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The chiral structure of the neutron as revealed in electron and photon scattering

D. R. Phillips Department of Physics and Astronomy, Ohio University, Athens, OH 45701, USA phillips@phy.ohiou.edu
Abstract

It is a consequence of QCD’s spontaneously broken chiral symmetry that the response of the neutron to long wavelength probes will be driven by excitation of its pion cloud. In this article I discuss manifestations of this in electromagnetic form factors and Compton scattering. Particular attention is given to the interplay between this physics and shorter-distance components of the neutron’s electromagnetic structure.

1 Introduction

In the limit of massless up and down quarks the QCD Lagrangian has an SU(2)L×SU(2)RSU(2)_{L}\times SU(2)_{R} symmetry. We know from lattice simulations that the vacuum of QCD in this limit does not share this symmetry of the Lagrangian, with the axial combination of SU(2)SU(2)’s being spontaneously broken [1]. This confirms the key elements of the picture postulated by Nambu in talks and papers of 1960–1, work for which he was awarded the 2008 Nobel Prize in Physics [2, 3]. An immediate consequence of the spontaneous breaking of chiral symmetry is that there will be three Goldstone bosons: the π+\pi^{+}, π0\pi^{0}, and π\pi^{-}. Since the up and down quarks are not exactly massless these pions are also not massless, but, to the extent that mum_{u} and mdm_{d} are small compared to ΛQCD\Lambda_{QCD}, the pions will be much lighter than all other hadronic degrees of freedom.

This picture is systematized in an effective field theory (EFT) called ‘chiral perturbation theory’ (χ\chiPT) [4, 5, 6, 7]. Chiral perturbation theory encodes the SU(2)L×SU(2)RSU(2)_{L}\times SU(2)_{R} symmetry of QCD, and the pattern of its breaking, in a Lagrangian containing nucleon and pion fields. It includes all possible interactions consistent with the symmetry. These are organized in a derivative expansion, together with an expansion in powers of mqm_{q} for the symmetry-breaking operators. The EFT can be used to calculate both tree and loop diagrams, which leads to a perturbation expansion for scattering amplitudes in powers of

Pp,mπΛχ.P\equiv\frac{p,m_{\pi}}{\Lambda_{\chi}}. (1)

Here Λχ4πfπ1200\Lambda_{\chi}\sim 4\pi f_{\pi}\approx 1200 MeV (with fπ93f_{\pi}\approx 93 MeV the pion-decay constant) is the scale that emerges from loop calculations [8] as controlling the convergence of the expansion for meson-meson interactions. If we consider threshold processes, and so p=0p=0, this is an expansion in powers of mπm_{\pi}, and so can be considered an expansion around the chiral limit of QCD, where mπ=0m_{\pi}=0. In the meson sector the theory is mature, and calculations are routinely performed to two loops. For ππ\pi\pi scattering the results are extremely accurate, reaching the sub-1% level. (For a recent review see [9].)

Adding baryons to the theory as static sources facilitates a power counting in which each diagram has a definite order in the PP expansion [10]. The effects of baryon recoil constitute corrections to the static-source picture, and they can be systematically included in the Lagrangian via an expansion in powers of p/Mp/M [10, 11]. The result is known as “heavy-baryon chiral perturbation theory” (HBχ\chiPT). HBχ\chiPT for nucleons and pions is summarized in Section 2. There has been a recent flurry of activity devoted to baryon χ\chiPT calculations that do not invoke this p/Mp/M expansion [12, 13], but here I will be mainly using the heavy-baryon variant of the theory to describe neutron structure. Electromagnetic interactions are easily included in this theory, via minimal substitution and the addition of terms that are gauge invariant by themselves (e.g. an operator corresponding to magnetic fields coupling to the neutron anomalous magnetic moment). In the usual χ\chiPT counting the electron charge ee then counts as one power of PP. For comprehensive reviews of χ\chiPT in the baryon sector (both heavy-baryon and “relativistic” formulations) see Refs. [14, 15, 16, 17].

