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Spectral Properties of Jacobi-like Band Matrices on the Sequence Space p\ell_{p}

Arnab Patra Department of mathematics, Indian Institute of Technology Bhilai, Chhattisgarh, India 492015 arnabp@iitbhilai.ac.in  and  Jyoti Rani Department of mathematics, Indian Institute of Technology Bhilai, Chhattisgarh, India 492015 jyotir@iitbhilai.ac.in
Abstract.

In this paper, the spectral properties of a class of Jacobi-like operators defined over the sequence space p,(1<p<)\ell_{p},(1<p<\infty) which has a representation of an infinite band matrix where the entries of each non-zero band form a sequence with two limit points are investigated. The idea of compact perturbation is used to study the spectrum. Several spectral subdivisions are obtained. In addition, a few sufficient conditions on the absence of point spectrum over the essential spectrum are also discussed.

Key words and phrases:
Spectrum, Sequence spaces, Band matrices, Jacobi operators
2020 Mathematics Subject Classification:
Primary 47A10, 47B37; Secondary 47B36, 46B45

1. Introduction

The spectral analysis of operators defined over sequence spaces has been treated by many researchers worldwide. The literature contains the spectrum and fine spectrum of several classes of Toeplitz operators [2, 6, 9], Cesàro operators [1, 7, 14], Rhaly operators [21, 22], operators generated by various difference equations [10, 11, 17, 18, 19], etc. For a detailed review, one may refer to the survey articles [4, 20] and the references therein. In particular, numerous mathematicians have focused their research on an important class of tridiagonal matrix, known as Jacobi matrix [3, 15, 16]. The Jacobi matrix JJ is generated by the difference equation

(Jy)n=an1yn1+bnyn+anyn+1,yn(Jy)_{n}=a_{n-1}y_{n-1}+b_{n}y_{n}+a_{n}y_{n+1},~{}~{}y_{n}\in\mathbb{C^{N}}

with certain initial conditions where {an}\{a_{n}\} and {bn}\{b_{n}\} are complex sequences. In this paper, we focus on the spectral properties of a class of Jacobi-like penta-diagonal band matrices defined over the sequence space p(1<p<)\ell_{p}(1<p<\infty) where the entries in the non-zero bands form sequences with two limit points.

Let p\ell_{p} represents the Banach space of pp-absolutely summable sequences of real or complex numbers with the norm

xp=(n=1|xn|p)1p.\left\lVert x\right\rVert_{p}=\left(\sum_{n=1}^{\infty}|x_{n}|^{p}\right)^{\frac{1}{p}}.

Also let 𝒟p\mathcal{D}_{p} denotes the set of all diagonal operators on p.\ell_{p}. For any operator T𝒟p,T\in\mathcal{D}_{p}, diag(T)\mbox{diag}(T) represents the sequence in the diagonal of T.T. In this work we investigate the spectral properties of a class of operators TT defined over p\ell_{p} represented by the following form:

T=Sr2D1+D2S2+D3T=S_{r}^{2}D_{1}+D_{2}S_{\ell}^{2}+D_{3}

where Sr,S:ppS_{r},S_{\ell}:\ell_{p}\to\ell_{p}, denotes the right shift operator, left shift operator respectively and D1,D2,D3𝒟pD_{1},D_{2},D_{3}\in\mathcal{D}_{p} with diag(D1)={cn},\mbox{diag}(D_{1})=\{c_{n}\}, diag(D2)={bn}\mbox{diag}(D_{2})=\{b_{n}\} and diag(D3)={an}\mbox{diag}(D_{3})=\{a_{n}\}. We further assume that the subsequences {a2n1},\{a_{2n-1}\}, {b2n1}\{b_{2n-1}\}, {c2n1}\{c_{2n-1}\} converges to the real numbers r1,r_{1}, s1,s_{1}, s1s_{1} respectively and {a2n},\{a_{2n}\}, {b2n}\{b_{2n}\}, {c2n}\{c_{2n}\} converges to the real numbers r2,r_{2}, s2,s_{2}, s2s_{2} respectively where s10s_{1}\neq 0 and s20s_{2}\neq 0.

Our focus is to investigate the spectral properties of the operator TT using compact perturbation technique. Let us consider another operator T0T_{0} over p\ell_{p} defined by

T0=Sr2D1+D2S2+D3T_{0}=S_{r}^{2}D_{1}^{\prime}+D_{2}^{\prime}S_{\ell}^{2}+D_{3}^{\prime}

where D1,D2,D3𝒟pD_{1}^{\prime},D_{2}^{\prime},D_{3}^{\prime}\in\mathcal{D}_{p} with

diag(D1)=diag(D2)={s1,s2,s1,s2,},diag(D3)={r1,r2,r1,r2,}.\mbox{diag}(D_{1}^{\prime})=\mbox{diag}(D_{2}^{\prime})=\{s_{1},s_{2},s_{1},s_{2},\cdots\},\ \mbox{diag}(D_{3}^{\prime})=\{r_{1},r_{2},r_{1},r_{2},\cdots\}.

Using the properties of compact operators, it can be proved that TT0T-T_{0} is a compact operator over p\ell_{p}. Both the operators TT and T0T_{0} can be represented by the following penta-diagonal matrices

T=(a10b1000a20b20c10a30b30c20a4000c30a5),T0=(r10s1000r20s20s10r10s10s20r2000s10r1).T=\begin{pmatrix}a_{1}&0&b_{1}&0&0&\cdots&\\ 0&a_{2}&0&b_{2}&0&\cdots&\\ c_{1}&0&a_{3}&0&b_{3}&\cdots&\\ 0&c_{2}&0&a_{4}&0&\cdots\\ 0&0&c_{3}&0&a_{5}&\cdots\\ \vdots&\vdots&\vdots&\vdots&\vdots&\ddots\par\end{pmatrix},T_{0}=\begin{pmatrix}r_{1}&0&s_{1}&0&0&\cdots&\\ 0&r_{2}&0&s_{2}&0&\cdots&\\ s_{1}&0&r_{1}&0&s_{1}&\cdots&\\ 0&s_{2}&0&r_{2}&0&\cdots&\\ 0&0&s_{1}&0&r_{1}&\cdots\\ \vdots&\vdots&\vdots&\vdots&\vdots&\ddots\end{pmatrix}.

We obtain the spectrum, fine spectrum and the sets of various spectral subdivisions of the operator T0.T_{0}. It is interesting to note that the spectrum of T0T_{0} is given by

[r12s1,r1+2s1][r22s2,r2+2s2],[r_{1}-2s_{1},r_{1}+2s_{1}]\cup[r_{2}-2s_{2},r_{2}+2s_{2}],

which is also its essential spectrum with no eigenvalues. Later we investigate how the spectrum of TT and T0T_{0} are related. Few results on the essential spectrum of TT (which is identical to the essential spectrum of T0T_{0}) being devoid of its eigenvalues are also derived. This helps us to characterize the point spectrum of T.T. Theory of difference equations plays an important role in our study. We use various results on the asymptotic behaviour of solutions of difference equations to demonstrate the findings of our paper. For more details on difference equations one can refer [12].

The remainder of paper is organized as follows: section 2 is devoted to introduce some terminologies and results which are relevant to our work. Section 3 contains the results on the spectrum and fine spectrum of T0T_{0} over p.\ell_{p}. The spectral properties of TT are discussed in section 4.

