Quantum integrable model for the quantum cohomology/K-theory of flag varieties and the double -Grothendieck polynomials
Jirui Guo
School of Mathematical Sciences,
Institute for Advanced Study,
Key Laboratory of Intelligent Computing and Applications,
Tongji University, Shanghai 200092, China
(jrkwok@tongji.edu.cn)
Abstract
A GL quantum integrable system generalizing the asymmetric five vertex spin chain is shown to encode the ring relations of the equivariant quantum cohomology and equivariant quantum K-theory ring of flag varieties. We also show that the Bethe ansatz states of this system generate the double -Grothendieck polynomials.
1 Introduction
The mathematical structure and exact solutions of quantum integrable systems have proved to be useful tools in providing information about physical phenomena, as well as revealing certain algebraic results. For example, in [2], it was shown that the underlying Frobenius algebra of the asymmetric six vertex model, which depends on a parameter , is exactly the equivariant quantum cohomology of the Grassmannians when , and the equivariant quantum K-theory ring of the Grassmannians when . The Bethe/Gauge correspondence of this model was later studied in [3].
This work aims at generalizing the idea of [2], establishing a relationship between a GL integrable model and the equivariant quantum cohomology/quantum K-theory ring of general flag varieties. We will also show that the Bethe ansatz states of this model generate the double -Grothendieck polynomials. When these polynomials reduce to the double Schubert polynomials representing Schubert classes in the equivariant cohomology ring, and when they reduce to the double Grothendieck polynomials representing Schubert classes in the equivariant K-theory ring.
The relationships between the quantum cohomology/K-theory of flag varieties and Toda lattices were discussed in [4] and [5]. Moreover, it was shown that quantum K-theory ring of the cotangent bundle of flag varieties can be realized by the XXZ model, and in certain limit it reduces to the quantum K-theory ring of flag varieties [6]. Double -Grothendieck polynomials can also be realized by the partition functions of certain 2d lattice models [7, 8, 9].
Our main results are as follows:
•
The Bethe ansatz equations of the GL quantum integrable system defined by the R-matrix (2.3)
It is shown that the Bathe ansatz equations give rise to the Whitney type ring relations of the equivariant quantum cohomology ring of the partial flag variety when in terms of the Chern classes (Eq.(3.22)):
and give rise to the ring relations of the equivariant quantum K-theory ring of when in terms of the classes (Eq.(3.27)):
where is the th tautological bundle of the flag variety.
•
Given the matrix elements of the monodromy matrix as in Eq.(2.22), and the pseudo vacuum state as in (3.2), the expansion coefficients in the natural basis of the quantum state are exactly the double -Grothendieck polynomials
(Theorem 4.6):
where is the permutation with maximal length in the permutation group .
•
When the elementary symmetric polynomial is identified with for all and , the Bethe ansatz state (3.4) (in the full flag case) has the expansion (Theorem 4.11):
where can be interpreted as the first Chern class of the line bundle when , and can be interpreted as the K-theory class of when (This means () or (), , should be interpreted as the Chern roots of ).
This paper is organized as follows. In Sec. 2, the basic ingredients of the GL quantum integrable system generalizing the asymmetric five vertex spin chain are introduced. In Sec. 3, the Bethe ansatz equations are derived, which are shown to give rise to the ring relations of the equivariant quantum cohomology/K-theory ring of the flag varieties. Sec. 4 consists of a series of propositions leading to our main results on the relationship between the quantum integrable model under study and the double -Grothendieck polynomials. In the appendix, we present some background of the quantum cohomology/K-theory of flag varieties and the double -Grothendieck polynomials.