The standard χ\chiPT Lagrangian includes only nucleons and pions, and so its breakdown scale is not 4πfπ4\pi f_{\pi}. Instead it is set by the lightest hadronic degree of freedom not explicitly included in the theory, which in most reactions is the Delta(1232). So, unless the χ\chiPT Lagrangian is extended to include Delta degrees of freedom, the scale in the denominator in Eq. (1) is not Λχ\Lambda_{\chi}, but is instead MΔMN290M_{\Delta}-M_{N}\approx 290 MeV. While there has been much progress in this direction [10, 18, 19, 20, 21, 22], for most of this article I will regard the Delta-nucleon mass difference as a high-energy scale.

My focus here is thus on the chiral structure of the neutron, as revealed by electromagnetic probes. I therefore report on computations of electron and photon scattering, with the main emphasis on results for these reactions obtained in HBχ\chiPT. I will be particularly concerned with the interplay between pion-cloud mechanisms and the role of higher-energy excitations. The ability to vary photon energy, ω\omega, in the case of Compton scattering, and three-momentum transfer, 𝐪\bf q, in the case of electron scattering, allows us to map out this interplay over a significant kinematic domain. It also provides interesting data on the breakdown of χ\chiPT, since comparison of its predictions with experimental data over a range of ω\omega and |𝐪||{\bf q}| can reveal where the theory is failing, and what additional degrees of freedom are needed in order to extend its radius of convergence.

But, practically speaking, these aspects of neutron structure cannot be examined separately from the chiral structure of nuclei. Neutrons cannot be collected in sufficient numbers to make electromagnetic scattering reactions on free neutrons an experimental reality. Hence everything we know about neutron electromagnetic structure is inferred from more complex processes, e.g. experiments on light nuclei. In order to extract information on neutron structure from such experiments an understanding of the multi-nucleon effects that are present in the data is also necessary.

Developments over the past 15 years have also allowed χ\chiPT to provide a systematic approach to multi-nucleon problems. Weinberg’s seminal papers on χ\chiPT expansions for the nuclear potential [23, 24] and the operators governing the interaction of external probes with the nucleus [25] facilitate a parallel and consistent χ\chiPT treatment of neutron structure and electromagnetic reactions in two- (and three- and …) nucleon systems. In Section 3 I will give a brief explanation of how χ\chiPT enables the consistent treatment of the operators governing processes in single- and multi-nucleon systems. Electron-neutron scattering and γnγn\gamma n\rightarrow\gamma n will then be discussed in Sections 4 and 5 respectively. In this article I only have space to discuss those two processes in detail, so in the final section, Section 6, I briefly mention some other reactions that probe the same physics: virtual Compton scattering, as well as pion photo- and electro-production near its threshold. I also offer some concluding thoughts on the neutron’s chiral structure.

2 Chiral perturbation theory for nucleons and pions

In this section I provide a brief summary of the aspects of chiral perturbation theory (χ\chiPT) that are relevant for the subsequent presentation. The discussion here follows the notation and conventions of Ref. [14]. In particular, I will use the ‘heavy-baryon’ formulation of χ\chiPT, in which a p/Mp/M expansion is made alongside the expansion in powers of p/Λχp/\Lambda_{\chi}. This expansion is not essential to the efficacy of χ\chiPT, but since MΛχM\sim\Lambda_{\chi} it does not have a deleterious effect on its convergence—apart from a few specific cases that involve proximity to kinematic thresholds.

χ\chiPT is an effective field theory of QCD, that encodes the symmetries of the underlying theory which are pertinent to the regime where energies are of the order of Goldstone boson (here, pion) masses. As such the chiral Lagrangian is formulated in terms of objects with straightforward transformation properties under the chiral group SU(2)L×SU(2)RSU(2)_{L}\times SU(2)_{R}. For details on the transformation properties of the building blocks of the chiral Lagrangian the reader is referred to Refs. [14, 26]. Here we choose a particular representation for the pion field, and summarize the building blocks as:

u=exp(iτπ2fπ);U=u2;u=\exp\left(i\frac{\tau\cdot{\bf\pi}}{2f_{\pi}}\right);\quad U=u^{2}; (2)

where π{\bf\pi} is the pion iso-triplet. From these we construct the chiral covariant derivative of the nucleon field, DμD_{\mu}, and the axial-vector object with one derivative, uμu_{\mu}:

