Some remarks on the Kobayashi–Fuks metric on strongly pseudoconvex domains
Abstract
The Ricci curvature of the Bergman metric on a bounded domain is strictly bounded above by and consequently , where is the Bergman kernel for on the diagonal and is the Riemannian volume element of the Bergman metric on , is the potential for a Kähler metric on known as the Kobayashi–Fuks metric. In this note we study the localization of this metric near holomorphic peak points and also show that this metric shares several properties with the Bergman metric on strongly pseudoconvex domains.
keywords:
Kobayashi–Fuks metric , Bergman kernelMSC:
[2020] 32F45 , 32A36 , 32A251 Introduction
For a bounded domain the space
where is the Lebesgue measure on is a closed subspace of and is a reproducing kernel Hilbert space. The associated reproducing kernel denoted by is uniquely determined by the following properties: for each , it is anti-symmetric, i.e., , and it reproduces :
It also follows that for any complete orthonormal basis of ,
where the series converges uniformly on compact subsets of . The reproducing kernel is called the Bergman kernel for . Denote by its restriction to the diagonal. It is known that is a strongly plurisubharmonic function and thus is a potential for a Kähler metric which is called the Bergman metric for and is given by
where
Let
The components of the Ricci tensor of are defined by
| (1.1) |
and the Ricci curvature of is given by
| (1.2) |
Kobayashi [1] showed that the Ricci curvature of the Bergman metric on a bounded domain in is strictly bounded above by and hence the matrix
where
is positive definite (see also Fuks [2]). Therefore,
is a Kähler metric with Kähler potential . Moreover, if is a biholomorphism, then
| (1.3) |
where is the Jacobian matrix of at . This implies that is an invariant metric. We will call this metric the Kobayashi–Fuks metric on .
The boundary asymptotics of the Bergman metric and its Ricci curvature on strongly pseudoconvex domains are known from which it turns out that the Kobayashi–Fuks metric is complete on such domains (to be seen later in Section 5). Dinew [3] showed that on any bounded hyperconvex domain the Kobayashi–Fuks metric is complete, and hence in particular, by a result of Demailly [4], this metric is complete on any bounded pseudoconvex domain with Lipschitz boundary. Dinew [5] also observed that the Kobayashi–Fuks metric is useful in the study of Bergman representative coordinates. Invariant metrics play an important role in understanding the geometry of a domain which makes their study of natural interest in complex analysis and the purpose of this note is to show that the Kobayashi–Fuks metric shares several properties with the Bergman metric. Let us fix some notations before we state our results. We will denote by any of or . We write
The length of a vector at a point in will be denoted by , i.e.,
The holomorphic sectional curvature of is defined by
| (1.4) |
where
| (1.5) |
being the th entry of the inverse of the matrix . The Ricci curvature of is defined by (1.2) with replaced by . Finally, note that in dimension one, the metric has the form
and both the holomorphic sectional curvature and the Ricci curvature at a point are independent of the tangent vector and are simply the Gaussian curvature
Our first result is on the localization of the Kobayashi–Fuks metric near holomorphic peak points.
Theorem 1.1
Let be a bounded pseudoconvex domain with a holomorphic peak point . If is a sufficiently small neighborhood of , then
-
(I)
uniformly in unit vectors .
-
(II)
.
-
(III)
If , then .
A crucial step in the proof of this theorem is to obtain Bergman–Fuks type results for the Kobayashi–Fuks metric and its related invariants, i.e., to express them in terms of certain maximal domain functions. For the holomorphic sectional curvature of the Kobayashi–Fuks metric, we derive such a result only in dimension one, though we believe that in higher dimensions also, an analog of this and hence of (III) above should hold.
Next we investigate the boundary behavior of the Kobayashi–Fuks metric on strongly pseudoconvex domains in . We will denote by the Euclidean distance from the point to the boundary . For close to the boundary , let be the nearest point to , i.e., , and for a tangent vector based at , let be the decomposition along the tangential and normal directions respectively at .
Theorem 1.2
Let be a -smoothly bounded strongly pseudoconvex domain and . Then there are holomorphic coordinates near in which
-
(I)
,
-
(II)
,
-
(III)
,
-
(IV)
If , then ,
as . Here, is the Levi form of with respect to some defining function for .
Note that Theorem 1.2 (I), (II) are analogs of Graham’s result [6] for the Kobayashi and Carathéodory metrics. Also, Theorem 1.2 (IV) combined with Theorem 1.17 of [7] immediately yields
Corollary 1.3
Let be -smoothly bounded domains equipped with the metrics and respectively. Then every isometry is either holomorphic or conjugate holomorphic.
