In recent years, major efforts have been made [1, 2, 3, 4, 5, 6] to obtain cosmological inflation and inflaton potential(s) via Kähler moduli stabilization in type-IIB/F-theory since the inflationary picture in large scale limit is experimentally connected to the CMBR anisotropy and polarisation data [7, 8, 9]. In fact, Planck-2018 [7] has confirmed the efficacy of the single field slow-roll type potentials e.g. the -attractors in explaining the observational bounds with significant precision. Quite obviously, moduli stabilization is essential in order to connect the string compactification to low energy effective theories, such as inflation. Therefore, obtaining a plateau-type inflaton potential via moduli stabilization is an important task in the interface of string theory and cosmology. We have already shown in an earlier publication [10] that the mode-dependent behaviours of cosmological parameters of -attractor potentials conform to the Planck-2018 data to a great extent. This class of potentials originates from the geometry of Kähler manifold in minimal supergravity. Motivated by this success, we felt it is pertinent to extract such type of experimentally favoured potential from more fundamental theory viz., the superstring theory through stabilizing the Kähler moduli fields by quantum corrections in the topology of the internal compact manifold which is a Calabi-Yau threefold.
In the string frame, one is concerned with two potentials: i) the Kähler potential [11] which generates the metric of the moduli space of the internal manifold, ii) the superpotential [12] which is generated by world volume fluxes of branes. Usually, and get contributions from perturbative [5, 11, 13, 14, 1, 15, 16] and non-perturbative [5, 17, 18, 19, 20] effects, respectively. In the process of compactification in string theory, many moduli fields (massless scalars in four dimension) appear which are related to and . The number of moduli fields may be reduced by fluxes [21, 22], brane compactification [23] and orientifold projection [24]. A single-field inflation is driven by a potential , where is the inflaton field. In order to connect string theory to inflation one has to i) derive from a potential , which is called the -term potential, and ii) make a transition from space to space, the latter having a positive cosmological constant, which is required for inflationary expansion of the universe. Moreover, the potential has to be a slow-roll one. The main motivation of the present work is to obtain a slow-roll potential, , incorporating the perturbative (, four-graviton scattering upto genus one and 3 intersecting D7 branes wrapping over 4-cycles), non-perturbative (one instanton/gaugino condensation) corrections in . Obtaining a stable vacuum from superstring theory is a challenging task because of the recently proposed swampland conjecture [25, 26] in the context of quantum gravity. But still, efforts have been made to find an effective potential from the stringy perspective, which includes both perturbative[11, 14, 15] and non-perturbative[18, 19, 20] elements in the topology of compactified extra dimensions of space-time. Another aspect of this scenario is to uplift the single field effective potential from the to the space maintaining a slow-roll plateau. In this paper we have proposed a scheme for deriving a slow-roll -potential for the inflaton field by stabilizing all the Kähler moduli and suitably uplifting the minimum to the one. Our calculational framework is based on the type IIB superstring theory compactified on a 6d orbifold limit of Calabi-Yau 3-fold (CY3), which will be designated as such that the target space is , where is the 4d Minkowski space. The internal space is equipped with some non-perturbative objects like branes and planes. These -planes are necessary to project out the 12d -theory in 10d type IIB theory [28, 29]. Furthermore, the simplest configuration of three magnetised non-interacting and intersecting branes is considered which wrap around the 4-cycles and warp the metric topology of such that . In this set-up, the complexified Kähler moduli which control the volume of are expressed as,
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(1) |
is connected with RR potential and is identified as 4-cycle volume transverse to the 7-branes. The internal volume of can be expressed in terms of as,
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(2) |
where we have assumed that the intersection number of the branes is one. Branes, wrapping the , produce generalised fluxes [23, 21] threading the 4-cycles of the internal manifold arising due to some potentials and the associated form fields , , complexified axion-dilaton , where is the dilaton field which is related to the string coupling constant as ; , the Kalb-Ramond field , and . These fields depend on complex structure moduli which dictate the shape of . The CY3 being a compact Kähler manifold (which means it is an orientable Riemann surface having finite volume) with vanishing first Chern class and Ricci flatness [30] admits a non-zero closed holomorphic (3,0) form [31] (i.e. ) everywhere, which is a non-trivial element of Hodge-de Rham cohomology group . The 3-form field and together define the compatibility of CY3 with supersymmetry [30, 21] through a flux-generated tree level superpotential [12],
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(3) |
which is a holomorphic function of and .