2 The GL asymmetric five vertex model
In this section, we present the basic ingredients of the GL asymmetric five vertex model. Let , we define the R-matrix as follows:
For , the R-matrix is defined as
(2.1)
where is a formal variable, and
(2.2)
For , under the decomposition , is defined as follows:
(2.3)
where stands for the identity matrix of dimension . The entries of the R-matrix can be written as
(2.4)
where are row indices, are colomn indices, and are indices for the first and second factor of respectively. We also define
The R-matrix (2.3) appeared in [9] as the limit of a Drinfeld twist of the R-matrix for an evaluation module of , but here we show that satisfies the Yang-Baxter equation by a direct computation:
Theorem 2.1.
The R-matrix defined by Eq.(2.3) satisfies the Yang-Baxter equation
(2.5)
for all , where acts on the th and th factor of .
Proof.
A direct computation shows that Eq.(2.5) holds for . Now suppose satisfies the Yang-Baxter equation for some . Let denote the identity map from the th factor to the th factor of . Plugging (2.3) into Eq.(2.5), we find that Eq.(2.5) decomposes into the following identities:
(2.6)
(2.7)
(2.8)
(2.9)
(2.10)
(2.11)
(2.12)
(2.13)
Eq.(2.6)-(2.8) are direct consequences of the definition of . Eq.(2.9) and (2.10) can be easily derived from the identities
(2.14)
and
(2.15)
respectively, while Eq.(2.11) and (2.12) can be easily derived from
(2.16)
where .
Eq.(2.14)-(2.16) can all be proved by simple induction on . Finally, Eq.(2.13) is the induction hypothesis. Therefore, by induction, the Yang-Baxter equation holds for all .
∎
To construct an integrable system, we take copies of and label them by . Let be an auxiliary space. The monodromy matrix is defined by
(2.17)
where acts on . The Yang-Baxter equation (2.5) leads to the following RTT relation:
(2.18)
We define the transfer matrix to be
(2.19)
where acts on , imposing a twisted periodic boundary condition. In the following, we also need
(2.20)
Eq.(2.18) implies that111Notice that for any diagonal matrix acting on the auxiliary space, we have .
(2.21)
Under the decomposition , the monodromy matrix can be written in the following form:
(2.22)
with being operators acting on the Hilbert space . The RTT relation (2.18) yields the following commutation ralations:
(2.23)
(2.24)
(2.25)
3 Bethe ansatz equations and the equivariant quantum
cohomology/K-theory ring of flag varieties
In this section, we derive the Bethe ansatz equations of the GL five vertex model introduced in the last section following the method proposed in [10], and discuss their relationship with the equivariant quantum cohomology and quantum K-theory ring of flag varieties.
Let be spanned by , where is the th unit vector of . Define
then a basis of the Hilbert space can be chosen to be
(3.1)
We call the basis (3.1) the natural basis of the Hilbert space .
The pseudo vacuum is taken to be
where , , are parameters to be determined, and the expansion coefficients depend on sets of parameters
with , where for and . Now we can prove the following
Theorem 3.1.
If the parameters satisfy the following Bethe ansatz equations:
(3.5)
(3.6)
(3.7)
where ,
then the state (3.4) is a common eigenstate of the transfer matrices defined by (2.19).
Proof.
From the commutation relations (2.23) and (2.24), one can compute
(3.8)
where and contain all the unwanted terms that are not in the subspace spanned by states of the form , and
(3.9)
Eq.(3.9) suggests that can be viewed as the monodromy matrix of the GL asymmetric five vertex model with sites and R-matrix , where are the equivariant parameters. Correspondingly, the transfer matrix can be defined as
and is the sum of the unwanted terms. For to be an eigenstate of for all , the unwanted terms must vanish. As in the usual algebraic Bethe ansatz method, vanishing of the unwanted terms amounts to being holomorphic, i.e.
Thus we have reduced the eigenvalue problem for the GL system to the eigenvalue problem (3.10) for a GL system. Clearly, we can continue to reduce the rank in exactly the same way. At each step, a set of parameters , has to be introduced to construct the Bethe ansatz state
(3.14)
where
(3.15)
and ’s are the operators defined as matrix elements of the monodromy matrix in the corresponding step as in (2.22) and , serve as the equivariant parameters.