Our final result is motivated by a theorem of Herbort [8, Theorem 1.2] on the existence of closed geodesics for the Bergman metric on strongly pseudoconvex domains.
Theorem 1.4
Let be a smoothly bounded strongly pseudoconvex domain which is not simply connected. Then every nontrivial homotopy class in contains a closed geodesic for .
Acknowledgements: The authors thank Kaushal Verma for his support and encouragement.
2 Some examples
Proposition 2.5
For the unit ball ,
Proof 1
Recall that for the unit ball ,
and so
Denoting the matrix by and using the fact that its characteristic polynomial is , we obtain
and hence
It follows that
which completes the proof of the proposition.\qed
Proposition 2.6
For the unit polydisc ,
Proof 2
For the unit polydisc , recall that by the product formula for the Bergman kernel,
and therefore
Thus
and hence
It follows that
and the proof of the proposition is complete.\qed
In general, if is a bounded domain with a transitive group of holomorphic automorphisms, the Bergman metric is Kähler-Einstein, and so is a constant multiple of .
3 Localization
Our goal in this section is to prove Theorem 1.1. The localization of the Bergman kernel, the Bergman metric, and various invariants related to them near holomorphic peak points on pseudoconvex domains are well known, see for example [9, 10] for bounded domains, and [11, 12, 13] for unbounded domains. As in the case of the Bergman metric, the main idea is to express the Kobayashi–Fuks metric and the other invariants in terms of certain maximal domain functions. We will show that can be expressed in terms of a maximal domain function introduced by Krantz and Yu in [10]. However, for the Gaussian curvature of , we will require some new maximal domain functions. We begin by recalling the definition of the domain function of Krantz and Yu: For a bounded domain , , and a nonzero vector , let
| (3.1) |
Here is the symmetric matrix
It was shown in Proposition 2.1 (ii) of [10] that
| (3.2) |
Also, from the definition of the Kobayashi–Fuks metric, note that
| (3.3) |
Proposition 3.7
Let be a bounded domain in , , and . Then we have
From this proposition, we immediately obtain the localization of .
Proof of Theorem 1.1 (i) 1
For the localization of , we will need the following lemma. The notation or simply , which we have already used in the previous section, stands for the identity matrix.
Lemma 3.8
Let be two bounded domains in such that . For any , there exist a nonsingular matrix and positive real numbers such that
Proof 3
Note that as is a positive definite Hermitian matrix one can find an invertible matrix such that
By the transformation rule (1.3) applied to and ,
From the first identity above, is a positive definite Hermitian matrix and hence there exists a unitary matrix such that
Now letting the lemma follows.\qed
Proof of Theorem 1.1 (II) 2
In general, the Kobayashi–Fuks metric and its associated objects do not satisfy monotonicity property. Nevertheless, we show that they can be compared. Recall that the Bergman canonical invariant on is the function defined by
From the transformation rule for the Bergman kernel it is evident that is a biholomorphic invariant.
Proposition 3.9
Let be two bounded domains in such that . For any and , we have
-
(a)
-
(b)
Proof 4
Fix and . For simplicity of notations, we will write for , for , for , and for for .
(a) In view of Proposition 3.7, it is enough to prove that
| (3.6) |
From the proof of Proposition 2.2 in [10] (see page 236) there exists a nonsingular matrix (depending on ) such that for every ,
| (3.7) |
where by and , we mean the adjugate and the conjugate transpose of the matrix respectively. Now consider such that . We can write for some matrix . Putting in (3.7) and using the fact that is symmetric, we get
| (3.8) |
Define by
Then , , . Since , , and , we have from (3.8)
| (3.9) |
Taking supremum over in (3.9) and using Proposition 3.7, we obtain (3.6) and hence (a) is proved.
