Multiplicity One Theorem for General Spin Groups:
The Archimedean Case
Abstract.
Let (resp. ) be a general spin group (resp. a general Pin group) associated with a nondegenerate quadratic space of dimension over an Archimedean local field . For a nondegenerate quadratic space of dimension over , we also consider and . We prove the multiplicity-at-most-one theorem in the Archimedean case for a pair of groups () and also for a pair of groups (); namely, we prove that the restriction to (resp. ) of an irreducible Casselman-Wallach representation of (resp. ) is multiplicity free.
1. Introduction
Restriction problems are one of the most natural problems regarding representations, and can be formulated as follows. Let be a reductive group over a local field of characteristic zero. Let be a reductive subgroup of , also defined over . Let also and be their -points. When and are irreducible admissible representations of and , respectively, the restriction problem asks how many times appears as a quotient of when is restricted to . Formally it asks about the dimension (over ) of the following vector space:
where in the space is thought of as the restriction to . There are two flavors to this problem. One is about the non-vanishing of the above Hom space, which is codified as the Gan-Gross-Prasad conjecture [GGP12]. Another question concerns if the Hom space has dimension at most one, i.e. whether
(which is known as a multiplicity-at-most-one or multiplicity-free theorem). For a reductive group and its reductive subgroup , the multiplicity-at-most-one theorem in the Archimedean case (i.e., when is an Archimedean local field) explores how many times an irreducible Casselman-Wallach representation of appears in the restriction to of an irreducible Casselman-Wallach representation of . The Archimedean case of the multiplicity-at-most-one theorem is proven for classical groups by Sun and Zhu in [SZ12]. Using a different method of proof, Aizenbud and Gourevitch also handle the case for general linear groups in [AG09b]. The main purpose of this paper is to prove the multiplicity-at-most-one theorem in the Archimedean case for a pair of two reductive non-classical groups: the general Pin groups and the general Spin groups. More specifically, let be an Archimedean local field, i.e., either or , and let be a nondegenerate quadratic space over with dimension . Correspondingly, we let be the -points of either a general Pin group or a general Spin group defined over , which is denoted as
(see Section 2.3.2 for exact definitions) and let be respectively its subgroups
where is a nondegenerate subspace of dimension . The multiplicity-at-most-one theorem that we prove in this paper is the following:
Theorem 1.1.
Let be either or and let be an irreducible Cassleman-Wallach representation of and be an irredcuible Casselman-Wallach representation of . Then the space of -invariant continuous bilinear functional on has dimension at most one, i.e.
The technical result that will imply the above theorem (through a version of Gelfand-Kazhdan criterion) is as follows:
Theorem 1.2.
Let be either or . Then there exists a real algebraic anti-automorphism on preserving with the following property: every generalized function on which is invariant under the adjoint action of is automatically -invariant.
The implication of Theorem 1.1 from Theorem 1.2 follows from [SZ11, Corollary 2.5]. To be clear, we have
Proposition 1.3.
Theorem 1.2 implies Theorem 1.1.
Remark 1.4.
Let be a vector space defined over either or with dimension . We denote such that for all and . Let Span, where s constitute an orthogonal basis. Let
Let act on (viewed merely as a set) by letting act by conjugation and by (defined in eq 2.2). Let be the surjection from to , which sends to and let be a continuous complex character of . We denote to be the space of Schwartz distributions, in which acts via .
Theorem 1.2 can be reduced to the following vanishing assertions:
(1.1) |
(1.2) |
Namely, every -invariant (respectively -invariant) distribution on (resp. is also invariant under the involution . The involution which satisfies (1.1) and (1.2) is defined in (2.2) and (4.2). Thanks to Proposition 1.3 we only need to show the vanishing assertion of (1.1) and we are done.
The aim of this article is to prove the above vanishing assertion in the Archimedean case. In the non-archimedean case, the multiplicity-at-most-one theorem is proven in [AGRS10], [Wal12] and [ET23] for the classical groups, the general Spin groups, and general Pin groups, respectively.
This work completes the multiplicity-at-most-one theorem for the general Spin groups and the general Pin groups and completes the first step in proving the Gas-Gross-Prasad conjecture for general Spin groups. These general Spin groups are of interest in part because they are a extension of the special orthogonal groups, and the representation theory of completely subsumes that of . In addition, work on groups is needed for arithmetic application purposes as mentioned in [MP16]; orthogonal Shimura varieties are Shimura varieties of abelian type, but are finite ´etale quotients of GSpin Shimura varieties. According to [MP16] one can easily deduce results for them from the corresponding ones for their GSpin counterparts.
