Metrical properties of weighted products of consecutive Lüroth digits
Abstract.
The Lüroth expansion of a real number is the series
with for all . Given , and any function , define
We establish a Lebesgue measure dichotomy statement (a zero-one law) for under a natural non-removable condition . Let be given by
For any , we compute the Hausdorff dimension of when either or . We also compute the Hausdorff dimension of when for .
1. Introduction
J. Lüroth showed in 1883 that every can be uniquely expressed as a series of the form
where each is an integer at least . Analogous to regular continued fractions with the Gauss map, Lüroth series can be interpreted through dynamical means using the Lüroth map (see Section 2 for its definition).
The metrical theory of Lüroth expansions has been thoroughly studied. In [9], H. Jager and C. de Vroedt showed that the Lebesgue measure on is -ergodic. They also noted that the digits in the Lüroth expansion are independent when regarded as random variables. Hence, the Lüroth series analogue of the Borel-Bernstein Theorem (for regular continued fractions) [11, Theorem 30] is an immediate consequence of the classical Borel-Cantelli Lemma (see, for example, [10, Theorem 4.18]) and the following observation:
Throughout this paper, denotes a positive function. The Borel-Bernstein Theorem for Lüroth series provides the Lebesgue measure of the set
Theorem 1.1 ([9, Theorem 2.1]).
The Lebesgue measure of is given by
It is well-known that to Hausdorff dimension is an appropriate notion to distinguish between the null sets (Lebesgue measure zero sets). L. Shen [15] calculated the Hausdorff dimension of the set which is the Lüroth analogue of a celebrated theorem of B. Wang and J. Wu [19]. To analyse the Hausdorff dimension of and related sets, define
(1) |
Theorem 1.2 ([15, Theorem 4.2] ).
The Hausdorff dimension of is as follows:
-
1.
If , then .
-
2.
If , then , where is the solution of
-
3.
When , we have three cases:
-
(i)
If , then .
-
(ii)
If , then .
-
(iii)
If , then .
-
(i)
In [18], B. Tan and Q. Zhou extended Shen’s result by considering the product of two consecutive partial quotients. Define the set
Theorem 1.3 ([18, Lemma 3.1]).
In this paper, we consider the weighted product of consecutive partial quotients and establish the Lebesgue measure and Hausdorff dimension for the corresponding limsup set. Given and , define the set
and the numbers
Theorem 1.4.
Assumption (2) essentially says that there exists some such that for all . Theorem 1.4 might fail without this condition (see Section 3 for the justification).
Theorem 1.5.
Take any and and let and be given by (1). Then
If , we can compute the when .
Theorem 1.6.
Let and be given by (1) and assume that . For a given , define
The Hausdorff dimension of is the unique solution of
For completeness, it is worth mentioning that there have been abundance of work regarding the metrical properties of product of consecutive partial quotients. The results of the paper provide full Lüroth analogues of very recent work of Bakhtawar-Hussain-Kleinbock-Wang [2]. Note that paper [2] was a generalisation of previous works [3, 7, 8, 12, 19].
The organization of the paper is as follows. In Section 2, we recall some basic facts on Lüroth series. In Section 3, we prove Theorem 1.4. Section 4 is dedicated to the proof of Theorem 1.5. In Section 5, we prove Theorem 1.6. Lastly, in Section 6, we give some final remarks and a conjecture.
Notation.
We adopt the Vinogradov symbol for asymptotic behavior. If and are two sequences of positive real numbers, we write if there exists a constant such that holds for all . When the constant depends on some parameter , we write . If we have and , we write . If the implied constants depend of some parameter , we write . We write . If and , then is . We denote by the Lebesgue measure on .
Acknowledgements The research of Mumtaz Hussain and Gerardo González Robert is supported by the Australian Research Council Discovery Project (200100994).
2. Elements of Lüroth series
Let be the function associating to each the natural number determined by
That is, if represents the floor function, we define . The Lüroth map is the function given by
For any and , we define , the exponent denotes iteration. For any , the cylinder of level based at is the set
The cylinders are intervals of the formaaaSome authors, for example [4], define the Lüroth map in a slightly different manner. For any they choose such that , they map to , and they leave as a fixed point. Under this definition, cylinders are intervals of the for . Our definition follows [6, 9] among others. The difference between these two approaches is irrelevant for our purposes, because it only affects the countable set . for .