2. Preliminaries

Let XX and YY are Banach spaces and for any operator T:XYT:X\to Y, N(T)N(T) and R(T)R(T) denote the null space and range space of TT respectively. The operator T:YXT^{*}:Y^{*}\to X^{*} is called the adjoint operator and defined by

(Tf)(x)=f(Tx)for allfYandxX(T^{*}f)(x)=f(Tx)\quad\text{for all}~{}f\in Y^{*}\text{and}~{}x\in X

where XX^{*}, YY^{*} are the dual spaces of XX and YY respectively. B(X)B(X) denotes the set of all bounded linear operators from XX to itself. For any TB(X)T\in B(X), the resolvent set ρ(T,X)\rho(T,X) of TT is the set of all λ\lambda in the complex plane such that (TλI)(T-\lambda I) has a bounded inverse in XX where II is the identity operator defined over XX. The complement of resolvent set in the complex plane \mathbb{C} is called the spectrum of TT and it is denoted by σ(T,X)\sigma(T,X). The spectrum σ(T,X)\sigma(T,X) can be partitioned into three disjoint sets which are

  1. (i)

    the point spectrum, denoted by σp(T,X)\sigma_{p}(T,X), is the set of all such λ\lambda\in\mathbb{C} for which (TλI)1(T-\lambda I)^{-1} does not exist. An element λσp(T,X)\lambda\in\sigma_{p}(T,X) is called an eigenvalue of TT,

  2. (ii)

    the continuous spectrum, denoted by σc(T,X)\sigma_{c}(T,X), is the set of all such λ\lambda\in\mathbb{C} for which (TλI)1(T-\lambda I)^{-1} is exists, unbounded and the domain of (TλI)1(T-\lambda I)^{-1} is dense in XX but R(TλI)XR(T-\lambda I)\neq X,

  3. (iii)

    the residual spectrum, denoted by σr(T,X)\sigma_{r}(T,X), is the set of all such λ\lambda\in\mathbb{C} for which (TλI)1(T-\lambda I)^{-1} exists (and may be bounded or not) but the domain of (TλI)1(T-\lambda I)^{-1} is not dense in XX.

These three disjoint sets are together known as fine spectrum and their union becomes the whole spectrum. There are some other important subdivisions of the spectrum such as approximate point spectrum σapp(T,X)\sigma_{app}(T,X), defect spectrum σδ(T,X)\sigma_{\delta}(T,X) and compression spectrum σco(T,X)\sigma_{co}(T,X), defined by

σapp(T,X)\displaystyle\sigma_{app}(T,X) =\displaystyle= {λ:(TλI)is not bounded below},\displaystyle\{\lambda\in\mathbb{C}:~{}~{}(T-\lambda I)~{}~{}\text{is not bounded below}\},
σδ(T,X)\displaystyle\sigma_{\delta}(T,X) =\displaystyle= {λ:(TλI) is not surjective},\displaystyle\left\{\lambda\in\mathbb{C}:(T-\lambda I)\text{ is not surjective}\right\},
σco(T,X)\displaystyle\sigma_{co}(T,X) =\displaystyle= {λ:R(TλI)¯X}.\displaystyle\left\{\lambda\in\mathbb{C}:\overline{R(T-\lambda I)}\neq X\right\}.

The sets which are defined above also forms subdivisions of spectrum of TT which are not necessarily disjoint as follows

σ(T,X)\displaystyle\sigma(T,X) =\displaystyle= σapp(T,X)σco(T,X),\displaystyle\sigma_{app}(T,X)\cup\sigma_{co}(T,X),
σ(T,X)\displaystyle\sigma(T,X) =\displaystyle= σapp(T,X)σδ(T,X).\displaystyle\sigma_{app}(T,X)\cup\sigma_{\delta}(T,X).

An operator TB(X)T\in B(X) is said to be Fredholm operator if R(T)R(T) is closed and dim(N(T))\dim(N(T)), dim(X/R(T))\dim(X/R(T)) are finite. In this case the number

dim(N(T))dim(X/R(T))\dim(N(T))-\dim(X/R(T))

is called the index of the Fredholm operator TT. The essential spectrum of TT is defined by the set

σess(T,p)={λ:(TλI)is not a Fredholm operator}.\sigma_{ess}(T,\ell_{p})=\left\{\lambda\in\mathbb{C}:(T-\lambda I)~{}\text{is not a Fredholm operator}\right\}.

If TT is a Fredholm operator and KB(X)K\in B(X) is a compact operator then T+KT+K is also a Fredholm operator with same indices. Since compact perturbation does not effect the Fredholmness and index of a Fredholm operator, we have

σess(T,X)=σess(T+K,X).\sigma_{ess}(T,X)=\sigma_{ess}(T+K,X).

For any isolated eigenvalue λ\lambda of T,T, the operator PTP_{T} which is defined by

PT(λ)=12πiγ(μIT)1𝑑μ,P_{T}(\lambda)=\frac{1}{2\pi i}\int_{\gamma}(\mu I-T)^{-1}d\mu,

is called the Riesz projection of TT with respect to λ\lambda where γ\gamma is positively orientated circle centred at λ\lambda with sufficiently small radius such that it excludes other spectral values of T.T. An eigenvalue λ\lambda of TT is said to be a discrete eigenvalue if it is isolated and the rank of the associated Riesz projection is finite. The rank of the Riesz projection is called the algebraic multiplicity of λ\lambda. The set of all such eigenvalues with finite multiplicities is called the discrete spectrum of TT and it is denoted by σd(T,X).\sigma_{d}(T,X). This type of eigenvalues sometimes referred as eigenvalues with finite type.

In the following proposition, we mention some inclusion relation of spectrum of a bounded linear operator and its adjoint operator.

Proposition 2.1.

[5, p.195] If XX is a Banach space and TB(X)T\in B(X), TB(X)T^{*}\in B(X^{*}) then the spectrum and subspectrum of TT and TT^{*} are related by the following relations:

  • (a)

    σ(T,X)=σ(T,X).\sigma(T^{*},X^{*})=\sigma(T,X).

  • (b)

    σc(T,X)σapp(T,X).\sigma_{c}(T^{*},X^{*})\subseteq\sigma_{app}(T,X).

  • (c)

    σapp(T,X)=σδ(T,X).\sigma_{app}(T^{*},X^{*})=\sigma_{\delta}(T,X).

  • (d)

    σδ(T,X)=σapp(T,X).\sigma_{\delta}(T^{*},X^{*})=\sigma_{app}(T,X).

  • (e)

    σp(T,X)=σco(T,X).\sigma_{p}(T^{*},X^{*})=\sigma_{co}(T,X).

  • (f)

    σco(T,X)σp(T,X).\sigma_{co}(T^{*},X^{*})\supseteq\sigma_{p}(T,X).

  • (g)

    σ(T,X)=σapp(T,X)σp(T,X)\sigma(T,X)=\sigma_{app}(T,X)\cup\sigma_{p}(T^{*},X^{*})=σp(T,X)σapp(T,X).\sigma_{p}(T,X)\cup\sigma_{app}(T^{*},X^{*}).

Here we record few lemmas related to the boundness of an infinite matrix defined over sequence spaces, which are useful to our research.

Lemma 2.2.

[8, p. 253] The matrix A=(ank)A=(a_{nk}) gives rise to a bounded linear operator TB(1)T\in B(\ell_{1}) from 1\ell_{1} to itself if and only if the supremum of 1\ell_{1} norms of the columns of AA is bounded.

Lemma 2.3.

