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[reineke@math.uni-wuppertal.de]Markus Reineke, Fachbereich C - Mathematik, Bergische Universität Wuppertal, Gaußstr. 20, D - 42097 Wuppertal, Germany

Moduli of Representations of Quivers

Markus Reineke
Abstract

An introduction to moduli spaces of representations of quivers is given, and results on their global geometric properties are surveyed. In particular, the geometric approach to the problem of classification of quiver representations is motivated, and the construction of moduli spaces is reviewed. Topological, arithmetic and algebraic methods for the study of moduli spaces are discussed.

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P
keywords:
Representations of quivers, invariant theory, moduli spaces, stability, Betti numbers, localization, rational points, Hall algebras, Hilbert schemes

rimary 16G20, secondary 14D20, 14L24

1 Introduction

One of the fundamental problems in the representation theory of algebras is the classification up to isomorphism of the finite-dimensional representations of a given algebra. But “most” algebras are wild, in the sense that the problem of classification of their representations is as difficult as the classification of representations of free algebras, or of any wild quiver. This is sometimes referred to as a “hopeless”, or “impossible” problem (see however e.g. [24, 47] for more optimistic opinions). The main obstacle in this case is the dependence of the isomorphism classes of representations on arbitrarily many continuous parameters, to which many of the classical tools of the representation theory of algebras do not apply.
Nevertheless, one can approach the classification problem geometrically, by “materializing” the continuous parametrization phenomena in spaces whose points correspond naturally to isomorphism classes of representations – these are the moduli spaces we consider in the present paper. We will focus on global qualitative geometric properties of such spaces, to hopefully derive a qualitative understanding of the classification problem.
The first aim of this paper is to motivate the geometric approach to the classification problem, the definition of the moduli spaces, and in particular the notion of stability of representations. To this end, we first collect some very basic observations and examples in section 2. We recall the basic concepts of Geometric Invariant Theory as in [48], and use them to construct the moduli spaces of stable representations, following [37], in section 3. In section 4, we discuss the purely algebraic aspects of the notion of stability, following [21, 29, 60]. In this latter section, complete proofs are given.
Our second aim is to discuss the kind of questions one can ask about the moduli spaces. We first collect several of their geometric properties, mainly following work of H. Derksen, A. King, L. Le Bruyn, A, Schofield, M. Van den Bergh, J. Weyman and others, in section 5. The notion (and utility) of cell decompositions is discussed in section 6, as a motivation for the topological and arithmetic considerations in all following sections.
Based on this, our third main theme is the discussion of the methods and results of the author’s (and others) work [19, 46, 52, 53, 54, 55, 56, 57, 58]. We focus on the (essentially easy) methods which are used in these papers, namely torus localization in section 7, counting points over finite fields in section 8, Hall algebras in section 9, and framings of moduli in section 10. As applications of these techniques, the main results of the above papers are stated, together with indications of the proofs. Several conjectures, open questions and potential directions for further research are discussed.

2 The classification problem for representations of quivers

2.1 Quivers and their representations

We start by fixing some standard notation for quivers and their representations (for all basic notions of the representation theory of quivers and of finite dimensional algebras, we refer to [4, 5]). Let QQ be a finite quiver, possibly with oriented cycles, which is given by a finite set of vertices II and a finite set of arrows Q1Q_{1}. The arrows will be denoted by (α:ij)Q1(\alpha:i\rightarrow j)\in Q_{1}. We denote by 𝐙I{\bf Z}I the free abelian group generated by II. An element d𝐙Id\in{\bf Z}I will be written as d=iIdiid=\sum_{i\in I}d_{i}i. On 𝐙I{\bf Z}I, we have the Euler form of QQ, a non-symmetric bilinear form, defined by

d,e=iIdiei(α:ij)Q1diej\langle d,e\rangle=\sum_{i\in I}d_{i}e_{i}-\sum_{(\alpha:i\rightarrow j)\in Q_{1}}d_{i}e_{j}

for d,e𝐙Id,e\in{\bf Z}I. We denote by dimd=iIdi\dim d=\sum_{i\in I}d_{i} the total dimension of dd. Standard examples of quivers in this paper will be:

  • the mm-loop quiver LmL_{m} with I={i}I=\{i\} and Q1={(α1,,αm:ii)}Q_{1}=\{(\alpha_{1},\ldots,\alpha_{m}:i\rightarrow i)\},

  • the mm-arrow generalized Kronecker quiver KmK_{m} with I={i,j}I=\{i,j\} and Q1={(α1,,αm:ij)}Q_{1}=\{(\alpha_{1},\ldots,\alpha_{m}:i\rightarrow j)\},

  • the mm-subspace quiver SmS_{m} with I={i1,,im,j}I=\{i_{1},\ldots,i_{m},j\} and Q1={(αk:ikj):k=1,,m}Q_{1}=\{(\alpha_{k}:i_{k}\rightarrow j)\,:\,k=1,\ldots,m\}.

We fix an algebraically closed field of characteristic 0. Let modkQ{\rm mod}\,kQ be the abelian category of finite-dimensional representations of QQ over kk (or, equivalently, finite dimensional representations of the path algebra kQkQ). Its objects are thus given by tuples

M=((Mi)iI,(Mα:MiMj)α:ij)M=((M_{i})_{i\in I},(M_{\alpha}:M_{i}\rightarrow M_{j})_{\alpha:i\rightarrow j})

of finite dimensional kk-vector spaces and kk-linear maps between them. The dimension vector dim¯M𝐍I\underline{\dim}M\in{\bf N}I is defined as dim¯M=iIdimkMii\underline{\dim}M=\sum_{i\in I}\dim_{k}M_{i}i. We denote by Hom(M,N){\rm Hom}(M,N) (resp. Ext1(M,N){\rm Ext}^{1}(M,N)) the kk-vector space of homomorphisms (resp. extension classes) between two representations M,NmodkQM,N\in{\rm mod}\,kQ (all higher Ext{\rm Ext}’s vanish since the category modkQ{\rm mod}\,kQ is hereditary).

2.2 The classification problem

The basic problem in the representation theory of QQ is the following:

Problem 2.1

Classify the representations in modkQ{\rm mod}\,kQ up to isomorphism, and give normal forms for the representations.

This problem is solved in the case of Dynkin quivers and extended Dynkin quivers (i.e. the unoriented graph underlying QQ is a disjoint union of Dynkin graphs of type AnA_{n}, DnD_{n}, E6E_{6}, E7E_{7} or E8E_{8} or their extended versions A~n\widetilde{A}_{n}, D~n\widetilde{D}_{n}, E~6\widetilde{E}_{6}, E~7\widetilde{E}_{7} or E~8\widetilde{E}_{8}) in [23] and [18, 50], respectively (see also [4, 65]). By the Krull-Schmidt theorem, the problem is reduced to the classification of indecomposable representations. These are classified by a discrete parameter (their dimension vector, which is a positive root for the associated root system), together with at most one continuous parameter. The precise statement will be given in section 2.3 in the form of Kac’s theorem.
For all other quivers, called wild, the classification problem is unsolved [66, Chapters XVII and XIX] (see however [36] for the study of discrete aspects of the problem, i.e. the Auslander-Reiten theory of wild quivers ). The main focus of the present paper lies on approaching the classification problem with geometric methods, and on trying to understand its nature qualitatively.
Even the very statement of Problem 2.1 leaves much room for interpretation: what could be the nature of a solution of the classification problem? By what kind of object, and by how explicit an object, should the representations be classified?
For example, is it a solution to parametrize a certain class of representations by the points of some algebraic variety which (at least in principle) can be described by explicit defining (in-)equalities in some projective space? This is what moduli spaces of representations can achive (at least for the class of stable representations defined in section 4), see Corollary 3.6.
And what is a normal form for a representation? It could mean a recipe for producing a representative of an isomorphism class of a representation MM (i.e. describing the matrices MαM_{\alpha} representing the arrows α\alpha of QQ) from a certain set of discrete and continuous invariants. But should these invariants determine MM uniquely? And might there be different set of invariants producing isomorphic representations? This is unavoidable even in trivial examples, see section 2.4 below. Or does an algorithm for constructing representations explicitely (like the reflection functors of [6] in the case of Dynkin quivers) qualify as a normal form?
In section 10.3, we will see that it is indeed possible – in a rather direct combinatorial way – to obtain a classification together with explicit normal forms for a problem closely related to Problem 2.1, namely the classification of representations of quivers together with a fixed presentation as a quotient of a given finitely generated projective representation.

2.3 Kac’s Theorem

We will now recall Kac’s theorem, which shows that for wild quivers, the classification problem for (indecomposable) representations depends on arbitrarily many continuous parameters. This gives an explanation for the essentially different nature of the classification problem for wild quivers. For more details on the theorem and its proof, see [33, 34, 40].
Let QQ be a quiver without oriented cycles. We denote by

(d,e)=d,ee,d(d,e)=\langle d,e\rangle-\langle e,d\rangle

the symmetrization of the Euler form of QQ. On 𝐙I{\bf Z}I, we define reflections sis_{i} for iIi\in I by

si(d)=d(d,i)i,s_{i}(d)=d-(d,i)i,

and we define the Weyl group W(Q)W(Q) as the subgroup of GL(𝐙I){\rm GL}({\bf Z}I) generated by the sis_{i} for iIi\in I. The fundamental domain F(Q)F(Q) is defined as the set of all non-zero dimension vectors 0d𝐍I0\not=d\in{\bf N}I with connected support (i.e. the full subquiver with set of vertices supp(d)={iI,di0}{\rm supp}(d)=\{i\in I,\;d_{i}\not=0\} is connected), such that (d,i)0(d,i)\leq 0 for all iIi\in I. The set of real roots

Δre(Q)=W(Q)I𝐙I\Delta^{\rm re}(Q)=W(Q)I\subset{\bf Z}I

is defined as the set of all Weyl group translates of coordinate vectors, and the set of (positive) imaginary roots

Δim(Q)=W(Q)F(Q)\Delta^{\rm im}(Q)=W(Q)F(Q)

is defined as the set of all Weyl group translates of elements of the fundamental domain. Finally, we define Δ(Q)\Delta(Q) as the union of both sets of roots.

Theorem 2.2

There exists an indecomposable representation of QQ of dimension vector d𝐍Id\in{\bf N}I if and only if dd is a root, i.e. dΔ(Q)d\in\Delta(Q). In case dΔre(Q)d\in\Delta^{\rm re}(Q), there exists a unique indecomposable (up to isomorphism) of dimension vector dd. In case dΔim(Q)d\in\Delta^{\rm im}(Q), the number of parameters of the set of indecomposable representations is 1d,d1-\langle d,d\rangle.

The last part of the theorem roughly means that, for an imaginary root dd, the isomorphism classes of indecomposables of dimension vector dd form a family depending on 1d,d1-\langle d,d\rangle continuous parameters. We will not need the precise definition of the notion of numbers of parameters in the following (this notion associates to an action of an algebraic group GG on a constructible subset XX of an algebraic variety a number pp, which equals the dimension of a quotient variety X/GX/G in case it exists, which is not true in general. In our situations, quotient varietes – the moduli spaces – will exist, thus there is no need for this more general concept).

2.4 Generic classification of representations – an example

The following trivial example shows that it is often rather easy to classify representations “generically”, and that this has consequences for the type of questions that should be asked on the nature of Problem 2.1.
Consider the three-arrow Kronecker quiver K3K_{3}, and consider the dimension vector d=(n,n)d=(n,n) for n1n\geq 1. In view of Kac’s theorem, we expect the classification of indecomposable representations of dimension vector dd to depend on

1d,d=n2+11-\langle d,d\rangle=n^{2}+1

continuous parameters. Such a representation is given by a tripel (A,B,C)(A,B,C) of n×nn\times n-matrices. Assume that A=InA=I_{n} is the identity matrix, that B=diag(λ1,,λn)B={\rm diag}(\lambda_{1},\ldots,\lambda_{n}) is diagonal with pairwise different diagonal entries, and that CC is of the form

C=[a1,1a1,2a1,n1a1,n1a2,2a2,n1a2,na3,11a3,n1a3,nan,1an,21an,n]C=\left[\begin{array}[]{lllll}a_{1,1}&a_{1,2}&\ldots&a_{1,n-1}&a_{1,n}\\ 1&a_{2,2}&\ldots&a_{2,n-1}&a_{2,n}\\ a_{3,1}&1&\ldots&a_{3,n-1}&a_{3,n}\\ &&\ldots&&\\ a_{n,1}&a_{n,2}&\ldots&1&a_{n,n}\end{array}\right]

(thus Ck+1,k=1C_{k+1,k}=1 for all k=1,,n1k=1,\ldots,n-1), and that all ai,ja_{i,j} are non-zero. Call this representation M(λ,a)M(\lambda_{*},a_{**}).

Lemma 2.3

Almost all representations of K3K_{3} of dimension vector dd (i.e. a Zariski-open set in the space Mn(k)3M_{n}(k)^{3} of all representations) are isomorphic to one of the representations M(λ,a)M(\lambda_{*},a_{**}). All the M(λ,a)M(\lambda_{*},a_{**}) are indecomposable with trivial endomorphism ring. Given a tuple (λ,a)(\lambda_{*},a_{**}) as above, there are only finitely many (in fact, at most n!n!) such tuples (λ,a)(\lambda_{*}^{\prime},a_{**}^{\prime}) such that M(λ,a)M(λ,a)M(\lambda_{*}^{\prime},a_{**}^{\prime})\simeq M(\lambda_{*},a_{**}).

Proof.

Let MM be an arbitrary representation of K3K_{3} of dimension vector dd, given by matrices A,B,CA,B,C. Generically, we can assume the matrix AA to be invertible (since this is characterized by the open condition of non-vanishing of its determinant), and we can assume the second matrix to be diagonalizable with pairwise different eigenvalues (since this is characterized by the open condition that its characteristic polynomial has no multiple zeroes). Up to the action of the base change group GLn(k)×GLn(k){\rm GL}_{n}(k)\times{\rm GL}_{n}(k), we can thus assume that A=InA=I_{n}, the identity matrix, and that B=diag(λ1,,λn)B={\rm diag}(\lambda_{1},\ldots,\lambda_{n}). The subgroup of GLn(k)×GLn(k){\rm GL}_{n}(k)\times{\rm GL}_{n}(k) fixing the matrices AA and BB is the diagonally embedded subgroup Tn(K)T_{n}(K) of diagonal matrices, acting on CC via conjugation. Generically, all entries of C=(ai,j)i,jC=(a_{i,j})_{i,j} are non-zero, and Tn(K)T_{n}(K) acts on CC by

diag(t1,,tn)C=(titjCi,j)i,j.{\rm diag}(t_{1},\ldots,t_{n})*C=(\frac{t_{i}}{t_{j}}C_{i,j})_{i,j}.

Thus, we can assume without loss of generality that Ci+1,i=1C_{i+1,i}=1 for all ii. In other words, almost all representations MM are isomorphic to a representation M(λ,a)M(\lambda_{*},a_{**}) as defined above.
Now assume that two such representations M(λ,a)M(\lambda_{*},a_{**}) and M(λ,a)M(\lambda_{*}^{\prime},a_{**}^{\prime}), given by triples of matrices

(In,diag(λ1,,λn),C), resp. (In,diag(λ1,,λn),C),(I_{n},{\rm diag}(\lambda_{1},\ldots,\lambda_{n}),C)\mbox{, resp. }(I_{n},{\rm diag}(\lambda_{1}^{\prime},\ldots,\lambda_{n}^{\prime}),C^{\prime}),

are isomorphic. This means that there exists a matrix gGLn(k)g\in{\rm GL}_{n}(k) such that

gdiag(λ1,,λn)=diag(λ1,,λn)g and gC=Cg.g\,{\rm diag}(\lambda_{1},\ldots,\lambda_{n})={\rm diag}(\lambda_{1}^{\prime},\ldots,\lambda_{n}^{\prime})\,g\mbox{ and }gC=C^{\prime}g.

The first condition implies that gg is a monomial matrix, i.e. there exists a permutation σSn\sigma\in S_{n} such that gi,j=0g_{i,j}=0 for jσ(i)j\not=\sigma(i), and that λi=λσ(i)\lambda_{i}^{\prime}=\lambda_{\sigma(i)}. Setting gi,σ(i)=pig_{i,\sigma(i)}=p_{i}, the condition gCg1=CgCg^{-1}=C^{\prime} reads

pipjaσ(i),σ(j)=aij\frac{p_{i}}{p_{j}}a_{\sigma(i),\sigma(j)}=a_{ij}^{\prime}

for all i,j=1,,ni,j=1,\ldots,n. In particular, this holds for the pairs (i+1,i)(i+1,i), thus the pip_{i} are given inductively as

pk=(l<kaσ(l+1),σ(l))1p1.p_{k}=(\prod_{l<k}a_{\sigma(l+1),\sigma(l)})^{-1}p_{1}.

This shows that at most n!n! (depending on the permutation σ\sigma) such matrices CC^{\prime} are conjugate to CC under gg.
Finally, consider the case that λ=λ\lambda_{*}^{\prime}=\lambda_{*} and a=aa_{**}^{\prime}=a_{**} componentwise. The above computation shows that σ\sigma is the identity, and that all pip_{i} are determined by p1p_{1}. Thus, the endomorphism ring of M(λ,a)M_{(}\lambda_{*},a_{**}) reduces to the scalars.∎

This elementary example is instructional for several reasons. First of all, we see that it is often very easy to classify almost all indecomposables of a given dimension vector – in fact, the above example can be easily generalized to other dimension vectors for a generalized Kronecker quiver, or to other quivers. But such a generic classification does not capture the “boundary phenomena” which constitute the essence of the classification problem. In a very coarse analogy, one could argue that for the one-loop quiver L1L_{1}, a generic classification reduces to the classification of diagonalizable matrices by their eigenvalues, completely missing the Jordan canonical form (i.e. all higher-dimensional indecomposable representations).
Second, in the example we can see that there is no easy way to refine the given matrices to a normal form, in the sense that different systems of parameters give non-isomorphic representations. This phenomenom also can be seen in an even more simple example:

Example 2.4.

In parametrizing semisimple representations of the one-loop quiver up to isomorphism, i.e. diagonalizable matrices up to conjugation, the most natural normal form is diag(λ1,,λn){\rm diag}(\lambda_{1},\ldots,\lambda_{n}) for λ1,,λnk\lambda_{1},\ldots,\lambda_{n}\in{k}, but this is only unique up to permutation. On the other hand, we have a classification up to isomorphism by the characteristic polynomial, but this does not yield a normal form.

This phenomenom of “normal forms up to a finite number of identifications” is in fact closely related to the rationality problem for moduli spaces of quivers, to be discussed in section 6.3.

3 Definition of moduli spaces and basic geometric properties

3.1 Geometric approach

Our basic approach to the continuous parametrization phenomena in the classification of quiver representations is to “materialize” the inherent continuous parameters, by defining geometric objects parametrizing isomorphism classes of certain types of representations (or, as we will consider in section 10, representations together with some appropriate additional structure). See [10, 25, 39, 53] for overviews over the use of geometric techniques in the representation theory of algebras.
One basic decision we have to make a priori is in which geometric category we want to work. For example, it is possible almost tautologically to define stacks [41] parametrizing isomorphism classes of arbitrary representations. But the geometric intuition seems to be lost almost completely for these objects.
Therefore, we will try to define such parameter spaces in the context of algebraic varieties. Thus, we will use in the following the language of varieties, the Zariski topology on them, etc..
The basic idea behind this geometric approach is very simple: Fix a dimension vector dd, and fix kk-vector spaces MiM_{i} of dimension did_{i} for all iIi\in I. Consider the affine kk-space

Rd=Rd(Q)=α:ijHomk(Mi,Mj).R_{d}=R_{d}(Q)=\bigoplus_{\alpha:i\rightarrow j}{\rm Hom}_{k}(M_{i},M_{j}).

Its points M=(Mα)αM=(M_{\alpha})_{\alpha} obviously parametrize representations of QQ on the vector spaces MiM_{i}. The reductive linear algebraic group

Gd=iIGL(Mi)G_{d}=\prod_{i\in I}{\rm GL}(M_{i})

acts on RdR_{d} via the base change action

(gi)i(Mα)α=(gjMαgi1)α:ij.(g_{i})_{i}\cdot(M_{\alpha})_{\alpha}=(g_{j}M_{\alpha}g_{i}^{-1})_{\alpha:i\rightarrow j}.

By definition, the GdG_{d}-orbits GdMG_{d}*M in RdR_{d} correspond bijectively to the isomorphism classes [M][M] of kk-representations of QQ of dimension vector dd. Our problem of defining parameter spaces can therefore be rephrased as follows:

Problem 3.1

Find a subset URdU\subset R_{d}, an algebraic variety XX and a morphism π:UX\pi:U\rightarrow X, such that the fibres of π\pi are precisely the orbits of GdG_{d} in UU.

