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Measurement and physical interpretation of the mean motion of turbulent density patterns detected by the BES system on MAST

Y-c Ghim1,2, A R Field2, D Dunai3, S Zoletnik3, L Bardóczi3, A A Schekochihin1,
and the MAST Team2
( 1Rudolf Peierls Centre for Theoretical Physics, University of Oxford, Oxford, OX1 3NP, United Kingdom
2EURATOM/CCFE Fusion Association, Culham Science Centre, Abingdon, OX14 3DB, United Kingdom
3Wigner Research Centre for Physics, Association EURATOM/HAS, P.O. Box 49, H-1525, Budapest, Hungary
E-mail: y.kim1@physics.ox.ac.uk
)

Abstract. The mean motion of turbulent patterns detected by a two-dimensional (2D) beam emission spectroscopy (BES) diagnostic on the Mega Amp Spherical Tokamak (MAST) is determined using a cross-correlation time delay (CCTD) method. Statistical reliability of the method is studied by means of synthetic data analysis. The experimental measurements on MAST indicate that the apparent mean poloidal motion of the turbulent density patterns in the lab frame arises because the longest correlation direction of the patterns (parallel to the local background magnetic fields) is not parallel to the direction of the fastest mean plasma flows (usually toroidal when strong neutral beam injection is present). The experimental measurements are consistent with the mean motion of plasma being toroidal. The sum of all other contributions (mean poloidal plasma flow, phase velocity of the density patterns in the plasma frame, non-linear effects, etc.) to the apparent mean poloidal velocity of the density patterns is found to be negligible. These results hold in all investigated L-mode, H-mode and internal transport barrier (ITB) discharges. The one exception is a high-poloidal-beta (the ratio of the plasma pressure to the poloidal magnetic field energy density) discharge, where a large magnetic island exists. In this case BES detects very little motion. This effect is currently theoretically unexplained.

(Some figures in this article are in colour only in the electronic version)

PACS: 28.52.-s, 52.55.Fa, 52.70.Kz, 52.30.-q, 52.35.Ra, 52.35.Kt

1 Introduction

It is now widely accepted that turbulent transport in magnetically confined fusion plasmas can exceed the irreducible level of neoclassical transport by an order of magnitude or more [1]. However, both theoretical and experimental works of the past two decades [2, 3, 4, 5, 6, 7, 8, 9, 10, 11, 12, 13, 14, 15] suggest that sheared E×B\vec{E}\times\vec{B} flows can moderate such anomalous transport and hence improve the performance of magnetically confined fusion plasmas.
With the aim of characterizing the microscale plasma turbulence and searching for correlations between it and the background plasma characteristics, a two-dimensional (8 radial ×\times 4 poloidal channels) beam emission spectroscopy (2D BES) system [16] has been installed on the Mega Amp Spherical Tokamak (MAST). It is able to measure density fluctuations at scales above the ion Larmor radius ρi\rho_{i}, viz., kρi<1k_{\perp}\rho_{i}<1, where kk_{\perp} is the wavenumber perpendicular to the magnetic field. The 2D BES view plane lies on a radial-poloidal plane at a fixed toroidal location. Following the detected turbulent density patterns on this view plane allows one to determine their mean velocity in the radial and poloidal directions. Typically, there are no significant mean plasma flows in the radial direction in a tokamak, whereas considerable apparent poloidal motion is detected by the 2D BES system.
In this paper, we show that this apparent poloidal motion is primarily due to fact that the direction of the longest correlation of the turbulent density patterns is not parallel to that of the dominant mean plasma flows. The BES measurements are shown to be consistent with a dominantly toroidal mean flow; the poloidal flows are of the order of the diamagnetic velocities. These results are obtained using the cross-correlation time delay (CCTD) method, which is a frequently used statistical technique to determine the apparent velocity of density patterns [17, 18]. We also investigate the method itself thoroughly to determine the statistical uncertainties of the technique. This is done by generating synthetic 2D BES data with random Gaussian density patterns calculated on a graphical processing unit (GPU) card using CUDA (Compute Unified Device Architecture) programming.
The paper is organized as follows. In section 2, we explain what is measured directly by the 2D BES system, and how the apparent velocity of turbulent density patterns can be inferred from this data. We also show what physical effects contribute to the apparent velocity calculated by the CCTD method. In section 3, we present the experimental results with the aim of identifying the main cause of apparent motion of density patterns measured by the 2D BES system. Our conclusions are presented in section 4. For the readers who are interested in the statistical technique employed in this paper to determine the velocity of the density patterns, the cross-correlation time delay (CCTD) method and its statistical reliability are studied in Appendix B using synthetically generated 2D BES data (described in Appendix A).

2 What is measured by the 2D BES system

The 2D BES system on MAST utilizes an avalanche photodiode (APD) array camera [19] with 8 radial and 4 poloidal channels, which have an active area of 1.6×1.6mm21.6\times 1.6\>mm^{2} each. It measures the Doppler-shifted DαD_{\alpha} emission from the collisionally excited neutral beam atoms (deuterium) with a temporal resolution of 0.5 μsec\mu sec. The optical system is designed so that the 2D BES system can scan radially along the neutral beam, whose 1/e1/e half-width is 8 cmcm, while the optical focal point follows the axis of the beam. The nominal location of the BES system, i.e., where the optical line-of-sight (LoS) is best aligned with the local magnetic field, is at major radius R=1.2mR=1.2\>m. At this location, a magnification factor of 8.7 at the axis of the beam results in each channel observing an area of 1.5×1.5cm21.5\times 1.5\>cm^{2} with 2cm2\>cm separation between the centres of adjacent channels. The angle between the LoS of the 2D BES system and the neutral beam with the injection energy of 6070keV60-70keV results in a Doppler shift of the DαD_{\alpha} emission approximately 3nm3\>nm to the red from the background DαD_{\alpha}. The background DαD_{\alpha} can be removed with a suitable optical filter, and so only the detected DαD_{\alpha} emission by the 2D BES system comes from the neutral beam, hence the locality for measurement to the beam. Aligning the LoS parallel to the local magnetic field at the intersection of the LoS and the neutral heating beam helps minimize the degradation of the spatial resolution. A more detailed description of the 2D BES system on MAST with possible sources of some losses of spatial locality can be found elsewhere [16, 20].

2.1 Plasma density fluctuations

The measured intensity of the DαD_{\alpha} beam emission is directly related to the background plasma density because the latter is the cause of the excitation of the neutral beam atoms. The beam atoms can be excited by electrons, ions and impurities, but for the injection energy greater than 40keV40\>keV, the electron contribution can be ignored [21]. The fluctuating part of the plasma (ion) density δn\delta n can be determined according to

δnn=1βδII,\frac{\delta n}{n}=\frac{1}{\beta}\frac{\delta I}{I}, (1)

where nn is the mean plasma density, δI\delta I and II denote the fluctuating and mean parts of the photon intensity, respectively, and β\beta is calculated based on the ADAS (Atomic Data and Analysis Structure) database [22]. β\beta is a weak function of the background plasma density ranging approximately from 1/31/3 to 1/21/2.
Thus, the 2D BES system on MAST directly measures fluctuations of plasma density in the poloidal-radial plane at a fixed toroidal location. The spatial resolution of the system is reduced by smearing due to the effects of field-line curvature, observation geometry, finite lifetime of the excited neutral-beam atoms, and the attenuation and divergence of the beam. These effects must all be taken into account in the calculation of the point spread functions (PSFs) of the detectors comprising the 2D BES system. A detailed calculation shows that 23cm\sim 2-3\>cm radial resolution and 15cm\sim 1-5\>cm poloidal resolution are achievable, depending somewhat on the radial viewing locations [23].

2.2 Velocity of density patterns

From the time-dependent 2D measurement of density fluctuations, one can infer the apparent velocity of the density patterns. This has been the subject of much attention [17, 24, 25, 26, 27, 28, 29] in the hope that this velocity can be related in a more or less straightforward way to the actual plasma flows. We will first explore how the mean pattern velocity can be determined and then discuss the interpretation of this quantity.