Such type of potential is also described in the supergravity [32] except that, in that case it will be a function of superfields. The supersymmetric constraints require that and should be supersymmetrically stabilized acquiring large masses at supersymmetric minimum. Therefore, the covariant derivative of w.r.t. and must vanish, i.e.
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(4) |
where, . is the connection on the moduli space of CY3. This stabilization ensures that those moduli fields can never appear in large four dimensions. Now, so far as the Kähler structure (which is the complex structure with a Riemannian metric) of is concerned, the metric of the moduli space , being an exact 2-form i.e. it is derivable (at least locally) from a scalar potential called Kähler potential ,
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(5) |
Here is the classical version of the Kähler potential and it depends on three moduli viz., , and as [31, 21],
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(6) |
Using Eq. (2) we get,
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(7) |
where a constant factor has been absorbed in . satisfies an interesting condition,
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(8) |
called the ‘no-scale’ structure, which is necessary to maintain the supersymmetry [32]. The superpotential and the Kähler potential together provide a 4d effective potential called the -term potential,
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(9) |
which vanishes at classical level due to Eqs. (4) and (8). Therefore, the Kähler moduli are not fixed at tree level leading to the ‘moduli stabilization problem’. In order to avoid this problem we have to come out of the classical description and turn on quantum corrections to break the supersymmetric no-scale structure of the Kähler potential which will give a non-zero -term potential. Let us first focus on the non-perturbative contributions of the Kähler moduli to as [17]
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(10) |
arising from various non-perturbative effects like gaugino condensation [19] and instanton correction [20] where ’s are small constants. According to the large volume scenario (LVS) [14], in non-compact limit, all 4-cycles do not expand to infinity, rather, at least one of the 4-cycles must be smaller than others. Also Ref. [33] says that due to certain choices of world volume fluxes in the presence of magnetised branes, some of the Kähler moduli will have non-vanishing contributions to superpotential, which help in applying perturbative string loop effects in Kähler potential as explained in [15]. In our framework we consider to be smallest among and thus suppressing the effects of larger ’s we get from Eq. (10)
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(11) |
where . The non-renormalization theorem [34] forbids us to modify the superpotential by perturbative corrections. The tree level Kähler potential is perturbatively corrected through the stabilization of the volume term in Eq. (7) by the classical correction [11] and quantum string loop effects due to multi-graviton scattering [15]. The second type of correction is related to the 4d localized Einstein-Hilbert term (second part of Eq. (12)), originating through the process of compactification from the 10d effective action in gravitational sector given in Ref. [15], containing higher derivative objects like which is also proportional to the non-zero Euler number () of the internal manifold. In this way the 10d effective action reduces to (see [15, 5] for details),
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(12) |
where and . Here is the Ricci curvature 2-form with being some generalized basis vector over (also called vielbein), and
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(13) |
The terms associated with and come from genus zero scattering amplitude which is actually analogous to correction in large volume limit and genus one amplitude which arises from one loop correction, respectively. This computation is done in orbifold limit of CY3 (see [37, 38] for similar calculations), where there are some points which remain invariant under discrete group of transformations, called orbifold fixed points or EH vertices, where . They act as the sources of emission of massless gravitons and massive Kaluza-Klein (KK) modes in the internal space. The one loop term in the action of Eq. (12) is modified by a correction arising from the effect of exchange of massless as well as massive closed string excitations between EH vertices and branes and planes, viz., logarithmic correction [15], which takes the form
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(14) |
where is the tension of th brane, stands for size of the transverse 2-cycle volume and is the width of effective UV cut-off for graviton/KK modes [38]. Considering all these corrections, the volume term can be re-written as [39, 5]
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(15) |
For the sake of simplicity, it is assumed that all branes are identical so that they all have same tension of constant magnitude viz., . Therefore,
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(16) |
where , and [15].
Then,
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(17) |
where a factor is temporarily absorbed in . for orbifold and for smooth CY3 [15], that means so that which will be used later. Now, we can finally write the modified version of Eq. (7),
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(18) |
where the 6-cycle CY-volume satisfies Eq. (2). As we are interested only in Kähler moduli stabilization, afterwards we will safely ignore the term (which is also clear from the third term of Eq. (9)) and will proceed with only the Kähler moduli dependent term
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(19) |
This Kähler potential breaks the supersymmetric no-scale structure i.e., now,
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(20) |
leading to a non-vanishing -term potential
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(21) |
where is the corrected fluxed superpotential of Eq. (11). Thus, the Kähler moduli sector of is stabilized by perturbative and non-perturbative quantum corrections in classical -term potential. We assume that the non-supersymmetrically stabilized will be just massive enough to be able to sneak out to , for which cosmological inflation will be possible.