More precisely, we ask the subset UU to be “as large as possible” (and in particular to be a Zariski open subset of RdR_{d}), to capture as much of the “boundary phenomena” as possible, as motivated by section 2.4.

3.2 Indecomposables and geometry – an example

We will now exhibit an example that, in general (even for quivers without oriented cycles and indivisible dimension vectors), a set UU as in Problem 3.1 cannot be the set of indecomposable representations, or even the set of Schur representations.
Consider the 55-arrow Kronecker quiver K5K_{5} and the dimension vector d=(2,3)d=(2,3). Define a family of representations M(λ,μ)M(\lambda,\mu) for (λ,μ)(0,0)(\lambda,\mu)\not=(0,0) by the five matrices

[100000],[000100],[000001],[00λ000],[0μ0000].\left[\begin{array}[]{ll}1&0\\ 0&0\\ 0&0\end{array}\right],\;\left[\begin{array}[]{ll}0&0\\ 0&1\\ 0&0\end{array}\right],\;\left[\begin{array}[]{ll}0&0\\ 0&0\\ 0&1\end{array}\right],\;\left[\begin{array}[]{ll}0&0\\ \lambda&0\\ 0&0\end{array}\right],\;\left[\begin{array}[]{ll}0&\mu\\ 0&0\\ 0&0\end{array}\right].

The following lemma is proved by a direct calculation.

Lemma 3.2

All M(λ,μ)M(\lambda,\mu) for (λ,μ)(0,0)(\lambda,\mu)\not=(0,0) are Schur representations. We have M(λ,μ)M(λ,μ)M(\lambda,\mu)\simeq M(\lambda^{\prime},\mu^{\prime}) if and only if λ=tλ\lambda^{\prime}=t\lambda and μ=1tμ\mu^{\prime}=\frac{1}{t}\mu for some tkt\in k^{*}.

Now suppose there exists a subset UU of R(2,3)(Q)R_{(2,3)}(Q) which contains all M(λ,μ)M(\lambda,\mu) for (λ,μ)(0,0)(\lambda,\mu)\not=(0,0), together with a variety XX and a morphism π:UX\pi:U\rightarrow X as above. We have

limt0M(t,1)=M(0,1) and limt0M(1,t)=M(1,0) in U.\lim_{t\rightarrow 0}M(t,1)=M(0,1)\mbox{ and }\lim_{t\rightarrow 0}M(1,t)=M(1,0)\mbox{ in }U.

Applying the continuous map π\pi, we get a contradiction: we have

M(t,1)M(1,t) for all t0, but M(0,1)≄M(1,0).M(t,1)\simeq M(1,t)\mbox{ for all }t\not=0\mbox{, but }M(0,1)\not\simeq M(1,0).

.

Thus, in trying to define a set UU as in Problem 3.1, we have to make a choice between M(0,1)M(0,1) and M(1,0)M(1,0). It will turn out that these two representations can be distinguished by the structure of their submodule lattices. For example, M(0,1)M(0,1) admits a subrepresentation of dimension vector (1,1)(1,1), whereas M(1,0)M(1,0) does not.
The above example is just one of the typical problems in defining quotients: it shows that the potential “quotient variety U/GdU/G_{d}” would be a non-separated scheme. In fact, even more severe problems are encountered, for example situations with “nice” actions of the group GdG_{d} on an open subset UU of RdR_{d}, where nevertheless the desired XX cannot be realized as a quasiprojective variety, see [10].
The above example, most importantly, tells us that the class of indecomposable (or Schurian) representations is not well-adapted to our geometric approach to the classification problem!

3.3 Review of Geometric Invariant Theory

Geometric Invariant Theory provides a general way of defining subsets UU as in Problem 3.1. We follow mainly the presentation of [48], since the generality of the standard text [47] is not used in the following.
We will first consider the general problem of constructing quotient varieties which parametrize orbits of a group acting linearly on a vector space.
Suppose we are given a vector space VV together with a linear representation of a reductive algebraic group GG on VV. A regular (that is, polynomial) function f:Vkf:V\rightarrow k on VV is called an invariant if

f(gv)=f(v) for all gG and vV.f(gv)=f(v)\mbox{ for all }g\in G\mbox{ and }v\in V.

We denote by k[V]Gk[V]^{G} the subring of invariant functions of the ring k[V]k[V] of all regular functions on VV.
Since the group GG is reductive, a theorem of Hilbert asserts that the invariant ring k[V]Gk[V]^{G} is finitely generated, thus it qualifies as the coordinate ring of a variety

V//G:=Spec(k[V]G).V//G:={\rm Spec}(k[V]^{G}).

The embedding of k[V]Gk[V]^{G} in k[V]k[V] dualizes to a morphism (associating to an element vVv\in V the ideal of invariants vanishing on vv) denoted by π:VV//G\pi:V\rightarrow V//G.
This morphism is GG-invariant by definition, and it fulfills the following universal property:
Given a GG-invariant morphism h:VXh:V\rightarrow X, there exists a unique map h¯:V//GX\overline{h}:V//G\rightarrow X such that h=h¯πh=\overline{h}\circ\pi.
This property shows that π\pi can be viewed as the optimal approximation (in the category of algebraic varieties) to a quotient of VV by GG.
Moreover, one can prove that any fibre of π\pi (which is necessarily GG-stable) contains exactly one closed GG-orbit. The quotient variety XX therefore parametrizes the closed orbits of VV in GG.
To obtain an open subset UU as in Problem 3.1, we define VstV^{\rm st} as the set of all points vVv\in V such that the orbit GvGv is closed, and such that the stabilizer of vv in GG is zero-dimensional (thus, finite). Then we have the following:

Theorem 3.3

VstV^{\rm st} is an open (but possibly empty) subset of VV, and the restriction

π:Vstπ(Vst)=:Vst/G\pi:V^{\rm st}\rightarrow\pi(V^{\rm st})=:V^{\rm st}/G

gives a morphism whose fibres are exactly the GG-orbits in VstV^{\rm st}.

We consider now a relative version of this construction: Choose a character of GG, that is, a morphism of algebraic groups χ:Gk\chi:G\rightarrow k^{*}. A regular function ff is called χ\chi-semi-invariant if

f(gv)=χ(g)f(v) for all gG and vV.f(gv)=\chi(g)f(v)\mbox{ for all }g\in G\mbox{ and }v\in V.

We denote by k[V]G,χk[V]^{G,\chi} the subspace of χ\chi-semi-invariants, and by

k[V]χG:=n0k[V]G,χnk[V]^{G}_{\chi}:=\bigoplus_{n\geq 0}k[V]^{G,\chi^{n}}

the subring of semi-invariants for all powers of the character χ\chi. This is naturally an 𝐍{\bf N}-graded subring of k[V]k[V] with k[V]Gk[V]^{G} as the subring of degree 0 elements.
An element vVv\in V is called χ\chi-semistable if there exists a function fk[V]G,χnf\in k[V]^{G,\chi^{n}} for some n1n\geq 1 such that f(v)0f(v)\not=0. Denote by VχsstV^{\chi-{\rm sst}} the (open) subset of χ\chi-semistable points. An element vv is called χ\chi-stable if the following conditions are satisfied: vv is χ\chi-semistable, its orbit GvGv is closed in VχsstV^{\chi-{\rm sst}}, and its stabilizer in GG is zero-dimensional. Denote by VχstV^{\chi-{\rm st}} the (again open) subset of stable points.
Let Vχsst//GV^{\chi-{\rm sst}}//G be the quasiprojective variety defined as Proj(k[V]χG){\rm Proj}(k[V]^{G}_{\chi}). Associating to vVχsstv\in V^{\chi-{\rm sst}} the ideal of functions ff vanishing on vv gives – by definition of semistability – a well-defined map π\pi from VχsstV^{\rm\chi-sst} to Vχsst//GV^{\chi-{\rm sst}}//G.
Then the following properties, similar to Theorem 3.3, hold:

Theorem 3.4

The variety Vχsst//GV^{\chi-{\rm sst}}//G parametrizes the closed orbits of GG in VχsstV^{\chi-{\rm sst}}, and the restriction of π\pi to VχstV^{\chi-{\rm st}} has as fibres precisely the GG-orbits in VχstV^{\chi-{\rm st}}.

Therefore, we see that the open subsets of χ\chi-stable points in VV with respect to a given character χ\chi of GG give us candidates for open subsets as in Problem 3.1. The case of Theorem 3.3 corresponds to the trivial choice χ=id\chi={\rm id} of character - in this case, all points are semistable.
We summarize the basic geometric properties of quotients in the following diagram:

VχstVχsstVVχst/GVχsst//GV//G||||Proj(k[V]χG)Spec(k[V]G)\begin{array}[]{ccccc}V^{\chi-{\rm st}}&\subset&V^{\chi-{\rm sst}}&\subset&V\\ \downarrow&&\downarrow&&\downarrow\\ V^{\chi-{\rm st}}/G&\subset&V^{\chi-{\rm sst}}//G&\rightarrow&V//G\\ &&||&&||\\ &&{\rm Proj}(k[V]^{G}_{\chi})&\rightarrow&{\rm Spec}(k[V]^{G})\end{array}
Proposition 3.5

The following properties hold:

  • VχstVχsstVV^{\chi-{\rm st}}\subset V^{\chi-{\rm sst}}\subset V is a chain of open inclusions,

  • the variety V//GV//G is affine,

  • the morphism Vχsst//GV//GV^{\chi-{\rm sst}}//G\rightarrow V//G is projective,

  • if the action of GG on VχstV^{\chi-{\rm st}} is free, the morphism VχstVχst/GV^{\chi-{\rm st}}\rightarrow V^{\chi-{\rm st}}/G is a GG-principal bundle,

  • if Vχst/GV^{\chi-{\rm st}}/G is non-empty, its dimension equals dimVdimG\dim V-\dim G.

3.4 Geometric Invariant Theory for quiver representations

We will now apply the above constructions to the action of the group GdG_{d} on the vector space Rd(Q)R_{d}(Q); the details can be found in [37].
First of all, we note that the (diagonally embedded) scalar matrices in GdG_{d} act trivially on Rd(Q)R_{d}(Q) (and therefore are contained in the stabilizer of any point). This means that we have to pass to the action of the factor group PGd=Gd/kPG_{d}=G_{d}/k^{*} first to admit orbits with zero-dimensional stabilizers.
An orbit GdM=PGdMG_{d}*M=PG_{d}*M is closed in Rd(Q)R_{d}(Q) if and only if the corresponding representation MM is semisimple by [3]. The quotient variety Rd(Q)//PGdR_{d}(Q)//PG_{d} therefore parametrizes isomorphism classes of semisimple representations of QQ of dimension vector dd. It will be denoted by Mdssimp(Q)M_{d}^{\rm ssimp}(Q) and called the moduli space of semisimple representations.
The stabilizer of MM in GdG_{d} is nothing else than the automorphism group Aut(M){\rm Aut}(M), thus its stabilizer in PGdPG_{d} is zero-dimensional (in fact trivial) if and only if MM is a Schur representation. Thus, we see that the open subset Rd(Q)stR_{d}(Q)^{\rm st} consists precisely of the simple representations of dimension vector dd, and that the quotient variety Rd(Q)st(Q)/PGd=Mdsimp(Q)R_{d}(Q)^{\rm st}(Q)/PG_{d}=M_{d}^{\rm simp}(Q) is a moduli space for (isomorphism classes of) simple representations.
This shows that the concept of quotients in its original form gives interesting moduli spaces only in the case of quivers with oriented cycles, since for a quiver without oriented cycles, the only simple representations are the one-dimensional ones SiS_{i} of dimension vector ii for iIi\in I. Therefore, the generality of the relative setup is necessary to obtain interesting moduli spaces.
The characters of the general linear group are just integer powers of the determinant map, thus the characters of the group PGdPG_{d} are of the form

(gi)iiIdet(gi)mi,(g_{i})_{i}\mapsto\prod_{i\in I}\det(g_{i})^{m_{i}},

for a tuple (mi)iI(m_{i})_{i\in I} such that iImidi=0\sum_{i\in I}m_{i}d_{i}=0 to guarantee well-definedness on PGdPG_{d}.
Thus, let us choose a linear function Θ:𝐙I𝐙\Theta:{\bf Z}I\rightarrow{\bf Z} and associate to it a character

χΘ((gi)i):=iIdet(gi)Θ(d)dimdΘi\chi_{\Theta}((g_{i})_{i}):=\prod_{i\in I}\det(g_{i})^{\Theta(d)-\dim d\cdot\Theta_{i}}

of PGdPG_{d} (this adjustment of Θ\Theta by a suitable multiple of the function dim\dim has the advantage that a fixed Θ\Theta can be used to formulate stability for arbitrary dimension vectors, and not only those with Θ(d)=0\Theta(d)=0). We will denote the corresponding sets of χΘ\chi_{\Theta}-(semi-)stable points by

Rdsst(Q)=RdΘsst(Q)=Rd(Q)χΘsst and Rdst(Q)=RdΘst(Q)=Rd(Q)χΘst.R_{d}^{\rm sst}(Q)=R_{d}^{\rm\Theta-sst}(Q)=R_{d}(Q)^{\rm\chi_{\Theta}-sst}\mbox{ and }R_{d}^{\rm st}(Q)=R_{d}^{\rm\Theta-st}(Q)=R_{d}(Q)^{\rm\chi_{\Theta}-st}.

The corresponding quotient varieties will be denoted as follows:

Md(Θ)st(Q)=RdΘst(Q)/Gd and Md(Θ)sst(Q)=RdΘsst(Q)//Gd.M_{d}^{\rm(\Theta-)st}(Q)=R_{d}^{\rm\Theta-st}(Q)/G_{d}\mbox{ and }M_{d}^{\rm(\Theta-)sst}(Q)=R_{d}^{\rm\Theta-sst}(Q)//G_{d}.

As an immediate application of the concepts of section 3.3, we get:

Corollary 3.6

The variety MdΘst(Q)M_{d}^{\rm\Theta-st}(Q) parametrizes isomorphism classes of Θ\Theta-stable representations of QQ of dimension vector dd.

The closed orbits of GdG_{d} in RdΘsst(Q)R_{d}^{\rm\Theta-sst}(Q) correspond to the so-called Θ\Theta-polystable representations. These are defined as direct sums of stable representations of the same slope. They can also be viewed as the semisimple objects in the abelian subcategory modμkQ{\rm mod}_{\mu}kQ N of semistable representations of fixed slope μ\mu – see section 4 for details. Therefore, we get:

Corollary 3.7

The variety MdΘsst(Q)M_{d}^{\rm\Theta-sst}(Q) parametrizes isomorphism classes of Θ\Theta-polystable representations of QQ of dimension vector dd.

3.5 Basic geometric properties

We summarize the varieties appearing in the definition of quiver moduli in the following diagram:

RdΘst(Q)RdΘsst(Q)Rd(Q)MdΘst(Q)MdΘsst(Q)Mdssimp(Q)\begin{array}[]{ccccc}R_{d}^{\rm\Theta-st}(Q)&\subset&R_{d}^{\rm\Theta-sst}(Q)&\subset&R_{d}(Q)\\ \downarrow&&\downarrow&&\downarrow\\ M_{d}^{\rm\Theta-st}(Q)&\subset&M_{d}^{\rm\Theta-sst}(Q)&\rightarrow&M_{d}^{\rm ssimp}(Q)\\ \end{array}

As an application of Proposition 3.5, we have the following geometric properties:

  • RdΘst(Q)RdΘsst(Q)Rd(Q)R_{d}^{\rm\Theta-st}(Q)\subset R_{d}^{\rm\Theta-sst}(Q)\subset R_{d}(Q) is a chain of open inclusions,

  • MdΘst(Q)M_{d}^{\rm\Theta-st}(Q) is a smooth variety,

  • Mdssimp(Q)M_{d}^{\rm ssimp}(Q) is an affine variety,

  • MdΘsst(Q)Mdssimp(Q)M_{d}^{\rm\Theta-sst}(Q)\rightarrow M_{d}^{\rm ssimp}(Q) is a projective morphism,

  • RdΘst(Q)MdΘst(Q)R_{d}^{\rm\Theta-st}(Q)\rightarrow M_{d}^{\rm\Theta-st}(Q) is a PGdPG_{d}-principal fibration.

  • The dimension of the variety MdΘst(Q)M_{d}^{\rm\Theta-st}(Q), if non-empty, equals 1d,d1-\langle d,d\rangle.

The relation between the moduli spaces Mdst(Q)M_{d}^{\rm st}(Q) and Mdsst(Q)M_{d}^{\rm sst}(Q) can be made more precise using the Luna stratification; see [1] for more details:
Given a polystable representation

M=U1m1UsmsM=U_{1}^{m_{1}}\oplus\ldots\oplus U_{s}^{m_{s}}

for pairwise non-isomorphic stables UkU_{k} of dimension vectors dkd^{k} (necessarily of slope μ(d)\mu(d)), we denote its polystable type by

(d)m=((d1)m1(ds)ms).(d^{*})^{m_{*}}=((d^{1})^{m_{1}}\ldots(d^{s})^{m_{s}}).

The subset SdS_{d^{*}} of Mdsst(Q)M_{d}^{\rm sst}(Q) of all polystable representations of type (d)m(d^{*})^{m_{*}} is locally closed, yielding a finite stratification of Mdsst(Q)M_{d}^{\rm sst}(Q), such that the stratum corresponding to type (d1)(d^{1}) is precisely Mdst(Q)M_{d}^{\rm st}(Q).
This can be used, for example, to determine the singularities in Mdsst(Q)M_{d}^{\rm sst}(Q), see [1]. Other applications will be mentioned in sections 8.2,10.1.
As noted before, in case the quiver QQ has no oriented cycles, the only simple representations are the one-dimensional ones SiS_{i} attached to each vertex iIi\in I. Thus, in this case, Mdssimp(Q)M_{d}^{\rm ssimp}(Q) consists of a single point, corresponding to the semisimple representation iISidi\bigoplus_{i\in I}S_{i}^{d_{i}} of dimension vector dd. Consequently, the variety MdΘsstM_{d}^{\rm\Theta-sst} is projective in this case. Now assume that dd is coprime for Θ\Theta, which by definition means that μ(e)μ(d)\mu(e)\not=\mu(d) for all 0e<d0\not=e<d. For generic Θ\Theta, this is equivalent to dd being coprime in the sense that gcd(di,iI)=1{\rm gcd}(d_{i}\,,\,i\in I)=1:
Suppose that dd is Θ\Theta-coprime, and that k𝐍k\in{\bf N} is a common divisor of all entries of dd. Then Θ(1kd)=Θ(d)\Theta(\frac{1}{k}d)=\Theta(d), and thus k=1k=1. Conversely, suppose that dd is coprime. Then the conditions μ(e)μ(d)\mu(e)\not=\mu(d) for all 0e<d0\not=e<d define finitely many proper hyperplanes, and a generic choice of Θ\Theta avoids all of them.
Then, by assumption, every semistable representation is already stable, thus the variety MdΘsst=MdΘstM_{d}^{\rm\Theta-sst}=M_{d}^{\rm\Theta-st} is smooth.
Thus, in the case of a Θ\Theta-coprime dimension vector for a quiver without oriented cycles, we end up which smooth projective moduli spaces, which therefore classify for a consideration with classical techniques of algebraic geometry - see the following sections 6, 7, 8 for some applications of this principle.
We have thus found many solutions to Problem 3.1. The next step is to characterize the stable representations in algebraic terms:
Define the slope of a non-zero dimension vector as

μ(d):=Θ(d)dimd,\mu(d):=\frac{\Theta(d)}{\dim d},

and define the slope of a representation M0M\not=0 as the slope of its dimension vector μ(M):=μ(dim¯M)\mu(M):=\mu(\underline{\dim}M). The following characterization of χΘ\chi_{\Theta}-(semi-)stable points in Rd(Q)R_{d}(Q) is given in [37]:

Theorem 3.8

A representation MRd(Q)M\in R_{d}(Q) is χΘ\chi_{\Theta}-semistable if and only if μ(U)μ(M)\mu(U)\leq\mu(M) for all non-zero subrepresentations UU of VV. The representation MM is χΘ\chi_{\Theta}-stable if and only if μ(U)<μ(M)\mu(U)<\mu(M) for all non-zero proper subrepresentations UU of VV.

Thus, (semi-)stability can be characterized in terms of the submodule structure of a representation. Since this simple description of stable representations leads to some very interesting representation-theoretic aspects, we devote the following section to details of this concept.