2.2.1 The CCTD method

The CCTD (cross-correlation time delay) method has been widely used to determine the apparent velocities of turbulent density patterns detected by BES systems, and it is well described in [17] and [18]. Here, a brief summary of the method is provided. The normalized fluctuating intensity of the photons, I^δI/I\hat{I}\equiv\delta I/I, measured by a 2D BES system is a function of the radial xx, vertical (poloidal) yy and time tt coordinates: I^=I^(x,y,t)\hat{I}=\hat{I}\left(x,y,t\right). The cross-correlation function of this fluctuating signal is defined as

𝒞(Δx,Δy,τ)=I^(x,y,t)I^(x+Δx,y+Δy,t+τ)I^2(x,y,t)I^2(x+Δx,y+Δy,t+τ),\mathcal{C}\left(\Delta x,\Delta y,\tau\right)=\frac{\left\langle\hat{I}\left(x,y,t\right)\hat{I}\left(x+\Delta x,y+\Delta y,t+\tau\right)\right\rangle}{\sqrt{\left\langle\hat{I}^{2}\left(x,y,t\right)\right\rangle\left\langle\hat{I}^{2}\left(x+\Delta x,y+\Delta y,t+\tau\right)\right\rangle}}, (2)

where Δx\Delta x and Δy\Delta y are the radial and vertical (poloidal) channel separation distances, respectively, τ\tau is the time lag, and \left\langle\cdot\right\rangle denotes time average defined in Appendix B. The apparent poloidal velocity vyBESv_{y}^{BES} of the density patterns detected by the 2D BES system can be determined from the time lag τpeakcc\tau_{peak}^{cc} at which the cross-correlation function reaches its maximum for a given Δy\Delta y and Δx=0\Delta x=0***We concentrate on the apparent mean ‘poloidal’ motion of the density patterns. Thus, the information about the radial correlations of the 2D BES data is not used in this paper.. If a straight line is fitted to the experimentally measured τpeakcc(Δy)\tau_{peak}^{cc}\left(\Delta y\right), the inverse of its slope is the velocity vyBESv_{y}^{BES}. Although any two poloidally separated channels are sufficient to determine vyBESv_{y}^{BES}, using just two channels is insufficient to estimate the uncertainties in the linear fit. Thus, in this paper, all four available poloidal channels are used to determine these quantities. This assumes that the mean velocity does not change over the time the density patterns take to move past the four poloidal channels and that the lifetime of these patterns is sufficiently long, so the same patterns are observed by all four channels.
Figure 1 shows an example of this procedure.

Refer to caption
Figure 1: (a) Cross-correlation functions calculated using equation (2) for Δy=0.0cm\Delta y=0.0\>cm (black solid line), 2.0cm2.0\>cm (red dash line), 4.0cm4.0\>cm (blue dash dot line) and 6.0cm6.0\>cm (green dash dot dot line). τpeakcc(Δy)\tau_{peak}^{cc}\left(\Delta y\right) is the position of maximum of the cross-correlation function. (b) Position of maximum τpeakcc(Δy)\tau_{peak}^{cc}\left(\Delta y\right) and a linear fit. The measured velocity is 11.4±0.1km/s11.4\pm 0.1\>km/s.

This example is based on a synthetic data set consisting of Gaussian-shaped random “eddies” moving with the poloidal velocity of 10.0km/s10.0\>km/s, which are then used to produce artificial 2D BES data (see Appendix A for the description of the synthetic data). With the four available poloidal channels, cross-correlation functions are calculated using equation (2) and shown in Figure 1(a); τpeakcc\tau_{peak}^{cc} is plotted as a function of Δy\Delta y in Figure 1(b). The inverse of the slope of a fitted straight line is the velocity vyBESv_{y}^{BES}. Note the slight discrepancy between the actual and CCTD-determined velocities. The origin and size of this discrepancy are discussed in Appendix B.

2.2.2 Physical meaning of the velocity determined by the CCTD method

Using the described CCTD method, the 2D BES system on MAST is expected to be able to determine vyBESv_{y}^{BES} as has been done previously on TFTR [17] and DIII-D [29] using their BES systems [30, 31]. However, as McKee et al. [32, 33] pointed out, one must distinguish between the poloidal velocity measured by 2D BES system (vyBESv_{y}^{BES}) and the actual velocity of the poloidal plasma flow (UyU_{y}).
The mean plasma flow can be decomposed into toroidal (UzU_{z}) and poloidal (UyU_{y}) components. For typical tokamak plasmas where strong neutral beams are injected, |Uz||Uy||U_{z}|\gg|U_{y}| is satisfied as any mean poloidal flows are strongly damped [34, 35], leaving UyU_{y} of the order of the diamagnetic velocity ρvth\sim\rho_{*}v_{th}, where ρ=ρi/a\rho_{*}=\rho_{i}/a, aa is the tokamak minor radius, and vthv_{th} is the ion thermal velocity. Note that UzU_{z} can be on the order of vthv_{th} for the neutral-beam-heated plasmas. Thus, UyU_{y} can be ignored compared to UzU_{z}, except possibly in regions with strong pressure gradients.
As the 2D BES system on MAST observes the density patterns advected by UzU_{z}, there will be an apparent motion of the patterns in the poloidal direction, as shown in Figure 2.

Refer to caption
Figure 2: Cartoon illustrating how the mean toroidal plasma flow (Uz)U_{z}) induces an apparent mean poloidal motion. An elongated density pattern (shaded oval) along the magnetic field line (green dash dot) is advected by the toroidal flow (blue arrow). Because the longest correlation direction of the density pattern is not in the toroidal direction, the apparent mean poloidal flow (green arrow) arises. The apparent velocity is Uztanα+UyUztanα-U_{z}\tan\alpha+U_{y}\approx-U_{z}\tan\alpha, where α\alpha is the local magnetic pitch angle.

This effect is analogous to the apparent up-down motion of helical strips of a ‘rotating barber-pole’ (cf. [36]). The magnitude of this apparent velocity can be readily calculated via elementary geometry: namely, we expect the BES system to “see”, to lowest order in ρ\rho_{*},

vyBESUztanα,v_{y}^{BES}\approx-U_{z}\tan\alpha, (3)

where α\alpha is the pitch angle of the local magnetic field line.
Equation (3) is experimentally verifiable because all three physical quantities are readily obtained by separate diagnostics: vyBESv_{y}^{BES} from the 2D BES system, UzU_{z} from the charge exchange recombination spectroscopy (CXRS) system [37], and α\alpha either from EFIT equilibrium reconstruction [38] or directly from the Motional Stark Effect (MSE) system [39, 40] on MAST. Although the CXRS system measures the toroidal flow of the C6+C^{6+} ions, the difference between the velocity of the C6+C^{6+} ions and the bulk plasma ions, D+D^{+}, is predicted to be on the order of ρ\rho_{*} in a strongly beam-heated plasma [41]. In section 3, equation (3) will be experimentally verified for various types of discharges. Agreement will indicate consistency of the experiment with the assumptions behind equation (3). Such agreement will indeed be obtained, except in one intriguing case.
Let us now consider what are the assumptions necessary for equation (3) to hold by analysing how the estimated vyBESv_{y}^{BES} depends on actual physical quantities associated with plasma flows and fluctuations in a tokamak. The cross-correlation function (2) of the normalized fluctuating photon intensity I^\hat{I} can, in view of equation (1), be considered proportional to the cross-correlation function of the relative ion density fluctuation δn/n\delta n/n (by definition, δn=0\langle\delta n\rangle=0). Therefore, the CCTD-determined velocity of the density patterns can be related to the actual physical quantities in a tokamak by invoking the ion continuity equation. Splitting also the ion velocity into mean and fluctuating parts, u=U+δu\vec{u}=\vec{U}+\delta\vec{u}, δu=0\langle\delta\vec{u}\rangle=0, we have

nt+δnt+(nU+nδu+δnU+δnδu)=0.\frac{\partial n}{\partial t}+\frac{\partial\delta n}{\partial t}+\nabla\cdot\left(n\vec{U}+n\delta\vec{u}+\delta n\vec{U}+\delta n\delta\vec{u}\right)=0. (4)

Averaging this equation and subtracting the averaged equation from (4), we obtain

δnt=(nδu+δnU+δnδuδnδu).\frac{\partial\delta n}{\partial t}=-\nabla\cdot\left(n\delta\vec{u}+\delta n\vec{U}+\delta n\delta\vec{u}-\left\langle\delta n\delta\vec{u}\right\rangle\right). (5)

We will now order various terms in this equation in terms of the small parameter ρ=ρi/a\rho_{*}=\rho_{i}/a.
Assuming that the spatial scale of all mean quantities is 𝒪(a)\sim\mathcal{O}(a) while the spatial scale of all fluctuating quantities is 𝒪(ρa)\sim\mathcal{O}(\rho_{*}a), and also δn/nδu/vthρ\delta n/n\sim\delta u/v_{th}\sim\rho_{*}, we get

tδnn\displaystyle\frac{\partial}{\partial t}\frac{\delta n}{n} =\displaystyle= Uδnnδu\displaystyle-\vec{U}\cdot\nabla\frac{\delta n}{n}-\nabla\cdot\delta\vec{u} (6)
δulnn(δnnδu)δnn(U+Ulnn)+𝒪(ρ2),\displaystyle-\delta\vec{u}\cdot\nabla\ln n-\nabla\cdot\left(\frac{\delta n}{n}\delta\vec{u}\right)-\frac{\delta n}{n}\left(\nabla\cdot\vec{U}+\vec{U}\cdot\nabla\ln n\right)+\mathcal{O}\left(\rho_{*}^{2}\right),

