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On Birch and Swinnerton-Dyer’s cubic surfaces

Mckenzie West
Abstract

In a 1975 paper of Birch and Swinnerton-Dyer, a number of explicit norm form cubic surfaces are shown to fail the Hasse Principle. They make a correspondence between this failure and the Brauer–Manin obstruction, recently discovered by Manin. We generalize their work, making use of modern computer algebra software to show that a larger set of cubic surfaces have a Brauer–Manin obstruction to the Hasse principle, thus verifying the Colliot-Thélène–Sansuc conjecture for infinitely many cubic surfaces.

1 Introduction

Suppose XX is a smooth projective variety over a number field kk. Denote by X(k)X(k) and X(𝐀k)X(\mathbf{A}_{k}) the rational and adélic points of XX, respectively. The natural inclusion of kk into 𝐀k\mathbf{A}_{k} gives X(k)X(𝐀k)X(k)\neq\emptyset\Rightarrow X(\mathbf{A}_{k})\neq\emptyset. The variety X satisfies the Hasse principle if the converse is true, X(𝐀k)X(k)X(\mathbf{A}_{k})\neq\emptyset\Rightarrow X(k)\neq\emptyset. There are many examples of varieties which do not satisfy the Hasse Principle; Cassels and Guy, in [2], provided one of the original counterexamples,

5x3+12y3+9z3+10w3=0.5x^{3}+12y^{3}+9z^{3}+10w^{3}=0. (1)

As a cohomological generalization of quadratic reciprocity, Manin constructs, in [11], the Brauer Set X(𝐀k)BrX(\mathbf{A}_{k})^{\operatorname{Br}{}} which lies between X(k)X(k) and X(𝐀k)X(\mathbf{A}_{k}). We say that XX has a Brauer–Manin obstruction to the Hasse Principle if X(𝐀k)Br=X(\mathbf{A}_{k})^{\operatorname{Br}{}}=\emptyset while X(𝐀k)X(\mathbf{A}_{k})\neq\emptyset. Around this time, Birch and Swinnerton-Dyer, in [1], considered counterexamples to the Hasse Principle for rational surfaces via very direct arguments. They comment that Manin’s method should apply and provide a brief sketch to this effect. We will examine the cubic surfaces constructed by Birch and Swinnerton-Dyer:

Let K0/kK_{0}/k be a non-abelian cubic extension, and L/kL/k its Galois closure. Suppose K/kK/k is the unique quadratic extension which lies in LL. We will assume that (1,ϕ,ψ)(1,\phi,\psi) are any linearly independent generators for K0/kK_{0}/k, and K/kK/k is generated by θ\theta. Then consider the diophantine equation given by

mNormL/K(ax+by+ϕz+ψw)=(cx+dy)NormK/k(x+θy),m\operatorname{Norm}_{L/K}(ax+by+\phi z+\psi w)=(cx+dy)\operatorname{Norm}_{K/k}(x+\theta y), (2)

where the m,a,b,c,dm,a,b,c,d are suitably chosen kk-rational integers.

Birch and Swinnerton-Dyer show that as long as a,b,c,da,b,c,d have “certain” divisibility properties, the projective cubic surface in k3\mathbb{P}_{k}^{3} defined by the equation (2) do not satisfy the Hasse Principle. Their examples of failure are very specific, choosing values for almost all of the constants. This is done by considering a rational solution [x:y:z:w][x\colon y\colon z\colon w] and examining the possible factorizations of the ideal (x+θy)(x+\theta y) in 𝒪K\mathcal{O}_{K}. They find two possible reasons the Hasse Principle may fail and give an example computation of the Brauer–Manin obstruction for each. This paper re-examines the BSD surfaces, generalizing their work using the fact that we can compute the lines of a surface using computer algebra software.

Theorem 1.1.

Suppose kk is a number field and XX is as in (2).

  1. 1.1.1.

    Let L/kL^{\prime}/k be the minimal extension over which the 27 lines, or exceptional curves, on X¯\overline{X} are defined. If 9[L:k]9\mid[L^{\prime}\colon k] then BrX/Brk/3\operatorname{Br}X/\operatorname{Br}k\simeq\mathbb{Z}/3\mathbb{Z} otherwise BrX/Brk\operatorname{Br}X/\operatorname{Br}k is trivial.

  2. 1.1.2.

    In the case that BrX/Brk\operatorname{Br}X/\operatorname{Br}k is trivial, we have that XX satisfies the Hasse Principle.

Furthermore, this classification provides a quick method for computing the existence of Brauer–Manin obstructions for these surfaces, as in the following result.

Theorem 1.2.

Take kk a number field, L/KL/K unramified, and the ϕi\phi_{i} and ψi\psi_{i} to be integral units in K0K_{0} with the minimal polynomial of ψi/ϕi\psi_{i}/\phi_{i} being separable modulo 𝔭3𝒪k\mathfrak{p}\mid 3\mathcal{O}_{k}. Suppose p𝒪kp\mathcal{O}_{k} is a prime for which p𝒪L=𝒫1𝒫2p\mathcal{O}_{L}={\cal P}_{1}{\cal P}_{2} such that pθθ¯p\|\theta\overline{\theta} and the 𝒫i{\cal P}_{i} are primes in 𝒪L\mathcal{O}_{L}. Then the variety defined by

i=02(x+ϕiz+ψiw)=py(x+θy)(x+θ¯y)\prod_{i=0}^{2}(x+\phi_{i}z+\psi_{i}w)=py(x+\theta y)(x+\overline{\theta}y)

has a Brauer–Manin obstruction to the Hasse Principle.