As in the case, for (3.14) to be an eigenstate, the following equations have to be satisfied:
(3.16)
accordingly, the eigenvalues satisfy
(3.17)
for .
This procedure continues until we get a GL system with R-matrix given by Eq.(2.1). This GL system can be solved exactly by the algebraic Bethe ansatz method as for other spin chain models, leading to the Bethe ansatz equations Eq.(3.7) and
(3.18)
Eq.(3.18) then allows us to solve all the eigenvalues , from Eq.(3.17) and (3.11) recursively. Plugging these eigenvalues into Eq.(3.16) and (3.13), we get the equations Eq.(3.6) and (3.5).
∎
Now let us restrict to the cases in which and compare Eq.(3.5)-(3.7) with the ring relations of the equivariant quantum cohomology and equivariant quantum K-theory ring of flag varieties. The reader may refer to the appendix and references therein for a review of the quantum cohomology and quantum K-theory ring of flag varieties.
When , we can identify with the Chern roots of , the th tautological bundle of the flag variety , i.e. the th elementary symmetric polynomial is identified with the th Chern class of :
Under this identification, it was checked in [11, 12] that Eq.(3.5)-(3.7) specialized to are exactly the ring relations of the equivariant quantum cohomology of with the equivariant parameters given by .
When , we can identify with the Chern roots of , i.e. the th elementary symmetric polynomial is identified with in the Grothendieck group of the flag variety :
It was argued in [12] that Eq.(3.5)-(3.7) specialized to are the ring relations of the (predicted) equivariant quantum K-theory ring of with the equivariant parameters given by .
Indeed, as in [12], one can use Vieta’s formula222Vieta’s formula: If are roots of the polynomial , then . to convert Eq.(3.5)-(3.7) into the ring relations of the equivariant quantum cohomology ring () or the equivariant K-theory ring () of the flag variety .
for , where we have defined . Eq.(3.19) tells us that , are roots of the polynomial
(3.20)
where is the th elementary symmetric polynomial in the variables , .
Notice that the coefficient of in (3.20) is333We set for or .
Assume the other roots of (3.20) are , then Vieta’s formula yields
(3.21)
If we interpret as Chern roots of and as Chern roots of , i.e. , , then Eq.(3.21) becomes444 is the trivial vector bundle of rank zero, so . is the trivial vector bundle of rank , but since it carries the -action, we have .
(3.22)
for ,
which are the quantum Whitney relations of the equivariant quantum cohomology ring and are equivalent to the ring relations proved in [13].
When , let , then Eq.(3.5)-(3.7) can be written as
(3.23)
for , where . Eq.(3.23) implies that are roots of the polynomial , where
Assume the roots of are and , then Vieta’s formula yields
Eq.(3.24) and (3.25) together give us the relation
(3.26)
In the case , (3.26) was interpreted as the quantum Whitney relation of the equivariant quantum K-theory ring of the flag variety in [12]. The idea is to identify with and make the following identification
Then Eq.(3.26) for can be written in terms of class as555For a vector bundle , the class is defined as in the Grothendieck group.
(3.27)
for ,
which are the quantum Whitney relations of the equivariant quantum K-theory ring proposed in [12].
Remark 1.
Notice that in [12], the analogue of the Bethe ansatz equations were derived from the 3d gauged linear sigma model (GLSM) compactified on a circle. The GLSMs for the flag varieties are quiver gauge theories, whose quiver diagrams have the following form in our convention [14]
where circles represent gauge groups, square represents global symmetry and arrows represent chiral fields in bifundamental representations.
The Higgs branch of the GLSM is a nonlinear sigma model with target space being the flag variety, the equations for vacuum states on the Coulomb branch are exactly the Bethe ansatz equations we obtained above in the case of . Though ring relations of quantum K-theory ring of general partial flag varieties have not been rigorously established, it was checked in [12] that the ring relations obtained from the GLSMs match those of the special cases, such as incidence varieties and full flag varieties, in which exact results have been proved.
