Orientation-preserving homeomorphisms of
Euclidean space are commutators
Abstract
We prove that every orientation-preserving homeomorphism of Euclidean space can be expressed as a commutator of two orientation-preserving homeomorphisms. We give an analogous result for annuli. In the annulus case, we also extend the result to the smooth category in the dimensions for which the associated sphere has a unique smooth structure. As a corollary, we establish that every orientation-preserving diffeomorphism of the real line is the commutator of two orientation-preserving diffeomorphisms.
1 Introduction
In 1951, Ore [Ore51] initiated the investigation of groups in which every element can be expressed as a commutator. In particular, he proved that this holds for finite alternating groups and the symmetric group on . Much more recently, for each , Tsuboi [Tsu13] showed that the group of orientation-preserving homeomorphisms of the -sphere has this property. At roughly the same time, Basmajian–Maskit [BM12] proved that every orientation-preserving isometry of , , and can be expressed as a commutator for , where is hyperbolic -space.
More than 50 years earlier, Anderson [And58] showed that each element of and can be expressed as the product of two commutators. Using the generalized Schönflies theorem and the annulus theorem (see the preliminaries below), the techniques used by Anderson in dimension two can be extended to show that, for all , every element of can be expressed as a product of two commutators. The same result holds for and (a proof for , using ideas of Le Roux–Mann [LRM18], can be found in [Vla24]; the same proof technique can be used to establish the result in the higher dimensional cases as well). Above, denotes the connected component of the identity of equipped with the compact-open topology. We note that coincides with , with , and with the subgroup of stabilizing each end of (see the preliminaries below).
Given this history and the work of Tsuboi and Basmajian–Maskit, it is natural to ask if every element of and can be expressed as a commutator: our theorem answers this in the affirmative.
Theorem 1.
For each , every element of and can be expressed as a single commutator.
The proof of our theorem uses the same philosophy as Tsuboi’s argument in the spherical case: A group element can be expressed as a commutator if and only if there exists a group element such that and are conjugate. Tsuboi’s idea is to start with an orientation-preserving homeomorphism of a sphere and construct a homeomorphism having strong enough hyperbolic dynamics with respect to so that exhibits the same dynamics as . He then uses this dynamical picture to guarantee and are conjugate.
The discussion above is a particular instance of a more general phenomenon. A word is an element in a finite-rank free group. Given and a word , we write and view as an expression in the variables . Then, given a group , we have a substitution map given by maps to in . Let be the subgroup of generated by the set . Then, is a normal subgroup of (in fact, it is characteristic). The -width of is the smallest natural number such that every element of can be expressed as a product of elements in ; if such a number does not exist then the -width is said to be infinite (see [Seg09] for more details). For example, if , then the -width of a group is known as its commutator width. In this language, Tsuboi’s theorem implies that has commutator width one, and our theorem implies and also have commutator width one.
A group is uniformly simple if there exists such that for all with nontrivial, can be expressed as the product of at most conjugates of and . Anderson [And58] showed that is uniformly simple, and his argument can be extended to other dimensions using the generalized Schönflies theorem and the annulus theorem; in fact, he showed that can be chosen to be eight. Therefore, given any nontrivial word , and the -width of is at most eight. In light of Tsuboi’s result, it is natural to ask for which words has width one. This can also be asked for and ; but, unlike , neither nor are simple, as the subgroup of compactly supported homeomorphisms is a nontrivial proper normal subgroup. However, the germ at the end of (resp., at an end of ) is uniformly simple; this first appears in the (unpublished) thesis of Ling [Lin80] (see also [Man16a] and [Sch11]).
Problem.
Characterize the words for which the word width of (resp., , ) is equal to one.
As a corollary to our theorem, we show that the -width is one for a particular class of words.
Corollary 2.
Let with , and let denote any one of , , or . If and , then there exists such that .
The proof of 2 will be given at the end of the note.
A remark on diffeomorphisms
Here, we provide an accounting of the extent to which our methods extend to the smooth category. For a smooth manifold , let denote the group of diffeomorphisms , and let denote the connected component of the identity in equipped with the compact-open -topology. Thurston [Thu74] proved that if is closed then is perfect (see [Man16b] for a short proof). Burago–Ivanov–Polterovich [BIP08] showed that is uniformly perfect with commutator width bounded above by four; Rybicki [Ryb11] proved the same for a class of open manifolds, including and . Given this history and the fact that , , and all have commutator width one, it is natural to ask if the same holds for diffeomorphisms.