Lüroth series induce a continuous map given by
Denote by the left shift on . Then, the dynamical system is an extension of in the sense that is a continuous onto map satisfying . Clearly, these systems cannot be topologically conjugated, because is totally disconnected and is connected (see [1, Proposition 2.1]).
For each , write
Proposition 2.1.
For every and every , we have
and therefore,
Proof.
The proof follows from applying mathematical induction on . ∎
3. Proof of Theorem 1.4
In 1967, W. Philipp published a quantitative version of the Borel-Cantelli Lemma [14, Theorem 3]. As noted by D. Kleinbock and N. Wadleigh [12, Remark 3.2], Philipp’s theorem can be strengthened to obtain Lemma 3.1. In this lemma and afterwards, we denote the number of elements in a given set by .
Lemma 3.1.
Let be a probability space and let be a sequence of measurable sets. For each and each , define
and
Suppose that there is a summable sequence of non-negative real numbers such that for any satisfying we have
Then, -almost every satisfies
Lemma 3.2.
Fix . Let be a sequence of at most countable unions of cylinders of level . We have
Proof.
The convergence case follows from the convergence part of the Borel-Cantelli Lemma. Assume that
(4) |
The -invariance of and (4) imply
Let be the Borel -algebra of . It is shown in [9, Equation (3.4)] that any cylinder of level satisfies
(5) |
Pick an arbitrary and write as an at most countable and disjoint union of cylinders of level , say
By (5) and the -invariance of , for any we have
The result now follows from Lemma 3.1. ∎
We start with an estimate in the spirit of A. Khinchin’s proof of the existence of the Lévy-Khinchin constant [11, Theorem 31].
Lemma 3.3.
If and , then
Proof.
The proof is by induction on . The base is clear: if , then
Assume that for , we have
Let be a real number. Then,
(6) |
When and , we have , so the second term in (6) is
(7) |
If , then and the induction hypothesis leads us to
The inequality holds when , then
Observe that
(8) |
We consider two cases for the lower bound: and . If , then , so
We have used in the last inequality.
Lemma 3.4.
If , , and , then
Proof.
Without loss of generality, we may assume that , then
Under this assumption on , the function has the following properties:
-
i.
If , then .
-
ii.
If , then .
For every , , and as in the statement, define
As such, we aim to show that . The proof is by induction on . For and , we have
and so
Assume that for some , every satisfies
(9) |
If , then and Lemma 3.3 gives the result. Suppose that . Write
On the one hand, when , every satisfies
As a consequence, we may express as follows:
(10) |
We apply the induction hypothesis (9) on the first term in (10) and use to get
Since , the last expression satisfies
We now obtain the lower estimate. If , then
Therefore, since , we have
which means
and we conclude
If , then and , so
∎
Proof of Theorem 1.4.
If there are infinitely many such that , we can pick a real number and a strictly increasing sequence of natural numbers such that
Then,
and, therefore,
Assume that holds for all . For each , define
In view of Proposition 2.1, we have
and, by Lemma 3.4,
(11) |
The definitions of and entail
We deduce (3) from the -invariance of , Lemma 3.2, and (11).
4. Proof of Theorem 1.5
We recall two results on Lüroth series. The first one is an analogue of T. Łuczak’s Theorem on the Hausdorff dimension of sets of continued fractions with rapidly growing partial quotients [13]. The second result is the Lüroth analogue of a theorem by B. Wang and J. Wu [19, Theorem 3.1].
For every pair of real numbers strictly larger than , define the sets
Lemma 4.1 ([16, Theorem 3.1]).
For any and , we have
For every , define the number
Lemma 4.2 ([15, Lemma 2.3]).
The function is continuous, , and is the only solution of
Proof of Theorem 1.5.
Suppose that . Assume that . Every number satisfies or, equivalently, for every large . Then,
and, by Lemma 4.1,
The previous inequality give us two implications:
Now we obtain the lower bound for when . For all , we have
Thus, applying Lemma 4.1,
Lastly, assume that . Then, for any , we have infinitely often, which gives
and, by Lemma 4.1,
For the upper bound, note that implies that for each there is some such that whenever . Hence, for all we have
and, thus,
As a consequence,
and Lemma 4.2 guarantees
∎
5. Proof of Theorem 1.6
We obtain Theorem 1.6 from Theorem 5.1 below and its proof. In Theorem 5.1, we compute the Hausdorff dimension of for any and a particular choice of . For each , define the set
Theorem 5.1.