Now we split the Eq. (21) into , and such that :
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(22) |
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(23) |
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(24) |
The term can be approximated using Eq. (19) as
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(25) |
where the terms , and are neglected in large volume limit. Similarly, we compute the three terms , and using Eqs. (1), (2), (11) and (19) in WOLFRAM MATHEMATICA 12 and write the results,
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(26) |
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(36) |
To stabilize the smallest Kähler modulus supersymmetrically we first approximate the Kähler potential as,
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(37) |
by considering the perturbative corrections and to have negligible contributions, which will make calculations simpler. Then equating the covariant derivative of of Eq. (11) w.r.t to zero at we get,
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(38) |
The physical solution of this equation is called the ‘Lambert W-function’, corresponding to the -branch [5].
Therefore,
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(39) |
Here will be chosen as 40 as in [5]. Also from Eq. (38) we get,
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(40) |
Let, ) [5], then from Eqs. (39) and (40) we obtain,
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(41) |
and
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(42) |
Using Eqs. (41) and (42) we can rewrite Eqs. (32), (33) and (34) as,
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(43) |
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(44) |
and
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(45) |
Now we can finally write the -term potential as,
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(46) |
which matches with the corresponding expression in [5].
This -term potential arises because of deviation from the no-scale structure of the tree level Kähler potential vis-à-vis the supersymmetry breaking through non-perturbative quantum correction of fluxed superpotential by the smallest Kähler modulus , which ensures that is stabilized supersymmetrically and lies in compactified dimensions. The other two moduli are perturbatively stabilized through overall volume correction of the internal space . Being just massive enough, they can come out of the compactified dimensions and appear in non-compact 4-manifold . These relatively larger moduli play very significant role in cosmology. Certain symmetric combination of them will give rise to the inflaton field which drives the inflation by providing required large vacuum energy, whereas their anti-symmetric combination is another field which will remain in the background. Now, it is quite clear from Eq. (46) that this can not alone be responsible for cosmological inflation because its minima is at space. It requires some uplifting agent to obtain a slow-roll like vacuum.
There are actually so many uplifting mechanisms which include applying brane [40], Fayet-Iliopoulos (FI) -term [41] and nilpotent superfield [42]. Here we use -term contributions associated with factors in the models of intersecting branes [3, 1, 43, 19, 44] and the corresponding -term potential takes the form [1, 5]
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(47) |
where ’s ( + flux dependent and curvature corrections involving dilaton [19]) are the gauge couplings and () correspond to the charges carried out by the 7-branes. ’s are the charges of the matter fields ’s whose VEVs are considered to be zero. This is a valid approximation because we are considering only the gravitational sector (see Eq. (12)) and also this is a safe and simple assumption for obtaining a non-vanishing (see [19] and [44] for more details).
acts as constant uplifting factor similar to FI -term. Remaining two terms will manifest through inflaton and an auxiliary field. The effective potential can now be expressed using Eqs. (46) and (47) as
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(48) |
Let us transform into two canonically normalized fields as
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(49) |
where is considered to be constant according to Eq. (39) as it is supersymmetrically stabilized. A symmetric combination of yields
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(50) |
Thus, the inflaton field manifests as logarithm of the CY3 volume. Also from Eq. (50) we can write
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(51) |
By antisymmetrizing we obtain
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(52) |
These and fields are just two new avatars of and therefore we can express and in terms of by inverting Eqs. (51) and (52) as
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(53) |
Now, we can transform the effective potential of Eq. (48) as a 2-field potential (see Figure 3)
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(54) |
Now, in order to stabilize the field we set,
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(55) |
and
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(56) |
where . Now, we finally obtain the single field slow-roll inflaton potential with a stable vacuum,
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(57) |
We can compress this equation by considering
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(58) |
as
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(59) |
Our derived inflaton potential (Eq. (59)) crucially depends on four parameters , , and which in turn depend on perturbative and non-perturbative string theoretic parameters: , , , , , , , , and according to the Eq. (58). In our framework we choose these parameters as follows: