On dynamical Teichmüller spaces.
00footnotetext: This work was partially supported by PAPIIT project IN 100409.Following ideas from a preprint of the second author, see [2], we investigate relations of dynamical Teichmüller spaces with dynamical objects. We also establish some connections with the theory of deformations of inverse limits and laminations in holomorphic dynamics, see [1].
1 Introduction.
Sullivan introduced the study of a dynamical Teichmüller space, which we denote by , associated to a rational function . The space of orbits of , under the action of an associated modular group , coincides with the space of quasiconformal deformations of . We modify Sullivan’s definition to get another Teichmüller space , with its corresponding modular group . In this situation, the -stability component is the space of orbits of , under the action of . When is hyperbolic, the -stability component is the hyperbolic component of .
There are natural inclusions of the space into , and from the group into . We find that, properties of these inclusions are related to the dynamics of . With this at hand, we can establish relations between the dynamics of and topological properties of .
When the Julia set of is totally disconnected. The space has a laminated structure. In this way, we also realize as the space of deformations of the natural extension of . The structure of the paper is as follows.
In Section 2, we recall basic definitions and facts of the classical Teichmüller space .
In Section 3, we introduce and show that, as in the case of , is a complete metric space. In Theorem 4, we establish characterizations for the path connectivity of . Using this, we prove Theorem 5 stating that, when is a polynomial, the connectivity of Julia set is equivalent to the path connectivity of .
In Section 4, we restrict to the case where is homeomorphic to a Cantor set. In this case, is a trivial product of times a totally disconnected space. We finish the section giving a characterization of the property that is homeomorphic to a Cantor set in terms of properties of .
Finally, in Section 5, we construct a realization of as the space of deformations of the natural extension of .
2 The Teichmüller space .
Given a rational map , let us define the space , where is a Riemann surface associated to the Fatou set , denotes the classical Teichmüller’s space of , and is the space of invariant Beltrami differentials, defined on the Julia set , which are compatible with the dynamics of . That is, is the space of measurable forms with norm bounded by , satisfying the conditions that is outside the Julia set and . For a more detailed account of the definitions see [4] and [5].
An equivalent way to define is as the set of isotopy classes of pairs where is a quasiconformal conjugation of to the rational map . The first modular group , is the group of all isotopy classes of quasiconformal homeomorphisms of commuting with . The group acts on with the action given by
A theorem due to Sullivan and McMullen states that acts on as a group of isometries, for more details see [4] and [5]. The formula , where is the space of quasiconformal deformations of , will play an important role in what follows.
3 The space .
We will define a Teichmüller space that generalizes the formula
for the -stability component of .
Definition.
Let and be metric spaces, a map is called -quasiconformal, in Pesin’s sense if, for every
Let us recall that two rational maps and are -equivalent, if there is a homeomorphism , which is quasiconformal in Pesin’s sense and conjugates to .
Given a family of maps depending holomorphically on a parameter , a map in is called -stable if, there is a neighborhood of such that, is -equivalent to for all , and the conjugating homeomorphisms depend holomorphically on .
We denote by , the -stability component of a rational map . This is the path connected component of the -equivalence class of containing . In [3], Mañe, Sad and Sullivan proved that for every holomorphic family of rational maps, the union of the -stability components is open and dense. When is hyperbolic, an application of the -Lemma, for holomorphic motions around , shows that coincides with , the hyperbolic component of .
Let be a rational map, we define the space as the set of pairs , where is an open neighborhood of the Julia set , and is a quasiconformal embedding such that
is the restriction of rational map, with , wherever the conjugacy is well defined.
We say that in if, and only if, there exists open sets and , satisfying , , for , and a Möbius transformation such that the following diagram commutes
and so that, is a map homotopic to the identity, with a homotopy that commutes with .
With this equivalence relation on , we can take representatives such that, has nice dynamical properties. For instance, if is hyperbolic we can always choose satisfying .
Following classical Teichmüller theory, the map would be a holomorphic map. However next proposition, which is actually a folklore fact, justifies our definition.
Proposition 1.