We now introduce two maximal domain functions on planar domains for the purpose of localizing the Gaussian curvature of the Kobayashi–Fuks metric. For a bounded domain , let
Note that, as is bounded, the functions and are well-defined and strictly positive. It is also evident that the supremums are achieved. Moreover, under biholomorphisms they transform by the same rule as that of the Bergman kernel which we establish in the following proposition:
Proposition 3.10
Let be a biholomorphism between two bounded domains in . Then
Proof 5
We will prove the transformation rule only for , as the case of is even simpler and follows from similar arguments. Suppose is a maximizer for . Now set
It is straightforward to check that , , and
Therefore,
| (3.11) |
Note that from the transformation rule for the Kobayashi–Fuks metric, we have
Applying this on the right hand side of (3.11), we get
As is a candidate for and is a maximizer for , we obtain
Similar arguments when applied to the map gives the reverse inequality and hence it is an equality.\qed
The main ingredient for the localization of the Gaussian curvature of the Kobayashi–Fuks metric is the following Bergman–Fuks type result:
Proposition 3.11
Let be a bounded domain and . Then the Gaussian curvature of the Kobayashi–Fuks metric on satisfies
| (3.12) |
Observe that both the sides of (3.12) are invariant under biholomorphisms and we will establish their equality by computing them in terms of a suitable orthonormal basis of in some special coordinates. To this end, we fix and consider the closed subspaces of given by
Observe that the orthogonal complement of in has dimension one and let be a unit vector in this orthogonal complement. It is easy to see that the orthogonal complement of in has dimension at most one. Since is bounded, this space contains the function , and hence its dimension is exactly one. Similarly, the orthogonal complement of in has dimension one. Let be an orthonormal basis for such that is a unit vector in , is a unit vector in , and is an orthonormal basis for . Note that
| (3.13) |
Hence , which in particular implies .
Lemma 3.12
In normal coordinates for the Kobayashi–Fuks metric at ,
-
(a)
, and
-
(b)
.
Proof 6
(a) Observe that in normal coordinates at , is reduced to
Since is a candidate for ,
To see the reverse inequality, consider any with . Since can be represented as
using , we have
Now taking supremum in the left hand side of the above inequality, we get
(b) Clearly the right hand side is finite thanks to Cauchy estimates. Observe that in normal coordinates at ,
Note that if is an arbitrary member of , then
where . Moreover, as is linearly isometric to via the orthonormal basis , we also have , where . Hence, we arrive at
| (3.14) |
Now let and define by
Then is a bounded linear operator on and denoting its operator norm by , observe that
| (3.15) |
by (3.14). Also, from the canonical isometry of with , we have
| (3.16) |
Proof of Proposition 3.11 3
We work in normal coordinates for the Kobayashi–Fuks metric at . Without loss of generality, we will denote the new coordinates by , same as the previous ones. Note that in normal coordinates at , we have
| (3.17) |
Next, we express the above equations in terms of the basis expansion of . Recall that the Kähler potential of the Kobayashi–Fuks metric in dimension is where
| (3.18) |
Thus
| (3.19) |
Using the expansion of the Bergman kernel as in (3.13), we get from (3.18)
| (3.20) | ||||
Also, differentiating (3.19) one immediately obtains
| (3.21) |
and
| (3.22) |
Now the relation using (3.19) and (3.20) gives
Observe that and . Hence the above identity implies
As a consequence, applying a unitary transformation to the basis , we may assume that
| (3.23) |
The relation using (3.21) and (3.20) gives
Using (3.23) in the above sum, we obtain the relation
| (3.24) |
Finally, we compute the curvature. It follows from (3.22), by a straightforward but lengthy calculation, that
at the point . In the above equation and in the subsequent steps, if not mentioned, all the terms and partial derivatives are evaluated at the point . Now making use of the relation (3.23), the above equation can be rewritten as
Here one can see that, the terms inside the curly bracket above is exactly equal to
which vanishes by vitue of the relation (3.24). Hence we finally arrive at
| (3.25) |
The right hand side of the above identity is finite thanks to the Cauchy estimates. The proposition now follows from Lemma 3.12. \qed
The following result is an immediate consequence of Proposition 3.11.
Corollary 3.13
The Gaussian curvature of the Kobayashi–Fuks metric on bounded planar domains is strictly bounded above by .
Now we localize the domain functions and .
Proposition 3.14
Let be a bounded domain, a local peak point, and a sufficiently small neighborhood of . Then
Proof 7
We will present the proof only for here. The proof for follows in an exactly similar manner. Let be a local holomorphic peak function for defined on a neighborhood of . Shrinking if necessary, we can assume that is nonvanishing on . Now choose any neighborhood of such that . Then there is a constant such that on . Let us choose a cut-off function satisfying on and on . Given any , a function , and an integer , set
Then is a subharmonic function on and is a -closed, smooth -form on with . Now as in [10], applying Theorem 4.2 of [14], we get a solution to the equation on such that
| (3.26) |
and
| (3.27) |
where is a constant independent of and .
