Moments of central values of quartic Dirichlet -functions
Abstract.
In this paper, we study moments of the central values of quartic Dirichlet -functions and establish quantitative non-vanishing result for these -values.
Mathematics Subject Classification (2010): 11A15, 11L05, 11M06, 11N37
Keywords: quartic Dirichlet character, quartic large sieve, moments of -functions
1. Introduction
Moments of -functions at the central point over a family of characters of a fixed order have been extensively studied in the literature. The first and second moments of quadratic Dirichlet -functions were evaluated by M. Jutila [Jutila]. The error term for the first moment in [Jutila] was improved in [DoHo, MPY, ViTa]. Asymptotic formulas for the second and third moments for the same family with power savings in the error terms were obtained by K. Soundararajan [sound1]. The error term for the third moment was subsequently improved in [DGH] and [Young1]. In the number field case, the authors studied in [G&Zhao6] the first and second moments of quadratic Hecke -functions in and , where . In [Luo], W. Luo considered the first two moments of cubic Hecke -functions in . Moments of various families of higher order Hecke -functions were studied in [FaHL, FHL, Diac, BFH], using the method of double Dirichlet series.
Although many results are available on moments of quadratic Dirichlet -functions, less is known for the moments of higher order Dirichlet -functions. For the family of cubic Dirichlet -functions, this is investigated by S. Baier and M. P. Young in [B&Y] and they also mentioned that it is plausible to extend their methods to study moments of quartic and sextic Dirichlet -functions. Motivated by this, it is our goal in this paper to investigate the quartic case. Writing for the principal character and letting be any smooth, compactly supported function whose Fourier transform is denoted by , we begin with a result that establishes an asymptotic expression for the first moment.
Theorem 1.1.
With notations as above and assuming the truth of the Lindelöf hypothesis, we have
where is a positive explicit constant given in (3.5) and the asterisk on the sum over restricts the sum to primitive characters such that remains primitive.
It is a conjecture that goes back to S. Chowla [chow] that for all primitive Dirichlet characters . As a consequence of Theorem 1.1, a partial answer can be given for this conjecture for the character under our consideration. We argue similar to the proof of [B&Y, Corollary 1.2], using Hölder’s inequality together with the well-known bound for the eighth moment of Dirichlet -functions and the lower bound implied by the asymptotic formula in Theorem 1.1, to obtain following non-vanishing result on the central values of quartic Dirichlet -functions.
Corollary 1.2.
Assume that the Lindelöf hypothesis is true. There exist infinitely many primitive Dirichlet characters of order such that . More precisely, the number of such characters with conductor is .
For , let where is the quartic residue symbol in defined in Section 2.1. It is also shown there that is a quartic Hecke character of trivial infinite type modulo . Our next result concerns bounds on the second moment.
Theorem 1.3.
We have for any that
(1.1) |
Further denote for any rational integer ,
(1.2) |
Then we have
(1.3) |
where means that the sum runs over square-free elements of .
As the proof of the above result is similar to that of [B&Y, Theorem 1.3] (using the approximate functional equation and then the appropriate version of the large sieve inequality Lemmas 2.9 and 2.10), we shall therefore omit it in the paper.
We point out here that the proof of (1.1) uses a large sieve inequality for quartic Dirichlet characters given in Lemma 2.10 by using the term in the minimum there. Similarly, the proof of (1.3) follows from recalling the definition of in [G&Zhao, p. 907] and the bound by Lemma 2.10. A variant of this for the cubic case plays a key role in the treatment of the error term in the work of Baier and Young [B&Y] on the first moment of cubic Dirichlet -functions. However, our Lemma 2.10 is just short of producing admissible error term in our first moment result, even after incorporating the recursive technique of Baier and Young (see third arXiv version of the paper [B&Y] arXiv:0804.2233v3). This observation drives us to seek for bounds of individual quartic Dirichlet -functions in order to control the error term and leads us to derive our Theorem 1.1 under the Lindelöf hypothesis since the current best known subconvexity bounds for the -functions under our consideration do not provide a satisfactory error term either.
1.4. Notations
The following notations and conventions are used throughout the paper.
.
or means for some unspecified
positive constant .
denotes the Möbius function on .
is the Dedekind zeta function for the field .