where we have dropped all terms 𝒪(ρ2)\sim\mathcal{O}(\rho_{*}^{2}) and smaller. The first two terms on the right-hand-side are 𝒪(vth/a)\sim\mathcal{O}(v_{th}/a) and the following three terms are 𝒪(ρvth/a)\sim\mathcal{O}(\rho_{*}v_{th}/a). Note that we have not yet made any assumptions about the nature of the mean flow U\vec{U} (beyond it being large-scale) or about time scale of the fluctuations.
In fact, the ρ\rho_{*} ordering, which is the standard gyrokinetic ordering [42], can take us further: it is possible to show that compressibility effects are order ρ\rho_{*}, i.e., δu𝒪(ρ)\nabla\cdot\delta\vec{u}\sim\mathcal{O}(\rho_{*}), and that the mean flow to lowest order is purely toroidal [34, 35]: U=Uzz^+U1\vec{U}=U_{z}\hat{z}+\vec{U}_{1}, where zz is the toroidal direction (locally) and U1𝒪(ρ)\vec{U}_{1}\sim\mathcal{O}(\rho_{*}) including all poloidal flowsNote that the poloidal velocity UyU_{y} of the bulk plasma ions has been measured with the CXRS system to be only a few km/skm/s on MAST [43], which is consistent with Uy𝒪(ρ)U_{y}\sim\mathcal{O}(\rho_{*}). Such measurements are, however, not routinely available for MAST, and one of the goals for this study is to confirm that UyU_{y} is indeed small. and first-order corrections to UzU_{z} (radial flows, associated with particle fluxes, are, in fact, even smaller). Coupled with the fact that mean quantities have no toroidal variation in a tokamak, this means that that the fifth term on the right-hand-side of equation (6) is also 𝒪(ρ2)\sim\mathcal{O}(\rho_{*}^{2}), while the first term can be expressed as

Uδnn\displaystyle\vec{U}\cdot\nabla\frac{\delta n}{n} =\displaystyle= Uzzδnn+U1δnn\displaystyle U_{z}\frac{\partial}{\partial z}\frac{\delta n}{n}+\vec{U}_{1}\cdot\nabla\frac{\delta n}{n} (7)
=\displaystyle= Uzbybzyδnn+Uzbzb^δnn+U1δnn,\displaystyle-U_{z}\frac{b_{y}}{b_{z}}\frac{\partial}{\partial y}\frac{\delta n}{n}+\frac{U_{z}}{b_{z}}\hat{b}\cdot\nabla\frac{\delta n}{n}+\vec{U}_{1}\cdot\nabla\frac{\delta n}{n},

where b^=(0,by,bz)\hat{b}=(0,b_{y},b_{z}) is the unit vector in the direction of the magnetic field in a local orthogonal Cartesian system (xx: radial, yy: poloidal and zz: toroidal), and we have used the identity b^=by/y+bz/z\hat{b}\cdot\nabla=b_{y}\partial/\partial y+b_{z}\partial/\partial z. Making a further assumption, again standard in gyrokinetics, that the parallel spatial scale of the fluctuating quantities is 𝒪(a)\sim\mathcal{O}(a), we conclude that the second term in the second line of equation (7) is 𝒪(ρ)\mathcal{O}(\rho_{*}).
Finally, combining equation (7) with (6), we find

tδnn+Ueffyδnn=γδnn,\frac{\partial}{\partial t}\frac{\delta n}{n}+U_{eff}\frac{\partial}{\partial y}\frac{\delta n}{n}=\gamma\frac{\delta n}{n}, (8)

where Ueff=Uzby/bz=UztanαU_{eff}=-U_{z}b_{y}/b_{z}=-U_{z}\tan\alpha is the dominant apparent velocity of the density patterns (α\alpha is the local pitch angle of the magnetic field line). The term containing UeffU_{eff} is the only 𝒪(ρ0)\mathcal{O}(\rho_{*}^{0}) term in equation (8). The 𝒪(ρ)\mathcal{O}(\rho_{*}) and higher terms have been assembled in the right-hand-side: by definition, γ\gamma is such that

γδnn\displaystyle\gamma\frac{\delta n}{n} =\displaystyle= Uzbzb^δnnU1δnn\displaystyle-\frac{U_{z}}{b_{z}}\hat{b}\cdot\nabla\frac{\delta n}{n}-\vec{U_{1}}\cdot\nabla\frac{\delta n}{n} (9)
δuδulnn(δnnδu)+𝒪(ρ2).\displaystyle-\nabla\cdot\delta\vec{u}-\delta\vec{u}\cdot\nabla\ln n-\nabla\cdot\left(\frac{\delta n}{n}\delta\vec{u}\right)+\mathcal{O}(\rho_{*}^{2}).

This contains, in order of terms, the effects associated with
(1) parallel variations of the fluctuations,
(2) mean poloidal flows of bulk plasma ions,
(3) compressibility of the fluctuations,
(4) linear response to mean density gradient (drift waves),
(5) nonlinear effects (turbulence),
and a slew of higher-order effects of varying degree of obscurity.
Thus, the right-hand-side of equation (8) contains all the nontrivial physics of waves and turbulence in the plasma. The apparent velocity of the density patterns detected by the 2D BES system will not be influenced by these effects to dominant order — if the orderings assumed above are correct. What it does contain is the poloidal signature UeffU_{eff} of the dominant toroidal rotation of the plasma — the ‘rotating barber-pole’ effect discussed at the beginning of this section. Indeed, if equation (8) holds and its right-hand-side is small, then, to lowest order, the density patterns just drift in the yy-direction (poloidal) with the velocity UeffU_{eff}, so the maximum of the cross-correlation function (2) will be achieved at τ=Δy/Ueff\tau=\Delta y/U_{eff}. Hence equation (3) for the BES-measured velocity.
If we are able to confirm equation (3) experimentally, this means that the theoretical considerations employed above are consistent with the experiment. This is important because most of the theories of tokamak turbulence rely on such considerations. Note that there are no separate diagnostics capable of measuring individually all the 𝒪(ρ)\mathcal{O}(\rho_{*}) terms in equation (9). Therefore, the only conclusion one can formally draw from equation (3) holding is that the sum of these terms is small.

3 Experimental results

In this section, we apply the CCTD method to 2D BES data from MAST discharges to determine the apparent mean poloidal motion (vyBESv_{y}^{BES}) of the ion density patterns. Then, vyBESv_{y}^{BES} is compared with the ‘rotating barber-pole’ velocity (UztanαU_{z}\tan\alpha) where the toroidal plasma velocity UzU_{z} is obtained from the CXRS system [37] and the local magnetic pitch angle α\alpha either from EFIT equilibrium reconstruction [38] or the MSE system [39, 40].
The 2D BES data are first bandpass-filtered from 20.020.0 to 100.0kHz100.0\>kHz to reduce the noise level. The low-pass filter removes the high-frequency noise component from the photon shot noise and electronic noise, while the high-pass filter reduces the contribution to the signal from low-frequency, coherent MHD (magnetohydrodynamic) modes. The apparent mean poloidal velocity of the density patterns vyBESv_{y}^{BES} is determined from average correlation functions calculated over 2525 time intervals of 40μsec40\>\mu sec duration, resulting in total 1msec1\>msec averaging. Second-order polynomial fitting is applied to interpolate the correlation function on times shorter than the sampling time of 0.5μsec0.5\>\mu sec as described in Appendix B.1. Finally, five consecutive values of vyBESv_{y}^{BES} obtained in this manner are averaged, so the total averaging time is 5msec5\>msec which is the effective time resolution of vyBESv_{y}^{BES}. Using these five values of vyBESv_{y}^{BES}, the time average of various errors defined in equations (18)-(20) in Appendix B.2 are also computed. Statistical reliability of the CCTD method is investigated in Appendix B by using the synthetic 2D BES data (Appendix A).
We present measurements of vyBESv_{y}^{BES} from four different discharges: shot #27278 (L-mode), shot #27276 (H-mode), shot #27269 (ITB) and shot #27385 (high-poloidal-beta). All four discharges had double-null diverted (DND) magnetic configurations and co-current NBI (neutral beam injection). In all of these discharges, the 2D BES system viewed at nominal major radial position of R=1.2mR=1.2\>m corresponding to normalized minor radii r/a=0.20.3r/a=0.2-0.3 for L- and H-modes, and r/a=0.3r/a=0.3-0.40.4 for ITB and high-poloidal-beta discharges. The evolution of key parameters for these discharges is shown in Figure 3. The evolution of plasma current, line-integrated electron density and poloidal beta characterize the overall behaviour of plasmas, while the non-zero S-beam voltage corresponds to times when the 2D BES system obtains localized density fluctuation. The DαD_{\alpha} intensity trace is used to identify when the H-mode discharge (shot #27276) goes into its H-mode: namely, at t=0.210.28sect=0.21-0.28\>sec. Note that the ITB discharge (shot #27269) starts developing a strong temperature gradient at  0.2sec\sim\>0.2\>sec and the peak ion (C6+C^{6+} from the CXRS) temperature keeps increasing until the NBI cuts off at 0.3sec0.3\>sec. The viewing position of the 2D BES system is in the middle of the strong temperature gradient region for this discharge.