[8, p. 245] The matrix A=(ank)A=(a_{nk}) gives rise to a bounded linear operator TB()T\in B(\ell_{\infty}) from \ell_{\infty} to itself if and only if the supremum of 1\ell_{1} norms of the rows of AA is bounded.

Lemma 2.4.

[8, p. 254] The matrix A=(ank)A=(a_{nk}) gives rise to a bounded linear operator TB(p)(1<p<)T\in B(\ell_{p})(1<p<\infty) if TB(1)B().T\in B(\ell_{1})\cap B(\ell_{\infty}).

3. Spectra of T0T_{0}

It is already mentioned that we study the spectral properties of TT by using the spectral properties of T0T_{0} and compact perturbation technique. In this section we derive the spectrum and fine spectrum of T0T_{0}. The notation Tp\|T\|_{p} denotes the operator norm of an operator TB(p)T\in B(\ell_{p}) where 1p1\leq p\leq\infty.

Theorem 3.1.

The operator T0:ppT_{0}:\ell_{p}\rightarrow\ell_{p} is a bounded linear operator which satisfies the following inequality

(|r1|p+|r2|p+|s1|p+|s2|p2)1pT0p(3p1(|r1|p+2|s1|p+|r2|p+2|s2|p))1p.\left(\frac{|r_{1}|^{p}+|r_{2}|^{p}+|s_{1}|^{p}+|s_{2}|^{p}}{2}\right)^{\frac{1}{p}}\leq\left\lVert T_{0}\right\rVert_{p}\leq\left(3^{p-1}\left(|r_{1}|^{p}+2|s_{1}|^{p}+|r_{2}|^{p}+2|s_{2}|^{p}\right)\right)^{\frac{1}{p}}.
Proof.

As linearity of T0T_{0} is trivial, we omit it. Let e=(1,1,0,0,)pe=(1,1,0,0,...)\in\ell_{p}. Then T0(e)=(r1,r2,s1,s2,0,)T_{0}(e)=(r_{1},r_{2},s_{1},s_{2},0,...) and one can observe that

T0(e)pep=(|r1|p+|r2|p+|s1|p+|s2|p2)1p.\frac{\left\lVert T_{0}(e)\right\rVert_{p}}{\left\lVert e\right\rVert_{p}}=\left(\frac{|r_{1}|^{p}+|r_{2}|^{p}+|s_{1}|^{p}+|s_{2}|^{p}}{2}\right)^{\frac{1}{p}}.

This proves

(|r1|p+|r2|p+|s1|p+|s2|p2)1pT0p.\left(\frac{|r_{1}|^{p}+|r_{2}|^{p}+|s_{1}|^{p}+|s_{2}|^{p}}{2}\right)^{\frac{1}{p}}\leq\left\lVert T_{0}\right\rVert_{p}.

Also, let x={xn}px=\{x_{n}\}\in\ell_{p} and xn=0x_{n}=0 if n0n\leq 0. Then,

T0(x)pp=\displaystyle\left\lVert T_{0}(x)\right\rVert_{p}^{p}= n=1|s1x2n3+r1x2n1+s1x2n+1|p+n=1|s2x2n2+r2x2n+s2x2n+2|p\displaystyle\sum_{n=1}^{\infty}|s_{1}x_{2n-3}+r_{1}x_{2n-1}+s_{1}x_{2n+1}|^{p}+\sum_{n=1}^{\infty}|s_{2}x_{2n-2}+r_{2}x_{2n}+s_{2}x_{2n+2}|^{p}
\displaystyle\leq n=1(|s1x2n3|+|r1x2n1|+|s1x2n+1|)p+n=1(|s2x2n2|+|r2x2n|+|s2x2n+2|)p\displaystyle\sum_{n=1}^{\infty}(|s_{1}x_{2n-3}|+|r_{1}x_{2n-1}|+|s_{1}x_{2n+1}|)^{p}+\sum_{n=1}^{\infty}(|s_{2}x_{2n-2}|+|r_{2}x_{2n}|+|s_{2}x_{2n+2}|)^{p}

By Jensen’s inequality we get,

T0(x)pp\displaystyle\left\lVert T_{0}(x)\right\rVert_{p}^{p}\leq 3p1n=1(|s1x2n3|p+|r1x2n1|p+|s1x2n+1|p)\displaystyle 3^{p-1}\sum_{n=1}^{\infty}\left(|s_{1}x_{2n-3}|^{p}+|r_{1}x_{2n-1}|^{p}+|s_{1}x_{2n+1}|^{p}\right)
+\displaystyle+ 3p1n=1(|s2x2n2|p+|r2x2n|p+|s2x2n+2|p)\displaystyle 3^{p-1}\sum_{n=1}^{\infty}\left(|s_{2}x_{2n-2}|^{p}+|r_{2}x_{2n}|^{p}+|s_{2}x_{2n+2}|^{p}\right)
\displaystyle\leq 3p1(|r1|p+2|s1|p+|r2|p+2|s2|p)xpp.\displaystyle 3^{p-1}\left(|r_{1}|^{p}+2|s_{1}|^{p}+|r_{2}|^{p}+2|s_{2}|^{p}\right){\left\lVert x\right\rVert_{p}^{p}}.

This implies,

T0(3p1(|r1|p+2|s1|p+|r2|p+2|s2|p))1p.\left\lVert T_{0}\right\rVert\leq\left(3^{p-1}\left(|r_{1}|^{p}+2|s_{1}|^{p}+|r_{2}|^{p}+2|s_{2}|^{p}\right)\right)^{\frac{1}{p}}.

This completes the proof. ∎

The following theorem proves the non-existence of eigenvalues of the operator T0T_{0} in p\ell_{p}.

Theorem 3.2.

The point spectrum of T0T_{0} is given by σp(T0,p)=.\sigma_{p}(T_{0},\ell_{p})=\emptyset.

Proof.

Consider (T0λI)x=0(T_{0}-\lambda I)x=0 for λ\lambda\in\mathbb{C} and x={xn}x=\{x_{n}\}\in\mathbb{C^{N}}. This gives the following system of equations

(r1λ)x1+s1x3=0(r2λ)x2+s2x4=0s1x1+(r1λ)x3+s1x5= 0s2x2+(r2λ)x4+s2x6=0s1x2n1+(r1λ)x2n+1+s1x2n+3=0s2x2n+(r2λ)x2n+2+s2x2n+4=0}\displaystyle\begin{rcases*}(r_{1}-\lambda)x_{1}+s_{1}x_{3}&=0\\ (r_{2}-\lambda)x_{2}+s_{2}x_{4}&=0\\ s_{1}x_{1}+(r_{1}-\lambda)x_{3}+s_{1}x_{5}&= 0\\ s_{2}x_{2}+(r_{2}-\lambda)x_{4}+s_{2}x_{6}&=0\\ &\vdots\\ s_{1}x_{2n-1}+(r_{1}-\lambda)x_{2n+1}+s_{1}x_{2n+3}&=0\\ s_{2}x_{2n}+(r_{2}-\lambda)x_{2n+2}+s_{2}x_{2n+4}&=0\\ &\vdots\end{rcases*}