Note that if KK has class number 1 then we may assume θ\theta and θ¯\overline{\theta} are coprime via a scaling of yy by their greatest common divisor. In that case, we can assume 𝒫1θ{\cal P}_{1}\mid\theta and 𝒫2θ¯{\cal P}_{2}\mid\overline{\theta}, making this conclusion true whenever v𝒫1(θ)0(mod3)\operatorname{v}_{{\cal P}_{1}}(\theta)\not\equiv 0\pmod{3}.

1.1 The Hasse Principle for Cubic Surfaces

After the paper of Birch and Swinnerton-Dyer, Colliot-Thélène and Sansuc conjectured that the Brauer–Manin obstruction is the only obstruction to the Hasse principle for arbitrary smooth projective geometrically rational surfaces [5, Questions j1, k1, page 233]. Some motivation for this conjecture came from the study of conic bundles.

In 1987, Colliot-Thélène, Kanevsky and Sansuc [4] systematically studied diagonal cubic surfaces over \mathbb{Q} having integral coefficients up to 100, verifying the conjecture for each one of these surfaces. They were the first to prove that the Cassels and Guy cubic (1) had a Brauer–Manin obstruction.

This conjecture has been extended by Colliot-Thélène to all rationally connected varieties [3]; evidence of this generalization has been seen recently in works of Harpaz and Wittenberg (see e.g., [9]).

Work by Elsenhans and Jahnel has shown general construction for lines on cubic surfaces as well as the resulting elements in Brk(X)\operatorname{Br}k(X), [7]. More recently, they prove that cubic surfaces violating the Hasse principle are Zariski dense in the moduli space of all cubic surfaces, [8]. This paper, on the other hand, wishes to show explicit computations for the particular family described by Birch and Swinnerton-Dyer.

1.2 Outline

The notation for the paper will be fixed in section 2. We will explicitly describe the Brauer group for the BSD cubic surfaces in section 3 and subsequently prove Theorem 1.1. This computation will exploit the exceptional geometry of cubic surfaces and the previous results of Corn, [6], and Swinnerton-Dyer, [15, 16].

In section 4, we prove the existence of an adélic point for a family of surfaces followed by general computations of the Brauer set. Theorems 4.2 and 4.3 show that we only need to consider certain primes which divide the coefficient dd. This section concludes with a proof of Theorem 1.2.

Lastly, in section 5, we first look back at an example given in [1] and verify that its obstruction is given by the results of section 4. A second example with a Brauer–Manin obstruction given by two non-zero invariant summands is then presented.

2 Setup and background

Let kk be a number field with absolute Galois group GkG_{k}. Take L/kL/k any Galois extension with Gal(L/k)S3\operatorname{Gal}(L/k)\simeq S_{3}. Fix K/kK/k as the unique quadratic extension of kk in LL. Let 𝒪F\mathcal{O}_{F} be the ring of integers for the field FF.

Lemma 2.1.

Every BSD cubic (2) equation is isomorphic to one of the form

i=02(x+ϕiz+ψiw)=dy(x+θy)(x+θ¯y),\prod_{i=0}^{2}(x+\phi_{i}z+\psi_{i}w)=dy(x+\theta y)(x+\overline{\theta}y), (3)

where d𝒪kd\in\mathcal{O}_{k}, and {ϕ0,ϕ1,ϕ2}\{\phi_{0},\ \phi_{1},\ \phi_{2}\}, {ψ0,ψ1,ψ2}𝒪L\{\psi_{0},\ \psi_{1},\ \psi_{2}\}\subseteq\mathcal{O}_{L} and {θ,θ¯}𝒪K\{\theta,\ \overline{\theta}\}\subseteq\mathcal{O}_{K} are respective Galois conjugates over kk with (1,ϕi,ψi)(1,\phi_{i},\psi_{i}) being a kk-basis for a degree 3 extension of kk.

Proof.

There is an isomorphism of varieties given by

[x:y:z:w][ax+by:cx+dy(dcθ)(dcθ¯):z:w],[x\colon y\colon z\colon w]\mapsto\left[ax+by\colon\frac{cx+dy}{(d-c\theta)(d-c\overline{\theta})}\colon z\colon w\right],

from the surface in k3\mathbb{P}^{3}_{k} defined by (2), to the surface in k3\mathbb{P}^{3}_{k} defined by

m(adbc)2i=02(x+ϕiz+ψiw)=((dcθ)(dcθ¯))2y(x+θy)(x+θ¯y),m(ad-bc)^{2}\prod_{i=0}^{2}(x+\phi_{i}z+\psi_{i}w)=((d-c\theta)(d-c\overline{\theta}))^{2}y(x+\theta^{\prime}y)(x+\overline{\theta}^{\prime}y),

where θ=(b+aθ)(dcθ¯)\theta^{\prime}=(-b+a\theta)(d-c\overline{\theta}). A subsequent isomorphism given by scaling variables results in (3). ∎

Let XX to be the closed subvariety of k3\mathbb{P}_{k}^{3} defined by (3) and let X¯\overline{X} be the base change of XX to the separable closure of kk. Take PicX¯\operatorname{Pic}\overline{X} to be the Picard group of X¯\overline{X}. For a fixed 𝒜BrXHe´t2(X,𝔾m)\mathcal{A}\in\operatorname{Br}X\coloneqq\operatorname{H^{2}_{\acute{e}t}}(X,\mathbb{G}_{m}), there is a commutative diagram

X(k){X(k)}X(𝐀k){X(\mathbf{A}_{k})}0{0}Brk{\operatorname{Br}k}vBrkv{\oplus_{v}\operatorname{Br}k_{v}}/{\mathbb{Q}/\mathbb{Z}}0{0}ev𝒜\scriptstyle{\operatorname{ev}_{\mathcal{A}}}ev𝒜\scriptstyle{\operatorname{ev}_{\mathcal{A}}}Φ𝒜\scriptstyle{\Phi_{\mathcal{A}}}inv\scriptstyle{\operatorname{inv}}

where ev𝒜\operatorname{ev}_{\mathcal{A}} is the specialization of 𝒜\mathcal{A} and inv=vinvv\operatorname{inv}=\sum_{v}\operatorname{inv}_{v} is the invariant map. The Brauer Set is defined as X(𝐀k)Br𝒜BrXΦ𝒜1(0)X(\mathbf{A}_{k})^{\operatorname{Br}}\coloneqq\bigcap_{\mathcal{A}\in\operatorname{Br}X}\Phi_{\mathcal{A}}^{-1}(0).

There is an inclusion of BrX\operatorname{Br}X into Brk(X)\operatorname{Br}k(X), so elements of BrX\operatorname{Br}X can be realized as Azumaya Algebras over the field k(X)k(X). Moreover, Azumaya Algebras over a field such as k(X)k(X) are exactly the central simple algebras over k(X)k(X). Assume F1/F2F_{1}/F_{2} are fields, Gal(F1/F2)=σ\operatorname{Gal}(F_{1}/F_{2})=\langle\sigma\rangle is cyclic of order nn and aF2a\in F_{2}^{*}, then the cyclic algebra (F1/F2,a)(F_{1}/F_{2},a) is defined to be the quotient F1[T]σ/(Tna)F_{1}[T]_{\sigma}/(T^{n}-a). Here F1[T]σF_{1}[T]_{\sigma} is the twisted polynomial ring, i.e., Tb=σ(b)TTb=\sigma(b)T for all bF1b\in F_{1}. Further such cyclic algebras are central simple algebras, so (F1/F2,a)(F_{1}/F_{2},a) can be used to represent an equivalence class in BrF2\operatorname{Br}F_{2}.

3 Proof of Main Theorem

Since XX is rational, ker(BrXBrX¯)=BrX\ker(\operatorname{Br}X\to\operatorname{Br}\overline{X})=\operatorname{Br}X, [12, Thm. 42.8], and there is an isomorphism given by the Serre Spectral Sequence and Tate correspondence,

BrX/BrkH1(Gk,PicX¯).\operatorname{Br}X/\operatorname{Br}k\xrightarrow{\sim}\operatorname{H^{1}}(G_{k},\operatorname{Pic}\overline{X}). (4)

Moreover, Φ𝒜\Phi_{\mathcal{A}} factors through this quotient. Therefore it is sufficient to calculate this finite group rather than determining the entirety of BrX\operatorname{Br}X.

Swinnerton-Dyer and Corn provide a classification of possible H1(Gk,PicX¯)\operatorname{H^{1}}(G_{k},\operatorname{Pic}\overline{X}) via the following structures existing within the set of exceptional curves on X¯\overline{X}.

Definition.

A double-six on XX is a set {L1,,L6}{M1,,M6}\{L_{1},\dots,L_{6}\}\cup\{M_{1},\dots,M_{6}\} of 12 exceptional curves on XX such that the LiL_{i} are pairwise skew, the MiM_{i} are pairwise skew, and LiL_{i} intersects MjM_{j} exactly when iji\neq j.

A nine on XX is a set consisting the three skew curves together with six curves each of which intersect exactly two of those three. A triple-nine is a partitioning of the 27 exceptional curves on XX into three nines.

Lemma 3.1.

Let XX be a cubic surface defined over the number field kk.

  1. 1.

    ([6, Lem. 1.3.9], [15, Lem. 1]) Elements of BrX/Brk\operatorname{Br}X/\operatorname{Br}k of order 2 correspond to GkG_{k}-stable double-sixes such that neither six is itself GkG_{k}-stable, no pair {Li,Mi}\{L_{i},M_{i}\} is GkG_{k}-stable and no set of three such pairs is GkG_{k}-stable.

  2. 2.

    ([6, Lem. 1.3.22], [15, Lem. 6]) There is a one-to-one correspondence between order 3 elements of BrX/Brk\operatorname{Br}X/\operatorname{Br}k and triple-nines on XX such that each nine is itself GkG_{k}-stable but no set of three skew lines within any nine is GkG_{k}-stable.

  3. 3.

    ([15, Lem. 5]) In order for BrX/Brk\operatorname{Br}X/\operatorname{Br}k to have more than 2 elements of order 3 it is necessary and sufficient that the field of definition for the exceptional curves be of order 3 over kk.

  4. 4.

    ([6, Thm. 1.4.1],[15]) The quotient BrX/Brk\operatorname{Br}X/\operatorname{Br}k is isomorphic to one of {1},/2,(/2)2,/3,\{1\},\mathbb{Z}/2\mathbb{Z},(\mathbb{Z}/2\mathbb{Z})^{2},\mathbb{Z}/3\mathbb{Z}, or (/3)2(\mathbb{Z}/3\mathbb{Z})^{2}.