Let and be rational maps, and a conformal map that conjugates to around a neighborhood of . Then is the restriction of a Möbius transformation.
Proof.
Let be the neighborhood around on which is defined, and let be a point in , we define and analytically continue on through arcs starting at . In this way, we obtain a, possibly multivalued, extension of . By construction, also conjugates to . Now let , using the branch induced by , we can define another extension of putting , and analytically continue along paths. Now, and coincide in , hence by the Monodromy Theorem in all . Thus the extension of on does not depend on branches and is a well defined holomorphic map. By induction, we extend to . But, since contains , the set covers the whole Riemann sphere, with exception of at most two points. Hence, extends to a unimodal holomorphic function defined on the sphere, so is a Möbius transformation. ∎
Let , this definition generalizes the notion of the Teichmüller space for a rational function. The space is extremely big, note that we can change the neighborhood , arbitrarily in the pair , and still get the same point in . For instance, the restriction of on a smaller neighborhood. Consider the space with , this space contains all maps of the form for small enough. In this paper, we will restrict to the case where and, in this situation, we will omit the subindex .
Two quasiconformal maps and , defined on neighborhoods of , are equivalent , if there exist on which and are homotopic, with a homotopy that commutes with We can define a modular group
Let be a hyperbolic rational map, one can check that
Note that the group does not depend on . For , the quotient forms a much bigger space containing , it also contains other components, coming from higher degrees, arranged on the boundary of . This construction allow us to consider, as basic points of the Teichmüller space, points that “belong” to the boundary of other . For instance, “belongs” to the boundary of the space for close to zero, but not zero. In fact, the same is true for . Nevertheless, the complete picture is yet to be understood.
Now, let us define a third modular group , as the group of maps which are quasiconformal in Pesin’s sense and commute with
One would be inclined to introduce a third Teichmüller space . A sensible definition for this space, is to consider the set of quasiconformal maps, in the sense of Pesin, defined just in the and commuting with . However, it is not clear how to relate this Teichmüller space with the usual quasiconformal theory. In other words, in general, is not clear if the natural map from to is surjective. We can carry on this discussion when the map is hyperbolic and, more generally, when the Julia set is described as limits of telescopes with bounded geometry. In these cases, every quasiconformal map, defined on the Julia set and inducing an isomorphism on telescopes, can be extended to a quasiconformal map defined on a neighborhood of . For definition on telescopes see [6].
3.1 The space is a complete metric space.
Consider the formula
where denotes the distortion, and the infimum is taken over all representatives of the maps and . This formula defines a pseudodistance on equivalence classes of quasiconformal maps. In particular, defines a distance on the space , see [5].
Theorem 2.
The Teichmüller pseudodistance on defines a distance and, with this distance, is a complete metric space.
Proof.
The map clearly is positive, reflexive and satisfies the triangle inequality. Let us check that is non degenerate.
Let be a sequence of representative points in , such that the distortion converges to . Note that the neighborhoods may converge to the Julia set in the sense of Hausdorff. Hence, let us check that the maps are eventually well defined over a neighborhood of . Then show that, in , the maps converge to a holomorphic map . This will finish the proof, because if , then and are related by a holomorphic map.
First let us assume that is hyperbolic. Consider a repelling fixed point of in , and a neighborhood around . Choose so that, the diameter is less than half the distance of to the critical set of . With this choice the map is injective in . We extend the definition of to using the formula . The same construction works around all repelling periodic points. Since the map is hyperbolic, this construction extends the definition of to a neighborhood of , that only depends on the distance of to the critical set. The space of quasiconformal maps with bounded distortion is compact, then the maps converge to a holomorphic map on .
When is not hyperbolic, the argument is more subtle. Since there are critical points on the boundary and nearby, the diameters of the corresponding neighborhoods converge to zero. However, we still can extend the domains of . To do so, take neighborhoods around the critical values in the Julia set, and extend to the critical points using the formula .
