This paper was converted on www.awesomepapers.org from LaTeX by an anonymous user.
Want to know more? Visit the Converter page.

Perfectoid Shimura varieties and the Calegari–Emerton conjectures

David Hansen David Hansen
Max Planck Institute for Mathematics
Vivatsgasse 7, Bonn 53111, Germany
dhansen@mpim-bonn.mpg.de http://www.davidrenshawhansen.com
 and  Christian Johansson Christian Johansson
Department of Mathematical Sciences, Chalmers University of Technology and the University of Gothenburg, 412 96 Gothenburg, Sweden
chrjohv@chalmers.se http://www.math.chalmers.se/ chrjohv/
Abstract.

We prove many new cases of a conjecture of Calegari-Emerton describing the qualitative properties of completed cohomology. The heart of our argument is a careful inductive analysis of completed cohomology on the Borel-Serre boundary. As a key input to this induction, we prove a new perfectoidness result for towers of minimally compactified Shimura varieties, generalizing previous work of Scholze.

1. Introduction

1.1. Motivation for completed cohomology

This paper is motivated by the notion of reciprocity in the Langlands program. Let G/G/\mathbb{Q} be a connected reductive group. Roughly speaking, reciprocity is the expectation that there should be some precise relationship between

  • algebraic automorphic representations π\pi of G(𝔸)G(\mathbb{A_{Q}}), and

  • pp-adic Galois representations ρ:Gal(¯/)LG(¯p)\rho:\mathrm{Gal}(\overline{\mathbb{Q}}/\mathbb{Q})\to\,^{L}G(\overline{\mathbb{Q}}_{p}) which are geometric in the sense of Fontaine-Mazur.

For a more precise conjectural formulation of this relationship, we refer the reader to [Clo90, BG14]. While there are many partial results, the general problem of reciprocity seems very difficult to attack, for (at least) two reasons:

  1. (1)

    Algebraic automorphic representations are inherently of an archimedean/real-analytic nature, while pp-adic Galois representations are (of course) inherently pp-adic.

  2. (2)

    Algebraic automorphic representations are rigid, while pp-adic Galois representations naturally deform into positive-dimensional families.

These observations suggest that one should try to bridge the gap, by seeking a genuinely pp-adic variant of the notion of automorphic representation, which is flexible enough to accommodate all pp-adic Galois representations. At present, the most satisfactory theory of “pp-adic automorphic representations” is the notion of completed (co)homology, introduced by Emerton [Eme06].

Let us recall the key definitions; we refer the reader to the body of the paper for any unexplained notation. Fix a connected reductive group G/G/\mathbb{Q}. Let AGA\subseteq G be the maximal \mathbb{Q}-split central torus, and let KG()K_{\infty}\subseteq G(\mathbb{R}) be a maximal compact subgroup. Let XG=G()/A()KX^{G}=G(\mathbb{R})/A(\mathbb{R})K_{\infty} be the (connected) symmetric space for GG; we write XX for XGX^{G} if GG is clear. For any open compact subgroup KG(𝔸f)K\subseteq G(\mathbb{A}_{f}), we have the associated locally symmetric space XK=G()+\(X×G(𝔸f))/KX_{K}=G(\mathbb{Q})^{+}\backslash(X\times G(\mathbb{A}_{f}))/K.

Definition 1.1.

Let KpG(𝔸fp)K^{p}\subseteq G(\mathbb{A}_{f}^{p}) be any open compact subgroup. Then we define completed cohomology for GG with tame level KpK^{p} as

H~(Kp)=limnlimKpG(p)H(XKpKp,/pn).\widetilde{H}^{\ast}(K^{p})=\varprojlim_{n}\varinjlim_{K_{p}\subseteq G(\mathbb{Q}_{p})}H^{\ast}(X_{K^{p}K_{p}},\mathbb{Z}/p^{n}).

Similarly, we define completed homology for GG with tame level KpK^{p} as

H~(Kp)=limKpG(p)H(XKpKp,p).\widetilde{H}_{\ast}(K^{p})=\varprojlim_{K_{p}\subseteq G(\mathbb{Q}_{p})}H_{\ast}(X_{K^{p}K_{p}},\mathbb{Z}_{p}).

We also define compactly supported completed cohomology H~c(Kp)\widetilde{H}^{\ast}_{c}(K^{p}) and completed Borel-Moore homology H~BM(Kp)\widetilde{H}_{\ast}^{BM}(K^{p}) by the obvious variants on these recipes.

By construction, these spaces admit commuting actions of G(p)G(\mathbb{Q}_{p}) and a “big” Hecke algebra 𝕋(Kp)\mathbb{T}(K^{p}), and the G(p)G(\mathbb{Q}_{p})-actions are continuous for the natural topologies. Moreover, these spaces are not “too big”. In particular, they are all pp-adically separated and complete with bounded pp^{\infty}-torsion. Additionally, H~\widetilde{H}_{\ast} and H~BM\widetilde{H}_{\ast}^{BM} are finitely generated as modules over the completed group ring pKp\mathbb{Z}_{p}\llbracket K_{p}\rrbracket for any open compact subgroup KpG(p)K_{p}\subseteq G(\mathbb{Q}_{p}), while H~(Kp)[1p]\widetilde{H}^{\ast}(K^{p})[\tfrac{1}{p}] and H~c(Kp)[1p]\widetilde{H}^{\ast}_{c}(K^{p})[\tfrac{1}{p}] are naturally admissible unitary p\mathbb{Q}_{p}-Banach space representations of G(p)G(\mathbb{Q}_{p}).

The main motivations for considering completed (co)homology are summarized in the following conjecture, which we don’t attempt to formulate precisely. For a more careful discussion, we refer the reader to [CE12] and [Eme14].

Hope 1.2.

Let ψ:𝕋(Kp)¯p\psi:\mathbb{T}(K^{p})\to\overline{\mathbb{Q}}_{p} be a system of Hecke eigenvalues occurring in H~(Kp)[1p]\widetilde{H}^{\ast}(K^{p})[\tfrac{1}{p}]. Then there exists a continuous, odd, almost everywhere unramified Galois representation ρψ:Gal(¯/)CG(¯p)\rho_{\psi}:\mathrm{Gal}(\overline{\mathbb{Q}}/\mathbb{Q})\to\,^{C}G(\overline{\mathbb{Q}}_{p}) which matches ψ\psi in the usual sense. Moreover, the ψ\psi-isotypic part of H~(Kp)[1p]\widetilde{H}^{\ast}(K^{p})[\tfrac{1}{p}], as a p\mathbb{Q}_{p}-Banach space representation of G(p)G(\mathbb{Q}_{p}), should (up to multiplicities) depend only on ρψ|Gal(¯p/p)\rho_{\psi}|_{\mathrm{Gal}(\overline{\mathbb{Q}}_{p}/\mathbb{Q}_{p})}.

Finally, every (suitable) continuous, odd, almost everywhere unramified Galois representation ρ:Gal(¯/)CG(¯p)\rho:\mathrm{Gal}(\overline{\mathbb{Q}}/\mathbb{Q})\to\,^{C}G(\overline{\mathbb{Q}}_{p}) should occur in this way.

Here GC{}^{C}G denotes the CC-group of GG as defined in [BG14], which is an extension of GL{}^{L}G. When G=GL2/G=\mathrm{GL}_{2}/\mathbb{Q}, this is (an imprecise version of) a theorem of Emerton [Eme11]. However, in general, very little is known. As mentioned, the precise formulation of this conjecture should not be taken too seriously. The reader wondering about the appearance of the CC-group and what “suitable” means might want to consider the case G=PGL2/G=\mathrm{PGL}_{2}/\mathbb{Q}.

1.2. Main results

In this paper, we study the qualitative properties of completed (co)homology, which are encapsulated in a beautiful conjecture of Calegari–Emerton. To state this conjecture, we need a small amount of additional notation. If G/G/\mathbb{Q} is a connected reductive group, we define nonnegative integers l0=rankG()rankA()Kl_{0}=\mathrm{rank}\,G(\mathbb{R})-\mathrm{rank}\,A(\mathbb{R})K_{\infty} and q0=dimXGl02q_{0}=\frac{\dim X^{G}-l_{0}}{2}. Roughly speaking, for semisimple groups l0l_{0} measures the failure of G()G(\mathbb{R}) to admit discrete series representations, while q0q_{0} is the lowest degree in which the locally symmetric spaces XKX_{K} should have “interesting” cohomology.

Conjecture 1.3 (Calegari–Emerton).

Let G/G/\mathbb{Q} be a connected reductive group. Let q0q_{0} and l0l_{0} be the invariants of GG defined above. Let KpG(𝔸fp)K^{p}\subseteq G(\mathbb{A}_{f}^{p}) be any open compact subgroup. Then

  1. (1)

    For all i>q0i>q_{0}, H~ci(Kp)=H~i(Kp)=0\widetilde{H}^{i}_{c}(K^{p})=\widetilde{H}^{i}(K^{p})=0.

  2. (2)

    For all i>q0i>q_{0}, H~iBM(Kp)=H~i(Kp)=0\widetilde{H}_{i}^{BM}(K^{p})=\widetilde{H}_{i}(K^{p})=0, and H~q0BM(Kp)\widetilde{H}_{q_{0}}^{BM}(K^{p}) and H~q0(Kp)\widetilde{H}_{q_{0}}(K^{p}) are pp-torsion-free.

  3. (3)

    For any compact open pro-pp subgroup KpG(p)K_{p}\subseteq G(\mathbb{Q}_{p}), the groups H~i(Kp)\widetilde{H}_{i}(K^{p}) and H~iBM(Kp)\widetilde{H}_{i}^{BM}(K^{p}) have codimension q0+l0i\geq q_{0}+l_{0}-i over the completed group ring pKp\mathbb{Z}_{p}\llbracket K_{p}\rrbracket for any i<q0i<q_{0}.

  4. (4)

    The groups H~q0(Kp)\widetilde{H}_{q_{0}}(K^{p}) and H~q0BM(Kp)\widetilde{H}_{q_{0}}^{BM}(K^{p}) have codimension exactly l0l_{0}.

The individual portions of this conjecture are far from independent, and in fact there are natural implications (1)(2)(3)(1)\Rightarrow(2)\Rightarrow(3). Amusingly, these implications are “asymmetric” in the sense that (1) for H~\tilde{H}^{\ast} implies (2) for H~\tilde{H}_{\ast} implies (3) for H~BM\tilde{H}_{\ast}^{BM}, and similarly (1) for H~c\tilde{H}^{\ast}_{c} implies (2) for H~BM\tilde{H}_{\ast}^{BM} implies (3) for H~\tilde{H}_{\ast}.

Let us discuss what was previously known about this conjecture.

  • For some groups of small rank (e.g. GL2\operatorname{GL}_{2}, or ResK/GL2\mathrm{Res}_{K/\mathbb{Q}}\operatorname{GL}_{2} for K/K/\mathbb{Q} quadratic, or GSp4\mathrm{GSp}_{4}), one can prove Conjecture 1.3 by hand using various tricks involving the congruence subgroup property, the cohomological dimension bounds of [BS], Poincaré duality, etc. However, these methods quickly run out of steam.

  • When GG is semisimple and l0=0l_{0}=0, part (4) of the conjecture was proved by Calegari–Emerton [CE09], as a consequence of Matsushima’s formula and limit multiplicity results for discrete series representations.

  • When GG admits a Shimura datum of Hodge type, Scholze proved part (1) of Conjecture 1.3, but for H~c\widetilde{H}^{\ast}_{c} only, by perfectoid methods [Sch15]. Shen [She17] later treated the case when GG admits a compact Shimura variety of abelian type and satisfies l0(G)=0l_{0}(G)=0.

  • For the unitary Shimura varieties treated in [CS19], Conjecture 1.3(1) for H~\widetilde{H}^{\ast} follows from [CS19, Theorem 2.6.2, Lemma 4.6.2]. We make some further comments in Remark 5.23.

The main result of this paper is the following theorem (cf. Theorems 4.4, 4.5, and 4.9).

Theorem 1.4.

Let G/G/\mathbb{Q} be a semisimple group such that XX is a Hermitian symmetric space and (G,X)(G,X) is a connected Shimura datum of pre-abelian type. Then Conjecture 1.3 is true for GG.

More generally, let G/G/\mathbb{Q} be a connected reductive group such that Z(G)Z(G) satisfies the Leopoldt conjecture and such that GderG^{der} admits a connected Shimura datum of pre-abelian type. Then Conjecture 1.3 is true for GG.

Moreover, there exists a (computable) jq0j\leq q_{0} such the natural maps H~ciH~i\widetilde{H}_{c}^{i}\to\widetilde{H}^{i} and H~iH~iBM\widetilde{H}_{i}\to\widetilde{H}_{i}^{BM} are isomorphisms for all iji\geq j.

The assumptions on GG here guarantee that l0(Gder)=0l_{0}(G^{der})=0, which allows us to prove part (4) of Conjecture 1.3 by a fairly straightforward analysis combining the results of [CE09] with the Leopoldt conjecture for Z(G)Z(G). By our previous remarks, the whole conjecture now follows if we can prove part (1). Note that when l0=0l_{0}=0 and XX is a Hermitian symmetric domain, part (1) of the conjecture simply asserts that H~ci=H~i=0\widetilde{H}^{i}_{c}=\widetilde{H}^{i}=0 for all i>d=dimXi>d=\dim_{\mathbb{C}}X. It is this vanishing conjecture which we focus on.

Our proof of the vanishing conjecture builds on Scholze’s methods and combines them with some new ideas. Roughly speaking, we first reduce to the case where (G,X)(G,X) is a connected Shimura datum of pre-abelian type, and then proceed in two steps:

Step One. We prove the vanishing of H~ci\widetilde{H}^{i}_{c} for i>di>d by pushing Scholze’s methods to their limit.

Step Two. We prove the vanishing of H~i\widetilde{H}^{i} for i>di>d by a careful analysis of boundary cohomology, using Step One for GG and for various auxiliary almost direct factors of Levi subgroups related to the boundary strata of the minimal compactification.

Let us now describe these steps in more detail.

1.3. Step One: pp-adic methods

As described above, the proof of Theorem 1.4 proceeds in two essentially distinct steps. In the first step, we prove the vanishing of H~ci(Kp)\widetilde{H}^{i}_{c}(K^{p}) for ii above the middle degree, using the pp-adic geometry of Shimura varieties. For Shimura data of Hodge type, this is one of the main results of [Sch15], where it is deduced from the existence of perfectoid Shimura varieties of Hodge type (with infinite level at pp). We thus need to generalize the geometric results of [Sch15] to a wider class of Shimura data. To this end, we prove the following theorem.

Theorem 1.5.

Let (G,X)(G,X) be a Shimura datum of pre-abelian type, with reflex field EE. Fix a complete algebraically closed field C/pC/\mathbb{Q}_{p} and an embedding ECE\to C. Fix any open compact subgroup KpG(𝔸fp)K^{p}\subseteq G(\mathbb{A}_{f}^{p}). For any open compact subgroup KpG(p)K_{p}\subseteq G(\mathbb{Q}_{p}), let 𝒳KpKp\mathcal{X}_{K^{p}K_{p}}^{\ast} denote the adic space over SpaC\operatorname{Spa}C associated with the base change of the minimal compactification ShKpKp(G,X)\operatorname{Sh}_{K^{p}K_{p}}(G,X)^{\ast} along ECE\to C. Then there is a perfectoid space 𝒳Kp\mathcal{X}_{K^{p}}^{\ast} such that

𝒳Kp=limKpG(p)𝒳KpKp\mathcal{X}_{K^{p}}^{\ast}=\varprojlim_{K_{p}\subseteq G(\mathbb{Q}_{p})}\mathcal{X}_{K^{p}K_{p}}^{\ast}

as diamonds over SpdC\operatorname{Spd}C. Moreover, the Hodge-Tate period map πHT:𝒳KpG,μ\pi_{\mathrm{HT}}:\mathcal{X}_{K^{p}}^{\ast}\to\mathscr{F}\!\ell_{G,\mu} exists as a map of adic spaces over CC and is G(p)G(\mathbb{Q}_{p})-equivariant and functorial in the tame level. Finally, the boundary of 𝒳Kp\mathcal{X}_{K^{p}}^{\ast} is Zariski-closed.

Recall that a Shimura datum (G,X)(G,X) is of pre-abelian type if there exists a Shimura datum (G,X)(G^{\prime},X^{\prime}) of Hodge type admitting an isomorphism of connected Shimura data (Gad,X+)(Gad,X+)(G^{ad},X^{+})\simeq(G^{\prime ad},X^{\prime+}). This is slightly more general than the (somewhat more well-known) notion of a Shimura datum of abelian type. While it is probably true that every tower of minimally compactified Shimura varieties with infinite level at pp is perfectoid, we expect that Theorem 1.5 is the most general result which can be proved via current technology. We also state and prove a similar result for connected Shimura varieties, cf. Theorem 5.21.

While the idea behind the proof of Theorem 1.5 is clear, the argument is unfortunately somewhat technical.111A glance at the proof of the key Proposition 5.20 should convince the reader of this. Roughly speaking, there are two key ingredients:

  • “Perfectoidization results” à la Bhatt–Scholze, building in particular on [BS19, Theorem 1.16(1)]. Roughly speaking, these techniques let us prove that if (Xi)iI(fi)iI(Yi)iI(X_{i})_{i\in I}\overset{(f_{i})_{i\in I}}{\to}(Y_{i})_{i\in I} is a (pro-)finite morphism between two reasonable inverse systems of rigid analytic spaces, and limiIYi\varprojlim_{i\in I}Y_{i} is perfectoid, then limiIXi\varprojlim_{i\in I}X_{i} is also perfectoid. For a precise statement, see Lemma 5.10.

  • A new general and user-friendly existence result for quotients of perfectoid spaces by finite groups, cf. Theorem 5.8.

For open Shimura varieties of abelian type, the problem of proving perfectoidness at infinite level was previously considered by Shen [She17]. We remark that our method is more direct and uses very little from the theory of Shimura varieties and their connected components.

1.4. Step Two: Topological methods

The second step is totally disjoint from the first, and doesn’t use any pp-adic geometry. We content ourselves with a somewhat impressionistic sketch here. In what follows, assume GG is a semisimple group such that (G,X)(G,X) is a connected Shimura datum of pre-abelian type, and set d=dimXd=\dim_{\mathbb{C}}X as before.

First, we prove an isomorphism of the form H~i(Kp)Hi(XKpKp,Mapcts(Kp,p))\widetilde{H}^{i}(K^{p})\cong H^{i}(X_{K^{p}K_{p}},\operatorname{Map}_{cts}(K_{p},\mathbb{Z}_{p})) for any choice of open compact subgroup KpG(p)K_{p}\subseteq G(\mathbb{Q}_{p}). Here Mapcts(Kp,p)\operatorname{Map}_{cts}(K_{p},\mathbb{Z}_{p}) denotes the KpK_{p}-module of continuous p\mathbb{Z}_{p}-valued functions on KpK_{p}. This is essentially a version of Shapiro’s lemma, and goes back to a paper of Hill [Hil10]. Next, by standard properties of manifolds with boundary, this isomorphism induces an isomorphism H~i(Kp)Hi(X¯KpKp,Mapcts(Kp,p))\widetilde{H}^{i}(K^{p})\cong H^{i}(\overline{X}_{K^{p}K_{p}},\operatorname{Map}_{cts}(K_{p},\mathbb{Z}_{p})), where X¯KpKp\overline{X}_{K^{p}K_{p}} denotes the Borel–Serre compactification of XKpKpX_{K^{p}K_{p}}.

By repeated use of excision for compactly supported cohomology, it now suffices to prove that for some stratification X¯KpKp=Z𝒵Z\overline{X}_{K^{p}K_{p}}=\cup_{Z\in\mathcal{Z}}Z, we have Hci(Z,Mapcts(Kp,p)|Z)=0H^{i}_{c}(Z,\operatorname{Map}_{cts}(K_{p},\mathbb{Z}_{p})|_{Z})=0 for all i>di>d and all Z𝒵Z\in\mathcal{Z}. The key idea can now be phrased as follows:

(\dagger) If we take 𝒵\mathcal{Z} to be the stratification of X¯KpKp\overline{X}_{K^{p}K_{p}} obtained by pulling back the usual stratification of XKpKpX^{\ast}_{K^{p}K_{p}} along the map π:X¯KpKpXKpKp\pi:\overline{X}_{K^{p}K_{p}}\to X^{\ast}_{K^{p}K_{p}} constructed by Zucker [Zuc83], then 𝒵\mathcal{Z} is a stratification with the above property.

The idea that (\dagger) is both true and provable is perhaps the most novel contribution of this paper; we make some additional remarks on the use of this stratification in Remark 3.14. Let us give a sketch of the key ideas. Let SXKpKpS\subseteq X^{\ast}_{K^{p}K_{p}} be a boundary stratum, with preimage Z=π1(S)X¯KpKpZ=\pi^{-1}(S)\subseteq\overline{X}_{K^{p}K_{p}}. By the structure theory of the minimal compactification, the strata SS are indexed by (equivalence classes of) pairs (Q,α)(Q,\alpha) where QGQ\subseteq G is a \mathbb{Q}-rational parabolic subgroup whose projection to each simple factor GiG_{i} of GadG^{ad} is either a maximal parabolic or equal to GiG_{i}, and α\alpha is some auxiliary data depending on the level structure. (We will suppress all dependences on level structures in the following discussion.) Moreover, the parabolic QQ comes equipped with a canonically defined almost direct product decomposition Q=ULHQ=U\cdot L\cdot H. Here UU is the unipotent radical of QQ, LL is a reductive group (the linear part), HH is a semisimple group whose associated symmetric space is Hermitian (the Hermitian part); LHL\cdot H is the full Levi subgroup of QQ.

In parallel with this decomposition of QQ, the stratum ZZ almost admits a direct product decomposition ZZU×ZL×ZHZ\approx Z_{U}\times Z_{L}\times Z_{H}, where ZUZ_{U} is a compact nilmanifold, ZLZ_{L} is the Borel–Serre compactification of a locally symmetric space for the group LL, and ZHSZ_{H}\cong S is a locally symmetric space for the group HH. The key idea now is that Hci(Z,Mapcts(Kp,p)|Z)H^{i}_{c}(Z,\operatorname{Map}_{cts}(K_{p},\mathbb{Z}_{p})|_{Z}) can also be decomposed accordingly, by a Künneth-like formula, into contributions coming from each of these three factors, which can each be controlled:

  • The contribution of ZUZ_{U} is trivial, which follows from a well-known vanishing principle for completed cohomology of unipotent groups.

  • The contribution of ZHZ_{H} can be expressed in terms of compactly supported completed cohomology for HH, which can be controlled by Step One.

  • The contribution of ZLZ_{L} can be expressed in terms of completed cohomology for LL, which can be controlled using the bounds in [BS73], or even using the trivial bound.

The critical observation here is that Step One gives such good control over the contribution of ZHZ_{H} that we need very little control over the contribution of ZLZ_{L}.

In reality, the above sketch is somewhat oversimplified, because ZZ does not really admit a direct product decomposition; rather, it has the structure of an iterated fibration whose fibers are as described above. This makes the proof somewhat more complicated. Nevertheless, the essential idea follows the outline given above.

Let us briefly outline the contents of this paper. Section 2 collects some preliminaries on topology and arithmetic groups that are needed for the computations in later section. Section 3 discusses completed (co)homology and the Calegari–Emerton conjectures, carrying out the core of “Step Two” above. Section 4 introduces Shimura varieties and proves our main results on the Calegari–Emerton conjectures, including Theorem 1.4. Section 5 carries out “Step One”, proving Theorem 1.5 and deducing the vanishing theorem for compactly supported completed cohomology. We note that section 5 is completely independent of the previous sections. Conversely, the vanishing result Corollary 5.22 is the only part of section 5 that gets used in previous sections.

Acknowledgments

The authors would like to thank Bhargav Bhatt, Frank Calegari, Ana Caraiani, Matt Emerton, Michael Harris, Ben Heuer, Kai-Wen Lan, Vincent Pilloni, Peter Scholze, and Jack Thorne for conversations related to the material in this paper. They also wish to thank Mark Goresky, whose survey [Gor05] was very helpful in the initial stages of the project. Moreover, they wish to thank the Herchel Smith Foundation and the Max Planck Institute for Mathematics in Bonn for supporting visits to Cambridge and Bonn, respectively, during which work on this project was carried out. C.J. was supported by the Herchel Smith Foundation during part of this project.

2. Preliminaries

In this section we collect some facts and definitions from topology and algebraic groups that we will need. We make no attempt to state results in maximal generality and none of them are original, but we have often had difficulties locating the precise statements that we need in the literature. We hope that collecting this material here is of sufficient aid to the reader to justify its inclusion.

The topological spaces that we will work with will mostly be smooth manifolds with boundary; we will simply write “manifold with boundary” to mean a smooth manifold with boundary. Any smooth manifold with boundary admits a combinatorial triangulation for which the boundary is a subsimplicial complex (see e.g. [Mun63, Theorem 10.6]). We recall that if X¯\overline{X} is a manifold with boundary with interior XX and UX¯U\subseteq\overline{X} is an open subset containing XX, then the inclusion j:UX¯j:U\to\overline{X} is homotopy equivalence by the global collar neighbourhood theorem. In a very similar vein, if \mathcal{F} is a local system on X¯\overline{X}, a simple local calculation shows that Rjj1=Rj_{\ast}j^{-1}\mathcal{F}=\mathcal{F}. In particular, we obtain canonical isomorphisms Hi(U,)Hi(X¯,)H^{i}(U,\mathcal{F})\cong H^{i}(\overline{X},\mathcal{F}) which we will often treat as equalities.

All actions of groups on topological spaces will be left actions in this section. Of course, all results have natural analogues for right actions (and we will use them).

2.1. Local systems

Let XX be a topological space and let Γ\Gamma be a group acting from the left on XX. In this paper most of our actions will be free222The most common terminology for this notion seems to be a free and properly discontinuous action, but we find this terminology rather cumbersome., by which we mean that every point xXx\in X has an open neighborhood UU such that UγUU\cap\gamma U\neq\emptyset only if γ=1\gamma=1. The quotient map π:XXΓ:=Γ\X\pi:X\to X_{\Gamma}:=\Gamma\backslash X is then a covering map, and we recall that any left Γ\Gamma-module333By which we always mean a (left) [Γ]\mathbb{Z}[\Gamma]-module, unless otherwise stated. MM defines a local system M~\widetilde{M} on XΓX_{\Gamma} given by

M~(U)=Maplc,Γ(π1(U),M)\widetilde{M}(U)=\operatorname{Map}_{lc,\Gamma}(\pi^{-1}(U),M)

where the right hand side denotes the locally constant functions f:π1(U)Mf:\pi^{-1}(U)\to M satisfying f(γx)=γ.f(x)f(\gamma x)=\gamma.f(x) for all γΓ\gamma\in\Gamma and all xπ1(U)x\in\pi^{-1}(U). When XX is a manifold with boundary, this may be written as

M~(U)=MapΓ(π0(π1(U)),M),\widetilde{M}(U)=\operatorname{Map}_{\Gamma}(\pi_{0}(\pi^{-1}(U)),M),

where Map\operatorname{Map} simply denotes set-theoretic functions (as π0(π1(U))\pi_{0}(\pi^{-1}(U)) is discrete). The following theorem is well known, and follows directly from the fact that the singular chain complex C(X)C_{\bullet}(X) is a resolution of \mathbb{Z} by free Γ\Gamma-modules.

Theorem 2.1.

Let XX is a contractible manifold with boundary with a free action of Γ\Gamma. Then

H(XΓ,M~)Ext[Γ](,M)H(Γ,M)H^{\ast}(X_{\Gamma},\widetilde{M})\cong\operatorname{Ext}^{\ast}_{\mathbb{Z}[\Gamma]}(\mathbb{Z},M)\cong H^{\ast}(\Gamma,M)

canonically for every Γ\Gamma-module MM.

We now consider a relative version of Theorem 2.1. Let p:EBp:E\to B be a fibre bundle with contractible fibre FF (all spaces are manifolds with boundary). Assume that we have a group Γ\Gamma acting (from the left) on both EE and BB, making pp Γ\Gamma-equivariant. We assume further that the action of Γ\Gamma is free on EE, and that the action of Γ\Gamma on BB factors through a quotient Δ\Delta which acts freely on BB. Set N=Ker(ΓΔ)N=\operatorname{Ker}(\Gamma\to\Delta); NN then acts freely on the fibres of pp. Consider the induced map

q:EΓBΔq:E_{\Gamma}\to B_{\Delta}

on quotients.

Corollary 2.2.

Let MM be a Γ\Gamma-module and let i0i\geq 0. Then RiqM~R^{i}q_{\ast}\widetilde{M} is the local system on BΔB_{\Delta} given by the Δ\Delta-module Hi(N,M)H^{i}(N,M).

Proof.

We begin by proving the case i=0i=0. Write πE:EEΓ\pi_{E}:E\to E_{\Gamma} and πB:BBΔ\pi_{B}:B\to B_{\Delta} for the quotient maps and let UBU\subseteq B be open. From the definitions, one sees that

qM~(U)=Maplc,Γ(p1πB1(U),M).q_{\ast}\widetilde{M}(U)=\operatorname{Map}_{lc,\Gamma}(p^{-1}\pi_{B}^{-1}(U),M).

Since the fibres of pp are connected and the action of NN preserves the fibres, we have Maplc,Γ(p1πB1(U),M)=Maplc,Δ(πB1(U),MN)\operatorname{Map}_{lc,\Gamma}(p^{-1}\pi_{B}^{-1}(U),M)=\operatorname{Map}_{lc,\Delta}(\pi_{B}^{-1}(U),M^{N}), which is the desired statement.

This proves that the diagram of functors

\xymatrixModΓ\ar[r]\ar[d]MMN&Sh(EΓ)\ar[d]qModΔ\ar[r]Sh(BΔ)\xymatrix{\mathrm{Mod}_{\Gamma}\ar[r]\ar[d]^{M\mapsto M^{N}}&\mathrm{Sh}(E_{\Gamma})\ar[d]^{q_{\ast}}\\ \mathrm{Mod}_{\Delta}\ar[r]\mathrm{Sh}(B_{\Delta})}

commutes up to natural isomorphism, where the horizontal functors are the local systems functors MM~M\mapsto\widetilde{M}. The horizontal functors are exact (by looking at stalks), so it suffices to show that MM~M\mapsto\widetilde{M} sends injective Γ\Gamma-modules to qq_{\ast}-acyclic sheaves on EΓE_{\Gamma} (then the diagram above commutes also after passing to derived categories and derived functors, which is what we want).