Dμψ\displaystyle D_{\mu}\psi =\displaystyle= μψ+Γμψ;\displaystyle\partial_{\mu}\psi+\Gamma_{\mu}\psi; (3)
Γμ\displaystyle\Gamma_{\mu} =\displaystyle= 12[uμu+uμuieAμ(u𝒵u+u𝒵u)];\displaystyle\frac{1}{2}\left[u^{\dagger}\partial_{\mu}u+u\partial_{\mu}u^{\dagger}-ieA_{\mu}\left(u^{\dagger}{\cal Z}u+u{\cal Z}u^{\dagger}\right)\right]; (4)
uμ\displaystyle u_{\mu} =\displaystyle= i[uμuuμuieAμ(u𝒵uu𝒵u)],\displaystyle i\left[u^{\dagger}\partial_{\mu}u-u\partial_{\mu}u^{\dagger}-ieA_{\mu}\left(u^{\dagger}{\cal Z}u-u{\cal Z}u^{\dagger}\right)\right], (5)

with 𝒵=12(1+τ3){\cal Z}={1\over 2}(1+\tau_{3}). Here we have specialized to the external-field case of interest for this paper: AμA_{\mu} is an (external) photon field and there is no external axial field. Note that the vector field Γμ\Gamma_{\mu} contains only even powers of the pion field, and uμu_{\mu} contains only odd powers of it. The nucleon field ψ\psi is the usual iso-double. Both components of ψ\psi are Dirac fields.

The leading-order Lagrangian contains all possible terms with zero and one derivative and is:

πN(1)=ψ¯(iDM+gA2γμuμγ5)ψ.{\cal L}_{\pi N}^{(1)}=\bar{\psi}\left(i\not\!\!D-M+\frac{g_{A}}{2}\gamma^{\mu}u_{\mu}\gamma_{5}\right)\psi. (6)

Strictly speaking MM and gAg_{A} here are the mass and axial coupling of the nucleon in the chiral limit, although the distinction between their values at zero quark mass and the physical ones will not be important for any of the discussions here. This Lagrangian, supplemented by the standard leading-order meson-meson one:

ππ(2)=fπ24[Tr(DμUDμU)2BTr((U+U))]{\cal L}_{\pi\pi}^{(2)}=\frac{f_{\pi}^{2}}{4}[{\rm Tr}(D_{\mu}U^{\dagger}D^{\mu}U)-2B{\rm Tr}({\cal M}(U+U^{\dagger}))] (7)

with DμU=μUieAμ[12τ3,U]D_{\mu}U=\partial_{\mu}U-ieA_{\mu}[\frac{1}{2}\tau_{3},U], is all one needs to calculate the leading-order loop effects in chiral perturbation theory.

Such calculations are rendered more straightforward, and more transparent, if one removes the large energy scale associated with the nucleon mass. This energy is not available for particle production, because of baryon-number conservation. Hence it plays no role in the single-nucleon sector, and can be eliminated from consideration by what amounts to a different choice of the zero of energy. This is done explicitly by use of a field redefinition. As first pointed out by Jenkins and Manohar [10], the field ψ\psi can be re-expressed in terms of a “heavy-baryon” field ψHB\psi_{HB}, that has the straight-line propagation of a nucleon of mass MM removed from its dynamics:

ψ(x)ψNR(x)exp(iMvx).\psi(x)\equiv\psi_{NR}(x)\exp(-iMv\cdot x). (8)

If the nucleon is at rest then the choice v=(1,𝟎)v=(1,\bf{0}) is appropriate, although physical results should be independent of the choice of vv. We also define the analogue of the non-relativistic spin

Sμ=i2γ5σμνvν.S_{\mu}=\frac{i}{2}\gamma_{5}\sigma_{\mu\nu}v^{\nu}. (9)

If we choose v=(1,𝟎)v=(1,\bf{0}) and consider the case of four space-time dimensions then the spatial components of SS obey the algebra:

{Si,Sj}=12δij;[Si,Sj]=iϵijkSk.\{S^{i},S^{j}\}=\frac{1}{2}\delta_{ij};\quad[S^{i},S^{j}]=i\epsilon_{ijk}S^{k}. (10)

Thus a representation for them is provided by the assignment Si=Σi/2S^{i}=\Sigma^{i}/2, with Σi\Sigma^{i} the block-diagonal Dirac matrix constructed out of the Pauli matrices σi\sigma^{i}.