4 Algebraic aspects of stability

As before, let QQ be an arbitrary finite quiver, and let Θ:𝐙I𝐙\Theta:{\bf Z}I\rightarrow{\bf Z} be a linear function, called a stability in the following. We also consider, as before, the functional dim\dim on 𝐙I{\bf Z}I defined by dimd=iIdi\dim d=\sum_{i\in I}d_{i} (this could be replaced by any other strictly positive linear function on dimension vectors). For a non-zero dimension vector d𝐍Id\in{\bf N}I, we define its slope by

μ(d):=Θ(d)dimd𝐐.\mu(d):=\frac{\Theta(d)}{\dim d}\in{\bf Q}.

We define the slope of a non-zero representation XX of QQ over some field kk as the slope of its dimension vector, thus μ(X):=μ(dim¯X)𝐐\mu(X):=\mu(\underline{\dim}X)\in{\bf Q}. The set

𝐍Iμ={d𝐍I{0}:μ(d)=μ}{0}{\bf N}I_{\mu}=\{d\in{\bf N}I\setminus\{0\}\,:\,\mu(d)=\mu\}\cup\{0\}

forms a subsemigroup of 𝐍I{\bf N}I.
We call the representation XX semistable if μ(U)μ(X)\mu(U)\leq\mu(X) for all non-zero subrepresentations UU of XX, and we call XX stable if μ(U)<μ(X)\mu(U)<\mu(X) for all non-zero proper subrepresentations UU of XX.

Lemma 4.1

Let 0XYZ00\rightarrow X\rightarrow Y\rightarrow Z\rightarrow 0 be a short exact sequence of non-zero kk-representations of QQ. Then the following holds:

  1. 1.

    μ(X)μ(Y)\mu(X)\leq\mu(Y) if and only if μ(X)μ(Z)\mu(X)\leq\mu(Z) if and only if μ(Y)μ(Z)\mu(Y)\leq\mu(Z).

  2. 2.

    The same holds with \leq replaced by <<.

  3. 3.

    min(μ(X),μ(Z))μ(Y)max(μ(X),μ(Z))\min(\mu(X),\mu(Z))\leq\mu(Y)\leq\max(\mu(X),\mu(Z)).

Proof.

Let dd and ee be the dimension vectors of XX and ZZ, respectively. Then the dimension vector of YY equals d+ed+e, and thus the slope of YY equals

μ(Y)=Θ(d)+Θ(e)dimd+dime.\mu(Y)=\frac{\Theta(d)+\Theta(e)}{\dim d+\dim e}.

It is now trivial to verify that

Θ(d)dimdΘ(d)+Θ(e)dimd+dimeΘ(d)dimdΘ(e)dimeΘ(d)+Θ(e)dimd+dimeΘ(e)dime,\frac{\Theta(d)}{\dim d}\leq\frac{\Theta(d)+\Theta(e)}{\dim d+\dim e}\iff\frac{\Theta(d)}{\dim d}\leq\frac{\Theta(e)}{\dim e}\iff\frac{\Theta(d)+\Theta(e)}{\dim d+\dim e}\leq\frac{\Theta(e)}{\dim e},

and the same statement with \leq replaced by <<. This proves the first two parts of the lemma. The third part follows immediately.∎

This lemma shows that semistability of a representation XX can also be characterized by the condition μ(X)μ(W)\mu(X)\leq\mu(W) for any non-zero factor representation WW of XX.
Denote by modμkQ{\rm mod}_{\mu}kQ the full subcategory of modkQ{\rm mod}\,kQ consisting of semistable representations of slope μ𝐐\mu\in{\bf Q}.

Lemma 4.2

The following properties of the subcategories modμkQ{\rm mod}_{\mu}kQ hold:

  1. 1.

    Let 0XYZ00\rightarrow X\rightarrow Y\rightarrow Z\rightarrow 0 be a short exact sequence of non-zero kk-representations of QQ of the same slope μ\mu. Then YY is semistable if and only if XX and ZZ are semistable.

  2. 2.

    modμkQ{\rm mod}_{\mu}kQ is an abelian subcategory of modkQ{\rm mod}\,kQ.

  3. 3.

    If μ>ν\mu>\nu, then Hom(modμkQ,modνkQ)=0{\rm Hom}({\rm mod}_{\mu}kQ,{\rm mod}_{\nu}kQ)=0.

  4. 4.

    The stable representations of slope μ\mu are precisely the simple objects in the abelian category modμkQ{\rm mod}_{\mu}kQ. In particular, they are indecomposable, their endomorphism ring is trivial, and there are no non-zero morphisms between non-isomorphic stable representations of the same slope.

Proof.

Suppose that XX and ZZ are semistable, and let UU be a subrepresentation of YY. This yields an induced exact sequence

0UXU(U+X)/X00\rightarrow U\cap X\rightarrow U\rightarrow(U+X)/X\rightarrow 0

of subrepresentations of XX, YY and ZZ, respectively. By semistability of XX and ZZ, we have μ(UX)μ(X)=μ\mu(U\cap X)\leq\mu(X)=\mu and μ((U+X)/X)μ(Z)=μ\mu((U+X)/X)\leq\mu(Z)=\mu. Applying the third part of the previous lemma, we get

μ(U)max(μ(UX),μ((U+X)/X)))μ=μ(Y),\mu(U)\leq\max(\mu(U\cap X),\mu((U+X)/X)))\leq\mu=\mu(Y),

proving semistability of YY.
Conversely, suppose that YY is semistable. A subrepresentation UU of XX can then be viewed as a subrepresentation of YY, and thus μ(U)μ(Y)=μ=μ(X)\mu(U)\leq\mu(Y)=\mu=\mu(X), proving semistability of XX. A subrepresentation UU of ZZ induces an exact sequence 0XVU00\rightarrow X\rightarrow V\rightarrow U\rightarrow 0 by pullback, and thus μ(V)μ(Y)=μ=μ(X)\mu(V)\leq\mu(Y)=\mu=\mu(X). Applying the first part of the previous lemma, we get μ(U)μ(V)μ=μ(Z)\mu(U)\leq\mu(V)\leq\mu=\mu(Z), proving semistability of ZZ. This proves the first part of the lemma. It also proves that the subcategory modμkQ{\rm mod}_{\mu}kQ is closed under extensions.
Given a morphism f:XYf:X\rightarrow Y in modμkQ{\rm mod}_{\mu}kQ, we have μ=μ(X)μ(Im(f))μ(Y)=μ\mu=\mu(X)\leq\mu({\rm Im}(f))\leq\mu(Y)=\mu by semistabililty of XX and YY, and thus μ(Im(f))=μ\mu({\rm Im}(f))=\mu. Thus, Ker(f){\rm Ker}(f), Im(f){\rm Im}(f) and Coker(f){\rm Coker}(f) all have the same slope μ\mu, and they are all semistable by the first part. This proves that modμkQ{\rm mod}_{\mu}kQ is abelian. The same argument proves the third part: if f:XYf:X\rightarrow Y is a non-zero morphism, then μ(X)μ(Im(f))μ(Y)\mu(X)\leq\mu({\rm Im}(f))\leq\mu(Y).
By the definition of stability, a representation is stable of slope μ\mu if and only if it has no non-zero proper subrepresentation in modμkQ{\rm mod}_{\mu}kQ, proving that the stables of slope μ\mu are the simples in modμkQ{\rm mod}_{\mu}kQ. The remaining statements of the fourth part follow from Schur’s Lemma. ∎

Definition 4.3.

A subrepresentation UU of a representation XX is called scss (short for strongly contradicting semistability) if its slope is maximal among the slopes of subrepresentations of XX, that is, μ(U)=max{μ(V)|VX}\mu(U)=\max\{\mu(V)\,|\,V\subset X\}, and it is of maximal dimension with this property.

Such a subrepresentation clearly exists, since there are only finitely many dimensions and slopes of subrepresentations. By its defining property, it is clearly semistable.

Lemma 4.4

Every representation XX admits a unique scss subrepresentation.

Proof.

Suppose UU and VV are scss subrepresentations of XX, necessarily of the same slope μ\mu. The exact sequence 0UVUVU+V00\rightarrow U\cap V\rightarrow U\oplus V\rightarrow U+V\rightarrow 0 yields μ(UV)μ=μ(UV)\mu(U\cap V)\leq\mu=\mu(U\oplus V), thus μμ(U+V)\mu\leq\mu(U+V) by Lemma 4.1. By maximality of the slope μ\mu among subrepresentations of XX, we have μ(U+V)=μ\mu(U+V)=\mu. By maximality of the dimension of UU and VV, we have dimU+VdimU,dimV\dim U+V\leq\dim U,\dim V, and thus U=VU=V.∎

Remark 4.5.

The uniqueness of the scss of a representation XX has some interesting applications: for example, the scss has to be fixed under arbitrary automorphisms φ\varphi of XX, since applying φ\varphi to a subrepresentations does not change its dimension vector, and thus also its slope and dimension.
This implies the compatibility of semistability with base extension: let kKk\subset K be a Galois extension, and let XX be a semistable kk-representation of QQ. The scss VV of X¯=KkX\bar{X}=K\otimes_{k}X is fixed under all automorphism of X¯\bar{X}, thus in particular under the Galois group of the extension kKk\subset K. Thus, it descends to a subrepresentation UU of XX (that is, VKkUV\simeq K\otimes_{k}U). By semistability of XX, we have μ(V)=μ(U)μ(X)=μ(X¯)\mu(V)=\mu(U)\leq\mu(X)=\mu(\bar{X}), thus X¯\bar{X} is semistable.

Definition 4.6.

A filtration 0=X0X1Xs=X0=X_{0}\subset X_{1}\subset\ldots\subset X_{s}=X of a representation XX is called Harder-Narasimhan (abbreviated by HN) if the subquotients Xi/Xi1X_{i}/X_{i-1} are semistable for i=1,,si=1,\ldots,s, and μ(X1/X0)>μ(X2/X1)>>μ(Xs/Xs1)\mu(X_{1}/X_{0})>\mu(X_{2}/X_{1})>\ldots>\mu(X_{s}/X_{s-1}).

Lemma 4.7

Every representation XX possesses a unique Harder-Narasimhan filtration.

Proof.

Existence is proved by induction on the dimension of XX. Let X1X_{1} be the scss of XX. By induction, we have a HN filtration 0=Y0Y1Ys1=X/X10=Y_{0}\subset Y_{1}\subset\ldots\subset Y_{s-1}=X/X_{1}. Via the projection π:XX/X1\pi:X\rightarrow X/X_{1}, we pull this back to a filtration of XX defined by Xi=π1(Yi1)X_{i}=\pi^{-1}(Y_{i-1}) for i=1,,si=1,\ldots,s. Now X1/X0X_{1}/X_{0} is semistable since X1X_{1} is the scss of XX, and Xi+1/XiYi/Yi1X_{i+1}/X_{i}\simeq Y_{i}/Y_{i-1} is semistable by the choice of the YiY_{i} for i=1,,s1i=1,\ldots,s-1. We also infer μ(X2/X1)>>μ(Xs/Xs1)\mu(X_{2}/X_{1})>\ldots>\mu(X_{s}/X_{s-1}) from the corresponding property of the slopes of the subquotients in the HN filtration of X/X1X/X_{1}. Since X2X_{2} is a subrepresentation of XX of strictly larger dimension than X1X_{1}, we have μ(X1)>μ(X2)\mu(X_{1})>\mu(X_{2}) since X1X_{1} is scss in XX, and thus μ(X1/X0)=μ(X1)>μ(X2/X1)\mu(X_{1}/X_{0})=\mu(X_{1})>\mu(X_{2}/X_{1}).
To prove uniqueness, we proceed again by induction on the dimension. Assume that 0=X0Xs=X0=X_{0}^{\prime}\subset\ldots\subset X_{s}^{\prime}=X is a HN filtration of XX. Let tt be minimal such that X1X_{1} is contained in XtX_{t}^{\prime}, thus the inclusion induces a non-zero map from X1X_{1} to Xt/Xt1X_{t}^{\prime}/X_{t-1}^{\prime}. Both representations being semistable and X1X_{1} being scss, we have μ(X1)μ(X1)μ(Xt/Xt1)μ(X1)\mu(X_{1}^{\prime})\leq\mu(X_{1})\leq\mu(X_{t}^{\prime}/X_{t-1}^{\prime})\leq\mu(X_{1}^{\prime}), thus μ(X1)=μ(X1)\mu(X_{1})=\mu(X_{1}^{\prime}) and t=1t=1, which means X1X1X_{1}\subset X_{1}^{\prime}. Again since X1X_{1} is scss, we conclude that X1=X1X_{1}=X_{1}^{\prime}. By induction, we know that the induced filtrations on the factor X/X1X/X_{1} coincide, thus the filtrations of XX coincide.∎

Interpreted properly, the HN filtration is even functorial: index the HN filtration by 𝐐{\bf Q} by defining

X(a)=Xk if μ(Xk/Xk1)a>μ(Xk+1/Xk) for all a𝐐.X^{(a)}=X_{k}\mbox{ if }\mu(X_{k}/X_{k-1})\geq a>\mu(X_{k+1}/X_{k})\mbox{ for all }a\in{\bf Q}.
Lemma 4.8

Any morphism f:XYf:X\rightarrow Y respects the HN filtration, in the sense that f(X(a))Y(a)f(X^{(a)})\subset Y^{(a)} for all a𝐐a\in{\bf Q}.

Proof.

We will prove by induction on kk the following property:
If f(Xk)YlYl1f(X_{k})\subset Y_{l}\setminus Y_{l-1}, then μ(Yl/Yl1)μ(Xk/Xk1)\mu(Y_{l}/Y_{l-1})\geq\mu(X_{k}/X_{k-1}).
The claimed property follows from this: given a𝐐a\in{\bf Q}, we have X(a)=XkX^{(a)}=X_{k} for the index kk satisfying μ(Xk/Xk1)a>μ(Xk+1/Xk)\mu(X_{k}/X_{k-1})\geq a>\mu(X_{k+1}/X_{k}). Choosing ll minimal such that f(Xk)Ylf(X_{k})\subset Y_{l}, we then have μ(Yl/Yl1)μ(Xk/Xk1)a\mu(Y_{l}/Y_{l-1})\geq\mu(X_{k}/X_{k-1})\geq a, and thus YlY(a)Y_{l}\subset Y^{(a)} by definition.
In case k=0k=0 there is nothing to show. For k=1k=1, suppose f(X1)YlYl1f(X_{1})\subset Y_{l}\setminus Y_{l-1}. Then ff induces a non-zero map between the semistable representations X1X_{1} and Yl/Yl1Y_{l}/Y_{l-1}, showing μ(X1)μ(Yl/Yl1)\mu(X_{1})\leq\mu(Y_{l}/Y_{l-1}) as claimed.
For general kk, suppose that f(Xk)YlYl1f(X_{k})\subset Y_{l}\setminus Y_{l-1}, and consider the diagram

0Xk1αXkXk/Xk10f0Yl1YlβYl/Yl10\begin{array}[]{ccccccccc}0&\rightarrow&X_{k-1}&\stackrel{{\scriptstyle\alpha}}{{\rightarrow}}&X_{k}&\rightarrow&X_{k}/X_{k-1}&\rightarrow&0\\ &&&&f\downarrow&&&&\\ 0&\rightarrow&Y_{l-1}&{\rightarrow}&Y_{l}&\stackrel{{\scriptstyle\beta}}{{\rightarrow}}&Y_{l}/Y_{l-1}&\rightarrow&0\end{array}

If βfα\beta f\alpha equals 0, the map ff induces a non-zero map Xk/Xk1Yl/Yl1X_{k}/X_{k-1}\rightarrow Y_{l}/Y_{l-1} between semistable representations, and thus μ(Xk/Xk1)μ(Yl/Yl1)\mu(X_{k}/X_{k-1})\leq\mu(Y_{l}/Y_{l-1}) as desired. If βfα\beta f\alpha is non-zero, we have f(Xk1)YlYl1f(X_{k-1})\subset Y_{l}\setminus Y_{l-1}, and we can conclude by induction that μ(Yl/Yl1)μ(Xk1/Xk2)>μ(Xk/Xk1)\mu(Y_{l}/Y_{l-1})\geq\mu(X_{k-1}/X_{k-2})>\mu(X_{k}/X_{k-1}), which again gives the desired estimate.∎

We call the slopes μ(X1/X0),,μ(Xs/Xs1)\mu(X_{1}/X_{0}),\ldots,\mu(X_{s}/X_{s-1}) in the unique HN filtration of XX the weights of XX.

Definition 4.9.

Given a𝐐a\in{\bf Q}, define 𝒯a{\cal T}_{a} as the class of all representations XX all of whose weights are a\geq a, and define a{\cal F}_{a} as the class of all representations XX all of whose weights are <a<a.

Lemma 4.10

For each a𝐐a\in{\bf Q}, the pair (𝒯a,a)({\cal T}_{a},{\cal F}_{a}) defines a torsion pair in modkQ{\rm mod}\,kQ. For a<ba<b, we have 𝒯a𝒯b{\cal T}_{a}\supset{\cal T}_{b} and ab{\cal F}_{a}\subset{\cal F}_{b}.

Proof.

Assume X𝒯aX\in{\cal T}_{a} and YaY\in{\cal F}_{a}. In the 𝐐{\bf Q}-indexed HN filtration, we thus have X(b)=XX^{(b)}=X for all aba\leq b, and Y(b)=0Y^{(b)}=0 for all a<ba<b. By functoriality, any morphism f:XYf:X\rightarrow Y is already zero, proving Hom(𝒯a,a)=0{\rm Hom}({\cal T}_{a},{\cal F}_{a})=0.
Now assume Hom(X,a)=0{\rm Hom}(X,{\cal F}_{a})=0 for some representation XX. Suppose XX has a weight strictly less than aa, then certainly the slope of the (semistable) top HN factor X/Xs1X/X_{s-1} is strictly less than aa, too, thus it belongs to a{\cal F}_{a}. But the projection map XX/Xs1X\rightarrow X/X_{s-1} is non-zero, a contradiction. Thus, XX belongs to 𝒯a{\cal T}_{a}. Finally, assume Hom(𝒯a,Y)=0{\rm Hom}({\cal T}_{a},Y)=0 for some representation YY. If YY has a weight a\geq a, then certainly the slope of its (semistable) scss Y1Y_{1} is a\geq a. Thus Y1Y_{1} belongs to 𝒯a{\cal T}_{a}. But the inclusion Y1YY_{1}\rightarrow Y is non-zero, a contradiction. Thus, YY belongs to a{\cal F}_{a}. The inclusion properties of the various torsion and free classes follows from the definitions.∎

5 Further geometric properties of moduli spaces

5.1 The choice of Θ\Theta

In general, the choice of a “suitable” stability Θ\Theta for a given quiver, or a given dimension vector, is a very subtle problem. We will not consider this in general, but only work out the possible choices in some examples.
First note that there are two operations on functionals Θ\Theta as above which do not change the classes of (semi-)stable representations:

  • first, we can multiply Θ\Theta by a non-negative integer;

  • second, we can add an integer multiple of the functional dim\dim to Θ\Theta.

This shows immediately that all choices of Θ\Theta for the multiple-loop quiver LmL_{m} are equivalent to the choice Θ=0\Theta=0. In this case, we know that all representations are semistable (of slope 0), and that the stable representations are precisely the simple ones. Thus in this case, the only relevant moduli spaces are the moduli Mdst(Lm)M_{d}^{\rm st}(L_{m}) of dd-dimensional simples.
For generalized Kronecker quivers, the above operations on stability conditions allow reduction to three choices, namely Θ1(d,e)=0\Theta_{1}(d,e)=0, Θ2(d,e)=e\Theta_{2}(d,e)=e and Θ3(d,e)=d\Theta_{3}(d,e)=d. The first two only lead to trivial notions of stability: for Θ1=0\Theta_{1}=0, all representations are semistable, and the stables are precisely the simples S1S_{1}, S2S_{2}. For Θ2\Theta_{2}, assume that MM is semistable of dimension vector (d,e)(d,e). If d0ed\not=0\not=e, consideration of a subrepresentation S2MS_{2}\subset M yields a contradiction. Thus, the only semistables are direct sums of copies of either S1S_{1} or S2S_{2}, and these simple are the only stables. Thus, the only non-trivial choice of stability is Θ3\Theta_{3}. In this case, a representation MM is semistable if and only if for all non-zero subspaces UU of MiM_{i}, we have

dimk=1mMαk(U)dimMjdimMidimU,\dim\sum_{k=1}^{m}M_{\alpha_{k}}(U)\geq\frac{\dim M_{j}}{\dim M_{i}}\dim U,

and it is stable if this inequality is strict for all proper non-zero subspaces.

5.2 Stable representations and Schur representations

From Lemma 4.2, we know that every stable representation is a Schur representation. We will now show in an example (for a generalized Kronecker quiver), that in general there exists no choice Θ\Theta of stability making all Schur representations of a fixed dimension vector stable. It is also not possible in general to choose a Θ\Theta for a given Schur representation MM such that MM becomes Θ\Theta-stable.
Continuing the example from section 3.2, we have

Lemma 5.1

The representation M(λ,μ)M(\lambda,\mu) for (λ,μ)0(\lambda,\mu)\not=0 is semistable if and only if it is stable if and only if λ0\lambda\not=0.