Remark 2.
Theorem 3.1 shows that the Bethe ansatz equations of the quantum integrable model defined by the R-matrix (2.3) and monodromy matrix (2.17) reduce to the vacuum equations on the Coulomb branch of the 2d GLSM for flag varieties when , and reduce to the vacuum equations on the Coulomb branch of the 3d GLSM for flag varieties when . Therefore, we have established a Bethe/Gauge correspondence in the sense of [15, 16].
4 Relationship with the double -Grothendieck polynomials
In this section, we consider the case of full flag variety, i.e. and for . We will show that the Bethe ansatz states generate the double -Grothendieck polynomials (Theorem 4.6 and 4.11). The double -Grothendieck polynomials for and are defined in the appendix, see Eq.(A.1)-(A.3).
and for . We use to denote the permutation of elements with maximal length, and denotes the length of the permutation .
From Eq.(2.4), (2.17) and the fact that (Eq.(2.22)), it is easy to compute
(4.2)
where . The state (4.2) vanishes unless for all , therefore it vanishes when . Also, if .
Figure 1: The left action of on for and a specific choice of in the expansion (4.2).
The left action of on can then be depicted as Fig.1 (for a specific ). We see for any in the expansion (4.2), the effect of the operator is to annihilate a state, create a state, and permute among the sites according to . If we write the expansion (4.2) as , then for any , there is a factor in , and for any , there is a factor in .
For , let us define
(4.3)
then, from (4.2) and the discussion above, we have the following
Similarly, the right action of on the dual state is
(4.4)
where . The state (4.4) vanishes unless for all and there is some such that and for all . Moreover, if .
The right action of on can therefore be depicted as Fig.2 (for a specific choice of ). We see for any in the expansion (4.4), the effect of the operator is to annihilate a state, create a state on the th site, and permute among the sites according to . If we write the expansion (4.4) as , then for any , there is a factor in , and there is a factor in for any .
Figure 2: The right action of on for and a specific choice of in the expansion (4.4).
where is the simple transposition of the th and th elements, and
is defined to be the identity permutation. Let be the -divided difference operator defined by Eq.(A.1):
Generally, for , we have the definition666In the following, if a polynomial depends on two sets of variables and as in the case of double -Grothendieck polynomials, in is understood to act on the first set of variables, see Eq.(A.1). The same convention applies to the operator defined by Eq.(4.31).
Therefore, from (4.8) and the definition of the double -Grothendieck polynomials Eq.(A.1)-(A.3), we get
where in the second to last step, we used .
∎
Lemma 4.4.
If and , then
Proof.
First we show, for
(4.9)
and
(4.10)
where for , we have
(4.11)
We have the following expansions in the natural basis according to (4.4)
where and are the sets in which takes value such that the corresponding coefficients , and in (4.4) are nonzero, and , and are members of the natural basis (3.1). Because for and for , there is a map defined by
is a bijection since for . Moreover, for , we have for and , therefore we have an injective map defined by
where and are defined in the same way as Eq.(4.9) and (4.10). The case of (4.15) is valid due to Eq.(4.11).
Now let be a state of the form
with , where .
We expand the following states in the natural basis according to (4.4):
(4.16)
(4.17)
where contains ’s satisfying , and consists of all the other ’s such that the corresponding coefficients are nonzero. One important difference between these two sets is that remains to the left of in , while is moved to the left of in . Since it is not possible to have in the expansion (4.17), we have a one-to-one correspondence between and given by with defined by
Since differs from by exchange of and , it is easy to see
Notice that is equivalent to for , so Eq.(4.19) can be rewritten as
(4.20)
In addition, if , then
(4.21)
because on both sides, is moved to the th site, is moved to the th site, where , and the other ’s are moved in the same way, and
(4.22)
because , , and or for .