We assume that x10x_{1}\neq 0 and x20x_{2}\neq 0 otherwise xn=0x_{n}=0 for all n.n\in\mathbb{N}. Let us consider two sequences {yn}\{y_{n}\} and {zn}\{z_{n}\} where yn=x2n1y_{n}=x_{2n-1} and zn=x2nz_{n}=x_{2n}, nn\in\mathbb{N} respectively. Then the system of equations of (T0λI)x=0(T_{0}-\lambda I)x=0 reduces to

yn+p1yn+1+yn+2=0,y_{n}+p_{1}y_{n+1}+y_{n+2}=0, (3.1)
zn+p2zn+1+zn+2=0,z_{n}+p_{2}z_{n+1}+z_{n+2}=0,\\ (3.2)

where p1=r1λs1p_{1}=\frac{r_{1}-\lambda}{s_{1}}, p2=r2λs2p_{2}=\frac{r_{2}-\lambda}{s_{2}}, n{0}n\in\mathbb{N}\cup\{0\} and y0=z0=0y_{0}=z_{0}=0. The general solution of the difference equation (3.1) is given by

yn={(c1+nc2)(1)n,ifp1=2c1+nc2,ifp1=2c1α1n+c2α2n,ifp1{2,2}y_{n}=\begin{cases}&(c_{1}+nc_{2})(-1)^{n},\ \ \mbox{if}\ p_{1}=2\\ &c_{1}+nc_{2},\ \ \mbox{if}\ p_{1}=-2\\ &c_{1}\alpha_{1}^{n}+c_{2}\alpha_{2}^{n},\ \ \mbox{if}\ p_{1}\notin\{-2,2\}\end{cases} (3.3)

where c1,c_{1}, c2c_{2} are arbitrary constants and α1,\alpha_{1}, α2\alpha_{2} are the roots of the polynomial

y2+p1y+1=0y^{2}+p_{1}y+1=0 (3.4)

which is called the characteristic polynomial of (3.1). The following two equalities

α1α2=1 and α1+α2=p1\alpha_{1}\alpha_{2}=1\text{ and }\alpha_{1}+\alpha_{2}=-p_{1}

are useful. There are three cases to be considered.

Case 1: If p1=2p_{1}=2 (i.e., λ=r12s1\lambda=r_{1}-2s_{1}). In this case the general solution of (3.1) is

yn=(c1+c2n)(1)n,n{0}y_{n}=(c_{1}+c_{2}n)(-1)^{n},\ n\in\mathbb{N}\cup\{0\}

with the initial condition y0=0y_{0}=0 which gives c1=0.c_{1}=0. This reduces the solution as yn=nc2(1)n.y_{n}=nc_{2}(-1)^{n}. This also implies c2=y1c_{2}=-y_{1} and the solution in this case is

yn=ny1(1)n+1,n.y_{n}=ny_{1}(-1)^{n+1},~{}~{}n\in\mathbb{N}.

Case 2: If p1=2p_{1}=-2 (i.e., λ=r1+2s1\lambda=r_{1}+2s_{1}). Similar as Case 1, the solution reduces to

yn=ny1,n.y_{n}=ny_{1},~{}~{}n\in\mathbb{N}.

Case 3: If p1{2,2}.p_{1}\notin\{-2,2\}. The general solution of (3.1) is given by

yn=c1α1n+c2α2n.y_{n}=c_{1}\alpha_{1}^{n}+c_{2}\alpha_{2}^{n}.

With the help of initial condition y0=0y_{0}=0 and by using the equalities α1α2=1\alpha_{1}\alpha_{2}=1, α1+α2=p1\alpha_{1}+\alpha_{2}=-p_{1}, one can obtain that c2=c1c_{2}=-c_{1} and the solution reduces to

yn=α1nα2nα1α2y1,n.y_{n}=\frac{\alpha_{1}^{n}-\alpha_{2}^{n}}{\alpha_{1}-\alpha_{2}}y_{1},~{}~{}n\in\mathbb{N}.

If y10y_{1}\neq 0 then {yn}p\{y_{n}\}\notin\ell_{p} in Case 1 and Case 2. In Case 3 {yn}p\{y_{n}\}\in\ell_{p} if and only if |α1|<1|\alpha_{1}|<1 and |α2|<1|\alpha_{2}|<1 which can not be the case since α1α2=1.\alpha_{1}\alpha_{2}=1. Hence in all the three cases {yn}p\{y_{n}\}\in\ell_{p} if and only if y1=0y_{1}=0 and this leads to the trivial solution of the difference equation (3.1). Hence there is no non-trivial solution of (3.1).

Similarly for the difference equation (3.2), the general solution {zn}\{z_{n}\} is of the form

zn={(d1+nd2)(1)n,ifp2=2d1+nd2,ifp2=2d1β1n+d2β2n,ifp2{2,2}z_{n}=\begin{cases}&(d_{1}+nd_{2})(-1)^{n},\ \ \mbox{if}\ p_{2}=2\\ &d_{1}+nd_{2},\ \ \mbox{if}\ p_{2}=-2\\ &d_{1}\beta_{1}^{n}+d_{2}\beta_{2}^{n},\ \ \mbox{if}\ p_{2}\notin\{-2,2\}\end{cases} (3.5)

where d1,d_{1}, d2d_{2} are arbitrary constants and β1,\beta_{1}, β2\beta_{2} are the roots of the polynomial

z2+p2z+1=0z^{2}+p_{2}z+1=0 (3.6)

which is called the characteristic polynomial of difference equation (3.2). In a similar way, it can be proved that {zn}p\{z_{n}\}\in\ell_{p} if and only if z1=0z_{1}=0 and this leads to the trivial solution of (3.2). Hence, there does not exist any non-trivial solution of the system (T0λI)x=0(T_{0}-\lambda I)x=0 such that xp.x\in\ell_{p}. This proves the required result. ∎

Remark 3.3.

The solution x={xn}x=\{x_{n}\} of the system Tx=λx,Tx=\lambda x, which are obtained in terms of the sequences {yn}\{y_{n}\} and {zn}\{z_{n}\} in the equations (3.3) and (3.5) respectively, actually depends on the unknown λ.\lambda. Therefore, instead of writing xn(λ),x_{n}(\lambda), we write xnx_{n} for the sake of brevity throughout this paper except in Theorem 4.6 where the dependency of the solutions on λ\lambda is vital.

It is well known that the adjoint operator of T0T_{0} is T0T_{0}^{*} which is defined over sequence space p\ell_{p}^{*} where p\ell_{p}^{*} denotes the dual space of p\ell_{p} which is isomorphic to q\ell_{q} where 1p+1q=1\frac{1}{p}+\frac{1}{q}=1.

Corollary 3.4.

The point spectrum of adjoint operator T0T_{0}^{*} over the sequence space p\ell_{p}^{*} is given by σp(T0,p)=.\sigma_{p}(T_{0}^{*},\ell_{p}^{*})=\emptyset.

Proof.

It is well known that the adjoint operator T0:pp{T_{0}}^{*}:\ell_{p}^{*}\to\ell_{p}^{*}, is represented by transpose of the matrix T0T_{0}. Since T0T_{0} is represented by a symmetric matrix, using the same argument as Theorem 3.2, it is easy to prove that σp(T0,p)=.\sigma_{p}(T_{0}^{*},\ell_{p}^{*})=\emptyset.

Corollary 3.5.

The residual spectrum of T0T_{0} over the sequence space p\ell_{p} is given by σr(T0,p)=\sigma_{r}(T_{0},\ell_{p})=\emptyset.

Proof.

We know that the operator TT has a dense range if and only if TT^{*} is one to one [5, p.197]. Using this we have the following relation

σr(T0,p)=σp(T0,p)σp(T0,p).\sigma_{r}(T_{0},\ell_{p})=\sigma_{p}(T_{0}^{*},\ell_{p}^{*})\setminus\sigma_{p}(T_{0},\ell_{p}).

