Quivers with potentials associated to triangulations of closed surfaces with at most two punctures
Abstract.
We tackle the classification problem of non-degenerate potentials for quivers arising from triangulations of surfaces in the cases left open by Geiss-Labardini-Schröer. Namely, for once-punctured closed surfaces of positive genus, we show that the quiver of any triangulation admits infinitely many non-degenerate potentials that are pairwise not weakly right-equivalent; we do so by showing that the potentials obtained by adding the 3-cycles coming from triangles and a fixed power of the cycle surrounding the puncture are well behaved under flips and QP-mutations. For twice-punctured closed surfaces of positive genus, we prove that the quiver of any triangulation admits exactly one non-degenerate potential up to weak right-equivalence, thus confirming the veracity of a conjecture of the aforementioned authors.
Key words and phrases:
Surface, marked points, punctures, triangulation, flip, quiver, potential, mutation, non-degenerate potential2010 Mathematics Subject Classification:
Primary 16P10, 16G20; Secondary 13F60, 57N05, 05E991. Introduction
Albeit technical in nature, the problem of classifying all non-degenerate potentials on a given 2-acyclic quiver is relevant in different interesting, seemingly unrelated, contexts. In cluster algebra theory, having only one weak right-equivalence class means, very roughly speaking, that Derksen-Weyman-Zelevinsky’s representation-theoretic approach to the corresponding cluster algebra can be performed in essentially only one way.
The classification problem of non-degenerate potentials plays a role also in algebraic geometry and in symplectic geometry (more precisely, in the subjects of Bridgeland stability conditions and Fukaya categories). In [1, Theorem 9.9], the uniqueness of non-degenerate potentials on the quivers arising from positive genus closed surfaces with at least three punctures is used by Tom Bridgeland and Ivan Smith to prove that there is a short exact sequence
where is the 3-Calabi-Yau triangulated category associated to , defined as the full subcategory that the dg-modules with finite-dimensional cohomology determine inside the derived category of the Ginzburg dg-algebra of the quiver with potential of any111That is independent of the tagged triangulation used follows after combining results of Keller-Yang [6] and Labardini [9], see [10, Section 5]. tagged triangulation of , the group is the quotient of the group of auto-equivalences of that preserve the distinguished connected component by the subgroup of auto-equivalences that act trivially on , is the subgroup of generated by (the quotient images of) the twist functors at the simple objects of an heart , and is the signed mapping class group.
In [15, Theorem 1.1], Ivan Smith shows that if is a positive genus closed surface with at least three punctures (i.e., ), then there is a linear fully faithful embedding of the 3-Calabi-Yau triangulated category into a Fukaya category of a 3-fold that fibers over (with poles of a quadratic differential removed from ). He explains that the reason behind the hypothesis in [15, Theorem 1.1] arises from the fact that for positive genus closed surfaces with at least three punctures, the quiver of any triangulation has exactly one non-degenerate potential up to weak right-equivalence (a fact shown by Geiss-Labardini-Schröer [4]). See [15, Sections 1.3 and 2.2].
Together with results from his work [1] with Bridgeland, the embeddings from the previous paragraph allow Smith to obtain non-trivial computations of spaces of stability conditions on Fukaya categories of symplectic six-manifolds.
In this paper we prove the following:
Theorem 1.1.
-
(1)
For once-punctured closed surfaces of positive genus, the quiver of any triangulation admits infinitely many non-degenerate potentials that are pairwise not weakly right-equivalent, provided the underlying field has characteristic zero.
-
(2)
For twice-punctured closed surfaces of positive genus, the quiver of any triangulation admits exactly one non-degenerate potential up to weak right-equivalence, provided the underlying field is algebraically closed.
Let be a once-punctured closed surface, a positive integer and any scalar. For a triangulation of let be the potential obtained by adding the 3-cycles of arising from triangles of and the -multiple of the power of the cycle of that runs around the puncture of . The following result of independent interest plays a central role in our proof of part (1) of Theorem 1.1:
Theorem 1.2.