A slight modification in the argument above also shows that every Cauchy sequence in converges, thus is a complete metric space. ∎
3.2 The homomorphisms and .
Each class of maps in belongs to a class of maps in , and correspondingly in . So, we have the following chain of homomorphisms
The whole sphere is a neighborhood of the Julia set, hence a class of maps in uniquely determines a class of maps in . This gives a map . Let us remark that the map , in general, is not injective nor surjective. However, the properties of the map are connected with the homomorphism
Proposition 3.
For any rational map , we have
Proof.
Consider the following commutative diagram
(*) |
where the map, from to , is an embedding with dense image. We use the formulae and . Assume that , then there are neighborhoods , , , and a Möbius map such that the following diagram commutes
and, the map is homotopic to in , with a homotopy that commutes with dynamics. If in , then the homotopy can not be extended to a global map in the plane. Since , the images of and , under , project to the same element in . By the commutativity of the diagram (*), and project to the same element in . Hence, and are related by a non-trivial element satisfying . So we have ∎
Theorem 4.
The following conditions are equivalent:
-
•
The homomorphism is surjective.
-
•
The set is dense in .
-
•
The space is path connected.
Proof.
Assume that the homomorphism is surjective. Again we make use of the diagram (*). Given any and a point , there exist and such that . Since is surjective, there exist such that . But this implies that . Thus the set is dense in .
Let us assume that is dense in , take two points and in , then there are two sequences and in converging to and , respectively. Since is path connected, there is a sequence of paths in , with and . By analytical continuation along , we can force the sequence to converge uniformly to a path , in , connecting with . Hence is path connected.
Let , if , then , and In the other hand, if , then . This shows that is not path connected if In fact, is decomposed into path connected components by and its orbit under the action of
∎
Example.
Let us consider the map , the Julia set is the unit circle . Let , by composing with a rotation, we can assume that . Any orientation preserving automorphism of the unit circle that fixes , and commutes with the dynamics of , must be the identity. This is so, since such automorphism must fix every point in the grand orbit of , and every grand orbit is dense in . Thus, restricted to is the identity. Taking a suitable homotopic representative of , we can assume that leaves a tubular neighborhood of invariant. The dynamics on this tubular neighborhood have a fundamental domain homeomorphic to an annulus. Thus induces a quasiconformal automorphism of this annulus. The group of quasiconformal automorphisms of an annulus is generated by a Dehn twist of angle .
Let be this generator. Since commutes with dynamics, most be propagated to the grand orbit of the fundamental group. A preimage of has the angle . A forward image increases the angle by . But is defined on a neighborhood of . Then, only iterates finitely many times in . Thus, the total angle is bounded, and then the mapd induced by in can be continuously deformed to the identity. This extends to every map generated by .
By the assumption above, any element in is represented by a rotation which can be globally extended to an element in . The homomorphism is surjective hence, by Theorem 4, is path connected. If is a hyperbolic Blashke map, then restricts to a degree expanding map on , so is locally conjugated to . If is a Blashke map, then the map is surjective and is path connected.
The previous example motivates the following proposition.
Theorem 5.
Let be a polynomial, then is path connected if, and only if, the Julia set is connected.
Proof.
Assume that is not connected, then there exist at least two disjoint Jordan curves and , contained in the Fatou set, such that , and the interior of each curve intersects a piece of the Julia set. We can take and such that, the image of these curves do not intersect the postcritical set. Let be the element in , defined by a Dehn twist on and acting as the identity in . Using dynamics, extend these actions to the grand orbit of and . Then, can not be extended continuously to a global map in , commuting with dynamics of . This is because the action, of the extension of , is homotopically different in two preimages of .
Now, let us suppose that is connected and let be an element in . We will extend to a globally defined map in . Since is a polynomial, is a superattracting fixed point. If , by Böttcher’s Theorem, is conjugated to on the basin of attraction .
As we showed in Example Example, can be extended to and, the action of on is either a rotation or the identity. But , then the boundary of each Fatou component is either fixed by or, is moved to another component by a rotation. In either case, interchanges Fatou components univalently. Then, it is enough to extend the map on each periodic component. Once it is done, we use the dynamics of to extend to preperiodic components.