So, let MM be an injective Γ\Gamma-module, and let i1i\geq 1. RiqM~R^{i}q_{\ast}\widetilde{M} is the sheafification of the presheaf UHi(q1(U),M~)U\mapsto H^{i}(q^{-1}(U),\widetilde{M}) on BΔB_{\Delta}. There is a basis of open subsets UU of BΔB_{\Delta} which are contractible and for which the fibre bundle q:q1(U)Uq:q^{-1}(U)\to U is trivial. In this case q1(U)U×N\Fq^{-1}(U)\cong U\times N\backslash F and hence

Hi(q1(U),M~)Hi(N,M)H^{i}(q^{-1}(U),\widetilde{M})\cong H^{i}(N,M)

by Theorem 2.1. But MM is an injective NN-module since the restriction functor from Γ\Gamma-modules to NN-modules has an exact left adjoint V[Γ][N]VV\mapsto\mathbb{Z}[\Gamma]\otimes_{\mathbb{Z}[N]}V. Thus Hi(q1(U),M~)=0H^{i}(q^{-1}(U),\widetilde{M})=0 for all such UU, and hence RiqM~=0R^{i}q_{\ast}\widetilde{M}=0 as desired. ∎

We will also use a (less precise but more general) version for pushforwards with proper support.

Proposition 2.3.

Let f:XYf:X\to Y be a fibre bundle of manifolds with boundary, with fibre ZZ (also a manifold with boundary). Let \mathcal{F} be a local system on XX. Then, for any i0i\geq 0, Rif!R^{i}f_{!}\mathcal{F} is a local system on YY with fibre Hci(Z,)H_{c}^{i}(Z,\mathcal{F}).

Proof.

We will use the commutation of derived pushforward with proper support with (arbitrary) pullbacks; see [KS94, Proposition 2.6.7]. Let UYU\subseteq Y be a contractible open subset such that ff is trivial over UU, i.e. isomorphic to the canonical projection pU:U×ZUp_{U}:U\times Z\to U. These form an open cover of YY, so since Rif!R^{i}f_{!} commutes with pullback it suffices to show that RipU,!R^{i}p_{U,!}\mathcal{F} is a constant sheaf. Since UU is contractible, the restriction of \mathcal{F} to U×YU\times Y \mathcal{F} comes by pullback from a local system on YY, which we will call Z\mathcal{F}_{Z}. Consider the cartesian diagram

\xymatrixU×Z\ar[r]pZ\ar[d]pU&Z\ar[d]gU\ar[r]fpt,\xymatrix{U\times Z\ar[r]^{p_{Z}}\ar[d]^{p_{U}}&Z\ar[d]^{g}\\ U\ar[r]^{f}pt,}

where ptpt denotes the point and ff and gg are the canonical maps. Then we have

RipU,!=RipU,!pZ1Zf1Rig!Z.R^{i}p_{U,!}\mathcal{F}=R^{i}p_{U,!}p_{Z}^{-1}\mathcal{F}_{Z}\cong f^{-1}R^{i}g_{!}\mathcal{F}_{Z}.

In other words, RipU,!R^{i}p_{U,!}\mathcal{F} is the pullback of Hci(Z,Z)H^{i}_{c}(Z,\mathcal{F}_{Z}) via the canonical map UptU\to pt. This proves the proposition. ∎

Next, let XX be a manifold with boundary with a free left action of a group Γ\Gamma, and assume that ΓΓ\Gamma^{\prime}\subseteq\Gamma is a finite index subgroup. Consider the natural map q:XΓXΓq:X_{\Gamma^{\prime}}\to X_{\Gamma}. If MM is a Γ\Gamma^{\prime}-module, we put

IndΓΓM={f:ΓMf(γγ)=γ.f(γ)γΓ,γΓ},\operatorname{Ind}_{\Gamma^{\prime}}^{\Gamma}M=\{f:\Gamma\to M\mid f(\gamma^{\prime}\gamma)=\gamma^{\prime}.f(\gamma)\,\,\,\forall\gamma^{\prime}\in\Gamma^{\prime},\,\gamma\in\Gamma\},

which is a left Γ\Gamma-module under right translation (γ.f)(x)=f(xγ)(\gamma.f)(x)=f(x\gamma). We then have the following.

Proposition 2.4.

With notation and assumptions as above, RiqM~=0R^{i}q_{\ast}\widetilde{M}=0 for i1i\geq 1, and qM~q_{\ast}\widetilde{M} is the local system attached to IndΓΓM\operatorname{Ind}_{\Gamma^{\prime}}^{\Gamma}M.

Proof.

The map qq is proper, so if xXΓx\in X_{\Gamma}, then (RiqM~)x=Hi(q1(x),M~)(R^{i}q_{\ast}\widetilde{M})_{x}=H^{i}(q^{-1}(x),\widetilde{M}) (by [KS94, Proposition 2.6.7]), and q1(x)q^{-1}(x) has no higher cohomology since it is a finite set. This proves the first part. To compute qM~q_{\ast}\widetilde{M}, let UXΓU\subseteq X_{\Gamma} be open and write π:XXΓ\pi:X\to X_{\Gamma} for the quotient map. Unwinding the definitions, we see that

qM~(U)=MapΓ(π0(π1(U)),M),q_{\ast}\widetilde{M}(U)=\operatorname{Map}_{\Gamma^{\prime}}(\pi_{0}(\pi^{-1}(U)),M),

and the right hand side is easily seen to be equal to MapΓ(π0(π1(U)),IndΓΓM)\operatorname{Map}_{\Gamma}(\pi_{0}(\pi^{-1}(U)),\operatorname{Ind}_{\Gamma^{\prime}}^{\Gamma}M) functorially in UU, as desired. ∎

We move on to results on the commutation of MM~M\mapsto\widetilde{M} with direct limits. First, let X¯\overline{X} be a manifold with boundary, with a free left action of a group Γ\Gamma. Write X¯Γ:=Γ\X¯\overline{X}_{\Gamma}:=\Gamma\backslash\overline{X}; we assume that X¯Γ\overline{X}_{\Gamma} is compact, so it has a finite triangulation. Fix such a triangulation and pull it back to X¯\overline{X}; this gives a triangulation whose corresponding complex of simplicial chains CΔ(X¯)C_{\bullet}^{\Delta}(\overline{X}) is a bounded complex of finite free [Γ]\mathbb{Z}[\Gamma]-modules. Let (Mi)iI(M_{i})_{i\in I} be a directed system of Γ\Gamma-modules with direct limit M=limiMiM=\varinjlim_{i}M_{i}.

Lemma 2.5.

The natural map

limiH(X¯Γ,M~i)H(X¯Γ,M~)\varinjlim_{i}H^{\ast}(\overline{X}_{\Gamma},\widetilde{M}_{i})\to H^{\ast}(\overline{X}_{\Gamma},\widetilde{M})

is an isomorphism.

Proof.

The canonical map

i:CΔ(X¯)C(X¯)i:C_{\bullet}^{\Delta}(\overline{X})\to C_{\bullet}(\overline{X})

is Γ\Gamma-equivariant and a quasi-isomorphism; since the terms of both complexes are projective [Γ]\mathbb{Z}[\Gamma]-modules the map is therefore a chain homotopy equivalence. This then gives us a commutative diagram of complexes

\xymatrixlimiHomΓ(C(X¯),Mi)\ar[r]\ar[d]&HomΓ(C(X¯),M)\ar[d]limiHomΓ(CΔ(X¯),Mi)\ar[r]HomΓ(CΔ(X¯),M)\xymatrix{\varinjlim_{i}\operatorname{Hom}_{\Gamma}(C_{\bullet}(\overline{X}),M_{i})\ar[r]\ar[d]&\operatorname{Hom}_{\Gamma}(C_{\bullet}(\overline{X}),M)\ar[d]\\ \varinjlim_{i}\operatorname{Hom}_{\Gamma}(C^{\Delta}_{\bullet}(\overline{X}),M_{i})\ar[r]\operatorname{Hom}_{\Gamma}(C^{\Delta}_{\bullet}(\overline{X}),M)}

where the vertical maps are induced by ii and the horizontal maps are the natural maps. The vertical maps are then quasi-isomorphisms since they are induced from ii, and the lower horizontal map is an isomorphism since CΔ(X¯)C^{\Delta}_{\bullet}(\overline{X}) is bounded complex of finite free [Γ]\mathbb{Z}[\Gamma]-modules. The top horizontal map is therefore a quasi-isomorphism as well, and taking cohomology gives the desired result. ∎

We can then prove the result in greater generality. With X¯\overline{X} and Γ\Gamma as above, let UX¯U\subseteq\overline{X} be a Γ\Gamma-invariant open subset containing the interior of X¯\overline{X}. Set UΓ:=Γ\UU_{\Gamma}:=\Gamma\backslash U, Z:=X¯UZ:=\overline{X}\setminus U and ZΓ:=Γ\ZZ_{\Gamma}:=\Gamma\backslash Z.

Proposition 2.6.

The natural map

limiH?(UΓ,M~i)H?(XΓ,M~)\varinjlim_{i}H_{?}^{\ast}(U_{\Gamma},\widetilde{M}_{i})\to H_{?}^{\ast}(X_{\Gamma},\widetilde{M})

is an isomorphism, for ?{,c}?\in\{\emptyset,c\}.

Proof.

For ?=?=\emptyset this reduces directly to Lemma 2.5 by our setup, so assume that ?=c?=c. By naturality of the excision sequence and exactness of direct limits we have a commutative diagram

\xymatrix\ar[r]&limiHcj(UΓ,M~i)\ar[r]\ar[d]limiHj(X¯Γ,M~i)\ar[r]\ar[d]limiHj(ZΓ,M~i)\ar[r]\ar[d]\ar[r]Hcj(UΓ,M~)\ar[r]Hj(X¯Γ,M~)\ar[r]Hj(ZΓ,M~)\ar[r]\xymatrix{\dots\ar[r]&\varinjlim_{i}H_{c}^{j}(U_{\Gamma},\widetilde{M}_{i})\ar[r]\ar[d]\varinjlim_{i}H^{j}(\overline{X}_{\Gamma},\widetilde{M}_{i})\ar[r]\ar[d]\varinjlim_{i}H^{j}(Z_{\Gamma},\widetilde{M}_{i})\ar[r]\ar[d]\dots\\ \dots\ar[r]H_{c}^{j}(U_{\Gamma},\widetilde{M})\ar[r]H^{j}(\overline{X}_{\Gamma},\widetilde{M})\ar[r]H^{j}(Z_{\Gamma},\widetilde{M})\ar[r]\dots}

with exact rows. The result then follows from Lemma 2.5 (since it is applicable to both X¯Γ\overline{X}_{\Gamma} and ZΓZ_{\Gamma}) and the five lemma. ∎

2.2. “Completed cohomology”

In this subsection we make some definitions and recall a theorem of Hill which we will use to handle completed cohomology later. To begin with, we make the following general definition. Let R=limiR/InR=\varprojlim_{i}R/I^{n} be an adic ring, with II a finitely generated ideal of definition.

Definition 2.7.

Let (Xi)iI(X_{i})_{i\in I} be an inverse system of topological spaces, with inverse limit XX. We define the completed cohomology groups H~?(X,R)\widetilde{H}_{?}^{\ast}(X,R) of (Xi)iI(X_{i})_{i\in I} with coefficients in RR, to be

H~?(X,R)=limnlimiH?(Xi,R/In).\widetilde{H}_{?}^{\ast}(X,R)=\varprojlim_{n}\varinjlim_{i}H_{?}^{\ast}(X_{i},R/I^{n}).

Here ?{,c}?\in\{\emptyset,c\}, i.e. we consider either usual or compactly supported cohomology, when the latter makes sense.

Remark 2.8.

A few remarks on this definition:

  1. (1)

    The notation is chosen for simplicity; we make no assertion that H~?(X,R)\widetilde{H}_{?}^{\ast}(X,R) only depends on XX. One weak form of independence is clear though: We may replace II with a cofinal subsystem JJ. In particular, we may always assume that II contains an initial element 0I0\in I.

  2. (2)

    We will almost exclusively work with discrete RR, where the inverse limit in the definition of H~?(X,R)\widetilde{H}_{?}^{\ast}(X,R) disappears.

We now recall the computation of completed cohomology as the cohomology of a “big” local system at finite level in some circumstances, which first appeared in [Hil10]. Let X¯\overline{X} be a manifold with boundary, equipped with a left action of a group GG. We assume that there is a subgroup ΓG\Gamma\subseteq G which acts freely on X¯\overline{X}, and suppose that Γ=Γ0Γ1Γ2\Gamma=\Gamma_{0}\supseteq\Gamma_{1}\supseteq\Gamma_{2}\supseteq\dots is a sequence of finite index subgroups of Γ\Gamma. Let XX¯X\subseteq\overline{X} be a Γ\Gamma-stable open subset containing the interior of X¯\overline{X}. Set

X^:=lim(Γ2\XΓ1\XΓ0\X).\widehat{X}:=\varprojlim\left(\dots\to\Gamma_{2}\backslash X\to\Gamma_{1}\backslash X\to\Gamma_{0}\backslash X\right).

and define

K=limiΓi\Γ;K=\varprojlim_{i}\Gamma_{i}\backslash\Gamma;

this is a profinite set with a right action of Γ\Gamma. Assume that X¯Γ\overline{X}_{\Gamma} is compact. Then we get the following formula for completed cohomology of X^\widehat{X} (cf. [Hil10, Corollary 1]):

Proposition 2.9.

With assumptions as above, let RR be a discrete ring and let ?{,c}?\in\{\emptyset,c\}. Then there is a canonical isomorphism

H~?(X^,R)H?(XΓ,Mapcts(K,R)~),\widetilde{H}_{?}^{\ast}(\widehat{X},R)\cong H^{\ast}_{?}\left(X_{\Gamma},\widetilde{\operatorname{Map}_{cts}(K,R)}\right),

where Γ\Gamma acts on Mapcts(K,R)\operatorname{Map}_{cts}(K,R) via right translation.

Proof.

By Lemma 2.4 and the definition, we have

H~?(X^,R)limiH?(XΓ,Map(Γi\Γ,R)~).\widetilde{H}_{?}^{\ast}(\widehat{X},R)\cong\varinjlim_{i}H_{?}^{\ast}\left(X_{\Gamma},\widetilde{\operatorname{Map}(\Gamma_{i}\backslash\Gamma,R)}\right).

Our setup implies that we may apply Proposition 2.6 to the right hand side, so it remains to show that

limiMap(Γi\Γ,R)=Mapcts(K,R)\varinjlim_{i}\operatorname{Map}(\Gamma_{i}\backslash\Gamma,R)=\operatorname{Map}_{cts}(K,R)

as Γ\Gamma-modules. But this is immediate from the definition of KK. ∎

We will also encounter local systems slightly bigger than the one appearing in Proposition 2.9. We keep the notation and assumptions of Proposition 2.9, except that we forget the groups denoted by KK and Γi\Gamma_{i}, i1i\geq 1. Let GG be a profinite group with closed subgroups KHGK\subseteq H\subseteq G, and assume that KK is normal in HH. For simplicity, we assume that there is a countable basis of neighborhoods of 1G1\in G. Suppose that we have a group homomorphism ΓH/K\Gamma\to H/K; then Mapcts(H/K,R)\operatorname{Map}_{cts}(H/K,R) and Mapcts(G/K,R)\operatorname{Map}_{cts}(G/K,R) become left Γ\Gamma-modules via right translation, and hence induce local systems on the space XΓX_{\Gamma}. Then we have the following simple but useful lemma.

Lemma 2.10.

Fix an integer q0q\geq 0 and let ?{,c}?\in\{\emptyset,c\}.

  1. (1)

    H?q(XΓ,Mapcts(H/K,R)~)=0H_{?}^{q}(X_{\Gamma},\widetilde{\operatorname{Map}_{cts}(H/K,R)})=0 if and only if H?q(XΓ,Mapcts(G/K,R)~)=0H_{?}^{q}(X_{\Gamma},\widetilde{\operatorname{Map}_{cts}(G/K,R)})=0;

  2. (2)

    Hcq(XΓ,Mapcts(H/K,R)~)Hq(XΓ,Mapcts(H/K,R)~)H_{c}^{q}(X_{\Gamma},\widetilde{\operatorname{Map}_{cts}(H/K,R)})\to H^{q}(X_{\Gamma},\widetilde{\operatorname{Map}_{cts}(H/K,R)}) is injective (or surjective, or bijective) if and only if Hcq(XΓ,Mapcts(G/K,R)~)Hq(XΓ,Mapcts(G/K,R)~)H_{c}^{q}(X_{\Gamma},\widetilde{\operatorname{Map}_{cts}(G/K,R)})\to H^{q}(X_{\Gamma},\widetilde{\operatorname{Map}_{cts}(G/K,R)}) is injective (or surjective, or bijective).

Proof.

Choose a continuous splitting of the natural map G/KG/HG/K\to G/H (the existence of which is easy to prove using the assumption that 1G1\in G has a countable basis of neighborhoods); this gives a homeomorphism

G/KG/H×H/KG/K\cong G/H\times H/K

of right H/KH/K-spaces (where H/KH/K acts on the right hand side through the second factor). Then

Mapcts(G/K,R)Mapcts(G/H×H/K,R)Mapcts(G/H,R)RMapcts(H/K,R)\operatorname{Map}_{cts}(G/K,R)\cong\operatorname{Map}_{cts}(G/H\times H/K,R)\cong\operatorname{Map}_{cts}(G/H,R)\otimes_{R}\operatorname{Map}_{cts}(H/K,R)

as H/KH/K-modules (and hence as Γ\Gamma-modules), where the action is trivial on Mapcts(G/H,R)\operatorname{Map}_{cts}(G/H,R). Now Mapcts(G/H,R)\operatorname{Map}_{cts}(G/H,R) is a direct limit of finite free RR-modules, so using Proposition 2.6 we have an isomorphism

H?q(XΓ,Mapcts(G/K,R)~)Mapcts(G/H,R)RH?q(XΓ,Mapcts(H/K,R)~)H_{?}^{q}(X_{\Gamma},\widetilde{\operatorname{Map}_{cts}(G/K,R)})\cong\operatorname{Map}_{cts}(G/H,R)\otimes_{R}H_{?}^{q}(X_{\Gamma},\widetilde{\operatorname{Map}_{cts}(H/K,R)})

which respects the maps in part (2). The lemma follows from this (since Mapcts(G/H,R)\operatorname{Map}_{cts}(G/H,R) is a free RR-module). ∎

2.3. Arithmetic and congruence subgroups

Here we quickly recall some material on arithmetic and congruence subgroups. Let GG be a connected linear algebraic group over \mathbb{Q}. Congruence subgroups of G()G(\mathbb{Q}) are subgroups of the form G()KG(\mathbb{Q})\cap K, where KG(𝔸f)K\subseteq G(\mathbb{A}_{f}) is a compact open subgroup and the intersection is taken inside G(𝔸f)G(\mathbb{A}_{f}). A subgroup in G()G(\mathbb{Q}) is usually said to be arithmetic if it is commensurable with one (equivalently any) congruence subgroup. In fact, one can require a slightly stronger condition.

Proposition 2.11.

Any arithmetic subgroup in G()G(\mathbb{Q}) is contained in a congruence subgroup.

Proof.

Let Γ\Gamma be an arithmetic subgroup, let K1G(𝔸f)K_{1}\subseteq G(\mathbb{A}_{f}) be a compact open subgroup and set Γ1=G()K1\Gamma_{1}=G(\mathbb{Q})\cap K_{1}. The closure of Γ1\Gamma_{1} in G(𝔸f)G(\mathbb{A}_{f}) is compact since Γ1K1\Gamma_{1}\subseteq K_{1}, and since Γ\Gamma and Γ1\Gamma_{1} are commensurable this easily implies that the closure of Γ\Gamma in G(𝔸f)G(\mathbb{A}_{f}) is a compact subgroup. Since any compact subgroup of locally profinite group is contained in a compact open subgroup, we deduce the existence of a compact open subgroup K2G(𝔸f)K_{2}\subseteq G(\mathbb{A}_{f}) with ΓK2\Gamma\subseteq K_{2}. It follows that Γ\Gamma is contained in the congruence subgroup G()K2G(\mathbb{Q})\cap K_{2}, as desired. ∎

Moving on, let HH be another connected linear algebraic group, and let ΓG()\Gamma\subseteq G(\mathbb{Q}) be an arithmetic subgroup. If HGH\subseteq G is a subgroup, then directly from the definitions we see that ΓH()\Gamma\cap H(\mathbb{Q}) is an arithmetic subgroup in H()H(\mathbb{Q}), which is congruence if Γ\Gamma is. If we instead have a surjection f:GHf:G\to H, then f(Γ)f(\Gamma) is an arithmetic subgroup (see [PR94, Theorem 4.1]); this will be important in this paper and we will use it freely. Before moving on, we recall that group cohomology for any torsion-free arithmetic subgroup Γ\Gamma commutes with direct limits.

We recall the notion of neatness from [Bor69, §17.1]. An element γG()\gamma\in G(\mathbb{Q}) is called neat if there is a faithful representation r:GGL(V)r:G\to\operatorname{GL}(V) such that the multiplicative group generated by the eigenvalues of r(γ)r(\gamma) (in one, or equivalently any, algebraically closed field containing \mathbb{Q}) is torsion-free. A neat element cannot have finite order. An arithmetic subgroup ΓG()\Gamma\subseteq G(\mathbb{Q}) is called neat if all its elements are neat; such subgroups are in particular torsion-free. From the definitions, we see that if HGH\subseteq G is a connected linear algebraic subgroup and ΓG()\Gamma\subseteq G(\mathbb{Q}) is neat, then ΓH()\Gamma\cap H(\mathbb{Q}) is neat. If an element γ\gamma is neat, then for any representation ρ:GGL(W)\rho:G\to GL(W), the subgroup generated by the eigenvalues of ρ(γ)\rho(\gamma) is torsion-free [Bor69, Corollaire 17.3]. An easy consequence of this is that if f:GHf:G\to H is a surjection of linear algebraic groups and Γ\Gamma is neat, then f(Γ)f(\Gamma) is neat.

For language reasons, let us also introduce notions of neatness for adelic and pp-adic groups. The notion of neatness for an element g=(gp)pG(𝔸f)g=(g_{p})_{p}\in G(\mathbb{A}_{f}) and a subgroup KG(𝔸f)K\subseteq G(\mathbb{A}_{f}) is defined in [Pin90, §0.6]. For pp-adic groups, we make the definition analogous to the case of arithmetic groups: An element gG(p)g\in G(\mathbb{Q}_{p}) is called neat if there is a faithful representation ρ:GpGL(W)\rho:G_{\mathbb{Q}_{p}}\to\operatorname{GL}(W) over p\mathbb{Q}_{p} such that the multiplicative group generated by the eigenvalues of ρ(g)\rho(g) (in one, or equivalently any, algebraically closed field containing p\mathbb{Q}_{p}) is torsion-free. Again, this is independent of the choice of ρ\rho. A subgroup KpG(p)K_{p}\subseteq G(\mathbb{Q}_{p}) is called neat if all of its elements are neat. We note the following implications among these concepts: If KpG(p)K_{p}\subseteq G(\mathbb{Q}_{p}) is a neat compact open subgroup, then KpKpG(𝔸f)K^{p}K_{p}\subseteq G(\mathbb{A}_{f}) is neat for any compact open KpG(𝔸fp)K^{p}\subseteq G(\mathbb{A}_{f}^{p}). If a compact open KG(𝔸f)K\subseteq G(\mathbb{A}_{f}) is neat, then Γ=Γ()K\Gamma=\Gamma(\mathbb{Q})\cap K is a neat congruence subgroup of GG.

We record the following version of the standard result that “sufficiently small” congruence subgroups are neat; it will be important for us to be able to only impose congruence conditions at a fixed prime pp.

Proposition 2.12.

Let pp be a prime. Then sufficiently small compact open subgroups of G(p)G(\mathbb{Q}_{p}) are neat. In particular, if KpG(𝔸fp)K^{p}\subseteq G(\mathbb{A}^{p}_{f}) is compact open, then K=KpKpK=K^{p}K_{p} and Γ=G()K\Gamma=G(\mathbb{Q})\cap K are neat for sufficiently small KpG(p)K_{p}\subseteq G(\mathbb{Q}_{p}).

Proof.

By choosing a faithful representation ρ:GGLn\rho:G\to\operatorname{GL}_{n} (and remembering that any compact subgroup of a locally profinite group is contained in a compact open subgroup), we may reduce to G=GLnG=\operatorname{GL}_{n}. In this case, set Kr,p=Ker(GLn(p)GLn(/pr))K_{r,p}=\operatorname{Ker}(\operatorname{GL}_{n}(\mathbb{Z}_{p})\to GL_{n}(\mathbb{Z}/p^{r})); we will prove that if r>n/(p1)r>n/(p-1), then Kr,pK_{r,p} is neat, so we assume this condition on rr from now on. To show neatness, it suffices to show that if γKr,p\gamma\in K_{r,p}, then the group generated by the eigenvalues of γ\gamma is torsion-free. Let α1,,αn\alpha_{1},\dots,\alpha_{n} be the eigenvalues of γ\gamma (in some choice of ¯p\overline{\mathbb{Q}}_{p}, with valuation vpv_{p} normalized so that vp(p)=1v_{p}(p)=1). The characteristic polynomial of γ\gamma reduces to (X1)n(X-1)^{n} modulo prp^{r}, so by looking at Newton polygons vp(αi1)r/nv_{p}(\alpha_{i}-1)\geq r/n for all ii. Thus, if α\alpha is any element in the multiplicative group generated by the αi\alpha_{i}, vp(α1)r/nv_{p}(\alpha-1)\geq r/n. In particular, since r>n/(p1)r>n/(p-1), α\alpha cannot be a nontrivial root of unity. This finishes the proof of the proposition. ∎

We also recall another fact about “sufficiently small” congruence subgroups, and set up some notation. For any real Lie group JJ, we write J+J^{+} for the identity component of JJ. The following is [Del79, Corollaire 2.0.14].

Proposition 2.13.

Let GG be a connected reductive group over \mathbb{Q}. Then there exists a congruence subgroup ΓG()\Gamma\subseteq G(\mathbb{Q}) which is contained in G()+G(\mathbb{R})^{+}. In particular, if ΔG()\Delta\subseteq G(\mathbb{Q}) is any congruence subgroup, then ΔG()+\Delta\cap G(\mathbb{R})^{+} is also a congruence subgroup.

We remark that, unlike neatness, the condition ΓG()+\Gamma\subseteq G(\mathbb{R})^{+} cannot be enforced only by congruence conditions at a single prime (chosen independently of GG). For a simple example, consider G=ResF𝔾mG=\mathrm{Res}_{\mathbb{Q}}^{F}\mathbb{G}_{m} with F:=(3)F:=\mathbb{Q}(\sqrt{3}), and consider the totally negative unit α=2+3F\alpha=-2+\sqrt{3}\in F. One checks easily that α3n1\alpha^{3^{n}}\equiv 1 modulo 3n3^{n} for all nn but all the α3n\alpha^{3^{n}} are totally negative. For an example with a semisimple GG, consider G=ResFPGL2G=\mathrm{Res}_{\mathbb{Q}}^{F}\mathrm{PGL}_{2} and the matrices

(α3n001),n1;\begin{pmatrix}\alpha^{3^{n}}&0\\ 0&1\end{pmatrix},\,\,\,\,n\geq 1;

again these tend to the identity 33-adically but they all lie in a non-identity component since they have totally negative determinant.

2.4. Cohomology of unipotent groups

From now on we fix a prime number pp. Let NN be a unipotent algebraic group over \mathbb{Q}. The goal in this subsection is to prove the following theorem (we remark that NN satisfies strong approximation and that all arithmetic subgroups of N()N(\mathbb{Q}) are congruence subgroups):

Theorem 2.14.

If ΓN()\Gamma\subseteq N(\mathbb{Q}) is a congruence subgroup with closure KpN(p)K_{p}\subseteq N(\mathbb{Q}_{p}) and VV is a smooth KK-representation over 𝔽p\mathbb{F}_{p}, then the natural map

Hctsi(Kp,V)Hi(Γ,V)H^{i}_{cts}(K_{p},V)\to H^{i}(\Gamma,V)

is an isomorphism for all ii.

We start with some recollections. First, in the situation above, Γ=N()K\Gamma=N(\mathbb{Q})\cap K for some open compact subgroup KN(𝔸f)K\subseteq N(\mathbb{A}_{f}), and Γ\Gamma is dense in KK by strong approximation for NN. In particular, KpK_{p} is the image of KK under the projection map N(𝔸f)N(p)N(\mathbb{A}_{f})\to N(\mathbb{Q}_{p}), and hence open. We have a natural forgetful functor

Modsm(Kp,𝔽p)Mod(Γ){\rm Mod}_{sm}(K_{p},\mathbb{F}_{p})\to{\rm Mod}(\Gamma)

and if VModsm(Kp,𝔽p)V\in{\rm Mod}_{sm}(K_{p},\mathbb{F}_{p}), then VΓ=VKpV^{\Gamma}=V^{K_{p}} by smoothness of VV and density of Γ\Gamma in KpK_{p}. In light of this, Theorem 2.14 follows directly from the following special case, which is in fact all we will need.

Proposition 2.15.

Let VV be an injective smooth KpK_{p}-representation over 𝔽p\mathbb{F}_{p}. Then Hi(Γ,V)=0H^{i}(\Gamma,V)=0 for all i1i\geq 1.

We will prove this by induction on dimN\dim N. Before the main argument, we will discuss the structure of injective KpK_{p}-representations. Let WW be any 𝔽p\mathbb{F}_{p}-vector space, which we give the discrete topology. We can form Mapcts(Kp,W)\operatorname{Map}_{cts}(K_{p},W), where KpK_{p} acts by right translation. This is the smooth induction of WW, viewed as a representation of the trivial group, to KpK_{p}. Since smooth induction has an exact left adjoint (restriction), Mapcts(Kp,W)\operatorname{Map}_{cts}(K_{p},W) is injective for any WW. We will refer to these representations as “standard injectives”. Now if VModsm(Kp)V\in{\rm Mod}_{sm}(K_{p}) is arbitrary, there is a KpK_{p}-equivariant injection

VMapcts(Kp,V)V\to\operatorname{Map}_{cts}(K_{p},V)

given by v(kkv)v\mapsto(k\mapsto kv), where KpK_{p} acts on Mapcts(Kp,V)\operatorname{Map}_{cts}(K_{p},V) by right translation. Thus there are enough standard injectives, and any injective is a direct summand of a standard injective. In particular, it suffices to prove Proposition 2.15 for standard injectives. Moreover, since group cohomology of Γ\Gamma commutes with direct limits, it suffices to prove Proposition 2.15 for Mapcts(Kp,𝔽p)\operatorname{Map}_{cts}(K_{p},\mathbb{F}_{p}).