Let be a once-punctured closed surface. If and are triangulations of related by the flip of an arc , then the quivers with potential and are related by the mutation of quivers with potential .
That the quivers associated to triangulations of once-punctured closed surfaces of positive genus admit more than one weak-right-equivalence class of non-degenerate potentials has always been expected, since the works [2] of Derksen-Weyman-Zelevinsky and [7, 8] of Labardini exhibit non-degenerate potentials for the Markov quiver222The Markov quiver arises as the quiver associated to any triangulation of the once-punctured torus. that are not weakly right-equivalent.
In [4, Theorem 8.4], Geiss-Labardini-Schröer proved that every quiver associated to some triangulation of a positive-genus closed surface with at least three punctures admits exactly one weak-right-equivalence class of non-degenerate potentials, and conjectured that the same result holds in the case of two punctures. The reason why their proof fails for twice-punctured closed surface is that these do not admit triangulations all of whose arcs connect distinct punctures. The fact that such triangulations do exist for closed surfaces with at least three punctures plays an essential role in the proof of [4, Theorem 8.4].
The structure of the paper is straightforward: in Section 2 we prove a few facts (some of them quite technical) about the form of cycles and non-degenerate potentials for quivers arising from combinatorially nice triangulations of surfaces with empty boundary (see conditions (2.1) and (2.2)). Section 3 is devoted to proving part (1) of Theorem 1.1, whereas Section 4 is devoted to showing part (2).
2. Preliminaries
Let be any field. For a quiver , the vertex span is the -algebra defined as the -vector space with basis , with multiplication defined as the -bilinear extension of the rule
where is the Kronecker delta of and . Thus, is (a -algebra isomorphic to) with both sum and multiplication defined componentwise. The complete path algebra of is the -vector space
where , and for , is the -vector space with basis all the paths of length on . The multiplication of is defined in terms of the concatenation of paths.
The vertex span is obviously a subring of (actually, a -subalgebra), but it is often not a central subring. Despite this, any ring automorphism such that will be said to be an -algebra automorphism of .
Definition 2.1.
Let be a quiver and be potentials on . We will say that:
-
(1)
two cycles and on are rotationally equivalent if or for some ;
-
(2)
and are rotationally disjoint if no cycle appearing in is rotationally equivalent to a cycle appearing in ;
-
(3)
and are cyclically equivalent if, with respect to the -adic topology of , the element belongs to the topological closure of the vector subspace of spanned by all elements of the form with running through the set of all cycles on ; notation: ;
-
(4)
and are right-equivalent if there exists a right equivalence from to , i. e., an -algebra automorphism that acts as the identity on the set of idempotents and satisfies ; notation: ;
-
(5)
and are weakly right-equivalent if and are right-equivalent for some non-zero scalar .
Throughout the paper, will be a punctured closed surface of positive genus. That is, will be a compact, connected, oriented two-dimensional real differentiable manifold with positive genus and empty boundary, and will be a non-empty finite subset of .
It is very easy to show that there exists at least one triangulation of such that
(2.1) | Every puncture has valency at least with respect to ; | ||
(2.2) | for any two arcs and of , the quiver has at most one arrow from to . |
Throughout the paper, we will permanently suppose that satisfies (2.1) and (2.2).
Following Ladkani [11] we define two maps as follows. Each triangle of gives rise to an oriented 3-cycle on . We set , and . Now, given any arrow of , the quiver has exactly two arrows starting at the terminal vertex of . One of these two arrows is . We define to be the other arrow.
Note that the map (resp. ) splits the arrow set of into -orbits (resp. -orbits). The set of -orbits is in one-to-one correspondence with the set of triangles of . All -orbits have exactly three elements. The set of -orbits is in one-to-one correspondence with the set of punctures of . For every arrow of , we denote by the size of the -orbit of ( by (2.1)). Note that is a cycle surrounding the puncture corresponding to the -orbit of , we denote this cycle as or . Whereas, for every arrow of and any non-negative integer , we use the notation to denote the path . Similarly, we use the notation to denote the path .