Now let be a maximizing function for , i.e., , , and . Choose as above and set . Then and it follows from (3.27) that
| (3.28) |
Therefore, setting , we see that , , and . Moreover, by the maximality of , estimate (3.28), and (b) of Proposition 3.9, one obtains
This implies that
Note that . By (3.4), Proposition 2.1, and Proposition 2.4 of [10],
Hence, letting in the above inequality, we get
Now letting , as , and is independent of , we obtain
| (3.29) |
On the other hand, consider a candidate function for , i.e., , , and . Now for , let’s define
Then clearly with , and . Therefore the maximality of implies
The last inequality above follows from and the fact that is an arbitrary candidate function for . Thus we obtain
| (3.30) |
By (II) of Theorem 1.1, the right hand side converges to as , and therefore,
| (3.31) |
From (3.29) and (3.31), we conclude that
as required. \qed
Lemma 3.15
Suppose and are real sequences with and
Then we have
Proof 8
To verify this claim let . Then there exists such that
This, in particular implies that
Hence we have
proving the lemma. \qed
We are now in a state to give a proof of Theorem 1.1.
4 Boundary behavior
The proof of Theorem 1.2 is based on Pinchuk’s scaling method and we begin by recalling the change of coordinates associated to this method. We will use the standard notation , where . Throughout this section is a -smoothly bounded strongly pseudoconvex domain in and is a -smooth local defining function for defined on a neighborhood of a point . Without loss of generality, we assume that
| (4.1) |
Here, and we write . Note that the gradient .
4.1 Change of coordinates
The following lemma from [15] illustrates the change of coordinates near strongly pseudoconvex boundary points.
Lemma 4.16
There exist a family of biholomorphic mappings depending continuously on , satisfying the following conditions:
-
(a)
.
-
(b)
.
-
(c)
The local defining function of the domain near the origin has the form
in a neighborhood of the origin, where
with and .
-
(d)
The biholomorphism takes the real normal to at into the real normal to at the origin.
The definition of the map and its derivative will play an important role in the computation of the boundary asymptotics and so we quickly recall its construction. We fix . The map is a polynomial automorphism of defined as the composition , where the maps are biholomorphisms defined as follows: The map is an affine transformation given by
| (4.2) | ||||
The map is nonsingular by (4.1) and it takes the point to the origin. We relabel the new coordinates as . Then the Taylor series expansion of the local defining function for the domain near the origin has the form
| (4.3) |
where is a Hermitian form.
The map is given by
| (4.4) |
and is a polynomial automorphism. Relabelling the new coordinates as , the Taylor series expansion of the local defining function for the domain has the form (4.3) with for .
Finally, the map is chosen so that the Hermitian form satisfies . Since is strongly pseudoconvex and the complex tangent space to at is given by in the current coordinates, the form is strictly positive definite. Hence there exists a unitary map such that is diagonal with diagonal entries . Now consider the stretching map . Then the linear map given by satisfies . Note that and , and hence can be chosen to depend continuously on . Thus, if we define by
and relabel as , then the local defining function for the domain near the origin has the Taylor series expansion as in (c). Also, it is evident from the construction of the maps that they satisfy (a), (b), (d), and that they depend continuously on .
4.2 Scaling of
By strong pseudoconvexity, shrinking if necessary, there exist local holomorphic coordinates on in which , and
| (4.5) |
and a constant such that
| (4.6) |
Henceforth, we will be working in the above coordinates, and with and as above.
Let us consider a sequence of points in that converges to on . For sufficiently large, and without loss of generality we assume that for all , and there exists a unique that is closest to . Define . Note that and as . For each , denote by the map given by Lemma 4.16. Denoting by for , we have . Also set . Then by Lemma 4.16, near the origin,
where and . Moreover, thanks to the strong pseudoconvexity of near , shrinking if necessary and taking a smaller in (4.6), we have
| (4.7) |
for all large . Note that by Theorem 1.1, it is enough to prove Theorem 1.2 for the domain , shrinking if necessary. Set , , and .
Now consider the anisotropic dilation map defined by
| (4.8) |
Set . We will call the maps the scaling maps and the domains the scaled domains. Note that since , each contains the point and we will denote this point by . A defining function for near the origin, is given by
Since and satisfy condition (c) of Lemma 4.16, it follows that
in -topology on compact subsets of . Evidently, as in -topology on any compact set of . Thus, the defining functions converge in topology on compact subsets of to
Hence our scaled domains converge in the local Hausdorff sense to the Siegel upper half-space
4.3 Stability of the Kobayashi–Fuks metric
Proposition 4.17
For and , we have
as . Moreover, the first convergence is uniform on compact subsets of and the second and third convergences are uniform on compact subsets of .