We now begin the induction. First assume that dimN=1\dim N=1, i.e. that N=𝔾aN=\mathbb{G}_{a}. Then (up to isomorphism) Γ=\Gamma=\mathbb{Z} and Kp=pK_{p}=\mathbb{Z}_{p}. There are a number of ways of proving that Hi(,Mapcts(p,𝔽p))=0H^{i}(\mathbb{Z},\operatorname{Map}_{cts}(\mathbb{Z}_{p},\mathbb{F}_{p}))=0 for i1i\geq 1. For example, by Proposition 2.9,

Hi(,Mapcts(p,𝔽p))=limnHi(/pn,𝔽p)=limnHi(S1,𝔽p)H^{i}(\mathbb{Z},\operatorname{Map}_{cts}(\mathbb{Z}_{p},\mathbb{F}_{p}))=\varinjlim_{n}H^{i}(\mathbb{R}/p^{n}\mathbb{Z},\mathbb{F}_{p})=\varinjlim_{n}H^{i}(S^{1},\mathbb{F}_{p})

where on the right the transition maps come from pullback along the maps S1S1S^{1}\to S^{1}, zzpz\mapsto z^{p}. All groups are 0 for i2i\geq 2, and for i=1i=1 one easily sees that the transition maps are all 0, so this proves Proposition 2.15 for N=𝔾aN=\mathbb{G}_{a}.

We move on to the induction step. By the structure of unipotent groups, we can choose a proper non-trivial normal subgroup UNU\subseteq N. Set H=N/UH=N/U and let f:NHf:N\to H denote the natural map. Put ΓU=ΓU()\Gamma_{U}=\Gamma\cap U(\mathbb{Q}), ΓH=f(Γ)\Gamma_{H}=f(\Gamma), KU,p=KpU(p)K_{U,p}=K_{p}\cap U(\mathbb{Q}_{p}) and KH,p=f(Kp)H(p)K_{H,p}=f(K_{p})\subseteq H(\mathbb{Q}_{p}). Then KU,pK_{U,p} is the closure of ΓU\Gamma_{U} in U(p)U(\mathbb{Q}_{p}) and KH,pK_{H,p} is the closure of ΓH\Gamma_{H} in H(p)H(\mathbb{Q}_{p}). Let VV be an injective smooth KpK_{p}-representation over 𝔽p\mathbb{F}_{p}. We have the Hochschild–Serre spectral sequence

Hi(ΓH,Hj(ΓU,V))Hi+j(Γ,V).H^{i}(\Gamma_{H},H^{j}(\Gamma_{U},V))\implies H^{i+j}(\Gamma,V).

The restriction of VV to KU,pK_{U,p} is still injective by [Eme10, Proposition 2.1.11]. Thus, by the induction hypothesis, Hj(ΓU,V)=0H^{j}(\Gamma_{U},V)=0 for j1j\geq 1, and hence the spectral sequence degenerates to Hi(Γ,V)=Hi(ΓH,VΓU)H^{i}(\Gamma,V)=H^{i}(\Gamma_{H},V^{\Gamma_{U}}). By above, VΓU=VKU,pV^{\Gamma_{U}}=V^{K_{U,p}}, which is an injective444MMKU,pM\mapsto M^{K_{U,p}} preserves injectives, since inflation from KH,pK_{H,p} to KpK_{p} provides an exact left adjoint. KH,pK_{H,p}-module. By the induction hypothesis again we get

Hi(Γ,V)=Hi(ΓH,VKU,p)=0H^{i}(\Gamma,V)=H^{i}(\Gamma_{H},V^{K_{U,p}})=0

for i1i\geq 1, as desired. This finishes the proof of Proposition 2.15, and hence the proof of Theorem 2.14.

3. Completed cohomology of locally symmetric spaces

We continue to fix a prime number pp.

3.1. Locally symmetric spaces

In this section we recall some material on locally symmetric spaces and their Borel–Serre compactifications. Let GG be a connected linear algebraic group over \mathbb{Q}, let A=AGGA=A_{G}\subseteq G be a maximal torus in the \mathbb{Q}-split part of the radical of GG and let K=KG,G()K_{\infty}=K_{G,\infty}\subseteq G(\mathbb{R}) be a maximal compact subgroup. We will work with the (connected) symmetric space

X=XG:=G()+/A()+K+=G()/A()K,X=X^{G}:=G(\mathbb{R})^{+}/A(\mathbb{R})^{+}K_{\infty}^{+}=G(\mathbb{R})/A(\mathbb{R})K_{\infty},

which is the symmetric space part of any space of type SS-\mathbb{Q} for GG, in the terminology of [BS73]. If ΓG()\Gamma\subseteq G(\mathbb{Q}) is a torsion-free arithmetic subgroup, then Γ\Gamma acts freely on XX and the quotient Γ\X\Gamma\backslash X is a locally symmetric space. If KG(𝔸f)K\subseteq G(\mathbb{A}_{f}) is a compact (not necessarily open) subgroup, we will set

XKG:=G()+\X×G(𝔸f)/K,X^{G}_{K}:=G(\mathbb{Q})^{+}\backslash X\times G(\mathbb{A}_{f})/K,

where G()+:=G()G()+G(\mathbb{Q})^{+}:=G(\mathbb{Q})\cap G(\mathbb{R})^{+} and KK and G(𝔸f)G(\mathbb{A}_{f}) carry their usual adelic topologies. When KK is additionally open and gG(𝔸f)g\in G(\mathbb{A}_{f}), set Γg=Γg,K:=G()+gKg1\Gamma_{g}=\Gamma_{g,K}:=G(\mathbb{Q})^{+}\cap gKg^{-1}; these are congruence subgroups by Proposition 2.13. We have the following decomposition as topological spaces

XKGgG()+\G(𝔸f)/KΓg\X,X^{G}_{K}\,\,\cong\bigsqcup_{g\in G(\mathbb{Q})^{+}\backslash G(\mathbb{A}_{f})/K}\Gamma_{g}\backslash X,

where the set ΣK:=G()+\G(𝔸f)/K\Sigma_{K}:=G(\mathbb{Q})^{+}\backslash G(\mathbb{A}_{f})/K is finite by [Bor63, Theorem 5.1]. If KK is neat, then all the Γg\Gamma_{g} are neat and in particular torsion-free, so XKGX^{G}_{K} is a (possibly disconnected) manifold of dimension dimX\dim_{\mathbb{R}}X.

Recall the Borel–Serre bordification X¯=X¯G\overline{X}=\overline{X}^{G} of X=XGX=X^{G} from [BS73]. X¯\overline{X} has a natural structure of a manifold with corners, with interior XX. We write X=X¯X\partial X=\overline{X}\setminus X. The action of G()G(\mathbb{Q}) on XX extends to an action of X¯\overline{X}, and again any torsion-free arithmetic subgroup ΓG()\Gamma\subseteq G(\mathbb{Q}) acts freely on X¯\overline{X}. As a set,

X¯=QXQ\overline{X}=\bigsqcup_{Q}X^{Q}

where QQ runs through the (rational) parabolic subgroups of GG. The closure of XQX^{Q} inside X¯\overline{X} is X¯Q=PQXP\overline{X}^{Q}=\bigsqcup_{P^{\prime}\subseteq Q}X^{P^{\prime}}. Write CQC_{Q} for the set of parabolics QQ^{\prime} of GG which are conjugate to QQ (over \mathbb{Q}); CQC_{Q} carries a (tautological) left G()G(\mathbb{Q})-action by conjugation. Fix a minimal parabolic PP of GG over \mathbb{Q} for simplicity. We can then write

X¯=QXQ=QPQCQXQ,\overline{X}=\bigsqcup_{Q}X^{Q}=\bigsqcup_{Q\supseteq P}\bigsqcup_{Q^{\prime}\in C_{Q}}X^{Q^{\prime}},

and the subsets XG,Q=QCQXQX^{G,Q}=\bigsqcup_{Q^{\prime}\in C_{Q}}X^{Q^{\prime}} are stable under G()G(\mathbb{Q}). If gG()g\in G(\mathbb{Q}), then gXQ=XgQg1gX^{Q^{\prime}}=X^{gQ^{\prime}g^{-1}} and hence the stabilizer of XQX^{Q^{\prime}} is Q()Q^{\prime}(\mathbb{Q}). In particular, if ΓG()\Gamma\subseteq G(\mathbb{Q}) is an arithmetic subgroup, we see that

Γ\X¯=QPQCQ,ΓΓQ\XQ,\Gamma\backslash\overline{X}=\bigsqcup_{Q\supseteq P}\bigsqcup_{Q^{\prime}\in C_{Q,\Gamma}}\Gamma_{Q^{\prime}}\backslash X^{Q^{\prime}},

where CQ,Γ=Γ\CQC_{Q,\Gamma}=\Gamma\backslash C_{Q} and ΓQ=ΓQ()\Gamma_{Q^{\prime}}=\Gamma\cap Q^{\prime}(\mathbb{Q}). If Γ\Gamma is neat, then ΓQ\Gamma_{Q^{\prime}} is neat for all QQ^{\prime}. The space Γ\X¯\Gamma\backslash\overline{X} is a compact manifold with corners, which in particular implies that it is homeomorphic to a manifold with boundary [BS73, Appendix], so the results of §2 apply to it.

3.2. The vanishing conjecture for completed cohomology

In this subsection we assume that GG is reductive. Fix a compact open subgroup KpG(𝔸fp)K^{p}\subseteq G(\mathbb{A}_{f}^{p}). Let RR be an adic ring with finitely generated ideal of definition II. We define completed cohomology of GG (with respect to KpK^{p}) to be

H~?(Kp,R):=H~?(XKp,R)=limnlimKpH?(XKpKp,R/In),\widetilde{H}^{\ast}_{?}(K^{p},R):=\widetilde{H}^{\ast}_{?}\left(X_{K^{p}},R\right)=\varprojlim_{n}\varinjlim_{K_{p}}H^{\ast}_{?}\left(X_{K^{p}K_{p}},R/I^{n}\right),

where ?{,c}?\in\{\emptyset,c\} and KpK_{p} runs through the compact open subgroups of G(p)G(\mathbb{Q}_{p}). We recall the quantities

l0=l0(G):=rank(G())rank(A()K)l_{0}=l_{0}(G):=\mathrm{rank}(G(\mathbb{R}))-\mathrm{rank}(A(\mathbb{R})K_{\infty})

and

q0=q0(G):=dimXl02,q_{0}=q_{0}(G):=\frac{\dim_{\mathbb{R}}X-l_{0}}{2},

where rank\mathrm{rank} denotes the rank as a Lie group. With these preparations, we may state the main vanishing conjecture of Calegari–Emerton:

Conjecture 3.1.

Let ?{,c}?\in\{\emptyset,c\}. Then H~?n(Kp,p)=0\widetilde{H}^{n}_{?}(K^{p},\mathbb{Z}_{p})=0 for all n>q0n>q_{0}.

Remark 3.2.

While Conjecture 3.1 is not explicitly stated in [CE12], it is a direct consequence of [CE12, Conjecture 1.5(5)-(8) and Theorem 1.1(3)]. We will discuss [CE12, Conjecture 1.5] in §3.4.

We will focus on the following equivalent version, which is also implicit in [CE12].

Conjecture 3.3.

Let ?{,c}?\in\{\emptyset,c\}. Then H~?n(Kp,𝔽p)=0\widetilde{H}^{n}_{?}(K^{p},\mathbb{F}_{p})=0 for all n>q0n>q_{0}.

Proposition 3.4.

Conjecture 3.1 is equivalent to Conjecture 3.3.

Proof.

That Conjecture 3.1 implies Conjecture 3.3 follows from [CE12, Theorem 1.16(5)]. For the converse, note first that we have long exact sequences

H~?i(Kp,/pr1)H~?i(Kp,/pr)H~?i(Kp,𝔽p)\dots\to\widetilde{H}_{?}^{i}(K^{p},\mathbb{Z}/p^{r-1})\to\widetilde{H}_{?}^{i}(K^{p},\mathbb{Z}/p^{r})\to\widetilde{H}_{?}^{i}(K^{p},\mathbb{F}_{p})\to\dots

coming from the the corresponding long exact sequences at finite level, so by induction on rr we see that Conjecture 3.3 implies that H~?i(Kp,/pr)=0\widetilde{H}_{?}^{i}(K^{p},\mathbb{Z}/p^{r})=0 for all rr and n>q0n>q_{0}. Conjecture 3.1 then follows since H~?i(Kp,p)=limrH~?i(Kp,/pr)\widetilde{H}_{?}^{i}(K^{p},\mathbb{Z}_{p})=\varprojlim_{r}\widetilde{H}_{?}^{i}(K^{p},\mathbb{Z}/p^{r}). ∎

As usual in the Langlands program, adelic double quotients have the advantage that they make the Hecke actions and group actions transparent. These actions will, however, play essentially no role in this paper, and we found it simpler to work non-adelically. The rest of this subsection will discuss a version of Conjecture 3.3 in this language that we will treat. Let ΓG()\Gamma\subseteq G(\mathbb{Q}) be an arbitrary arithmetic subgroup and set

Cp=Cp(Γ):={ΓG(𝔸fp)KpKpG(p) compact open}.C_{p}=C_{p}(\Gamma):=\{\Gamma\cap G(\mathbb{A}_{f}^{p})K_{p}\mid K_{p}\subseteq G(\mathbb{Q}_{p})\text{ compact open}\}.

Informally, this is the set of arithmetic subgroups of Γ\Gamma where we shrink the level at pp. Armed with this definition, we set

X^=X^(Γ)=X^G(Γ):=limΓCpΓ\X.\widehat{X}=\widehat{X}(\Gamma)=\widehat{X}^{G}(\Gamma):=\varprojlim_{\Gamma^{\prime}\in C_{p}}\Gamma^{\prime}\backslash X.

We let G()+G(\mathbb{R})_{+} denote the preimage of Gad()+G^{ad}(\mathbb{R})^{+} under the natural map G()Gad()G(\mathbb{R})\to G^{ad}(\mathbb{R}); we also set G()+=Γ()G()+G(\mathbb{Q})_{+}=\Gamma(\mathbb{Q})\cap G(\mathbb{R})_{+}. We can then state the following conjecture.

Conjecture 3.5.

Let ?{,c}?\in\{\emptyset,c\} and assume that ΓG()+\Gamma\subseteq G(\mathbb{Q})_{+} is an arithmetic subgroup. Then we have H~?n(X^,𝔽p)=0\widetilde{H}_{?}^{n}(\widehat{X},\mathbb{F}_{p})=0 for all n>q0n>q_{0}.

This is the conjecture that we will focus on. The restriction to ΓG()+\Gamma\subseteq G(\mathbb{Q})_{+} seems unnatural but this condition will feature in all our unconditional theorems, so we have included for the sake of easy referencing. A priori, (the natural generalization of ) Conjecture 3.5 is slightly stronger than Conjecture 3.3 because we allow arbitrary arithmetic subgroups as our “base level” instead of just congruence subgroups inside the identity component G()+G(\mathbb{R})^{+} of G()G(\mathbb{R}). Let us give a general discussion of the passage between disconnected spaces and their components, and formalize the implication relevant to this paper. To simplify notation, we drop the notation M~\widetilde{M} used in §2 to denote the local system associated with a representation MM, simply writing MM for the local system as well in the rest of this paper. We also set G()+=G()G()+G(\mathbb{Q})^{+}=G(\mathbb{Q})\cap G(\mathbb{R})^{+}.

First, for any compact subgroup KG(𝔸f)K\subseteq G(\mathbb{A}_{f}), define

𝔛K:=𝔛KG:=G()+\X×G(𝔸f)/K,\mathfrak{X}_{K}:=\mathfrak{X}^{G}_{K}:=G(\mathbb{Q})^{+}\backslash X\times G(\mathbb{A}_{f})/K,

where we now give G(𝔸f)G(\mathbb{A}_{f}) the discrete topology. Note that 𝔛K=XK\mathfrak{X}_{K}=X_{K} when KK is open. In general, 𝔛K\mathfrak{X}_{K} is a manifold when KK is neat. If K1K2K_{1}\subseteq K_{2} are neat, with K1K_{1} normal in K2K_{2}, then K2/K1K_{2}/K_{1} acts freely on 𝔛K1\mathfrak{X}_{K_{1}} with quotient 𝔛K2\mathfrak{X}_{K_{2}}. We similarly define 𝔛¯K\overline{\mathfrak{X}}_{K}, replacing XX by X¯\overline{X}. In particular, using 𝔛Kp\mathfrak{X}_{K^{p}} and 𝔛¯Kp\overline{\mathfrak{X}}_{K^{p}}, we may apply Theorem 2.9 to deduce that

H~?i(Kp,𝔽p)H?i(XK,Mapcts(Kp,𝔽p))\widetilde{H}^{i}_{?}(K^{p},\mathbb{F}_{p})\cong H^{i}_{?}(X_{K},\operatorname{Map}_{cts}(K_{p},\mathbb{F}_{p}))

where K=KpKpK=K^{p}K_{p} with KpK_{p} neat. Using the decomposition into connected components, we see that

H~?i(Kp,𝔽p)gG()+\G(𝔸f)/KH?i(Γg\X,Mapcts(Kp,𝔽p)).\widetilde{H}^{i}_{?}(K^{p},\mathbb{F}_{p})\cong\bigoplus_{g\in G(\mathbb{Q})^{+}\backslash G(\mathbb{A}_{f})/K}H^{i}_{?}(\Gamma_{g}\backslash X,\operatorname{Map}_{cts}(K_{p},\mathbb{F}_{p})).

Here, the right KpK_{p}-module Mapcts(Kp,𝔽p)\operatorname{Map}_{cts}(K_{p},\mathbb{F}_{p}) (action via left translation) becomes a right Γg=G()+gKg1\Gamma_{g}=G(\mathbb{Q})^{+}\cap gKg^{-1}-module via the composition ΓgKKp\Gamma_{g}\to K\to K_{p} where the first map is conjugation by g1g^{-1} and the second is the projection, and then a left Γg\Gamma_{g}-module by inversion. In particular, we have an isomorphism

Mapcts(Kp,𝔽p)Mapcts(gpKpgp1,𝔽p)\operatorname{Map}_{cts}(K_{p},\mathbb{F}_{p})\cong\operatorname{Map}_{cts}(g_{p}K_{p}g_{p}^{-1},\mathbb{F}_{p})

of Γg\Gamma_{g}-modules (with the obvious Γg\Gamma_{g}-structure on the right hand side). Then, note that the left Γg\Gamma_{g}-module Mapcts(gpKpgp1,𝔽p)\operatorname{Map}_{cts}(g_{p}K_{p}g_{p}^{-1},\mathbb{F}_{p}), where the action is via inverting the left translation action, is isomorphic to the left Γg\Gamma_{g}-module Mapcts(gpKpgp1,𝔽p)\operatorname{Map}_{cts}(g_{p}K_{p}g_{p}^{-1},\mathbb{F}_{p}) where the action is the right translation action (the isomorphism is given by inversion on gpKpgp1g_{p}K_{p}g_{p}^{-1}). This proves the following:

Proposition 3.6.

Fix ii and KpK^{p}. Choose KpK_{p} sufficiently small to make K=KpKpK=K^{p}K_{p} neat. For any other KG(𝔸f)K^{\prime}\subseteq G(\mathbb{A}_{f}) compact open, set Γ=G()+K\Gamma^{\prime}=G(\mathbb{Q})^{+}\cap K^{\prime}. Then H~?i(Kp,𝔽p)=0\widetilde{H}^{i}_{?}(K^{p},\mathbb{F}_{p})=0 if and only if H?i(Γ\X,Mapcts(Kp,𝔽p))=0H^{i}_{?}(\Gamma^{\prime}\backslash X,\operatorname{Map}_{cts}(K^{\prime}_{p},\mathbb{F}_{p}))=0 for all conjugates KK^{\prime} of KK in G(𝔸f)G(\mathbb{A}_{f}), where Γ\Gamma^{\prime} acts on Mapcts(Kp,𝔽p))\operatorname{Map}_{cts}(K^{\prime}_{p},\mathbb{F}_{p})) either via right translation or by inverting the left translation action.

As a corollary we get the implication between Conjecture 3.5 and Conjecture 3.3.

Proposition 3.7.

Let ?{,c}?\in\{\emptyset,c\}. Then Conjecture 3.5 for ?? implies Conjecture 3.3 for ??.

Proof.

Let KpG(𝔸fp)K^{p}\subseteq G(\mathbb{A}_{f}^{p}) be compact open and let n>q0n>q_{0}. By Proposition 3.6, it suffices to show that H?n(Γ\X,Mapcts(Kp,𝔽p))=0H^{n}_{?}(\Gamma\backslash X,\operatorname{Map}_{cts}(K_{p},\mathbb{F}_{p}))=0 for some sufficiently small KpK_{p}, where Γ=G()+KpKp\Gamma=G(\mathbb{Q})^{+}\cap K^{p}K_{p} acts on Mapcts(Kp,𝔽p))\operatorname{Map}_{cts}(K_{p},\mathbb{F}_{p})) via right translation. Consider X^=X^(Γ)\widehat{X}=\widehat{X}(\Gamma). By Conjecture 3.5, H~?n(X^,𝔽p)=0\widetilde{H}_{?}^{n}(\widehat{X},\mathbb{F}_{p})=0. By Theorem 2.9,

H?n(Γ\X,Mapcts(H,𝔽p))=H~?n(X^,𝔽p)=0H^{n}_{?}(\Gamma\backslash X,\operatorname{Map}_{cts}(H,\mathbb{F}_{p}))=\widetilde{H}_{?}^{n}(\widehat{X},\mathbb{F}_{p})=0

where HH is the closure of Γ\Gamma in KpK_{p} and Γ\Gamma acts on Mapcts(H,𝔽p)\operatorname{Map}_{cts}(H,\mathbb{F}_{p}) via right translation. An application of Lemma 2.10 then gives that H?n(Γ\X,Mapcts(Kp,𝔽p))=0H^{n}_{?}(\Gamma\backslash X,\operatorname{Map}_{cts}(K_{p},\mathbb{F}_{p}))=0, as desired. ∎

3.3. The case of Hermitian symmetric domains

In this subsection, we assume that GG is semisimple and that XX is a Hermitian symmetric domain. In this case, l0=0l_{0}=0 and q0=(dimX)/2=dimXq_{0}=(\dim_{\mathbb{R}}X)/2=\dim_{\mathbb{C}}X; we will simply write dd for this quantity. We briefly recall some material from the theory of hermitian symmetric domains and their boundary components; some references for this material are [AMRT10, BB66, Hel78]. We do not assume that GG has no \mathbb{R}-anisotropic \mathbb{Q}-simple factors.

First, let us recall that an element gG()g\in G(\mathbb{R}) acts holomorphically on XX if and only if gG()+g\in G(\mathbb{R})_{+}; see [BB66, Proposition 11.3] (note that GG is assumed to be adjoint in this reference). The space X=XGX=X^{G} has a bordification X=XG,X^{\ast}=X^{G,\ast} obtained by adding the rational boundary components of XX, see [BB66]. To describe it, we make a definition. If GG is \mathbb{Q}-simple, we call a parabolic subgroup QQ maximal if there is no parabolic subgroup QQ^{\prime} with QQGQ\subsetneq Q^{\prime}\subsetneq G. For general GG, we will call a parabolic subgroup QQ maximal if its projection to every \mathbb{Q}-simple factor is maximal in the previous sense. Let QQ be such a maximal parabolic subgroup of GG; we write NQN_{Q} for its unipotent radical and MQM_{Q} for its Levi quotient. MQM_{Q} decomposes into an almost direct product MQ=MQ,MQ,hM_{Q}=M_{Q,\ell}M_{Q,h}; see [AMRT10, Item (5), p. 142] (in the notation of that reference, we take MQ,=𝒢M_{Q,\ell}=\mathscr{G}_{\ell} and MQ,h=𝒢hM_{Q,h}=\mathscr{G}_{h}\cdot\mathscr{M}). MQ,M_{Q,\ell} is called the linear part; it is a connected reductive group. MQ,hM_{Q,h} is called the Hermitian part and it is a semisimple group whose symmetric space is a Hermitian symmetric domain. Our main result in the topological part of this paper is the following.

Theorem 3.8.

With assumptions as above, assume that Conjecture 3.5 holds for MQ,hM_{Q,h} for all maximal parabolics QQ of GG (including Q=GQ=G) and ?=c?=c. Then Conjecture 3.5 holds for GG and ?=?=\emptyset.

The proof will occupy the rest of this subsection. Let us now describe the bordification XX^{\ast}. Set-theoretically,

X=Q maximalXMQ,h=QP maximalXG,MQ,h,X^{\ast}=\bigsqcup_{Q\text{ maximal}}X^{M_{Q,h}}=\bigsqcup_{Q\supseteq P\text{ maximal}}X^{G,M_{Q,h}},

where XG,MQ,h:=QCQXMQ,hX^{G,M_{Q,h}}:=\bigsqcup_{Q^{\prime}\in C_{Q}}X^{M_{Q^{\prime},h}} and we recall that PP is a fixed choice of a minimal parabolic subgroup. The action of G()G(\mathbb{Q}) on XX extends to an action on XX^{\ast}, but torsion-free arithmetic subgroups will no longer act freely (in general). The spaces XG,MQ,hX^{G,M_{Q,h}} are stable under G()G(\mathbb{Q}). If ΓG()+\Gamma\subseteq G(\mathbb{Q})_{+} is a torsion-free arithmetic subgroup, then Γ\X\Gamma\backslash X^{\ast} has a canonical structure of a projective algebraic variety over \mathbb{C}. Let us now assume that Γ\Gamma is in addition neat, and let ΓMQ,h\Gamma_{M_{Q^{\prime},h}} be the image of ΓQ\Gamma_{Q^{\prime}} in MQ,h()M_{Q^{\prime},h}(\mathbb{Q}); this is a neat arithmetic subgroup. We have a stratification

Γ\X=QP maximalQCQ,ΓΓMQ,h\XMQ,h\Gamma\backslash X^{\ast}=\bigsqcup_{Q\supseteq P\text{ maximal}}\bigsqcup_{Q^{\prime}\in C_{Q,\Gamma}}\Gamma_{M_{Q^{\prime},h}}\backslash X^{M_{Q^{\prime},h}}

of the quotient. By construction ΓMQ,h\Gamma_{M_{Q^{\prime},h}} acts holomorphically on XMQ,hX^{M_{Q^{\prime},h}}, so ΓMQ,hMQ,h()+\Gamma_{M_{Q^{\prime},h}}\subseteq M_{Q^{\prime},h}(\mathbb{Q})_{+}.

In [Zuc83], Zucker constructs a G()G(\mathbb{Q})-equivariant continuous map π:X¯X\pi:\overline{X}\to X^{*} that we will make use of.555It is, strictly speaking, not necessary for us to use minimal compactifcations and Zucker’s work [Zuc83], as all we need is the resulting stratification of the Borel–Serre compactification which one may describe directly. Nevertheless, we have opted to include the minimal compactification in our discussion as it gives a conceptual way of understanding the stratification that we use, and why we use it. With QQ as above, let us write Y(Q)=π1(XMQ,h)Y(Q)=\pi^{-1}(X^{M_{Q,h}}). By [Zuc83, (3.8), Proposition], we have a natural homeomorphism

Y(Q)XMQ,h×X¯MQ,×XNQY(Q)\cong X^{M_{Q,h}}\times\overline{X}^{M_{Q,\ell}}\times X^{N_{Q}}

and the projection maps

Y(Q)Y(MQ):=XMQ,h×X¯MQ,X¯MQ,Y(Q)\to Y(M_{Q}):=X^{M_{Q,h}}\times\overline{X}^{M_{Q,\ell}}\to\overline{X}^{M_{Q,\ell}}

are Q()Q(\mathbb{Q})-equivariant (and fibre bundles). Write LQ=MQ,/(MQ,MQ,h)L_{Q}=M_{Q,\ell}/(M_{Q,\ell}\cap M_{Q,h}); the natural map MQ,LQM_{Q,\ell}\to L_{Q} is a central isogeny and X¯MQ,=X¯LQ\overline{X}^{M_{Q,\ell}}=\overline{X}^{L_{Q}}. Then we remark that, in the displayed equation above, Q()Q(\mathbb{Q}) acts via the projection map Q()M()Q(\mathbb{Q})\to M(\mathbb{Q}) on Y(MQ)Y(M_{Q}) and via the projection map Q()LQ()Q(\mathbb{Q})\to L_{Q}(\mathbb{Q}) on X¯MQ,\overline{X}^{M_{Q,\ell}}. In particular, we note that Y(Q)Y(Q) is contractible and that if Γ\Gamma is torsion-free, then ΓQ\Gamma_{Q} acts freely on Y(Q)Y(Q).

We now begin the proof of Theorem 3.8. Fix an arithmetic subgroup ΓG()+\Gamma\subseteq G(\mathbb{Q})_{+}. Our goal is to understand H~(X^,𝔽p)=H~(X¯^,𝔽p)\widetilde{H}^{\ast}(\widehat{X},\mathbb{F}_{p})=\widetilde{H}^{\ast}(\widehat{\overline{X}},\mathbb{F}_{p}) in terms of the H~c(X^MQ,h,𝔽p)\widetilde{H}_{c}^{\ast}(\widehat{X}^{M_{Q,h}},\mathbb{F}_{p}), where X^=X^G(Γ)\widehat{X}=\widehat{X}^{G}(\Gamma) and

X¯^=limΓCp(Γ)Γ\X¯.\widehat{\overline{X}}=\varprojlim_{\Gamma^{\prime}\subseteq C_{p}(\Gamma)}\Gamma^{\prime}\backslash\overline{X}.

By Proposition 2.12 we may assume that Γ\Gamma is neat without changing X^\widehat{X} and X¯^\widehat{\overline{X}}. Let SS denote the closure of Γ\Gamma in G(p)G(\mathbb{Q}_{p}). Proposition 2.9 then gives us the following description of H~(X¯^,𝔽p)\widetilde{H}^{\ast}(\widehat{\overline{X}},\mathbb{F}_{p}).

Proposition 3.9.

We have a canonical isomorphism

H~(X¯^,𝔽p)H(Γ\X¯,Mapcts(S,𝔽p)).\widetilde{H}^{\ast}(\widehat{\overline{X}},\mathbb{F}_{p})\cong H^{\ast}(\Gamma\backslash\overline{X},\operatorname{Map}_{cts}(S,\mathbb{F}_{p})).

The “stratification” (Y(Q))Q(Y(Q))_{Q} of X¯\overline{X} induces a finite stratification (ΓQ\Y(Q))Q(\Gamma_{Q}\backslash Y(Q))_{Q} of Γ\X¯\Gamma\backslash\overline{X} into locally closed subsets, parametrized by Γ\Gamma-conjugacy classes of maximal parabolic subgroups QQ. By repeated use of the excision sequence, it suffices for us to prove that

Hci(ΓQ\Y(Q),Mapcts(S,𝔽p))=0H_{c}^{i}(\Gamma_{Q}\backslash Y(Q),\operatorname{Map}_{cts}(S,\mathbb{F}_{p}))=0

for i>di>d and for all QQ. From now on we fix QQ and drop the subscripts Q-_{Q} from all associated algebraic groups for simplicity. Consider the proper map f:ΓQ\Y(Q)ΓM\Y(M)f:\Gamma_{Q}\backslash Y(Q)\to\Gamma_{M}\backslash Y(M), which is a fibre bundle with fibre ΓN\XNQ\Gamma_{N}\backslash X^{N_{Q}}. Here ΓN=N()ΓQ\Gamma_{N}=N(\mathbb{Q})\cap\Gamma_{Q} and ΓM\Gamma_{M} is the image of ΓQ\Gamma_{Q} under Q()M()Q(\mathbb{Q})\to M(\mathbb{Q}). Set SN=SN(p)S_{N}=S\cap N(\mathbb{Q}_{p}); by strong approximation this is the closure of ΓN\Gamma_{N} in N(p)N(\mathbb{Q}_{p}) (and hence open). Then we have

Hc(ΓQ\Y(Q),Mapcts(S,𝔽p))=Hc(ΓM\Y(M),RfMapcts(S,𝔽p)).H_{c}^{\ast}(\Gamma_{Q}\backslash Y(Q),\operatorname{Map}_{cts}(S,\mathbb{F}_{p}))=H^{\ast}_{c}(\Gamma_{M}\backslash Y(M),Rf_{\ast}\operatorname{Map}_{cts}(S,\mathbb{F}_{p})).

Since ΓSN=ΓN\Gamma\cap S_{N}=\Gamma_{N}, ΓM=ΓQ/ΓN\Gamma_{M}=\Gamma_{Q}/\Gamma_{N} acts by right translation on S/SNS/S_{N}.

Proposition 3.10.

fMapcts(S,𝔽p)=Mapcts(S/SN,𝔽p)f_{\ast}\operatorname{Map}_{cts}(S,\mathbb{F}_{p})=\operatorname{Map}_{cts}(S/S_{N},\mathbb{F}_{p}) with ΓM\Gamma_{M} acting by right translation, and RifMapcts(S,𝔽p)=0R^{i}f_{\ast}\operatorname{Map}_{cts}(S,\mathbb{F}_{p})=0 for all i1i\geq 1.

Proof.

By Corollary 2.2, RifMapcts(S,𝔽p)R^{i}f_{\ast}\operatorname{Map}_{cts}(S,\mathbb{F}_{p}) is the local system on ΓM\Y(M)\Gamma_{M}\backslash Y(M) corresponding to the ΓM\Gamma_{M}-representation Hi(ΓN,Mapcts(S,𝔽p))H^{i}(\Gamma_{N},\operatorname{Map}_{cts}(S,\mathbb{F}_{p})). When i=0i=0, the description is clear since ΓN\Gamma_{N} is dense in SNS_{N}. In general, choose a continuous section SSNS\to S_{N} of the inclusion, which gives a homeomorphism SS/SN×SNS\cong S/S_{N}\times S_{N} of right SNS_{N}-spaces. Arguing as in Lemma 2.10, we see that

Hi(ΓN,Mapcts(S,𝔽p))Mapcts(S/SN,𝔽p)𝔽pHi(ΓN,Mapcts(SN,𝔽p)).H^{i}(\Gamma_{N},\operatorname{Map}_{cts}(S,\mathbb{F}_{p}))\cong\operatorname{Map}_{cts}(S/S_{N},\mathbb{F}_{p})\otimes_{\mathbb{F}_{p}}H^{i}(\Gamma_{N},\operatorname{Map}_{cts}(S_{N},\mathbb{F}_{p})).

By Proposition 2.15 and the injectivity of Mapcts(SN,𝔽p)\operatorname{Map}_{cts}(S_{N},\mathbb{F}_{p}) (discussed in §2.4), the right hand side is 0 when i1i\geq 1. ∎

So, we are down to computing Hc(ΓM\Y(M),Mapcts(S/SN,𝔽p))H^{\ast}_{c}(\Gamma_{M}\backslash Y(M),\operatorname{Map}_{cts}(S/S_{N},\mathbb{F}_{p})), for which we use the fibre bundle

g:ΓM\Y(M)ΓL\X¯L,g:\Gamma_{M}\backslash Y(M)\to\Gamma_{L}\backslash\overline{X}^{L},

with fibre Γh\XMh\Gamma_{h}\backslash X^{M_{h}}. Here Γh=Mh()ΓM\Gamma_{h}=M_{h}(\mathbb{Q})\cap\Gamma_{M} and ΓL=r(ΓM)\Gamma_{L}=r(\Gamma_{M}), where r:MLr:M\to L denotes the canonical map. We remark that Γh\Gamma_{h} acts holomorphically on XMhX^{M_{h}}, and hence ΓhMh()+\Gamma_{h}\subseteq M_{h}(\mathbb{Q})_{+}. The Leray spectral sequence reads

Hi(Γl\X¯L,Rjg!Mapcts(S/SN,𝔽p))Hci+j(ΓM\Y(M),Mapcts(S/SN,𝔽p)).H^{i}(\Gamma_{l}\backslash\overline{X}^{L},R^{j}g_{!}\operatorname{Map}_{cts}(S/S_{N},\mathbb{F}_{p}))\implies H^{i+j}_{c}(\Gamma_{M}\backslash Y(M),\operatorname{Map}_{cts}(S/S_{N},\mathbb{F}_{p})).

The key is then the following.

Proposition 3.11.

Rjg!Mapcts(S/SN,𝔽p))R^{j}g_{!}\operatorname{Map}_{cts}(S/S_{N},\mathbb{F}_{p})) is a local system on ΓL\X¯L\Gamma_{L}\backslash\overline{X}^{L} and vanishes for j>dimXMhj>\dim_{\mathbb{C}}X^{M_{h}}.

Proof.

Rjg!Mapcts(S/SN,𝔽p))R^{j}g_{!}\operatorname{Map}_{cts}(S/S_{N},\mathbb{F}_{p})) is a local system with fibre Hcj(Γh\XM,h,Mapcts(S/SN,𝔽p))H_{c}^{j}(\Gamma_{h}\backslash X^{M,h},\operatorname{Map}_{cts}(S/S_{N},\mathbb{F}_{p})) by Proposition 2.3. Consider the closure ThT_{h} of Γh\Gamma_{h} in Mh(p)M_{h}(\mathbb{Q}_{p}), which we may also view as the closure of Γh\Gamma_{h} in S/SNS/S_{N}. Write ShS_{h} for the preimage of ThT_{h} under SS/SNS\to S/S_{N}. ShS_{h} is a group containing SNS_{N} as a normal subgroup, and Th=Sh/SNT_{h}=S_{h}/S_{N}. Applying Lemma 2.10 with G=SG=S, H=ShH=S_{h}, K=SNK=S_{N} and Γ=Γh\Gamma=\Gamma_{h}, Hcj(Γh\XM,h,Mapcts(S/SN,𝔽p))H_{c}^{j}(\Gamma_{h}\backslash X^{M,h},\operatorname{Map}_{cts}(S/S_{N},\mathbb{F}_{p})) vanishes if

Hcj(Γh\XMh,Mapcts(Th,𝔽p)).H_{c}^{j}(\Gamma_{h}\backslash X^{M_{h}},\operatorname{Map}_{cts}(T_{h},\mathbb{F}_{p})).

But Hcj(Γh\XM,h,Mapcts(Th,𝔽p))H_{c}^{j}(\Gamma_{h}\backslash X^{M,h},\operatorname{Map}_{cts}(T_{h},\mathbb{F}_{p})) is compactly supported completed 𝔽p\mathbb{F}_{p}-cohomology for MhM_{h} by Proposition 2.9, so this vanishes for j>dimXMhj>\dim_{\mathbb{C}}X^{M_{h}} by assumption. ∎

Before we put everything together, we need to relate dd to dimXMh\dim_{\mathbb{C}}X^{M_{h}} and dimXL\dim_{\mathbb{R}}X^{L}. Recall that ALA_{L} is the maximal \mathbb{Q}-split torus in the center of LL, and write Z(N)Z(N) for the center of NN. The result is then the following.

Lemma 3.12.

dimXMh+dimXL=d12(dimNdimZ(N))dimAL\dim_{\mathbb{C}}X^{M_{h}}+\dim_{\mathbb{R}}X^{L}=d-\frac{1}{2}\left(\dim N-\dim Z(N)\right)-\dim A_{L}.

Proof.

The symmetric space XGX^{G} has a decomposition

XGXMh×C(L)×N()X^{G}\cong X^{M_{h}}\times C(L)\times N(\mathbb{R})

as real manifolds666This is written as DF×C(F)×W(F)D\cong F\times C(F)\times W(F) in [AMRT10]; with respect to our notation D=XGD=X^{G}, F=XMhF=X^{M_{h}}, C(F)=C(L)C(F)=C(L) and W(F)=N()W(F)=N(\mathbb{R}). by [AMRT10, Equation (4.1)]. This gives

dimXMh=d12(dimC(L)+dimN).\dim_{\mathbb{C}}X^{M_{h}}=d-\frac{1}{2}\left(\dim_{\mathbb{R}}C(L)+\dim N\right).

The space C(L)C(L), called C(F)C(F) in [AMRT10], is an open subset of Z(N)()Z(N)(\mathbb{R}) and diffeomorphic to L()/KL,L(\mathbb{R})/K_{L,\infty} by [AMRT10, Theorem 4.1(2)], where KL,K_{L,\infty} denotes a maximal compact subgroup of L()L(\mathbb{R}). Thus dimXL=dimC(L)dimAL\dim_{\mathbb{R}}X^{L}=\dim_{\mathbb{R}}C(L)-\dim A_{L} and dimC(L)=dimZ(N)\dim_{\mathbb{R}}C(L)=\dim Z(N). Combining this with the displayed equation above and rearranging gives the desired result. ∎

We may now put everything together to prove a more precise version of Theorem 3.8. From now on we let QQ denote an arbitrary maximal parabolic of GG again, and set

γ(Q)=12(dimNQdimZ(NQ))+dimALQ+ss.rank(LQ)\gamma(Q)=\frac{1}{2}\left(\dim N_{Q}-\dim Z(N_{Q})\right)+\dim A_{L_{Q}}+\text{ss.rank}_{\mathbb{Q}}(L_{Q})

whenver QGQ\neq G. Here ss.rank(H)\text{ss.rank}_{\mathbb{Q}}(H), for HH a reductive group over \mathbb{Q}, denotes the \mathbb{Q}-rank of the derived group of HH (the ‘semisimple \mathbb{Q}-rank’ of HH). Note that γ(Q)\gamma(Q) is non-negative and only depends on the conjugacy class of QQ. In fact, dimALQ\dim A_{L_{Q}}, and hence γ(Q)\gamma(Q), is always positive. This follows, for example, from [BS73, §4.2, Equation (2)], upon noting that dimALQ=dimAQ\dim A_{L_{Q}}=\dim A_{Q}. More precisely, this shows that dimALQ\dim A_{L_{Q}} is equal to the number of \mathbb{Q}-simple adjoint factors of GHG\to H in which the projection of QQ is not equal to HH.

Theorem 3.13.

Assume that Conjecture 3.5 holds for MQ,hM_{Q,h} for all maximal parabolics QQ of GG (including Q=GQ=G) and ?=c?=c. Then the natural map

Hci(X^,𝔽p)Hi(X^,𝔽p)H_{c}^{i}(\widehat{X},\mathbb{F}_{p})\to H^{i}(\widehat{X},\mathbb{F}_{p})

is an isomorphism when i>d+1infQGγ(Q)i>d+1-\inf_{Q\neq G}\gamma(Q), and surjective for i=d+1infQGγ(Q)i=d+1-\inf_{Q\neq G}\gamma(Q). In particular, Conjecture 3.5 holds for GG and ?=?=\emptyset, and Hcd(X^,𝔽p)Hd(X^,𝔽p)H_{c}^{d}(\widehat{X},\mathbb{F}_{p})\to H^{d}(\widehat{X},\mathbb{F}_{p}) is an isomorphism.

Proof.

This merely summarizes the work done above, so we will be rather brief. By Proposition 3.9 and repeated use of the excision sequence, it suffices to show that, for all QGQ\neq G, Hci(ΓQ\Y(Q),Mapcts(S,𝔽p))=0H_{c}^{i}(\Gamma_{Q}\backslash Y(Q),\operatorname{Map}_{cts}(S,\mathbb{F}_{p}))=0 for i>dγ(Q)i>d-\gamma(Q). Propositions 3.10 and 3.11 then give us a spectral sequence

Hj(Γl\X¯L,Rkg!Mapcts(S/SN,𝔽p)Hcj+k(ΓQ\Y(Q),Mapcts(S,𝔽p))H^{j}(\Gamma_{l}\backslash\overline{X}^{L},R^{k}g_{!}\operatorname{Map}_{cts}(S/S_{N},\mathbb{F}_{p})\implies H_{c}^{j+k}(\Gamma_{Q}\backslash Y(Q),\operatorname{Map}_{cts}(S,\mathbb{F}_{p}))

and shows that Rkg!Mapcts(S/SN,𝔽p)R^{k}g_{!}\operatorname{Map}_{cts}(S/S_{N},\mathbb{F}_{p}) is a local system which is 0 for k>dimXMhk>\dim_{\mathbb{C}}X^{M_{h}}. By [BS73, Corollary 11.4.3] the cohomology of local systems on Γl\X¯L\Gamma_{l}\backslash\overline{X}^{L} vanishes in degrees >dimXLss.rank(L)>\dim_{\mathbb{R}}X^{L}-\text{ss.rank}_{\mathbb{Q}}(L), so we see that Hci(ΓQ\Y(Q),Mapcts(S,𝔽p))=0H_{c}^{i}(\Gamma_{Q}\backslash Y(Q),\operatorname{Map}_{cts}(S,\mathbb{F}_{p}))=0 for i>dimXMh+dimXLss.rank(L)i>\dim_{\mathbb{C}}X^{M_{h}}+\dim_{\mathbb{R}}X^{L}-\text{ss.rank}_{\mathbb{Q}}(L). Finally, by Lemma 3.12, this quantity is equal to dγ(Q)d-\gamma(Q) as desired, finishing the proof. ∎

Remark 3.14.

The reader familiar with the Borel–Serre compactification may wonder if one could not have used the “usual” stratification, indexed by all rational parabolic subgroups of GG. This is possible, but it simply amounts to a more complicated version of the analysis above. Let us explain this briefly. The strata in the usual compactification are locally symmetric spaces for rational parabolics PP of GG, and we would want to prove vanishing results for compactly supported cohomology on these strata of the same local system as above. If MM is Levi quotient of PP, the analogue of Proposition 3.10 goes through in the same way and essentially reduces us to compactly supported completed cohomology of MM. No trivial bound will be sufficient, and in general XMX^{M} won’t be Hermitian, so we are forced to try to find an almost direct factor of MM whose symmetric space is Hermitian (just like for maximal PP) to get a better bound. It is not so hard to see (e.g. by looking at Dynkin diagrams) that there is a canonical maximal QQ whose Hermitian part is an almost direct factor of MM, and using this one can push through the analysis. The strata of the coarser stratification that we use are simply the unions of the XPX^{P} for all PP which have the same Hermitian part, i.e. which are associated with the same maximal QQ by the procedure above, and they fit together in such way that it is much better to analyze them together rather than separately.

3.4. The Calegari–Emerton conjectures on completed homology

We return to the setting of §3.2. We recall from [CE12] that completed homology of GG with tame level KpG(𝔸fp)K^{p}\subseteq G(\mathbb{A}_{f}^{p}) values in an adic ring RR is defined as

H~i(Kp,R):=limKpHi(XKpKp,R),\widetilde{H}_{i}(K^{p},R):=\varprojlim_{K_{p}}H_{i}(X_{K^{p}K_{p}},R),

where KpK_{p} runs through the compact open subgroups of G(p)G(\mathbb{Q}_{p}). One may define completed Borel–Moore homology H~iBM(Kp,R)\widetilde{H}_{i}^{BM}(K^{p},R) similarly (again see [CE12]). Let ?{,BM}?\in\{\emptyset,BM\}. For any compact open subgroup KpG(p)K_{p}\subseteq G(\mathbb{Q}_{p}), H~i?(Kp,p)\widetilde{H}_{i}^{?}(K^{p},\mathbb{Z}_{p}) is a finitely generated right module for the Iwasawa algebra pKp\mathbb{Z}_{p}\llbracket K_{p}\rrbracket, which is an Auslander–Gorenstein ring and has well-defined codimension (or grade) function on its finitely generated right modules, defined by

cd(M)=inf{jExtpKpj(M,pKp)0}.cd(M)=\inf\{j\mid\operatorname{Ext}^{j}_{\mathbb{Z}_{p}\llbracket K_{p}\rrbracket}(M,\mathbb{Z}_{p}\llbracket K_{p}\rrbracket)\neq 0\}.

We refer to [AW13, §2.5] for more details on the properties of the codimension function. In particular we remark that by general properties, cd(H~i?(Kp,p))cd(\widetilde{H}_{i}^{?}(K^{p},\mathbb{Z}_{p})) is independent of the choice of KpK_{p}. Recall the quantities q0q_{0} and l0l_{0} from §3.2. We may then state a slightly weaker version of [CE12, Conjecture 1.5]. For simplicity, from now on we write H~i?\widetilde{H}_{i}^{?} for H~i?(Kp,p)\widetilde{H}_{i}^{?}(K^{p},\mathbb{Z}_{p}).

Conjecture 3.15 (Calegari–Emerton).

Let ?{,BM}?\in\{\emptyset,BM\}. Then the following holds:

  1. (1)

    If i<q0i<q_{0}, then cd(H~i?)q0+l0icd(\widetilde{H}_{i}^{?})\geq q_{0}+l_{0}-i.

  2. (2)

    H~q0?\widetilde{H}_{q_{0}}^{?} has codimension l0l_{0}.

  3. (3)

    H~q0?\widetilde{H}_{q_{0}}^{?} is pp-torsionfree.

  4. (4)

    H~i?=0\widetilde{H}_{i}^{?}=0 for i>q0i>q_{0}.

The difference between this conjecture and [CE12, Conjecture 1.5] is that the latter predicts cd(H~i?)>q0+l0icd(\widetilde{H}_{i}^{?})>q_{0}+l_{0}-i when i<q0i<q_{0}. Completed (Borel–Moore) homology is closely related to completed (compacty supported) cohomology via [CE12, Theorem 1.1]. Moreover, completed homology and completed Borel–Moore homology are related via the two Poincaré duality spectral sequences

E2ij=ExtAi(H~j,A)H~DijBM;E_{2}^{ij}=\operatorname{Ext}_{A}^{i}(\widetilde{H}_{j},A)\implies\widetilde{H}_{D-i-j}^{BM};
E2ij=ExtAi(H~jBM,A)H~Dij,E_{2}^{ij}=\operatorname{Ext}_{A}^{i}(\widetilde{H}_{j}^{BM},A)\implies\widetilde{H}_{D-i-j},

where A=pKpA=\mathbb{Z}_{p}\llbracket K_{p}\rrbracket and D=dimX=2q0+l0D=\dim_{\mathbb{R}}X=2q_{0}+l_{0}; see [CE12, §1.3]. We have the following relation between Conjecture 3.1 and Conjecture 3.15.

Proposition 3.16.

Conjecture 3.1 for compactly supported completed cohomology implies Conjecture 3.15(3)-(4) for completed Borel–Moore homology and Conjecture 3.15(1) for completed homology. Similarly, Conjecture 3.1 for completed cohomology implies Conjecture 3.15(3)-(4) for completed homology and Conjecture 3.15(1) for completed Borel–Moore homology.

Proof.

The first part is essentially [Sch15, Corollary 4.2.3]; the proof there works verbatim (note that there is a small typo in that proof; the quantity cc there should be chosen to be minimal, not maximal, with respect to the given property). For the second part the proof is the same, swapping the roles of completed cohomology and compactly supported completed cohomology, and completed homology and completed Borel–Moore homology. ∎

Let us also indicate that Conjecture 3.15(2) is known for completed homology when GG is semisimple and l0=0l_{0}=0; this is part of [CE12, Theorem 1.4] (and follows from [CE09] and known limit multiplicity formulas for discrete series). More precisely, let ΓG()\Gamma\subseteq G(\mathbb{Q}) is an arithmetic subgroup with closure Γ¯G(p)\overline{\Gamma}\subseteq G(\mathbb{Q}_{p}) and let X^=X^(Γ)\widehat{X}=\widehat{X}(\Gamma). Then H~q0(X^,p)[1/p]\widetilde{H}^{q_{0}}(\widehat{X},\mathbb{Z}_{p})[1/p] is an admissible p\mathbb{Q}_{p}-Banach space representation of Γ¯\overline{\Gamma} of corank 0 by the results of [CE09]. Dualizing, we see that the completed homology space

H~q0(X^,p):=limΓCp(Γ)Hq0(Γ\X,p)\widetilde{H}_{q_{0}}(\widehat{X},\mathbb{Z}_{p}):=\varprojlim_{\Gamma^{\prime}\subseteq C_{p}(\Gamma)}H_{q_{0}}(\Gamma^{\prime}\backslash X,\mathbb{Z}_{p})

has codimension 0 as a pΓ¯\mathbb{Z}_{p}\llbracket\overline{\Gamma}\rrbracket-module. If ABA\to B is a (left and right) flat map of (left and right) Noetherian rings and MM is a finitely generated right AA-module, then one easily sees that ExtBi(MAB,B)BAExtAi(M,A)\operatorname{Ext}^{i}_{B}(M\otimes_{A}B,B)\cong B\otimes_{A}\operatorname{Ext}^{i}_{A}(M,A). In particular, if ABA\to B is (left and right) faithfully flat, then ExtAi(M,A)=0\operatorname{Ext}_{A}^{i}(M,A)=0 if and only if ExtBi(MAB,B)=0\operatorname{Ext}_{B}^{i}(M\otimes_{A}B,B)=0. By an analysis of components similar to that preceding Proposition 3.6, one sees that if Γ=G()+KpKp\Gamma=G(\mathbb{Q})^{+}\cap K^{p}K_{p}, then H~q0(X^,p)pΓ¯pKp\widetilde{H}_{q_{0}}(\widehat{X},\mathbb{Z}_{p})\otimes_{\mathbb{Z}_{p}\llbracket\overline{\Gamma}\rrbracket}\mathbb{Z}_{p}\llbracket K_{p}\rrbracket is a direct summand of H~q0(Kp,p)\widetilde{H}_{q_{0}}(K^{p},\mathbb{Z}_{p}), and hence the latter has codimension 0 as a pKp\mathbb{Z}_{p}\llbracket K_{p}\rrbracket-module. Here we take KpK_{p} to be sufficiently small so that it is neat and pro-pp; then pΓ¯pKp\mathbb{Z}_{p}\llbracket\overline{\Gamma}\rrbracket\to\mathbb{Z}_{p}\llbracket K_{p}\rrbracket is flat (indeed projective) by [Bru66, Lemma 4.5], and hence faithfully flat since pΓ¯\mathbb{Z}_{p}\llbracket\overline{\Gamma}\rrbracket is then local. For ease of reference, let us state the result below.

Theorem 3.17.

Assume that GG is semisimple and that l0=0l_{0}=0. Then the codimension of H~q0\widetilde{H}_{q_{0}} is equal to 0.

4. Shimura varieties

In this section we discuss Shimura varieties of Hodge and (pre-) abelian type, and how the conditional results of §3 together with the results §5 give many unconditional cases of Conjectures 3.1 and 3.15.

4.1. Recollections on Shimura varieties

We use the definition and conventions for Shimura data, morphisms of Shimura data, and connected Shimura data from [Del79]; see also [Mil05]. Given a Shimura datum (G,X)(G,X), there are three other data which one can attach to it, one Shimura datum and two connected Shimura data. They are as follows

  • The connected Shimura datum (Gder,X+)(G^{der},X^{+});

  • The connected Shimura datum (Gad,X+)(G^{ad},X^{+});

  • The Shimura datum (Gad,Xad)(G^{ad},X^{ad}).

Here X+XX^{+}\subseteq X is any choice of a connected component, and if hXh\in X, then XadX^{ad} is the Gad()G^{ad}(\mathbb{R})-conjugacy class of the composition of hh with GGadG_{\mathbb{R}}\to G^{ad}_{\mathbb{R}} (this is independent of the choice of hh). The Shimura datum (Gad,Xad)(G^{ad},X^{ad}) will only feature when we discuss the Hodge–Tate period map later, the other two will feature throughout the rest of this article. We recall that a Shimura datum (G,X)(G,X) is said to be of Hodge type if there exists a Siegel Shimura datum (G,X)(G^{\prime},X^{\prime}) and a closed immersion (G,X)(G,X)(G,X)\to(G^{\prime},X^{\prime}) of Shimura data. A Shimura datum (G,X)(G,X) is said to be of abelian type if there exists a Shimura datum (G1,X1)(G_{1},X_{1}) of Hodge type and a central isogeny G1derGderG_{1}^{der}\to G^{der} which induces an isomorphism (G1ad,X1+)(Gad,X+)(G^{ad}_{1},X_{1}^{+})\cong(G^{ad},X^{+}). We make the following slightly more general definition, following [Moo98, 2.10].

Definition 4.1.

Let (G,X)(G,X) be a connected Shimura datum. We say that (G,X)(G,X) is of pre-abelian type if there exists a Shimura datum (G~,X~)(\widetilde{G},\widetilde{X}) of Hodge type such that (Gad,X)(G~ad,X~+)(G^{ad},X)\cong(\widetilde{G}^{ad},\widetilde{X}^{+}). We say that a Shimura datum (G,X)(G,X) is of pre-abelian type if (Gder,X+)(G^{der},X^{+}) is of pre-abelian type.

Remark 4.2.

Recall that, if GG is semisimple, then by the convential definition GG admits a connected Shimura datum (G,X)(G,X) if and only if GG has no compact \mathbb{Q}-factors and XGX^{G} is a hermitian symmetric domain; in this case XXGX\cong X^{G}. The assumption that GG has no compact \mathbb{Q}-factors could be dropped, but we will keep phrasing our results in terms of Shimura data for simplicity.

To be able to apply the inductive arguments from §3, we will need the following lemma.

Lemma 4.3.

Assume that GG admits a connected Shimura datum of pre-abelian type and let QGQ\subseteq G be a maximal parabolic with hermitian part MhM_{h}. Then MhM_{h} admits a connected Shimura datum of pre-abelian type.

Proof.

The assertion does not depend on the choice of GG inside the isogeny class of GG, so we may assume that (G,X)=(G1der,X1+)(G,X)=(G_{1}^{der},X_{1}^{+}) with (G1,X1)(G_{1},X_{1}) a Shimura datum of Hodge type. The assertion then follows from the well known fact that the rational boundary components of (G1,X1)(G_{1},X_{1}) are of Hodge type. ∎

4.2. Results for semisimple groups

The following is the main theorem of this paper on the Calegari–Emerton conjectures; at this point the proof is simply a summary of the results so far together with Corollary 5.22, which we prove using pp-adic methods in the next section.

Theorem 4.4.

Let GG be a semisimple group which admits a connected Shimura datum of pre-abelian type. Then Conjectures 3.1, 3.5 and 3.15 hold for GG. Moreover, for any KpK^{p}, the natural map H~ci(Kp,p)H~i(Kp,p)\widetilde{H}_{c}^{i}(K^{p},\mathbb{Z}_{p})\to\widetilde{H}^{i}(K^{p},\mathbb{Z}_{p}) is an isomorphism for i>d+1infQGγ(Q)i>d+1-\inf_{Q\neq G}\gamma(Q), where d=dimXGd=\dim_{\mathbb{C}}X^{G}, QQ is a maximal parabolic subgroup of GG and we recall that the quantities γ(G)\gamma(G) are defined in §3.3.

Proof.

We start with Conjecture 3.5. For ?=c?=c, this Corollary 5.22. For ?=?=\emptyset, it then follows from Lemma 4.3 and Theorem 3.13. The more precise statement about the map H~ci(Kp,p)H~i(Kp,p)\widetilde{H}_{c}^{i}(K^{p},\mathbb{Z}_{p})\to\widetilde{H}^{i}(K^{p},\mathbb{Z}_{p}) follows from Theorem 3.13, Lemma 2.10 and an analysis of components as in the proof of Proposition 3.6. Conjecture 3.1 then follows, and as does Conjecture 3.15 (using Proposition 3.16, Theorem 3.17 and the fact that H~d(Kp,p)=H~dBM(Kp,p)\widetilde{H}_{d}(K^{p},\mathbb{Z}_{p})=\widetilde{H}_{d}^{BM}(K^{p},\mathbb{Z}_{p})). ∎

4.3. Results for reductive groups

Here we will briefly indicate what type of results can be proved towards the Calegari–Emerton conjectures for more general reductive groups. Recall that if (G,X)(G,X) is a Shimura datum, then X+X^{+} need not equal the symmetric space XGX^{G} in general. Indeed, X+G()/Z()KX^{+}\cong G(\mathbb{R})/Z(\mathbb{R})K_{\infty}, where ZGZ\subseteq G is the center and KG()K_{\infty}\subseteq G(\mathbb{R}) is a maximal compact subgroup. Recall that AZA\subseteq Z is the maximal \mathbb{Q}-split subtorus and set

Za=χKerχ,Z^{a}=\bigcap_{\chi}\operatorname{Ker}\chi,

where χ\chi runs over the characters of ZZ defined over \mathbb{Q}. Then Z=ZaAZ=Z^{a}A with AZaA\cap Z^{a} finite, and XGX+X^{G}\to X^{+} is a (trivial) fibration with fiber Za()/(Za()K)Z^{a}(\mathbb{R})/(Z^{a}(\mathbb{R})\cap K_{\infty}). In particular, XGX+X^{G}\cong X^{+} if and only if Za()Z^{a}(\mathbb{R}) is compact. Note that this is equivalent to all arithmetic subgroups of ZZ being finite, and to l0(Z)=0l_{0}(Z)=0. When this happens, we get clean results. Let d=dimXd=\dim_{\mathbb{C}}X.

Theorem 4.5.

Assume that GG admits a Shimura datum of pre-abelian type and that Za()Z^{a}(\mathbb{R}) is compact. Then Conjectures 3.1, 3.5 and 3.15 hold for GG. Moreover, the natural map H~cd(Kp,p)H~d(Kp,p)\widetilde{H}_{c}^{d}(K^{p},\mathbb{Z}_{p})\to\widetilde{H}^{d}(K^{p},\mathbb{Z}_{p}) is an isomorphism.

Proof.

We start with Conjecture 3.5. Fix a neat arithmetic subgroup ΓG()+\Gamma\subseteq G(\mathbb{Q})_{+} and n>q0n>q_{0}. Let T=G/GderT=G/G^{der} be the cocenter of GG. Since ZTZ\to T is an isogeny, all arithmetic subgroups of TT are finite as well. In particular, the image of Γ\Gamma in T()T(\mathbb{Q}) is neat, hence trivial. So Γ\Gamma is contained in Gder()+G^{der}(\mathbb{Q})_{+}, and one readily sees that Conjecture 3.5 for GG is equivalent to Conjecture 3.5 for GderG^{der}, which follows from Theorem 4.4. Conjecture 3.1 then follows, and as does Conjecture 3.15 (using Proposition 3.16) apart from part (2). For a proof of this we refer to Corollary 4.10 below, though we also note that one could give an easier proof in this special case. The last statement follows from the corresponding statement for GderG^{der} by the same arguments as in Theorem 4.4. ∎

Remark 4.6.

We have elected to state the isomorphism H~ci(Kp,p)H~i(Kp,p)\widetilde{H}_{c}^{i}(K^{p},\mathbb{Z}_{p})\to\widetilde{H}^{i}(K^{p},\mathbb{Z}_{p}) only in degree i=di=d for simplicity, but of course the proof also shows that we get an isomorphism in (possibly) more degrees as in Theorem 4.4. We will continue to only state the isomorphism in the middle degree throughout this section.

Corollary 4.7.

Assume that GG admits a Shimura datum of Hodge type. Then Conjectures 3.1, 3.5 and 3.15 hold. Moreover, the natural map H~cd(Kp,p)H~d(Kp,p)\widetilde{H}_{c}^{d}(K^{p},\mathbb{Z}_{p})\to\widetilde{H}^{d}(K^{p},\mathbb{Z}_{p}) is an isomorphism.

Proof.

If GG admits a Shimura datum of Hodge type, then Za()Z^{a}(\mathbb{R}) is compact, so Theorem 4.5 applies. ∎

When Za()Z^{a}(\mathbb{R}) is non-compact, the Leopoldt conjecture interferes in deducing the Calegari–Emerton conjectures for GG from GderG^{der} or GadG^{ad}. Indeed, if G=TG=T is a torus, then the Leopoldt conjecture for TT is equivalent to Conjecture 3.1 for TT; see [Hil10, §4.3.3] (note that Hill uses the symmetric spaces G()/KG(\mathbb{R})/K_{\infty} instead of our XGX^{G}). We recall this briefly (also recall that tori satisfy the congruence subgroup property). Let K=KpKpK=K^{p}K_{p} be a compact open subgroup of T(𝔸f)T(\mathbb{A}_{f}) with KpK^{p} arbitrary and KpK_{p} neat. Set Γ=T()K\Gamma=T(\mathbb{Q})\cap K; this is a finitely generated torsion-free abelian group. Let Γ^\widehat{\Gamma} be the pp-adic completion of Γ\Gamma and consider the natural map f:Γ^Kpf:\widehat{\Gamma}\to K_{p}; set Δ=Kerf\Delta=\operatorname{Ker}f and I=ImfI=\mathrm{Im}\,f. Δ\Delta is a finite free p\mathbb{Z}_{p}-module and the Leopoldt conjecture asserts that Δ=0\Delta=0 (this assertion is independent of the choice of KK). An application of [Hil10, Lemma 14] gives that

Hi(Γ,Mapcts(I,𝔽p))=Homp(piΔ,𝔽p),H^{i}(\Gamma,\operatorname{Map}_{cts}(I,\mathbb{F}_{p}))=\operatorname{Hom}_{\mathbb{Z}_{p}}(\wedge^{i}_{\mathbb{Z}_{p}}\Delta,\mathbb{F}_{p}),

and, by Lemma 2.10, Hi(Γ,Mapcts(I,𝔽p))H^{i}(\Gamma,\operatorname{Map}_{cts}(I,\mathbb{F}_{p})) vanishes simultaneously with Hi(Γ,Mapcts(Kp,𝔽p))H^{i}(\Gamma,\operatorname{Map}_{cts}(K_{p},\mathbb{F}_{p})), so by Proposition 3.6 the vanishing of Δ\Delta is equivalent to Conjecture 3.3. In fact, the Leopoldt conjecture is also equivalent to Conjecture 3.15(2) for TT (note that q0(T)=0q_{0}(T)=0). This is certainly also well known; we give a very brief sketch of the proof.

Proposition 4.8.

Let KpT(𝔸fp)K^{p}\subseteq T(\mathbb{A}_{f}^{p}) be compact open. Then the codimension of H~0(Kp,p)\widetilde{H}_{0}(K^{p},\mathbb{Z}_{p}) is l0rankpΔl_{0}-\mathrm{rank}_{\mathbb{Z}_{p}}\Delta. In fact, the projective dimension of H~0(Kp,p)\widetilde{H}_{0}(K^{p},\mathbb{Z}_{p}) is l0rankpΔl_{0}-\mathrm{rank}_{\mathbb{Z}_{p}}\Delta.

Proof.

Choose KpK_{p} neat and set Γ=T()+KpKp\Gamma=T(\mathbb{Q})^{+}\cap K^{p}K_{p}. As a right KpK_{p}-module, a straightforward computation (using the commutativity of TT) shows that

H~0(Kp,p)tpI\Kp\widetilde{H}_{0}(K^{p},\mathbb{Z}_{p})\cong\bigoplus_{t}\mathbb{Z}_{p}\llbracket I\backslash K_{p}\rrbracket

where tt runs over the finite set T()+\T(𝔸f)/KpKpT(\mathbb{Q})^{+}\backslash T(\mathbb{A}_{f})/K^{p}K_{p} and II denotes the closure of Γ\Gamma in KpK_{p}. Set M=pI\KpM=\mathbb{Z}_{p}\llbracket I\backslash K_{p}\rrbracket, A=pIA=\mathbb{Z}_{p}\llbracket I\rrbracket and B=pKpB=\mathbb{Z}_{p}\llbracket K_{p}\rrbracket; BB is a projective (left and right) AA-module by [Bru66, Lemma 4.5] and MM is a finitely generated right BB-module, which is isomorphic to pAB\mathbb{Z}_{p}\otimes_{A}B. Then ExtBi(M,B)BAExtAi(p,A)\operatorname{Ext}^{i}_{B}(M,B)\cong B\otimes_{A}\operatorname{Ext}^{i}_{A}(\mathbb{Z}_{p},A), so the codimension of MM as a right BB-module is equal to the codimension of p\mathbb{Z}_{p} as a right AA-module. Since Ipl0rankpΔI\cong\mathbb{Z}_{p}^{l_{0}-\mathrm{rank}_{\mathbb{Z}_{p}}\Delta}, a computation using the Koszul complex shows that the codimension of p\mathbb{Z}_{p} is l0rankpΔl_{0}-\mathrm{rank}_{\mathbb{Z}_{p}}\Delta. This finishes the proof of the first part. For the second part about the projective dimension, note that the Koszul complex of AA is a resolution PP_{\bullet} of p\mathbb{Z}_{p} of length l0rankpΔl_{0}-\mathrm{rank}_{\mathbb{Z}_{p}}\Delta by finite free AA-modules. It follows that PABP_{\bullet}\otimes_{A}B is a resolution of MM of length l0rankpΔl_{0}-\mathrm{rank}_{\mathbb{Z}_{p}}\Delta by finite free BB-modules. Together with the first part, this finishes the proof of the second part. ∎

We may now give the most general result for reductive groups that we can prove.

Theorem 4.9.

Let GG be a connected reductive group over \mathbb{Q} with center ZZ. Assume that the Leopoldt conjecture holds for ZZ and that GadG^{ad} admits a Shimura datum of abelian type. Then Conjecture 3.5 holds for GG.

Proof.

Let Γ0G()+\Gamma_{0}\subseteq G(\mathbb{Q})_{+} be an arithmetic subgroup and choose a sufficiently small neat KpK_{p} which is a product Kp=KpZ×KpadK_{p}=K_{p}^{Z}\times K_{p}^{ad} of a compact open KpZZ(p)K_{p}^{Z}\subseteq Z(\mathbb{Q}_{p}) and a compact open KpadGder(p)K_{p}^{ad}\subseteq G^{der}(\mathbb{Q}_{p}); note that the image of KpadK_{p}^{ad} in Gad(p)G^{ad}(\mathbb{Q}_{p}) is open and isomorphic to KpadK_{p}^{ad}; we will conflate the two (this explains the notation). Set Γ=Γ0Kp\Gamma=\Gamma_{0}\cap K_{p}. Let ΓZ=ΓZ()\Gamma_{Z}=\Gamma\cap Z(\mathbb{Q}) and consider the closure ΓZ¯\overline{\Gamma_{Z}} of ΓZ\Gamma_{Z} inside KpZK_{p}^{Z}. It is not clear to us a priori if Γ¯Z\overline{\Gamma}_{Z} is saturated inside KpZK_{p}^{Z} (as a p\mathbb{Z}_{p}-module), but if not we may achieve this by replacing KpZK_{p}^{Z} with a smaller subgroup without changing ΓZ\Gamma_{Z}, so we may assume this. This implies that the closure of the image of the projection ΓKpZ\Gamma\to K_{p}^{Z} is equal to Γ¯Z\overline{\Gamma}_{Z}. To see this, let C=G/GderC=G/G^{der} be the cocenter of GG. The image ΓC\Gamma_{C} of Γ\Gamma under the projection ΓC(p)\Gamma\to C(\mathbb{Q}_{p}) is an arithmetic subgroup inside KpZK_{p}^{Z} which contains ΓZ\Gamma_{Z} as a finite index subgroup. It follows that the closure Γ¯C\overline{\Gamma}_{C} of ΓC\Gamma_{C} inside KpZK_{p}^{Z} contains Γ¯Z\overline{\Gamma}_{Z} as a finite index subgroup, but since Γ¯Z\overline{\Gamma}_{Z} is saturated they must be equal. From this, it follows that the composition

ΓKpKp/Γ¯Z,\Gamma\to K_{p}\to K_{p}/\overline{\Gamma}_{Z},

where the first map is the inclusion and the second is the natural projection, is equal to the composition

ΓKpadKpad×KpZ/Γ¯Z=Kp/Γ¯Z,\Gamma\to K_{p}^{ad}\to K_{p}^{ad}\times K_{p}^{Z}/\overline{\Gamma}_{Z}=K_{p}/\overline{\Gamma}_{Z},

where the first map is the projection and the second is the inclusion which is trivial on the second factor. We will use these facts in the calculation below.

Now, by Proposition 2.9 and Lemma 2.10, it suffices to show that

H?n(Γ\X,Mapcts(Kp,𝔽p))=0H_{?}^{n}(\Gamma\backslash X,\operatorname{Map}_{cts}(K_{p},\mathbb{F}_{p}))=0

for n>q0=q0(G)=q0(Gad)n>q_{0}=q_{0}(G)=q_{0}(G^{ad}). Let Γad\Gamma_{ad} be the image of Γ\Gamma in Gad()+G^{ad}(\mathbb{Q})^{+}. Consider the proper fibration π:Γ\XΓad\Xad\pi:\Gamma\backslash X\to\Gamma_{ad}\backslash X^{ad} with fiber ΓZ\XZ\Gamma_{Z}\backslash X^{Z} (in this proof and the next only, Xad=XGadX^{ad}=X^{G^{ad}}) and the corresponding Leray spectral sequence

H?r(Γad\Xad,RsπMapcts(Kp,𝔽p))H?r+s(Γ\X,Mapcts(Kp,𝔽p)).H^{r}_{?}(\Gamma_{ad}\backslash X^{ad},R^{s}\pi_{\ast}\operatorname{Map}_{cts}(K_{p},\mathbb{F}_{p}))\implies H_{?}^{r+s}(\Gamma\backslash X,\operatorname{Map}_{cts}(K_{p},\mathbb{F}_{p})).

By Corollary 2.3, RsπMapcts(Kp,𝔽p)R^{s}\pi_{\ast}\operatorname{Map}_{cts}(K_{p},\mathbb{F}_{p}) is the local system corresponding to Hs(ΓZ,Mapcts(Kp,𝔽p))H^{s}(\Gamma_{Z},\operatorname{Map}_{cts}(K_{p},\mathbb{F}_{p})). Using the discussion on Leopoldt’s conjecture above, the assumption that Leopoldt holds for ZZ, and Lemma 2.10, we see that Hs(ΓZ,Mapcts(Kp,𝔽p))=0H^{s}(\Gamma_{Z},\operatorname{Map}_{cts}(K_{p},\mathbb{F}_{p}))=0 for s>0s>0. We then compute

Mapcts(Kp,𝔽p)ΓZMapcts(KpZ/Γ¯Z,𝔽p)Mapcts(Kpad,𝔽p)\operatorname{Map}_{cts}(K_{p},\mathbb{F}_{p})^{\Gamma_{Z}}\cong\operatorname{Map}_{cts}(K^{Z}_{p}/\overline{\Gamma}_{Z},\mathbb{F}_{p})\otimes\operatorname{Map}_{cts}(K^{ad}_{p},\mathbb{F}_{p})

as Γad\Gamma_{ad}-modules, where Γad\Gamma_{ad} acts trivially on the first factor, which is an 𝔽p\mathbb{F}_{p}-vector space that we call VV (this uses the detailed setup above). So, the Leray spectral sequence reduces to

H?n(Γ\X,Mapcts(Kp,𝔽p))H?n(Γad\Xad,VMapcts(Kpad,𝔽p))H?n(Γad\Xad,Mapcts(Kpad,𝔽p))V.H_{?}^{n}(\Gamma\backslash X,\operatorname{Map}_{cts}(K_{p},\mathbb{F}_{p}))\cong H^{n}_{?}(\Gamma_{ad}\backslash X^{ad},V\otimes\operatorname{Map}_{cts}(K^{ad}_{p},\mathbb{F}_{p}))\cong H^{n}_{?}(\Gamma_{ad}\backslash X^{ad},\operatorname{Map}_{cts}(K^{ad}_{p},\mathbb{F}_{p}))\otimes V.

By Lemma 2.10 and Theorem 4.4, H?n(Γad\Xad,Mapcts(Kpad,𝔽p))H^{n}_{?}(\Gamma_{ad}\backslash X^{ad},\operatorname{Map}_{cts}(K_{p}^{ad},\mathbb{F}_{p})) vanishes for n>q0n>q_{0}. This finishes the proof. ∎

Corollary 4.10.

Keep the notation and assumptions of Theorem 4.9. Then Conjectures 3.1 and 3.15 hold for GG. Moreover, the natural map H~cq0(Kp,p)H~q0(Kp,p)\widetilde{H}_{c}^{q_{0}}(K^{p},\mathbb{Z}_{p})\to\widetilde{H}^{q_{0}}(K^{p},\mathbb{Z}_{p}) is an isomorphism.

Proof.

Note that l0=l0(G)=l0(Z)l_{0}=l_{0}(G)=l_{0}(Z) and q0=q0(G)=q0(Gad)q_{0}=q_{0}(G)=q_{0}(G^{ad}). Fix KpG(𝔸fp)K^{p}\subseteq G(\mathbb{A}_{f}^{p}). Using Theorem 4.9, everything apart from Conjecture 3.15(2) follows as before, and additionally H~q0(Kp,p)=H~q0BM(Kp,p)\widetilde{H}_{q_{0}}(K^{p},\mathbb{Z}_{p})=\widetilde{H}_{q_{0}}^{BM}(K^{p},\mathbb{Z}_{p}) . The argument in Proposition 3.16 also shows that H~q0(Kp,p)\widetilde{H}_{q_{0}}(K^{p},\mathbb{Z}_{p}) has codimension l0\geq l_{0}, so we need to show the opposite inequality. As in the proof of Theorem 4.9, choose a neat KpG(p)K_{p}\subseteq G(\mathbb{Q}_{p}) which can be written as a product Kp=Kpad×KpZK_{p}=K_{p}^{ad}\times K_{p}^{Z} with KpZZ(p)K_{p}^{Z}\subseteq Z(\mathbb{Q}_{p}) and KpadGder(p)K_{p}^{ad}\subseteq G^{der}(\mathbb{Q}_{p}), and set Γ=G()+KpKp\Gamma=G(\mathbb{Q})^{+}\cap K^{p}K_{p} and ΓZ=ΓZ()\Gamma_{Z}=\Gamma\cap Z(\mathbb{Q}); again we rig it so that the closure Γ¯Z\overline{\Gamma}_{Z} is saturated inside KpZK_{p}^{Z}.

We then have H~q0(Kp,p)Homp(H~q0(Kp,p),p)\widetilde{H}_{q_{0}}(K^{p},\mathbb{Z}_{p})\cong\operatorname{Hom}_{\mathbb{Z}_{p}}(\widetilde{H}^{q_{0}}(K^{p},\mathbb{Z}_{p}),\mathbb{Z}_{p}) by [CE12, Theorem 1.1(3)] and the vanishing of H~q0+1(Kp,p)\widetilde{H}^{q_{0}+1}(K^{p},\mathbb{Z}_{p}), so it suffices to prove that H~q0(Kp,p)\widetilde{H}^{q_{0}}(K^{p},\mathbb{Z}_{p}) has a sub KpK_{p}-representation of injective dimension l0\leq l_{0}. Since Hq0(Γ\X,Mapcts(Kp,p))H^{q_{0}}(\Gamma\backslash X,\operatorname{Map}_{cts}(K_{p},\mathbb{Z}_{p})) is a direct summand of H~q0(Kp,p)\widetilde{H}^{q_{0}}(K^{p},\mathbb{Z}_{p}), it suffices to show that Hq0(Γ\X,Mapcts(Kp,p))H^{q_{0}}(\Gamma\backslash X,\operatorname{Map}_{cts}(K_{p},\mathbb{Z}_{p})) has a submodule of injective dimension l0\leq l_{0}. Here we view Mapcts(Kp,p)\operatorname{Map}_{cts}(K_{p},\mathbb{Z}_{p}) as a left Γ\Gamma-module via inverting the left translation action; it has a commuting left KpK_{p}-action via right translation which gives Hq0(Γ\X,Mapcts(Kp,p))H^{q_{0}}(\Gamma\backslash X,\operatorname{Map}_{cts}(K_{p},\mathbb{Z}_{p})) its structure of a left KpK_{p}-module. Using the computations in the proof of Theorem 4.9 with 𝔽p\mathbb{F}_{p} replaced by /pr\mathbb{Z}/p^{r} and taking inverse limits over rr (which commute with cohomology by [Eme06, Proposition 1.2.12]), we see that

Hq0(Γ\X,Mapcts(Kp,p))Hq0(Γad\Xad,Mapcts(Kpad,p))^pMapcts(KpZ,p)ΓZ,H^{q_{0}}(\Gamma\backslash X,\operatorname{Map}_{cts}(K_{p},\mathbb{Z}_{p}))\cong H^{q_{0}}(\Gamma_{ad}\backslash X^{ad},\operatorname{Map}_{cts}(K^{ad}_{p},\mathbb{Z}_{p}))\widehat{\otimes}_{\mathbb{Z}_{p}}\operatorname{Map}_{cts}(K_{p}^{Z},\mathbb{Z}_{p})^{\Gamma_{Z}},

as left Kp=Kpad×KpZK_{p}=K_{p}^{ad}\times K_{p}^{Z}-representations. By Proposition 4.8 and the assumption on ZZ, Mapcts(KpZ,p)ΓZ\operatorname{Map}_{cts}(K_{p}^{Z},\mathbb{Z}_{p})^{\Gamma_{Z}} has injective dimension l0l_{0} as a KpZK_{p}^{Z}-representation. By Theorem 3.17 and the discussion preceding it, Hq0(Γad\Xad,Mapcts(Kpad,p))H^{q_{0}}(\Gamma_{ad}\backslash X^{ad},\operatorname{Map}_{cts}(K^{ad}_{p},\mathbb{Z}_{p})) contains an injective admissible KpadK_{p}^{ad}-subrepresentation WW. It follows that W^pMapcts(KpZ,p)ΓZW\widehat{\otimes}_{\mathbb{Z}_{p}}\operatorname{Map}_{cts}(K_{p}^{Z},\mathbb{Z}_{p})^{\Gamma_{Z}} is a sub KpK_{p}-representation of Hq0(Γ\X,Mapcts(Kp,p))H^{q_{0}}(\Gamma\backslash X,\operatorname{Map}_{cts}(K_{p},\mathbb{Z}_{p})) of injective dimension l0\leq l_{0}, as desired. ∎

Remark 4.11.

We make a few additional remarks on these results.

  1. (1)

    Examples of cases when Theorem 4.9 and Corollary 4.10 are unconditional include G=ResFGSp2gG=\mathrm{Res}_{\mathbb{Q}}^{F}\operatorname{GSp}_{2g} for abelian totally real fields FF, since the Leopoldt conjecture is known for tori which split over an abelian extension of \mathbb{Q}. One could also get weaker results with no condition on the center by assuming the known bounds for the Leopoldt defect.

  2. (2)

    Conjecture 3.15 has a natural analogue for 𝔽p\mathbb{F}_{p}-coefficients, stated in [CE12, §1.7]. Our methods prove this conjecture too under the same assumptions. We content ourselves by noting that the arguments to prove Proposition 3.16 and Corollary 4.10 go through with only superficial changes for 𝔽p\mathbb{F}_{p}-coefficients (though one could simplify the argument in Corollary 4.10 for 𝔽p\mathbb{F}_{p}-coefficients). Note here that Theorem 3.17 implies its 𝔽p\mathbb{F}_{p}-version when one knows pp-torsionfreeness of H~q0\widetilde{H}_{q_{0}}, using the results of [CE12, §1.7].

5. Perfectoid Shimura varieties

5.1. Preparations in pp-adic geometry

In this preliminary section, we prove a number of loosely related results in pp-adic geometry. We continue to fix a prime pp. Group actions on spaces will mostly be right actions throughout this section.

Until further notice, “adic space” means “analytic adic space over p\mathbb{Z}_{p}”. In what follows, we freely use the language of diamonds and some standard notation from [Sch17]. Recall that a diamond is a pro-étale sheaf on the site Perf\mathrm{Perf} of characteristic pp perfectoid spaces with certain properties. If XX is an adic space, the corresponding diamond XX^{\lozenge} comes equipped with a natural map XSpdpX^{\lozenge}\to\operatorname{Spd}\,\mathbb{Z}_{p}; since Perf/Spdp\mathrm{Perf}_{/\operatorname{Spd}\,\mathbb{Z}_{p}} is naturally equivalent to the category Perfd\mathrm{Perfd} of all perfectoid spaces, one is free to think of XX^{\lozenge} as a functor on Perfd\mathrm{Perfd}. If XX is a diamond with a G¯\underline{G}-action for some profinite group GG, we write X/G¯X/\underline{G} for the quotient sheaf computed as a pro-étale sheaf.

Lemma 5.1.

Let XX be a spatial diamond with a G¯\underline{G}-action for some profinite group GG. Suppose that GG acts with finitely many orbits on π0X\pi_{0}X, and that each connected component of XX is a perfectoid space. Then XX is a perfectoid space.

Proof.

Let X0X_{0} be some connected component of XX, and let xX0x\in X_{0} be any point. Choose some open affinoid perfectoid neighborhood UX0U\subseteq X_{0} of xx. This spreads out (e.g. by [Sch17, Proposition 11.23(iii)]) to a small open spatial subdiamond U~X\tilde{U}\subseteq X with U~X0=U\tilde{U}\cap X_{0}=U. Let KGK\subseteq G be the open subgroup stabilizing U~\tilde{U}. Then for any kKk\in K, U~X0k=U~kX0k=(U~X0)k=Uk\tilde{U}\cap X_{0}k=\tilde{U}k\cap X_{0}k=(\tilde{U}\cap X_{0})k=Uk is an affinoid perfectoid space. Since our assumptions on the group action guarantee that the orbit X0KX_{0}K is an open spatial subdiamond of XX, we deduce that U~X0K\tilde{U}\cap X_{0}K is an open spatial subdiamond of XX containing xx, with the property that each connected component of U~X0K\tilde{U}\cap X_{0}K is affinoid perfectoid. By [Sch17, Lemma 11.27], we deduce that U~X0K\tilde{U}\cap X_{0}K itself is affinoid perfectoid. Since X0X_{0} and xx were arbitrary, we get the result. ∎

We now turn to some general results on group quotients. Let XX be an adic space equipped with an action of a finite group GG. The coarse quotient X/GX/G always exists in Huber’s category 𝒱\mathcal{V}, but in general it may not be an adic space. We need some general results showing that if XX is a rigid analytic space or a perfectoid space, then so is X/GX/G. The first author already considered this problem in [Han16b], but the results there can be difficult to apply, since they included the assumption that XX admits a GG-invariant affinoid covering, and such coverings can be hard to exhibit in “real-life” situations. Here we obtain much more satisfying and user-friendly results, which don’t assume the a priori existence of GG-invariant affinoid covers. In the rigid analytic situation we obtain a very general result, cf. Theorem 5.3 below. In the perfectoid situation, we need slightly stronger hyptheses, cf. Theorem 5.8, but the result is sufficient for our intended applications to Shimura varieties.

Let XX be a topological space with an action of a finite group GG by continuous automorphisms. Let xXx\in X be any point, with stabilizer HxGH_{x}\subseteq G. We say an open neighborhood UU of xx is GG-clean if Uh=UUh=U for all hHxh\in H_{x} and moreover UUg=U\cap Ug=\emptyset for all gGHxg\in G\smallsetminus H_{x}. Note in particular that if UU is a GG-clean neighborhood of xx, then the natural map

U×HxG(u,g)ugXU\times^{H_{x}}G\overset{(u,g)\mapsto ug}{\longrightarrow}X

is an open embedding, and its image is just the union inside XX of [G:Hx][G:H_{x}] many disjoint translates of UU, so this is an especially pleasant type of GG-stable open containing the orbit xGxG.

Lemma 5.2.

Let XX be a Hausdorff topological space with a GG-action. Then every point xXx\in X admits a GG-clean open neighborhood.

Proof.

Fix xXx\in X, with stabilizer HH. Choose coset representatives G=1inHgiG=\coprod_{1\leq i\leq n}Hg_{i} with g1=1g_{1}=1; the orbit of xx is then {x1,,xn}\{x_{1},\dots,x_{n}\}, with xi=xgix_{i}=xg_{i}. Since XX is Hausdorff we may choose pairwise disjoint open neighborhoods UiU_{i}^{\prime} of the xix_{i}’s. Clearly gi1Hgig_{i}^{-1}Hg_{i} is the stabilizer of xix_{i}, so the open set

Ui=kgi1HgiUikU_{i}=\bigcap_{k\in g_{i}^{-1}Hg_{i}}U^{\prime}_{i}k

contains xix_{i} and is stable under gi1Hgig_{i}^{-1}Hg_{i}; moreover the UiU_{i}’s are pairwise disjoint. Now set Vi=Uigi1V_{i}=U_{i}g_{i}^{-1}, so xVix\in V_{i} and ViV_{i} is HH-stable. Finally, set W=iViW=\bigcap_{i}V_{i}; we claim that WW is a GG-clean open neighborhood of xx. Indeed, WW is HH-stable since the ViV_{i}’s are, so it remains to check that if iji\neq j, then WgiWgj=Wg_{i}\cap Wg_{j}=\emptyset. But WgiVigi=UiWg_{i}\subseteq V_{i}g_{i}=U_{i} and similarly for WgjWg_{j}, so WgiWgjUiUj=Wg_{i}\cap Wg_{j}\subseteq U_{i}\cap U_{j}=\emptyset, as desired. ∎

Theorem 5.3.

Let XX be a rigid analytic space over some nonarchimedean field KK with an action of a finite group GG. Assume that XX is separated, and that for every rank one point xXx\in X, the closure {x}¯X\overline{\{x\}}\subseteq X is contained in some open affinoid subspace U=Spa(A,A)XU=\operatorname{Spa}(A,A^{\circ})\subseteq X. Then the categorical quotient X/G=(|X|/G,(q𝒪X)G,)X/G=(|X|/G,(q_{\ast}\mathcal{O}_{X})^{G},\cdots) is a rigid analytic space, and the natural map XX/GX\to X/G is finite. Moreover, the canonical map X/G¯(X/G)X^{\lozenge}/\underline{G}\to(X/G)^{\lozenge} is an isomorphism.

The auxiliary conditions on XX in this theorem are satisfied e.g. if XX is affinoid, or if XX is partially proper. In particular, the theorem applies whenever XX is the analytification of a separated KK-scheme of finite type. We would like to emphasize that these auxiliary conditions do not involve the GG-action in any way. In particular, we are not assuming a priori that XX admits a covering by GG-stable affinoid subsets (though, a posteriori, the theorem shows that this is the case).

Proof.