The organization of the paper is as follows: in Section 2, we provide the background and preliminaries including definitions of the groups and . In Section 3, we prove our main theorem for groups. First, we prove that our main theorem for groups reduces to Theorem 3.3, which is the technical heart of our paper. The proof of Theorem 3.3 consists of four parts: elimination of , reduction to the semisimple orbits, reduction to classical groups case, and final step of proof. Subsequently, in Section 4 we prove the analogous results for groups.
1.1. Notations and conventions
Throughout this article we assume our field to be either or . We assume to be a vector space defined over with dimension . We write for an orthogonal basis of and let
We denote , which will be a Nash Manifold for our purpose. Let be the Lie group of . We denote , such that for all and . Therefore we have the following short exact sequence:
where the surjection sends to , and For a Nash manifold , we let be the Fréchet space of Schwartz functions on and be the space of Schwartz distributions on . Denote by . Hence we have the following inclusion between the spaces of distributions:
We let be the natural projection map of groups onto the orthogonal groups defined in Section 2.3.2. For a group , we let be the set of semisimple elements in and we also let be the set of conjugacy classes in .
Acknowledgements This collaboration was initiated at the Midwest Representation Theory Conference at the University of Michigan in March 2022 and discussed further at the Texas-Oklahoma Representations and Automorphic Forms (TORA) Conference at University of Oklahoma in October 2023. We thank both conferences for providing a wonderful atmosphere to meet each other and collaborate. The first author would like to thank Shuichiro Takeda and Wee teck Gan for their continued interest in the project. The second author is grateful to Purdue University for providing excellent working conditions during a one-year research visit (July 2022 - July 2023). The second author has been supported by the National Research Foundation of Korea (NRF) grants funded by the Korea government (MSIP and MSIT) (No. RS-2022-0016551 and No. RS-2024-00415601 (G-BRL)).
2. Background and preliminaries
2.1. Cassleman-Wallach Representation
Let be a real reductive group and be its complexified Lie algebra.
Let be a representation of and let be the center of the universal enveloping algebra of . The representation is called admissible if every irreducible representation of a maximal compact subgroup of has finite multiplicity in . The representation is called of Harish-chandra type if it is admissible and finite.
The representation is called of moderate growth if the following condition holds:
for every continuous seminorm on , there exists a positive, moderate growth function on , and a continuous seminorm on such that
The representation is called a Casselman-Wallach representation if the representation is Frechet, smooth, of moderate growth, and of Harish-Chandra type.
2.2. Nash groups, Nash Manifolds, and Nash maps
In this section we will define a Nash manifold over an Archimedean local field of characteristics zero as discussed in [AG08].
2.2.1. Semi algebraic sets
A subset is called a semi-algebraic set if it satisfies the following: there exist finitely many polynomials such that
In other words, the semi-algebraic sets are those that can be written as the finite union of polynomial equations and inequalities. From the definition above it is immediate that the collection of semi-algebraic sets is closed with respect to finite unions, finite intersections, and complements. A map between two semi-algebraic sets is called semi-algebraic if the graph of the map is a semialgebraic subset of . The open semi-algebraic sets that define the topology can be realized in the following lemma:
Lemma 2.1.
Let be a semi-algebraic set. Then every open semi-algebraic subset of can be presented as a finite union of sets of the form , where are polynomials in variables.
Let be two open semi-algebraic sets. A smooth, semi-algebraic map between and is called a Nash map. A Nash map which is bijective, whose inverse is also a Nash map is called a Nash diffeomorphism. A Nash submanifold of is a semi-algebraic, smooth submanifold of . A Nash group is a Nash manifold such that the following is a Nash map:
Therefore we will treat the groups and as Nash groups in the subsequent sections of this article.
2.3. The groups and
In this subsection we introduce the definitions of the groups and and their properties. A reference for the material can be found in [Sch85] and [Shi04]. In the literature, the group which we refer to as is sometimes called the Clifford group and is sometimes referred to as the special Clifford group, and are denoted by and S, respectively.
Here, denotes a nondegenerate quadratic space over our Archimedean local field . Let be the corresponding bi-linear form. Let be the quadratic norm defined over . In this section, we also define involutions on , which is required to prove Theorem 1.2.
2.3.1. Clifford Algebra
Let be the tensor algebra of and we define the Clifford algebra by the following quotient:
In we have
We denote the image of in as . Denote by
the even and odd Clifford algebras, respectively. Then we have the following decomposition:
The Clifford algebra is equipped with the natural involution by “reversing the indices” of , namely
The above involution is called the canonical involution, which preserves both and . We define a map
where , ; in other words acts on as the identity and on as the negative identity. For all the Clifford involution is
The map sending to is an involution on and the Clifford norm is the map:
2.3.2. and
We are now in a position to define the groups and as follows:
and we call the general Spin group on and the general Pin group on . We also define the projection map of groups onto the orthogonal groups as follows:
for all . It is well known that surjects onto because of the map . This implies that we have the following commutative diagram:
2.3.3. Involution
Let
be a homomorphism which sends the non-identity component to . Therefore the kernel of this map is . We have the involution
Note that preserves the semisimple conjugacy classes of . We denote , such that for all and . We now define the action of on by
(2.1) |
for and . Note that the action of also preserves the semisimple conjugacy classes of .