Here we focus on the leading pieces of the heavy-baryon Lagrangian, i.e. the dominant terms that emerge from Eq. (6) in a p/Mp/M expansion (with pp the three-momentum of the nucleon state). The key observation is that the operator structures in Eq. (6) do not couple the upper and lower components of ψB\psi_{B} to one another. Hence, the leading behavior of all Dirac bilinears in the p/Mp/M expansion can be obtained by assuming that ψB=H\psi_{B}=H with HH obeying vH=H\mbox{$\not\!v$}H=H, i.e. assuming ψB\psi_{B} contains only two degrees of freedom. We identify these as the degrees of freedom associated with the usual non-relativistic spin operator.

When written in terms of bilinears of HH, the operator structures in Eq. (6) involve only the four-vectors vv and SS, since:

H¯γμH\displaystyle\bar{H}\gamma_{\mu}H =\displaystyle= [vμ]H¯H\displaystyle[v_{\mu}]\bar{H}H (11)
H¯γμγ5H\displaystyle\bar{H}\gamma_{\mu}\gamma_{5}H =\displaystyle= 2H¯SμH.\displaystyle 2\bar{H}S_{\mu}H. (12)

These identities, when applied to the version of Eq. (6) with Eq. (8) inserted into it, produce the standard leading-order heavy-baryon Lagrangian:

πN(1)=H¯[i(vD)+gAuμSμ]H.{\cal L}_{\pi N}^{(1)}=\bar{H}\left[i(v\cdot D)+g_{A}u_{\mu}S^{\mu}\right]H. (13)

The structure of the propagator for the HH field can be understood by writing the ψ\psi field’s total four-momentum, kk, as k=Mv+pk=Mv+p. Then, in terms of the small residual (“off-shell”) momentum pp, the Dirac propagator may be written:

S=ikM=iMv+p+M2Mvp+p2=ivp1+v2+.S=\frac{i}{\not\!k-M}=i\frac{M\not\!v+\not\!p+M}{2Mv\cdot p+p^{2}}=\frac{i}{v\cdot p}\frac{1+\not\!v}{2}+\ldots. (14)

The first term is this expansion is then the propagator for the HH field. In a typical χ\chiPT loop graph for a single-baryon process the baryon emits and absorbs a pion, and so it is easy to see that the loop graph will be dominated by contributions from momenta for which all four components of pp are of order mπm_{\pi}. The \ldots terms in Eq. (14) are then suppressed by mπ/Mm_{\pi}/M. Exceptions to this rule occur in the vicinity of kinematic thresholds, but, as long as such thresholds are not nearby, the leading effects of the loop graphs in χ\chiPT can be obtained by replacing the full baryon propagator by the heavy-baryon one (14).

The corrections of higher order in 1/M1/M can be systematically derived by writing

ψB=H+h\psi_{B}=H+h (15)

with

vH=H;vh=h,\not\!vH=H;\qquad\not\!vh=-h, (16)

and then calculating the Lagrangian for the field HH that results from eliminating the degrees of freedom associated with hh. This treatment of all 1/M1/M corrections to the leading-order heavy-baryon Lagrangian (13) has been carried out by Bernard, Kaiser, Kambor, and Meißner to O(P2)O(P^{2}) [11], Fettes, Meißner and Steininger to O(P3)O(P^{3}) [27], and Fettes, Meißner, Mojžiš, and Steininger to O(P4)O(P^{4}) [28]. At fourth order a large number of operators in the non-relativistic theory of which (13) is the leading Lagrangian have coefficients that are fixed by the requirement that S-matrix elements at low energies agree with the S-matrix elements of the relativistic theory.

Such considerations regarding the low-energy consequences of Lorentz invariance generate the first three terms in the second-order Lagrangian (for further details the reader is referred to Ref. [14]). But, since this is an effective theory, the second-order Lagrangian contains all operators that are consistent with the symmetries and have two derivatives or one power of the quark-mass matrix (since mqmπ2m_{q}\sim m_{\pi}^{2} and pmπp\sim m_{\pi}). There are six such independent operators in the isospin-symmetric limit mu=mdm_{u}=m_{d}. The complete second-order Lagrangian is then [14]:

πN(2)\displaystyle{\cal L}_{\pi N}^{(2)} =\displaystyle= H¯{12M[(vD)2DD)]igA2M{SD,vu}+c1Trχ+\displaystyle\bar{H}\left\{\frac{1}{2M}[(v\cdot D)^{2}-D\cdot D)]-\frac{ig_{A}}{2M}\{S\cdot D,v\cdot u\}+c_{1}{\rm Tr}\chi_{+}\right. (17)
+(c2gA28M)(vu)2+c3uu+(c4+14M)[Sμ,Sν]uμuν\displaystyle+\left(c_{2}-\frac{g_{A}^{2}}{8M}\right)(v\cdot u)^{2}+c_{3}u\cdot u+\left(c_{4}+\frac{1}{4M}\right)[S_{\mu},S_{\nu}]u^{\mu}u^{\nu}
i4M[Sμ,Sν][(1+κv)fμν++12(κsκv)Tr(fμν+)]}H,\displaystyle-\left.\frac{i}{4M}[S_{\mu},S_{\nu}]\left[(1+\kappa_{v})f_{\mu\nu}^{+}+\frac{1}{2}(\kappa_{s}-\kappa_{v}){\rm Tr}(f_{\mu\nu}^{+})\right]\right\}H,

with

fμν+=eFμν(u𝒵u+u𝒵u),f_{\mu\nu}^{+}=eF_{\mu\nu}\left(u^{\dagger}{\cal Z}u+u{\cal Z}u^{\dagger}\right), (18)

the electromagnetic-field-strength tensor (containing both isovector and isoscalar parts) that transforms in the appropriate way under the chiral group. In this formulation of hadron dynamics the values of two of the low-energy constants (LECs) that appear in (17) have already been set to the measured isoscalar and isovector nucleon magnetic moments, κs\kappa_{s} and κv\kappa_{v} 111Strictly speaking, it is the chiral-limit magnetic moments that enter here, but the difference is a fourth-order effect.. The other LECs, c1c_{1}c4c_{4}, encode the effects of more massive baryon and meson resonances (Δ(1232)\Delta(1232), Roper, ρ\rho-meson, …) on low-energy dynamics.

The terms listed in Eqs. (7), (13), and (17) are all that is required for computation of complete one-loop effects in HBχ\chiPT. These loops are divergent, but the degree of divergence is mandated by the power of momentum carried by the vertices, and the behavior of the heavy-baryon and meson propagators. Dimensional analysis, combined with the usual topological identities for Feynman graphs, shows that a χ\chiPT graph with LL loops, NdππN_{d}^{\pi\pi} vertices from the ππ\pi\pi Lagrangian of dimension dd, and NdπNN_{d}^{\pi N} vertices from the π\piN Lagrangian of dimension dd has a total degree of divergence:

D=2L+2A+d(d2)Ndππ+d(d1)NdπN,D=2L+2-A+\sum_{d}(d-2)N_{d}^{\pi\pi}+\sum_{d}(d-1)N_{d}^{\pi N}, (19)

with AA the number of nucleons.

This calculation of the degree of divergence of the graph is important, because, after renormalization is performed, the finite part of the graph must scale as (p,mπ)D(p,m_{\pi})^{D}. Therefore, provided pmπp\sim m_{\pi}, the computation of DD tells us the order in χ\chiPT at which the graph contributes. If renormalization is performed using dimensional regularization and a mass-independent subtraction scheme then the effects of any particular HBχ\chiPT graph occur at one and only one chiral order DD. This is an advantage of the heavy-baryon formulation: each graph scales precisely as PDP^{D}, and so has a definite order in the chiral counting. Specifically, Eq. (19) says that one-loop graphs with vertices from πN(1){\cal L}_{\pi N}^{(1)} give pieces of the quantum-mechanical amplitude with D=3D=3, while graphs with one insertion from πN(2){\cal L}_{\pi N}^{(2)} give effects with D=4D=4. Furthermore, since ππ{\cal L}_{\pi\pi} starts at d=2d=2, and πN{\cal L}_{\pi N} at d=1d=1, the lowest order at which a two-loop graph can contribute is D=5D=5. Thus one-loop graphs with vertices from πN(1){\cal L}_{\pi N}^{(1)} and either zero or one insertion(s) from πN(2){\cal L}_{\pi N}^{(2)}—together with appropriate tree-level contributions—give the complete χ\chiPT result up to O(P4)O(P^{4}).