In the case of annuli, we can give a positive answer to this question in specific dimensions, namely in the dimensions for which the -sphere is known to have a unique smooth structure (with the exception of ). In these dimensions, as we will now explain, the preliminary results—as pertain to annuli—presented in Section 2 can be extended to the smooth category. Moreover, for annuli in these dimensions, the arguments throughout the note go through verbatim.
Let be the closed unit ball in , and let be the group of diffeomorphisms fixing a neighborhood of pointwise. A point of weakness in extending our results to the smooth setting is 2.3, which does not extend in all dimensions. However, the proof of 2.3 given below is valid in the smooth category for the dimensions in which is connected. When , it is known that is connected, and when , the number of components of is equal to the number of exotic spheres in dimension , which is encoded by the cardinality of the group of h-cobordism classes of homotopy -spheres; we refer the reader to the historical remarks section of [Kup19] for a more detailed discussion and for references.
The other results from Section 2 can be adapted using the h-cobordism theorem [Sma62], which puts an additional dimension restriction, as it is not known whether the h-cobordism theorem holds in dimension three (it fails in general in dimension four, but this turns out not to be relevant to this note). We refer the reader to Milnor’s notes for details on the h-cobordism theorem and its applications, specifically [Mil65, §9 and Concluding Remarks]. These are the only dimensional obstructions that arise in extending our arguments for annuli to the smooth setting. Accounting for these restrictions allows us to record the following theorem.
Theorem 3.
Let . If is trivial, then has commutator width one. ∎
Appealing to [WX17, Corollary 1.15] for the known values of in which , we have:
Corollary 4.
If , then has commutator width one. ∎
In the above corollary, setting , we obtain that has commutator width one, yielding the following corollary.
Corollary 5.
has commutator width one. ∎
Our proofs as written do not immediately extend to the case of , and tracing through the arguments, one finds that the issue can be reduced to a question of differentiability at a single point in the proofs of 2.8 and 3.2. For annuli, these issues are pushed off to infinity, allowing us to extend to the smooth category.
Acknowledgements
The authors thank the anonymous referee for their comments and for suggesting we add a discussion of diffeomorphisms, which did not exist in the original draft. The second author is supported by NSF DMS-2212922 and PSC-CUNY Awards #65331-00 53 and #66435-00 54
2 Preliminaries
Before we begin, we will need the generalized Schönflies theorem, the annulus theorem, and the characterizations of , , and given in the introduction. An -dimensional submanifold of an -manifold is locally flat if each point of has an open neighborhood in such that the pair is homeomorphic to . Additionally, if is a closed subset with nonempty interior, then we say is locally flat if is a locally flat -dimensional submanifold of . In an -manifold , we use the terminology locally flat annulus to refer to a locally flat closed subset of that is homeomorphic to .
Theorem 2.1 (Generalized Schönflies Theorem [Bro60, Bro62]).
If is a locally flat -dimensional sphere in , then the closure of each component of is homeomorphic to the closed -ball. ∎
Theorem 2.2 (Annulus Theorem [Kir69, Qui82]).
The closure of the region co-bounded by two disjoint locally flat -dimensional spheres in is a locally flat annulus. ∎
A homeomorphism of is stable if it can be factored as a composition of homeomorphisms each of which restricts to the identity on an open subset of . The annulus theorem is equivalent to the stable homeomorphism theorem, which states that every homeomorphism of is stable [BG64]. From this, together with Alexander’s trick, one readily deduces that every orientation-preserving homeomorphism of (resp., ) is isotopic to the identity. It is also possible to deduce from the stable homeomorphism theorem that every orientation-preserving homeomorphism of that stabilizes the topological ends is isotopic to the identity; however, it is easier to see this fact by using the fragmentation lemma (such a proof can be found for in [Vla24], which can be generalized to higher dimensions). The fragmentation lemma is a stronger version of the stable homeomorphism theorem that gives control of the open sets being fixed by each homeomorphism in the factorization; it is deduced from the work of Edwards–Kirby [EK71]111The authors learned of the fragmentation lemma from [Man16a]. We also note, for the sake of extending arguments to the smooth setting, that the fragmentation lemma for diffeomorphisms is an exercise (see [Man16b, Lemma 2.1]).. We record these facts in the following statement.