Proof of 1.1.1..

There are 9 lines, Li,jL_{i,j}, defined by 0=x+ϕiz+ψiw0=x+\phi_{i}z+\psi_{i}w and

0={yif j=0,x+θyif j=1,x+θ¯yif j=2,0=\left\{\begin{array}[]{cc}y&\textup{if }j=0,\\ x+\theta y&\textup{if }j=1,\\ x+\overline{\theta}y&\textup{if }j=2,\end{array}\right.

and 18 lines, L(i,j,k),nL_{(i,j,k),n} given by z=Ax+Byz=Ax+By and w=Cx+Dyw=Cx+Dy such that A,B,C,A,\ B,\ C, and DD satisfy the system of equations,

{1+Aϕi+Cψi= 0,θ(1+Aϕj+Cψj)=(Bϕj+Dψj),θ¯(1+Aϕk+Cψk)=(Bϕk+Dψk),(Bϕ0+Dψ0)(Bϕ1+Dψ1)(Bϕ2+Dψ2)=dθθ¯.\left\{\begin{array}[]{l}1+A\phi_{i}+C\psi_{i}\ =\ 0,\\ \theta(1+A\phi_{j}+C\psi_{j})=(B\phi_{j}+D\psi_{j}),\\ \overline{\theta}(1+A\phi_{k}+C\psi_{k})=(B\phi_{k}+D\psi_{k}),\\ (B\phi_{0}+D\psi_{0})(B\phi_{1}+D\psi_{1})(B\phi_{2}+D\psi_{2})=d\theta\overline{\theta}.\end{array}\right. (5)

Here the value of nn in L(i,j,k),nL_{(i,j,k),n} corresponds to the three possible solutions of the system (5) for a fixed triple (i,j,k)(i,j,k).

As a result of the definition and intersection properties of lines on cubic surfaces, we can write a nine as a 3×33\times 3 matrix

(1,11,21,32,12,22,33,13,23,3),\begin{pmatrix}\ell_{1,1}&\ell_{1,2}&\ell_{1,3}\\ \ell_{2,1}&\ell_{2,2}&\ell_{2,3}\\ \ell_{3,1}&\ell_{3,2}&\ell_{3,3}\end{pmatrix},

such that the intersection pairing has

(i,j,m,n)={1if im and jn,1if i=m and j=n,0otherwise.(\ell_{i,j},\ell_{m,n})=\begin{cases}1&\textup{if }i\neq m\textup{ and }j\neq n,\\ -1&\textup{if }i=m\textup{ and }j=n,\\ 0&\textup{otherwise}.\end{cases}

Let L/kL^{\prime}/k be the field of definition for the 27 lines. A triple-nine for which the individual nines are fixed by GkG_{k} is

(L0,0L1,1L2,2L1,2L2,0L0,1L2,1L0,2L1,0),(L(0,1,2),0L(0,1,2),1L(0,1,2),2L(1,2,0),0L(1,2,0),1L(1,2,0),2L(2,0,1),0L(2,0,1),1L(2,0,1),2),(L(0,2,1),0L(0,2,1),1L(0,2,1),2L(1,0,2),0L(1,0,2),1L(1,0,2),2L(2,1,0),0L(2,1,0),1L(2,1,0),2).{\begin{pmatrix}L_{0,0}&L_{1,1}&L_{2,2}\\ L_{1,2}&L_{2,0}&L_{0,1}\\ L_{2,1}&L_{0,2}&L_{1,0}\end{pmatrix},\begin{pmatrix}L_{(0,1,2),0}&L_{(0,1,2),1}&L_{(0,1,2),2}\\ L_{(1,2,0),0}&L_{(1,2,0),1}&L_{(1,2,0),2}\\ L_{(2,0,1),0}&L_{(2,0,1),1}&L_{(2,0,1),2}\end{pmatrix},\begin{pmatrix}L_{(0,2,1),0}&L_{(0,2,1),1}&L_{(0,2,1),2}\\ L_{(1,0,2),0}&L_{(1,0,2),1}&L_{(1,0,2),2}\\ L_{(2,1,0),0}&L_{(2,1,0),1}&L_{(2,1,0),2}\end{pmatrix}.} (6)

The Galois group GkG_{k} permutes the first nine, fixing no skew triple. The rows of the second two nines will be permuted via the permutation action on the roots (ϕ0,ϕ1,ϕ2)(\phi_{0},\phi_{1},\phi_{2}). The action of GkG_{k} on the columns of the second nines will determine whether or not any skew triple is fixed. If 3[L:L]3\mid[L^{\prime}\colon L], then the columns of the second two nines are permuted so by Lemma 3.1 H1(Gk,PicX¯)/3\operatorname{H^{1}}(G_{k},\operatorname{Pic}\overline{X})\simeq\mathbb{Z}/3\mathbb{Z}. Otherwise 9[L:k]9\nmid[L^{\prime}\colon k] and the columns in the second two nines are fixed. As the first nine is the only GkG_{k}-stable nine containing these exceptional curves, there are no other possible triple nines and thus there are no elements of order 3 in BrX/Brk\operatorname{Br}X/\operatorname{Br}k. Furthermore, any GkG_{k}-stable double six will have a set of 3 skew pairs which are GkG_{k}-stable. Therefore, Lemma 3.1 the only possibility is for BrX/Brk{1}\operatorname{Br}X/\operatorname{Br}k\simeq\{1\}. ∎

Proof of 1.1.2.