Hence, σr(T0,p)=.\sigma_{r}(T_{0},\ell_{p})=\emptyset.

Following that, we obtain the spectrum of T0T_{0}.

Theorem 3.6.

The spectrum of T0T_{0} is given by

σ(T0,p)=[r12s1,r1+2s1][r22s2,r2+2s2].\sigma(T_{0},\ell_{p})=\left[r_{1}-2s_{1},r_{1}+2s_{1}\right]\cup[r_{2}-2s_{2},r_{2}+2s_{2}].
Corollary 3.7.

The continuous spectrum of T0T_{0} is given by

σc(T0,p)=[r12s1,r1+2s1][r22s2,r2+2s2].\sigma_{c}(T_{0},\ell_{p})=\left[r_{1}-2s_{1},r_{1}+2s_{1}\right]\cup[r_{2}-2s_{2},r_{2}+2s_{2}].
Proof.

It is evident that σ(T0,p)\sigma(T_{0},\ell_{p}) is the disjoint union of σp(T0,p)\sigma_{p}(T_{0},\ell_{p}), σr(T0,p)\sigma_{r}(T_{0},\ell_{p}) and σc(T0,p)\sigma_{c}(T_{0},\ell_{p}), we have

σ(T0,p)=σc(T0,p).\displaystyle\sigma(T_{0},\ell_{p})=\sigma_{c}(T_{0},\ell_{p}).

Hence, σc(T0,p)=[r12s1,r1+2s1][r22s2,r2+2s2]\sigma_{c}(T_{0},\ell_{p})=\left[r_{1}-2s_{1},r_{1}+2s_{1}\right]\cup[r_{2}-2s_{2},r_{2}+2s_{2}]. ∎

Corollary 3.8.

Essential spectrum of T0T_{0} is given by

σess(T0,p)=[r12s1,r1+2s1][r22s2,r2+2s2].\sigma_{ess}(T_{0},\ell_{p})=[r_{1}-2s_{1},r_{1}+2s_{1}]\cup[r_{2}-2s_{2},r_{2}+2s_{2}].
Proof.

It is well-known that σc(T0,p)σess(T0,p)\sigma_{c}(T_{0},\ell_{p})\subseteq\sigma_{ess}(T_{0},\ell_{p}) and we have

σess(T0,p)σ(T0,p)=σc(T0,p)σess(T0,p).\sigma_{ess}(T_{0},\ell_{p})\subseteq\sigma(T_{0},\ell_{p})=\sigma_{c}(T_{0},\ell_{p})\subseteq\sigma_{ess}(T_{0},\ell_{p}).

The desired result is obvious. ∎

Using the relations which are mentioned in Proposition 2.1 we can easily obtain the following results.

Corollary 3.9.

The compression spectrum, approximate point spectrum and defect spectrum of T0T_{0} are as follows

σco(T0,p)=\sigma_{co}(T_{0},\ell_{p})=\emptyset.

σapp(T0,p)=[r12s1,r1+2s1][r22s2,r2+2s2]\sigma_{app}(T_{0},\ell_{p})=\left[r_{1}-2s_{1},r_{1}+2s_{1}\right]\cup[r_{2}-2s_{2},r_{2}+2s_{2}].

σδ(T0,p)=[r12s1,r1+2s1][r22s2,r2+2s2]\sigma_{\delta}(T_{0},\ell_{p})=\left[r_{1}-2s_{1},r_{1}+2s_{1}\right]\cup[r_{2}-2s_{2},r_{2}+2s_{2}].

4. Spectra of T=T0+KT=T_{0}+K

This section contains the spectral properties of TT which can be expressed as T=T0+KT=T_{0}+K where K=TT0K=T-T_{0} is represented by the following matrix

K=(a1r10b1s1000a2r20b2s20c1s10a3r10b3s10c2s20a4r2000c3s10a5r1).K=\begin{pmatrix}a_{1}-r_{1}&0&b_{1}-s_{1}&0&0&\cdots&\\ 0&a_{2}-r_{2}&0&b_{2}-s_{2}&0&\cdots&\\ c_{1}-s_{1}&0&a_{3}-r_{1}&0&b_{3}-s_{1}&\cdots&\\ 0&c_{2}-s_{2}&0&a_{4}-r_{2}&0&\cdots&\\ 0&0&c_{3}-s_{1}&0&a_{5}-r_{1}&\cdots\\ \vdots&\vdots&\vdots&\vdots&\vdots&\ddots\end{pmatrix}.

The following result proves the compactness of KK on p\ell_{p}.

Theorem 4.1.

The operator KK is a compact operator on p\ell_{p}.

Proof.

The operator KK on p\ell_{p} can be represented by the following infinite matrix

K=(u10v1000u20v20w10u30v30w20u40),K=\begin{pmatrix}u_{1}&0&v_{1}&0&0&\cdots&\\ 0&u_{2}&0&v_{2}&0&\cdots&\\ w_{1}&0&u_{3}&0&v_{3}&\cdots&\\ 0&w_{2}&0&u_{4}&0&\cdots&\\ \vdots&\vdots&\vdots&\vdots&\vdots&\ddots\end{pmatrix},

where, {un}\{u_{n}\}, {vn}\{v_{n}\} and {wn}\{w_{n}\} are null sequences, which are defined as follows,

un={anr1,n is oddanr2,n is even,vn={bns1, n is oddbns2,n is evenu_{n}=\begin{cases*}a_{n}-r_{1},~{}~{}\mbox{$n$ is odd}\\ a_{n}-r_{2},~{}~{}\mbox{$n$ is even},\end{cases*}~{}~{}~{}~{}\qquad v_{n}=\begin{cases*}b_{n}-s_{1},~{}~{}\mbox{ $n$ is odd}\\ b_{n}-s_{2},~{}~{}\mbox{$n$ is even}\end{cases*}

and

wn={cns1, n is oddcns2,n is even.w_{n}=\begin{cases*}c_{n}-s_{1},~{}~{}\mbox{ $n$ is odd}\\ c_{n}-s_{2},~{}~{}\mbox{$n$ is even}.\end{cases*}

Let x={x1,x2,x3}px=\{x_{1},x_{2},x_{3}...\}\in\ell_{p}. We construct a sequence of compact operators {Kn}\left\{K_{n}\right\} such that for ii\in\mathbb{N},

(Kn(x))i={(Kx)i,i=1,2,n0,otherwise.(K_{n}(x))_{i}=\begin{cases}(Kx)_{i},~{}~{}i=1,2,...n\\ 0,~{}~{}\text{otherwise.}\end{cases}

For n2n\geq 2,

(KKn)xp=\displaystyle\left\lVert(K-K_{n})x\right\rVert_{p}= (k=n1|wkxk+uk+2xk+2+vk+2xk+4|p)1p\displaystyle\left(\sum_{k=n-1}^{\infty}|w_{k}x_{k}+u_{k+2}x_{k+2}+v_{k+2}x_{k+4}|^{p}\right)^{\frac{1}{p}}
\displaystyle\leq (supkn1|wk|)xp+(supkn1|uk|)xp+(supkn1|vk|)xp\displaystyle\left(\sup_{k\geq n-1}|w_{k}|\right)\left\lVert x\right\rVert_{p}+\left(\sup_{k\geq n-1}|u_{k}|\right)\left\lVert x\right\rVert_{p}+\left(\sup_{k\geq n-1}|v_{k}|\right)\left\lVert x\right\rVert_{p}

This implies,

KKnpsupkn1|wk|+supkn1|uk|+supkn1|vk|.\|{K-K_{n}}\|_{p}~{}\leq\sup_{k\geq n-1}|w_{k}|+\sup_{k\geq n-1}|u_{k}|+\sup_{k\geq n-1}|v_{k}|.