We assume
We then have and We define
Then we also have a short exact sequence as follows:
where the surjection sends to , and where acts on by conjugation viewed inside .
We define an involution
(2.2) |
for . This involution is precisely the action of the element . Note that it is direct to show that (See [ET23, Lemma 2.10] for more detail).
3. case
In this section, we prove Theorem 1.2 for groups. Recall that Lemma LABEL:mainthmtovanishing reduces our main theorem to the following vanishing assertion:
We first cite [AG09b, Theorem 2.2.5], which is true for all reductive groups as follows:
Proposition 3.1.
If , then
Furthermore, the following proposition is straightforward by definition:
Proposition 3.2.
If , then Theorem 1.2 holds. Therefore the multiplicity-at-most-one theorem for groups also holds.
Therefore, our main theorem for groups, i.e., Theorem 1.2 reduces to the following theorem, which is precisely the analogue of either [AG09b, Theorem A] or [ET23, Theorem 5.4]:
Theorem 3.3.
Let act on (viewed merely as a set) by letting act by conjugation and by . Then we have
In other words, every -invariant distribution on is also invariant under the involution .
The rest of this section is to prove Theorem 3.3, which is the technical heart of the paper. We adapt the arguments in [ET23, Section 7] to our case and it consists of three steps of reductions.
3.1. Reduction I: Elimination of
In this subsection, We reduce Theorem 3.3 to the follwoing vanishing assertion:
(3.1) |
The key ingredient is the following version of Frobenius descent [AG09a, Theorem 2.5.7].
Lemma 3.4 (Frobenius descent).
Let be a Nash group which is unimodular. Let and be Nash manifolds on which acts. Further assume that the action of on is transitive. Suppose we have a continuous -equivariant Nash map
namely for all and . Fix . Assume the stabilizer of is unimodular which implies that there exists a -invariant measure on . Fix this measure. Let be a character of . Then there is a canonical isomorphism
We are now ready to prove the following:
Proposition 3.5.
If then .
Proof.
We follow the main argument of the proof in [ET23, Proposition 7.2] and adapt those to Archimedean version. Briefly, we write the main ideas of the proof but, for completeness, we write in detail in case the proof is not certain in the Archimedean case.
Our goal is to prove
Let One can see that is invariant under and we have the following:
Lemma 3.6.
is closed in .
Proof.
We have the quadratic form and we know that and . Hence implies
Since , this is a discrete set. Therefore, is closed in . ∎
Therefore, we have
Let One can also see that is invariant under the action of . By Witt’s theorem, we know acts transitively on and hence acts transitively on .
Now, consider the projection
which is -equivariant. Recall that the stabilizer of is unimodular. Hence by the Frobenius descent (Lemma 3.4) applied to this , we obtain the canonical isomorphism
(3.2) |
By the obvious identification of sets, we have
Hence we have
The proposition is proven. ∎
3.2. Reduction II: the semisimple orbits
The proof of our main theorem is now reduced to showing the vanishing assertion (3.1). In this subsection we further reduce the vanishing assertion to the classical group scenarios as presented in [SZ12] or in [Wal12].
The main idea is that any distribution in is supported in a smaller set through Harish-Chandra’s descent and Bernstein’s localization principle. We cite those theorems for the Archimedean case as follows:
Theorem 3.7.
(Localization principle). Let a real reductive group act on a smooth algebraic variety . Let be an algebraic variety and be an affine algebraic -invariant map. Let be a character of . Suppose that for any we have . Then .
Proof.
See [AG09b, Corollary A.0.1]. ∎
Remark 3.8.
We can swiftly interchange the notation and , due to the proof of [AG09b, Theorem 4.0.2].
Corollary 3.9.
Let a real reductive group act on a smooth algebraic variety . Let be an algebraic variety and be an affine algebraic -invariant submersion. Suppose that for any we have . Then .
Proof.
See [AG09b, Corollary A.0.3]. ∎
Proposition 3.10.
Define a map
by
where is the conjugacy class of the semisimple part of under the Jordan decomposition.
If
for each semisimple conjugacy class , then
Proof.
We follow the main argument of the proof in [ET23, Proposition 7.4] and we briefly write the main ideas of the proof but in case the proof is different we write in the details. Let be the space of polynomials of degree at most , which is a smooth algebraic variety and let be as in proof of [ET23, Proposition 7.4]. One can see that is an affine algebraic -invariant submersion. Let be a polynomial. Since the fiber is preserved by , Theorem 3.7 implies that if for all , then . Furthermore, we have where which is a Nash manifold.