Therefore
(4.23)
where the second equality is due to Eq.(4.18), (4.21) and (4.22), and in the last equality we used Eq.(4.20).
Consequently,
(4.24)
where the second equality is due to (4.23).
From the induction hypothesis Eq.(4.15), we have
(4.25)
which results in
(4.26)
where the first equality is due to (4.24), the second equality is due to (4.25), and in the last step we used Eq.(4.16) and the fact that, for , is to the left of in , so (notice that with cannot move to the left of because the only way to do this is to have for some , which is impossible)
because it is impossible to have when acts on the state.
Combining Eq.(4.11), (4.15) and (4.26), the lemma is proved by induction.
∎
In order to relate the quantum states of the integrable system to the double -Grothendieck polynomials, we need the commutation relations among the different operators. From Eq.(2.4) and (2.25), we have the commutation relations
(4.27)
(4.28)
Let us define
(4.29)
where is the ordinary divided difference operator defined by .
It is easy to check that
Lemma 4.3 shows Eq.(4.32) is valid for . Because any permutation can be written as for some acting on the last elements and some , it remains to show the validity of Eq.(4.32) for with acting on . We show this by induction on the lenghth of . Let us assume
for with for some . Now, for with , there exists with , such that . Then
Let , where . Then we can apply the transpositions , successively to the subindices of the right hand side of (4.33) to bring them to the strictly descending order, where exchanges the th and th subindices at each step. Since we need at least transpositions to complete the ordering, every transposition must bring a smaller subindex to the right of a neighboring larger subindex. According to (4.28), the application of must be accompanied by the action of to the right hand side of (4.33) in order to keep the equality. Therefore,
Because of the identity
the proof is thus complete.
∎
Remark 3.
Lemma 4.7 allows us to deduce the matrix elements of from Theorem 4.6.
Plugging the identity above in (4.35), we arrive at
Then the theorem is proved by replacing with .
∎
Let be the submodule of defined by
(4.36)
Corollary 4.9.
For any , we have
(4.37)
Proof.
Since is a -basis of (as are the Schubert and Grothendieck polynomials [20, Proposition 2.7]), Eq.(4.37) follows from Theorem 4.8 and linearity of .
∎
In section 3, we have seen that () or (), , can be identified with the Chern roots of when ’s satisfy the Bethe ansatz equations Eq.(3.5)-(3.7). We will show that the Bethe ansatz state (3.4) generates the double -Grothendieck polynomials when this identification is implemented. For this purpose, we need the following
Lemma 4.10.
For , if is identified with for every , then
Proof.
Let be the submodule defined by (4.36). Then, since and
are both -bases of , we have the expansion
where .
Therefore
where the second equality is due to if is symmetric in , the third equality is due to Corollary 4.9, and is identified with in the fourth equality.
∎
Example 2.
Notice that . In the case , following Example 1, one can check
where the following identifications have been made
Finally, we show that the Bethe state satisfies the following
Theorem 4.11.
When is identified with for all and , the Bethe ansatz state (3.4) (in the case ) has the expansion
(4.38)
Proof.
We prove by induction on the number of sites. For a two-site system, it is easy to check that, when ,
so Eq.(4.38) holds for . Now assume Eq.(4.38) holds for with , then we have, from Eq.(3.14) and (3.15), for (notice that is the Bethe state of a GL system with sites),
where the first equality is due to Lemma 4.7 and the second equality is due to Theorem 4.6.
As from the induction hypothesis, Lemma 4.10 and Eq.(4.39) then yield
Notice that , the proof is thus complete by induction.
∎
Remark 4.
As discussed in Section 3, when the Bethe ansatz equations Eq.(3.5)-(3.7) are taken into account, we should interpret () or (), , as the Chern roots of . Therefore, should be interpreted as the first Chern class of when in the cohomology ring, and should be interpreted as the K-theory class of when in the K-theory ring.