Let x|X|x\in|X| be any rank one point, with stabilizer HxH_{x} and closure {x}¯|X|\overline{\{x\}}\subseteq|X|. Let |X|h|X|^{h} be the maximal Hausdorff quotient of |X||X|, and let π:|X||X|h\pi:|X|\to|X|^{h} be the natural map, so if x|X|x\in|X| is any rank one point, then {x}¯π1(π(x))\overline{\{x\}}\subseteq\pi^{-1}(\pi(x)).777 One might guess that in fact {x}¯=π1(π(x))\overline{\{x\}}=\pi^{-1}(\pi(x)), but this is not clear to us. Indeed, let |X|ν|X|^{\nu} be the quotient of |X||X| by the transitive closure of the pre-relation “xyx\sim y if UVU\cap V\neq\emptyset for all open neighborhoods xU,yVx\in U,y\in V”. Then π\pi naturally factors as a composition of quotient maps |X|𝜏|X|ν𝑞|X|h|X|\overset{\tau}{\to}|X|^{\nu}\overset{q}{\to}|X|^{h}. By some standard structure theory of analytic adic spaces, τ\tau induces a bijection from the rank one points of |X||X| onto |X|ν|X|^{\nu}, and τ1(τ(x))={x}¯\tau^{-1}(\tau(x))=\overline{\{x\}} for any rank one point x|X|x\in|X|. However, the map qq may not be a homeomorphism: for a general topological space TT, ThT^{h} can be obtained by transfinitely iterating the construction TTνT\rightsquigarrow T^{\nu}. When |X||X| is taut, one can prove that qq is a homeomorphism by combining [Hub96, Lemmas 5.3.4 and 8.1.5]. By functoriality of the maximal Hausdorff quotient, GG naturally acts on |X|h|X|^{h} and π\pi is GG-equivariant. By Lemma 5.2 we can choose a GG-clean open neighborhood Ux|X|hU_{x}\subseteq|X|^{h} of π(x)\pi(x). Set U~x=π1(Ux)|X|\tilde{U}_{x}=\pi^{-1}(U_{x})\subseteq|X|, so U~x\tilde{U}_{x} is a GG-clean open neighborhood of xx containing {x}¯\overline{\{x\}}.

By assumption, we can choose an open affinoid subspace Vx=Spa(A,A)XV_{x}=\mathrm{Spa}(A,A^{\circ})\subseteq X containing {x}¯\overline{\{x\}}. Since XX is separated, the intersection hHxVxh\cap_{h\in H_{x}}V_{x}h is still affinoid, so after replacing VxV_{x} by hHxVxh\cap_{h\in H_{x}}V_{x}h, we can assume that VxV_{x} is HxH_{x}-stable. The intersection Wx=U~xVxW_{x}=\tilde{U}_{x}\cap V_{x} is still a GG-clean open neighborhood of xx containing {x}¯\overline{\{x\}}. Now, observe that Wx×HxGXW_{x}\times^{H_{x}}G\subseteq X is a GG-stable open subspace of XX containing {x}¯G\overline{\{x\}}G with the crucial property that

Wx/Hx(Wx×HxG)/GX/GW_{x}/H_{x}\cong\left(W_{x}\times^{H_{x}}G\right)/G\subseteq X/G

is naturally a rigid analytic space, because Vx/HxSpa(AHx,AHx)V_{x}/H_{x}\cong\mathrm{Spa}(A^{H_{x}},A^{\circ H_{x}}) is an affinoid rigid space and |Wx|/Hx|W_{x}|/H_{x} is an open subset of |Vx|/Hx|V_{x}|/H_{x}. Varying over all rank one points xXx\in X, the spaces Wx/HxW_{x}/H_{x} give an open covering of X/GX/G by rigid analytic spaces, so X/GX/G is a rigid analytic space, as desired.

For finiteness of the map XX/GX\to X/G, note that f:WxWx/Hxf:W_{x}\to W_{x}/H_{x} is finite, since it’s the pullback of the finite map VxVx/HxV_{x}\to V_{x}/H_{x} along Wx/HxVx/HxW_{x}/H_{x}\to V_{x}/H_{x}. It then suffices to observe that the pullback of XX/GX\to X/G along the open embedding Wx/HxX/GW_{x}/H_{x}\to X/G is given by the map

Wx×HxG1inWxgifgi1Wx/Hx,W_{x}\times^{H_{x}}G\simeq\coprod_{1\leq i\leq n}W_{x}g_{i}\overset{\coprod f\circ g_{i}^{-1}}{\longrightarrow}W_{x}/H_{x},

which is clearly finite.

For the last point, it suffices to prove that the canonical maps Vx/Hx¯(Vx/Hx)V_{x}^{\lozenge}/\underline{H_{x}}\to(V_{x}/H_{x})^{\lozenge} are isomorphisms of pro-étale sheaves. We claim that in fact for any Tate p\mathbb{Z}_{p}-algebra AA with an action of a finite group GG and a GG-stable subring of integral elements A+A^{+}, the canonical map Spd(A,A+)/G¯Spd(AG,A+G)\operatorname{Spd}(A,A^{+})/\underline{G}\to\operatorname{Spd}(A^{G},A^{+G}) is an isomorphism. It suffices to check that Spd(A,A+)×G¯Spd(A,A+)\operatorname{Spd}(A,A^{+})\times\underline{G}\rightrightarrows\operatorname{Spd}(A,A^{+}) is a presentation of Spd(AG,A+G)\operatorname{Spd}(A^{G},A^{+G}) as a pro-étale sheaf. Arguing as in [CGJ19, Proposition 2.1.1], this reduces to the fact that the maps Spd(A,A+)Spd(AG,A+G)\operatorname{Spd}(A,A^{+})\to\operatorname{Spd}(A^{G},A^{+G}) and Spd(A,A+)×G¯Spd(A,A+)×Spd(AG,A+G)Spd(A,A+)\operatorname{Spd}(A,A^{+})\times\underline{G}\to\operatorname{Spd}(A,A^{+})\times_{\operatorname{Spd}(A^{G},A^{+G})}\operatorname{Spd}(A,A^{+}) are quasi-pro-étale. Since the morphisms in question are separated, this can be checked on rank one geometric points by [Sch17, Proposition 13.6], where it is obvious. ∎

Unfortunately, the perfectoid variant of the previous theorem is not so clean, primarily because of “problems” with the notion of a “separated” perfectoid space. For example, for perfectoid spaces over a perfectoid field, the notion introduced in [Sch17, Definition 5.10] is too weak for our purposes. The following notion of separation is more than sufficient for our purposes. In what follows, we will frequently use the fact that if XX and YY are perfectoid spaces over Spa(K,K+)\operatorname{Spa}(K,K^{+}) for some affinoid field (K,K+)(K,K^{+}), then the fiber product X×Spa(K,K+)YX\times_{\operatorname{Spa}(K,K^{+})}Y is naturally a perfectoid space. By gluing, this reduces to the claim that this fiber product is naturally affinoid perfectoid if XX and YY are each affinoid perfectoid, which is [KL15, Corollary 3.6.18].

Definition 5.4.
  1. (1)

    A map of perfectoid spaces ZXZ\to X is a Zariski-closed embedding if for any open affinoid perfectoid subset UXU\subseteq X, the map Z×XUUZ\times_{X}U\to U is a Zariski-closed embedding of affinoid perfectoid spaces in the sense of [Sch15, §2.2]. We say that an open subset UU of a perfectoid space XX is Zariski open if the inclusion XUXX\setminus U\to X is a Zariski closed embedding.

  2. (2)

    A perfectoid space XX over a nonarchimedean field Spa(K,K+)\operatorname{Spa}(K,K^{+}) is analytically separated if the diagonal map XX×Spa(K,K+)XX\to X\times_{\operatorname{Spa}(K,K^{+})}X is a Zariski-closed embedding.

We caution the reader this definition of being a Zariski-closed embedding is rather delicate: among other things, it’s not clear whether this property can be checked locally on a single affinoid cover of XX, or whether this property is stable under base change. The key property of analytically separated perfectoid spaces that we will use is part (2) of the following lemma.

Lemma 5.5.
  1. (1)

    If a perfectoid space XX is analytically separated, then it is separated in the sense of [Sch17], i.e. XSpd(K,K+)X^{\lozenge}\to\operatorname{Spd}(K,K^{+}) is a separated map of v-sheaves.

  2. (2)

    If XX is analytically separated, then for any two open affinoid perfectoid subsets U,VXU,V\subseteq X, the intersection UVU\cap V is affinoid perfectoid.

Proof.

Part (1) is straightforward and left to the reader (and we won’t need it anyway). Part (2) is immediate upon writing UV=(U×Spa(K,K+)V)×X×Spa(K,K+)X,ΔXU\cap V=(U\times_{\operatorname{Spa}(K,K^{+})}V)\times_{X\times_{\operatorname{Spa}(K,K^{+})}X,\Delta}X. ∎

In practice, analytic separation can often be checked via the following lemma.

Lemma 5.6.

Let (Xi)iI(X_{i})_{i\in I} be a cofiltered inverse system of separated rigid analytic spaces over some Spa(K,K)\operatorname{Spa}(K,K^{\circ}), and suppose there is some perfectoid space XX_{\infty} such that X=limiXiX_{\infty}=\varprojlim_{i}X_{i} as diamonds. Suppose moreover that each XiX_{i} is an open subset of the analytification of a projective variety over KK. Then XX_{\infty} is analytically separated.

Proof.

By assumption, we can choose open immersions XiVianX_{i}\to V_{i}^{\mathrm{an}} for some projective varieties ViV_{i}. Let UX×Spa(K,K)XU\subseteq X_{\infty}\times_{\operatorname{Spa}(K,K^{\circ})}X_{\infty} be some open affinoid perfectoid subset. Set

Wi=U×Xi×Spa(K,K)Xi,ΔXiU×Vian×Spa(K,K)Vian,ΔVian.W_{i}=U\times_{X_{i}\times_{\operatorname{Spa}(K,K^{\circ})}X_{i},\Delta}X_{i}\cong U\times_{V_{i}^{\mathrm{an}}\times_{\operatorname{Spa}(K,K^{\circ})}V_{i}^{\mathrm{an}},\Delta}V_{i}^{\mathrm{an}}.

A priori, we are computing this fiber product as diamonds. However, by the subsequent lemma, WiW_{i} is affinoid perfectoid and the resulting map WiUW_{i}\to U is a Zariski-closed embedding. Then U×X×Spa(K,K)X,ΔX=limiWiU\times_{X_{\infty}\times_{\operatorname{Spa}(K,K^{\circ})}X_{\infty},\Delta}X_{\infty}=\varprojlim_{i}W_{i} is affinoid perfectoid, and limiWiU\varprojlim_{i}W_{i}\to U is a cofiltered limit of Zariski-closed embeddings. Since any cofiltered limit of Zariski-closed embeddings with fixed target is a Zariski-closed embedding, we get the result. ∎

Lemma 5.7.

Let YXY\to X be a closed immersion of quasi-projective varieties over a nonarchimedean field KK, and let ZZ be any perfectoid space equipped with a map f:ZXanf:Z\to X^{\mathrm{an}}. Then the diamond W=Z×XanYanW=Z\times_{X^{\mathrm{an}}}Y^{\mathrm{an}} is a perfectoid space, and the natural map WZW\to Z is a Zariski-closed embedding.

Proof.

Unwinding the definitions, it suffices to prove that if ZZ is affinoid perfectoid, then W=Z×XanYanZW=Z\times_{X^{\mathrm{an}}}Y^{\mathrm{an}}\to Z is a Zariski-closed embedding of affinoid perfectoid spaces.

Replacing XX by its closure in some projective space, and replacing YY by its closure in XX, we can assume that YXY\to X is a closed immersion of projective varieties. Let 𝒪Xan\mathcal{I}\subseteq\mathcal{O}_{X^{\mathrm{an}}} be the ideal sheaf cutting out YanY^{\mathrm{an}}. By rigid GAGA and the projectivity of XX, we can choose a vector bundle \mathcal{E} on XanX^{\mathrm{an}} together with a surjection \mathcal{E}\twoheadrightarrow\mathcal{I}. Then ff^{\ast}\mathcal{E} is naturally a vector bundle on ZZ, and the image of the natural map f𝒪Zf^{\ast}\mathcal{E}\to\mathcal{O}_{Z} is just the ideal sheaf generated by f1f^{-1}\mathcal{I}. However, ZZ is affinoid perfectoid, so ff^{\ast}\mathcal{E} is generated by its global sections, which are just a finitely generated projective 𝒪Z(Z)\mathcal{O}_{Z}(Z)-module. In paticular, if e1,,enH0(Z,f)e_{1},\dots,e_{n}\in H^{0}(Z,f^{\ast}\mathcal{E}) is any set of generators, then their images in 𝒪Z(Z)\mathcal{O}_{Z}(Z) generate an ideal II corresponding to the ideal sheaf generated by f1f^{-1}\mathcal{I}. Let WZW\subseteq Z be the Zariski-closed subset cut out by II. It is then easy to see that WW represents the fiber product claimed in the statement of the lemma. ∎

Theorem 5.8.

Let XX be a perfectoid space over a nonarchimedean field, with an action of a finite group GG. Assume that XX is analytically separated, and that for every rank one point xXx\in X, the closure {x}¯X\overline{\{x\}}\subseteq X is contained in some open affinoid perfectoid subspace U=Spa(A,A+)XU=\operatorname{Spa}(A,A^{+})\subseteq X.

Then the categorical quotient X/GX/G is a perfectoid space, and the natural map q:XX/Gq:X\to X/G is affinoid in the (weak) sense that any point yX/Gy\in X/G admits a neighborhood basis of open affinoid perfectoid subsets YXY\subseteq X whose preimages q1(Y)q^{-1}(Y) are affinoid perfectoid. Moreover, the canonical morphism X/G¯(X/G)X^{\lozenge}/\underline{G}\to(X/G)^{\lozenge} is an isomorphism.

Proof.

The first portion of the proof is nearly identical to the proof of Theorem 5.3, but we repeat the details for the reader’s convenience.

Let xXx\in X be any rank one point, with stabilizer HxH_{x} and closure {x}¯X\overline{\{x\}}\subset X. Let |X|h|X|^{h} be the maximal Hausdorff quotient of |X||X|, and let π:|X||X|h\pi:|X|\to|X|^{h} be the natural map, so if x|X|x\in|X| is any rank one point, then {x}¯π1(π(x))\overline{\{x\}}\subseteq\pi^{-1}(\pi(x)). By functoriality of the maximal Hausdorff quotient, GG naturally acts on |X|h|X|^{h} and π\pi is GG-equivariant. By Lemma 5.2 we can choose a GG-clean open neighborhood Ux|X|hU_{x}\subseteq|X|^{h} of π(x)\pi(x). Let U~x\tilde{U}_{x} be the preimage of UxU_{x} in |X||X|, so U~x\tilde{U}_{x} is a GG-clean open neighborhood of xx containing {x}¯\overline{\{x\}}.

By assumption, we can choose an open affinoid perfectoid subspace Vx=Spa(A,A+)XV_{x}=\mathrm{Spa}(A,A^{+})\subseteq X containing {x}¯\overline{\{x\}}. Since XX is analytically separated, the intersection hHxVxh\cap_{h\in H_{x}}V_{x}h is affinoid perfectoid by Lemma 5.5.(2), so after replacing VxV_{x} by hHxVxh\cap_{h\in H_{x}}V_{x}h, we can assume that VxV_{x} is HxH_{x}-stable. The intersection Wx=U~xVxW_{x}=\tilde{U}_{x}\cap V_{x} is still a GG-clean open neighborhood of xx containing {x}¯\overline{\{x\}}. Now, observe that Wx×HxGXW_{x}\times^{H_{x}}G\subset X is a GG-stable open subspace of XX containing {x}¯G\overline{\{x\}}G with the crucial property that

Wx/Hx(Wx×HxG)/GX/GW_{x}/H_{x}\cong\left(W_{x}\times^{H_{x}}G\right)/G\subseteq X/G

is naturally a perfectoid space, because Vx/HxSpa(AHx,A+Hx)V_{x}/H_{x}\cong\mathrm{Spa}(A^{H_{x}},A^{+H_{x}}) is an affinoid perfectoid space by [Han16b, Theorem 1.4] and |Wx|/Hx|W_{x}|/H_{x} is an open subset of |Vx|/Hx|V_{x}|/H_{x}. Varying over all rank one points xXx\in X, the spaces Wx/HxW_{x}/H_{x} give an open covering of X/GX/G by perfectoid spaces, so X/GX/G is a perfectoid space, as desired.

To see that qq is affinoid, let yX/Gy\in X/G be any point, so yy is contained in some Wx/HxW_{x}/H_{x}. Let YWx/HxX/GY\subseteq W_{x}/H_{x}\subseteq X/G be any open subset containing yy such that YY is a rational subset of Vx/HxV_{x}/H_{x}. The set of such YY’s is clearly a neighborhood basis of yy. Moreover, q1(Y)q^{-1}(Y) is a finite disjoint union of copies of the preimage of YY in VxV_{x}, but the latter preimage is a rational subset of VxV_{x}, and hence is affinoid perfectoid, so q1(Y)q^{-1}(Y) is affinoid perfectoid. Varying yy, we get the claim.

The last point follows exactly as in the proof of Theorem 5.3. ∎

The next lemma will allow us to extend the Hodge-Tate period map across the boundary of the minimal compactification, in situations where we already know it extends on some profinite cover of the Shimura variety.

Lemma 5.9.

Let q:XYq:X\to Y be any map of perfectoid spaces, and let πX:XZ\pi_{X}:X\to Z be any map to a rigid space which is either affinoid or partially proper. Suppose there is a dense open subset YYY^{\circ}\subset Y with preimage XXX^{\circ}\subset X such that πX|X=πYq|X\pi_{X}|_{X^{\circ}}=\pi_{Y^{\circ}}\circ q|_{X^{\circ}} for some morphism πY:YZ\pi_{Y^{\circ}}:Y^{\circ}\to Z. Assume the following conditions.

  1. (1)

    qq is affinoid in the sense of Theorem 5.8.

  2. (2)

    qq is surjective on topological spaces.

  3. (3)

    The map qq and the relation maps X×YXXX\times_{Y}X\rightrightarrows X are open on topological spaces.

Then πY\pi_{Y^{\circ}} extends uniquely to a morphism πY:YZ\pi_{Y}:Y\to Z such that πX=πYq\pi_{X}=\pi_{Y}\circ q.

Proof.

1) implies that qq is qcqs and spectral, and 2) implies that qq is a quotient map. Also, 3) implies that XX^{\circ} is dense in XX.

We are now going to reduce the lemma to the following statement:

Claim. There is an open cover {WiY}iI\{W_{i}\subset Y\}_{i\in I} such that πX(q1(Wi))\pi_{X}(q^{-1}(W_{i})) is contained in an open affinoid subset of ZZ.

Granted this claim, it suffices to prove the lemma with XX replaced by the preimage XX^{\prime} of any open affinoid perfectoid subset YYY^{\prime}\subset Y, which we can assume is contained in some WiW_{i}. By 1), shrinking YY^{\prime} if necessary, we can assume that XX^{\prime} is affinoid perfectoid. By the claim, we can also assume that q(X)Zq(X^{\prime})\subset Z^{\prime} for some open affinoid subset ZZZ^{\prime}\subset Z. This reduces the entire lemma to the special case where XX, YY and ZZ are affinoid.

In this special case, we argue as follows. Let R=X×YXR=X\times_{Y}X, so RR is affinoid perfectoid and RXR\rightrightarrows X is an equivalence relation with v-quotient YY. In particular, we get an equalizer diagram 𝒪(Y)𝒪(X)𝒪(R)\mathcal{O}(Y)\to\mathcal{O}(X)\rightrightarrows\mathcal{O}(R). Similarly, set R=X×YXR^{\circ}=X^{\circ}\times_{Y^{\circ}}X^{\circ}, so Y=X/RY^{\circ}=X^{\circ}/R^{\circ}. Note that the spaces labelled ()(-)^{\circ} are not necessarily affinoid; however, we still get an equalizer diagram 𝒪(Y)𝒪(X)𝒪(R)\mathcal{O}(Y^{\circ})\to\mathcal{O}(X^{\circ})\rightrightarrows\mathcal{O}(R^{\circ}). Moreover, the natural maps 𝒪(T)𝒪(T)\mathcal{O}(T)\to\mathcal{O}(T^{\circ}) are injective for each T{X,Y,R}T\in\{X,Y,R\}, since TT^{\circ} is a dense open subset of the (stably uniform) affinoid adic space TT.

Putting things together, we get a commutative diagram

\xymatrix0\ar[r]&𝒪(Y)\ar[r]q𝒪(X)\ar[r]δ𝒪(R)0\ar[r]𝒪(Y)\ar[r]q\ar[u]𝒪(X)\ar[r]δ\ar[u]i𝒪(R)\ar[u]i\xymatrix{0\ar[r]&\mathcal{O}(Y^{\circ})\ar[r]^{q^{\circ\ast}}\mathcal{O}(X^{\circ})\ar[r]^{\delta^{\circ}}\mathcal{O}(R^{\circ})\\ 0\ar[r]\mathcal{O}(Y)\ar[r]^{q^{\ast}}\ar[u]\mathcal{O}(X)\ar[r]^{\delta}\ar[u]^{i}\mathcal{O}(R)\ar[u]^{i^{\prime}}}

with exact rows, where all vertical maps are injective. A map XZX\to Z as in the lemma corresponds to a map f:𝒪(Z)𝒪(X)f:\mathcal{O}(Z)\to\mathcal{O}(X) such that ifimqi\circ f\subseteq\mathrm{im}q^{\circ\ast}. But then 0=δif=iδf0=\delta^{\circ}\circ i\circ f=i^{\prime}\circ\delta\circ f, so δf=0\delta\circ f=0 by the injectivity of ii^{\prime}. Therefore ff factors uniquely over a map 𝒪(Z)𝒪(Y)\mathcal{O}(Z)\to\mathcal{O}(Y), as desired.

It remains to prove the Claim. If ZZ is affinoid there is nothing to prove, so assume that ZZ is partially proper. Then we can cover ZZ by open affinoids ZiZiZ_{i}\subset Z_{i}^{\prime} such that Zi¯Zi\overline{Z_{i}}\subset Z_{i}^{\prime}. I claim that given such a cover, we can take Wi=q(πX1(Zi))W_{i}=q(\pi_{X}^{-1}(Z_{i})). Since πX1(Zi)\pi_{X}^{-1}(Z_{i}) gives an open cover of XX and qq is open and surjective, it is clear that these form an open cover of YY. It remains to understand πX(q1(Wi))\pi_{X}(q^{-1}(W_{i})). For this, note that Si=πX1(Zi)S_{i}=\pi_{X}^{-1}(Z_{i}) and Si=q1(q(πX1(Zi)))S_{i}^{\prime}=q^{-1}(q(\pi_{X}^{-1}(Z_{i}))) are retrocompact open subsets of XX which agree after intersecting with XX^{\circ}. Since XXX^{\circ}\subset X is dense, Si¯=Si¯\overline{S_{i}}=\overline{S_{i}^{\prime}}. We deduce that πX(q1(Wi))=πX(Si)πX(Si¯)=πX(Si¯)πX(Si)¯Zi¯Zi\pi_{X}(q^{-1}(W_{i}))=\pi_{X}(S_{i}^{\prime})\subseteq\pi_{X}(\overline{S_{i}^{\prime}})=\pi_{X}(\overline{S_{i}})\subseteq\overline{\pi_{X}(S_{i})}\subseteq\overline{Z_{i}}\subseteq Z_{i}^{\prime}. Since ZiZ_{i}^{\prime} is an open affinoid, this shows the Claim. ∎

In the next section, we will often be in a situation where we have a morphism between two inverse systems of Shimura varieties for some closely related Shimura data. In the remainder of this section, we prove some results which will allow us to transfer information from one inverse system to the other.

Lemma 5.10.

Let (Xi)iIfi(Yi)iI(X_{i})_{i\in I}\overset{f_{i}}{\longrightarrow}(Y_{i})_{i\in I} be a morphism of cofiltered inverse systems of locally Noetherian adic spaces. Assume moreover that the maps fif_{i} and the transition maps in the inverse systems are all finite maps, and that Y=limiYiY_{\infty}=\varprojlim_{i}Y_{i} is perfectoid.

Then X=limiXiX_{\infty}=\varprojlim_{i}X_{i} is perfectoid, and the morphism f:XYf_{\infty}:X_{\infty}\to Y_{\infty} is quasicompact. Moreover, if UYU\subseteq Y_{\infty} is an open affinoid perfectoid subset which arises as the preimage of an open affinoid UiYiU_{i}\subseteq Y_{i} for some ii, then f1(U)Xf_{\infty}^{-1}(U)\subseteq X_{\infty} is also affinoid perfectoid. Finally, ff_{\infty} is affinoid in the sense of Theorem 5.8.

With more effort, one can show that the morphism ff_{\infty} is proper and quasi-pro-étale in the sense of [Sch17]. We will not need this.

Proof.

Without loss of generality, we may assume that II contains an initial element 0. Next, observe that

X\displaystyle X_{\infty} limjX×YjY\displaystyle\cong\varprojlim_{j}X_{\infty}\times_{Y_{j}}Y_{\infty}
limijXi×YjY\displaystyle\cong\varprojlim_{i\geq j}X_{i}\times_{Y_{j}}Y_{\infty}
limiXi×YiY\displaystyle\cong\varprojlim_{i}X_{i}\times_{Y_{i}}Y_{\infty}

using the cofinality of the diagonal to get the last line. Choose an open affinoid subset U0Y0U_{0}\subseteq Y_{0} with preimages UiYiU_{i}\subseteq Y_{i}, WiXiW_{i}\subseteq X_{i}, UYU_{\infty}\subseteq Y_{\infty}, WXW_{\infty}\subseteq X_{\infty}. To prove the first part of the theorem, it suffices to prove that WW_{\infty} is a perfectoid space. This can be checked locally on some covering of UU_{\infty} by open affinoid perfectoid subsets V=Spa(R,R+)UV=\operatorname{Spa}(R,R^{+})\subseteq U_{\infty}. By our assumptions, the natural maps WiUiW_{i}\to U_{i} are finite maps of affinoid adic spaces, so in particular 𝒪+(Ui)𝒪+(Wi)\mathcal{O}^{+}(U_{i})\to\mathcal{O}^{+}(W_{i}) is an integral ring map. By general nonsense, the fiber product Xi×YiV=Wi×UiVX_{i}\times_{Y_{i}}V=W_{i}\times_{U_{i}}V is computed as Spd(S,S+)\mathrm{Spd}(S,S^{+}), where S=R𝒪(Ui)𝒪(Wi)S=R\otimes_{\mathcal{O}(U_{i})}\mathcal{O}(W_{i}) (topologized in the usual way) and S+S^{+} is the integral closure of im(R+𝒪+(Ui)𝒪+(Wi)S)\mathrm{im}(R^{+}\otimes_{\mathcal{O}^{+}(U_{i})}\mathcal{O}^{+}(W_{i})\to S) in SS. In particular, R+S+R^{+}\to S^{+} is an integral ring map, so the subsequent lemma implies that Wi×UiVW_{i}\times_{U_{i}}V is an affinoid perfectoid space. Passing to the limit over ii, we deduce that W×UVW_{\infty}\times_{U_{\infty}}V is an affinoid perfectoid space, and then varying over all choices of U0Y0U_{0}\subseteq Y_{0} and VUV\subseteq U_{\infty} as above, we conclude that XX_{\infty} is a perfectoid space.

Quasicompactness of ff_{\infty} is clear. For the remaining claims of the theorem, choose some UiYiU_{i}\subseteq Y_{i} and UYU\subseteq Y_{\infty} as in the statement of the claim, and let UjYjU_{j}\subseteq Y_{j} and WjXjW_{j}\subseteq X_{j} denote the evident preimages for all jij\geq i. Arguing as in the first part of the proof, we see that f1(U)=limjiWj×UjUf_{\infty}^{-1}(U)=\varprojlim_{j\geq i}W_{j}\times_{U_{j}}U and that Wj×UjUW_{j}\times_{U_{j}}U is an affinoid perfectoid space for any jij\geq i. Passing to the limit over jj gives the claim. Affinoidness of ff_{\infty} now follows from Lemma 5.12 below. ∎

In the course of this proof, we crucially used the following result, which is essentially just a rephrasing of a theorem of Bhatt-Scholze.

Lemma 5.11.

Let (R,R+)(S,S+)(R,R^{+})\to(S,S^{+}) be a map of Tate-Huber pairs such that RR is a perfectoid Tate ring and the ring map R+S+R^{+}\to S^{+} is integral. Then the diamond Spd(S,S+)\operatorname{Spd}(S,S^{+}) is an affinoid perfectoid space.

Proof.

Choose a pseudouniformizer ϖR+\varpi\in R^{+}. Since R+R^{+} is integral perfectoid and R+S+R^{+}\to S^{+} is an integral ring map, [BS19, Theorem 1.16(1)] guarantees the existence of an integral perfectoid S+S^{+}-algebra Sperfd+S^{+}_{\mathrm{perfd}} such that any map from S+S^{+} to an integral perfectoid ring factors uniquely through the map S+Sperfd+S^{+}\to S^{+}_{\mathrm{perfd}}. Set T=Sperfd+[1/ϖ]T=S^{+}_{\mathrm{perfd}}[1/\varpi], and let T+TT^{+}\subset T be the integral closure of Sperfd+S^{+}_{\mathrm{perfd}} in TT. Then TT is a perfectoid Tate ring, and the natural map (S,S+)(T,T+)(S,S^{+})\to(T,T^{+}) induces a bijection Hom((T,T+),(A,A+))Hom((S,S+),(A,A+))\mathrm{Hom}((T,T^{+}),(A,A^{+}))\cong\mathrm{Hom}((S,S^{+}),(A,A^{+})) for any perfectoid Tate-Huber pair (A,A+)(A,A^{+}). This shows that Spd(S,S+)Spd(T,T+)\operatorname{Spd}(S,S^{+})\cong\operatorname{Spd}(T,T^{+}) is affinoid perfectoid, as desired. ∎

We also used the following result.

Lemma 5.12.

Let (Xi)iI(X_{i})_{i\in I} be a cofiltered inverse system of locally Noetherian adic spaces with finite transition maps. Assume that X=limXiX=\varprojlim X_{i} is a perfectoid space. Then XX has a neighborhood basis of open affinoid perfectoid subsets WXW\subset X which are preimages of open affinoids WiXiW_{i}\subset X_{i} at (variable) finite levels.

Proof.