Let us check that we can extend to every periodic Fatou component . There are three cases; if is hyperbolic then is conjugated on to a hyperbolic Blashke map so, by Example Example, can be extended to .
If is a Siegel disk, then is defined on a neighborhood of . We can modify using a homotopy, so that leaves invariant a rotational leaf of the Siegel foliation of . Since is quasiconformal in , the restriction of to is quasi-regular. Hence, we can radially extend to a quasiconformal map in .
Finally, the case where is a parabolic Fatou component. Let be the compact set where the map is not defined. The neighborhood contains a horodisk , induced by the parabolic dynamics of , in . It also contains all the -preimages of , for a sufficiently large . Thus has a lifting from to . Let be the set of critical values in , and be a given point in . By Hurwitz Theorem, the map induces an isomorphism of the fundamental group .
Hence, given a point in such that . Take , and define . As a consequence of the Hurwitz argument above, does not depend on the point . Moreover, any homotopy that moves the point , must move all other elements in . Since the map induced by in is an isomorphism. Also, and are defined in and commute for all . Thus we have , so the extension of in commutes with . The extension is quasiconformal since is holomorphic. Finally, using the dynamics of , we extend to . ∎
4 Maps with totally disconnected Julia sets.
We now restrict the discussion to the case where the Julia set is homeomorphic to a Cantor set. Under these conditions, we show that the Teichmüller space has a product structure. We shortly remind the proof of the following known fact.
Lemma 6.
Let be a unimodal polynomial such that is totally disconnected, then is generated by a single Dehn twist.
Proof.
Let be the degree of . Consider a simple close path through the critical value in the dynamical plane. The preimage of consist of closed loops, based on the critical point (see Figure 1). Let be the annulus defined by the intersection of the interior of with the exterior of . Any global automorphism of , commuting with the dynamics of , must leave the annulus invariant. Hence, the group of such automorphisms is generated by a Dehn twist defined on . ∎
Let be a multiply connected Riemann surface with boundary such that, the connected components of are Jordan curves. The pure mapping class group is defined by the set of topological automorphisms of , acting identically on the boundary, modulo a homotopic relation. This homotopic relation is defined as follows, are equivalent if, and only if, there exist an isotopy , from to , such that . A classical theorem states that, the group is generated by Dehn twists along simple closed curves.
Let be a unimodal polynomial of degree , such that the Julia set is homeomorphic to a Cantor set. This is equivalent to say that the critical orbit of escapes to infinity. Let be a Jordan curve, whose interior contains the critical value and the Julia set. The preimage consists of disjoint Jordan curves and, together with , defines a -connected Riemann surface with boundary. Define recursively by . Then is the -fold product of . We have the following:
Lemma 7.
Let be a unimodal polynomial such that is homeomorphic to a Cantor set, then is embedded into . Thus is also embedded into .
Proof.
The embedding from to , induces a monomorphism from the group to the group . To conclude the lemma, we show that every element in induces a non-trivial element in . Let be a Dehn twist along a simple closed curve . Using dynamics of , we propagate along the great orbit of . This defines an element in . Thus, we have a map . If in , then and have different rotation numbers along the same curves. But, this property is preserved by the dynamics of and then . So is an injective map. ∎
Note that if we consider, instead of , the group of automorphisms of , not necessarily acting identically on . Then, on the corresponding product, it appears the action of a braiding group.
It is not clear that every element in , acting identically on , should be homotopic to some element in . Moreover, consists of elements that have a simplicial extension, this relates the modular group with Thompson’s group of automorphisms of the Cantor set.
In general, is not path connected. Since contains and the orbit of under the action of . Locally, the orbit space is homeomorphic to . Thus we have
Lemma 8.
If the homomorphism is not surjective, the space
is totally disconnected.
Proof.
Assume that there is a path . But, the path induces a homotopy between and , for all . Hence is a constant map in . ∎
Theorem 9.
Let be a hyperbolic unimodal polynomial such that is homeomorphic to a Cantor set. Then
Moreover, the space
is perfect.
Proof.
Let us check first, that the space is perfect. By Lemma 7, contains . Let be simple closed curve in . For every , choose a component of . Let be the map, in , induced by the Dehn twist of angle along , and acting as the identity around all other components of .