Of course, the divergent loops at O(P3)O(P^{3}) and O(P4)O(P^{4}) need to be renormalized, and this is done with counterterms that occur in πN(3){\cal L}_{\pi N}^{(3)} and πN(4){\cal L}_{\pi N}^{(4)}. Much effort has gone into finding a complete, minimal Lagrangian at these orders (see, e.g. Refs. [28, 29]). I will not attempt to do justice to that effort here, since only a few of the many contact interactions that occur in πN(3){\cal L}_{\pi N}^{(3)} and πN(4){\cal L}_{\pi N}^{(4)} enter the results presented below. I want to stress, though, that it is through such counterterms that hadronic states with excitation energies >mπ>m_{\pi} affect χ\chiPT’s predictions. These states therefore produce effects that are slowly varying with respect to the external kinematic parameter |𝐪||{\bf q}| or ω\omega, while the rapid variation of measurable quantities with |𝐪||{\bf q}| and ω\omega is provided by pion-cloud physics. This interplay of the chiral physics with the higher-energy hadron dynamics is captured in χ\chiPT, without the need for any assumptions about the details of that dynamics.

3 Chiral perturbation theory in multi-nucleon systems

The previous section discussed chiral perturbation theory for the single-nucleon system. In subsequent sections we will examine the predictions of this theory for photon and electron scattering on the neutron. However,“experimental” data on these reactions can only be obtained using nuclear targets. In analyzing these data it is beneficial to treat the interactions that bind the nucleus within the same framework as that used to describe the chiral structure of the nucleon itself. This can be done in chiral perturbation theory, which not only provides a means to compute the low-energy interaction of photons and pions with nucleons, but also is used to calculate the forces between nucleons. This is the framework that will be used, e.g. in Section 5, to compute photon interactions with multi-nucleon systems, and we provide a brief summary of it here.

The first attempt in this direction was due to Weinberg [23, 24]. Weinberg pointed out that HBχ\chiPT could not be employed directly to compute the nucleon-nucleon amplitude, because a nucleon in a typical nuclear bound state has

p0𝐩2/M;|𝐩|mπ.p_{0}\sim{\bf p}^{2}/M;\quad|{\bf p}|\sim m_{\pi}. (20)

Thus not all components of the (residual) nucleon four-momentum pp are order mπm_{\pi}, in contrast to the case inside a typical HBχ\chiPT loop graph. Because of the scaling (20) a different organization of the Lagrangian (13) plus (17) is required when treating NN interactions. The single-nucleon propagator becomes:

S(p)=ivp(vp)2p22Mv=(1,𝟎)ip0𝐩22M,S(p)=\frac{i}{v\cdot p-\frac{(v\cdot p)^{2}-p^{2}}{2M}}\stackrel{{\scriptstyle v=(1,{\bf 0})}}{{\longrightarrow}}\frac{i}{p^{0}-\frac{{\bf p}^{2}}{2M}}, (21)

i.e. the usual non-relativistic propagator for a free particle of mass MM. Weinberg further observed that in the regime (20) this non-relativistic propagator scales as M/mπ2M/m_{\pi}^{2}, which invalidates the degree-of-divergence formula (19).

However, if we consider only diagrams for NNNNNN\rightarrow NN that do not contain an intermediate two-nucleon state—the so-called ‘two-particle irreducible’ (2PI) graphs—then all single-nucleon propagators have p0mπp_{0}\sim m_{\pi}, and Eq. (19) can be used. The goal thus becoomes to compute the 2PI NN amplitude up to a fixed chiral dimension DD. In order to do this we must supplement πN{\cal L}_{\pi N} and ππ{\cal L}_{\pi\pi} by a nucleon-nucleon Lagrangian that contains the effects of short-distance (r1/mπr\ll 1/m_{\pi}) physics in the two-nucleon system. This physics appears as a string of NN contact interactions of increasing mass dimension, each of which has an LEC associated with it. We then identify the NN potential VV at order DD as the sum of all 2PI NNNN graphs—loops plus contacts—up to that order. (Technically an extra step is desirable here, with the 2PI amplitude transformed into an energy-independent potential using e.g. the Okubo formalism [30].)