Take any , , and let be as in Theorem 1.6. The Hausdorff dimension of is the unique solution of the equation
Moreover, the map is continuous.
5.1. Continuity of
Lemma 5.2.
For any , the function is strictly increasing.
Proof.
Let be given. For any we have
Thus, it suffices to show that the functions and are strictly increasing. This is obvious for . When , the function is non-increasing, so is strictly increasing. If , then the derivative of
is positive for and it is for . Therefore, the function is strictly increasing. ∎
For each , , and , define the map by
and by
Observe that for all we have
and
hence . Also, every with and every satisfy
As a consequence, the sequence is strictly increasing and each of its terms is bounded above by .
Lemma 5.3.
We have
Proof.
The discussion preceding the lemma implies
Pick any positive number . Then, and every large satisfies , so and
∎
Lemma 5.4.
The function is continuous.
Proof.
Fix . Take . Let be arbitrary and
Then, we have
Since is non-increasing on , we conclude
Similarly, we can show and, hence,
As a consequence, is continuous.
Since as and since is continuous and strictly increasing, we may pick such that every large verifies
For such , every with the property satisfies . Letting , we conclude . Therefore, is continuous. ∎
Our argument actually proves the next result.
Theorem 5.5.
Let be a strictly increasing continuous function. For each , let be the unique solution of
Call the unique solution of
Then, as .
5.2. Hausdorff dimension estimates
We split the proof of Theorem 5.1 into two parts. First, we use a particular family of coverings of to obtain an upper bound for . The lower bound is proved considering two cases. In one of them, we use Lemma 4.2. In the other case, we apply the Mass Distribution Principle (Lemma 5.8).
The hypothesis implies . Then, without loss of generality, we may assume that
5.2.1. Upper bound
Proof of Lemma 5.1. Upper bound..
For each real number satisfying , define the sets
Then, , so
Lemma 4.2 implies
We take advantage of being a limsup-set to give an upper estimate for its dimension. For each , define
Observe that and imply
and for every large (depending on , , and ). For such , we have
Take any and let be the -Hausdorff measure on . From the inequality
we conclude that
Therefore, if is the solution of
we conclude that . Let be such that , which occurs precisely when
or equivalently
which is
Using the exact same argument as in [2, Lemma 5.1], we conclude and, therefore, . ∎
5.2.2. Lower bound
We consider two cases:
5.2.3. Lower bound: first case
Assume that .
Lemma 5.6.
If , then is the unique solution of
Proof.
Since for all , we have
Therefore, for all , the inequality
holds and we conclude .
We consider two further sub-cases. First, if , then for every sufficiently close to and for any sufficiently small we have
This implies and, letting , we get . Second, assume that . Let be arbitrary. Since is continuous, for any , there is such that, for all ,
As a consequence, for and any such that , we have
Hence, . Letting , we have and, thus, . ∎
Lemma 5.7.
If , then .
5.2.4. Lower bound: second case
Assume that
(12) |
In what follows, for all and all , we write .
Lemma 5.8 (Mass Distribution Principle).
Let be a non-empty set and let be a finite measure satisfying . If there are constants , , and such that
then .
Proof.
see [5, Proposition 2.1]. ∎
Construction of the Cantor set.
By Lemma 5.3 and (12), we may take an such that is so close to that
Let be such that
as above, . Let be a sequence in such that for all . Write
and let be such that . Define the sequence by
We can take the sequence so sparse that satisfies
(13) |
Let be the set formed by the real numbers satisfying the following conditions:
-
i.
For every , we have
-
ii.
If , then .
Let us exhibit the Cantor structure of . Define (see Section 2) and for all define
For each define the compact interval
We refer to the sets of the form as fundamental intervals of order . Clearly,
A probability measure. Observe that for every there is a finite collection of words , , in for such that, writing ,
Take and . First, assume that .
-
i.
If for some , define
-
ii.
If there is some such that , put
-
iii.
If , then
-
iv.
If , define
Assume that we have defined on the fundamental sets of level for some . Suppose that .
-
i.
If for some , write
-
ii.
When for some , define
where the sum runs along those words such that .
-
iii.
When , put
-
iv.
Whenever , put
The procedure defines a probability measure on the fundamental sets of a given level. The choice of and and the definition of ensure the consistency conditions. Hence, by the Daniell-Kolmogorov Consistency Theorem [10, Theorem 8.23], the function is indeed a probability measure on .
Gap estimates.
For and , let be the distance between and the fundamental interval of level closest to it; that is,
Lemma 5.9.
For any and any , we have
Proof.
The proof is by induction on . Pick . If , then
If , then
This shows the result for . Assume that the lemma holds for . Suppose that either
(14) |
and consider . When , we have
If , then
We conclude that, provided or , we have . Assume that and let be the largest index such that . Then, the neighbor to the right of is and, using the induction hypothesis on the second inequality, we have
A similar argument holds when . This proves the result for assuming (14).
Suppose that for some . If , then
The last inequality follows from . A similar argument shows that, when ,
A slight modification of this argument yields the result for . ∎
Length estimates.
For any , let and be
Hence, when , we have
In particular, when and for all ,
which gives
(15) |
For , we have
so
(16) |
We can replace the constant in the upper bound with an arbitrary constant strictly larger than , but we would have to consider larger values of .
Similarly, for ,
so
Again, we can replace the constant in the upper bound with an arbitrary constant strictly larger than at the expense of a larger .
Lemma 5.10.
Let be arbitrary.
-
1.
For any , we have
-
2.
For any , we have
Proof.
-
1.
By our previous discussion,
-
2.
Similarly,
∎
Measure of the fundamental intervals.
We now compute upper estimates of for all and .
Lemma 5.11.
The following statements hold:
Proof.
See [2, Lemma 6.6]. ∎
For each , define the number by
We will use the following obvious facts:
-
1.
Since and , the series and are convergent and, thus, so is the product (see [17, Theorem 7.32]).
-
2.
For each ,
Lemma 5.12.
For every and every , we have
Proof.
Take and as in the statement. The lemma follows from the definition of and :
∎
Lemma 5.13.
There exists a constant such that
Proof.
Measure of balls. We now estimate the measure of balls with center on and small radius. Define
Lemma 5.14.
There is a constant such that
Take any and any . Pick such that
By definition of , the ball intersects exactly one fundamental interval of order , namely .
Let us further assume that for some . Taking as in Lemma 5.13,
(by lemma (5.9)) | ||||
Suppose now that . We consider two cases:
(17) |
In the first case, intersects at most three fundamentals intervals of level . As a consequence, we have
Assume the second inequality in (17). All the cylinders of level contained in are of the form
so
If is the total amount of cylinders of level contained in , then
and the total amount of cylinders of level intersecting is at most
Since each cylinder of level contains at most one fundamental interval of level , we have
The second inequality follows from the definition of . Take as in Lemma 5.13. Then, since for all positive ,
In the last inequality, we have used (16). A similar argument holds for , since we have distributed uniformly the mass among the fundamental intervals of level contained in when defining .
Proof of Theorem 1.6. Lower bound.
The Mass Distribution Principle tells us that , so . Letting , we conclude . ∎
5.3. Proof of Theorem 1.6
Proof.
The upper bound follows from Theorem 5.1. Certainly, for any , every large satisfies , so and
The lower bound is obtained in essentially the same way as in Theorem 5.1. The case is solved without significant modifications. Assume that
(18) |
We shall only define a useful Cantor set contained in and a probability measure supported on it. Let be so close to that (18) still holds for . Let be such that
Consider a strictly increasing sequence in such that
Write
Now, let and be the sequences of integers determined by
Call be the subset of whose elements satisfy:
-
i.
For each , we have
-
ii.
We have and for .
-
iii.
For every other natural number , we have .
Hence, if , there are words , , in for such that
Define . For each consider and define the set by adapting the definition of into our current context. Take any and .
-
i.
If , put .
-
ii.
If with , we write
-
iii.
If , where , write
where the sum runs along all those words such that belongs to .
-
iv.
When , write
-
v.
When , write
Assume that we have already defined for the fundamental intervals of order up to for some . Take such that .
-
i.
If , write
-
ii.
If for some , define
-
iii.
If , then
where the sum runs along the words such that .
-
iv.
If , write
-
v.
If , write
∎
6. Final remarks
Our investigations give rise to a natural question: what happens when and ? Unfortunately, our argument is not strong enough to solve this problem. However, based on [2], we state a conjecture on the Hausdorff dimension of . For any and , define the functions as follows: and
for all .
Conjecture 6.1.
Let be arbitrary and let be as in (1). If , then is the unique solution of
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