If BrX/Brk\operatorname{Br}X/\operatorname{Br}k is trivial, then the triple nine as in (6) will have enough fixed skew triples to build a set of six skew lines which is GkG_{k}-stable. In particular take two disjoint columns from the second two nines. We blow down XX along these six skew lines to obtain a degree 9 del Pezzo surface XX^{\prime} defined over kk. It is well-known that degree 9 del Pezzo surfaces satisfy the Hasse principle. So by the Lang-Nishimura lemma XX must also satisfy the Hasse principle (cf. [13]). ∎

The map in (4) is generally difficult to invert. We achieve this via the following result of Swinnerton-Dyer and Corn.

Lemma 3.2 ([16, Lem. 2], [6, Prop. 2.2.5]).

Non-trivial elements of H1(Gk,PicX¯)[3]\operatorname{H^{1}}(G_{k},\operatorname{Pic}\overline{X})[3] correspond to 𝒜BrX\mathcal{A}\in\operatorname{Br}X such that 𝒜kK=(L(X)/K(X),f)\mathcal{A}\otimes_{k}K=(L(X)/K(X),f) in the group BrXK/BrK\operatorname{Br}X_{K}/\operatorname{Br}K, where div(f)=NL/K(D)\operatorname{div}(f)=N_{L/K}(D) in DivXL\operatorname{Div}X_{L} for some non-principal divisor DD.

Corollary 3.3.

If  H1(Gk,PicX¯)/3\operatorname{H^{1}}(G_{k},\operatorname{Pic}\overline{X})\simeq\mathbb{Z}/3\mathbb{Z} then it is generated by an algebra 𝒜\mathcal{A} such that 𝒜kK(L(X)/K(X),x+θyy)\mathcal{A}\otimes_{k}K\simeq\left(L(X)/K(X),\frac{x+\theta y}{y}\right).

Proof.

Take D=L0,0+L1,1+L1,0div(y)D=L_{0,0}+L_{1,1}+L_{1,0}-\operatorname{div}(y). Clearly DD is not principal, as the intersection pairing between DD and a line, say L1,1L_{1,1}, which can be chosen as a generator of PicX¯\operatorname{Pic}\overline{X} over \mathbb{Z} is non-zero, that is (D,L1,1)=01+110(D,L_{1,1})=0-1+1-1\neq 0. Then

NormL/K(D)\displaystyle\operatorname{Norm}_{L/K}(D) =(L0,0+L1,1+L1,0)+(L1,0+L2,1+L2,0)+(L2,0+L0,1+L0,0)3div(y)\displaystyle=(L_{0,0}+L_{1,1}+L_{1,0})+(L_{1,0}+L_{2,1}+L_{2,0})+(L_{2,0}+L_{0,1}+L_{0,0})-3\operatorname{div}(y)
=L1,1+L2,1+L0,1div(y)\displaystyle=L_{1,1}+L_{2,1}+L_{0,1}-\operatorname{div}(y)
=div(x+θy)div(y)\displaystyle=\operatorname{div}(x+\theta y)-\operatorname{div}(y)
=div(x+θyy).\displaystyle=\operatorname{div}\left(\frac{x+\theta y}{y}\right).

4 Invariant map computations

Since the 𝒜BrX/Brk\mathcal{A}\in\operatorname{Br}X/\operatorname{Br}k are explicit, one may compute the map ϕ𝒜\phi_{\mathcal{A}} more easily. However, before doing so, we would like to verify the existence of an adélic point.

Lemma 4.1.

In addition to the setup of section 2, assume the following are true:

  1. 1.

    L/KL/K is unramified,

  2. 2.

    ϕ0ϕ1ϕ2=ψ0ψ1ψ2=±1\phi_{0}\phi_{1}\phi_{2}=\psi_{0}\psi_{1}\psi_{2}=\pm 1,

  3. 3.

    the minimal polynomial for ψi/ϕi\psi_{i}/\phi_{i} over kk is separable modulo 𝔭3𝒪k\mathfrak{p}\mid 3\mathcal{O}_{k}, and

  4. 4.

    if 𝔭d𝒪L\mathfrak{p}\mid d\mathcal{O}_{L} with 𝔭𝒪L=𝒫1𝒫2\mathfrak{p}\mathcal{O}_{L}={\cal P}_{1}{\cal P}_{2} then v1(d)v1(θ)\operatorname{v}_{1}(d)\leq\operatorname{v}_{1}(\theta) with v1(θ¯)=0\operatorname{v}_{1}(\overline{\theta})=0, equivalently v2(d)v2(θ¯)\operatorname{v}_{2}(d)\leq\operatorname{v}_{2}(\overline{\theta}) with v2(θ)=0\operatorname{v}_{2}(\theta)=0, where viv_{i} is the valuation corresponding to 𝒫i{\cal P}_{i}.

Then X(𝐀k)X(\mathbf{A}_{k})\neq\emptyset.

Notice that the fourth requirement includes the stipulation that v1(θ¯)=0\operatorname{v}_{1}(\overline{\theta})=0 or v2(θ)=0\operatorname{v}_{2}(\theta)=0, this will ensure that pθθ¯p\nmid\theta\overline{\theta}.