2. Preliminaries
In this section we provide various tools used throughout the paper.
2.1. Quartic symbol and primitive quartic Dirichlet characters
The symbol is the quartic
residue symbol in the ring . For a prime
with , the quartic residue symbol is defined for , by , with . When , we define
. Then the quartic residue symbol can be extended
to any composite with multiplicatively. We further set when is a unit in . We also define the quadratic residue symbol so that .
Note that in , every ideal co-prime to has a unique generator congruent to 1 modulo . Such a generator is called primary. Observe that in is congruent to if and only if or by [I&R, Lemma 6, p. 121]. It follows from this that we have
(2.1) |
Recall that [Lemmermeyer, Theorem 6.9] the quartic reciprocity law states that for two primary integers ,
Also, the supplement laws to the quartic reciprocity law states that for being primary,
(2.2) |
This implies that for any , we have
Hence the functions and can be regarded as Hecke characters of trivial infinite type. From this we see that is a quartic Hecke character of trivial infinite type modulo for every .
Using the quartic residue symbols, we have the following classification of all the primitive quartic Dirichlet characters of conductor co-prime to :
Lemma 2.2.
The primitive quartic Dirichlet characters of conductor coprime to such that their squares remain primitive are of the form for some , , square-free and not divisible by any rational primes, with norm .
The above result is given in [G&Zhao, Section 2.2], but the correspondence given there is not exact. We take this opportunity to thank Francesca Balestrieri and Nick Rome for some helpful discussions on this topic.
2.3. The Gauss sums
For any , , the quartic Gauss sum is defined by
where .
The following well-known formula (see [P, p. 195]) holds for all :
(2.3) |
More generally, we define for ,
We note two properties of that can be found in [Diac]:
(2.4) | ||||
(2.5) |
We further define the Gauss sum associated to a primitive Dirichlet character by
When is a primitive quartic Dirichlet character identified with by Lemma 2.2, we have ([G&Zhao, p. 894])
(2.6) |
Here we have and free of rational prime divisors. If we write with , then we deduce from this that so that
(2.7) |
As is primary according to (2.1), we have by the quartic reciprocity law,
(2.8) |
where the last equality follows from [I&R, Proposition 9.8.5], which states that for ,
It follows from (2.2) that
(2.9) |
On the other hand, note that by the definition that
(2.10) |
Thus from this and (2.6),
(2.11) |
2.4. The approximate functional equation
Let be any even function which is holomorphic and bounded in the strip satisfying . It follows from [iwakow, Theorem 5.3] that we have the following approximate functional equation for Dirichlet -functions.
Proposition 2.5.
Let be a primitive Dirichlet character of conductor . For any , let
(2.12) |
We define
Furthermore, let and be positive real numbers such that . Then for any we have
For we set , , , .
With a suitable (for example ), we have for any (see [HIEK, Proposition 5.4]):
On the other hand, when , we have (see [sound1, Lemma 2.1]) that is real-valued and smooth on and for the -th derivative of ,
(2.13) |
2.6. Analytic behavior of Dirichlet series associated with Gauss sums
For any Hecke character of trivial infinite type, we let
The following lemma gives the analytic behavior of on .
Lemma 2.7.
[G&Zhao1, Lemma 2.5] The function has meromorphic continuation to the entire complex plane. It is holomorphic in the region except possibly for a pole at . For any , letting , then for , , we have for ,
Moreover, the residue satisfies
2.8. The large sieve with quartic Dirichlet characters
The following large sieve inequality for quadratic residue symbols is needed in the proof.
Lemma 2.9.
[Onodera, Theorem 1] Let be positive integers, and let be an arbitrary sequence of complex numbers, where runs over . Then we have for any ,
where means that the sum runs over square-free elements of and is the quadratic residue symbol.
Besides the notation mentioned in the Introduction, we also recall the norm defined in [G&Zhao, p. 907]. Notice that for square-free satisfying , the square of the quartic symbol becomes the quadratic residue symbol . Thus, using Lemma 2.9 in [G&Zhao, (39)] and proceed to the estimate [G&Zhao, (40)], we see that the estimation given in [G&Zhao, (24)] can be replaced by
(2.14) |
As we have by [G&Zhao, (23)] that , we see that the bound given in (2.14) is also valid for , which leads to the following large sieve inequality for quartic Dirichlet characters.