To use the Bernstein localization principle, we need to show that each element in is closed and that is an embedded submanifold of (basically it means the topology is a subspace topology). The first claim follows from [BHC62, Proposition 10.1]. The second one is well-known and can be followed from [MZ40, Theorem 2.13].
We can now consider the map exactly as in the proof of [ET23, Proposition 7.4]. Then this map is indeed an affine algebraic map. In the Archimedean case, the involution also preserves the semisimple conjugacy classes. Therefore, for each semisimple conjucagy class the fiber is invariant under and Theorem 3.7 implies that if for all semisimple conjugacy class of , then which completes the proof of the Proposition.
∎
3.3. Reduction III: situation
In this section we further reduce the vanishing assertion of the hypothesis in Proposition 3.10 further to the orthogonal groups situation [SZ12].
Remark 3.11.
Let be the set of unipotent elements in . Then, for each both and are closed as smooth algebraic variety in . It is also well known that the restriction to of the canonical projection is one-to-one, which allows us to identify the set of unipotent elements in with .
For a semisimple conjugacy class of , we cosnider the following map exactly as in [ET23]:
Applying the Frobenius descent to the above map, we have
since .
Furthermore, applying the Bernstein localization principle, we have the following:
Lemma 3.12.
If for all semisimple , then .
Proof.
First, since is semisimple for all and , we have
for all .
We then consider the following map:
Now, as each fiber is preserved by , we may apply the Bernstein Localization principle (Corollary 3.9) to arrive at the desired conclusion. ∎
We finally reduce our main theorem to the situation. Recall that and have the same set of unipotent elements. This implies that for each semisimple we have the bijection
induced by the canonical projection . Furthermore, this map intertwines the actions of and . Note that the kernel of act trivially on the space . Therefore, we have
Hence to show our main theorem, it suffices to show the following situation [SZ12, Theorem A]:
(3.3) |
for all semisimple .
3.4. End of proof
In case , the vanishing assertion (3.3) is equivalent to show , which is precisely the assertion proven in [SZ12]. However, we do not always have as shown in [ET23, Lemma 3.11]. Accordingly, we need to modify [SZ12]. The difference is that might have a factor of as in [ET23, Lemma 3.11], for which we need the result of Sun-Zhu [SZ12] for the case. The complete argument in the case of locally compact totally disconnected space is present in [ET23]. The same argument works in our case and we do not repeat the same argument.
4. GSpin case
In this section, we prove Theorem 1.2 for . The proof follows the same line as the GPin case but we need to make appropriate changes. Note that we follow the main arguments in [ET23, Proposition 9] and we adapt its arguments to Archimedean case and we briefly explain the main ideas. To point out the difference, you can see the proof of Proposition 4.2. In particular, we define a group which is the analogue of following exactly as the non-archimedean case. First, we recall our basic setup. As before, is a quadratic space with
We fix an orthogonal basis , and assume so that with . The group we define as
so that we have
The surjection sends to , and
where acts on by conjugation viewed inside . Since is a subgroup of , it acts on (viewed merely as a set) by restricting the action of as
(4.1) |
where .
We let be the stabilizer of under the action of on as usual. Analogously to the case, one can then show
and we define
We have
where the surjection sends to , and
where the action of is by conjugation viewed inside .
We define an involution
(4.2) |
for . This is the action of on . Since commutes with all the elements in , we have .
We have the canonical projection
which is nothing but the restriction of the canonical projection . We then have
Let be semisimple, and set . If
as before, then
where
by [ET23, Proposition A.4]. Following exactly as in the proof of [ET23, Lemma 9.1], we have the following Lemma:
Lemma 4.1.
Keeping the above notation, we have
4.1. Vanishing of distribution
Analogously to the GPin case, we prove the following main technical result:
(4.3) |
where acts on by restricting the actions (4.1). In particular, the element acts via the involution , which preserves setwise. Recall the action of on is defined in (4.1).
Proposition 4.2.
We have a natural inclusion
Hence if
then .
Proof.
This can be proven in the same way as Proposition 3.5. Namely let
and consider the projection
By Witt’s theorem, acts transitively on . Moreover, using the actions listed in (4.1), one can show that for all and and so this is a continuous -equivariant Nash map. Thus by the Frobenius descent we have
where the left-hand side is a subspace of . But clearly
The proposition follows. ∎
4.2. Reducing to classical group situation
It is now enough to show
Arguing in the same way as the case, this vanishing assertion reduces to
for all semisimple . Since the canonical projection is bijective on , we have the natural isomorphism
Since we have
it is enough to show
We know is as in Lemma 4.1 and is generated by and the element , where such that , where as before (see also [ET23, Equation 8.1]. Note that since the orthogonal factor of is , we always choose . The remaining part of the proof is identical to the proof in the GPin case, and so the proof is complete.
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