Proof.

The representation M(0,1)M(0,1) admits a subrepresentation of dimension vector (1,1)(1,1), contradicting (semi-)stability. If λ0\lambda\not=0, the only possible dimension vectors of subrepresentations of M(λ,μ)M(\lambda,\mu) are easily worked out as

(0,1),(0,2),(0,3),(1,2),(1,3),(2,3),(0,1),(0,2),(0,3),(1,2),(1,3),(2,3),

proving stability.∎

Therefore, the notion of stability chooses one of the two representations M(0,1)M(0,1), M(1,0)M(1,0) as “more canonical”, due to its submodule structure.
As another example, we consider the 44-subspace quiver S4S_{4} with dimension vector d=i1+i2+i3+i4+2)d=i_{1}+i_{2}+i_{3}+i_{4}+2) and stability Θ=j\Theta=j^{*}. A representation is given by four vectors v1,v2,v3,v4v_{1},v_{2},v_{3},v_{4} in k2k^{2}, which we will assume to be non-zero. Then this representation is stable of no two of the vectors are proportional, and it is semistable if no three of them are proportional. It is indecomposable if it is semistable, and the four vectors cannot be grouped into two pairs of proportional ones. The stable representations therefore admit a normal form (e1,e2,e1+e2,e1+λe2)(e_{1},e_{2},e_{1}+e_{2},e_{1}+\lambda e_{2}) for λ0,1\lambda\not=0,1. The moduli space Mdsst(S4)M_{d}^{\rm sst}(S_{4}) is isomorphic to a projective line 𝐏1{\bf P}^{1} via the map Rdsst(Q)𝐏1R_{d}^{\rm sst}(Q)\rightarrow{\bf P}^{1} given by

(v1,v2,v3,v4)(det[v1|v2]det[v3|v4]:det[v1|v4]det[v3|v2])(v_{1},v_{2},v_{3},v_{4})\mapsto(\det[v_{1}|v_{2}]\det[v_{3}|v_{4}]:\det[v_{1}|v_{4}]\det[v_{3}|v_{2}])

(see section 5.5 for more details). In this way, we realize Mdst(K4)M_{d}^{\rm st}(K_{4}) is the open subset 𝐏1{0,1,}{\bf P}^{1}\setminus\{0,1,\infty\}. But the moduli space cannot distinguish between all the indecomposables: for example, all of the three isomorphism classes

(e1,e1,e2,e2),(e1,e1,e2,e1+e2),(e1,e2,e1+e2,e1+e2)(e_{1},e_{1},e_{2},e_{2}),\;(e_{1},e_{1},e_{2},e_{1}+e_{2}),\,(e_{1},e_{2},e_{1}+e_{2},e_{1}+e_{2})

are sent to the point (0:1)(0:1) of 𝐏1{\bf P}^{1}. The first of these is decomposable into a direct sum U1U2U_{1}\oplus U_{2} of three-dimensional representations. The second and the third are indecomposable, the second being a non-trivial extension of U1U_{1} by U2U_{2}, the third being a non-trivial extension of U2U_{2} by U1U_{1}.
As already suggested above, one may ask whether for a given Schur representation, there always exists a stability making this representation stable. The above example shows that this is not possible in general! The point of view of the present paper is not to worry about the different choices of stability (and even not about the question whether a particular moduli space is non-empty), but to try to formulate results which hold for arbitrary choices of stability.

5.3 Existence of stable representations

An obvious question in relation to the choice of Θ\Theta is the following: under which conditions is Mdsst(Q)M_{d}^{\rm sst}(Q) (resp. Mdst(Q)M_{d}^{\rm st}(Q)) non-empty? For the semistable representations, the Harder-Narasimhan filtration yields a recursive criterion, see [52].

Proposition 5.2

Mdsst(Q)M_{d}^{\rm sst}(Q) is non-empty if and only if there exists no non-trivial decomposition d=d1++dsd=d^{1}+\ldots+d^{s} fulfilling the following three conditions:

  • Mdksst(Q)M_{d^{k}}^{\rm sst}(Q)\not=\emptyset for all k=1,,sk=1,\ldots,s,

  • μ(d1)>>μ(ds)\mu(d^{1})>\ldots>\mu(d^{s}),

  • dk,dl=0\langle d^{k},d^{l}\rangle=0 for all k<lk<l.

Criteria for non-emptyness of both Mdst(Q)M_{d}^{\rm st}(Q) and Mdsst(Q)M_{d}^{\rm sst}(Q) can be formulated using the concept of generic subrepresentations [61]; these criteria are also highly recursive. We write ede\hookrightarrow d if the set of representations of dimension vector dd admitting a subrepresentation of dimension vector ee is dense in Rd(Q)R_{d}(Q). Whether this condition holds for two given dimension vectors can be determined recursively:

Theorem 5.3

ede\hookrightarrow d if and only if e,de0\langle e^{\prime},d-e\rangle\geq 0 for all eee^{\prime}\hookrightarrow e.

Based on this notion, we have the following criterion from [61]:

Theorem 5.4

We have

  1. 1.

    Mdsst(Q)M_{d}^{\rm sst}(Q)\not=\emptyset if and only if μ(e)μ(d)\mu(e)\leq\mu(d) for all ede\hookrightarrow d,

  2. 2.

    Mdst(Q)M_{d}^{\rm st}(Q)\not=\emptyset if and only if μ(e)<μ(d)\mu(e)<\mu(d) for all ede\not=d such that 0ed0\not=e\hookrightarrow d.

A “less recursive” criterion is formulated in [1].

Theorem 5.5

Assume d=k=1smkdkd=\sum_{k=1}^{s}m_{k}d^{k} can be written as a positive combination of dimension vectors dkd^{k} such that Mdkst(Q)M_{d^{k}}^{\rm st}(Q)\not=\emptyset for all kk. Then Mdst(Q)M_{d}^{\rm st}(Q)\not=\emptyset if and only if (m1,,ms)(m_{1},\ldots,m_{s}) is the dimension vector of a simple representation of the quiver with vertices i1,,isi_{1},\ldots,i_{s} and δk,ldk,dl\delta_{k,l}-\langle d^{k},d^{l}\rangle arrows between each pair of vertices ik,ili_{k},i_{l}.

This reduces the problem to the question of existence of simple representations, which is solved in [43]:

Theorem 5.6

We have Mdsimp(Q)M_{d}^{\rm simp}(Q)\not=\emptyset if and only if supp(d){\rm supp}(d) is a quiver of type A~n\widetilde{A}_{n} with cyclic orientation and di=1d_{i}=1 for all isupp(d)i\in{\rm supp}(d), or supp(d){\rm supp}(d) is not of the above type and d,i0i,d\langle d,i\rangle\leq 0\geq\langle i,d\rangle for all isupp(d)i\in{\rm supp}(d).

5.4 Universal bundles

It is a general philosophy in moduli theory that moduli spaces should, most desirably, be equipped with so-called universal (or tautological) bundles.
As an elementary example, we consider the tautological bundle on the Grassmannian Grk(V){\rm Gr}_{k}(V) parametrizing kk-dimensional subspaces of a vector space VV, i.e. we can label the points of Grk(V){\rm Gr}_{k}(V) by kk-dimensional subspaces UVU\subset V. There exists a vector bundle π:𝒯Grk(V)\pi:\mathcal{T}\mapsto{\rm Gr}_{k}(V), which is a subbundle of the trivial bundle p1:Grk(V)×VGrk(V)p_{1}:{\rm Gr}_{k}(V)\times V\mapsto{\rm Gr}_{k}(V) with the following property: π1(U){U}×V\pi^{-1}(U)\subset\{U\}\times V consists of all ({U},v)(\{U\},v) such that vUv\in U.
Similarly, in the context of quiver moduli, we ask for the following: let Mdst(Q)M_{d}^{\rm st}(Q) be a moduli space of stable representations of QQ of dimension vector dd. We want to define vector bundles πi:𝒱iMdst(Q)\pi_{i}:\mathcal{V}_{i}\mapsto M_{d}^{\rm st}(Q) of rank did_{i} for all iIi\in I and vector bundle maps 𝒱α:𝒱i𝒱j\mathcal{V}_{\alpha}:\mathcal{V}_{i}\rightarrow\mathcal{V}_{j} for all arrows α:ij\alpha:i\rightarrow j in QQ such that the following holds:
consider the fibres πi1(M)\pi_{i}^{-1}(M) for some point MMdst(Q)M\in M_{d}^{\rm st}(Q). Then the representation of QQ induced on the vector spaces πi1(M)\pi_{i}^{-1}(M) by the maps 𝒱α\mathcal{V}_{\alpha} is isomorphic to MM.
The idea behind the construction of this universal representation (see [37]) is quite obvious: we consider the trivial vector bundles Rdst(Q)×MiMiR_{d}^{\rm st}(Q)\times M_{i}\rightarrow M_{i} and the vector bundle maps (M,mi)(M,Mα(mi))(M,m_{i})\mapsto(M,M_{\alpha}(m_{i})) for α:ij\alpha:i\rightarrow j. These become GdG_{d}-bundles via the standard action of GdG_{d} on each MiM_{i}. We want these bundles to descend to bundles on the quotients Mdst(Q)=Rdst(Q)/GdM_{d}^{\rm st}(Q)=R_{d}^{\rm st}(Q)/G_{d}. This works only if the induced action of the stabilizer of a point on the fibres of the bundle is trivial, which is not true: consider the action of scalar matrices in GdG_{d}, which are the stabilizers of stable representations. The way out of this problem is to twist the GdG_{d}-action on Rdst(Q)×MiR_{d}^{\rm st}(Q)\times M_{i} by a character χ\chi, which necessarily has to take the value λ1\lambda^{-1} on a scalar matrix λGd\lambda\in G_{d}. Such a character exists if and only if the dimension vector dd is coprime in the sense that gcd(di:iI)=1{\rm gcd}(d_{i}\,:\,i\in I)=1: we can then choose a tuple sis_{i} of integers such that iIsidi=1\sum_{i\in I}s_{i}d_{i}=1 and define χ((gi)i)=iIdet(gi)si\chi((g_{i})_{i})=\prod_{i\in I}\det(g_{i})^{-s_{i}}.
It is likely that no universal bundle on Md(Q)M_{d}(Q) exists in case dd is not coprime, but there is no proof of this yet.

5.5 Coordinates

We now turn to the question of coordinates for quiver moduli. By definition, we have

Mdsst(Q)=Proj(n0k[Rd]Gd,χΘn),M_{d}^{\rm sst}(Q)={\rm Proj}(\bigoplus_{n\geq 0}k[R_{d}]^{G_{d},\chi_{\Theta}^{n}}),

thus knowledge of generating (semi-)invariants provides coordinates for the moduli in the following sense:
Let R=n0RnR=\bigoplus_{n\geq 0}R_{n} be such a semi-invariant ring. Then R0R_{0} is finitely generated (being the invariant ring for the action of GdG_{d} on RdR_{d}) by, say, f1,,fsf_{1},\ldots,f_{s}. Consider RR as an R0R_{0}-algebra. This is again finitely generated, since the ring of semi-invariants (more precisely, the underlying non-graded ring) can be viewed as the ring of invariants for the smaller group Ker(χΘ){\rm Ker}(\chi_{\Theta}). Since the Proj{\rm Proj}-construction is not sensitive to “thinning” RR, i.e. replacing RR by R(k)=n0RknR^{(k)}=\bigoplus_{n\geq 0}R_{kn} for k1k\geq 1, we can choose generators g0,,gtg_{0},\ldots,g_{t}, homogeneous of some degree k1k\geq 1, for R(k)R^{(k)}. Then Proj(R){\rm Proj}(R) admits an embedding into 𝐀s×𝐏t{\bf A}^{s}\times{\bf P}^{t} dual to the surjection k[x1,,xs][y0,,yt]Rk[x_{1},\ldots,x_{s}][y_{0},\ldots,y_{t}]\rightarrow R attaching fif_{i} to xix_{i} and gjg_{j} to yjy_{j}.
This procedure can be carried out in principle for RR the ring of semi-invariants of the action of GdG_{d} on RdR_{d} with respect to a character χΘ\chi_{\Theta}. We start with the ring of invariants:

Theorem 5.7 (Le Bruyn-Procesi)

The ring of invariants for the action of GdG_{d} on RdR_{d} is generated by traces along oriented cycles, i.e. for a cycle ω=αuα1\omega=\alpha_{u}\ldots\alpha_{1} given by

i1α1i2α2αu1iuαui1i_{1}\stackrel{{\scriptstyle\alpha_{1}}}{{\rightarrow}}i_{2}\stackrel{{\scriptstyle\alpha_{2}}}{{\rightarrow}}\ldots\stackrel{{\scriptstyle\alpha_{u-1}}}{{\rightarrow}}i_{u}\stackrel{{\scriptstyle\alpha_{u}}}{{\rightarrow}}i_{1}

in QQ, we consider the function trω{\rm tr}_{\omega} assigning to a representation M=(Mα)αM=(M_{\alpha})_{\alpha} the trace tr(MαuMα1){\rm tr}(M_{\alpha_{u}}\cdot\ldots\cdot M_{\alpha_{1}}).

Taking enough traces along oriented cycles, we thus get an embedding of Md(s)simp(Q)M_{d}^{\rm(s)simp}(Q) into an affine space.
To formulate a similar statement for semi-invariants, we have to introduce some additional notation. We start with the case of quivers without oriented cycles. Given representations MM and NN of QQ, we can compute Hom(M,N){\rm Hom}(M,N) and Ext1(M,N){\rm Ext}^{1}(M,N) as the kernel and cokernel, respectively, of the map

dM,N:iIHomk(Mi,Ni)α:ijHomk(Mi,Nj)d_{M,N}:\bigoplus_{i\in I}{\rm Hom}_{k}(M_{i},N_{i}){\rightarrow}\bigoplus_{\alpha:i\rightarrow j}{\rm Hom}_{k}(M_{i},N_{j})

given by

dM,N((fi)i)=(NαfifjMα)(α:ij).d_{M,N}((f_{i})_{i})=(N_{\alpha}f_{i}-f_{j}M_{\alpha})_{(\alpha:i\rightarrow j)}.

In case

dim¯M,dim¯N=dimHom(M,N)dimExt1(M,N)=0,\langle\underline{\dim}M,\underline{\dim}N\rangle=\dim{\rm Hom}(M,N)-\dim{\rm Ext}^{1}(M,N)=0,

we thus have a map dM,Nd_{M,N} between vector spaces of the same dimension, and we can consider its determinant c(M,N)=detdM,Nc(M,N)=\det d_{M,N}. Varying MM and NN in their respective spaces of representations, we get a polynomial function

c:Rd(Q)×Rd(Q)k,c:R_{d}(Q)\times R_{d}(Q)\rightarrow k,

which is in fact a semi-invariant function for the action of Gd×GeG_{d}\times G_{e}. We can also fix the representation MM and vary the representation NN to obtain a semi-invariant function cMc_{M} on Re(Q)R_{e}(Q). The following is proved in [63]:

Theorem 5.8

The functions cMc_{M} for representations MM such that dim¯M,d=0\langle\underline{\dim}M,d\rangle=0 generate the ring of semi-invariants on RdR_{d}.

In case QQ has oriented cycles, we need a more general version unifying the above two theorems. Choose an arbitrary map v:PQv:P\rightarrow Q between finitely generated projective representations

P=iIPiai and Q=iIPibiP=\bigoplus_{i\in I}P_{i}^{a_{i}}\mbox{ and }Q=\bigoplus_{i\in I}P_{i}^{b_{i}}

(PiP_{i} denoting the projective indecomposables associated to the vertex iIi\in I), such that

iI(aibi)di=0.\sum_{i\in I}(a_{i}-b_{i})d_{i}=0.

Then the induced map

Hom(v,M):Hom(Q,M)Hom(P,M){\rm Hom}(v,M):{\rm Hom}(Q,M)\rightarrow{\rm Hom}(P,M)

is a map between vector spaces of the same dimension, and again we can consider its determinant cv(M)=detHom(v,M)c_{v}(M)=\det{\rm Hom}(v,M). This defines a semi-invariant function on Rd(Q)R_{d}(Q). Again by [63], we have:

Theorem 5.9

The ring of semi-invariant functions on Rd(Q)R_{d}(Q) is generated by the functions cvc_{v}.

Note again that the full semi-invariant ring, which is described by the above theorems, is not of the type we considered in the definition of moduli spaces, i.e. not associated to a single stability function Θ\Theta. The geometric object that is described by the Proj{\rm Proj} of this ring is the quotient of the stable points in RdR_{d} by the action of the smaller group iISL(Mi)\prod_{i\in I}{\rm SL}(M_{i}). It parametrizes quiver representations MM together with fixed volume forms of all vector spaces MiM_{i}, under isomorphisms preserving the volume forms.

5.6 An example – subspace quivers

We consider an example to illustrate the above strategy for computing coordinates for quiver moduli and to show the difference between the full ring of semi-invariants and the ring of semi-invariants associated to a fixed character. Consider the mm-subspace quiver SmS_{m} and dimension vector (1,,1,2)(1,\ldots,1,2). A representation is given as an mm-tuple (v1,,vm)(v_{1},\ldots,v_{m}) of vectors in k2k^{2}, on which the group GL2(k)×(k)m{\rm GL}_{2}(k)\times(k^{*})^{m} acts via

(g,x1,,xm)(vk)k=(1xkgvk)k.(g,x_{1},\ldots,x_{m})*(v_{k})_{k}=(\frac{1}{x_{k}}gv_{k})_{k}.

It is easy to see that the full ring of semi-invariants RR is generated by the functions

Dkl=det[vk|vl] for 1k<lm.D_{kl}=\det[v_{k}|v_{l}]\mbox{ for }1\leq k<l\leq m.

These functions fulfill the Plücker relations

DikDjl=DijDkl+DikDjlD_{ik}D_{jl}=D_{ij}D_{kl}+D_{ik}D_{jl}

for all i<j<k<li<j<k<l. Thus, the Proj{\rm Proj} of this ring is nothing but the Grassmannian of 22-planes Gr2(km){\rm Gr}_{2}(k^{m}).
The function DklD_{kl} is a semi-invariant for the character

χ(g,x1,,xm)=det(g)xkxl.\chi(g,x_{1},\ldots,x_{m})=\frac{\det(g)}{x_{k}x_{l}}.

Let us consider the “most symmetric” stability Θ=(0,,0,1)\Theta=(0,\ldots,0,-1). Now a monomial i<jDijmij\prod_{i<j}D_{ij}^{m_{ij}} belongs to k[Rd]χΘGdk[R_{d}]^{G_{d}}_{\chi_{\Theta}} if and only if for any i=1,,ni=1,\ldots,n, we have

j<imji+j>imij=2k\sum_{j<i}m_{ji}+\sum_{j>i}m_{ij}=2k

for some k1k\geq 1. It turns out a minimal system of generators becomes rather large even for small values of nn.
We consider the particular case n=5n=5. One can see directly that the semi-invariant ring is generated by the following functions:

c=D12D23D34D45D51,xi=Di,i+1Di,i+4Di+4,iDi+2,i+32 for i𝐙5.c=D_{12}D_{23}D_{34}D_{45}D_{51},\;\;\;x_{i}=D_{i,i+1}D_{i,i+4}D_{i+4,i}D_{i+2,i+3}^{2}\mbox{ for }i\in{\bf Z}_{5}.

The Plücker relations give the following (defining) relations between the generators:

xixi+1=c2+cxi+3 for i𝐙5.x_{i}x_{i+1}=c^{2}+cx_{i+3}\mbox{ for }i\in{\bf Z}_{5}.

Consequently, the moduli space Md(s)st(S5)M_{d}^{\rm(s)st}(S_{5}) is the surface in 𝐏5{\bf P}^{5} with coordinates (x1:x2:x3:x4:x5:c)(x_{1}:x_{2}:x_{3}:x_{4}:x_{5}:c) determined by the five equations above.
The case m=7m=7 was worked out in [2], using results of [31]: the above methods yields an embedding of the 44-dimensional moduli space into 𝐏35{\bf P}^{35}, determined by 5858 defining equations.
From these examples we can see that, even in simple examples, coordinatization of the moduli spaces leads to difficult explicit calculations in commutative algebra.
Another question is whether, even if we have explicit generators and defining relations, this is helpful for studying the moduli spaces, since it is difficult to extract global geometric information from defining equations.