Theorem 2.3.
For , every orientation-preserving homeomorphism of (resp., ) is isotopic to the identity, and every orientation-preserving homeomorphism of stabilizing the ends is isotopic to the identity.
The following lemma is required to glue together homeomorphisms defined on disjoint pieces of a sphere, especially in the change of coordinates corollary below and the construction of the conjugating map in 2.7. Before stating the lemma, we need a notion of orientation compatibility for disjoint embeddings of spheres.
Let be embeddings with disjoint locally flat images. Then the annulus theorem implies that there exists a homeomorphism such that . Let be given by . Then
is a homeomorphism. We say and are compatibly oriented if is orientation preserving.
Lemma 2.4.
Let be embeddings such that and are locally flat and disjoint. If and are compatibly oriented, then there exists an isotopy between and whose image is the locally flat annulus co-bounded by and .
Proof.
Let be the locally flat annulus co-bounded by and . Choose an embedding whose image is and such that . Let . Then is an orientation-preserving homeomorphism of ; hence, is isotopic to the identity. Choose an isotopy such that and . Define by . It is readily checked that is a homeomorphism and that is the desired map. ∎
We record as a corollary the main ways in which we will use the results above, each of which being a type of change of coordinates.
Corollary 2.5 (Three change of coordinates principles).
Let .
-
(1)
Given any two locally flat -dimensional spheres and in , there exists a compactly supported ambient homeomorphism mapping onto .
-
(2)
Given two locally flat -dimensional spheres and in each separating from , there exists an ambient homeomorphism mapping onto and fixing pointwise.
-
(3)
Let . Given a sequence of locally flat annuli with pairwise-disjoint interiors such that and share a boundary sphere and such that , there exists such that , , and . ∎
We can now introduce the notion of a topologically loxodromic homeomorphism. Tsuboi uses the terminology “topologically hyperbolic homeomorphism”, but the definition given here is seemingly more stringent than the one he gives, and so we introduce a slight modification in our nomenclature to recognize this potential difference.
Definition 2.6.
An orientation-preserving homeomorphism is topologically loxodromic if there exists fixed by and a sequence of locally flat annuli with pairwise-disjoint interiors such that
-
(i)
,
-
(ii)
shares a boundary component with ,
-
(iii)
, and
-
(iv)
for all .
We the say the sequence of annuli is suited to , and we call the sink of and the source. Note that every homeomorphism of and can be viewed as a homeomorphism of that fixes one or two points, respectively, corresponding to the ends, and so we say a homeomorphism of either of these spaces is topologically loxodromic if it is a topologically loxodromic homeomorphism as a homeomorphism of .
The main motivating examples of topologically loxodromic homeomorphisms are loxodromic Möbius transformations of , dilations of , and translations of of the form for some . Of course the latter two examples are just loxodromic Möbius transformations in different coordinates.
In the next proposition, we prove that any two topologically loxodromic homeomorphisms of are conjugate. This is the key fact in Tsuboi’s argument, and the following results appear as part of Tsuboi’s proof in reference to particular maps. We pull the ideas out here and formalize them in the general setting. As a corollary, we provide the analogous statement for and .
Proposition 2.7.
Any two topologically loxodromic homeomorphisms in are conjugate in .
Proof.
Let be topologically loxodromic. Let and be sequences of locally flat annuli suited to and , respectively. Let be the component of such that , and similarly, define so that .
Fix embeddings such that the images of and are and , respectively. Applying 2.4, we obtain embeddings whose images are and , respectively, and such that (resp., ) is an isotopy between and (resp., and ). Set .
Define by and for . It is now readily checked that is well-defined for the elements of , establishing that is a well-defined orientation-preserving homeomorphism of . Now, for ,
Hence, . ∎
Corollary 2.8.
Let denote either or . Any two topologically loxodromic homeomorphisms in that share a sink or a source are conjugate in .
Proof.
Viewing two given topologically loxodromic homeomorphisms in as homeomorphisms of with a shared sink, a shared source, or both, the conjugating map constructed in 2.7 will preserve any shared source or sink, and hence the conjugation occurs in the appropriate group. ∎
3 Proofs
We prove the theorem first for annuli then for Euclidean spaces.
Theorem 3.1.
For , every element of is a commutator.
Proof.