The full NN amplitude is then reconstructed from its 2PI parts via:

T(𝐩,𝐩;E)=V(𝐩,𝐩)+d3p′′(2π)3V(𝐩,𝐩′′)1E+𝐩′′2/MT(𝐩′′,𝐩;E),T({\bf p}^{\prime},{\bf p};E)=V({\bf p}^{\prime},{\bf p})+\int\frac{d^{3}p^{\prime\prime}}{(2\pi)^{3}}V({\bf p}^{\prime},{\bf p}^{\prime\prime})\frac{1}{E^{+}-{\bf p^{\prime\prime}}^{2}/M}T({\bf p}^{\prime\prime},{\bf p};E), (22)

where an integral over p0p_{0} has been performed to combine the two single-nucleon propagators into the propagator of an NN state of energy EE. Since Eq. (22) is just the Lippmann-Schwinger equation, which is equivalent to the Schrödinger equation, we now have a non-relativistic quantum mechanics with the NN potential VV. The resulting approach has been dubbed “chiral effective theory” (χ\chiET) since it is a quantum mechanics at fixed particle number, rather than a quantum field theory. Within χ\chiET not only VV, but also quantum-mechanical operators for the interaction of external probes (pions, electrons, photons, …) can be computed up to a given chiral dimension DD. If this is done to the same order for current operators and for VV then the relevant Ward identities are automatically satisfied. But, more generally, this χ\chiPT organization of quantum-mechanical operators is a systematically improvable way to compute few-nucleon structure and reactions at energies of order mπm_{\pi}.

In Ref. [31] the potential VV was computed at the one-loop level using πN(1){\cal L}_{\pi N}^{(1)} and up to one insertion from πN(2){\cal L}_{\pi N}^{(2)}—reproducing the earlier result of Ref. [32]. The formula (19) tells us that when this is done we have the complete result for VV up to O(P3)O(P^{3}). Representative diagrams at O(P0)O(P^{0}) and O(P2)O(P^{2}) are shown in Fig. 1. In Ref. [31] the potential was then used (in Born approximation) to obtain phase shifts in the higher partial waves of NN scattering. Because of the centrifugal barrier, these partial waves are sensitive mainly to the long-distance part of the force. A good description of a number of partial waves with l2l\geq 2 was found, with the relative contributions of the different chiral orders roughly in agreement with predictions of the chiral expansion. This suggests that χ\chiPT provides a useful organizing principle for the r1/mπr\sim 1/m_{\pi} part of the NN potential.

Refer to caption
Figure 1: Two diagrams that contribute to the long-range part of the NN potential VV. The diagram on the left is O(P0)O(P^{0}), and generates the usual one-pion exchange potential, which occurs in the leading-order piece of VV. The one on the right is O(P2)O(P^{2}), and forms part of the NLO correction to the potential.

This is a key finding, since it opens the way for a treatment of nuclear physics with quantifiable uncertainties. If phase shifts can be obtained up to a fixed order nn in the χ\chiPT expansion parameter PP, then that suggests that the remaining, omitted physics can impact the phase shift only at a level Pn+1\sim P^{n+1}. But the crucial question of how to deal with low partial waves, where the NN interaction is non-perturbative, and in principle the nucleons probe arbitrarily short distances, was not tackled in Ref. [31].

In the seminal paper of Ordóñez et al. [32] the NN potential was computed up to O(P3)O(P^{3}) and Eq. (22) solved for phase shifts in a number of NN partial waves. (See also the improved O(P3)O(P^{3}) calculation of Ref. [33].) Such a non-perturbative treatment of potentials derived from χ\chiPT has also been advocated in Ref. [34, 35, 36, 37]. It has the advantage that the long-distance parts of VV, and hence of TT, are consistent with the pattern of chiral-symmetry breaking in QCD. It also means that for r1/mπr\sim 1/m_{\pi} (|𝐩|mπ\equiv|{\bf p}|\sim m_{\pi}) the χ\chiPT counting provides a hierarchy of mechanisms within VV: the leading-order one-pion exchange is more important than the O(P2)O(P^{2}) two-pion exchange which in turn is more important than three-pion exchange, and so forth.