Let be a choice of a non-zero scalar for each puncture . For ideal triangulations which satisfy (2.1) and (2.2) the potential defined by the second author [9] takes a simple form, namely,
with for any fixed set containing exactly one arrow from each triangle of .
Lemma 2.2 (Types of cycles).
Let be a punctured surface with empty boundary, and let be a triangulation of that satisfies (2.1) and (2.2). Then every cycle in is rotationally equivalent to a cycle of one of the following types:
-
(-cycles)
for some ;
-
(-cycles)
for some ;
-
(-cycles)
for some arrow and some path , such that with of positive length.
Proof.
Let be any cycle on . Denote , and notice that for every , we have either or . Let be the length- sequence of s and s that has an at the place if and a otherwise.
If consists only of s, then is rotationally equivalent to for some arrow and some . Furthemore, if consists only of s, then is rotationally equivalent to for some arrow and some . Therefore, if involves only s or only s, then is an -cycle or a -cycle.
Suppose that at least one and at least one appear in . Rotating if necessary, we can assume that starts with an followed by a , i.e., . This means that if we set , then , and . By (2.2) is the only arrow in such that is a cycle. Since , this implies with of positive length. ∎
Remark 2.3.
As in the case of cycles, every path falls within exactly one of three types of paths: -paths, -paths, and -paths.
By Lemma 2.2, up to cyclical equivalence we can write every potential in as , where
with each , and a possibly infinite linear combination of paths of the form for each .
Lemma 2.4.
Proof.
By (2.2) the hypotheses of [4, Corollary 2.5] are satisfied, so if is a non-degenerate potential, then every -cycle appears in . So,
with all and rotationally disjoint from .
We define an -algebra automorphism by means of the rule
We see that , for some potential rotationally disjoint from . ∎
Lemma 2.5 (Replacing -potentials and -potentials by longer ones).
Let be a punctured surface with empty boundary, and let be a triangulation of that satisfies (2.1) and (2.2). Let be one of the symbols and , and let be the other symbol, so that as sets of symbols. If are potentials rotationally disjoint from , and if , then there exists a potential which is rotationally disjoint from and satisfies the following four conditions:
Proof.
Let us deal with the case . Write
and define an -algebra homomorphism by means of the rule
Then is a unitriangular automorphism of depth , and
Consequently, if we set , then:
-
•
;
-
•
;
-
•
;
-
•
; and
-
•
.
Now we deal with the case . Write
with for each and define an -algebra homomorphism by means of the rule for . Then is a unitriangular automorphism of depth , and
Consequently, if we set , then:
-
•
;
-
•
;
-
•
(since );
-
•
;
-
•
; -
•
; and -
•
.
Lemma 2.5 is proved. ∎
Proposition 2.6 (Replacing potentials by sums of powers of -cycles).
Let be a punctured surface with empty boundary, and let be a triangulation of satisfying (2.1) and (2.2). If are potentials rotationally disjoint from , then there exist a unitriangular automorphism of depth at least and a potential involving only positive powers of -cycles, such that and is a right-equivalence .
Proof.
Set and . We obviously have .
Claim 1.
There exist sequences and of potentials on the quiver , and a sequence of unitriangular automorphisms of , such that the following properties are satisfied for every :
-
•
is a right-equivalence ;
-
•
;
-
•
each of and is rotationally disjoint from , does not involve powers of -cycles and involves only powers of -cycles;
-
•
;
-
•
.
Proof of Claim 1.
We shall produce the three sequences , and recursively. Fix a positive integer . If , we set to be , to be and to be the identity of . Otherwise, let be symbols such that and . By the proof of Lemma 2.5, there exist a potential rotationally disjoint from and a unitriangular automorphism such that
-
•
;
-
•
is a right-equivalence ;
-
•
;
-
•
;
-
•
.