Thus, {Kn}\{K_{n}\} converges to KK as nn\to\infty in operator norm and hence KK is a compact operator over p\ell_{p}. ∎

Next we derive an inclusion relation between σ(T0,p)\sigma(T_{0},\ell_{p}) and σ(T,p)\sigma(T,\ell_{p}).

Theorem 4.2.

The spectrum of TT satisfies the following inclusion relation

σ(T0,p)σ(T,p)\sigma(T_{0},\ell_{p})\subseteq\sigma(T,\ell_{p})

and σ(T,p)σ(T0,p)\sigma(T,\ell_{p})\setminus\sigma(T_{0},\ell_{p}) contains finite or countable number of eigenvalues of TT of finite type with no accumulation point in σ(T,p)σ(T0,p)\sigma(T,\ell_{p})\setminus\sigma(T_{0},\ell_{p}).

Corollary 4.3.

σess(T,p)=σ(T0,p)=[r12s1,r1+2s1][r22s2,r2+2s2]\sigma_{ess}(T,\ell_{p})=\sigma(T_{0},\ell_{p})=[r_{1}-2s_{1},r_{1}+2s_{1}]\cup[r_{2}-2s_{2},r_{2}+2s_{2}].

Proof.

As we are aware of that compact perturbation does not effect the Fredholmness and index of a Fredholm operator. Therefore, σess(T0,p)=σess(T,p)\sigma_{ess}(T_{0},\ell_{p})=\sigma_{ess}(T,\ell_{p}). Hence, by using Corollary 3.8, we have

σess(T,p)=σ(T0,p)=[r12s1,r1+2s1][r22s2,r2+2s2].\sigma_{ess}(T,\ell_{p})=\sigma(T_{0},\ell_{p})=[r_{1}-2s_{1},r_{1}+2s_{1}]\cup[r_{2}-2s_{2},r_{2}+2s_{2}].

We now focus on the point spectrum of TT. First we analyze the eigenvalues of TT lying in σess(T,p)=σ(T0,p)\sigma_{ess}(T,\ell_{p})=\sigma(T_{0},\ell_{p}), in particular we derive sufficient conditions for the absence of point spectrum on σess(T,p)\sigma_{ess}(T,\ell_{p}). In Theorem 4.4, sufficient conditions are provided in terms of the rate of convergence of the sequences {a2n1},{a2n},{b2n1},{b2n},{c2n1}\{a_{2n-1}\},\ \{a_{2n}\},\ \{b_{2n-1}\},\ \{b_{2n}\},\ \{c_{2n-1}\} and {c2n}\{c_{2n}\}. Sufficient conditions of absence of point spectrum on σess(T,p)\sigma_{ess}(T,\ell_{p}) are also provided in Theorem 4.5 in terms of the entries of the matrix TT.

Theorem 4.4.

If the convergence of the sequences {a2n1},{a2n},{b2n1},{b2n},{c2n1}\{a_{2n-1}\},\ \{a_{2n}\},\ \{b_{2n-1}\},\ \{b_{2n}\},\\ \{c_{2n-1}\} and {c2n}\{c_{2n}\} are exponentially fast then

σess(T,p)σp(T,p)=.\sigma_{ess}(T,\ell_{p})\cap\sigma_{p}(T,\ell_{p})=\emptyset.

In the next theorem, we apply transfer matrix approach as discussed in [15, 16] . This enables us to examine the sufficient condition for the absence of point spectrum in essential spectrum of TT in terms of the entries of matrix TT.

Theorem 4.5.

If λσess(T,p)\lambda\in\sigma_{ess}(T,\ell_{p}) satisfies either of the following conditions
(i) n=1j=1n[12(Pj(λ)Pj(λ)2|2c2j+1b2j+1|2)]12=+\sum_{n=1}^{\infty}\prod_{j=1}^{n}\left[\frac{1}{2}\left(P_{j}(\lambda)-\sqrt{P_{j}(\lambda)^{2}-\left|\frac{2c_{2j+1}}{b_{2j+1}}\right|^{2}}\right)\right]^{\frac{1}{2}}=+\infty

or
(ii) n=1j=1n[12(Qj(λ)Qj(λ)2|2c2j+2b2j+2|2)]12=+\sum_{n=1}^{\infty}\prod_{j=1}^{n}\left[\frac{1}{2}\left(Q_{j}(\lambda)-\sqrt{Q_{j}(\lambda)^{2}-\left|\frac{2c_{2j+2}}{b_{2j+2}}\right|^{2}}\right)\right]^{\frac{1}{2}}=+\infty
where,

Pj(λ)=|c2j1b2j+1|2+|a2j+1λb2j+1|2+1,Qj(λ)=|c2jb2j+2|2+|a2j+2λb2j+2|2+1,P_{j}(\lambda)=\left|\frac{c_{2j-1}}{b_{2j+1}}\right|^{2}+\left|\frac{a_{2j+1-\lambda}}{b_{2j+1}}\right|^{2}+1,~{}~{}Q_{j}(\lambda)=\left|\frac{c_{2j}}{b_{2j+2}}\right|^{2}+\left|\frac{a_{2j+2-\lambda}}{b_{2j+2}}\right|^{2}+1,

then λσp(T,p)\lambda\notin\sigma_{p}(T,\ell_{p}).

Now we focus our study on the point spectrum of TT. Under the sufficient conditions as mentioned in previous two results, we have σp(T,p)σ(T0,p)=\sigma_{p}(T,\ell_{p})\cap\sigma(T_{0},\ell_{p})=\emptyset. In this case, all the eigenvalues of TT are lying outside the set σ(T0,p)\sigma(T_{0},\ell_{p}). To characterize the eigenvalues, let Tx=λxTx=\lambda x, xx\in\mathbb{C^{N}} and λσ(T0,p)c\lambda\in\sigma(T_{0},\ell_{p})^{c} where σ(T0,p)c\sigma(T_{0},\ell_{p})^{c} denotes the complement of σ(T0,p)\sigma(T_{0},\ell_{p}). From equations (LABEL:point_diff) and (LABEL:point_diff1) in Theorem 4.4, we have the following system

c2n1yn+(a2n+1λ)yn+1+b2n+1yn+2=0,c_{2n-1}y_{n}+(a_{2n+1}-\lambda)y_{n+1}+b_{2n+1}y_{n+2}=0, (4.1)
c2nzn+(a2n+2λ)zn+1+b2n+2zn+2=0,c_{2n}z_{n}+(a_{2n+2}-\lambda)z_{n+1}+b_{2n+2}z_{n+2}=0, (4.2)

where n{0}n\in\mathbb{N}\cup\{0\} with y0=z0=0y_{0}=z_{0}=0 and yn=x2n1y_{n}=x_{2n-1}, zn=x2nz_{n}=x_{2n}. Clearly each of the difference equations (4.1) and (4.2) have two fundamental solutions. Let {yn(1)(λ),yn(2)(λ)}\{y_{n}^{(1)}(\lambda),y_{n}^{(2)}(\lambda)\} and {zn(1)(λ),zn(2)(λ)}\{z_{n}^{(1)}(\lambda),z_{n}^{(2)}(\lambda)\} are the sets of fundamental solutions of the equations (4.1) and (4.2) respectively. Under this setting we have the following result:

Theorem 4.6.