Proof.

In most cases, the scheme given by XV(x)X\cap V(x) will be a genus 1 curve and will subsequently have a k𝔭k_{\mathfrak{p}} point by the Hasse bound. This will be the case whenever 𝔭3d𝒪k\mathfrak{p}\nmid 3d\mathcal{O}_{k}.

Suppose 𝔭3𝒪k\mathfrak{p}\mid 3\mathcal{O}_{k} and 𝔭d𝒪k\mathfrak{p}\nmid d\mathcal{O}_{k}. Then XV(x)1X\cap V(x)\to\mathbb{P}^{1} defined by [0:y:z:w][z:w][0\colon y\colon z\colon w]\mapsto[z\colon w] is one-to-one and surjective on k𝔭k_{\mathfrak{p}} points. Assumption 3 provides that at least one of these points is smooth.

For the primes 𝔭\mathfrak{p} of kk dividing dd, to show X(k𝔭)X(k_{\mathfrak{p}})\neq\emptyset, it will suffice to find a K𝒫K_{{\cal P}} point for each prime 𝒫{\cal P} of KK dividing 𝔭\mathfrak{p}. This is a result of the fact that on cubic surfaces the existence of k𝔭k_{\mathfrak{p}}-rational points is equivalent to that for quadratic extensions of k𝔭k_{\mathfrak{p}} (cf. [6, Lem. 1.3.25]).

If 𝒫d𝒪K{\cal P}\mid d\mathcal{O}_{K} and 𝒫{\cal P} splits over LL then X𝒫X_{\cal P} is the union of 3 lines all defined over K𝒫/𝒫K_{\cal P}/{\cal P} and has many K𝒫K_{\cal P} points.

Lastly, suppose 𝒫d𝒪K{\cal P}\mid d\mathcal{O}_{K} and 𝒫{\cal P} remains prime in LL. Then we are in the case of v𝒫(d)v𝒫(θ)\operatorname{v}_{\cal P}(d)\leq\operatorname{v}_{\cal P}(\theta). Then consider the cubic surface XX^{\prime} in k3\mathbb{P}^{3}_{k} defined by the equation,

di=02(x+ϕiz+ψiw)y(x+(θ/d)y)(dx+θ¯y)=0,d\prod_{i=0}^{2}(x+\phi_{i}z+\psi_{i}w)-y\left(x+(\theta/d)y\right)(dx+\overline{\theta}y)=0,

which is isomorphic to XX. Note that this equation has 𝒪𝒫1\mathcal{O}_{{\cal P}_{1}} coefficients since v1(θ)v1(d)\operatorname{v}_{1}(\theta)\geq\operatorname{v}_{1}(d). Modulo 𝒫1{\cal P}_{1}, the defining equation for XX^{\prime} becomes

X1:θ¯1y2(x+(θ/d)1y),X^{\prime}_{1}\colon\overline{\theta}_{1}y^{2}\left(x+(\theta/d)_{1}y\right),

where θ¯1\overline{\theta}_{1} and (θ/d)1\left(\theta/d\right)_{1} are the restriction of the respective constants to the quotient 𝒪𝒫1/𝒫1\mathcal{O}_{{\cal P}_{1}}/{\cal P}_{1}. The surface X1X^{\prime}_{1} has a smooth point [θ1/d:1:1:1][\theta_{1}/d\colon-1\colon 1\colon 1] which will lift to a K𝒫1K_{{\cal P}_{1}} point, [x0:y0:z0:w0]X(K𝒫1)[x_{0}\colon y_{0}\colon z_{0}\colon w_{0}]\in X^{\prime}(K_{{\cal P}_{1}}). Via the isomorphism, we have [dx0:y0:dz0:dw0]X(K𝒫1)[dx_{0}\colon y_{0}\colon dz_{0}\colon dw_{0}]\in X(K_{{\cal P}_{1}}). ∎

Remark.

In the case of v1(d)>v1(θ)\operatorname{v}_{1}(d)>\operatorname{v}_{1}(\theta), a similar argument can be made with the additional assumption of the surjectivity of the cube map in 𝒪𝒫1/𝒫1\mathcal{O}_{{\cal P}_{1}}/{\cal P}_{1}.

Of course Lemma 4.1 is not comprehensive; there are surfaces in the class which have adélic points but do not satisfy the conditions listed above. The intention of this lemma is to provide proof that there are indeed infinitely many surfaces of this form which have an adélic point.

There is a classical formula for invv\operatorname{inv}_{v} provided Lv/KvL_{v}/K_{v} is unramified given by the local Artin map. That is, for all places vv unramified in L/KL/K,

invv((Lv/Kv,f(Pv))σ)=ijkmod1,\operatorname{inv}_{v}\left(\left(L_{v}/K_{v},f(P_{v})\right)_{\sigma}\right)=\frac{ij}{k}\mod 1,

where i=vv(f(P))i=\operatorname{v}_{v}(f(P)), σj=FrobLv/Kv\sigma^{j}=\operatorname{Frob}_{L_{v}/K_{v}}, and k=[Lv:Kv]k=[L_{v}\colon K_{v}] (cf. [14, XIV.2]).

Theorem 4.2.