Then, the maps are different, and by construction, can not be extended to a globally defined element in commuting with dynamics. Moreover, the belong to different orbits of the action of . Thus, the maps induce different elements in . Moreover, the distortions satisfy , for all . Hence, the map belongs to the ball in . This implies that, there exist an accumulation point in , and thus there is an accumulation point in . Since, the action of the group is transitive in , it follows that the fiber is perfect.
By Lemma 6, the map is injective and, then by Proposition 3. Since acts properly discontinuously on , there exist such that the ball , in , projects injectively into . Then embeds injectively on , and the image of in is evenly covered by the projection of into . Let be the open component, in the fiber of , containing the identity in . By construction, . Then, has a neighborhood in of the form
The same argument works for every . Hence is homeomorphic to the product . ∎
Conceivably, is also locally a product when is a rational map with disconnected Julia set. However, in this case, a non-trivial monodromy can appear along
Now we will see that the connectivity of is related to the injectivity of .
Theorem 10.
Let be a hyperbolic polynomial. The map is injective if, and only if, is unimodal and the Julia set is homeomorphic to a Cantor set.
Proof.
Let us assume that is unimodal, and is homeomorphic to a Cantor set. By Lemma 6, the modular group is cyclically generated by a Dehn twist , but is non-trivial in . Hence, is injective.
Reciprocally, by the hyperbolicity of , the critical point in is attracted to a periodic cycle in the plane. Without loss of generality, we can assume that this periodic cycle is a fixed point . The immediate basin of attraction is a topological disk. Let be an annulus inside , with center at , such that maps the outer boundary of to the inner boundary of . Consider a Dehn twist along the core curve of and propagate it along its grand orbit using dynamics. The resulting map is a non trivial element of . However, as we saw in Example Example, near the boundary of , is homotopic to the identity. Thus, is the identity in and is not injective in . Then, the critical point is attracted to infinity. Hence, the Julia set is homeomorphic to a Cantor set. ∎
Example.
A useful example is . In this case, the Julia set is a Cantor set. So the group is cyclically generated by a Dehn twist. It follows that is homeomorphic to the puncture unit disk. The quotient space is equivalent to the complement of the Mandelbrot set . It is well known, that is holomorphically equivalent to the puncture unit disk. Also, since is infinitely generated, the homomorphism is not surjective.
5 Inverse limits of rational functions and its deformations.
Let us consider a rational map acting on the Riemann sphere. The inverse limit, or natural extension of , is the space
endowed by Tychonoff topology as a subspace of . There is a family of natural projections given by , also a natural extension of , denoted by such that . To simplify notation, let us put
The space was studied by Lyubich and Minsky in [1]. In that paper, Lyubich and Minsky showed that for a general rational map, the natural extension is decomposed into two spaces; the regular part , which consist of the points that admit a Riemannian structure compatible with the maps , and the complement of called the irregular part. A leaf is a path-connected component in . Every leaf is a Riemann surface. A theorem by Lyubich and Minsky shows that, in , there is a family of leaves, such that, each leaf in this family is conformally equivalent to the plane and it is dense in .
The authors of [1], proved that there is a class of rational maps , which contains all hyperbolic maps, such that is a lamination by Riemann surfaces. That is, it admits an atlas of charts , where is a homeomorphism from to . Changes of coordinates are conformal on the horizontal direction, and continuous in the transversal direction. This structure is consistent with the fibration induced by the family of maps .
Let denote the postcritical set of . If is a given point in then, a construction due to Poincaré gives a representation of the fundamental group , into the automorphisms group of the fiber . The image of this representation is called the monodromy group of . Because of the irregular part, the natural extension is not the suspension of by the monodromy group on the fiber .
5.1 Deformations of inverse limits.
Consider an open neighborhood of the Julia set , we call the fiber a maximal flow box for . The action of the monodromy group induces identifications on a maximal flow box. We say that can be represented by a maximal flow box and the action of monodromy if, coincides with the end compactification of the orbit, of a maximal flow box, by the action of monodromy. It is not clear if, in general, the natural extension of a rational map can be represented by a maximal flow box. However, this is true when is hyperbolic. In this case, the regular part is a Riemann surface lamination and the irregular part is finite, see [1].