Lemma 2.10.
Let be an arbitrary sequence of complex numbers. Then
where the asterisk on the sum over restricts the sum to primitive characters whose square remain primitive and the asterisks attached to the sum over indicates that runs over square-free integers.
3. Proof of Theorem 1.1
We start by setting
Applying Proposition 2.5 (the approximate functional equation) with yields , where
For each primitive quartic Dirichlet character whose square remains primitive, we write it as via the correspondence given in Lemma 2.2. It then follows from (2.6), (2.12) and this correspondence that
The above allows us to further decompose and as and , where
Here means that the sum runs over square-free elements that have no rational prime divisors.
Also, the parameters sastify that . We now introduce another parameter defined by and we note that we have for all under consideration because of the compact support of .
It remains to evaluate and . As the arguments are similar, we will only evaluate and in what follows. We summarize the results in the following lemma.
Lemma 3.1.
Theorem 1.1 follows from Lemma 3.1 by setting and in Lemma 3.1. Thus the remainder of the paper is devoted to the proof of this lemma.
3.2. Evaluating , the main term
We write for Möbius function and we define for . Then for any , we note the following relation
(3.3) |
We apply the above and change variables to the sum over . Note that any square-free is also square-free when regarded as an element of and this implies that the condition that is square-free then is equivalent to being square-free and . We then deduce that , with
where, as before, denotes a sum over the square-free elements of .
We first evaluate by using Möbius inversion to detect the square-free condition that . So
where
Now Mellin inversion gives
where
Integration by parts and using (2.13) shows that is a function satisfying the bound
for any and any integer .
We estimate by moving the contour to the line . Observe that the Hecke -function has a pole at when is a fourth power. We write for the contribution to from these residues and for the remainder.
We evaluate by noting that
where using the Mellin convolution formula shows that
(3.4) |
From the discussions in Section 2.1, we see that is the principal character only when is a fourth power, in which case
where denotes a prime in in this section.
Let , the residue of at , so that
Computing the sum over explicitly, we obtain that
We define
It is clear that is a constant. Using this, we have that
Let
which is holomorphic and bounded for . Then
We move the contour of integration to , crossing a pole at only. The integral over the new contour is , while residue of the pole at gives
(3.5) |
Note that converges absolutely at so that one may express explicitly as an Euler product if interested. We then conclude that
(3.6) |
3.3. Evaluating , the remainder term
In this section, we estimate and . Since the arguments are similar, we shall only estimate here. We bound everything with absolute values to see that for some large ,
Here and are constants, chosen according to the size of the support the weight function . In view of the factor , we may truncate the sum over above to for with a small error.
Assuming the truth of the Lindelöf hypothesis, we have for any (see [iwakow, Corollary 5.20]),
We apply this to bound the sum over as
3.4. Estimating
Lemma 3.5.
For any , we have
To prove Lemma 3.5, we first use (3.3) to remove the condition that has no rational prime divisors. Note that it follows from (2.5) and the quartic reciprocity that for and primary,
We use the notation so that by (2.3). It follows further from (2.3) that unless is square-free. This gives that
where
We estimate with the next lemma.
Lemma 3.6.
For any , write where is a unit times a power of , and . Then we have
Proof.
Now, to prove Lemma 3.5, we treat and separately, where is a parameter to be chosen later. For we use Lemma 3.6, while for we use the trivial bound . Thus
which simplifies as
The optimal choice of is and gives Lemma 3.5. Applying this lemma and summing trivially over in the expressions for and , one easily deduces (3.2). This completes the proof of Lemma 3.1.
Acknowledgments. P. G. is supported in part by NSFC grant 11871082 and L. Z. by the FRG grant PS43707 and the Faculty Goldstar Award PS53450. Parts of this work were done when P. G. visited the University of New South Wales (UNSW). He wishes to thank UNSW for the invitation, financial support and warm hospitality during his pleasant stay.
References
School of Mathematical Sciences | School of Mathematics and Statistics |
Beihang University | University of New South Wales |
Beijing 100191 China | Sydney NSW 2052 Australia |
Email: penggao@buaa.edu.cn | Email: l.zhao@unsw.edu.au |