Refer to caption
Figure 3: Evolution of (a) plasma current (b) line-integrated electron density (c) poloidal beta (d) NBI (S-beam) injection energy and (e) edge DαD_{\alpha} intensity of L-mode (shot #27278, black solid), H-mode (shot #27276, red dash), ITB (shot #27269, green dash dot) and high-poloidal-beta (shot #27385, blue dash dot dot) discharges.

3.1 L-mode (shot #27278), H-mode (shot #27276) and ITB (shot #27269) discharges: vyBESUztanαv_{y}^{BES}\approx-U_{z}\tan\alpha

Time evolution of (a) cross-power of the fluctuating magnetic field signal from two toroidally separated outboard Mirnov coils, (b) cross-power and (c) temporal cross-correlation of density fluctuations from two poloidally separated BES channels (two mid-channels separated by 2cm2\>cm) located at R=1.21mR=1.21\>m are shown in Figures 4 (L-mode), 5 (H-mode) and 6 (ITB discharge). Here, a cross-power is defined as the Fourier transform (in the time domain) of the cross-correlation function (2) with finite channel separation.

Refer to caption
Figure 4: The evolution of shot #27278 (L-mode) showing (a) cross-power spectrogram of the fluctuating magnetic field signal from two toroidally separated outboard Mirnov coils, (b) cross-power spectrogram and (c) cross-correlation of the density fluctuations between two poloidally separated channels (two mid-channels separated by 2cm2\>cm) from BES at R=1.21mR=1.21\>m. The time evolution of the (minus) apparent mean poloidal velocity (vyBES-v_{y}^{BES}, circles) from BES and the ‘rotating barber-pole’ velocity (UztanαU_{z}\tan\alpha, red solid line) from the CXRS at (d) R=1.13mR=1.13\>m and (e) R=1.21mR=1.21\>m. BES signals are bandpass-filtered from 20.0100.0kHz20.0-100.0\>kHz for (c)-(e).
Refer to caption
Figure 5: Same as Figure 4 for shot #27276 (H-mode).
Refer to caption
Figure 6: Same as Figure 4 for shot #27269 (ITB discharge).

The (minus) apparent mean poloidal velocity (vyBES-v_{y}^{BES}, circles) determined by the CCTD method and the ‘rotating barber-pole’ velocity (UztanαU_{z}\tan\alpha, red solid lines) are also shown in panels (d) at R=1.13mR=1.13\>m and (e) at R=1.21mR=1.21\>m for these three discharges. The error bars represent the mean error δvfit\left\langle\delta v_{fit}\right\rangle of the least-squares fit, as discusses in Appendix B.2.
Despite the fact that these three discharges belong to three very different classes, there are common features in the apparent mean poloidal velocity:
(1) vyBESv_{y}^{BES} is not reliable (i.e., has large error bars) when strong MHD activity is present. The cross-power spectrograms from BES show clear signatures of MHD modes with many harmonics, which hamper filtering the BES signal over the frequency domain. The temporal cross-correlations also show that these MHD modes have much longer correlation times (>0.3msec>0.3\>msec) than the turbulent density patterns. The effects of MHD (global) modes on the CCTD method are investigated in Appendix B.5, where it is found that such activity can increase not only the absolute values of the bias errors but also the linear fitting errors on vyBESv_{y}^{BES}. Thus, comparisons between vyBESv_{y}^{BES} and UztanαU_{z}\tan\alpha are difficult to make during the periods where the MHD activity is strong.
(2) During the periods of weak MHD activity, i.e., 0.110.11-0.15sec0.15\>sec for the L- and H-mode discharges, and 0.160.16-0.22sec0.22\>sec for the ITB discharge, it is clear that the apparent mean poloidal velocity of turbulent density patterns is dominated by the ‘rotating barber-pole’ velocity, i.e., equation (3) holds, and the sum of all the terms of the order of ρ\rho_{*} or higher in equation (9) is indeed small.
Note that the H-mode discharge (shot #27276) goes into its H-mode at 0.21sec\sim 0.21\>sec (thus, vyBES=Uztanαv_{y}^{BES}=-U_{z}\tan\alpha is only true before the L-H transition, strictly speaking), which can be seen from the DαD_{\alpha} intensity trace in Figure 3 or from the BES cross-power spectrogram in Figure 5: the turbulence level drops at the start of the H-mode. Any changes of vyBESv_{y}^{BES} during the L-H transition cannot be discussed, because the CCTD method with the current data analysis scheme is not reliable at this time due to strong MHD activity.

3.2 High-poloidal-beta discharge (shot #27385): vyBESUztanαv_{y}^{BES}\neq-U_{z}\tan\alpha

Shot #27385 has a relatively higher poloidal beta (the ratio of the plasma pressure to the poloidal magnetic field energy density) than the three discharges discussed in section 3.1 (see Figure 3). Thus, it is more susceptible to tearing modes (i.e., formation of magnetic islands) [44, 45]. The cross-power spectrogram between the two toroidally separated outboard Mirnov coils displayed in Figure 7(a) shows a m/n=3/2m/n=3/2 tearing mode on the qq=1.5 flux surface starting at 0.11sec\sim 0.11\>sec; its frequency increases from <10kHz<10\>kHz to 25kHz\sim 25\>kHz at 0.19sec\sim 0.19\>sec.

Refer to caption
Figure 7: Same as Figure 4 for shot #27385 (high-poloidal-beta discharge). Note that neither (b) the cross-power spectrogram nor (c) the temporal cross-correlation of the BES signal show any MHD activity.

Then, a m/n=2/1m/n=2/1 mode (fundamental frequency <10kHz<10\>kHz) develops and locks to the wall resulting in complete braking of the toroidal rotation of plasmas at 0.25sec\sim 0.25\>sec. Here, mm and nn denote the poloidal and toroidal mode numbers, respectively, and qq for the safety factor.
The 2/12/1 mode is not expected to be seen on the BES signal as it is bandpass-filtered from 20.0100.0kHz20.0-100.0\>kHz, and no trace of the 3/23/2 mode is visible in the BES signalBecause the mode flattens the mean density profile within the island, shaking of flux surfaces does not induce density fluctuations in the BES signal. Consequently, the vyBESv_{y}^{BES} determined by the CCTD method does not contain large error bars during the whole discharge.
The time evolution of vyBES-v_{y}^{BES} and UztanαU_{z}\tan\alpha in Figure 7(d)-(e) at two different radial locations shows that the two velocities do not agree each other at all during the period when the 3/23/2 and 2/12/1 modes are present. What we find, remarkably, is that while the plasma continues to rotate toroidally (as attested by the CXRS data), there is virtually no detectable corresponding motion of the density patterns. In fact, they seem to exhibit a weak rotation in the opposite direction to the expected rotating barber-pole effect. Formally, this means that the plasma effects in the right-hand-side of equation (8) are not small and are able to cancel almost exactly the toroidal rotation, i.e., an effective velocity of the density patterns develops in the plasma frame that to lowest order is equal to minus the rotation velocity. We do not currently have a theoretical explanation for this effect. There is very little apparent difference between the turbulent density patterns in this discharge compared to others, except somewhat longer radial correlation lengths.

4 Conclusions

We have analysed 2D BES data from different types of discharges on MAST to determine the apparent mean poloidal velocities of the ion-scale density patterns using the cross-correlation time delay method. The dominant cause of the apparent poloidal motion of the density patterns is experimentally identified to be due to the fact that field aligned patterns are advected by the background, dominantly toroidal, plasma rotational flow, i.e., the ‘rotating barber-pole’ effect dominates the apparent mean motion of the density patterns in the lab frame. This conclusion holds for the L-, H-mode and ITB discharges we have investigated. An exception to this rule is found to be the investigated high-poloidal-beta discharge, where a large magnetic island is present, and the apparent velocity of the density patterns is very small, despite strong toroidal rotation. Identifying the causes of this effect by investigating the behaviour of the turbulent density patterns quantitatively is left for future work.

Acknowledgment

We would like to thank Ian Abel, Steve Cowley, Edmund Highcock, Tim Horbury, Darren McDonald, Clive Michael and Jack Snape for valuable discussions, and Rob Akers for setting up the environment for CUDA programming. This work was funded jointly by the RCUK Energy Programme, by the European Communities under the contract of Association between EURATOM and CCFE and by the Leverhulme Trust International Network for Magnetised Plasma Turbulence. The views and opinions expressed herein do not necessarily reflect those of the European Commission.