We set and . It is clear that the first four properties stated in the claim are satisfied. For the fifth property, note that if , then , whereas if , then
These facts, together with the observation that for each we have , allow us to deduce that for all . ∎
From the claim, we see that
Hence, if we set , then is a right-equivalence . Proposition 2.6 follows. ∎
Lemma 2.7.
Let be a punctured surface with empty boundary, let be a triangulation of satisfying (2.1) and (2.2), and let be any choice of non-zero scalars. Suppose that and are positive integers and are potentials rotationally disjoint from that satisfy the following properties:
-
(1)
;
-
(2)
;
-
(3)
for some non-zero scalar , some arrow and some path .
Then there exists a unitriangular -algebra automorphism of depth that serves as a right-equivalence between the QPs and for some potentials that satisfy:
-
(1)
;
-
(2)
;
-
(3)
for some non-zero scalar , some arrow and some path .
Proof.
Let be the -algebra homomorphism given by the rule
Since satisfies (2.2), is a positive integer by Lemma 2.2, and hence is actually a unitriangular automorphism of . The depth of is obviously .
The arrow connects two arcs of . Let be the puncture at which these arcs are incident. Direct computation shows that
So, the lemma follows if we remember that and set
Indeed, property (3) is obviously satisfied, whereas the inequalities , and imply that
Furthermore, we also have
where the inequality follows from the fact that satisfies (2.1). ∎
Corollary 2.8 (Replacing certain cycles by sums of long -cycles).
Under the same hypotheses of Lemma 2.7, if the path is assumed to be an arrow, then there exists a unitriangular -algebra automorphism of depth at least that serves as a right-equivalence between the QPs and for some potential that involves only positive powers of -cycles and satisfies .
Proof.
This corollary follows from an inductive use of Lemma 2.7. Set , , , and . Using Lemma 2.7, we obtain a unitriangular automorphism , potentials , an arrow , a path and a non-zero scalar , such that:
-
(1)
;
-
(2)
is a right-equivalence ;
-
(3)
and ;
-
(4)
.
Setting , we see that , , , and satisfy the hypotheses of Lemma 2.7 for the integers and .
Assuming that for we have , , , and satisfying the hypotheses of Lemma 2.7 for the integers and , we can produce a unitriangular automorphism , potentials , an arrow , a path and a non-zero scalar , such that:
-
(1)
;
-
(2)
is a right-equivalence ;
-
(3)
and ;
-
(4)
.
Setting , we see that , , , and satisfy the hypotheses of Lemma 2.7 for the integers and .
The composition is a unitriangular automorphism of that has depth at least and serves as a right-equivalence . Notice that , that , and that .
By Proposition 2.6, there exists a unitriangular automorphism of depth greater than that makes right-equivalent to for some potential that involves only powers of -cycles and satisfies .
From the two previous paragraphs we deduce that the automorphism satisfies the desired conclusion of Corollary 2.8. ∎
3. Once-punctured surfaces
In [7] and [9], the second author showed that the potentials are well behaved with respect to flips and mutations, in the sense that if two triangulations are related by a flip, then the associated QPs are related by the corresponding QP-mutation. In this section, we show that for once-punctured closed surfaces the same result is true for a wider class of potentials. Namely, given a triangulation of a once-punctured close surface of positive genus , a scalar and a positive integer , we define a potential as
where is the only puncture in .
Theorem 3.1.
Let be a once-punctured closed surface of positive genus, be any positive integer, let be any scalar. If and are triangulations of that are related by the flip of an arc , then the QPs and are right-equivalent.
Proof.
Let , be the arrows in the two triangles with one side as in the figure below.
Up to rotation we can write . Notice that are factors of , but and are not. The potential is cyclically equivalent to
where the paths are the result of replacing in by , respectively.