If either of the sufficient conditions mentioned in Theorem 4.4 and Theorem 4.5 hold true then the point spectrum of TT is given by

σp(T,p)={λ:y0(1)(λ)=0}{λ:z0(1)(λ)=0}.\sigma_{p}(T,\ell_{p})=\left\{\lambda\in\mathbb{C}:y_{0}^{(1)}(\lambda)=0\right\}\cup\left\{\lambda\in\mathbb{C}:{z_{0}}^{(1)}(\lambda)=0\right\}.
Remark 4.7.

The adjoint operator T:pp{T}^{*}:\ell_{p}^{*}\to\ell_{p}^{*}, is represented by transpose of the matrix TT and dual of p\ell_{p} is isomorphic to q\ell_{q} where 1p+1q=1\frac{1}{p}+\frac{1}{q}=1 and 1<q<1<q<\infty. Similar as TT, the operator TT^{*} can also be written as

T=T0+Kt,T^{*}=T_{0}+K^{t},

where KtK^{t} denotes the transpose of KK and KtK^{t} is also a compact operator. Since σ(T,p)=σ(T,p)\sigma(T,\ell_{p})=\sigma(T^{*},\ell_{p}^{*}), Theorem 4.2 implies

σ(T0,p)σ(T,p),\sigma(T_{0},\ell_{p})\subseteq\sigma(T^{*},\ell_{p}^{*}),

and using similar argument of the proof of Theorem 4.2 it can be obtain that σ(T,p)σ(T0,p)\sigma(T^{*},\ell_{p}^{*})\setminus\sigma(T_{0},\ell_{p}) contains finite or countable number of eigenvalues of TT^{*} of finite type with no accumulation point in σ(T,p)σ(T0,p)\sigma(T^{*},\ell_{p}^{*})\setminus\sigma(T_{0},\ell_{p}). Assuming similar hypothesis on the rate of convergence of sequences in Theorem 4.4, we can prove that

σess(T,p)σp(T,p)=\sigma_{ess}(T^{*},\ell_{p}^{*})\cap\sigma_{p}(T^{*},\ell_{p}^{*})=\emptyset

and this implies, the point spectrum of TT^{*} is lying outside of the region

[r12s1,r1+2s1][r22s2,r2+2s2].[r_{1}-2s_{1},r_{1}+2s_{1}]\cup[r_{2}-2s_{2},r_{2}+2s_{2}].

Now similar as Theorem 4.6, let {gn(1)(λ),gn(2)(λ)}\{g_{n}^{(1)}(\lambda),g_{n}^{(2)}(\lambda)\} and {hn(1)(λ),hn(2)(λ)}\{h_{n}^{(1)}(\lambda),h_{n}^{(2)}(\lambda)\} are the sets of fundamental solutions of the following difference equations respectively

b2n1gn+(a2n+1λ)gn+1+c2n+1gn+2=0,\displaystyle b_{2n-1}g_{n}+(a_{2n+1}-\lambda)g_{n+1}+c_{2n+1}g_{n+2}=0,
b2nhn+(a2n+2λ)hn+1+c2n+2hn+2=0,\displaystyle b_{2n}h_{n}+(a_{2n+2}-\lambda)h_{n+1}+c_{2n+2}h_{n+2}=0,

which are obtained from Tf=λfT^{*}f=\lambda f, fpf\in\ell_{p}^{*} and gn(λ)=f2n1(λ)g_{n}(\lambda)=f_{2n-1}(\lambda), hn(λ)=f2n(λ)h_{n}(\lambda)=f_{2n}(\lambda). Also, g0(λ)=h0(λ)=0g_{0}(\lambda)=h_{0}(\lambda)=0. This leads us to the following result

σp(T,p)={λ:g0(1)(λ)=0}{λ:h0(1)(λ)=0}.\sigma_{p}(T^{*},\ell_{p}^{*})=\left\{\lambda\in\mathbb{C}:g_{0}^{(1)}(\lambda)=0\right\}\cup\left\{\lambda\in\mathbb{C}:h_{0}^{(1)}(\lambda)=0\right\}.

Eventually, we obtain that

σ(T,p)=[r12s1,r1+2s1][r22s2,r2+2s2]S2.\sigma(T^{*},{\ell_{p}^{*}})=[r_{1}-2s_{1},r_{1}+2s_{1}]\cup[r_{2}-2s_{2},r_{2}+2s_{2}]\cup S_{2}.

where,

S2={λ:g0(1)(λ)=0}{λ:h0(1)(λ)=0}.S_{2}=\left\{\lambda\in\mathbb{C}:g_{0}^{(1)}(\lambda)=0\right\}\cup\left\{\lambda\in\mathbb{C}:h_{0}^{(1)}(\lambda)=0\right\}.

Since, σ(T,p)=σ(T,p)\sigma(T,\ell_{p})=\sigma(T^{*},\ell_{p}^{*}) and S1,S2S_{1},S_{2} both sets are disjoint from [r12s1,r1+2s1][r22s2,r2+2s2][r_{1}-2s_{1},r_{1}+2s_{1}]\cup[r_{2}-2s_{2},r_{2}+2s_{2}] we have, S1=S2S_{1}=S_{2}.

Using the observations in Remark 4.7 and Proposition 2.1, we can summarize all the results of spectrum and various spectral subdivisions of the operator TT in the following theorem,

Theorem 4.8.

If the convergence of the sequences {a2n1},{a2n},{b2n1},{b2n},{c2n1}\{a_{2n-1}\},\ \{a_{2n}\},\ \{b_{2n-1}\},\ \{b_{2n}\},\\ \ \{c_{2n-1}\} and {c2n}\{c_{2n}\} are exponentially fast then the following hold,

  • (i)

    The spectrum of TT on p\ell_{p} is

    σ(T,p)=[r12s1,r1+2s1][r22s2,r2+2s2]S1.\sigma(T,\ell_{p})=[r_{1}-2s_{1},r_{1}+2s_{1}]\cup[r_{2}-2s_{2},r_{2}+2s_{2}]\cup S_{1}.
  • (ii)

    The point spectrum of TT on p\ell_{p} is

    σp(T,p)={λ:y0(1)(λ)=0}{λ:z0(1)(λ)=0}.\sigma_{p}(T,\ell_{p})=\left\{\lambda\in\mathbb{C}:y_{0}^{(1)}(\lambda)=0\right\}\cup\left\{\lambda\in\mathbb{C}:{z_{0}}^{(1)}(\lambda)=0\right\}.
  • (iii)

    The residual spectrum of TT on p\ell_{p} is

    σr(T,p)=.\sigma_{r}(T,\ell_{p})=\emptyset.
  • (iv)

    The continuous spectrum of TT on p\ell_{p} is

    σc(T,p)=[r12s1,r1+2s1][r22s2,r2+2s2].\sigma_{c}(T,\ell_{p})=[r_{1}-2s_{1},r_{1}+2s_{1}]\cup[r_{2}-2s_{2},r_{2}+2s_{2}].
  • (v)

    The essential spectrum of TT on p\ell_{p} is

    σess(T,p)=[r12s1,r1+2s1][r22s2,r2+2s2].\sigma_{ess}(T,\ell_{p})=[r_{1}-2s_{1},r_{1}+2s_{1}]\cup[r_{2}-2s_{2},r_{2}+2s_{2}].
  • (vi)