Assume the notation of section 2. Suppose v0v_{0} is a finite place of KK which is unramified in L/KL/K such that vv0(d)=0(mod3)\operatorname{v}_{v_{0}}(d)=0\pmod{3}, and that θ\theta or θ¯\overline{\theta} has valuation 0. Then invv0(𝒜K(Pv0))=0\operatorname{inv}_{v_{0}}(\mathcal{A}_{K}(P_{v_{0}}))=0 for all (Pv)vX(Kv)(P_{v})\in\prod_{v}X(K_{v}). Moreover, inv(𝒜K(P))=0\operatorname{inv}_{\infty}(\mathcal{A}_{K}(P_{\infty}))=0.

Proof.

(The structure of this proof follows that of [10, III.5.18].) In the infinite case, we must have inv(𝒜K(P))=0\operatorname{inv}_{\infty}(\mathcal{A}_{K}(P_{\infty}))=0, as [L:K]=3[L\colon K]=3 and inv(𝒜K(P))=0\operatorname{inv}_{\infty}(\mathcal{A}_{K}(P_{\infty}))=0 or 1/21/2.

Suppose that vv splits completely in LL. Then Lv=KvL_{v}=K_{v} and (Lv/Kv,f(Pv))(L_{v}/K_{v},f(P_{v})) is trivial. Thus we must have invv(𝒜K(Pv))=0\operatorname{inv}_{v}(\mathcal{A}_{K}(P_{v}))=0.

If vv remains prime in LL then [Lv:Kv]=3[L_{v}\colon K_{v}]=3. Take Pv=[x0:y0:z0:w0]X(Kv)P_{v}=[x_{0}\colon y_{0}\colon z_{0}\colon w_{0}]\in X(K_{v}). Via scaling, assume that x0,y0,z0x_{0},\ y_{0},\ z_{0} and w0w_{0} are integral and at least one has valuation 0. Since i=02(x0+ϕiz0+ψiw0)\prod_{i=0}^{2}(x_{0}+\phi_{i}z_{0}+\psi_{i}w_{0}) is a norm from LL to KK, y0=0y_{0}=0 would imply x0=z0=w0=0x_{0}=z_{0}=w_{0}=0, which is not possible. Thus y00y_{0}\neq 0. In particular, f(Pv)=x0+θy0y0f(P_{v})=\frac{x_{0}+\theta y_{0}}{y_{0}} is defined for all PvX(Kv)P_{v}\in X(K_{v}).

For simplicity, set v=vv\operatorname{v}=\operatorname{v}_{v} and N=i=02(x0+ϕiz0+ψiw0)N=\prod_{i=0}^{2}(x_{0}+\phi_{i}z_{0}+\psi_{i}w_{0}). If v(N)=0\operatorname{v}(N)=0, then v(y0)=v(x0+θy0)=0\operatorname{v}(y_{0})=\operatorname{v}(x_{0}+\theta y_{0})=0. Hence inv(𝒜K(Pv))=0\operatorname{inv}(\mathcal{A}_{K}(P_{v}))=0. On the other hand, suppose v(N)>0\operatorname{v}(N)>0. Here the restriction of NN modulo vv is a norm on the residue class field of LvL_{v} to that of KvK_{v}. Thus NN having positive valuation implies that the restriction N¯=0\overline{N}=0. Hence x0,z0,w00(modv)x_{0},z_{0},w_{0}\cong 0\pmod{v} so v(y0)=0\operatorname{v}(y_{0})=0. In fact, 3v(N)3\mid\operatorname{v}(N). Thus, v(d)+v(x0+θy0)+v(x0+θ¯y0)0mod3\operatorname{v}(d)+\operatorname{v}(x_{0}+\theta y_{0})+\operatorname{v}(x_{0}+\overline{\theta}y_{0})\equiv 0\mod 3. However, v(x0+θy0)=0\operatorname{v}(x_{0}+\theta y_{0})=0 or v(x0+θ¯y0)=0\operatorname{v}(x_{0}+\overline{\theta}y_{0})=0, since vv does not divide both θ\theta and θ¯\overline{\theta}. In particular, v(x0+θy0)0(mod3)\operatorname{v}(x_{0}+\theta y_{0})\equiv 0\pmod{3} and

invv(𝒜K(Pv))=0.\displaystyle\operatorname{inv}_{v}(\mathcal{A}_{K}(P_{v}))=0.\qed
Remark.

This result should be expected, because unramified primes of good reduction produce a trivial invariant computation.

Given the result of Theorem 4.2, in all cases where L/KL/K is unramified, we simply need to consider the places of kk over which dd has valuation that is non-zero modulo 3. The following theorem provides a sample of the types of Brauer–Manin obstructions we may now construct for the surfaces XX.

Theorem 4.3.

With the notation of section 2. Suppose L/KL/K is unramified. Fix θ\theta so that no primes of 𝒪K\mathcal{O}_{K} divide both θ\theta and θ¯\overline{\theta}. Let 𝔭\mathfrak{p} be a prime of 𝒪k\mathcal{O}_{k} such that v𝔭(d)=n\operatorname{v}_{\mathfrak{p}}(d)=n for some n0(mod3)n\not\equiv 0\pmod{3} and 𝔭θθ¯\mathfrak{p}\mid\theta\overline{\theta}. Suppose all other primes dividing (d)(d) split in L/KL/K. If X(𝐀K)X(\mathbf{A}_{K})\neq\emptyset and 𝔭=𝒫1𝒫2\mathfrak{p}={\cal P}_{1}{\cal P}_{2} in 𝒪K\mathcal{O}_{K}, each of which is inert in 𝒪L\mathcal{O}_{L}, then vinvv(𝒜K(P))0\sum_{v}\operatorname{inv}_{v}(\mathcal{A}_{K}(P))\neq 0.