Proof 9
Since the Kobayashi–Fuks metric on the domain has Kähler potential , i.e.,
all that is required is to show that
uniformly on compact subsets of , together with all derivatives. But this is an immediate consequence of the fact that together will all derivatives on compact subsets of . This fact can be established from a Ramadanov type result [16, Lemma 2.1], and for the details we refer the reader to Lemma 5.3 of [17] with the note that by taking there, and . \qed
4.4 Boundary asymptotics
Recall that , , and . Denoting the matrix of a linear map by itself, we have
| (4.9) |
Note that from the definition of ,
| (4.10) |
Also, since
| (4.11) |
we have
| (4.12) |
Therefore, from the definition of , we have
Finally, recall that where are linear maps satisfying . Therefore,
where are the entries of the matrix of . Thus,
| (4.13) |
in the operator norm.
We also note that as and fix points on the -axis, we have from (4.12),
As the normal to at is the -axis and , we have and hence
| (4.14) |
Now consider the Cayley transform defined by
| (4.15) |
It can be shown that maps biholomorphically onto . We also note that , , and
| (4.16) |
We now present the proof of Theorem 1.2.
Proof of Theorem 1.2 5
Note that by the localization result Theorem 1.1, it is enough to compute the asymptotics for the domain .
(I) By invariance of the Kobayashi–Fuks metric,
Note that
and so by (4.13),
uniformly in unit vectors . Therefore, by Proposition 4.17,
uniformly in unit vectors . Now, all that is required is to compute the right hand side using the Cayley transform from (4.15), its derivative from (4.16), and the transformation rule. Thus,
where the last equality follows from Proposition 2.5, and this proves (I).
(II) For brevity, we write and . By invariance of the Kobayashi–Fuks metric,
Note that, since , we have from (4.13)
where
Therefore,
Observe that and the convergence is uniform on unit vectors and so
and the convergence is uniform in unit vectors . Hence, by Proposition 4.17,
uniformly in unit vectors . Again, using the Cayley transform from (4.15) and its derivative from (4.16), the transformation rule gives
by Proposition 2.5. This proves (II) once we observe from (4.5) that .
(III) By the transformation rule for the Kobayashi–Fuks metric, we have
Remark 4.18
The proof of Theorem 1.2 (IV) also follows from the observation that we can choose a sufficiently small disc centered at such that is simply connected thanks to the smoothness of . Therefore, is biholomorphic to the unit disc and hence the Kobayashi–Fuks metric of has the constant Gaussian curvature which follows from Proposition 2.5. Now, applying Theorem 1.1, we immediately obtain .
5 Existence of closed geodesics with prescribed homotopy class
The proof of Theorem 1.4 is based on the following result:
Theorem 5.19 (Herbort, [8, Theorem1.1])
Let be a bounded domain such that is nontrivial and the following conditions are satisfied:
-
(i)
For each there is an open neighborhood , such that the set is simply connected.
-
(ii)
The domain is equipped with a complete Riemannian metric which possesses the following property:
-
(P)
For each there is a such that for every point with and every , .
-
(P)
Then every nontrivial homotopy class in contains a closed geodesic for .
Proof of Theorem 1.4 6
We will show that both the conditions in Theorem 5.19 hold for and . By the smoothness of , it is evident that condition (i) is satisfied. For condition (ii), note that from (3.3) and the fact that approaches near the boundary of a strongly pseudoconvex domain (see [10, Corollary 2]), there exists such that
| (5.1) |
for near the boundary of and unit vectors . As both the Bergman and Kobayashi–Fuks metric are Kähler, this relation also holds for on any compact subset of and unit vectors . Thus (5.1) holds for all and . This has the following two consequences. Firstly, since the Bergman metric dominates the Carathéodory metric on bounded domains (see Hahn [18]) and the Carathéodory metric is complete on smoothly bounded strongly pseudoconvex domains (see [19], p.539), (5.1) implies that the Kobayashi–Fuks metric on is complete. Secondly, as the Bergman metric on satisfies property (P) which was observed in the proof of Theorem 1.2 in [8], (5.1) also implies that the Kobayashi–Fuks metric on satisfies property (P) as well, and hence condition (ii) holds. This completes the proof of the theorem. \qed
6 Some questions
We conclude this article with the following questions:
-
(i)
Does the localization of holomorphic sectional curvature and Ricci curvature of the Kobayashi–Fuks metric near holomorphic peak points hold in dimensions ?
-
(ii)
Herbort studied the existence of geodesic spirals for the Bergman metric on strongly pseudoconvex domains [8, Theorem 3.2]. Does the analog of this result hold for the Kobayashi–Fuks metric?
-
(iii)
Is there an analog of the Donnelly-Fefferman’s result on the -cohomology of the Bergman metric [20, Theorem 1.1] for the Kobayashi–Fuks metric? See also [21, 22] for simpler proofs based on the fact that the Bergman metric is given by a global potential. Note that the Kobayashi–Fuks metric is also given by a global potential.
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