6 Cohomology and cell decompositions

One of the possible directions towards a study of the global geometry of quiver moduli pursued by the author in [19, 46, 52, 54, 55, 56, 57, 58] is the determination of Betti numbers of quiver moduli. We will first consider the question why knowledge of the Betti numbers should be interesting for such a study.
Whenever we use cohomology of varieties, we will work over the base field k=𝐂k={\bf C} of the complex numbers, and we will consider all quasiprojective varieties with their 𝐂{\bf C}-topology, induced from the natural 𝐂{\bf C}-topology on complex projective spaces. Then we consider singular cohomology (or singular cohomology with compact support) with coefficients in 𝐐{\bf Q}, disregarding all potential torsion phenomena. We then denote by bi(X)=dim𝐐Hi(X,𝐐)b_{i}(X)=\dim_{\bf Q}H^{i}(X,{\bf Q}) the ii-th Betti number of XX (for arbitrary base fields kk as before, \ell-adic cohomology should be considered; standard comparison theorems guarantee the compatibility of these two approaches).

6.1 Cell decompositions

Definition 6.1.

A variety XX is said to admit a cell decomposition if there exists a filtration

X=X0X1Xt=X=X_{0}\supset X_{1}\supset\ldots\supset X_{t}=\emptyset

by closed subvarieties, such that the successive complements Xj1XjX_{j-1}\setminus X_{j} for j=1,,tj=1,\ldots,t are isomorphic to affine spaces 𝐀dj{\bf A}^{d_{j}}.

This notion is not to be confused with the topological notion of cell decomposition, for example in the context of CW-complexes. In the literature (for example [13]) one also finds a variant of this notion, where the successive complements are only required to be isomorphic to disjoint unions of affine spaces; further refinement of such a filtration leads to one in the above sense.
Examples of such varieties are provided by affine space itself, by projective spaces (where XiX_{i} consists of all points (x0::xn)(x_{0}:\ldots:x_{n}) in projective nn-space such that the first ii coordinates are zero, for i=0,,n1i=0,\ldots,n-1), Grassmannians, etc..
If XX admits a cell decomposition, then all odd cohomology of XX vanishes, and the 2i2i-th Betti number is given as the number of ii-dimensional cells, i.e. the number of indices jj such that Xj1Xj𝐀iX_{j-1}\setminus X_{j}\simeq{\bf A}^{i}.

6.2 The importance of cell decompositions for quiver moduli

Now assume that Mdst(Q)M_{d}^{\rm st}(Q) is a quiver moduli admitting a universal representation 𝒱{\cal V}, and assume that Mdst(Q)M_{d}^{\rm st}(Q) admits a cell decomposition. Then we can write

Mdst(Q)=k=1nYk, where Yk𝐀dk.M_{d}^{\rm st}(Q)=\bigcup_{k=1}^{n}Y_{k}\mbox{, where }Y_{k}\simeq{\bf A}^{d_{k}}.

The restriction of each vector bundle 𝒱i{\cal V}_{i} to each YkY_{k} is a vector bundle over an affine space, and thus trivial. This means that we can find isomorphisms

ϕik:Yk×Mi𝒱i|Yk.\phi_{ik}:Y_{k}\times M_{i}\rightarrow{\cal V}_{i}|_{Y_{k}}.

For any arrow α:ij\alpha:i\rightarrow j we can then consider the composite map

fα=ϕjk1𝒱α|Ykϕik:Yk×MiYk×Mj.f_{\alpha}=\phi_{jk}^{-1}\circ{\cal V}_{\alpha}|_{Y_{k}}\circ\phi_{ik}:Y_{k}\times M_{i}\rightarrow Y_{k}\times M_{j}.

For any point xx in 𝐀dkYk{\bf A}^{d_{k}}\simeq Y_{k}, the restriction fα(x)f_{\alpha}(x) of fαf_{\alpha} to the fibres over xx is a linear map from MiM_{i} to MjM_{j} by definition. Thus, the tuple (fα(x))α(f_{\alpha}(x))_{\alpha} defines a quiver representation M(x)M(x). The collection of all M(x)M(x) for xYkx\in Y_{k} thus give a normal form for all the quiver representations belonging to YkY_{k}.
We see that existence of a cell decomposition of the moduli space Mdst(Q)M_{d}^{\rm st}(Q) gives an explicit parametrization of all isomorphism classes of stable representations of dimension vector dd, together with explicit normal forms. This is of course very desirable in view of Problem 2.1.
One may conjecture that such cell decompositions exist for the moduli of stable representations whenever dd is coprime for Θ\Theta. Instances of this conjecture will be proved later for certain (very special) dimension vectors of generalized Kronecker quivers (see section 7.3), and for the framed versions of moduli spaces in section 10.3.

6.3 Negative examples and discussion

An interesting testing case for the above conjecture is provided by the surface considered in section 5.6: it is not clear whether this projective rational surface admits a cell decomposition.
Turning to the non-coprime case, one cannot hope for cell decompositions to exist in general. Consider again the example of the 44-subspace quiver S4S_{4} and dimension vector (1,1,1,1,2)(1,1,1,1,2). We have seen in section 5.2 that the moduli of stables is isomorpic to 𝐏1{\bf P}^{1} minus three points in this case. This space definitely has (two-dimensional) first cohomology, so it cannot admit a cell decomposition (since this implies vanishing of the odd Betti numbers). Another example is provided by two-dimensional simple representations of the two-loop quiver L2L_{2}.
One might suspect that the problem is caused by the missing semistables (or semisimples). This is, however, not the case. Considering the dimension vector (2,2)(2,2) for the five-arrow Kronecker quiver, we get the counting polynomial

t13+t12+3t11+2t10+3t9+t8+t7t6+t3+t2+t+1t^{13}+t^{12}+3t^{11}+2t^{10}+3t^{9}+t^{8}+t^{7}-t^{6}+t^{3}+t^{2}+t+1

(see section 8) for Mdsst(Q)M_{d}^{\rm sst}(Q), thus there cannot exist a cell decomposition, as will be explained in section 8.1 (a polynomial counting points over finite fields of a variety admitting a cell decompositions necessarily has nonnegative coefficients).
Despite these negative results, there are several possible variants of the problem: the first possibility is to ask for a torus decomposition, i.e. we relax the defining condition of a cell decomposition and ask the successive complements to be isomorphic to tori instead. We will see in section 8.3 that this is supported by the conjecture 8.5.
Another option is to look at variants of quiver moduli, and to ask for these spaces to admit a cell decomposition. For moduli of simple representations, we will consider the noncommutative Hilbert schemes in section 10.3, and cell decompositions will be constructed. In general, the smooth models of section 10 provide candidates – again one might conjecture that they always admit cell decompositions.
The most desirable variant of the original moduli spaces we would like to have is a desingularization of the moduli of semistables, or, in other words, a “compactification” of the moduli of stables. By this we mean a smooth variety XX admitting a projective birational morphism to Mdsst(Q)M_{d}^{\rm sst}(Q) (then XX is projective over Mdssimp(Q)M_{d}^{\rm ssimp}(Q), and contains Mdst(Q)M_{d}^{\rm st}(Q) as an open subset). Existence of cell decompositions for such desingularisation poses a difficult problem: suppose that XX has a cell decomposition. In particular, we have XX1𝐀d1X\setminus X_{1}\simeq{\bf A}^{d_{1}}, i.e. there exists an open subset which is isomorphic to affine space – in other words, the variety XX is rational. Since XX maps to Mdsst(Q)M_{d}^{\rm sst}(Q) birationally, this would imply that the latter is rational, too. But it is shown in [62] that all quiver moduli are birational to moduli of simple representations of the multiple-loop quiver, and in this case rationality is a long-standing open problem, see [42].
One other possible relaxation of the notion of cell decomposition is therefore to ask for an orbifold decomposition, i.e. the successive complements should look like quotients of affine space (or a torus) by a finite group action.
There is one notable exception to this problem of construction of smooth compactifications. Namely, the moduli space M2ssimp(Lm)M_{2}^{\rm ssimp}(L_{m}) has been desingularized in [64]. This desingularization is analysed in detail in [51]. In particular, it is shown there that the desingularization admits a cell decomposition. Moreover, the obstruction to a generalization of the construction of [64] to higher dimensions is studied in detail, refining [44].
One of the problems in constructing cell decompositions is that there are only few general techniques for doing so. One is the Bialynicki-Birula method, to be discussed in section 7.3.

6.4 Betti numbers and prediction of cell decompositions

One of the main motivations for computing and studying Betti numbers of quiver moduli can be seen in the following line of reasoning, based on the above discussion: suppose the Betti numbers of the moduli space in question are computed, and that they admit some combinatorial interpretation (for example numbers of certain types of trees in the case of Hilbert schemes in section 10.3). Then this gives a prediction for a combinatorial parametrization of the cells in a cell decomposition, and sometimes actually a construction of the cells.

6.5 Betti numbers for quiver moduli in the coprime case

We review the main results of [52].

Definition 6.2.

Given QQ, dd and Θ\Theta as before, we define the following rational function in qq:

Pd(q)=d(1)s1qkldl,dkk=1siIj=1di(1qj)1𝐐(q),P_{d}(q)=\sum_{d^{*}}(-1)^{s-1}q^{-\sum_{k\leq l}\langle d^{l},d^{k}\rangle}\prod_{k=1}^{s}\prod_{i\in I}\prod_{j=1}^{d_{i}}(1-q^{-j})^{-1}\in{\bf Q}(q),

where the sum ranges over all tuples d=(d1,,ds)d^{*}=(d^{1},\ldots,d^{s}) of dimension vectors such that

  • d=d1++dsd=d^{1}+\ldots+d^{s}

  • dk0d^{k}\not=0 for all k=1,,sk=1,\ldots,s,

  • μ(d1++dk)>μ(d)\mu(d^{1}+\ldots+d^{k})>\mu(d) for all k<sk<s.

We will see in section 9.3 how the definition of this function is motivated (basically, we have

Pd(q)=|Rdsst(Q)(𝐅q)||Gd(𝐅q)|P_{d}(q)=\frac{|R_{d}^{\rm sst}(Q)({\bf F}_{q})|}{|G_{d}({\bf F}_{q})|}

for any finite field 𝐅q{\bf F}_{q}).

Theorem 6.3

If dd is coprime for Θ\Theta, then (q1)Pd(q)=idim𝐐Hi(Md,𝐐)qi/2(q-1)\cdot P_{d}(q)=\sum_{i}\dim_{\bf Q}H^{i}(M_{d},{\bf Q})q^{i/2}.

In particular, this theorem reproves a result of [38] that there is no odd cohomology of Md(Q)M_{d}(Q) in the coprime case: namely, the left hand side of the formula in the theorem is a rational function in qq, so the right hand side is so, too, and all potential contributations to half-powers of qq – coming from the odd cohomology – have to vanish.
A drawback of this formula is that, although we know a priori that the result is a polynomial in qq, all summands are only rational functions in qq, with denominators being products of terms of the form (1qi)(1-q^{i}). In particular, we cannot specialize the formula to q=1q=1, which would be very interesting because then the Poincare polynomial specializes to the Euler characteristic.
We also do not get a “positive” formula in the sense that one can see directly from the summands that the coefficients of the resulting polynomial have to be nonnegative integers. In contrast, the formula for Pd(q)P_{d}(q) involves signs. We will see positive formulas for the Betti numbers of quiver moduli in special cases, namely in section 7.2 for generalized Kronecker quivers, and in section 10.3 for Hilbert schemes.
Nevertheless, the above formula gives rise to a fast algorithm for computing the Betti numbers (which was further optimized in [67] to compute the Euler characteristic of moduli of generalized Kronecker quivers). This serves as an important tool for computer experiments which motivated many of the developments described below.

6.6 Asymptotic aspects

One can argue that, in studying quiver moduli qualitatively (i.e. studying common features enjoyed by all quiver moduli, in contrast to determination of special features of particular ones) one should not consider a fixed dimension vector dd, but consider either all of them at the same time (see results on generating series over all dd such that μ(d)=d\mu(d)=d in Theorems 8.3 and 10.2), or consider the behaviour of the moduli for large dd. The latter case is what is considered in this section.
We first consider a very simple instance of this principle: in case dd is coprime for Θ\Theta, we will see in section 9.3 that the Poincare polynomial of singular cohomology is given by

(q1)|Rdsst(Q)(𝐅q)||Gd|(𝐅q)|.(q-1)\cdot\frac{|R_{d}^{\rm sst}(Q)({\bf F}_{q})|}{|G_{d}|({\bf F}_{q})|}.

Since Rdsst(Q)R_{d}^{\rm sst}(Q) is open in the affine space RdsstR_{d}^{\rm sst}, we know that the counting polynomial is of degree dimRd(Q)\dim R_{d}(Q). For large enough coprime dd, the number of non-semistable representations should be “small” compared to the number of all representations, so that

(q1)|Rd(Q)||Gd|(q-1)\frac{|R_{d}(Q)|}{|G_{d}|}

should be a good approximation to the Poincare polynomial. This number equals (by a direct calculation)

q1d,d(1q1)iIk=1di(1qk)1.q^{1-\langle d,d\rangle}(1-q^{-1})\prod_{i\in I}\prod_{k=1}^{d_{i}}(1-q^{-k})^{-1}.

A very surprising route towards predictions of the asymptotic behaviour of quiver moduli opens up in connection to methods from string theory, see e.g. [7, 16, 17]. The idea is, very roughly, to view e.g. moduli of representations of generalized Kronecker quivers as moduli spaces of the possible states of strings between branes. These should form a microscopic model for the behaviour of macroscopic physical systems like e.g. certain types of black holes. Known or expected properties of such physical systems then yield predictions on the microscopic system (i.e. the quiver moduli) “in the large”, i.e. for large values of the dimension vector.
M. Douglas made the following conjecture for generalized Kronecker quivers KmK_{m}: for large dimension vectors (d,e)(d,e) (dd and ee coprime), the logarithm of the Euler characteristic logχ(M(d,e)(Q))\log\chi(M_{(d,e)}(Q)) should depend continuously on the ratio e/de/d. A more precise formulation can be given as follows:
there should exist a continuous function f:𝐑0𝐑f:{\bf R}_{\geq 0}\rightarrow{\bf R} with the following property: for any r𝐑0r\in{\bf R}_{\geq 0} and any ε>0\varepsilon>0, there exist δ>0\delta>0 and N𝐍N\in{\bf N} such that for coprime (d,e)(d,e) with d+e>Nd+e>N and |e/dr|<δ|e/d-r|<\delta, we have

|f(r)logχ(M(d,e)(Km))d|<ε.|f(r)-\frac{\log\chi(M_{(d,e)}(K_{m}))}{d}|<\varepsilon.

This conjecture is extremely surprising mathematically, since there are no general geometric or representation-theoretic techniques to relate moduli spaces Md(Q)M_{d}(Q) and Me(Q)M_{e}(Q) for “close” coprime dimension vectors dd and ee. Nevertheless, computer experiments [67] using the above mentioned algorithm for computation of Betti numbers give substantial evidence for this conjecture. A posteriori, it turns out that, if such a function ff exists, it already is uniquely determined up to a constant as

f(r)=Cr(mr)1.f(r)=C\cdot\sqrt{r(m-r)-1}.

This can be seen using natural identifications of moduli spaces (which are special to moduli for generalized Kronecker quivers). Namely, the natural duality, resp. the reflection functors, yield isomorphisms

M(d,e)st(Km)M(e,d)st(Km), resp. Md,est(Km)M(mde,d)st(Km).M_{(d,e)}^{\rm st}(K_{m})\simeq M_{(e,d)}^{\rm st}(K_{m})\mbox{, resp. }M_{d,e}^{\rm st}(K_{m})\simeq M_{(md-e,d)}^{\rm st}(K_{m}).

These identifications translate into functional equations for the function ff (if it exists), which already determine it up to a scalar factor.
Using localization techniques (see section 7), it is possible to obtain exponential lower bounds for the Euler characteristic, thus proving part of the above conjecture; see [58, 68].
A slight reformulation of the above (conjectural) formula for the asymptotic behaviour yields a conjecture for arbitrary quivers:
For every quiver QQ, there exists a constant CQC_{Q} such that for large coprime dd, we have logχ(Md(Q))CQd,d\log\chi(M_{d}(Q))\sim C_{Q}\sqrt{-\langle d,d\rangle}.
It is a very interesting problem to make this more precise. If this conjecture is true in some form, it has the surprising consequence that the Euler characteristic of a quiver moduli “in the large” is already determined by it dimension 1d,d1-\langle d,d\rangle!
In one instance, the exponential behaviour of the Euler characteristic can indeed be proved: we consider the moduli space Hilbd,1(Lm){\rm Hilb}_{d,1}(L_{m}) (see section 10.3 for the definition), or, in other words, the moduli space M(1,d)st(Q)M_{(1,d)}^{\rm st}(Q) for the quiver QQ given by vertices I={i,j}I=\{i,j\} and arrows

Q1={(α:ij),(β1,,βm:jj)}.Q_{1}=\{(\alpha:i\rightarrow j),(\beta_{1},\ldots,\beta_{m}:j\rightarrow j)\}.

In this case, the parametrization of a cell decomposition by mm-ary trees (as a special case of the combinatorial notions of section 10.3) yields the following [55]:

χ(Hilbd,1(Lm))Cd3/2(mm/(m1)(m1))d.\chi({\rm Hilb}_{d,1}(L_{m}))\sim C\cdot d^{-3/2}\cdot(m^{m}/(m-1)^{(m-1)})^{d}.

In this case, it is even possible to describe the asymptotic behaviour of the individual Betti numbers [55]: for each d𝐍d\in{\bf N}, define a discrete random variable XdX_{d} by

𝐏(Xd=k)=1χ(Hilbd,1(Lm))dimH(m1)d(d1)2k(Hilbd,1(Lm),𝐐).{\bf P}(X_{d}=k)=\frac{1}{\chi({\rm Hilb}_{d,1}(L_{m}))}\cdot\dim H^{(m-1)d(d-1)-2k}({\rm Hilb}_{d,1}(L_{m}),{\bf Q}).

Then the sequence of random variables

8/(m(m1))d3/2Xd\sqrt{8/(m(m-1))}\cdot d^{-3/2}\cdot X_{d}

admits a continuous limit distributation, the so-called Airy distribution [22].

7 Localization

The localization principle in topology states that a lot of topological information on a space XX can be retrieved from the set of fixed points XTX^{T} under the action of a torus TT on XX. For example, χ(X)=χ(XT)\chi(X)=\chi(X^{T}) for any action of a torus on a quasi-projective variety. See [12, 13, 20, 28].

7.1 Localization for quiver moduli

We consider the torus TQ=(𝐂)Q1T_{Q}=({\bf C}^{*})^{Q_{1}}, i.e. one copy of 𝐂{\bf C}^{*} for each arrow α\alpha in QQ (in some situations, it is also interesting to consider arbitrary subtori, or for example 𝐂{\bf C}^{*} embedded diagonally into TQT_{Q}, see section 7.3).
The torus TQT_{Q} acts on the path algebra 𝐂Q{\bf C}Q via rescaling of the generators α𝐂Q\alpha\in{\bf C}Q corresponding to the arrows α\alpha. By functoriality, TQT_{Q} acts on the category of representations and also on all moduli of representations. More precisely, TQT_{Q} acts on Rd(Q)R_{d}(Q) (written as a right action) via

(Mα)α(tα)α=(tαMα)α.(M_{\alpha})_{\alpha}(t_{\alpha})_{\alpha}=(t_{\alpha}M_{\alpha})_{\alpha}.

This action naturally commutes with the (left) GdG_{d}-action on RdR_{d}. The action fixes (semi-)stable representations, since it does not change the possible dimension vectors of subrepresentations. Thus, the TQT_{Q}-action on Rdsst(Q)R_{d}^{\rm sst}(Q) descends to an action on Md(s)st(Q)M_{d}^{\rm(s)st}(Q).
We will now derive a description of the fixed point set Mdst(Q)TQM_{d}^{\rm st}(Q)^{T_{Q}} in the case where dd is coprime for Θ\Theta. Let M=(Mα)αM=(M_{\alpha})_{\alpha} be a TQT_{Q}-fixed point in Md(Q)M_{d}(Q). Thus MM is a stable representation, and in particular it has trivial endomorphism ring. Consider the group

G={(g,t)PGd×TQ:gM=Mt}.G=\{(g,t)\in PG_{d}\times T_{Q}\,:\,gM=Mt\}.

By definition, the second projection p2:GTQp_{2}:G\rightarrow T_{Q} is surjective. On the other hand, it is injective since the stabilizer of MM in PGdPG_{d} is trivial. Thus, we can invert the second projection, providing us with a map φ:TQPGd\varphi:T_{Q}\rightarrow PG_{d}, such that

φ(t)M=Mt for all tTQ.\varphi(t)M=Mt\mbox{ for all }t\in T_{Q}.

We can lift φ\varphi to GdG_{d}, again denoted by φ\varphi. Denote by φi:TQGL(Mi)\varphi_{i}:T_{Q}\rightarrow{\rm GL}(M_{i}) the ii-component of iIi\in I. The defining condition of φ\varphi thus tells us that

φj(t)Mαφi(t)1=tαMα\varphi_{j}(t)M_{\alpha}\varphi_{i}(t)^{-1}=t_{\alpha}M_{\alpha}

for all α:ij\alpha:i\rightarrow j in Q1Q_{1} and all t=(tα)αTQt=(t_{\alpha})_{\alpha}\in T_{Q}. The map φi\varphi_{i} can be viewed as a representation of TQT_{Q} on MiM_{i}, which we can decompose into weight spaces, denoting by X(TQ)X(T_{Q}) the character group of TQT_{Q}:

Mi=λX(TQ)Mi,λ, where Mi,λ={mMi:φi(t)m=λ(t)m for all tTQ}.M_{i}=\bigoplus_{\lambda\in X(T_{Q})}M_{i,\lambda}\mbox{, where }M_{i,\lambda}=\{m\in M_{i}\,:\,\varphi_{i}(t)m=\lambda(t)m\mbox{ for all }t\in T_{Q}\}.

The character group X(TQ)X(T_{Q}) has a basis eαe_{\alpha} with eα(t)=tαe_{\alpha}(t)=t_{\alpha}, for αQ1\alpha\in Q_{1}. The above equation now yields

Mα(Mi,λ)Mj,λ+eα for all α:ij and all λX(TQ).M_{\alpha}(M_{i,\lambda})\subset M_{j,\lambda+e_{\alpha}}\mbox{ for all }\alpha:i\rightarrow j\mbox{ and all }\lambda\in X(T_{Q}).

This means that MM is automatically a kind of graded representation, which we can view as a representation of a covering quiver, defined as follows:
let Q^\widehat{Q} be the quiver with set of vertices

Q^0=Q0×X(TQ)\widehat{Q}_{0}=Q_{0}\times X(T_{Q})

and arrows

Q^1={(α,λ):(i,λ)(j,λ+eα),(α:ij)Q1,λX(TQ)}.\widehat{Q}_{1}=\{(\alpha,\lambda):(i,\lambda)\rightarrow(j,\lambda+e_{\alpha}),\,(\alpha:i\rightarrow j)\in Q_{1},\,\lambda\in X(T_{Q})\}.

This covering quiver carries a natural action of X(TQ)X(T_{Q}) via translation. Then MM can be viewed as a representation of Q^\widehat{Q} of some dimension vector d^\widehat{d} lifting dd, i.e. such that

π(d^):=i,λd^(i,λ)=di for all iI.\pi(\widehat{d}):=\sum_{i,\lambda}\widehat{d}_{(i,\lambda)}=d_{i}\mbox{ for all }i\in I.

This representation is again stable, for the stabiliy Θ^\widehat{\Theta} on Q^\widehat{Q} defined by

Θ^(d^)=Θ(π(d^)):\widehat{\Theta}(\widehat{d})=\Theta(\pi(\widehat{d})):

by rigidity of the HN-filtration under automorphisms, the HN-filtration is stable under all translation symmetries, thus the filtration descends to a HN filtration of the original representation MM, which is necessarily trivial by stability of MM. Conversely, stable representations of Q^\widehat{Q} project to stable representations of QQ. From this, we finally get:

Proposition 7.1

If dd is Θ\Theta-coprime, the set of fixed points of TQT_{Q} on Mdst(Q)M_{d}^{\rm st}(Q) admits a description

Mdst(Q)TQd^Md^st(Q^),M_{d}^{\rm st}(Q)^{T_{Q}}\simeq\bigoplus_{\widehat{d}}M_{\widehat{d}}^{\rm st}(\widehat{Q}),

the union over all translation classes of dimension vectors d^\widehat{d} for Q^\widehat{Q} which project to dd.

Note that this result is trivial if the quiver QQ is a tree, but it yields something non-trivial in case of generalized Kronecker quivers, in case QQ has oriented cycles, etc.. For example, in the case of generalized Kronecker quivers, moduli of bipartite quivers appear, as in the following section.

7.2 Localization for generalized Kronecker quivers

Consider the three-arrow Kronecker quiver K3K_{3}. Up to translation, we can assume the support of d^\widehat{d} to be contained in the connected component CC of K3^\widehat{K_{3}} containing the vertex (i,0)(i,0). This component has the form of a hexagonal lattice:

(i,0)\ldots\tiny\begin{array}[]{ccccccccccccc}&&&&\bullet&&&&\bullet&&&&\\ &&&&\uparrow&&&&\uparrow&&&&\\ &&&&\bullet&&&&\bullet&&&&\\ &&&\swarrow&&\searrow&&\swarrow&&\searrow&&&\\ &&\bullet&&&&\bullet&&&&\bullet&&\\ &&\uparrow&&&&\uparrow&&&&\uparrow&&\\ &&\bullet&&&&(i,0)&&&&\bullet&&\\ &\swarrow&&\searrow&&\swarrow&&\searrow&&\swarrow&&\searrow&\\ \bullet&&&&\bullet&&&&\bullet&&&&\bullet\\ &&&&\uparrow&&&&\uparrow&&&&\\ &&&&\bullet&&&&\bullet&&&&\\ &&&\swarrow&&\searrow&&\swarrow&&\searrow&&&\\ &&\bullet&&&&\bullet&&&&\bullet&&\end{array}\ldots

As a particular example, we consider the dimension vector d=(2,3)d=(2,3) for the mm-arrow Kronecker quiver. In this case, it is easy to work out the stable representations of the covering quiver whose dimension vectors project to dd. Namely, we find indecomposable representations supported on a subquiver of type A5A_{5} with alternating orientation, and indecomposable representations supported on a subquiver of type D4D_{4}, in both cases corresponding to the maximal roots of the respective Dynkin types. Additionally, we have to chose a labelling of the arrows, considered up to natural symmetry. Thus, we arrive at the following dimension vectors for the covering quiver:

1i1j1k1l1\begin{array}[]{rcrcr}&&1&\stackrel{{\scriptstyle i}}{{\rightarrow}}&1\\ &&j\downarrow&&\\ 1&\stackrel{{\scriptstyle k}}{{\rightarrow}}&1&&\\ l\downarrow&&&&\\ 1&&&&\end{array}
1i2j1k1\begin{array}[]{rcr}1&&\\ i\uparrow&&\\ 2&\stackrel{{\scriptstyle j}}{{\rightarrow}}&1\\ k\downarrow&&\\ 1&&\end{array}

In the first case, the indices i,j,k,l{1,,m}i,j,k,l\in\{1,\ldots,m\} fulfill ijkli\not=j\not=k\not=l, and they are considered up to the symmetry (i,j,k,l)(l,k,j,i)(i,j,k,l)\leftrightarrow(l,k,j,i). In the second case, the indices i,j,k{1,,m}i,j,k\in\{1,\ldots,m\} are pairwise different, and they are considered up to the natural S3S_{3}-action. We conclude that the fixed point set consists of

m(m1)32+m(m1)(m2)6=m(m1)(3m25m+1)6\frac{m(m-1)^{3}}{2}+\frac{m(m-1)(m-2)}{6}=\frac{m(m-1)(3m^{2}-5m+1)}{6}

isolated fixed points, so this number is precisely the Euler characteristic of the moduli space M(2,3)(Km)M_{(2,3)}(K_{m}). This can also be obtained directly from Theorem 6.3, but the advantage here is that we get a positive formula a priori (see the discussion following Theorem 6.3).
For more general coprime dimension vectors dd, this approach is the central tool in [68] for obtaining exponential lower bounds for χ(Mdst(Km))\chi(M_{d}^{\rm st}(K_{m})), by constructing “enough” stable representations for the covering quiver.

7.3 Cell decompositions and the Bialynicki-Birula method

Suppose the rank 11 torus 𝐂{\bf C}^{*} acts on a smooth projective variety XX. The following is proved in [8, 9]:

Theorem 7.2

Let CC be a connected component of the fixed point set X𝐂X^{{\bf C}^{*}}, and let A(C)A(C) be the set of all xXx\in X such that limt0xtC\lim_{t\rightarrow 0}xt\in C. Then both CC and A(C)A(C) are smooth, and A(C)A(C) is locally closed in XX. Associating to xA(C)x\in A(C) the limit limt0xt\lim_{t\rightarrow 0}xt defines a morphism π:A(C)C\pi:A(C)\rightarrow C, which turns A(C)A(C) into a Zariski locally trivial affine bundle. There exists a descending filtration by closed subvarieties X=X0X1Xt=X=X_{0}\supset X_{1}\supset\ldots\supset X_{t}=\emptyset such that the successive complements Xi1XiX_{i-1}\setminus X_{i} are precisely the A(C)A(C).

In particular, in the case where X𝐂X^{{\bf C}^{*}} is finite, the sets A(x)A(x) for xX𝐂x\in X^{{\bf C}^{*}} yield a cell decomposition of XX!
We have seen in section 7.2 that there are finitely many fixed points of TKmT_{K_{m}} acting on the moduli space M(2,3)st(Km)M_{(2,3)}^{\rm st}(K_{m}). Choosing a sufficiently general embedding of 𝐂{\bf C}^{*} into TKmT_{K_{m}}, these are precisely the 𝐂{\bf C}^{*}-fixed points, and the above theorem proves that M(2,3)st(Km)M_{(2,3)}^{\rm st}(K_{m}) admits a cell decomposition. See [38] for details. In the particular case m=3m=3, the resulting cell decomposition has the following form:

Proposition 7.3

If XX is a stable representation of the 33-arrow Kronecker quiver of dimension vector (2,3)(2,3), then XX is isomorphic to exactly one of the following triples of 3×23\times 2-matrices (\ast indicating an arbitrary entry):

[11][11][] or [11][1][1] or\left[\begin{array}[]{cc}1&\\ &1\\ &\end{array}\right]\left[\begin{array}[]{cc}&\\ 1&\\ &1\end{array}\right]\left[\begin{array}[]{cc}&\\ &\\ &\end{array}\right]\mbox{ or }\left[\begin{array}[]{cc}1&\\ &\\ &1\end{array}\right]\left[\begin{array}[]{cc}&\ast\\ 1&\\ &\end{array}\right]\left[\begin{array}[]{cc}&\\ &1\\ &\end{array}\right]\mbox{ or}
[1][11][1] or [11][1][1] or\left[\begin{array}[]{cc}1&\\ &\ast\\ &\ast\end{array}\right]\left[\begin{array}[]{cc}&\\ 1&\\ &1\end{array}\right]\left[\begin{array}[]{cc}&\\ &1\\ &\end{array}\right]\mbox{ or }\left[\begin{array}[]{cc}1&\\ &1\\ &\ast\end{array}\right]\left[\begin{array}[]{cc}&\\ \ast&\\ &1\end{array}\right]\left[\begin{array}[]{cc}&\\ 1&\\ &\end{array}\right]\mbox{ or}
[11][1][1] or [11][][11] or\left[\begin{array}[]{cc}1&\\ &1\\ &\ast\end{array}\right]\left[\begin{array}[]{cc}&\\ 1&\\ &\ast\end{array}\right]\left[\begin{array}[]{cc}&\\ &\\ &1\end{array}\right]\mbox{ or }\left[\begin{array}[]{cc}1&\\ &1\\ &\end{array}\right]\left[\begin{array}[]{cc}&\\ \ast&\\ \ast&\ast\end{array}\right]\left[\begin{array}[]{cc}&\\ 1&\\ &1\end{array}\right]\mbox{ or}
[1][11][1] or [1][11][1] or\left[\begin{array}[]{cc}\ast&\ast\\ 1&\\ &\ast\end{array}\right]\left[\begin{array}[]{cc}1&\\ &\\ &1\end{array}\right]\left[\begin{array}[]{cc}&\\ &1\\ &\end{array}\right]\mbox{ or }\left[\begin{array}[]{cc}1&\\ &\ast\\ &\ast\end{array}\right]\left[\begin{array}[]{cc}&\\ 1&1\\ &\ast\end{array}\right]\left[\begin{array}[]{cc}&\\ &\\ &1\end{array}\right]\mbox{ or}
[1][1][11] or [1][11][1] or\left[\begin{array}[]{cc}1&\\ &\ast\\ &\ast\end{array}\right]\left[\begin{array}[]{cc}&\\ &1\\ \ast&\ast\end{array}\right]\left[\begin{array}[]{cc}&\\ 1&\\ &1\end{array}\right]\mbox{ or }\left[\begin{array}[]{cc}&\ast\\ 1&\ast\\ \ast&\ast\end{array}\right]\left[\begin{array}[]{cc}1&\\ &1\\ &\end{array}\right]\left[\begin{array}[]{cc}&\\ &\\ &1\end{array}\right]\mbox{ or}
[1][1][11] or [][11][11] or\left[\begin{array}[]{cc}\ast&\\ &1\\ \ast&\ast\end{array}\right]\left[\begin{array}[]{cc}1&\\ &\\ &\ast\end{array}\right]\left[\begin{array}[]{cc}&\\ 1&\\ &1\end{array}\right]\mbox{ or }\left[\begin{array}[]{cc}\ast&\\ \ast&\ast\\ \ast&\ast\end{array}\right]\left[\begin{array}[]{cc}1&\\ &1\\ &\end{array}\right]\left[\begin{array}[]{cc}&\\ 1&\\ &1\end{array}\right]\mbox{ or}
[1][1][11] \left[\begin{array}[]{cc}&\ast\\ 1&\\ \ast&\ast\end{array}\right]\left[\begin{array}[]{cc}\ast&\\ &1\\ \ast&\ast\end{array}\right]\left[\begin{array}[]{cc}1&\\ &\\ &1\end{array}\right]\mbox{ }\left.\begin{array}[]{cc}&\\ &\\ &\end{array}\right.\left.\begin{array}[]{cc}&\\ &\\ &\end{array}\right.\left.\begin{array}[]{cc}&\\ &\\ &\end{array}\right.

8 Arithmetic approach

8.1 Cell decompositions and counting points over finite fields

In the same spirit as the study of Betti numbers, counting rational points over finite fields can give predictions for the structure of potential cell decompositions. We present here the basic idea of this approach (without reference to schemes or other concepts from arithmetic algebraic geometry).
Suppose XX is a quasiprojective variety, embedded as a locally closed subset of a projective space 𝐏N(𝐂){\bf P}^{N}({\bf C}). Thus XX is given by certain polynomial equalities and inequalities in the coordinates, i.e.

X={(x0::xN):Pi(x0,,xN)=0,Qj(x0,,xN)0}X=\{(x_{0}:\ldots:x_{N})\,:\,P_{i}(x_{0},\ldots,x_{N})=0,\,Q_{j}(x_{0},\ldots,x_{N})\not=0\}

for certain homogeneous polynomials PiP_{i}, QjQ_{j}. Suppose the coefficients appearing in these defining polynomials are all contained in some ring of algebraic numbers RR (thus a finite extension of 𝐙{\bf Z}). For any prime pRp\subset R, the factor R/pR/p is a finite field kk. We can then consider the defining conditions of XX modulo pp and thus get a locally closed subset X(k)X(k) of 𝐏n(k){\bf P}^{n}(k) (which is a finite set), and we can study its cardinality |X(k)||X(k)|, and in particular how it depends on kk.
Suppose that XX is a variety admitting a cell decomposition

X=X0X1Xt= with Xi1Xi𝐀di,X=X_{0}\supset X_{1}\supset\ldots\supset X_{t}=\emptyset\mbox{ with }X_{i-1}\setminus X_{i}\simeq{\bf A}^{d_{i}},

such that all steps XiX_{i} of the filtration are also defined over RR. Then

|X(k)|=i(|Xi1(k)||Xi(k)|)=i|(Xi1Xi)(k)|=i|𝐀di(k)|=i|k|di.|X(k)|=\sum_{i}(|X_{i-1}(k)|\setminus|X_{i}(k)|)=\sum_{i}|(X_{i-1}\setminus X_{i})(k)|=\sum_{i}|{\bf A}^{d_{i}}(k)|=\sum_{i}|k|^{d_{i}}.

Thus, in this case, we can define a polynomial with nonnegative integer coefficients

PX(t)=iqdi𝐍[t]P_{X}(t)=\sum_{i}q^{d_{i}}\in{\bf N}[t]

such that PX(|k|)=|X(k)|P_{X}(|k|)=|X(k)|.
Like in the setting of Betti numbers, we can get a prediction for the nature of a cell decomposition from this counting polynomial. Note also that the property of admitting such a counting polynomial is very special among all varieties. One standard example for varieties without counting polynomial are elliptic curves. Also note the following elementary example: consider a unit circle XX, defined by X={(x,y):x2+y2=1}X=\{(x,y)\,:\,x^{2}+y^{2}=1\}. It is defined over 𝐙{\bf Z}, and using stereographic projection, it is a simple exercise to see that |X(k)||X(k)| equals |k||k| or |k|+1|k|+1, depending on whether 1-1 is a square in kk or not. On the other hand, the change of variables u=x+iyu=x+iy, v=xiyv=x-iy transforms XX to {(u,v):uv=1}\{(u,v)\,:\,uv=1\}, a hyperbola with |X(k)|=|k|1|X(k)|=|k|-1 for any finite field kk. Thus, the number of points over finite fields, and in particular the property of admitting a counting polynomial, depends on the chosen embedding of XX into projective space.
If XX admits a cell decomposition, we see from the above that PX(t)P_{X}(t) also equals idimH2i(X,𝐐)ti\sum_{i}\dim H^{2i}(X,{\bf Q})t^{i}. This holds in much bigger generality for the class of so-called (cohomologically) pure varieties. Deligne’s solution of the Weil conjectures [15] states in particular that any smooth projective variety is pure. Thus, for a smooth projective variety admitting a counting polynomial, we automatically know the Betti numbers. This is the method with which Theorem 6.3 was obtained.
For general quasi-projective varieties, one can at least compute the Euler characteristic from a counting polynomial as above, see e.g. [56]:

Lemma 8.1

Suppose there exists a rational function PX(t)𝐐(t)P_{X}(t)\in{\bf Q}(t) such that PX(|k|)=|X(k)|P_{X}(|k|)=|X(k)| for almost all reductions kk of the ring RR over which XX is defined. Then PX(t)𝐙[t]P_{X}(t)\in{\bf Z}[t] is actually a polynomial with integer coefficients, and PX(1)=χc(X)P_{X}(1)=\chi_{c}(X), the Euler characteristic of XX in singular cohomology with compact support.

We say that a variety XX (or, more precisely, a chosen model of XX over RR) has the polynomial counting property if a polynomial as in the lemma exists.

8.2 Counting points of quiver moduli over finite fields

For quiver moduli, there is a canonical choice for a model over 𝐙{\bf Z}, since we can define quiver representations over the integers, and since we have natural embeddings of quiver moduli into projective spaces by the results of section 5.5. It is proved in [56] that quiver moduli fit into the above discussion nicely:

Theorem 8.2

For arbitrary quivers QQ, stabilities Θ\Theta and dimension vectors dd, both Mdst(Q)M_{d}^{\rm st}(Q) and Mdsst(Q)M_{d}^{\rm sst}(Q) have the polynomial counting property.

The proof uses Hall algebras in an essential way, see the sketch in section 9.3. In fact, in [56] only the case of Mdst(Q)M_{d}^{\rm st}(Q) is considered, but the case of Mdsst(Q)M_{d}^{\rm sst}(Q) follows easily using the Luna stratification described in section 3.5.
The corresponding counting polynomials PMdst(Q)(q)P_{M_{d}^{\rm st}(Q)}(q) and PMdsst(Q)(q)P_{M_{d}^{\rm sst}(Q)}(q) count isomorphism classes of absolutely stable, resp. semistable, representations of QQ of dimension vector dd (here a representation is called absolutely stable if it remains stable under base extension to an algebraic closure of the finite field kk – see Remark 4.5 for a short discussion of scalar extensions of (semi-)stable representations).
To state an explicit formula for these polynomials, we have to introduce some notation. We consider the formal power series ring F=𝐐(q)[[ti:iI]]F={\bf Q}(q)[[t_{i}\,:\,i\in I]] and define monomials

td=iItidit^{d}=\prod_{i\in I}t_{i}^{d_{i}}

for a dimension vector d𝐍Id\in{\bf N}I. Besides the usual commutative multiplication, we also consider the twisted multiplication

tdte=qd,etd+et^{d}\circ t^{e}=q^{-\langle d,e\rangle}t^{d+e}

on FF. Denote by ψk\psi_{k} for k1k\geq 1 the operator on FF defined by

ψk(q)=qk and ψk(td)=tkd.\psi_{k}(q)=q^{k}\mbox{ and }\psi_{k}(t^{d})=t^{kd}.

We combine these operators into

Ψ(f):=k11kψk(f),\Psi(f):=\sum_{k\geq 1}\frac{1}{k}\psi_{k}(f),

which by [11] has an inverse

Ψ1(f)=k1μ(k)kψk(f)\Psi^{-1}(f)=\sum_{k\geq 1}\frac{\mu(k)}{k}\psi_{k}(f)

involving the number theoretic Moebius function μ(k)\mu(k). Bases on this, one defines mutually inverse operators

Exp(f)=exp(Ψ(f)) and Log(f)=Ψ1(log(f)){\rm Exp}(f)=\exp(\Psi(f))\mbox{ and }{\rm Log}(f)=\Psi^{-1}(\log(f))

on FF. Using these concepts, an explicit formula for the counting polynomials is proved in [46]:

Theorem 8.3

For any QQ, Θ\Theta, dd as above and any μ𝐐\mu\in{\bf Q}, we have the following formulas which make key use of the rational functions Pd(q)P_{d}(q) introduced in Definition 6.2:

(d𝐍IμPd(q)td)Exp(11qd𝐍IμPMdst(Q)(q)td)=1(\sum_{d\in{\bf N}I_{\mu}}P_{d}(q)t^{d})\circ{\rm Exp}(\frac{1}{1-q}\sum_{d\in{\bf N}I_{\mu}}P_{M_{d}^{\rm st}(Q)}(q)t^{d})=1

and

d𝐍IμPMdsst(Q)(q)td=Exp(d𝐍IμPMdst(Q)(q)td).\sum_{d\in{\bf N}I_{\mu}}P_{M_{d}^{\rm sst}(Q)}(q)t^{d}={\rm Exp}(\sum_{d\in{\bf N}I_{\mu}}P_{M_{d}^{\rm st}(Q)}(q)t^{d}).

Let us consider the special case Θ=0\Theta=0. Then the first formula of the above theorem can be made more explicit:

Corollary 8.4

We have

(d𝐍Iqd,diIk=1di(1qk)1td)Exp(11qd𝐍IPMdsimp(Q)(q)td)=1.(\sum_{d\in{\bf N}I}q^{-\langle d,d\rangle}\prod_{i\in I}\prod_{k=1}^{d_{i}}(1-q^{-k})^{-1}t^{d})\circ{\rm Exp}(\frac{1}{1-q}\sum_{d\in{\bf N}I}P_{M_{d}^{\rm simp}(Q)}(q)t^{d})=1.

Here are some examples of the counting polynomials in the special case of the mm-loop quiver LmL_{m}, denoting ad(q)=PMdsimp(Lm)(q)a_{d}(q)=P_{M_{d}^{\rm simp}(L_{m})}(q):

a1(q)=qm,a_{1}(q)=q^{m},
a2(q)=q2m(qm1)(qm11)q21,a_{2}(q)=q^{2m}\frac{(q^{m}-1)(q^{m-1}-1)}{q^{2}-1},
a3(q)=q3m+1(qm1)(q2m21)(q2m2(qm+1)qm2(q+1)2+q+1)(q31)(q21).a_{3}(q)=q^{3m+1}\frac{(q^{m}-1)(q^{2m-2}-1)(q^{2m-2}(q^{m}+1)-q^{m-2}(q+1)^{2}+q+1)}{(q^{3}-1)(q^{2}-1)}.

Based on computer experiments for the mm-loop quiver and dimensions up to 1212, the following conjecture is made in [46]:

Conjecture 8.5

When written as a polynomial in the variable q1q-1, all polynomials PMdsimp(Q)(q)P_{M_{d}^{\rm simp}(Q)}(q) have nonnegative coefficients, i.e. PMdsimp(Q)(q)𝐍[q1]P_{M_{d}^{\rm simp}(Q)}(q)\in{\bf N}[q-1].

Even more optimistically, this conjecture suggests that there should be a decomposition into tori of any such moduli space, compare the discussion in section 6.3.

8.3 Moduli of simple representations

It turns out that the first two terms in the Taylor expansion around q=1q=1 can be computed. The constant term is zero except in case d=eid=e_{i} for some iIi\in I: the action of the torus 𝐂{\bf C}^{*}, diagonally embedded into TQT_{Q}, has no fixed points. We can factor by this action to obtain a projectivization 𝐏Mdsimp(Q){\bf P}M_{d}^{\rm simp}(Q) of Mdsimp(Q)M_{d}^{\rm simp}(Q) (but note that 𝐏Mdsimp(Q){\bf P}M_{d}^{\rm simp}(Q) is not a projective variety since Mdsimp(Q)M_{d}^{\rm simp}(Q) is not necessarily affine).
To state a formula for the linear term, we need some notation. We consider oriented cycles in the quiver QQ, written as ω=αsα1\omega=\alpha_{s}\ldots\alpha_{1} for arrows α1,,αs\alpha_{1},\ldots,\alpha_{s} in QQ. We have the notion of cyclic equivalence of cycles as the equivalence relation generated by

α1αsα2αsα1.\alpha_{1}\ldots\alpha_{s}\sim\alpha_{2}\ldots\alpha_{s}\alpha_{1}.

We call a cycle ω\omega primitive if it is not cyclically equivalent to a proper power of another cycle, i.e. ω≁(ω)n\omega\not\sim(\omega^{\prime})^{n} for all n>1n>1. A notion of dimension vector dim¯ω\underline{\dim}\omega of a cycle ω\omega can be defined by setting (dim¯ω)i(\underline{\dim}\omega)_{i} to equal the number of times ω\omega passes through the vertex iIi\in I. Then the following formula is proved in [57]:

Theorem 8.6

The Euler characteristic (in cohomology with compact support) of 𝐏Mdsimp(Q){\bf P}M_{d}^{\rm simp}(Q), or, equivalently, the constant term in the Taylor expansion of PMdsimp(Q)(q)P_{M_{d}^{\rm simp}(Q)}(q) around q=1q=1, is given as the number of cyclic equivalence classes of primitive cycles in QQ of dimension vector dd.

The proof of this theorem works via the localization principle, in a refined form so that it applies to the action of TQT_{Q} on 𝐏Mdsimp(Q){\bf P}M_{d}^{\rm simp}(Q). The additional difficulty is that PGdPG_{d} does not act freely on the projectivization of the subset Rdsimp(Q)R_{d}^{\rm simp}(Q) of Rd(Q)R_{d}(Q) consisting of the simple representation, so that the argument of section 7.1 does not apply. Instead, this refined form of localization leads to the following description of the fixed point components:
For any indivisible element ν𝐍Q1\nu\in{\bf N}Q_{1} (i.e. gcd(να:αQ1)=1{\rm gcd}(\nu_{\alpha}\,:\,\alpha\in Q_{1})=1), define a covering quiver Q^ν\widehat{Q}_{\nu} of QQ as follows: the vertices are given by

(Q^ν)0=Q0×𝐙Q1/𝐙ν,(\widehat{Q}_{\nu})_{0}=Q_{0}\times{\bf Z}Q_{1}/{\bf Z}\nu,

and the arrows are given as

(Q^ν)1={(α,λ¯):(i,λ¯)(j,λ+α¯):(α:ij)Q1,λ¯𝐙Q1/𝐙ν}.(\widehat{Q}_{\nu})_{1}=\{(\alpha,\overline{\lambda}):(i,\overline{\lambda})\rightarrow(j,\overline{\lambda+\alpha})\,:\,(\alpha:i\rightarrow j)\in Q_{1},\,\overline{\lambda}\in{\bf Z}Q_{1}/{\bf Z}\nu\}.

The group 𝐙Q1{\bf Z}Q_{1} acts on Q^ν\widehat{Q}_{\nu} by translation, and we consider dimension vectors d^\widehat{d} for Q^ν\widehat{Q}_{\nu} up to translational equivalence. Each d^\widehat{d} projects to a dimension vector for QQ.

Theorem 8.7

The fixed point set 𝐏Mdsimp(Q)TQ{\bf P}M_{d}^{\rm simp}(Q)^{T_{Q}} is isomorphic to the disjoint union of moduli spaces of the same type 𝐏Md^simp(Q^ν){\bf P}M_{\widehat{d}}^{\rm simp}(\widehat{Q}_{\nu}), where ν\nu ranges over the indivisible elements of 𝐙Q1{\bf Z}Q_{1}, and d^\widehat{d} ranges over the equivalence classes of dimension vectors for Q^ν\widehat{Q}_{\nu} projecting to dd.

Since the Euler characteristic (in singular cohomology with compact support) is invariant under taking torus fixed points, and is additive with respect to disjoint unions, we can apply this theorem repeatedly. It turns out that, after finitely many localizations, the only resulting covering quivers contributing with non-zero Euler characteristic are cyclic quivers with dimension vector equal to 11 at any vertex; they contribute with an Euler characteristic equal to 11 since the projectivized space of simples is just a single point. These covering quivers are in fact parametrized by the cyclic equivalence classes of primitive cycles, yielding the claimed formula.
Although the Euler characteristic is computed in the proof as a purely combinatorial number, it admits various algebraic interpretations, most notably in relation to the Hochschild homology of the path algebra kQkQ. Namely, the zero-th Hochschild homology HH0(kQ)HH_{0}(kQ) equals kQ/[kQ,kQ]kQ/[kQ,kQ], the path algebra modulo additive commutators, an object which plays a central role in some approaches to noncommutative algebraic geometry (see e.g. [26]). Now HH0(kQ)HH_{0}(kQ) inherits a 𝐍I{\bf N}I-grading from kQkQ, and the degree dd-part has a basis consisting of cyclic equivalence classes of cycles of dimension vector dd. A similar result holds for HH1(kQ)HH_{1}(kQ) (all other Hochschild homology being zero).
The Euler characteristic also admits a representation-theoretic interpretation: suppose a primitive cycle

ω:i0α1i1α2αsis=i0\omega\,:\,i_{0}\stackrel{{\scriptstyle\alpha_{1}}}{{\rightarrow}}i_{1}\stackrel{{\scriptstyle\alpha_{2}}}{{\rightarrow}}\ldots\stackrel{{\scriptstyle\alpha_{s}}}{{\rightarrow}}i_{s}=i_{0}

of dimension vector dd in QQ is given. For each vertex iQ0i\in Q_{0}, define

𝒦i={k=0,,s1:ik=i}.{\cal K}_{i}=\{k=0,\ldots,s-1\,:\,i_{k}=i\}.

Consider the did_{i}-dimensional vector space MiM_{i} with basis elements bkb_{k} for k𝒦ik\in{\cal K}_{i}. For each arrow (α:ij)Q1(\alpha:i\rightarrow j)\in Q_{1} and each k𝒦ik\in{\cal K}_{i}, define

M(ω)α(bk)={bk+1,α=αk+1,0,otherwise.}M(\omega)_{\alpha}(b_{k})=\left\{\begin{array}[]{ccc}b_{k+1}&,&\alpha=\alpha_{k+1},\\ 0&,&\mbox{otherwise}.\end{array}\right\}

This defines a representation M(ω)M(\omega). It is easy to see that M(ω)M(ω)M(\omega)\simeq M(\omega^{\prime}) if and only if ω\omega and ω\omega^{\prime} are cyclically equivalent, and that M(ω)M(\omega) is simple if and only if ω\omega is primitive. One can hope that these representations enter as the 0-dimensional strata of a conjectural decomposition of 𝐏Mdsimp(Q){\bf P}M_{d}^{\rm simp}(Q) into tori, see the end of section 8.2.
It would be very interesting to have a description of all the individual Betti numbers in singular cohomology with compact support of 𝐏Mdsimp(Q){\bf P}M_{d}^{\rm simp}(Q), and to see how they relate to e.g. Hochschild homology. But such a description cannot be obtained in an obvious way via localization, since the projectivized space of simples is not projective. Again (compare the discussion in section 6.3), a smooth compactification is missing.
The knowledge so far about the counting polynomials PMdsimp(Q)(q)P_{M_{d}^{\rm simp}(Q)}(q) suggests to view them in analogy to the polynomials id(q)i_{d}(q) counting isomorphism classes of absolutely indecomposable representations of a quiver without oriented cycles, which are the basis for the Kac conjectures [34]. These state that id(0)i_{d}(0) equals the multiplicity of the root dd in the root system associated to QQ (compare section 2.3), and that id(q)𝐍[q]i_{d}(q)\in{\bf N}[q]. The first conjecture is proved in the case of indivisible dd in [14]; a proof for arbitrary dd is announced in [30].
Compare this to the results and conjectures above: we have a known number PMdsimp(Q)(q)q1|q=1\frac{P_{M_{d}^{\rm simp}(Q)}(q)}{q-1}|_{q=1} with combinatorial and algebraic interpretations, and we conjecture that PMdsimp(Q)(q)𝐍[q1]P_{M_{d}^{\rm simp}(Q)}(q)\in{\bf N}[q-1].
This suggests some deep similarities between the counting of indecomposables and the counting of simples.
It would also be very interesting to have a better understanding of the Euler characteristics χc(Mdst(Q))\chi_{c}(M_{d}^{\rm st}(Q)) for non-trivial Θ\Theta and non-coprime dd. In principle, the above formulas allow to determine this number by evaluation of the counting polynomials at q=1q=1, but again, more explicit (combinatorial) formulas are desirable.

9 The role of Hall algebras

Several of the theorems above on Betti numbers and numbers of points over finite fields of quiver moduli can be proved using calculations in the Hall algebra of a quiver as introduced in [59].

9.1 Definition of Hall algebras

Let kk be a finite field with qq elements. Let Hq(Q)H_{q}(Q) be a 𝐐{\bf Q}-vector space with basis elements [M][M] indexed by the isomorphism classes of kk-representations of QQ. Define a multiplication on Hq(Q)H_{q}(Q) by

[M][N]:=[X]FM,NX[X],[M]\cdot[N]:=\sum_{[X]}F_{M,N}^{X}\cdot[X],

where FM,NXF_{M,N}^{X} denotes the number of subrepresentations UU of XX which are isomorphic to NN, with quotient X/UX/U isomorphic to MM. This number is obviously finite. Also note that the sum in the definition of the multiplication is finite, since FM,NX0F_{M,N}^{X}\not=0 implies dim¯X=dim¯M+dim¯N\underline{\dim}X=\underline{\dim}M+\underline{\dim}N, and there are only finitely many (isomorphism classes of) representations of fixed dimension vector.
The above multiplication defines an associative 𝐐{\bf Q}-algebra structure on Hq(Q)H_{q}(Q) with unit 1=[0]1=[0]. This algebra is naturally 𝐍I{\bf N}I-graded by the dimension vector.
We will also consider a completed (with respect to the maximal ideal spanned by non-zero representations) version of the Hall algebra, thus

Hq((Q))=[M]𝐐[M],H_{q}((Q))=\prod_{[M]}{\bf Q}[M],

with the same multiplication as before. This version has the advantage that certain “generating series”, like e.g. [M][M]\sum_{[M]}[M], can be considered in it.

9.2 Hall algebras and quantum groups

The Hall algebra is usually considered in relation to quantum groups: let QQ be a quiver without oriented cycles, and define Cq(Q)C_{q}(Q) (the composition algebra) as the subalgebra of Hq(Q)H_{q}(Q) generated by the basis elements [Si][S_{i}] corresponding to the simple representations SiS_{i} for iIi\in I. Let CC be the matrix representing the symmetric bilinear form (,)(,), to which we can associate a Kac-Moody algebra 𝔤\mathfrak{g}, see [35]. Its enveloping algebra 𝒰(𝔤){\cal U}(\mathfrak{g}) admits a quantum deformation, the quantized enveloping algebra 𝒰q(𝔤){\cal U}_{q}(\mathfrak{g}) [32, 45]. We will only consider its positive part 𝒰q+(𝔤){\cal U}_{q}^{+}(\mathfrak{g}) (induced from the triangular decomposition of the Lie algebra 𝔤\mathfrak{g}), which can be defined as the 𝐐(q){\bf Q}(q)-algebra with (Chevalley) generators EiE_{i} for iIi\in I and defining relations (the qq-Serre relations)

k+l=1cij[1cijk]EikEjEil=0 for all ij in I.\sum_{k+l=1-c_{ij}}\left[{{1-c_{ij}}\atop k}\right]E_{i}^{k}E_{j}E_{i}^{l}=0\mbox{ for all }i\not=j\mbox{ in }I.

There is a twisted version of the Hall algebra, which we denote by Hq(Q)twH_{q}(Q)^{\rm tw}; it is defined in the same way as Hq(Q)H_{q}(Q), but the multiplication is twisted by a power of qq, namely

[M][N]=qdim¯M,dim¯N[X]FM,NX[X].[M]\cdot[N]=q^{-\langle\underline{\dim}M,\underline{\dim}N\rangle}\sum_{[X]}F_{M,N}^{X}[X].

The following is proved in [27]:

Theorem 9.1

The composition subalgebra Cq(Q)twC_{q}(Q)^{\rm tw} of Hq(Q)twH_{q}(Q)^{\rm tw} is isomorphic to the specialization of 𝒰q+(𝔤){\cal U}_{q}^{+}(\mathfrak{g}) at q=|k|q=|k|.

9.3 Applications of Hall algebras to quiver moduli

The Hall algebra admits an evaluation homomorphism to a skew polynomial ring: as in section 8.2, consider the ring 𝐐q[I]{\bf Q}_{q}[I] which has basis elements tdt^{d} for d𝐍Id\in{\bf N}I and multiplication

tdte=qd,etd+e.t^{d}\cdot t^{e}=q^{-\langle d,e\rangle}t^{d+e}.

We have a natural skew formal power series version 𝐐q[[I]]{\bf Q}_{q}[[I]] of 𝐐q[I]{\bf Q}_{q}[I]. Then we can define the evaluation morphism as in [56]:

Lemma 9.2

The map sending [M][M] to 1|Aut(M)|tdim¯M\frac{1}{|{\rm Aut}(M)|}\cdot t^{\underline{\dim}M} induces 𝐐{\bf Q}-algebra morphisms :Hq(Q)𝐐q[I]\int:H_{q}(Q)\rightarrow{\bf Q}_{q}[I] and :Hq((Q))𝐐q[[I]]\int:H_{q}((Q))\rightarrow{\bf Q}_{q}[[I]], respectively.

We will now consider some special elements in Hq((Q))H_{q}((Q)) and their evaluations.
Consider

ed=dim¯M=d[M],e_{d}=\sum_{\underline{\dim}M=d}[M],

the sum over all isomorphim classes of representations of dimension vector dd. We have

ed=dim¯M=d1Aut(M)td=dim¯M=d|GdM||Gd|td=|Rd(Q)||Gd|td,\int e_{d}=\sum_{\underline{\dim}M=d}\frac{1}{{\rm Aut}(M)}t^{d}=\sum_{\underline{\dim}M=d}\frac{|G_{d}M|}{|G_{d}|}t^{d}=\frac{|R_{d}(Q)|}{|G_{d}|}t^{d},

since the cardinality of the orbit GdMG_{d}M of MM in RdR_{d} equals the order of the group GdG_{d}, divided by the order of the stabilizer, which by definition equals the automorphism group of MM.
Next, consider

edsst=dim¯M=dM semistable[M],e_{d}^{\rm sst}=\sum_{\begin{subarray}{c}{\underline{\dim}M=d}\\ {M\text{ semistable}}\end{subarray}}[M],

the sum over all isomorphism classes of semistable representations of dimension vector dd. Similarly to the above, we have

edsst=|Rdsst(Q)||Gd|.\int e_{d}^{\rm sst}=\frac{|R_{d}^{\rm sst}(Q)|}{|G_{d}|}.

By the results of section 4 on the Harder-Narasimhan filtration, every representation MM admits a unique Harder-Narasimhan filtration

0=M0M1Ms=M.0=M_{0}\subset M_{1}\subset\ldots\subset M_{s}=M.

Let did_{i} be the dimension vector of the subquotient Mi/Mi1M_{i}/M_{i-1}, for i=1si=1\ldots s. All the subquotients being semistable, and the HN-filtration being unique, we see that [M][M] appears with coefficient equal to 11 in the product

edsssted2ssted1sst.e_{d_{s}}^{\rm sst}\cdot\ldots\cdot e_{d_{2}}^{\rm sst}\cdot e_{d_{1}}^{\rm sst}.

Existence of the HN filtration yields the following identity:

Lemma 9.3

We have

ed=edsssted1sst,e_{d}=\sum_{*}e_{d_{s}}^{\rm sst}\cdot\ldots e_{d_{1}}^{\rm sst},

the sum running over all decompositions d1++ds=dd_{1}+\ldots+d_{s}=d of dd into non-zero dimension vectors such that μ(d1)>>μ(ds)\mu(d_{1})>\ldots>\mu(d_{s}).