Appendix Appendix A Synthetic 2D BES data

Appendix A.1 Gaussian eddies in space and time

It is necessary to know the true mean velocity of the density patterns to investigate statistical reliability of the cross-correlation time delay (CCTD) method described in section 2.2. Specifically, we investigate how reliable the CCTD method is for different magnitudes of mean velocities and correlation times of the density patterns. We must also evaluate the effect of global modes (i.e., MHD modes) and temporally varying poloidal velocities on the CCTD method. For this purpose, we numerically generate artificial density patterns, random both in space and time, then produce synthetic BES data using the point-spread-functions (PSFs) of the 2D BES system on MAST (as described in Appendix A.2) and compare the inferred flow velocity with the true flow velocity.
We follow a similar approach to the one suggested by Zoletnik et al. [46]. Let the density patterns be described by Gaussian structures both in space and time, namely,

δn(x,y,t)\displaystyle\delta n\left(x,y,t\right) =\displaystyle= i=1Nδn0iexp[(xx0i)22λx2[y+vy(t)(tt0i)y0i]22λy2(tt0i)22τlife2]×\displaystyle\sum_{i=1}^{N}\delta n_{0i}\exp\Bigg{[}-\frac{\left(x-x_{0i}\right)^{2}}{2\lambda_{x}^{2}}-\frac{\left[y+v_{y}\left(t\right)\left(t-t_{0i}\right)-y_{0i}\right]^{2}}{2\lambda_{y}^{2}}-\frac{\left(t-t_{0i}\right)^{2}}{2\tau_{life}^{2}}\Bigg{]}\times (10)
cos[2π[y+vy(t)(tt0i)y0i]λy],\displaystyle\hskip 41.25641pt\cos\Bigg{[}2\pi\frac{\left[y+v_{y}\left(t\right)\left(t-t_{0i}\right)-y_{0i}\right]}{\lambda_{y}}\Bigg{]},

where xx, yy and tt denote radial, poloidal and time coordinates, respectively. These numerically generated density patterns are referred to as “eddies” in this paper. Here NN is the total number of eddies and the subscript ii denotes the ithi^{th} eddy in the simulation; δn0i\delta n_{0i}, x0ix_{0i}, y0iy_{0i} and t0it_{0i} are the maximum amplitude and central locations in the xx, yy and tt coordinates of the ithi^{th} eddy, respectively; λx\lambda_{x}, λy\lambda_{y} and τlife\tau_{life} are the widths of our Gaussian eddies in the xx, yy and tt directions; τlife\tau_{life} is the lifetime (or the correlation time) of the eddies in the moving frame; vy(t)v_{y}(t) is the apparent advection velocity of the eddies in the poloidal direction. Although it is possible to introduce a finite radial velocity shear by making vyv_{y} a function of xx, the effect of such shearing rates on the CCTD method is not investigated in this paper, so we will only consider vyv_{y} that are independent of xx. The cos\cos term in the yy (poloidal) direction is introduced to model wave-like-structured eddies in the poloidal direction as observed in tokamaks [47]. Note that the envelope (i.e., the exp\exp term) and the wave structure (i.e., the cos\cos term) of δn(x,y,t)\delta n(x,y,t) have the same advection velocity vy(t)v_{y}(t). The central locations of eddies, x0x_{0}, y0y_{0} and t0t_{0}, are selected from uniformly distributed random numbers, whereas their amplitudes δn0\delta n_{0} are selected from normally distributed random numbers whose standard deviation is one.§§§It is worth mentioning that there is another scheme of generating such eddies numerically, proposed by Jakubowski et al. [48]. They generated the time series of fluctuating density (δn1\delta n_{1}) using the inverse Fourier transform of a broadband Gaussian amplitude distribution in frequency space. Then, a second signal (δn2\delta n_{2}) was generated by imposing the desired time-delay fluctuation on the δn1\delta n_{1} such that δn2\delta n_{2} was a time-delayed version of δn1\delta n_{1}. This method does not include spatial information for the signals.
The spatial domain of the simulation is 25cm25\>cm and 20cm20\>cm with the mesh size of 0.5cm0.5\>cm in radial (xx) and poloidal (yy) directions, respectively. The time duration of the simulation is 20msec20\>msec with a 0.5μsec0.5\>\mu sec time step so as to have the same Nyquist frequency as the real 2D BES data from MAST. The widths λx\lambda_{x} and λy\lambda_{y} are set so that the full width at half maximum (FWHM) in the radial direction and the wavelength in the poloidal direction are 8cm\sim 8\>cm (i.e., λx=3.53cm\lambda_{x}=3.53\>cm) and 20cm\sim 20\>cm (i.e., λy=20.0cm\lambda_{y}=20.0\>cm), respectively, which are similar to the measured correlation lengths with the 2D BES system on MAST.Note that Smith et al. [49] also reported that poloidal correlation lengths of the density patterns are 20cm\sim 20\>cm using their 2D BES system on NSTX. The eddy lifetime in the moving frame (τlife\tau_{life}) is set to 15μsec15\>\mu sec. However, some of the data sets in this paper have different values of τlife\tau_{life}, so the effect of τlife\tau_{life} on the CCTD method can be investigated.
The total number of eddies is N=20000N=20000. If the eddies are too sparse in the simulation domain, then we may not achieve steady statistical results, while overly dense eddies may cause an effective widening of the specified spatial (λx\lambda_{x} and λy\lambda_{y}) and temporal (τlife\tau_{life}) correlations as many eddies can merge into one larger eddy. Thus, we introduce another control parameter, the spatio-temporal filling factor (FF), defined as

F=N(λxλytotalsimulationarea)(τactotalsimulationtime),F=N\cdot\left(\frac{\lambda_{x}\lambda_{y}}{{\rm total\;simulation\;area}}\right)\cdot\left(\frac{\tau_{ac}}{{\rm total\;simulation\;time}}\right), (11)

where τac\tau_{ac} is the autocorrelation time calculated as

τac=τlife(λy/vy)τlife2+(λy/vy)2\tau_{ac}=\frac{\tau_{life}\left(\lambda_{y}/v_{y}\right)}{\sqrt{\tau_{life}^{2}+\left(\lambda_{y}/v_{y}\right)^{2}}} (12)

for the generated eddies defined by equation (10). All of our synthetic data was generated so as to F𝒪(1)F\sim\mathcal{O}(1).
The testing of the CCTD method will involve exploiting what happens if vy(t)v_{y}(t) has a mean and a temporally varying components. Thus, we generate a temporal structure of vyv_{y}: at each xx,

vy(t)\displaystyle v_{y}\left(t\right) =\displaystyle= vy+δvy(t)\displaystyle\left\langle v_{y}\right\rangle+\delta v_{y}\left(t\right) (13)
=\displaystyle= vy+v~y(t)exp[t2τfluc2]sin(2πffluct)\displaystyle\left\langle v_{y}\right\rangle+\tilde{v}_{y}\left(t\right)\ast\exp\left[-\frac{t^{2}}{\tau_{fluc}^{2}}\right]\sin\left(2\pi f_{fluc}t\right)

where vy\left\langle v_{y}\right\rangle and δvy\delta v_{y} are the mean and temporally varying velocities, respectively, τfluc\tau_{fluc} and fflucf_{fluc} are the lifetime and frequency of δvy(t)\delta v_{y}(t), respectively, and v~y(t)\tilde{v}_{y}(t) is generated from normally distributed random numbers. The RMS (root-mean-square) value of δvy(t)\delta v_{y}(t) denoted as δvyRMS\delta v_{y}^{RMS} will be varied as well as vy\left\langle v_{y}\right\rangle to investigate the effects of these quantities on the CCTD method. τfluc\tau_{fluc} and fflucf_{fluc} allow one to introduce structured temporally varying velocities, while the randomness is kept by v~y\tilde{v}_{y}. As one of the causes for the temporal variation of the poloidal velocity is believed to be the existence of geodesic acoustic modes (GAMs)We do not investigate whether the CCTD method is able to detect such a temporally structured δvy(t)\delta v_{y}\left(t\right) (or GAMs) in this paper, rather we investigate how the existence of these structures affects the CCTD-determined mean velocity. [50], we choose τfluc=500μsec\tau_{fluc}=500\>\mu sec and ffluc=10kHzf_{fluc}=10\>kHz to mimic the GAM features detected by Langmuir probes on MAST [51].
The simulations have been run on a NVIDIA® GeForce GTS 250 GPU card using CUDA programming, which increases the computational speed owing to the highly parallelizable structure of equation (10).