Proof.

From the statement and proof of Theorem 4.2, we need only consider the primes 𝒫1{\cal P}_{1} and 𝒫2{\cal P}_{2} of 𝒪K\mathcal{O}_{K} that lie above 𝔭\mathfrak{p}. Via our assumption that no primes divide both θ\theta and θ¯\overline{\theta}, we can assume that 𝒫1θ{\cal P}_{1}\mid\theta and 𝒫2θ{\cal P}_{2}\nmid\theta. Take vi=v𝒫i\operatorname{v}_{i}=\operatorname{v}_{{\cal P}_{i}} to be the respective valuation maps. As vi(dy(x+θy)(x+θ¯y))> 0\operatorname{v}_{i}(dy(x+\theta y)(x+\overline{\theta}y))\ >\ 0, we must be in the case that vi(x0),vi(w0),vi(z0)> 0\operatorname{v}_{i}(x_{0}),\ \operatorname{v}_{i}(w_{0}),\ \operatorname{v}_{i}(z_{0})\ >\ 0 and vi(y0)=0\operatorname{v}_{i}(y_{0})=0. Then v2(x+θy)=0\operatorname{v}_{2}(x+\theta y)=0, so inv𝒫2(𝒜(P))=0\operatorname{inv}_{{\cal P}_{2}}(\mathcal{A}(P))=0. On the other hand v1(x+θy)=v1(dy(x+θy)(x+θ¯y))v1(d)v1(d)mod3\operatorname{v}_{1}(x+\theta y)=\operatorname{v}_{1}(dy(x+\theta y)(x+\overline{\theta}y))-\operatorname{v}_{1}(d)\equiv-\operatorname{v}_{1}(d)\mod 3. In particular inv𝒫1(𝒜(P))=1/3\operatorname{inv}_{{\cal P}_{1}}(\mathcal{A}(P))=1/3 or 2/32/3. Thus

invv(𝒜(P))=inv𝒫1(𝒜(P))0.\sum\operatorname{inv}_{v}(\mathcal{A}(P))=\operatorname{inv}_{{\cal P}_{1}}(\mathcal{A}(P))\neq 0.\qed

This theorem provides a jumping off point for similar results. One may consider the case where more places divide dd, and examples of most forms can be computed immediately.

Proof of 1.2..

Lemma 4.1 guarantees that X(𝐀k)X(\mathbf{A}_{k})\neq\emptyset. Then Theorem 4.2 implies that the only possible non-zero summand in the invariant map is that corresponding to pp while Theorem 4.3 implies that this single invariant map is non-zero. Thus Φ𝒜(P)0\Phi_{\mathcal{A}}(P)\neq 0 for every PX(𝐀k)P\in X(\mathbf{A}_{k}) and XX has a Brauer–Manin obstruction to the Hasse Principle. ∎

5 Examples

Examples that fit the situation of this Theorem 4.3 are easy to come by. Given any L/KL/K unramified we can find many such θ\theta. Then it is a quick check via Hensel’s Lemma and the Weil Conjectures to show that there is an adélic point. In fact the original example of BSD fits this case.

Example.

Suppose θ=12(1+23)\theta^{\prime}=\frac{1}{2}(1+\sqrt{-23}) and ϕi\phi_{i} so that ϕi3=ϕi+1\phi_{i}^{3}=\phi_{i}+1 and ψi=ϕi2\psi_{i}=\phi_{i}^{2}. Define XBSDX_{BSD} by

2i=02(x+ϕiz+ϕi2w)=(xy)(x+θy)(x+θ¯y).2\prod_{i=0}^{2}(x+\phi_{i}z+\phi_{i}^{2}w)=(x-y)(x+\theta^{\prime}y)(x+\overline{\theta}^{\prime}y).

Via the isomorphisms above, we have the isomorphic XX given by

i=02(x+ϕiz+ψi2w)=32y(x+θy)(x+θ¯y),\prod_{i=0}^{2}(x+\phi_{i}z+\psi_{i}^{2}w)=32y(x+\theta y)(x+\overline{\theta}y),

where θ=θ6\theta=-\theta^{\prime}-6.

We find that XX has adélic points but no rational points. Moreover, XX has a Brauer–Manin obstruction to rational points as described in Theorem 4.3.

There are few published examples where the invariant map has two or more non-zero summands. Given the theorems above, examples of this can be found quickly.

Example.

Suppose the ϕi\phi_{i} satisfy ϕi3+ϕi+1=0\phi_{i}^{3}+\phi_{i}+1=0 and θ,θ¯\theta,\ \overline{\theta} are the roots of T24T+35T^{2}-4T+35.

Then

X:i=02(x+ϕiz+ψiw)= 527y(x+θy)(x+θ¯y),X\colon\prod_{i=0}^{2}(x+\phi_{i}z+\psi_{i}w)\ =\ 5^{2}\cdot 7y(x+\theta y)(x+\overline{\theta}y),

has a Brauer–Manin obstruction to the Hasse Principle with the invariant map being

1/3+ 1/3 or 2/3+ 2/3,1/3\ +\ 1/3\quad\textup{ or }\quad 2/3\ +\ 2/3,

depending on the choice of algebra 𝒜\mathcal{A}.

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