Let . Let , and set . Let such that contains in its interior. Now, choose such that satisfies is contained in the interior of . Continuing in this fashion in both directions, we construct sequences and of integers such that, by setting and , we have is contained in the interior of .
Now, let such that . Note, by construction, is all of , and so is topologically loxodromic. As both and are locally flat annuli contained in the interior of , we can choose that is supported in the interior of and satisfies . The sequence consists of homeomorphisms with pairwise-disjoint supports, and hence, we can define . Set .
As the support of each is contained in the interior of , we have that
in particular, is topologically loxodromic. Let be the locally flat annulus co-bounded by and . Then, as , we have . Therefore, is topologically loxodromic. Moreover, and share the same sink, and hence they are conjugate by 2.8. This establishes that can be expressed as a commutator. ∎
Theorem 3.2.
For , every element of is a commutator.
Proof.
Letting be a singleton, the proof in the annulus case with shows that every element of can be expressed as a commutator. We may now assume that .
Fix , and identify with the stabilizer of in . Let be an element of such that . We will show that can be expressed as a commutator of a pair of elements in that each fix . The identity homeomorphism is clearly a commutator, so we may assume that is not the identity, and therefore there exists such that . By continuity, there exists a locally flat ball centered at such that . Choose a locally flat ball centered at that is disjoint from . Again by continuity, by shrinking if necessary, we may assume that is also disjoint from .
First, in , we proceed identically as we did in the annulus case. Choose a locally flat annulus such that is contained in the interior of and such that is disjoint from . Now choose a locally flat ball centered at such that is disjoint from . Choose a locally flat annulus such that and share a boundary component and is contained in the interior of . Continuing in this fashion, we build a sequence of locally flat annuli and locally flat balls such that and share a boundary, is contained in the interior of , and . Note that the last condition is not a priori guaranteed, but at each stage we are free to choose to have radius less than , forcing the intersection of the to be .
Let be a topologically loxodromic homeomorphism of that fixes , that maps to for , and that maps to . For , let . Then, and are locally flat spheres in the annulus , and so we may choose supported in the interior of such that . As the have pairwise disjoint support, we can define . Let . Then, for , setting to be the locally flat annulus bounded by and , we have .
At this point, behaves like a topologically loxodromic homeomorphism when restricted to , and so now we have to edit in the complement of . This portion of the argument is a version of Tsuboi’s argument for spheres. Let , and note that and . Moreover, observe that ; hence, modifying in either or will not change the fact that is topologically loxodromic.
Fix . We may assume that ; indeed, if not, then we may post compose with a homeomorphism of supported in that maps to . And, as just noted above, this edited version of remains topologically loxodromic. We will now recursively edit in so that will be topologically loxodromic with its sink and its source.
Below, given a subset , we let denote its interior. Let , let , let , and let . Note , and therefore and co-bound a locally flat annulus, which we label . Then, by continuity, we can choose a locally flat ball in the interior of centered at such that . We can then choose such that is supported in and such that . Set , and set . Now, set to be the locally flat annulus co-bounded by and , and set . Then, for all . Note that can be chosen arbitrarily small.
Continuing in this fashion, for each , we obtain a locally flat annulus and a homeomorphism of supported in a ball of radius centered at such that
-
(1)
,
-
(2)
for every integer , and
-
(3)
.
These properties guarantee that exists, call it , and that for every ; hence, is topologically loxodromic. Moreover, is topologically loxodromic as agrees with outside of ; in particular, for all . And, as and share the same sink, they are conjugate in by 2.8. Thus, can be expressed as a commutator in . ∎
We finish by providing a proof of 2.
Proof of 2.
Without loss of generality, it is enough to prove the statement with for each , as we can always replace an element with its inverse in the decomposition to switch the sign of the exponent.
Fix . We have shown in the above proofs that there exist such that and both and are topologically loxodromic. Applying the same techniques to , we can write with both and topologically loxodromic. Therefore, continuing this splitting as many times as necessary, we can write with topologically loxodromic. Now, every power of a topologically loxodromic homeomorphism is itself topologically loxodromic. Therefore, by 2.7 and 2.8, is conjugate to . Choose such that . Then, setting , we have , and hence, . ∎
References
- [And58] R. D. Anderson, The algebraic simplicity of certain groups of homeomorphisms, Amer. J. Math. 80 (1958), 955–963. MR 98145
- [BG64] Morton Brown and Herman Gluck, Stable structures on manifolds. I, II, III, Ann. of Math. (2) 79 (1964), 1–58. MR 158383
- [BIP08] Dmitri Burago, Sergei Ivanov, and Leonid Polterovich, Conjugation-invariant norms on groups of geometric origin, Groups of diffeomorphisms, Adv. Stud. Pure Math., vol. 52, Math. Soc. Japan, Tokyo, 2008, pp. 221–250. MR 2509711
- [BM12] Ara Basmajian and Bernard Maskit, Space form isometries as commutators and products of involutions, Trans. Amer. Math. Soc. 364 (2012), no. 9, 5015–5033. MR 2922617
- [Bro60] Morton Brown, A proof of the generalized Schoenflies theorem, Bull. Amer. Math. Soc. 66 (1960), 74–76. MR 117695
- [Bro62] , Locally flat imbeddings of topological manifolds, Ann. of Math. (2) 75 (1962), 331–341. MR 133812
- [EK71] Robert D. Edwards and Robion C. Kirby, Deformations of spaces of imbeddings, Ann. of Math. (2) 93 (1971), 63–88. MR 283802
- [Kir69] Robion C. Kirby, Stable homeomorphisms and the annulus conjecture, Ann. of Math. (2) 89 (1969), 575–582. MR 242165
- [Kup19] Alexander Kupers, Some finiteness results for groups of automorphisms of manifolds, Geom. Topol. 23 (2019), no. 5, 2277–2333. MR 4019894
- [Lin80] Wensor Ling, The algebraic structure of geometric automorphism groups, ProQuest LLC, Ann Arbor, MI, 1980, Thesis (Ph.D.)–Princeton University. MR 2630795
- [LRM18] Frédéric Le Roux and Kathryn Mann, Strong distortion in transformation groups, Bull. Lond. Math. Soc. 50 (2018), no. 1, 46–62. MR 3778543
- [Man16a] Kathryn Mann, Automatic continuity for homeomorphism groups and applications, Geom. Topol. 20 (2016), no. 5, 3033–3056, With an appendix by Frédéric Le Roux and Mann. MR 3556355
- [Man16b] , A short proof that is perfect, New York J. Math. 22 (2016), 49–55. MR 3484676
- [Mil65] John Milnor, Lectures on the -cobordism theorem, Princeton University Press, Princeton, NJ, 1965, Notes by L. Siebenmann and J. Sondow. MR 190942
- [Ore51] Oystein Ore, Some remarks on commutators, Proc. Amer. Math. Soc. 2 (1951), 307–314. MR 40298
- [Qui82] Frank Quinn, Ends of maps. III. Dimensions and , J. Differential Geometry 17 (1982), no. 3, 503–521. MR 679069
- [Ryb11] Tomasz Rybicki, Boundedness of certain automorphism groups of an open manifold, Geom. Dedicata 151 (2011), 175–186. MR 2780744
- [Sch11] Paul A. Schweitzer, Normal subgroups of diffeomorphism and homeomorphism groups of and other open manifolds, Ergodic Theory Dynam. Systems 31 (2011), no. 6, 1835–1847. MR 2851677
- [Seg09] Dan Segal, Words: notes on verbal width in groups, London Mathematical Society Lecture Note Series, vol. 361, Cambridge University Press, Cambridge, 2009. MR 2547644
- [Sma62] S. Smale, On the structure of manifolds, Amer. J. Math. 84 (1962), 387–399. MR 153022
- [Thu74] William Thurston, Foliations and groups of diffeomorphisms, Bull. Amer. Math. Soc. 80 (1974), 304–307. MR 339267
- [Tsu13] Takashi Tsuboi, Homeomorphism groups of commutator width one, Proc. Amer. Math. Soc. 141 (2013), no. 5, 1839–1847. MR 3020870
- [Vla24] Nicholas G. Vlamis, Homeomorphism groups of self-similar 2-manifolds, In the Tradition of Thurston III: Geometry and Dynamics (Ken’ichi Ohshika and Athanase Papadopoulos, eds.), Springer, 2024, pp. 105–167.
- [WX17] Guozhen Wang and Zhouli Xu, The triviality of the 61-stem in the stable homotopy groups of spheres, Ann. of Math. (2) 186 (2017), no. 2, 501–580. MR 3702672