We can thus determine any edsste_{d}^{\rm sst} inductively, the induction starting at dimension vectors for which every representation is semisimple (this is equivalent to Θ\Theta being constant on the support of dd). Applying the evaluation map \int, this gives

Corollary 9.4

We have

|Rdsst(Q)||Gd|=|Rd(Q)||Gd|qk<ldl,dkk=1s|Rdksst(Q)||Gdk|,\frac{|R_{d}^{\rm sst}(Q)|}{|G_{d}|}=\frac{|R_{d}(Q)|}{|G_{d}|}-\sum_{*}q^{-\sum_{k<l}\langle d^{l},d^{k}\rangle}\prod_{k=1}^{s}\frac{|R_{d^{k}}^{\rm sst}(Q)|}{|G_{d^{k}}|},

the sum running over all decompositions as above of length s2s\geq 2.

General arithmetic considerations prove that, in case dd is Θ\Theta-coprime, we have

|Mdsst(Q)|=(q1)|Rdsst(Q)||Gd||M_{d}^{\rm sst}(Q)|=(q-1)\frac{|R_{d}^{\rm sst}(Q)|}{|G_{d}|}

(essentially since Mdsst(Q)M_{d}^{\rm sst}(Q) is the quotient of Rdsst(Q)R_{d}^{\rm sst}(Q) by the group PGdPG_{d}, which acts freely in the coprime case). This gives an explicit (recursive) formula for the number of rational points of Mdsst(Q)M_{d}^{\rm sst}(Q). The result Theorem 6.3 is obtained from this by applying Deligne’s solution of the Weil conjectures (see section 8.1) to pass from points over finite fields to Betti numbers, and by giving an explicit resolution of the recursion.
As a second example of the use of Hall algebras, used in [56], consider the element eμ=d𝐍IμedsstHq((Q))e_{\mu}=\sum_{d\in{\bf N}I_{\mu}}e_{d}^{\rm sst}\in H_{q}((Q)).

Lemma 9.5

We have

eμ1=[M]γM[M],e_{\mu}^{-1}=\sum_{[M]}\gamma_{M}[M],

where γM\gamma_{M} is zero if MM is not polystable, and

γM=[S](1)mS|End(S)|(mS2)\gamma_{M}=\prod_{[S]}(-1)^{m_{S}}|{\rm End}(S)|^{{m_{S}}\choose 2}

if M=SSmSM=\bigoplus_{S}S^{m_{S}} as a direct sum of stable representations of slope μ\mu.

What is surprising about this lemma is that the inverse is a sum over polystable representations only. Applying the evaluation map, we get

Corollary 9.6

We have

d𝐍Iμ|Rdsst(Q)||Gd|=m:𝒮𝐍[S](1)mS|End(S)|(mS2)|Aut(SmS)|tSmSdim¯S,\sum_{d\in{\bf N}I_{\mu}}\frac{|R_{d}^{\rm sst}(Q)|}{|G_{d}|}=\sum_{m:\mathcal{S}\rightarrow{\bf N}}\prod_{[S]}(-1)^{m_{S}}\frac{{|{\rm End}(S)|}^{{m_{S}}\choose 2}}{|{\rm Aut}(S^{m_{S}})|}t^{\sum_{S}m_{S}\underline{\dim}S},

where the sum runs over all maps (with finite support) from the set 𝒮\mathcal{S} of isomorphism classes of stable representations of slope μ\mu to the set of nonnegative integers.

This identity forms the basis for the proof of Theorems 8.2 and 8.3: roughly, we can single out the summands corresponding to stable representations (i.e. the function mm has precisely one non-zero value, equal to 11) to get a recursive formula for the number of isomorphism classes of stables in terms of the rational functions Pd(q)P_{d}(q). Some arithmetic considerations allow passage to absolutely stable representations. Using Lemma 8.1, the theorem follows.
As a third application, we prove the cohomology formula Theorem 10.2 for the smooth models of section 10 using Hall algebras. For some n𝐍In\in{\bf N}I, consider the finitely generated projective representation P(n)=iIPiniP^{(n)}=\bigoplus_{i\in I}P_{i}^{n_{i}}. Besides the element eμHq((Q))e_{\mu}\in H_{q}((Q)), consider the following elements:

hμ,n=[M]modμkQ|Hom(P(n),M)|[M],h_{\mu,n}=\sum_{[M]\in{\rm mod}_{\mu}kQ}|{\rm Hom}(P^{(n)},M)|[M],
eμ,n=[M]modμkQ|Hom0(P(n),M)|[M],e_{\mu,n}=\sum_{[M]\in{\rm mod}_{\mu}kQ}|{\rm Hom}^{0}(P^{(n)},M)|[M],

where Hom0(Z,M){\rm Hom}^{0}(Z,M) denotes the set of all maps f:ZMf:Z\rightarrow M with the following property: if f(Z)UMf(Z)\subset U\subset M for Umodμ(Q)U\in{\rm mod}_{\mu}(Q), then U=MU=M. Then the following identity holds, see [19]:

Lemma 9.7

We have eμhμ,n=eμ,ne_{\mu}h_{\mu,n}=e_{\mu,n} in Hq((Q))H_{q}((Q)).

Application of the evaluation map immediately yields the formula of Theorem 10.2.

10 Smooth models and Hilbert schemes

In this final section, we will consider a variant of quiver moduli (in some respect analogous to the quiver varieties of [49]) which enjoys several of the desirable properties which the original moduli lack in general: they admit universal bundles, they are always smooth and projective (over the moduli of semisimple representations), their Betti numbers can be calculated and the Poincare polynomial equals the counting polynomial for points over finite fields. In special cases we can even construct a cell decomposition and thus give a normal form. The drawback is that these moduli do not parametrize just isomorphism classes of representations, but equivalence classes of representations together with an additional structure. The material of this section is contained in [19].

10.1 Definition of smooth models

Let Q,d,ΘQ,d,\Theta be a quiver, a dimension vector and a stability as before. Choose another dimension vector d𝐍Id\in{\bf N}I and consider extended quiver data Q~,d~,Θ~\widetilde{Q},\widetilde{d},\widetilde{\Theta} defined as follows: the vertices of Q~\widetilde{Q} are given by Q~0=Q0{}\widetilde{Q}_{0}=Q_{0}\cup\{\infty\}, and the arrows of Q~\widetilde{Q} are those of QQ, together with nin_{i} arrows from the additional vertex \infty to any iIi\in I. We extend dd to a dimension vector d~\widetilde{d} for Q~\widetilde{Q} by defining d~=1\widetilde{d}_{\infty}=1, and we define a stability Θ~\widetilde{\Theta} for Q~\widetilde{Q} by setting Θ~i=NΘi\widetilde{\Theta}_{i}=N\Theta_{i} for iIi\in I and Θ~=Θ(d)+1\widetilde{\Theta}_{\infty}=\Theta(d)+1, for some sufficiently large integer N𝐍N\in{\bf N}.
It is now easy to see that (because of the additional entry 11 in d~\widetilde{d}) the dimension vector d~\widetilde{d} is always Θ~\widetilde{\Theta}-coprime, so that the resulting moduli space of (semi-)stable representation Md~(Q~)M_{\widetilde{d}}(\widetilde{Q}) is smooth. We denote this moduli space by Md,nΘ(Q)M_{d,n}^{\Theta}(Q).

Theorem 10.1

The moduli space Md,nΘ(Q)M_{d,n}^{\Theta}(Q) is smooth, and projective over the moduli of semisimple Mdssimp(Q)M_{d}^{\rm ssimp}(Q). It parametrizes pairs consisting of a semistable representation MM of QQ of dimension vector dd, together with a map f:P(n)Mf:P^{(n)}\rightarrow M from the finitely generated projective representation

P(n)=iIPiniP^{(n)}=\bigoplus_{i\in I}P_{i}^{n_{i}}

to MM with the property:

if UU is a proper subrepresentation of MM containing Im(f){\rm Im}(f), then μ(U)<μ(M)\mu(U)<\mu(M).

These pairs are parametrized up to isomorphisms respecting the additional data, i.e. (M,f)(M,f) and (M,f)(M^{\prime},f^{\prime}) are equivalent if there exists an isomorphism φ:MM\varphi:M\rightarrow M^{\prime} such that f=φff^{\prime}=\varphi\circ f.

In other words, this moduli space, which we call a smooth model (for Mdsst(Q)M_{d}^{\rm sst}(Q)), parametrizes semistable representations MM together with a map from a fixed projective to MM which “avoids all subrepresentations contradicting stability of MM”.
The map forgetting the extra datum of the map ff induces a projective morphism

π:Md,nΘ(Q)Mdsst(Q).\pi:M_{d,n}^{\Theta}(Q)\rightarrow M_{d}^{\rm sst}(Q).

The fibres of this map can be described explicitely using the Luna stratification of section 3.5. In particular, the generic fibre - the fibre over the stable locus Mdst(Q)M_{d}^{\rm st}(Q) – is isomorphic to projective space 𝐏nd1{\bf P}^{n\cdot d-1}, where nd=iInidin\cdot d=\sum_{i\in I}n_{i}d_{i}.
In the case where dd is Θ\Theta-coprime, the smooth model stays very close to the original moduli space: it is isomorphic to the projectivization of the bundle iI𝒱ini.\bigoplus_{i\in I}\mathcal{V}_{i}^{n_{i}}. In all other cases, the smooth models Md,iΘ(Q)M_{d,i}^{\Theta}(Q) can therefore be viewed as “projectivizations of non-existing universal bundles”.

10.2 Cohomology of smooth models

Since the smooth models are a particular case of moduli in the coprime case, we know from the discussion in section 6.5 that the odd Betti numbers vanish, and that the even Betti numbers can be computed using Theorem 6.3. We will make this formula more explicit, using again the rational functions Pd(q)P_{d}(q) of Definition 6.2.

Theorem 10.2

In the skew formal power series ring 𝐐q[[I]]{\bf Q}_{q}[[I]], we have the following identity:

d𝐍IμidimHi((Md,nΘ(Q),𝐐)qi/2td=(d𝐍IμPd(q)td)1(d𝐍IμqndPd(q)td).\sum_{d\in{\bf N}I_{\mu}}\sum_{i}\dim H^{i}((M_{d,n}^{\Theta}(Q),{\bf Q})q^{i/2}t^{d}=(\sum_{d\in{\bf N}I_{\mu}}P_{d}(q)t^{d})^{-1}\cdot(\sum_{d\in{\bf N}I_{\mu}}q^{n\cdot d}P_{d}(q)t^{d}).

As noted in section 9.3, the result uses the identity of Lemma 9.7 in the Hall algebra of QQ and the passage from counting points over finite fields to Betti numbers, as in section 8.1.

10.3 Hilbert schemes

We consider the special case Θ=0\Theta=0 and denote the smooth model Md,n0(Q)M_{d,n}^{0}(Q) by Hilbd,n(Q){\rm Hilb}_{d,n}(Q), which we call a Hilbert scheme for QQ. It parametrizes (arbitrary) representations MM of dimension vector dd, together with a surjective map from P(n)P^{(n)} to MM. In other words, it parametrizes subrepresentations UP(n)U\subset P^{(n)} of finitely generated projective representations such that dim¯P(n)/U=d\underline{\dim}P^{(n)}/U=d.
In this case, there are much more explicit results on the structure of that space. For example, in the case of quivers without oriented cycles, Hilbd,n(Q){\rm Hilb}_{d,n}(Q) can be described as an iterated Grassmann bundle, see [54].
For general quivers, we can give an explicit (and non-recursive) criterion for non-emptyness of Hilbd,n(Q){\rm Hilb}_{d,n}(Q) (compare the discussion of non-emptyness in section 5.2):

Theorem 10.3

Let QQ be an arbitrary quiver, and let dd and nn be dimension vectors. We have Hilbd,n(Q){\rm Hilb}_{d,n}(Q)\not=\emptyset if and only if the following two conditions are fulfilled:

  1. 1.

    nid,in_{i}\geq\langle d,i\rangle for all iIi\in I,

  2. 2.

    for every isupp(d)i\in{\rm supp}(d) there exists jsupp(n)j\in{\rm supp}(n) and a path from jj to ii in supp(d){\rm supp}(d).

We also have a positive combinatorial formula for the Betti numbers (compare the discussion following Theorem 6.3), based on certain multipartitions:
Let Λd\Lambda_{d} be the set of tuples (λi=(λ1iλ2iλdii0))iI(\lambda^{i}=(\lambda^{i}_{1}\geq\lambda^{i}_{2}\geq\ldots\geq\lambda^{i}_{d_{i}}\geq 0))_{i\in I} of partitions of length did_{i}, which we call multipartitions of length dd. The weight of such a multipartition λ\lambda is defined as

|λ|=iIk=1diλki.|\lambda|=\sum_{i\in I}\sum_{k=1}^{d_{i}}\lambda^{i}_{k}.

We define a subset Sd,nS_{d,n} consisting of multipartitions λ\lambda of length dd as fulfilling the following condition:

for every 0e<d0\leq e<d, there exists a vertex iIi\in I such that λdieii<nie,i\lambda^{i}_{d_{i}-e_{i}}<n_{i}-\langle e,i\rangle.

Theorem 10.4

We have the following formula for the Betti numbers of the Hilbert scheme Hilbd,n(Q){\rm Hilb}_{d,n}(Q):

idimHi(Hilbd,n(Q),𝐐)qi/2=qndd,dλSd,nq|λ|.\sum_{i}\dim H^{i}({\rm Hilb}_{d,n}(Q),{\bf Q})q^{i/2}=q^{n\cdot d-\langle d,d\rangle}\sum_{\lambda\in S_{d,n}}q^{-|\lambda|}.

10.4 Cell decompositions for Hilbert schemes

In fact, all Hilbd,n(Q){\rm Hilb}_{d,n}(Q) admit cell decompositions, which we will now construct (the special case of the multiple loop quivers was considered before in [55]). We need some combinatorial notation.
For each vertex iIi\in I, define a covering quiver (in fact, a tree) QiQ_{i} of QQ as follows: the vertices of QiQ_{i} are parametrized by the paths ω\omega on QQ starting in ii. The arrows in QiQ_{i} are given by α:ω(αω)\alpha:\omega\rightarrow(\alpha\omega) for arrows (α:jk)Q1(\alpha:j\rightarrow k)\in Q_{1} and paths ω\omega in QQ starting in ii and ending in jj. Obviously QiQ_{i} has a unique source corresponding to the empty path at ii. We have a natural projection from QiQ_{i} to QQ associating to a vertex ω\omega of QiQ_{i} the terminal vertex of the path ω\omega. A full subquiver TT of QiQ_{i} is called a tree if it is closed under predecessors. To such a tree TT, we can associate a dimension vector d(T)d(T) for QQ, where d(T)jd(T)_{j} is defined as the number of vertices in TT whose corresponding paths ω\omega have terminal vertex jj.
For n𝐍In\in{\bf N}I, we define QnQ_{n} as the disjoint union of nin_{i} copies of each QiQ_{i}, for iIi\in I. The vertices of QnQ_{n} are labelled by triples (i,j,ω)(i,j,\omega), which means that the path ω\omega starting in ii is placed in the jj-th copy of TiT_{i}. An nn-forest TT_{*} is a full subquiver of QnQ_{n} which is closed under predecessors; in other words, it is a tuple (Tij)iI,k=1,,ni(T_{ij})_{i\in I,\,k=1,\ldots,n_{i}} of trees TijT_{ij} in QiQ_{i}. The dimension vector d(T)d(T_{*}) of an nn-forest TT_{*} is defined as i,jd(Tij)\sum_{i,j}d(T_{ij}).

Theorem 10.5

Each Hilbd,n(Q){\rm Hilb}_{d,n}(Q) admits a cell decomposition, whose cells are parametrized by nn-forests of dimension vector dd.

To construct the cells, we need a total ordering on nn-forests. First, choose an arbitary total ordering on II. For each pair of vertices i,jIi,j\in I, choose a total ordering on the arrows from ii to jj. Then, define a total ordering on Q1Q_{1} as follows: (α:ij)(β:kl)(\alpha:i\rightarrow j)\leq(\beta:k\rightarrow l) if one of the following conditions holds:

  • i=ki=k, j=lj=l and αβ\alpha\leq\beta in the ordering chosen on the arrows from ii to jj,

  • i=ki=k and j<lj<l,

  • i<ki<k.

Now we define a total ordering on the vertices of Q1Q_{1}: let ω=(αsα1)\omega=(\alpha_{s}\ldots\alpha_{1}) and ω=(βtβ1)\omega^{\prime}=(\beta_{t}\ldots\beta_{1}) be two paths in QQ starting in ii. Then ωω\omega\leq\omega^{\prime} if αk<βk\alpha_{k}<\beta_{k} for the minimal index kk such that αkβk\alpha_{k}\not=\beta_{k}; if no such kk exists, we set ωω\omega\leq\omega^{\prime} if sts\leq t.
Finally, we define a total ordering on the vertices of QnQ_{n}: we define (i,j,ω)(i,j,ω)(i,j,\omega)\leq(i^{\prime},j^{\prime},\omega^{\prime}) if one of the following conditions holds:

  • i<ii<i^{\prime} in the total ordering on II,

  • i=ii=i^{\prime} and j<jj<j^{\prime},

  • i=ii=i^{\prime}, j=jj=j^{\prime} and ωω\omega\leq\omega^{\prime} in the total ordering on vertices of QiQ_{i}.

Define the corona C(T)C(T_{*}) of TT_{*} as the set of all vertices (i,j,ω)(i,j,\omega) of QnQ_{n} which are not elements of TT_{*}, but whose (unique) immediate predeccessor in QnQ_{n} is an element of TT_{*}.
Choose a basis vijv_{ij} for each vector space ViV_{i}. For a representation MM and a path ω=αsα1\omega=\alpha_{s}\ldots\alpha_{1} in QQ, write Mω=MαsMα1M_{\omega}=M_{\alpha_{s}}\circ\ldots\circ M_{\alpha_{1}}. Given an nn-forest TT_{*} of dimension vector dd, let ZTZ_{T_{*}} be the set of all points (M,f)(M,f) such that the following conditions hold:

  • the collection of elements b(i,j,ω)=Mω(fi(vi,j))b_{(i,j,\omega)}=M_{\omega}(f_{i}(v_{i,j})) for (i,j,ω)T(i,j,\omega)\in T_{*} (i.e. ωTi,j\omega\in T_{i,j} for all iIi\in I and j=1,,nij=1,\ldots,n_{i}) forms a basis of M=iIMiM=\bigoplus_{i\in I}M_{i},

  • for each (i,j,ω)C(T)(i,j,\omega)\in C(T_{*}), the element Mω(fi(vi,j))M_{\omega}(f_{i}(v_{i,j})) belongs to the span of all suitable b(i,j,ω)b_{(i^{\prime},j^{\prime},\omega^{\prime})} for (i,j,ω)T(i^{\prime},j^{\prime},\omega^{\prime})\in T_{*} such that (i,j,ω)<(i,j,ω)(i^{\prime},j^{\prime},\omega^{\prime})<(i,j,\omega).

Theorem 10.6

There exists a filtration Hilbd,n(Q)=X0X1Xt={\rm Hilb}_{d,n}(Q)=X_{0}\supset X_{1}\supset\ldots\supset X_{t}=\emptyset such that the successive complements Xq1XqX_{q-1}\setminus X_{q} are precisely the sets ZTZ_{T_{*}} defined above, where TT_{*} runs over all nn-forests of dimension vector dd. Consequently, Hilbd,n(Q){\rm Hilb}_{d,n}(Q) admits a cell decomposition, whose cells are parametrized by the nn-forests of dimension vector dd.

As an immediate corollary, we can describe χ(Hilbd,n(Q))\chi({\rm Hilb}_{d,n}(Q)) as the number of nn-forests of dimension vector dd. Combinatorial considerations allow to describe the generating functions of Euler characteristics as solutions to algebraic equations in the formal power series ring 𝐐[[I]]{\bf Q}[[I]] as follows:

Corollary 10.7

For n𝐍In\in{\bf N}I, define

Fn(t)=d𝐍Iχc(Hilbd,n(Q))td.F_{n}(t)=\sum_{d\in{\bf N}I}\chi_{c}({\rm Hilb}_{d,n}(Q))t^{d}.

Then we have

Fn(t)=iIFi(t)niF_{n}(t)=\prod_{i\in I}F_{i}(t)^{n_{i}}

and

Fi(t)=1+tiα:ijFj(t) for all iI.F_{i}(t)=1+t_{i}\cdot\prod_{\alpha:i\rightarrow j}F_{j}(t)\mbox{ for all }i\in I.

One might conjecture that the generating functions d𝐍Iμχc(Md,nΘ(Q))td𝐐[[I]]\sum_{d\in{\bf N}I_{\mu}}\chi_{c}(M_{d,n}^{\Theta}(Q))t^{d}\in{\bf Q}[[I]] for arbitrary smooth models are always algebraic.

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