Remark 5.
More generally, for , we expect to represent in the connective K-theory ring of the flag variety [21].
Remark 6.
In the case of full flag variety, for in Eq.(3.14). In the case of general partial flag variety , it is possible that for some . Because of (Eq.(4.27)), we expect the expansion coefficients of the Bethe ansatz state in the natural basis to be given by the -Grothendieck polynomials indexed by , where is generated by the simple transpositions for , i.e. -Grothendieck polynomials symmetric in , which can be identified with the Chern roots of , for all .
Acknowledgement
The author would like to thank Xiang-Mao Ding, Leonardo Mihalcea and Eric Sharpe for useful comments. This work is partially supported by the National Natural Science Foundation of China (Grant No. 12475005), the Natural Science Foundation of Shanghai (Grant No. 24ZR1468600), and the Fundamental Research Funds for the Central Universities.
Appendix A Quantum cohomology/K-theory of flag varieties and the double -Grothendieck polynomials
In this appendix, we give a brief review of the quantum cohomology/K-theory ring of flag varieties, and the double -Grothendieck polynomials. The reader may refer to e.g. [13, 17, 18, 20, 22, 23, 24] and references therein for more information.
Given and such that , the flag variety is defined to be the set of the flags
such that for all .
There is a sequence of vector bundles on (the tautological sequence):
with .
Let be the group of permutations of elements, and let be the length777The length of a permutation is the number of pairs such that and . of a permutation . The Schubert varieties are subvarieties of indexed by the set , where is the subgroup generated by the simple transpositions for . The codimension of the Schubert variety indexed by the representative with shortest length is equal to .
Let denote the cohomology class Poincaré dual to the Schubert variety indexed by , then the Schubert classes form a basis for the cohomology ring .
Let denote the full flag variety. The cohomology of has the following presentation
where is the th elementary symmetric polynomial in variables. In this presentation, is identified with the Chern class and the Schubert class is represented by the Schubert polynomial , which means that the multiplication rules of the Schubert classes are the same as those of the Schubert polynomials modulo .
The quantum elementary polynomials are defined via the Givental-Kim determinant. Let
then is defined as the coefficient of in the characteristic polynomial .
The quantum cohomology ring of the full flag variety can be presented as
Ring relations of the quantum cohomology of partial flag varieties can be presented similarly, see [13, 22]. The structure constants of encode the Gromov-Witten invariants of the flag variety.
The K-theory ring of the flag variety is the Grothendieck group of the coherent sheaves of . A basis of can be chosen as the structure sheaves of the Schubert varieties , which can be represented by the Grothendieck polynomials . Ring relations can be found in e.g. [23]. One way to present the ring relations of the (quantum) K-theory ring of is to encapsulate them in the (quantum) Whitney relations [12].
The structure constants of the quantum K-theory ring encode the K-theoretic Gromov-Witten invariants of the flag variety.
For the action on with characters (equivariant parameters) , we can define the equivariant quantum cohomology ring and equivariant quantum K-theory ring .
The representatives of the Schubert classes in the equivariant cohomology and K-theory rings are given by the double Schubert polynomials and the double Grothendieck polynomials respectively.
The double Schubert and double Grothendieck polynomials are special cases of a one-parameter family of polynomials called the double -Grothedieck polynomials [18]. Let be a field of zero characteristic and be a formal variable, , define the -divided-difference operator acting on by
(A.1)
If is the permutation in with maximal length, then we define
(A.2)
and for other , can be defined recursively by
(A.3)
if .
The double -Grothendieck polynomial reduces to the double Schubert polynomial when , and reduces to the double Grothendieck polynomial when .
The double -Grothendieck polynomials satisfy (see Lemma 5.8 of [21])
(A.4)
The dual double -Grothendieck polynomials can be defined recursively by setting and
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