Appendix A.2 Synthetic 2D BES data

We generate the ithi^{th} (1 to 8) radial and jthj^{th} (1 to 4) poloidal channel of the synthetic BES data Iij(t)I^{ij}\left(t\right) by using the calculated point-spread-functions (PSFs) of the actual 2D BES system on MAST [23] and δn(x,y,t)\delta n\left(x,y,t\right) from equation (10) with an additional random noise. Furthermore, a large-scale (in space) coherent (in time) oscillation is included to imitate a global MHD mode. Namely, Iij(t)I^{ij}\left(t\right) is defined as

Iij(t)=IDCij+δIij(t)+IMHDij(t)+INij(t),I^{ij}\left(t\right)=I_{DC}^{ij}+\delta I^{ij}\left(t\right)+I_{MHD}^{ij}\left(t\right)+I_{N}^{ij}\left(t\right), (14)

where IDCijI_{DC}^{ij} is the DC value – a typical value of 0.8V0.8\>V is used for all channels [16]. The rest of the terms are as follows.
δIij(t)\delta I^{ij}\left(t\right) is the fluctuating part of the signal generated from the Gaussian eddies, δn(x,y,t)\delta n\left(x,y,t\right), given by equation (10) and convolved with the PSFs of the 2D BES system :

δIij(t)=δIRMSδn(x,y,t)𝒫ij(x,y)dxdy,\delta I^{ij}\left(t\right)=\delta I^{RMS}\int\int\delta n\left(x,y,t\right)\mathcal{P}^{ij}\left(x,y\right)\,\mathrm{d}x\mathrm{d}y, (15)

where 𝒫ij(x,y)\mathcal{P}^{ij}\left(x,y\right) is the PSF of the ithi^{th} and jthj^{th} channel of the 2D BES system, normalized so that RMS value of δIij(t)\delta I^{ij}\left(t\right) is δIRMS\delta I^{RMS}. This value is set so that the ratio of δIRMS\delta I^{RMS} to IDCijI_{DC}^{ij} is 0.05. An example of the PSFs for the 32 channels of the 2D BES system on MAST is shown in Figure 9 (white contour lines in the top-left panel).
IMHDij(t)I^{ij}_{MHD}\left(t\right) models an MHD (global) mode. We assume that the spatial scale of the MHD modes is larger than the BES domain in the poloidal direction, so IMHDij(t)I^{ij}_{MHD}\left(t\right) does not vary in the poloidal direction. The model MHD signal is generated in a way similar to temporal behaviour of vy(t)v_{y}\left(t\right) using equation (13), except that the mean value of IMHDij(t)I^{ij}_{MHD}\left(t\right) is zero and τfluc=250μsec\tau_{fluc}=250\>\mu sec. The frequency of the mode fMHDf_{MHD} and its RMS value, denoted IMHDRMSI_{MHD}^{RMS}, will be varied in various tests. The value of τfluc\tau_{fluc} here is representative of MHD burst-like fishbone instabilities [52] or chirping modes [53] in tokamaks, for which the spectrum has a finite bandwidth.
INij(t)I_{N}^{ij}\left(t\right) represents the noise in the signal. As the noise of the 2D BES system on MAST is dominated by the photon noise [19], INij(t)I_{N}^{ij}\left(t\right) is generated using normally distributed random numbers. Its RMS level is set such that the signal-to-noise ratio (SNRSNR) is 300300, which is typical of the 2D BES system on MAST [16].
Figure 8 shows examples of autopower spectra of the synthetic 2D BES data for vy=2.0,5.0,10.0\left\langle v_{y}\right\rangle=2.0,5.0,10.0 and 40.0km/s40.0\>km/s. The autopower spectrum is calculated as |FT{Iij(t)}|2|FT\{I^{ij}\left(t\right)\}|^{2} where FT{}FT\left\{\cdot\right\} is the Fourier transform in the time domain.

Refer to caption
Figure 8: Autopower spectra of synthetic 2D BES data for various vy\left\langle v_{y}\right\rangle. Note that the spectrum for vy=10.0km/s\left\langle v_{y}\right\rangle=10.0\>km/s (green dash dot line) has finite IMHDijI_{MHD}^{ij} (i.e., temporal oscillations due to global modes) in equation (14) at 15kHz15\>kHz, with fluctuation level of 5%5\>\% of the DC level. For other cases, IMHDRMS=0I_{MHD}^{RMS}=0. All the spectra are generated using a high-pass filter with the frequency cutoff at 5kHz5\>kHz.

Increasing the value of vy\left\langle v_{y}\right\rangle has two effects: Doppler shift and broadening of the spectra, as expected. Note that in Figure 8, the data for vy=10.0km/s\left\langle v_{y}\right\rangle=10.0\>km/s contains the finite IMHDRMSI_{MHD}^{RMS} with fMHD=15kHzf_{MHD}=15\>kHz and IMHDRMS/IDCij=0.05I_{MHD}^{RMS}/I_{DC}^{ij}=0.05, while IMHDRMS=0I_{MHD}^{RMS}=0 for other cases.
Figure 9 shows several time snapshots of artificial Gaussian eddies (equation (10)) in the left column and the corresponding synthetic 2D BES data in the right column (with DC component removed from equation (14)).

Refer to caption
Figure 9: Left column: four time snapshots of Gaussian eddies, δn(x,y,t)\delta n\left(x,y,t\right) given by equation (10). Right column: the corresponding normalized synthetic 2D BES data given by equation (14) without the DC component. White lines in the top left panel show the 1/e1/e contour lines of the PSFs [23], and the white asterisks show the optical focal points of the 32 channels of the 2D BES system.

The eddies are moving upward with vy=5.0km/s\left\langle v_{y}\right\rangle=5.0\>km/s. The top left panel in this figure also shows the 1/e1/e contour lines of the PSFs for the 32 channels [23]. Snapshots for the synthetic 2D BES data are generated with the bandpass frequency filtering from 1010 to 70kHz70\>kHz to suppress the noise. As the synthetic 2D BES data have only 32 spatial points, spatial interpolation is performed using parametric cubic convolution technique [54].

Appendix Appendix B Assessment of the CCTD method

In this section, errors involved in determining the mean velocity of the density patterns by the CCTD method are examined using the synthetic 2D BES data generated according to the procedure explained in Appendix A. The velocity measured via the correlation function (equation (2)) is denoted vyBESv_{y}^{BES} and compared with the prescribed value vy\left\langle v_{y}\right\rangle that appears in equation (13), i.e., the mean poloidal velocity of the synthetic data. Appendix B.1 provides detailed description of the CCTD method used in this paper, then four types of error are identified for the quantitative comparisons. These errors are evaluated in Appendix B.3 and Appendix B.4 for different values of vy\left\langle v_{y}\right\rangle and the eddy correlation time τlife\tau_{life}. Subsequent sections are devoted to investigating how the existence of global (MHD) modes and temporally varying poloidal velocity affect the errors.

Appendix B.1 Description of the CCTD method

As defined by equation (2), cross-correlation functions are calculated as time averages of the data. For a 20msec20\>msec-long synthetic data set containing Ntotal=40,000N_{total}=40,000 data points with the sampling time Δtsam=0.5μsec\Delta t_{sam}=0.5\>\mu sec, we want to determine vyBESv^{BES}_{y} with a time resolution tres=1msect_{res}=1\>msec. First, a cross-correlation function (2) is calculated on a sub-time window of the synthetic 2D BES data containing N𝒞N_{\mathcal{C}} points, where N𝒞<tres/ΔtsamN_{\mathcal{C}}<t_{res}/\Delta t_{sam}. Then, such cross-correlation functions are averaged over NavgN_{avg} consecutive sub-time windows where Navg=(tres/Δtsam)/N𝒞N_{avg}=(t_{res}/\Delta t_{sam})/N_{\mathcal{C}} so that an averaged cross-correlation function is obtained at every trest_{res}. In this paper, we use N𝒞=80N_{\mathcal{C}}=80, so Navg=25N_{avg}=25.
Denoting f(t)f(t) and g(t)g(t) the time series over a sub-time window from two poloidally separated synthetic 2D BES channels, the cross-correlation function (2) for this sub-time window is:

𝒞sub(rΔtsam)=1N𝒞k=0N𝒞1f(kΔtsam)g((k+r)Δtsam)1N𝒞1k=0N𝒞1f2(kΔtsam)k=0N𝒞1g2((k+r)Δtsam),\mathcal{C}_{sub}\left(r\Delta t_{sam}\right)=\frac{\frac{1}{N_{\mathcal{C}}}\displaystyle\sum_{k=0}^{N_{\mathcal{C}}-1}f\left(k\Delta t_{sam}\right)\>g\left((k+r)\Delta t_{sam}\right)}{\frac{1}{N_{\mathcal{C}}-1}\sqrt{\displaystyle\sum_{k=0}^{N_{\mathcal{C}}-1}f^{2}\left(k\Delta t_{sam}\right)\displaystyle\sum_{k=0}^{N_{\mathcal{C}}-1}g^{2}\left(\left(k+r\right)\Delta t_{sam}\right)}}, (16)

for any integer rr with |r|<N𝒞1|r|<N_{\mathcal{C}}-1. Finally, by averaging 𝒞sub\mathcal{C}_{sub} for NavgN_{avg} consecutive sub-time windows we obtain the smoothed averaged cross-correlation function 𝒞(rΔtsam)\mathcal{C}(r\Delta t_{sam}) from 1msec1\>msec-long data points.
The CCTD method has a serious limitation due to the fact that the sampling time Δtsam\Delta t_{sam} is finite. In order to calculate vyBESv_{y}^{BES} using only two poloidally separated channels, a line is fitted through two points on a (Δy,τpeakcc)\left(\Delta y,\tau_{peak}^{cc}\right) plane as shown in Figure 1(b). The first point is located at (Δy,τpeakcc)=(0,0)\left(\Delta y,\tau_{peak}^{cc}\right)=\left(0,0\right) by definition, and the second point at (Δy,rΔtsam)\left(\Delta y,r\>\Delta t_{sam}\right). Then, possible values of vyBESv_{y}^{BES} are restricted to Δy/(rΔtsam)\Delta y/\left(r\Delta t_{sam}\right) where rr is an integer. For the 2D BES system on MAST, using two adjacent poloidal channels (Δy=2.0cm\Delta y=2.0\>cm) with a sampling time Δtsam=0.5μsec\Delta t_{sam}=0.5\>\mu sec, the possible values of vyBESv_{y}^{BES} are limited to 40.0, 20.0, 13.3,km/s40.0,\>20.0,\>13.3,\ldots\>km/s for r=1, 2, 3,r=1,\>2,\>3,\ldots. Such a limitation may be mitigated by using four poloidally separated channels. However, using four channels is not always possible if the channels that are farthest apart are not correlated. To resolve this issue, we use a second-order polynomial fit on the cross-correlation function 𝒞(rΔtsam)\mathcal{C}(r\Delta t_{sam}) to locate its global maximum: if rpeakr_{peak} is the point where the discrete cross-correlation function 𝒞(rΔtsam)\mathcal{C}(r\Delta t_{sam}) is maximum, we use the three values of 𝒞(rΔtsam)\mathcal{C}(r\Delta t_{sam}) at r=rpeakr=r_{peak}, rpeak1r_{peak}-1 and rpeak+1r_{peak}+1 to fit a second-order polynomial. The “true” maximum is found from this fit. We denote the time delay at which this maximum is reached by τpeakcc\tau_{peak}^{cc}.