We define -algebra homomorphisms by means of the rules
Applying to we get
The potential is cyclically equivalent to
In an analogous way, we define -algebra homomorphisms by means of the rules
We obtain
Therefore, the QPs and are right-equivalent. ∎
Remark 3.2.
- (1)
- (2)
- (3)
- (4)
Proposition 3.3.
Let be a once-punctured closed surface of positive genus, a triangulation of , and a non-zero scalar. If the characteristic of the field is zero, then
Proof.
For the proof of finite-dimensionality we follow ideas suggested by Ladkani in his proof of [11, Proposition 4.2], whereas our proof that the limits of the dimensions is follows ideas that appear in the first author’s Master thesis.
First, note that when we compute the cyclic derivative of with respect to an arrow , we get
(3.1) |
So, and become equal in the Jacobian algebra .
Every -path of length three has the form or for some arrow , and it is hence equal to or in . Thus every -path of length three is equal in to another -path of length greater than three. In the same vein, an easy inductive argument shows that, in the Jacobian algebra, every -path is to an arbitrarily long -path, and therefore equal to .
Any -path of length greater than three, is equal to the -path in , and in this way, to . Furthermore, any -path of the form with length greater than , is equal to the -path , hence equal to in the Jacobian algebra. Notice that here, we have used that is a field of characteristic zero.
Thus far, we have shown that every path of length greater than is equivalent to 0 in the Jacobian algebra , and therefore the latter has finite dimension.
On the other hand, as the cyclic derivative of with respect to any arrow is equal to the sum of an -path of length two and a scalar multiple of a -path of length (3.1), and since no -path is a multiple of any -path of length greater than one, we conclude that for any , no -path of length smaller than appears in the expression of the element as a possibly infinite sum of paths on the quiver . From this, it follows that no finite linear combination of -paths of lengths smaller than can be written as a limit of finite sums of elements of the form , i.e., the set of -paths of length smaller than is linearly independent in the Jacobian algebra . Therefore, . ∎
Corollary 3.4.
Over a field of characteristic zero, the quiver of any triangulation of a once-punctured closed surface of positive genus admits infinitely many non-degenerate potentials up to weak right-equivalence.
Remark 3.5.
- (1)
-
(2)
In his Undergraduate thesis [13], the third author has computed an actual -vector space basis of for each , showing in particular that different values of never yield Jacobian algebras with the same dimension. This implies that different values of always yield potentials that are not weakly right-equivalent.
4. Twice-punctured surfaces
Theorem 4.1.
Let be a twice-punctured closed surface of positive genus, and let be any (tagged) triangulation of . Over an algebraically closed field, any two non-degenerate potentials on the quiver are weakly right-equivalent.
Since any two ideal triangulations of are related by a finite sequence of flips (see [14]), the first paragraphs of the proof of [4, Lemma 8.5] imply that the mere exhibition of a single triangulation of , with having only one weak right equivalence class of non-degenerate potentials, suffices in order to prove Theorem 4.1.
Example 4.2.
Figure 3 sketches a triangulation of a positive-genus twice-punctured surface with empty boundary. The triangulation is easily seen to satisfy (2.1) and (2.2). Note that the puncture has valency and the other puncture has valency .
Lemma 4.3.
Let be a twice-punctured closed surface of positive genus, and let be the triangulation of depicted in Figure 3. If is a potential involving only -powers of -cycles, then is right-equivalent to for any choice of non-zero scalars.
Proof.
Let be the genus of . Then
for some scalars and for . Note that .
Claim 2.
There exist a sequence of potentials on , and a sequence of unitriangular -algebra automorphisms of , satisfying the following properties:
-
(1)
;
-
(2)
;
-
(3)
for every :
-
(a)
is a right-equivalence ;
-
(b)
involves only -powers of -cycles;
-
(c)
.
-
(a)
Proof of Claim 2.