    The discrete spectrum of TT on p\ell_{p} is

    σd(T,p)={λ:y0(1)(λ)=0}{λ:z0(1)(λ)=0}.\sigma_{d}(T,\ell_{p})=\left\{\lambda\in\mathbb{C}:y_{0}^{(1)}(\lambda)=0\right\}\cup\left\{\lambda\in\mathbb{C}:{z_{0}}^{(1)}(\lambda)=0\right\}.
  • (vii)

    The compression spectrum of TT on p\ell_{p} is

    σco(T,p)={λ:y0(1)(λ)=0}{λ:z0(1)(λ)=0}.\sigma_{co}(T,\ell_{p})=\left\{\lambda\in\mathbb{C}:y_{0}^{(1)}(\lambda)=0\right\}\cup\left\{\lambda\in\mathbb{C}:{z_{0}}^{(1)}(\lambda)=0\right\}.
  • (viii)

    The approximate spectrum of TT on p\ell_{p} is

    σapp(T,p)=[r12s1,r1+2s1][r22s2,r2+2s2]S1.\sigma_{app}(T,\ell_{p})=[r_{1}-2s_{1},r_{1}+2s_{1}]\cup[r_{2}-2s_{2},r_{2}+2s_{2}]\cup S_{1}.
  • (ix)

    The defect spectrum of TT on p\ell_{p} is

    σδ(T,p)=[r12s1,r1+2s1][r22s2,r2+2s2]S1.\sigma_{\delta}(T,\ell_{p})=[r_{1}-2s_{1},r_{1}+2s_{1}]\cup[r_{2}-2s_{2},r_{2}+2s_{2}]\cup S_{1}.
Proof.

The proofs of the above statements are given below.

  1. (i)

    It is well known that σp(T,p)σ(T,p)\sigma_{p}(T,\ell_{p})\subseteq\sigma(T,\ell_{p}) and σ(T0,p)σ(T,p)\sigma(T_{0},\ell_{p})\subseteq\sigma(T,\ell_{p}). This implies,

    [r12s1,r1+2s1][r22s2,r2+2s2]S1σ(T,p).[r_{1}-2s_{1},r_{1}+2s_{1}]\cup[r_{2}-2s_{2},r_{2}+2s_{2}]\cup S_{1}\subseteq\sigma(T,\ell_{p}).

    Also by using Theorem (4.2) we get,

    σ(T,p)[r12s1,r1+2s1][r22s2,r2+2s2]S1.\sigma(T,\ell_{p})\subseteq[r_{1}-2s_{1},r_{1}+2s_{1}]\cup[r_{2}-2s_{2},r_{2}+2s_{2}]\cup S_{1}.

    Hence,

    σ(T,p)=[r12s1,r1+2s1][r22s2,r2+2s2]S1.\sigma(T,\ell_{p})=[r_{1}-2s_{1},r_{1}+2s_{1}]\cup[r_{2}-2s_{2},r_{2}+2s_{2}]\cup S_{1}.
  2. (ii)

    Result has been proved in Theorem 4.6.

  3. (iii)

    We already aware of that σr(T,p)=σp(T,p)σp(T,p)\sigma_{r}(T,\ell_{p})=\sigma_{p}(T^{*},\ell_{p}^{*})\setminus\sigma_{p}(T,\ell_{p}). Hence,

    σr(T,p)=.\sigma_{r}(T,\ell_{p})=\emptyset.
  4. (iv)

    Spectrum of an operator is the disjoint union of point spectrum, residual spectrum and continuous spectrum. By using this result we can obtain the desired result.

  5. (v)

    The required result has been proved in Corollary 4.3.

  6. (vi)

    We already proved that the point spectrum of TT is disjoint from [r12s1,r1+2s1][r22s2,r2+2s2][r_{1}-2s_{1},r_{1}+2s_{1}]\cup[r_{2}-2s_{2},r_{2}+2s_{2}], and by Theorem 4.2 we have, every element of σp(T,p)\sigma_{p}(T,\ell_{p}) is of finite type. Hence,

    σd(T,p)={λ:y0(1)(λ)=0}{λ:z0(1)(λ)=0}.\sigma_{d}(T,\ell_{p})=\left\{\lambda\in\mathbb{C}:y_{0}^{(1)}(\lambda)=0\right\}\cup\left\{\lambda\in\mathbb{C}:{z_{0}}^{(1)}(\lambda)=0\right\}.
  7. (vii)

    By part (e) of Proposition 2.1, the desired result is obvious.

  8. (viii)

    Clearly,

    σapp(T,p)σ(T,p)=[r12s1,r1+2s1][r22s2,r2+2s2]S1.\sigma_{app}(T,\ell_{p})\subseteq\sigma(T,\ell_{p})=[r_{1}-2s_{1},r_{1}+2s_{1}]\cup[r_{2}-2s_{2},r_{2}+2s_{2}]\cup S_{1}.

    Also, we know that point spectrum is always a subset of approximate point spectrum. By using this fact and with the help of part (g) of Proposition 2.1, we have

    [r12s1,r1+2s1][r22s2,r2+2s2]S1σapp(T,p).[r_{1}-2s_{1},r_{1}+2s_{1}]\cup[r_{2}-2s_{2},r_{2}+2s_{2}]\cup S_{1}\subseteq\sigma_{app}(T,\ell_{p}).

    Hence,

    σapp(T,p)=σ(T,p)=[r12s1,r1+2s1][r22s2,r2+2s2]S1.\sigma_{app}(T,\ell_{p})=\sigma(T,\ell_{p})=[r_{1}-2s_{1},r_{1}+2s_{1}]\cup[r_{2}-2s_{2},r_{2}+2s_{2}]\cup S_{1}.
  9. (ix)

    By part (c) of Proposition 2.1, we have

    σapp(T,p)=σδ(T,p).\sigma_{app}(T^{*},\ell_{p}^{*})=\sigma_{\delta}(T,\ell_{p}).

    Clearly,

    σapp(T,p)σ(T,p)=[r12s1,r1+2s1][r22s2,r2+2s2]S1.\sigma_{app}(T^{*},\ell_{p}^{*})\subseteq\sigma(T^{*},\ell_{p}^{*})=[r_{1}-2s_{1},r_{1}+2s_{1}]\cup[r_{2}-2s_{2},r_{2}+2s_{2}]\cup S_{1}.

    As σp(T,p)σapp(T,p)\sigma_{p}(T^{*},\ell_{p}^{*})\subseteq\sigma_{app}(T^{*},\ell_{p}^{*}) thus S1σapp(T,p)S_{1}\subseteq\sigma_{app}(T^{*},\ell_{p}^{*}). By using this fact and with the help of part (g) of Proposition 2.1, we have

    [r12s1,r1+2s1][r22s2,r2+2s2]S1σapp(T,p).[r_{1}-2s_{1},r_{1}+2s_{1}]\cup[r_{2}-2s_{2},r_{2}+2s_{2}]\cup S_{1}\subseteq\sigma_{app}(T^{*},\ell_{p}^{*}).

    Therefore, σapp(T,p)=σ(T,p)\sigma_{app}(T^{*},\ell_{p}^{*})=\sigma(T,\ell_{p}). Hence,

    σδ(T,p)=[r12s1,r1+2s1][r22s2,r2+2s2]S1.\sigma_{\delta}(T,\ell_{p})=[r_{1}-2s_{1},r_{1}+2s_{1}]\cup[r_{2}-2s_{2},r_{2}+2s_{2}]\cup S_{1}.

Disclosure statement

No potential conflict of interest was reported by the authors.

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