Without loss of generality, we can assume that II has an initial object 0. The problem is local on X0X_{0}, so replacing X0X_{0} by an open affinoid subset and using the finiteness of the maps in the tower, we can also assume that all XiX_{i}’s are affinoid, say with Xi=Spa(Bi,Bi+)X_{i}=\operatorname{Spa}(B_{i},B_{i}^{+}). Let (B,B+)(B,B^{+}) be the completed direct limit of the system (Bi,Bi+)(B_{i},B_{i}^{+}), so XSpd(B,B+)X\cong\operatorname{Spd}(B,B^{+}). Now, let 𝒲\mathcal{W} be the set of rational subsets WXW\subset X which are contained in some open affinoid perfectoid subset of XX. Then any W𝒲W\in\mathcal{W} is affinoid perfectoid, and elements of 𝒲\mathcal{W} clearly form a neighborhood basis of XX. On the other hand, any rational subset of XX, and in particular any element of 𝒲\mathcal{W}, is the preimage of a rational subset of XiX_{i} for some large ii by standard approximation arguments. ∎

In applications, we will usually care about inverse systems with the following restrictive properties.

Definition 5.13.

Fix a nonarchimedean field KK. A good tower is a cofiltered inverse system of locally Noetherian adic spaces (Xi)iI(X_{i})_{i\in I} over SpaK\operatorname{Spa}K with the following properties.

  1. (1)

    Each XiX_{i} is the analytification of a projective variety over KK, and the transition maps are finite.

  2. (2)

    The inverse limit X=limiXiX=\varprojlim_{i}X_{i} is a perfectoid space.

  3. (3)

    There exists a pair of coverings of XX by open affinoid perfectoid subsets Uj,VjU_{j},V_{j} such that Uj¯Vj\overline{U_{j}}\subseteq V_{j} for all jj, and such that for each jj, UjU_{j} and VjV_{j} occur as the preimages of some open affinoids Uj,ij,Vj,ijXijU_{j,i_{j}},V_{j,i_{j}}\subseteq X_{i_{j}} for some ijIi_{j}\in I.

The point of this definition is captured in the following proposition.

Proposition 5.14.
  1. (1)

    Let (Yi)iI(Y_{i})_{i\in I} be a good tower. If (Xi)iIfi(Yi)iI(X_{i})_{i\in I}\overset{f_{i}}{\longrightarrow}(Y_{i})_{i\in I} is any map of cofiltered inverse systems such that the morphisms fif_{i} are finite, then (Xi)iI(X_{i})_{i\in I} is a good tower.

  2. (2)

    If (Xi)iI(X_{i})_{i\in I} is a good tower with an action of a finite group GG, then the categorical quotient X/GX/G is a perfectoid space and X/GlimiXi/GX/G\cong\varprojlim_{i}X_{i}/G.

Note that in part (2), we are not claiming that (Xi/G)iI(X_{i}/G)_{i\in I} is a good tower: it’s not clear to us whether condition (3) is preserved.

Proof.

For part (1), let f:XYf:X\to Y denote the map between the limits of the towers. Note that since XiYiX_{i}\to Y_{i} is finite, the tower (Xi)iI(X_{i})_{i\in I} satisfies condition (1) of Definition 5.13 by rigid GAGA. Conditions (2) and (3) then follow from Lemma 5.10. Indeed, (2) is immediate, and (3) follows from the observation that if UjVjYU_{j}\subseteq V_{j}\subseteq Y are open affinoid perfectoid subsets pulled back from some finite-level affinoids Uj,ij,Vj,ijYiU_{j,i_{j}},V_{j,i_{j}}\subseteq Y_{i}, then f1(Uj)f^{-1}(U_{j}) is affinoid perfectoid by Lemma 5.10 and is clearly the preimage of the affinoid fij1(Uj,ij)Xijf_{i_{j}}^{-1}(U_{j,i_{j}})\subseteq X_{i_{j}} (and similarly for the VjV_{j}’s). Finally, the condition on closures follows from the inclusions f1(Uj)¯f1(Uj¯)f1(Vj)\overline{f^{-1}(U_{j})}\subseteq f^{-1}(\overline{U_{j}})\subseteq f^{-1}(V_{j}).

For part (2), X/GX/G is perfectoid by Theorem 5.8, since by design the limit of a good tower satisfies the conditions of that Theorem. Indeed, the limit of any good tower is analytically separated by Lemma 5.6. Moreover, if Uj,VjXU_{j},V_{j}\subseteq X are as in the definition of a good tower, then any rank one point xXx\in X is contained in some UjU_{j}, in which case {x}¯Uj¯Vj\overline{\{x\}}\subseteq\overline{U_{j}}\subset V_{j}.

It remains to check that the natural map f:X/GlimiXi/Gf:X/G\to\varprojlim_{i}X_{i}/G is an isomorphism of diamonds. The source and target of this map are spatial diamonds, so the map is automatically qcqs. Thus, by [Sch17, Lemma 11.11], it suffices to prove that ff induces a bijection on (C,C+)(C,C^{+})-points for every algebraically closed perfectoid field CC with an open and bounded valuation subring C+CC^{+}\subseteq C. In what follows, we will freely use the fact that (C,C+)(C,C^{+})-points can be computed “naively”: if XX is a pro-étale sheaf with a G¯\underline{G}-action for some profinite group GG and X/G¯X/\underline{G} denotes the quotient as pro-étale sheaves, then X(C,C+)/G(X/G¯)(C,C+)X(C,C^{+})/G\cong(X/\underline{G})(C,C^{+}). This is an easy consequence of the fact that any pro-étale cover of a geometric point (C,C+)(C,C^{+}) has a section.888More generally, if \mathcal{F} is a presheaf of sets on a site 𝒞\mathcal{C}, and X𝒞X\in\mathcal{C} is any object with the property that every covering of XX admits a section, then the natural map (X)sh(X)\mathcal{F}(X)\to\mathcal{F}^{sh}(X) is a bijection, where ()sh(-)^{sh} denotes sheafification. This is easy and left to the reader.

For surjectivity, let (xiXi(C,C+)/G)iI(x_{i}\in X_{i}(C,C^{+})/G)_{i\in I} be any inverse system of points. Let WiX(C,C+)W_{i}\subseteq X(C,C^{+}) be the preimage of xix_{i}. Since WilimjWi,jW_{i}\cong\varprojlim_{j}W_{i,j} where Wi,jXj(C,C+)W_{i,j}\subseteq X_{j}(C,C^{+}) is the preimage of xix_{i}, and each Wi,jW_{i,j} is finite and nonempty (use that XjXiX_{j}\to X_{i} is finite), WiW_{i} naturally has the structure of a (non-empty) profinite set. Then W=limiWiW=\varprojlim_{i}W_{i} is an inverse limit of non-empty compact Hausdorff spaces, and thus is non-empty. Any choice of xWX(C,C+)x\in W\subseteq X(C,C^{+}) maps to the inverse system (xi)iI(x_{i})_{i\in I}.

For injectivity, let x,yX(C,C+)x,y\in X(C,C^{+}) be two elements with the same image in limiXi(C,C+)/G\varprojlim_{i}X_{i}(C,C^{+})/G. Let xi,yiXi(C,C+)x_{i},y_{i}\in X_{i}(C,C^{+}) be the images of xx and yy, and let GiGG_{i}\subset G be the set gGg\in G with gxi=yigx_{i}=y_{i}. Then GiG_{i} is nonempty by assumption, and GjGiG_{j}\to G_{i} is injective for all jij\geq i, so limiGi\varprojlim_{i}G_{i} is nonempty. Choosing any glimiGig\in\varprojlim_{i}G_{i}, we then have gx=ygx=y, as desired. ∎

5.2. Perfectoid Shimura varieties of Hodge type

We now return to Shimura varieties. Let (G,X)(G,X) be a Shimura datum of Hodge type, with reflex field EE and Hodge cocharacter μ\mu. For any open compact subgroup KG(𝔸f)K\subseteq G(\mathbb{A}_{f}), we write ShK(G,X)Sh_{K}(G,X) for the canonical model of the associated Shimura variety; this is a normal quasi-projective scheme over EE. This has a canonical projective minimal compactification ShK(G,X)Sh^{\ast}_{K}(G,X), which is also normal. Fix a prime 𝔭\mathfrak{p} of EE lying over pp, and let 𝒳K\mathcal{X}_{K}, resp. 𝒳K\mathcal{X}^{\ast}_{K} denote the rigid analytic space over E𝔭E_{\mathfrak{p}} associated with ShK(G,X)EE𝔭Sh_{K}(G,X)\otimes_{E}E_{\mathfrak{p}}, resp. ShK(G,X)EE𝔭Sh^{\ast}_{K}(G,X)\otimes_{E}E_{\mathfrak{p}}. As KK varies, these spaces form a pair of inverse systems with finite transition maps, and compatible open immersions 𝒳K𝒳K\mathcal{X}_{K}\to\mathcal{X}_{K}^{\ast}. Recall the (rigid analytic) flag variety G,μ\mathscr{F}\!\ell_{G,\mu} attached to (G,X)(G,X), as defined over E𝔭E_{\mathfrak{p}} in [CS17, §2.1].

Proposition 5.15.

Fix any open compact subgroup KpG(𝔸fp)K^{p}\subseteq G(\mathbb{A}_{f}^{p}). Then 𝒳Kp=limKp𝒳KpKp\mathcal{X}^{\ast}_{K^{p}}=\varprojlim_{K_{p}}\mathcal{X}^{\ast}_{K^{p}K_{p}} is a perfectoid space, and there is a G(p)G(\mathbb{Q}_{p})-equivariant Hodge-Tate period map πHT:𝒳KpG,μ\pi_{HT}:\mathcal{X}^{\ast}_{K^{p}}\to\mathscr{F}\!\ell_{G,\mu} which is functorial in the tame level.

Moreover, 𝒳Kp\mathcal{X}^{\ast}_{K^{p}} is analytically separated, and we can find a pair of coverings by finitely many open affinoid perfectoid subsets Ui,Vi𝒳KpU_{i},V_{i}\subseteq\mathcal{X}^{\ast}_{K^{p}} such that Ui¯Vi\overline{U_{i}}\subseteq V_{i} for all ii and such that UiU_{i} and ViV_{i} arise as the preimages of some open affinoid subsets of some 𝒳KpKp\mathcal{X}^{\ast}_{K^{p}K_{p}}.

In particular, for any cofinal system of open compact subgroups KpG(p)K_{p}\subseteq G(\mathbb{Q}_{p}), (𝒳KpKp)Kp(\mathcal{X}^{\ast}_{K^{p}K_{p}})_{K_{p}} is a good tower (over E𝔭E_{\mathfrak{p}}) in the sense of Definition 5.13.

Note that 𝒳Kp\mathcal{X}^{\ast}_{K^{p}} may not coincide with the “ad hoc” compactification 𝒳Kp¯\mathcal{X}^{\underline{\ast}}_{K^{p}} constructed in [Sch15], although by construction there is certainly a map 𝒳Kp𝒳Kp¯\mathcal{X}^{\ast}_{K^{p}}\to\mathcal{X}^{\underline{\ast}}_{K^{p}}.

Proof.

Fix a closed embedding ι:(G,X)(GSp2g,g±)\iota:(G,X)\to(\mathrm{GSp}_{2g},\mathfrak{H}^{\pm}_{g}) into a Siegel Shimura datum. For any open compact subgroup KGSp2g(p)K\subseteq\mathrm{GSp}_{2g}(\mathbb{Q}_{p}), let 𝒮K\mathcal{S}_{K}, resp. 𝒮K\mathcal{S}^{\ast}_{K} denote the rigid analytic space over E𝔭E_{\mathfrak{p}} associated with ShK(GSp2g,g±)E𝔭Sh_{K}(\mathrm{GSp}_{2g},\mathfrak{H}^{\pm}_{g})\otimes_{\mathbb{Q}}E_{\mathfrak{p}}, resp. ShK(GSp2g,g±)E𝔭Sh^{\ast}_{K}(\mathrm{GSp}_{2g},\mathfrak{H}^{\pm}_{g})\otimes_{\mathbb{Q}}E_{\mathfrak{p}}. By [Sch15, Theorem 3.3.18], limKp𝒮KpKp\varprojlim_{K_{p}}\mathcal{S}^{\ast}_{K^{p}K_{p}} is a perfectoid space for any open compact subgroup KpGSp2g(p)K^{p}\subseteq\mathrm{GSp}_{2g}(\mathbb{Q}_{p}) contained in some conjugate of a principal congruence subgroup of level 3\geq 3. However, this last condition can easily be removed using [Han16b, Theorem 1.4], noting in particular that 𝒮Kp\mathcal{S}^{\ast}_{K^{p}} is covered by finitely many GSp2g(p)\mathrm{GSp}_{2g}(\mathbb{Q}_{p})-translates of a certain open affinoid perfectoid subset 𝒮Kp(ϵ)a\mathcal{S}^{\ast}_{K^{p}}(\epsilon)_{a},999This subset is denoted 𝒳Γ(p)(ϵ)a\mathcal{X}^{\ast}_{\Gamma(p^{\infty})}(\epsilon)_{a} in [Sch15, §3]. and that these subsets are invariant under the action of Kp/KpK^{\prime p}/K^{p} for any normal inclusion KpKpK^{p}\subseteq K^{\prime p} of tame level groups.

The chosen embedding ι\iota gives rise to compatible finite maps 𝒳KG(𝔸f)𝒮K\mathcal{X}_{K\cap G(\mathbb{A}_{f})}\to\mathcal{S}_{K} for any KGSp2g(𝔸f)K\subseteq\mathrm{GSp}_{2g}(\mathbb{A}_{f}) as above, which naturally extend to compatible finite morphisms 𝒳KG(𝔸f)𝒮K\mathcal{X}^{\ast}_{K\cap G(\mathbb{A}_{f})}\to\mathcal{S}^{\ast}_{K}. Now, choose any KpG(𝔸fp)K^{p}\subseteq G(\mathbb{A}_{f}^{p}) as in the proposition, and choose an open compact KpGSp2g(𝔸fp)K^{\prime p}\subseteq\mathrm{GSp}_{2g}(\mathbb{A}_{f}^{p}) such that KpKpK^{p}\subseteq K^{\prime p}. Choosing a cofinal set of (neat) open compact subgroups K0K1K2K_{0}\supseteq K_{1}\supseteq K_{2}\cdots in GSp2g(p)\mathrm{GSp}_{2g}(\mathbb{Q}_{p}), we get a map of inverse systems (𝒳Kpι1(Kn))n0(𝒮KpKn)n0(\mathcal{X}^{\ast}_{K^{p}\iota^{-1}(K_{n})})_{n\geq 0}\to(\mathcal{S}^{\ast}_{K^{\prime p}K_{n}})_{n\geq 0} satisfying all the hypotheses of Lemma 5.10. Applying that lemma, we deduce that 𝒳Kp\mathcal{X}^{\ast}_{K^{p}} is a perfectoid space and the natural map f:𝒳Kp𝒮Kpf:\mathcal{X}^{\ast}_{K^{p}}\to\mathcal{S}^{\ast}_{K^{\prime p}} is quasicompact. Moreover, 𝒳Kp\mathcal{X}^{\ast}_{K^{p}} is analytically separated by Lemma 5.6.

Now choose some 0<ϵ<ϵ<1/20<\epsilon<\epsilon^{\prime}<1/2 and finitely many giGSp2g(p)g_{i}\in\mathrm{GSp}_{2g}(\mathbb{Q}_{p}) such that the translates 𝒮Kp(ϵ)agi\mathcal{S}^{\ast}_{K^{\prime p}}(\epsilon)_{a}\cdot g_{i} cover 𝒮Kp\mathcal{S}^{\ast}_{K^{\prime p}}. Note that any such translate is the preimage of an open affinoid subset of some 𝒮KpKn\mathcal{S}^{\ast}_{K^{\prime p}K_{n}}, so again by Lemma 5.10 we see that the preimages

Ui=f1(𝒮Kp(ϵ)agi)Vi=f1(𝒮Kp(ϵ)agi)U_{i}=f^{-1}(\mathcal{S}^{\ast}_{K^{\prime p}}(\epsilon)_{a}\cdot g_{i})\subseteq V_{i}=f^{-1}(\mathcal{S}^{\ast}_{K^{\prime p}}(\epsilon^{\prime})_{a}\cdot g_{i})

are affinoid perfectoid and give open covers of 𝒳Kp\mathcal{X}^{\ast}_{K^{p}}, and arise by pullback from some finite level. Moreover, 𝒮Kp(ϵ)agi¯𝒮Kp(ϵ)agi\overline{\mathcal{S}^{\ast}_{K^{\prime p}}(\epsilon)_{a}\cdot g_{i}}\subset\mathcal{S}^{\ast}_{K^{\prime p}}(\epsilon^{\prime})_{a}\cdot g_{i} for any ϵ<ϵ<1/2\epsilon<\epsilon^{\prime}<1/2, and clearly Ui¯f1(𝒮Kp(ϵ)agi¯)\overline{U_{i}}\subseteq f^{-1}(\overline{\mathcal{S}^{\ast}_{K^{\prime p}}(\epsilon)_{a}\cdot g_{i}}), so we conclude that Ui¯Vi\overline{U_{i}}\subseteq V_{i} as desired.

The Hodge-Tate period map is the composition of the natural map 𝒳Kp𝒳Kp¯\mathcal{X}^{\ast}_{K^{p}}\to\mathcal{X}^{\underline{\ast}}_{K^{p}} with the (previously known) Hodge-Tate period map 𝒳Kp¯G,μ\mathcal{X}^{\underline{\ast}}_{K^{p}}\to\mathscr{F}\!\ell_{G,\mu}, cf. [CGH+18, Theorem 3.3.1] for a discussion of the latter (the argument there also works to construct πHT:𝒳KpG,μ\pi_{HT}:\mathcal{X}^{\ast}_{K^{p}}\to\mathscr{F}\!\ell_{G,\mu} without the use of ad hoc compactifications). ∎

For later use, we also record an extremely mild generalization of this result.

Corollary 5.16.

For any open compact subgroup KG(𝔸f)K\subseteq G(\mathbb{A}_{f}) and any cofinal system of open compact subgroups KpG(p)K_{p}\subseteq G(\mathbb{Q}_{p}), (𝒳KKp)Kp(\mathcal{X}^{\ast}_{K\cap K_{p}})_{K_{p}} is a good tower (over E𝔭E_{\mathfrak{p}}) in the sense of Definition 5.13.

Here and in what follows, we adopt the following notational convention: if GG is an algebraic group over \mathbb{Q}, HH is a subgroup of G(𝔸f)G(\mathbb{A}_{f}), and KpK_{p} is a subgroup of G(p)G(\mathbb{Q}_{p}), then HKpH\cap K_{p} denotes the group of elements hHh\in H whose image in G(p)G(\mathbb{Q}_{p}) lies in KpK_{p}. In other words, HKpH\cap K_{p} is short for H(G(𝔸fp)Kp)H\cap(G(\mathbb{A}_{f}^{p})K_{p}). We hope this doesn’t cause any confusion.

Proof.

Let KpG(𝔸fp)K^{p}\subseteq G(\mathbb{A}_{f}^{p}) denote the image of KK along the natural projection. Then KKpK\cap K_{p} has finite index in KpKpK^{p}K_{p}, so we get natural finite morphisms 𝒳KKp𝒳KpKp\mathcal{X}^{\ast}_{K\cap K_{p}}\to\mathcal{X}^{\ast}_{K^{p}K_{p}} which compile into a map of towers (𝒳KKp)Kp(𝒳KpKp)Kp(\mathcal{X}^{\ast}_{K\cap K_{p}})_{K_{p}}\to(\mathcal{X}^{\ast}_{K^{p}K_{p}})_{K_{p}}. Since the target is a good tower by the previous proposition, we may apply Proposition 5.14(i) to conclude. ∎

5.3. Perfectoid Shimura varieties of pre-abelian type

In this section we change notation slightly. Given a Shimura datum (G,X)(G,X) and an open compact subgroup KG(𝔸f)K\subseteq G(\mathbb{A}_{f}), we write ShK(G,X)Sh_{K}(G,X) for the associated Shimura variety regarded as a quasi-projective variety over \mathbb{C}, and ShK(G,X)Sh_{K}^{\ast}(G,X) for its projective minimal compactification. For a (usually implicit) choice of connected component X+XX^{+}\subseteq X, we write ShK(G,X)0Sh_{K}(G,X)^{0} for the connected component of ShK(G,X)Sh_{K}(G,X) whose analytification is the image of the natural map

X+×{e}G()+\(X+×G(𝔸f))/KShK(G,X)an,X^{+}\times\{e\}\to G(\mathbb{Q})_{+}\backslash(X^{+}\times G(\mathbb{A}_{f}))/K\cong Sh_{K}(G,X)^{\mathrm{an}},

and we write ShK(G,X)0Sh_{K}^{\ast}(G,X)^{0} for the Zariski closure of ShK(G,X)0Sh_{K}(G,X)^{0} in ShK(G,X)Sh_{K}^{\ast}(G,X). Note that since ShK(G,X)Sh_{K}^{\ast}(G,X) is normal, the map π0ShK(G,X)π0ShK(G,X)\pi_{0}Sh_{K}(G,X)\to\pi_{0}Sh_{K}^{\ast}(G,X) is a homeomorphism.

Now, fix once and for all an isomorphism p\mathbb{C}\simeq\mathbb{C}_{p} (for simplicity), and let C/pC/\mathbb{C}_{p} be a complete algebraically closed extension of nonarchimedean fields. All of the following results hold for any choice of CC. We write 𝒳K(G,X)\mathcal{X}_{K}^{\ast}(G,X) for the rigid analytic space associated with ShK(G,X)CSh_{K}^{\ast}(G,X)\otimes_{\mathbb{C}}C. Similarly, we get rigid analytic spaces 𝒳K(G,X)\mathcal{X}_{K}(G,X), 𝒳K(G,X)0\mathcal{X}_{K}(G,X)^{0}, 𝒳K(G,X)0\mathcal{X}_{K}^{\ast}(G,X)^{0} with the obvious meanings.

For any fixed open compact subgroup KpG(𝔸fp)K^{p}\subseteq G(\mathbb{A}_{f}^{p}), define

𝒳Kp(G,X)=limKpG(p)opencompact𝒳KpKp(G,X)\mathcal{X}_{K^{p}}^{\ast}(G,X)=\varprojlim_{K_{p}\subseteq G(\mathbb{Q}_{p})\,\mathrm{open\,compact}}\mathcal{X}_{K^{p}K_{p}}^{\ast}(G,X)

where the inverse limit is taken in the category of diamonds over SpdC\operatorname{Spd}C. We also write 𝒳Kp(G,X)\mathcal{X}_{K^{p}}(G,X), 𝒳Kp(G,X)0\mathcal{X}_{K^{p}}^{\ast}(G,X)^{0}, and 𝒳Kp(G,X)0\mathcal{X}_{K^{p}}(G,X)^{0} for the obvious variants.

Proposition 5.17.

Maintain the above notation. The following conditions on a Shimura datum (G,X)(G,X) are equivalent.

  1. (1)

    The diamond 𝒳Kp(G,X)\mathcal{X}_{K^{p}}^{\ast}(G,X) is a perfectoid space for any choice of KpK^{p}.

  2. (2)

    The diamond 𝒳Kp(G,X)0\mathcal{X}_{K^{p}}^{\ast}(G,X)^{0} is a perfectoid space for any choice of KpK^{p}.

We say the Shimura datum (G,X)(G,X) satisfies Property 𝒫\mathcal{P} if either of these equivalent conditions holds.

Proof.

(1) implies (2): In general, 𝒳Kp(G,X)0\mathcal{X}_{K^{p}}^{\ast}(G,X)^{0} is an inverse limit of open-closed subfunctors 𝒳i𝒳Kp(G,X)\mathcal{X}_{i}\subseteq\mathcal{X}_{K^{p}}^{\ast}(G,X). Therefore, if 𝒳Kp(G,X)\mathcal{X}_{K^{p}}^{\ast}(G,X) is perfectoid and U𝒳Kp(G,X)U\subseteq\mathcal{X}_{K^{p}}^{\ast}(G,X) is any open affinoid perfectoid subset, then U𝒳Kp(G,X)0=limiU𝒳iU\cap\mathcal{X}_{K^{p}}^{\ast}(G,X)^{0}=\varprojlim_{i}U\cap\mathcal{X}_{i} and each U𝒳iU\cap\mathcal{X}_{i} is affinoid perfectoid, so U𝒳Kp(G,X)0U\cap\mathcal{X}_{K^{p}}^{\ast}(G,X)^{0} is affinoid perfectoid. Varying UU then gives the result.

(2) implies (1): Choose any open compact subgroup KpG(p)K_{p}\subset G(\mathbb{Q}_{p}), so the diamond 𝒳Kp(G,X)\mathcal{X}_{K^{p}}^{\ast}(G,X) has a natural Kp¯\underline{K_{p}}-action. Then KpK_{p} acts with finitely many open orbits on the profinite set π0𝒳Kp(G,X)G()+\G(𝔸f)/Kp\pi_{0}\mathcal{X}_{K^{p}}^{\ast}(G,X)\cong G(\mathbb{Q})_{+}\backslash G(\mathbb{A}_{f})/K^{p} (by [Bor63, Theorem 5.1]). Moreover, each connected component of 𝒳Kp(G,X)\mathcal{X}_{K^{p}}^{\ast}(G,X) is isomorphic to 𝒳gKpg1(G,X)0\mathcal{X}_{gK^{p}g^{-1}}^{\ast}(G,X)^{0} for some gG(𝔸fp)g\in G(\mathbb{A}^{p}_{f}), and in particular is perfectoid. By Lemma 5.1, we deduce that 𝒳Kp(G,X)\mathcal{X}_{K^{p}}^{\ast}(G,X) is a perfectoid space, as desired. ∎

We also need to work with connected Shimura varieties. Let (G,X+)(G,X^{+}) be a connected Shimura datum. If ΓG()+\Gamma\subset G(\mathbb{Q})_{+} is an arithmetic subgroup, then the quotient Γ\X+\Gamma\backslash X^{+} is the analytification of a connected normal quasiprojective complex variety, defined uniquely up to unique isomorphism, which we denote by ShΓ(G,X+)Sh_{\Gamma}(G,X^{+}). Again, this has a canonical minimal compactification ShΓ(G,X+)Sh_{\Gamma}^{\ast}(G,X^{+}), which is a connected normal projective variety. If Γ\Gamma is torsion-free, then ShΓ(G,X+)Sh_{\Gamma}(G,X^{+}) is smooth. Again, we denote the associated rigid analytic spaces over CC by 𝒳Γ(G,X+)\mathcal{X}_{\Gamma}^{\ast}(G,X^{+}), etc.

Definition 5.18.

We say a connected Shimura datum (G,X+)(G,X^{+}) satisfies Property 𝒫\mathcal{P} if for every arithmetic subgroup ΓGad()+\Gamma\subseteq G^{ad}(\mathbb{Q})^{+}, the diamond

𝒳Γ,(G,X+):=limKpG(p)opencompact𝒳ΓKp(G,X+)\mathcal{X}_{\Gamma,\infty}^{\ast}(G,X^{+}):=\varprojlim_{K_{p}\subset G(\mathbb{Q}_{p})\,\mathrm{open\,compact}}\mathcal{X}_{\Gamma\cap K_{p}}^{\ast}(G,X^{+})

is a perfectoid space.

In this statement, recall our notational convention that ΓKp\Gamma\cap K_{p} is shorthand for Γ(G(𝔸fp)Kp)\Gamma\cap(G(\mathbb{A}_{f}^{p})K_{p}) (cf. the discussion following Corollary 5.16).

Proposition 5.19.

Let (G,X)(G,X) be a Shimura datum or a connected Shimura datum. Suppose that (Gad,X+)(G^{ad},X^{+}) satisfies Property 𝒫\mathcal{P}. Then (G,X)(G,X) satisfies Property 𝒫\mathcal{P}.

Proof.

Let π:GGad\pi:G\to G^{ad} denote the natural map. When (G,X)(G,X) is a connected Shimura datum and ΓG()+\Gamma\subseteq G(\mathbb{Q})^{+} is an arithmetic subgroup, then 𝒳Γ,(G,X+)=𝒳π(Γ),(Gad,X+)\mathcal{X}_{\Gamma,\infty}(G,X^{+})=\mathcal{X}_{\pi(\Gamma),\infty}(G^{ad},X^{+}) and the result follows, so let (G,X)(G,X) be a Shimura variety. By Proposition 5.17 it is enough to show that 𝒳Kp(G,X)0\mathcal{X}_{K^{p}}^{\ast}(G,X)^{0} is perfectoid for any KpG(𝔸fp)K^{p}\subseteq G(\mathbb{A}_{f}^{p}). Let Γ=Gad()+K\Gamma=G^{ad}(\mathbb{Q})^{+}\cap K be a choice of congruence subgroup for some open compact subgroup KGad(𝔸f)K\subseteq G^{ad}(\mathbb{A}_{f}) with the property that π(Kp)KGad(𝔸fp)\pi(K^{p})\subseteq K\cap G^{ad}(\mathbb{A}_{f}^{p}). Then for any open compact subgroup KpG(p)K_{p}\subseteq G(\mathbb{Q}_{p}), there is a natural finite morphism 𝒳KpKp(G,X)0𝒳Γπ(Kp)(Gad,X+)\mathcal{X}_{K^{p}K_{p}}^{\ast}(G,X)^{0}\to\mathcal{X}_{\Gamma\cap\pi(K_{p})}^{\ast}(G^{ad},X^{+}). Moreover, these morphisms are compatible as KpK_{p} varies, and the transition maps in the two towers are finite. Passing to the inverse limit over KpK_{p}, the result now follows from Lemma 5.10. ∎

We now come to the key result in this subsection.

Proposition 5.20.

Let (G,X)(G,X) be a Shimura datum of Hodge type. Then the connected Shimura datum (Gad,X+)(G^{ad},X^{+}) satisfies Property 𝒫\mathcal{P}.

Proof.

We start by proving that

limKpGad(p)𝒳ΓKp(Gad,X+)\varprojlim_{K_{p}\subset G^{ad}(\mathbb{Q}_{p})}\mathcal{X}^{\ast}_{\Gamma\cap K_{p}}(G^{ad},X^{+})

is a perfectoid space when ΓGad()+\Gamma\subseteq G^{ad}(\mathbb{Q})^{+} is a congruence subgroup. Let π:GGad\pi:G\to G^{ad} denote the natural map. Choose a congruence subgroup Γ=KG()+G()+\Gamma^{\prime}=K\cap G(\mathbb{Q})_{+}\subseteq G(\mathbb{Q})_{+} with π(Γ)Γ\pi(\Gamma^{\prime})\subseteq\Gamma, and set Γ′′=ΓGder()\Gamma^{\prime\prime}=\Gamma^{\prime}\cap G^{der}(\mathbb{Q}), so Γ′′\Gamma^{\prime\prime} is also a congruence subgroup. Choose a cofinal descending family of open compact subgroups

Kp,0Kp,1Kp,nK_{p,0}\supseteq K_{p,1}\supseteq\cdots\supseteq K_{p,n}\supseteq\cdots

in G(p)G(\mathbb{Q}_{p}), and write Kp,nder=Kp,nGder(p)K_{p,n}^{der}=K_{p,n}\cap G^{der}(\mathbb{Q}_{p}). Without loss of generality, we can assume that Kp,0derZG(p)={1}K_{p,0}^{der}\cap Z_{G}(\mathbb{Q}_{p})=\{1\} and that ΓKp,0\Gamma^{\prime}\subseteq K_{p,0}, so then Γ′′Kp,0der\Gamma^{\prime\prime}\subseteq K_{p,0}^{der} and Γ′′ZG(p)={1}\Gamma^{\prime\prime}\cap Z_{G}(\mathbb{Q}_{p})=\{1\}, and the map π\pi induces isomorphisms π(Γ′′Kp,n)=π(Γ′′Kp,nder)=π(Γ′′)π(Kp,nder)\pi(\Gamma^{\prime\prime}\cap K_{p,n})=\pi(\Gamma^{\prime\prime}\cap K_{p,n}^{der})=\pi(\Gamma^{\prime\prime})\cap\pi(K_{p,n}^{der}). Moreover, the inclusion Γ′′Γ\Gamma^{\prime\prime}\subseteq\Gamma^{\prime} induces a natural map of towers

(𝒳π(Γ′′Kp,n)(Gad,X+))n0(𝒳KKp,n(G,X))n0(\mathcal{X}^{\ast}_{\pi(\Gamma^{\prime\prime}\cap K_{p,n})}(G^{ad},X^{+}))_{n\geq 0}\to(\mathcal{X}^{\ast}_{K\cap K_{p,n}}(G,X))_{n\geq 0}

where the map at every level nn is finite. By Corollary 5.16, the target of this map is a good tower.

Now define Γ′′′=γΓ/π(Γ′′)γπ(Γ′′)γ1\Gamma^{\prime\prime\prime}=\cap_{\gamma\in\Gamma/\pi(\Gamma^{\prime\prime})}\gamma\pi(\Gamma^{\prime\prime})\gamma^{-1}. By design, Γ′′′\Gamma^{\prime\prime\prime} is an arithmetic subgroup of Gad()+G^{ad}(\mathbb{Q})^{+}, and is a normal subgroup of Γ\Gamma with finite index. Since Γ′′′π(Kp,nder)\Gamma^{\prime\prime\prime}\cap\pi(K_{p,n}^{der}) is of finite index in π(Γ′′)π(Kp,nder)=π(Γ′′Kp,n)\pi(\Gamma^{\prime\prime})\cap\pi(K_{p,n}^{der})=\pi(\Gamma^{\prime\prime}\cap K_{p,n}), we get another natural map of towers

(𝒳Γ′′′π(Kp,nder)(Gad,X+))n0(𝒳π(Γ′′Kp,n)(Gad,X+))n0(\mathcal{X}^{\ast}_{\Gamma^{\prime\prime\prime}\cap\pi(K_{p,n}^{der})}(G^{ad},X^{+}))_{n\geq 0}\to(\mathcal{X}^{\ast}_{\pi(\Gamma^{\prime\prime}\cap K_{p,n})}(G^{ad},X^{+}))_{n\geq 0}

where the map at every level nn is finite. For any n0n\geq 0, Γ′′′π(Kp,nder)\Gamma^{\prime\prime\prime}\cap\pi(K_{p,n}^{der}) is a normal finite-index subgroup of Γπ(Kp,nder)\Gamma\cap\pi(K_{p,n}^{der}). Set Δn=(Γ′′′π(Kp,nder))\(Γπ(Kp,nder))\Delta_{n}=(\Gamma^{\prime\prime\prime}\cap\pi(K_{p,n}^{der}))\backslash(\Gamma\cap\pi(K_{p,n}^{der})), so Δn\Delta_{n} is a finite group and the natural maps Δn+1Δn\Delta_{n+1}\to\Delta_{n} are injective. Write Δ=limnΔn\Delta=\varprojlim_{n}\Delta_{n}, so Δ=Δn\Delta=\Delta_{n} for all sufficiently large nn. Then Δ\Delta operates naturally on the tower (𝒳π(Γ′′′)π(Kp,nder)(Gad,X+))n0(\mathcal{X}^{\ast}_{\pi(\Gamma^{\prime\prime\prime})\cap\pi(K_{p,n}^{der})}(G^{ad},X^{+}))_{n\geq 0}, and 𝒳Γ′′′π(Kp,nder)(Gad,X+)/Δ𝒳Γπ(Kp,nder)(Gad,X+)\mathcal{X}^{\ast}_{\Gamma^{\prime\prime\prime}\cap\pi(K_{p,n}^{der})}(G^{ad},X^{+})/\Delta\cong\mathcal{X}^{\ast}_{\Gamma\cap\pi(K_{p,n}^{der})}(G^{ad},X^{+}) for all sufficiently large nn.

Summarizing the situation so far, we have a diagram of towers

\xymatrix(𝒳π(Γ′′′)π(Kp,nder)(Gad,X+))n0\ar[r]\ar[d]&(𝒳π(Γ′′Kp,n)(Gad,X+))n0\ar[r](𝒳KKp,n(G,X))n0(𝒳Γπ(Kp,nder)(Gad,X+))n0\xymatrix{(\mathcal{X}^{\ast}_{\pi(\Gamma^{\prime\prime\prime})\cap\pi(K_{p,n}^{der})}(G^{ad},X^{+}))_{n\geq 0}\ar[r]\ar[d]&(\mathcal{X}^{\ast}_{\pi(\Gamma^{\prime\prime}\cap K_{p,n})}(G^{ad},X^{+}))_{n\geq 0}\ar[r](\mathcal{X}^{\ast}_{K\cap K_{p,n}}(G,X))_{n\geq 0}\\ (\mathcal{X}^{\ast}_{\Gamma\cap\pi(K_{p,n}^{der})}(G^{ad},X^{+}))_{n\geq 0}}

where all the morphisms at any given level nn are finite. We’ve already observed that the upper-right tower is a good tower, so by two applications of Proposition 5.14(i), we deduce that the upper-left tower is a good tower. Since Δ\Delta operates naturally on the upper-left tower and 𝒳Γ′′′π(Kp,nder)(Gad,X+)/Δ𝒳Γπ(Kp,nder)(Gad,X+)\mathcal{X}^{\ast}_{\Gamma^{\prime\prime\prime}\cap\pi(K_{p,n}^{der})}(G^{ad},X^{+})/\Delta\cong\mathcal{X}^{\ast}_{\Gamma\cap\pi(K_{p,n}^{der})}(G^{ad},X^{+}) for all sufficiently large nn, we may apply Proposition 5.14(ii) to deduce that 𝒳Γ′′′,(Gad,X+)/Δ\mathcal{X}^{\ast}_{\Gamma^{\prime\prime\prime},\infty}(G^{ad},X^{+})/\Delta is a perfectoid space and that 𝒳Γ′′′,(Gad,X+)/Δlimn𝒳Γ′′′π(Kp,nder)(Gad,X+)/Δ\mathcal{X}^{\ast}_{\Gamma^{\prime\prime\prime},\infty}(G^{ad},X^{+})/\Delta\cong\varprojlim_{n}\mathcal{X}^{\ast}_{\Gamma^{\prime\prime\prime}\cap\pi(K_{p,n}^{der})}(G^{ad},X^{+})/\Delta. But limn𝒳Γ′′′π(Kp,nder)(Gad,X+)/Δlimn𝒳Γπ(Kp,nder)(Gad,X+)=𝒳Γ,(Gad,X+)\varprojlim_{n}\mathcal{X}^{\ast}_{\Gamma^{\prime\prime\prime}\cap\pi(K_{p,n}^{der})}(G^{ad},X^{+})/\Delta\cong\varprojlim_{n}\mathcal{X}^{\ast}_{\Gamma\cap\pi(K_{p,n}^{der})}(G^{ad},X^{+})=\mathcal{X}^{\ast}_{\Gamma,\infty}(G^{ad},X^{+}), so we conclude that 𝒳Γ,(Gad,X+)\mathcal{X}^{\ast}_{\Gamma,\infty}(G^{ad},X^{+}) is a perfectoid space, as desired. This finishes the proof when Γ\Gamma is a congruence subgroup.

Now assume that ΓGad()+\Gamma\subseteq G^{ad}(\mathbb{Q})^{+} is an arithmetic subgroup. By Propositions 2.11 and 2.13, there is a congruence subgroup Γ\Gamma^{\prime} such that ΓΓGad()+\Gamma\subseteq\Gamma^{\prime}\subseteq G^{ad}(\mathbb{Q})^{+}. Then

(𝒳ΓKp(Gad,X+))KpGad(p)(𝒳ΓKp(Gad,X+))KpGad(p)\left(\mathcal{X}^{\ast}_{\Gamma\cap K_{p}}(G^{ad},X^{+})\right)_{K_{p}\subseteq G^{ad}(\mathbb{Q}_{p})}\to\left(\mathcal{X}^{\ast}_{\Gamma^{\prime}\cap K_{p}}(G^{ad},X^{+})\right)_{K_{p}\subseteq G^{ad}(\mathbb{Q}_{p})}

is map of towers with finite transition maps, and by above 𝒳Γ,(Gad,X+)\mathcal{X}_{\Gamma^{\prime},\infty}(G^{ad},X^{+}) is perfectoid. By Lemma 5.10 𝒳Γ,(Gad,X+)\mathcal{X}_{\Gamma,\infty}(G^{ad},X^{+}) is perfectoid, as desired. ∎

We may now summarize our results in this section the following theorem.

Theorem 5.21.

Let (G,X)(G,X) be a Shimura datum (resp. a connected Shimura datum) of pre-abelian type. Then, for any compact open subgroup KpG(𝔸f)K^{p}\subseteq G(\mathbb{A}_{f}) (resp. arithmetic subgroup ΓGad()+\Gamma\subseteq G^{ad}(\mathbb{Q})^{+}), the diamond 𝒳Kp(G,X)\mathcal{X}_{K^{p}}^{\ast}(G,X) (resp. 𝒳Γ,(G,X)\mathcal{X}_{\Gamma,\infty}^{\ast}(G,X)) is a perfectoid space.

Proof.

Choose a Shimura datum (G1,X1)(G_{1},X_{1}) of Hodge type with a central isogeny G1derGadG_{1}^{der}\to G^{ad} inducing an isomorphism (G1ad,X1+)(Gad,X+)(G_{1}^{ad},X_{1}^{+})\cong(G^{ad},X^{+}). By Proposition 5.20, (Gad,X+)(G^{ad},X^{+}) satisfies property 𝒫\mathcal{P}, and then Proposition 5.19 implies that (G,X)(G,X) satisfies property 𝒫\mathcal{P}, as desired. ∎

This has the following consequence for compactly supported completed cohomology, which may be viewed as a generalization of [Sch15, Corollary 4.2.2].

Corollary 5.22.

Let (G,X)(G,X) be a connected Shimura datum of pre-abelian type. Then Conjecture 3.5 for ?=c?=c holds for GG.

Proof.

Note that the towers used to formulate Conjecture 3.5 correspond to the towers used in this section. Once we know that the towers of minimal compactifications are perfectoid in the limit (by Theorem 5.21), the argument in the proof of [Sch15, Corollary 4.2.2] goes through verbatim. ∎

Remark 5.23.

We give some remarks on the possibility of proving vanishing above the middle degree for H~\widetilde{H}^{\ast} using perfectoid methods instead of the topological methods used in sections 3 and 4. In [CS19], Caraiani and Scholze prove that toroidal compactifications of certain unitary Shimura varieties are perfectoid in the limit and that the (étale) cohomology of this perfectoid space computes completed cohomology, which implies the desired vanishing (see [CS19, Theorem 2.6.2, Lemma 4.6.2]). The perfectoidness result relies on a result of Pilloni–Stroh [PS16] for Siegel modular varieties. It seems to us that these methods should extend directly to Shimura varieties of Hodge type. However, the more general case of abelian type is not clear to us.

We also note that the perfectoid methods do not directly give that H~ciH~i\widetilde{H}^{i}_{c}\to\widetilde{H}^{i} is an isomorphism in a range of degrees including the middle. In principle, however, there is a connection between the perfectoid method and the method of this paper. The result [CS19, Lemma 4.6.2], which essentially goes back to Pink [Pin92], morally says that infinite level toroidal compactifications behave like Borel–Serre compactifications. Thus, one could get more detailed information from the perfectoid method by studying the map from the toroidal compactification to the minimal compactification, as in [Pin92]. Morally, this should give the same information in the end as the topological method in this paper. However, in our opinion, our topological method is far more elementary and transparent, and far less technically demanding.

5.4. The Hodge-Tate period map

In this section we prove the following result.

Theorem 5.24.

Fix a complete algebraically closed extension C/𝕡C/\mathbb{Q_{p}}. Let (G,X)(G,X) be a Shimura datum of pre-abelian type, with 𝒳Kp(G,X)\mathcal{X}_{K^{p}}^{\ast}(G,X) the associated infinite-level perfectoid Shimura variety over SpaC\operatorname{Spa}\,C as constructed in the previous section. Then there is a canonical G(p)G(\mathbb{Q}_{p})-equivariant Hodge-Tate period map

πHT:𝒳Kp(G,X)G,μ\pi_{\mathrm{HT}}:\mathcal{X}_{K^{p}}^{\ast}(G,X)\to\mathscr{F}\!\ell_{G,\mu}

of adic spaces over SpaC\operatorname{Spa}\,C which is functorial in the tame level. Away from the boundary, πHT\pi_{\mathrm{HT}} coincides with the map constructed in [Han16a].

This completes the proof of Theorem 1.5 as stated in the introduction.

We begin with some observations. First, as indicated in the theorem, we will construct our Hodge–Tate period maps as extensions of those for open Shimura varieties constructed in [Han16a]. Note that the extension, if it exists, is necessarily unique since open Shimura varieties are dense in their minimal compactifications. In particular, G(p)G(\mathbb{Q}_{p})-equivariance and functoriality in the tame level follow automatically once we know existence, so we can and will focus on this.

Next, for (G,X)(G,X) of pre-abelian type, let (G,X)(G^{\prime},X^{\prime}) be a Shimura datum of Hodge type such that (Gad,X+)(Gad,X+)(G^{ad},X^{+})\simeq(G^{\prime ad},X^{\prime+}). Let (Gad,Xad)(G^{\prime ad},X^{\prime ad}) be the associated adjoint Shimura datum, which is also of pre-abelian type. Moreover, the target of the Hodge-Tate period map depends only on (Gad,Xad)(G^{ad},X^{ad}). Functoriality in the Shimura datum now implies that the Hodge-Tate period map for (G,X)(G,X) should factor over the Hodge-Tate period map for (Gad,Xad)(Gad,Xad)(G^{ad},X^{ad})\simeq(G^{\prime ad},X^{\prime ad}). These statements reduce us to proving the following result.

Theorem 5.25.

Let (G,X)(G,X) be a Hodge type Shimura datum. Then the Hodge-Tate period maps for (Gad,Xad)(G^{ad},X^{ad}) exist. Away from the boundary, πHT\pi_{\mathrm{HT}} coincides with the map constructed in [Han16a].

Proof.

Fix KpG(𝔸fp)K^{p}\subset G(\mathbb{A}_{f}^{p}) open compact, and KpGad(𝔸fp)K^{\prime p}\subset G^{ad}(\mathbb{A}_{f}^{p}) open compact containing the image of KpK^{p}. The space of connected components of 𝒳Kp(G,X)\mathcal{X}^{\ast}_{K^{p}}(G,X) is then the profinite set S=G()+\G(𝔸f)/KpS=G(\mathbb{Q})_{+}\backslash G(\mathbb{A}_{f})/K^{p}, and the space of connected components of 𝒳Kp(Gad,Xad)\mathcal{X}^{\ast}_{K^{\prime p}}(G^{ad},X^{ad}) is the profinite set Sad=Gad()+\Gad(𝔸f)/KpS^{ad}=G^{ad}(\mathbb{Q})_{+}\backslash G^{ad}(\mathbb{A}_{f})/K^{\prime p}.

There are natural right G(p)G(\mathbb{Q}_{p})-actions on SS and SadS^{ad}, compatible with the evident map SSadS\to S^{ad}. Moreover, G(p)G(\mathbb{Q}_{p}) acts with open orbits on SS and SadS^{ad}, using that im(G(p)Gad(p))\mathrm{im}(G(\mathbb{Q}_{p})\to G^{ad}(\mathbb{Q}_{p})) has finite index in Gad(p)G^{ad}(\mathbb{Q}_{p}) for the latter. Let S0S_{0} and S0adS_{0}^{ad} be the G(p)G(\mathbb{Q}_{p})-orbits of the identity double coset, and let 𝒳Kp(G,X)0\mathcal{X}^{\ast}_{K^{p}}(G,X)_{0} and 𝒳Kp(Gad,Xad)0\mathcal{X}^{\ast}_{K^{\prime p}}(G^{ad},X^{ad})_{0} be the corresponding open-closed subsets of the infinite-level minimally compactified Shimura varieties, which are perfectoid. Then there is a natural G(p)G(\mathbb{Q}_{p})-equivariant surjective map

q:𝒳Kp(G,X)0𝒳Kp(Gad,Xad)0,q:\mathcal{X}^{\ast}_{K^{p}}(G,X)_{0}\to\mathcal{X}^{\ast}_{K^{\prime p}}(G^{ad},X^{ad})_{0},

which becomes a finite surjective map of normal rigid spaces after passing to the quotient by any open compact subgroup of G(p)G(\mathbb{Q}_{p}). Using Lemma 5.26 below, it is easy to see that qq satisfies hypotheses 1)-3) of Lemma 5.9, so applying that Lemma and Theorem 5.15 we get that πHT\pi_{\mathrm{HT}} on 𝒳Kp(Gad,Xad)0𝒵\mathcal{X}^{\ast}_{K^{\prime p}}(G^{ad},X^{ad})_{0}\smallsetminus\mathcal{Z} extends to a map 𝒳Kp(Gad,Xad)0G,μ\mathcal{X}^{\ast}_{K^{\prime p}}(G^{ad},X^{ad})_{0}\to\mathscr{F}\!\ell_{G,\mu}.

Finally, we spread the extendability of πHT\pi_{\mathrm{HT}} around to all of 𝒳Kp(Gad,Xad)\mathcal{X}^{\ast}_{K^{\prime p}}(G^{ad},X^{ad}) by changing the tame level. More precisely, 𝒳Kp(Gad,Xad)\mathcal{X}^{\ast}_{K^{\prime p}}(G^{ad},X^{ad}) has a disjoint covering by open-closed pieces of the form 𝒳gKpg1(Gad,Xad)0\mathcal{X}^{\ast}_{gK^{\prime p}g^{-1}}(G^{ad},X^{ad})_{0} for some finite list of elements gGad(𝔸f)g\in G^{ad}(\mathbb{A}_{f}). (The gg’s are just representatives of the G(p)G(\mathbb{Q}_{p})-orbits in SadS^{ad}.) ∎

Lemma 5.26.

Let GG be a locally profinite group, and let q:XYq:X\to Y be a GG-equivariant map of perfectoid spaces over a nonarchimedean field CC. Suppose that for any open compact subgroup KGK\subset G, qK:X/K¯Y/K¯q_{K}:X/\underline{K}\to Y/\underline{K} is a finite surjective map of normal rigid spaces. Then qq satisfies conditions (1)-(3) of Lemma 5.9.

Proof.

Condition (2), i.e. the surjectivity of qq, is clear. Condition (1) follows from Lemma 5.10. For condition (3), note that either of the maps pri:X×YXX\mathrm{pr}_{i}:X\times_{Y}X\to X identifies with the inverse limit of the system of maps pri,K:X/K¯×Y/K¯X/K¯X/K¯\mathrm{pr}_{i,K}:X/\underline{K}\times_{Y/\underline{K}}X/\underline{K}\to X/\underline{K}. Condition (3) then follows from several applications of the following general claim.

Claim. If XYX\to Y is the limit of an inverse system (XiYi)(X_{i}\to Y_{i}) of finite surjective maps of rigid spaces with the YiY_{i} being normal, and the transition maps XjXiX_{j}\to X_{i} are finite and surjective for jij\geq i, then |X||Y||X|\to|Y| is open.

To see the claim, note that each |Xi||Yi||X_{i}|\to|Y_{i}| is open (this is well-known, and can easily be deduced from [Man20, Theorem 0.1]). This reduces us to a statement in pure topology, namely that if f:XYf:X\to Y is the inverse limit of an inverse system (fi:XiYi)(f_{i}:X_{i}\to Y_{i}) of open surjective quasicompact spectral maps of locally spectral spaces with quasicompact spectral transition maps, and the transition maps XjXiX_{j}\to X_{i} are surjective for jij\geq i, then |X||Y||X|\to|Y| is open. This is an easy exercise, using the fact that any quasicompact open UXU\subset X is the preimage of a quasicompact open UiXiU_{i}\subset X_{i} for some large ii, with UU mapping surjectively onto UiU_{i}. Then f(U)f(U) is the preimage of the open subset fi(Ui)f_{i}(U_{i}) along YYiY\to Y_{i}, and hence is open. ∎

References

  • [AMRT10] Avner Ash, David Mumford, Michael Rapoport, and Yung-Sheng Tai. Smooth compactifications of locally symmetric varieties. Cambridge Mathematical Library. Cambridge University Press, Cambridge, second edition, 2010. With the collaboration of Peter Scholze.
  • [AW13] Konstantin Ardakov and Simon Wadsley. On irreducible representations of compact pp-adic analytic groups. Ann. of Math. (2), 178(2):453–557, 2013.
  • [BB66] W. L. Baily, Jr. and A. Borel. Compactification of arithmetic quotients of bounded symmetric domains. Ann. of Math. (2), 84:442–528, 1966.
  • [BG14] Kevin Buzzard and Toby Gee. The conjectural connections between automorphic representations and Galois representations. In Automorphic forms and Galois representations. Vol. 1, volume 414 of London Math. Soc. Lecture Note Ser., pages 135–187. Cambridge Univ. Press, Cambridge, 2014.
  • [Bor63] Armand Borel. Some finiteness properties of adele groups over number fields. Inst. Hautes Études Sci. Publ. Math., (16):5–30, 1963.
  • [Bor69] Armand Borel. Introduction aux groupes arithmétiques. Publications de l’Institut de Mathématique de l’Université de Strasbourg, XV. Actualités Scientifiques et Industrielles, No. 1341. Hermann, Paris, 1969.
  • [Bru66] Armand Brumer. Pseudocompact algebras, profinite groups and class formations. J. Algebra, 4:442–470, 1966.
  • [BS73] A. Borel and J.-P. Serre. Corners and arithmetic groups. Comment. Math. Helv., 48:436–491, 1973.
  • [BS19] Bhargav Bhatt and Peter Scholze. Prisms and Prismatic Cohomology. arXiv e-prints, page arXiv:1905.08229, May 2019.
  • [CE09] Frank Calegari and Matthew Emerton. Bounds for multiplicities of unitary representations of cohomological type in spaces of cusp forms. Ann. of Math. (2), 170(3):1437–1446, 2009.
  • [CE12] Frank Calegari and Matthew Emerton. Completed cohomology—a survey. In Non-abelian fundamental groups and Iwasawa theory, volume 393 of London Math. Soc. Lecture Note Ser., pages 239–257. Cambridge Univ. Press, Cambridge, 2012.
  • [CGH+18] Ana Caraiani, Daniel R. Gulotta, Chi-Yun Hsu, Christian Johansson, Lucia Mocz, Emanuel Reinecke, and Sheng-Chi Shih. Shimura varieties at level Γ1(p)\Gamma_{1}(p^{\infty}) and Galois representations. arXiv e-prints, page arXiv:1804.00136, Mar 2018.
  • [CGJ19] Ana Caraiani, Daniel R. Gulotta, and Christian Johansson. Vanishing theorems for Shimura varieties at unipotent level. arXiv e-prints, page arXiv:1910.09214, Oct 2019.
  • [Clo90] Laurent Clozel. Motifs et formes automorphes: applications du principe de fonctorialité. In Automorphic forms, Shimura varieties, and LL-functions, Vol. I (Ann Arbor, MI, 1988), volume 10 of Perspect. Math., pages 77–159. Academic Press, Boston, MA, 1990.
  • [CS17] Ana Caraiani and Peter Scholze. On the generic part of the cohomology of compact unitary Shimura varieties. Ann. of Math. (2), 186(3):649–766, 2017.
  • [CS19] Ana Caraiani and Peter Scholze. On the generic part of the cohomology of non-compact unitary shimura varieties, 2019.
  • [Del79] Pierre Deligne. Variétés de Shimura: interprétation modulaire, et techniques de construction de modèles canoniques. In Automorphic forms, representations and LL-functions (Proc. Sympos. Pure Math., Oregon State Univ., Corvallis, Ore., 1977), Part 2, Proc. Sympos. Pure Math., XXXIII, pages 247–289. Amer. Math. Soc., Providence, R.I., 1979.
  • [Eme06] Matthew Emerton. On the interpolation of systems of eigenvalues attached to automorphic Hecke eigenforms. Invent. Math., 164(1):1–84, 2006.
  • [Eme10] Matthew Emerton. Ordinary parts of admissible representations of pp-adic reductive groups II. Derived functors. Astérisque, (331):403–459, 2010.
  • [Eme11] Matthew Emerton. Local-global compatibility in the pp-adic Langlands programme for GL2/\mathrm{GL}_{2}/\mathbb{Q}. 2011. preprint.
  • [Eme14] Matthew Emerton. Completed cohomology and the pp-adic Langlands program. In Proceedings of the International Congress of Mathematicians—Seoul 2014. Vol. II, pages 319–342. Kyung Moon Sa, Seoul, 2014.
  • [Gor05] Mark Goresky. Compactifications and cohomology of modular varieties. In Harmonic analysis, the trace formula, and Shimura varieties, volume 4 of Clay Math. Proc., pages 551–582. Amer. Math. Soc., Providence, RI, 2005.
  • [Han16a] David Hansen. Period morphisms and variations of pp-adic Hodge structure. 2016. http://davidrenshawhansen.com/.
  • [Han16b] David Hansen. Quotients of adic spaces by finite groups. Math. Research Letters, page to appear, 2016. http://davidrenshawhansen.com/.
  • [Hel78] Sigurdur Helgason. Differential geometry, Lie groups, and symmetric spaces, volume 80 of Pure and Applied Mathematics. Academic Press, Inc. [Harcourt Brace Jovanovich, Publishers], New York-London, 1978.
  • [Hil10] Richard Hill. On Emerton’s pp-adic Banach spaces. Int. Math. Res. Not. IMRN, (18):3588–3632, 2010.
  • [Hub96] Roland Huber. Étale cohomology of rigid analytic varieties and adic spaces. Aspects of Mathematics, E30. Friedr. Vieweg & Sohn, Braunschweig, 1996.
  • [KL15] Kiran S. Kedlaya and Ruochuan Liu. Relative pp-adic Hodge theory: foundations. Astérisque, (371):239, 2015.
  • [KS94] Masaki Kashiwara and Pierre Schapira. Sheaves on manifolds, volume 292 of Grundlehren der Mathematischen Wissenschaften [Fundamental Principles of Mathematical Sciences]. Springer-Verlag, Berlin, 1994. With a chapter in French by Christian Houzel, Corrected reprint of the 1990 original.
  • [Man20] Lucas Mann. Normal and irreducible adic spaces, the openness of finite morphisms and a stein factorization. 2020. preprint.
  • [Mil05] J. S. Milne. Introduction to Shimura varieties. In Harmonic analysis, the trace formula, and Shimura varieties, volume 4 of Clay Math. Proc., pages 265–378. Amer. Math. Soc., Providence, RI, 2005.
  • [Moo98] Ben Moonen. Models of Shimura varieties in mixed characteristics. In Galois representations in arithmetic algebraic geometry (Durham, 1996), volume 254 of London Math. Soc. Lecture Note Ser., pages 267–350. Cambridge Univ. Press, Cambridge, 1998.
  • [Mun63] James R. Munkres. Elementary differential topology, volume 1961 of Lectures given at Massachusetts Institute of Technology, Fall. Princeton University Press, Princeton, N.J., 1963.
  • [Pin90] Richard Pink. Arithmetical compactification of mixed Shimura varieties, volume 209 of Bonner Mathematische Schriften [Bonn Mathematical Publications]. Universität Bonn, Mathematisches Institut, Bonn, 1990. Dissertation, Rheinische Friedrich-Wilhelms-Universität Bonn, Bonn, 1989.
  • [Pin92] Richard Pink. On ll-adic sheaves on Shimura varieties and their higher direct images in the Baily-Borel compactification. Math. Ann., 292(2):197–240, 1992.
  • [PR94] Vladimir Platonov and Andrei Rapinchuk. Algebraic groups and number theory, volume 139 of Pure and Applied Mathematics. Academic Press, Inc., Boston, MA, 1994. Translated from the 1991 Russian original by Rachel Rowen.
  • [PS16] Vincent Pilloni and Benoît Stroh. Cohomologie cohérente et représentations Galoisiennes. Ann. Math. Qué., 40(1):167–202, 2016.
  • [Sch15] Peter Scholze. On torsion in the cohomology of locally symmetric varieties. Ann. of Math. (2), 182(3):945–1066, 2015.
  • [Sch17] Peter Scholze. Etale cohomology of diamonds. arXiv e-prints, page arXiv:1709.07343, Sep 2017.
  • [She17] Xu Shen. Perfectoid Shimura varieties of abelian type. Int. Math. Res. Not., 2017(21):6599–6653, 2017.
  • [Zuc83] Steven Zucker. Satake compactifications. Comment. Math. Helv., 58(2):312–343, 1983.