zigzag edge to discuss the bulk-edge correspondence, and the shape of geometry keeps the same as that in previous works dice_2 . To be precise, we take which corresponds to the number of the lattice sites contained in the periodic repeating cell of the zigzag edge case. With the method of partial Fourier transformation utilized in Ref. dice_2 , by choosing the parameter point () mentioned in this subsection before, we obtain the edge-state spectra as a function of , shown in Figs. 4(a) and 4(b), respectively.
Figure 4(a) is the real edge-state spectrum in the zigzag edge case, where there are two pairs of edge modes within the upper bulk gap and a pair of edge modes within the lower bulk gap, which can be reflected from the phase diagrams in Figs. 2(a) and 2(b), showing the bulk-edge correspondence. Besides, from the edge-state spectra, it is shown that the edge states are protected by the real gaps, which is consistent with the analyses of the energy spectra in Figs. 3(c) and 3(f). and and and are two pairs of edge modes chosen at Re()= (red solid line) and and are a pair of edge modes chosen at Re()= (red dashed line). As for the imaginary edge-state spectrum in Fig. 4(b), the energies are continuous, and there is no obvioups bulk-edge correspondence in it.
In order to further understand the bulk-edge correspondence, we plot the spatial density distributions of the six chosen edge modes - of the zigzag edge case, which are shown in Fig. 5. We conclude that the edge modes appear in pairs with opposite momentums. Besides, the edge modes with positive group velocity are shown in red, whereas those with negative group velocity are shown in black, presenting the chiral symmetry. We emphasize that the discussion of the spatial density distributions of the edge modes in the armchair edge case dice_2 will yield similar results, which will not be analysed here any more. We find that the principle of bulk-edge correspondence mentioned in Ref. bulk-edge_2 is still effective in the non-Hermitian case. Similar to its applications in Ref. dice_2 , we focus on the edge modes localized at the side to discuss the relationship between the bulk Chern number and the edge states. According to the phase diagram in Fig. 2(a), we know that the edge modes carries the Chern number , and the edge modes and with an opposite group velocity both of the Chern number . Hence, the Chern number of the middle band is which is self-consistent with the phase diagrams.
IV.2 Balanced dissipation
A non-Hermitian system with balanced dissipations means a balanced gain and loss. For the purpose of studying topological properties of such a non-Hermitian with balanced dissipations, we specify and with . Then we substitute these parameters in Eq. (7) into the definition of Chern number and uncover that the obtained phase diagrams are consistent with the imbalanced dissipative system. Our numerical results show that the large Chern number is still robust in the balanced dissipation case.
Similarly, energy spectra are plotted at three parameter points mentioned in the previous subsection, shown in Figs. 6(a)-6(f). The left panel shows the real spectra at three chosen parameter points, whereas the right panel corresponds to the imaginary parts. Although there is a certain broadening of the three spectra, the energies are continuous with no obvious band separation. On the contrary, there are distinct band gaps in the real parts. Similar to the imbalanced dissipation case, the topology of this system remains protected by the real gaps theory_1 ; theory_2 . Naturally, the bulk-edge correspondence of this balanced dissipative system can also be directly seen from real edge-state spectra. By choosing the parameter point (, ), we plot the associated edge-state spectra in the armchair edge case, shown in Figs. 7(a) and 7(b), respectively.
Figure 7(a) is the real part of edge-state spectrum, in which there are distinct two pairs of edge modes within the upper bulk gap and a pair of edge modes within the bottom bulk gap, corresponding to and , respectively. In contrast, there are no directly visible bulk-edge correspondence in the imaginary spectrum (see Fig. 7(b)). In order to understand the bulk-edge correspondence adequately, four edge modes, labeled as , , and , are chosen at Re()= (red solid line), and a pair of edge modes, labeled as and , are chosen at Re()= (red dashed line).
Figure 8 contains the spatial density distributions of these six chosen edge modes. Similarly, edge modes with positive group velocity are shown in red, whereas those with negative group velocity are shown in black, presenting the chiral symmetry. Then an effective measure is taken to analyze the relationship between the Chern numbers and corresponding edge states, namely, the principle of bulk-edge correspondence bulk-edge_2 . We focus on the edge modes localized at the side. According to the phase diagram in Fig. 2(a), we know that the edge mode carries the Chern number , namely . Therefore, the Chern number of edge modes and , which are opposite to the group velocity of , is . Consequently, the middle band has a large Chern number with . These analyses are self-consistent with the phase diagrams and the real edge-state spectrum.
V Summary
To sum up, a non-Hermitian system with an imbalanced dissipation and a balanced dissipation was studied. Our work suggests that the large Chern numbers are robust against the non-Hermitian perturbations. Besides, from the energy spectra and the edge-state spectra, we have known that the associated edge states are protected by the real bulk gaps. In addition, the relationship between the Chern numbers and the spatial density distributions of edge modes are discussed by the principle of the bulk-edge correspondence, which is self-consistent with our phase diagrams and the edge-state spectra.
VI Ackonwledge
We thank the discussions with S. Chen and acknowledge the support from NSFC under Grants No. 11835011 and No. 11774316.
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