Start by setting . Let (resp. ) be an arrow lying in the -orbit that surrounds (resp. ). Suppose that for a fixed value of we have already defined a potential involving only -powers of -cycles and satisfying . We shall use to define and . Write:
with for . Set (resp. ) to be the first value of for which (resp. ) if such an exists, and if such an does not exist. Note that .
Define an -algebra homomorphism by means of the rule
Since , is a unitriangular automorphism, its depth is . Direct computation shows that
where
Note that and . So, applying Corollary 2.8, we see that there exists a unitriangular -algebra automorphism of that has depth at least and serves as a right-equivalence between and for some potential that involves only positive powers of -cycles and satisfies . These last inequalities imply that, actually, involves only -powers of -cycles.
Now, we can definitely write
(4.1) |
for some scalars . Define an -algebra homomorphism by means of the rule
Since , is a unitriangular automorphism, its depth is . Direct computation shows that
where
Note that and . So, applying Corollary 2.8, we see that there exists a unitriangular -algebra automorphism of that has depth at least and serves as a right-equivalence between and for some potential that involves only positive powers of -cycles and satisfies . These last inequalities imply that, actually, involves only -powers of -cycles.
It is clear that involves only positive powers of -cycles; this powers are actually greater than 1 because . So, if we set and , we see that is a right-equivalence , that involves only -powers of -cycles, and that .
From the previous paragraph we deduce that the sequences and satisfy the third condition stated in Claim 2. Moreover, since for every , we deduce that . This and the inequalities
imply that .
Our Claim 2 is proved. ∎
Proposition 4.4.
Let be a twice-punctured closed surface of positive genus, and let be the triangulation of depicted in Figure 3. If is a potential that involves only positive powers of -cycles and such that is a non-degenerate QP, then involves each of the -cycles that arise from the two punctures and of , that is, for some choice of non-zero scalars and some potential involving only -powers of -cycles.
Proof.
If we set , then and satisfy the hypotheses of [4, Proposition 2.4], and we deduce that .
Note that for every , the quiver does not have 2-cycles incident to the vertex labelled . Therefore, the QP is right-equivalent to the reduced part of the QP , whose underlying quiver and potential are and
Consider the QP , where
and let be its reduced part, computed according to the limit process with which Derksen-Weyman-Zelevinsky [2, Theorem 4.6] prove their Splitting Theorem. Note the presence of the sum in . Then , where is a triangulation that can be obtained from by applying an orientation-preserving homeomorphism of that exchanges and (thus and have the same shape, sketched in Figure 4; see also Example 4.5 below). Moreover, since no arrow of the form or appears in any of the terms of the potential
the QP is a reduced part of and hence is (right-equivalent to) the mutation . Furthermore, from the fact that no arrow of the form with appears in any of the terms of we deduce that the coefficient in of any of the rotations of the cycle
is . Therefore, the coefficient of this cycle in is (and its proper rotations do not appear).
Example 4.5.
Figure 5 sketches the flip sequence in the proof of Proposition 4.4 in the case of a twice-punctured torus. Note that the first and last triangulations have the same shape.
Proof of Theorem 4.1.
Let a be twice-punctured closed surface of positive genus, and let be a triangulation of satisfying (2.1) and (2.2). By Lemma 2.4, every non-degenerate potential on is right-equivalent to a potential of the form for some which is rotationally disjoint from . By Proposition 2.6, is right-equivalent to for some potential that involves only positive powers of -cycles. Theorem 4.1 now follows from Proposition 4.4, Lemma 4.3 and [4, Lemma 8.5]. ∎
Acknowledgements
We thank Christof Geiss and Jan Schröer for many helpful discussions.
The three authors were supported by the second author’s grant PAPIIT-IA102215. The first two authors were supported by the second author’s grant CONACyT-238754 as well. DLF received support from a Cátedra Marcos Moshinsky and the grant PAPIIT-IN112519.
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