Appendix B.2 Definition of errors

For a given set of 20msec20\>msec-long synthetic 2D BES data, we calculate vyBESv_{y}^{BES} with the time resolution of 1msec1\>msec (Appendix B.1). Furthermore, we do this at three different radial locations******As described in Appendix A, vy(t)v_{y}\left(t\right) are identical at all radial locations. One column in the middle and two columns from the edges of the 2D BES channels are used. so that the average of vyBESv_{y}^{BES}, denoted vyBES\left\langle v_{y}^{BES}\right\rangle, can be calculated using 6060 values of vyBESv_{y}^{BES}. To make quantitative comparisons between vyBES\left\langle v_{y}^{BES}\right\rangle and vy\left\langle v_{y}\right\rangle defined in equation (13), we define four types of error.
The normalized bias error

σ^bias=vyBESvyvy\hat{\sigma}_{bias}=\frac{\left\langle v_{y}^{BES}\right\rangle-\left\langle v_{y}\right\rangle}{\left\langle v_{y}\right\rangle} (17)

is a quantitative measurement of the systematic discrepancy between the measured and the true value. The normalized random error

σ^rand=(vyBESvyBES)2|vyBES|\hat{\sigma}_{rand}=\frac{\sqrt{\left\langle\left(v_{y}^{BES}-\left\langle v_{y}^{BES}\right\rangle\right)^{2}\right\rangle}}{\left|\left\langle v_{y}^{BES}\right\rangle\right|} (18)

quantifies the degree of fluctuation in the measured vyBESv_{y}^{BES} with respect to vyBES\left\langle v_{y}^{BES}\right\rangle. This value may depend on the MHD contribution in equation (14) and the temporally varying poloidal velocity δvy(t)\delta v_{y}(t) in equation (13).
Furthermore, as linear fitting is done to determine vyBESv_{y}^{BES} (see Figure 1), two other types of error are present. The slope of a linear fit can be denoted as vyBES±δvfitv_{y}^{BES}\pm\delta v_{fit} where δvfit\delta v_{fit} is a degree of the uncertainty of the least-square fit††††††In Figure 1, we plotted τpeakcc\tau_{peak}^{cc} as a function of Δy\Delta y and determined vyBESv_{y}^{BES} as the inverse of the slope of a fitted line. Operationally, we actually plot Δy\Delta y as a function of τpeakcc\tau_{peak}^{cc} so the slope of a fitted line is the vyBESv_{y}^{BES}.. Then, the normalized mean of δvfit\delta v_{fit} is

σ^meanfit=δvfit|vyBES|,\hat{\sigma}_{mean}^{fit}=\frac{\left\langle\delta v_{fit}\right\rangle}{\left|\left\langle v_{y}^{BES}\right\rangle\right|}, (19)

and the normalized random error in δvfit\delta v_{fit} is

σ^randfit=(δvfitδvfit)2|vyBES|.\hat{\sigma}_{rand}^{fit}=\frac{\sqrt{\left\langle\left(\delta v_{fit}-\left\langle\delta v_{fit}\right\rangle\right)^{2}\right\rangle}}{\left|\left\langle v_{y}^{BES}\right\rangle\right|}. (20)

These two uncertainties together provide an estimation of how well a linear line is fitted to given data points. For example, if the assumption that τlife\tau_{life} is long enough so that all four poloidally separated channels observe the same eddies is not satisfied, then σ^meanfit\hat{\sigma}_{mean}^{fit} becomes large. On the other hand, if this assumption is occasionally satisfied, then σ^randfit\hat{\sigma}_{rand}^{fit} exhibits such events because δvfit\delta v_{fit} will then be small compared to its average. Note that error bars of the CCTD-determined apparent velocities in Figures 4 - 7 show δvfit\left\langle\delta v_{fit}\right\rangle.
In the following sections, these four types of error will be evaluated for various values of vy\left\langle v_{y}\right\rangle and τlife\tau_{life}, and various ranges of IMHDRMSI_{MHD}^{RMS}, fMHDf_{MHD} and δvyRMS\delta v_{y}^{RMS}.

Appendix B.3 Measuring mean velocity

To investigate the reliability of the CCTD method described in Appendix B.1 for estimating vyBESv_{y}^{BES}, we generate a number of synthetic 2D BES data sets with various values of vy\left\langle v_{y}\right\rangle while keeping all the other parameters in equations (10), (13), (14) and (15) constant. In real experiments, there is almost always some temporal variation of vyv_{y}, thus the RMS value of δvy\delta v_{y} in equation (13) is set to 5%5\>\% of vy\left\langle v_{y}\right\rangle in this subsection. The synthetic 2D BES data are frequency-filtered to suppress the noise before the cross-correlation functions are calculated. Figure 10 shows examples of (a) vy(t)v_{y}\left(t\right) generated according to equation (13) with vy=10.0km/s\left\langle v_{y}\right\rangle=10.0\>km/s and (b) the original (black) and frequency-filtered (red) autopower spectra of a generated synthetic signal. Here, the noise cut-off level is set to be the 55 times the averaged autopower level above 900kHz900\>kHz (green dashed line).

Refer to caption
Figure 10: (a) Poloidal velocity vy(t)v_{y}\left(t\right) generated using equation (13) with vy=10.0km/s\left\langle v_{y}\right\rangle=10.0\>km/s. (b) Autopower spectra of the original (black) and frequency-filtered (red) synthetic BES signals. The green horizontal dashed line shows the noise cut-off level, defined to be 55 times the averaged autopower level above 900kHz900\>kHz, and vertical blue dash-dotted lines indicate the low- and high-frequency cutoffs.

Figure 11 shows σ^bias\hat{\sigma}_{bias}, σ^rand\hat{\sigma}_{rand}, σ^meanfit\hat{\sigma}_{mean}^{fit} and σ^randfit\hat{\sigma}_{rand}^{fit} defined in Appendix B.2 and calculated for values of vy\left\langle v_{y}\right\rangle ranging from 11 to 100km/s100\>km/s. The basic conclusions that can be made based on these results are as follows:

Refer to caption
Figure 11: The four types of error defined in equations (17)-(20) calculated for values of vy\left\langle v_{y}\right\rangle ranging from 11 to 100km/s100\>km/s.

(1) For vy5.0km/s\left\langle v_{y}\right\rangle\lesssim 5.0\>km/s, the CCTD method is not reliable. This is due to the fact that eddies do not live long enough to be detected by all the poloidally separated channels. Indeed, it was a priori clear that vy<Δy/τlife\left\langle v_{y}\right\rangle<\Delta y/\tau_{life} could not be measured. This translates to vy<4.0km/s\left\langle v_{y}\right\rangle<4.0\>km/s for Δy=6.0cm\Delta y=6.0\>cm and τlife=15.0μsec\tau_{life}=15.0\>\mu sec, so our results are consistent with this simple criterion.
(2) The CCTD method usually overestimates vy\left\langle v_{y}\right\rangle (i.e., σ^bias>0\hat{\sigma}_{bias}>0). This can be explained by the effective channel separation distance (Δy\Delta y) being in fact slightly less than 2.0cm2.0\>cm because of the overlapping of the PSFs, as shown in Figure 9.
(3) The limitation of the CCTD method due to the finite Δtsam\Delta t_{sam} is successfully overcome by fitting a second order polynomial to the cross-correlation function, as explained in Appendix B.1.