From now on, we assume that is represented by a maximal flow box. Then any conjugacy, around a neighborhood of the Julia set of , can be extended to a homeomorphism of the whole laminations. This suggests that, we can extend the equivalence class of elements in to equivalence classes of laminations. In this sense, the monodromy and the dynamics characterize laminations. Then, deformations of the whole lamination are determined by deformations of a maximal flow box.
Let be a neighborhood in , we call a plaque a path component of . A map , continuously defined on plaques or open neighborhoods in , is called a fiber automorphism if . Since is holomorphic in the regular part, it implies that is holomorphic in . Given a fiber automorphism and a leaf in , we denote by the restriction of to when is defined.
Definition.
Let be a neighborhood in and a flow box. A family of Beltrami differentials, defined on , is called compatible with the fiber structure if, for every fiber automorphism and every leaf in , we have on ,
where sends into .
Let be the family of branches of , then deck transformations of the family of branches are fiber automorphisms. Moreover, all fiber automorphisms are generated by deck transformations of branches of .
Lemma 11.
Let be a family of Beltrami differentials in , then is compatible with the fiber structure if, and only if, .
Proof.
Assume that is compatible with the fiber structure, then it is invariant under all deck transformation of branches of . Thus the push forward is independent of the leaf and, the pull-back is the same for all leaves and coincides with .
The equation implies that, the family is invariant under deck transformations of . Hence must be compatible with the fiber structure. ∎
Since the natural extension is a metric space, we will consider quasiconformal maps, in Pesin’s sense, defined on subsets of . Let be a maximal flow box for , let be the space of surjective homeomorphisms , quasiconformal in Pesin’s sense, such that on conjugates the monodromy actions. This condition implies that induces a family of Beltrami differentials on , compatible with the fiber structure.
We say that two maps and , in , are equivalent if there exist a map , conformal in Pesin’s sense, such that and is homotopic to the identity, with homotopy that commutes with dynamics and monodromy actions.
We define the space of deformations of , and denote it by , as the set modulo the equivalence relation above. Since we are considering surjective homeomorphisms , it follows that and have the same degree.
Note that the image of under any map in is a maximal flow box of some rational map. We have
Theorem 12.
Let be a map that is represented by a maximal flow box. Then, there is a bijection between and the space
Proof.
Let be an element in , then induces a Beltrami differential around a neighborhood of , we consider the family of Beltrami differentials on a neighborhood of . Since is represented by a maximal flow box, we can use dynamics and monodromy to propagate on all the inverse limit. By construction , so by Lemma 11, the resulting family of Beltrami differentials is compatible with the fiber structure. Thus induces an element in and, the construction only depends on the class of in .
Now, let be a representative of a point in . Since conjugates dynamics and the monodromy actions, we can push , using , to get a quasiconformal map , conjugating the corresponding rational maps. Then, defines an element in . ∎
References
- [1] M. Lyubich and Y. Minsky, Laminations in holomorphic dynamics, J. Diff. Geom. 47 (1997), 17–94.
- [2] P. Makienko, Automorphisms of a rational function with disconnected Julia set, Orsay Preprint, 03 1992.
- [3] R. Mañé, P. Sad, and D. Sullivan., On the dynamics of rational maps, Ann. Scien. Ec. Norm. Sup. Paris(4) (1983).
- [4] C. McMullen, Automorphisms of rational functions., Holomorphic functions and moduli I. (D. Drasin et al., eds.), Springer-Verlag, 1986, pp. 31–60.
- [5] C. McMullen and D. Sullivan, Quasiconformal homeomorphisms and dynamics III: The Teichmüller space of a holomorphic dynamical system, 1998.
- [6] D. Sullivan, Seminar on conformal and hyperbolic geometry by D. P. Sullivan, (Notes by M. Baker and J. Seade), Preprint IHES, 1982.