Appendix B.4 Effect of the eddy lifetime

As explained in section 2.2.2, the CCTD method for determining vy\left\langle v_{y}\right\rangle is based on the idea that the peak of the cross-correlation function occurs at τpeakcc=τprop\tau_{peak}^{cc}=\tau_{prop}, where τprop=Δy/vy\tau_{prop}=\Delta y/\left\langle v_{y}\right\rangle is the propagation time of the fluctuating density patterns between detectors poloidally separated by the distance Δy\Delta y. However, τpeakcc\tau_{peak}^{cc} will not coincide with τprop\tau_{prop} if the lifetime τlife\tau_{life} of the fluctuations is not long compared to τprop\tau_{prop}. The failure of the method for vy<5.0km/s\left\langle v_{y}\right\rangle<5.0\>km/s illustrated in Figure 11 is an example of what happens when τprop\tau_{prop} is too large. Here, we investigate the effect of τlife\tau_{life} on τpeakcc\tau_{peak}^{cc} quantitatively, via a systematic τlife\tau_{life} scan of the synthetic BES data.
Two values vy=5.0\left\langle v_{y}\right\rangle=5.0 and 20.0km/s20.0\>km/s are chosen for this study. For vy=5.0km/s\left\langle v_{y}\right\rangle=5.0\>km/s, τprop=4.0\tau_{prop}=4.0, 8.08.0 and 12.0μsec12.0\>\mu sec with Δy=2.0\Delta y=2.0, 4.04.0 and 6.0cm6.0\>cm, respectively; for vy=20.0km/s\left\langle v_{y}\right\rangle=20.0\>km/s, they are 1.01.0, 2.02.0 and 3.0μsec3.0\>\mu sec. The peak time τpeakcc\tau_{peak}^{cc} is found using the polynomial fitting method described in Appendix B.1, and (τpropτpeakcc)/τprop\left(\tau_{prop}-\tau_{peak}^{cc}\right)/\tau_{prop} as a function of τlife\tau_{life} is plotted for three different values of Δy\Delta y in Figure 12. It shows that τpeakcc\tau_{peak}^{cc} underestimates the true τprop\tau_{prop} for small values of τlife\tau_{life}, leading to an overestimation of the vy\left\langle v_{y}\right\rangle, consistent with the results shown in Figure 11. It is encouraging, however, that even relatively low velocities of just a few km/skm/s can be determined by the CCTD method with reasonable accuracy ( 20%\sim\>20\%).

Refer to caption
Figure 12: Relative discrepancy between the propagation time τprop=Δy/vy\tau_{prop}=\Delta y/\left\langle v_{y}\right\rangle and the times τpeakcc\tau_{peak}^{cc} (black) or τpeakenv\tau_{peak}^{env} (red) at which the cross-correlation function or its envelope reaches their peaks for (a) vy=5.0km/s\left\langle v_{y}\right\rangle=5.0\>km/s and (b) 20.0km/s20.0\>km/s.

It is also possible to consider the global maximum of the envelope of the cross-correlation function. We use Hilbert transform to determine the time delay τpeakenv\tau_{peak}^{env} at which the envelope of the cross-correlation function is maximum [17]. The comparison between τpeakenv\tau_{peak}^{env} and τprop\tau_{prop} is shown in Figure 12. It is clear that τpeakenv\tau_{peak}^{env} has a much stronger dependence on τlife\tau_{life} than τpeakcc\tau_{peak}^{cc}, so this measure will not be used to estimate vy\left\langle v_{y}\right\rangle in this paper. We note, however, that the strong dependence of τpeakenv\tau_{peak}^{env} on the eddies’ lifetime τlife\tau_{life} and of τpeakcc\tau_{peak}^{cc} on their propagation time τprop\tau_{prop} may provide a way to measure correlation times in the plasma frame. Such an investigation is currently being pursued and will be reported elsewhere.

Appendix B.5 Effect of coherent MHD modes

Many experimental 2D BES data sets on MAST exhibit strong MHD (global mode) activity in addition to the small-scale turbulence. Removing such global modes in the frequency domain is not straightforward as they can have multiple harmonics extending into higher frequencies. While they could be filtered out relatively easily in the wavenumber domain, constructing wavenumber spectra with a very limited number of spatial data points is difficult. Thus, it is useful to investigate how the presence of such modes affects the quality of our measurement of vy\left\langle v_{y}\right\rangle. In this section, this is done by using synthetic BES data sets with different RMS levels IMHDRMSI_{MHD}^{RMS} and frequencies fMHDf_{MHD} of the global oscillations (the IMHDijI_{MHD}^{ij} term in equation (14)).
The four errors (σ^bias\hat{\sigma}_{bias}, σ^rand\hat{\sigma}_{rand}, σ^meanfit\hat{\sigma}_{mean}^{fit} and σ^randfit\hat{\sigma}_{rand}^{fit}) are calculated for various ratio of IMHDRMSI_{MHD}^{RMS} to the RMS value of δIij(t)\delta I^{ij}\left(t\right) (i.e., δIRMS\delta I^{RMS} in equation (15)). These errors are plotted in Figure 13(a) for the IMHDRMSI_{MHD}^{RMS} scan.

Refer to caption
Figure 13: Four types of error (a) as functions of the RMS levels of a global mode IMHDRMSI_{MHD}^{RMS} relative to that of turbulence signal δIRMS\delta I^{RMS}; the frequency is fixed at fMHD=15.0kHzf_{MHD}=15.0\>kHz; (b) as functions of the global mode frequency fMHDf_{MHD} at fixed IMHDRMS/δIRMS=5.0I_{MHD}^{RMS}/\delta I^{RMS}=5.0. Note that σ^bias\hat{\sigma}_{bias} in (a) is scaled down by a factor of 10, and some points are missing in (b) because they are out of the plot range.

Here, the frequency of the global mode fMHD=15.0kHzf_{MHD}=15.0\>kHz and vy=10.0km/s\left\langle v_{y}\right\rangle=10.0\>km/s. It is clear that if the power level of the mode is larger than that of the turbulence signal, then the CCTD method produces large bias errors σ^bias\hat{\sigma}_{bias}. To examine how the frequency of a global mode affects the errors, fMHDf_{MHD} is varied with a fixed value of IMHDRMS/δIRMS=5.0I_{MHD}^{RMS}/\delta I^{RMS}=5.0. The results of this scan are shown in Figure 13(b). It shows that σ^bias\hat{\sigma}_{bias} can be either positive or negative with different values of fMHDf_{MHD} meaning that global modes in real experimental data can cause both over- and under-estimation of the true vy\left\langle v_{y}\right\rangle.
Figure 14 shows how different frequencies fMHDf_{MHD} can cause such an over- or under-estimation of the vy\left\langle v_{y}\right\rangle.

Refer to caption
Figure 14: Cross-correlation functions of the random eddies only (red dash), the global mode only (blue dash dot) and the eddies with the global mode (black solid) with (a) fMHD=15.0f_{MHD}=15.0 and (b) fMHD=40.0kHzf_{MHD}=40.0\>kHz. Green arrows indicate the position of τpeakcc\tau_{peak}^{cc}, which does not coincide with the maximum of the cross-correlation function of the eddies only (red dash).

Two identical sets of synthetic BES data with vy=10.0km/s\left\langle v_{y}\right\rangle=10.0\>km/s are generated, one with and another without a global mode at (a) fMHD=15.0kHzf_{MHD}=15.0\>kHz and (b) fMHD=40.0kHzf_{MHD}=40.0\>kHz, with IMHDRMS/δIRMS=5.0I_{MHD}^{RMS}/\delta I^{RMS}=5.0. Without the global modes, the cross-correlation functions with Δy=6.0cm\Delta y=6.0\>cm (red dashes in Figure 14) have the expected value τpeakcc6.0μsec\tau_{peak}^{cc}\approx 6.0\>\mu sec for both cases. In contrast, the presence of the global mode in the synthetic BES data shifts τpeakcc\tau_{peak}^{cc} towards (a) smaller time-lag (over-estimation) or (b) larger time-lag (under-estimation).
We conclude that a global (MHD) mode with IMHDRMS>δIRMSI_{MHD}^{RMS}>\delta I^{RMS} affects the structure of the cross-correlation functions (both the shape and the position of τpeakcc\tau_{peak}^{cc}) rendering the CCTD method unreliable.

Appendix B.6 Effect of temporally varying poloidal velocity

No physical quantities are absolutely quiet in real experiments, thus it is necessary to investigate how the RMS level δvyRMS\delta v_{y}^{RMS} of the temporal variation of the poloidal velocity (see equation (13)) influences the measurement of vy\left\langle v_{y}\right\rangle.

Refer to caption
Figure 15: Four types of error for various RMS levels vy\left\langle v_{y}\right\rangle of temporally varying poloidal velocities.

Figure 15 shows how finite δvyRMS/vy\delta v_{y}^{RMS}/\left\langle v_{y}\right\rangle (with vy=10.0km/s\left\langle v_{y}\right\rangle=10.0\>km/s) affect the four errors defined in Appendix B.2. It appears that σ^bias\hat{\sigma}_{bias} saturates at around 50%50\>\% for the scenarios we have investigated, while other three errors increase without showing any sign of saturation. Thus, the CCTD method to measure vy\left\langle v_{y}\right\rangle is subject to a non-negligible bias error (up to  50%\sim\>50\%) if the RMS level of temporal variation of the poloidal velocity is greater than a half of the mean poloidal velocity.

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