In practice, in order to solve Eq. (22) with the potentials derived from χ\chiPT one must introduce a cutoff, Λ\Lambda, on the intermediate states in the integral equation, because the χ\chiPT potentials grow with the momenta 𝐩{\bf p} and 𝐩{\bf p}^{\prime}. The contact interactions in NN{\cal L}_{NN} should then absorb the dependence of the effective theory’s predictions on Λ\Lambda in all low-energy observables, or otherwise we conclude that χ\chiET is unable to give reliable predictions. In Refs. [32, 33, 38, 39, 40] VV was computed to a fixed order, and then the NN LECs that appear in VV were fitted to NN data for a range of cutoffs between 500 and 800 MeV. The resulting predictions—especially the ones obtained with the O(P4)O(P^{4}) potential derived in Refs. [39, 40]—contain very little residual cutoff dependence in this range of Λ\Lambda’s, and describe NN data with considerable accuracy.

However, several recent papers showed that χ\chiET—at least as presently formulated—does not yield stable predictions once cutoffs larger than mρm_{\rho} (800\sim 800 MeV) are considered [41, 42, 43, 44, 45, 46, 47, 48]. They argue that the theory described above is not properly renormalized, i.e. the impact of short-distance physics on the results is not under control. Thus the χ\chiET described here cannot be used over a wide range of cutoffs. Meanwhile, in Ref. [49] it was argued that the cutoff Λ\Lambda should be varied only in the vicinity of mρm_{\rho} in order to obtain an indication of the impact of omitted short-distance physics on the theory’s predictions. Since the short-distance physics of the effective theory for pmρp\gg m_{\rho} is (presumably) completely different to the short-distance physics of QCD itself, considering larger cutoffs that allow momentum integrals to probe p>mρp>m_{\rho} does not yield any additional information regarding the true impact of short-distance physics on observables. Furthermore, Ref. [49] followed Ref. [34] in arguing that working with momenta in the LSE which are demonstrably within the domain of validity of χ\chiPT has the advantage that the χ\chiPT counting must then apply for all parts of VV: including the contact operators. This justifies χ\chiET as a systematic theory, but at the cost of limiting its use to cutoffs mπΛΛχSBm_{\pi}\ll\Lambda\ll\Lambda_{\chi{\rm SB}}. Calculations of NN scattering using Λ\Lambda’s in this window have been performed in Refs. [32, 33, 38, 39, 40] with, as noted above, considerable phenomenological success.

Consistent three-nucleon and four-nucleon forces have also been derived in χ\chiET [50, 51, 52]. The three-nucleon force enters first at O(P3)O(P^{3}), and the four-nucleon force at O(P4)O(P^{4}). This provides an EFT-based explanation for the observed hierarchy of nuclear forces: two-nucleon forces provide the bulk of nuclear properties, with three-nucleon (3N) forces accounting for small but crucial corrections, and four-nucleon (4N) forces almost negligible. 3N and 4N forces have been implemented in calculations of the “low-cutoff” type described in the previous paragraph. For instance, the 3N force of Ref. [51], in conjunction with the two-nucleon force of Ref. [39], yields a good description of nuclides up to A=13A=13 [53]. An O(P3)O(P^{3}) calculation also explains a variety of neutron-deuteron scattering data for neutron beam energies up to about 100 MeV [51]. Similar success have been achieved for electron-deuteron scattering [54, 55, 56], Helium-4 photoabsorption [57], neutrino-deuteron scattering and breakup [58], pion-deuteron scattering at threshold [25, 59, 60], pion photoproduction [61, 62], and—as will be discussed extensively in Section 5—coherent Compton scattering from the NN system. From all of this evidence we conclude that structure and reactions in few-nucleon systems can be well understood using χ\chiET—provided the cutoff is kept below about 800 MeV.

4 Neutron electromagnetic form factors

The neutron, as its name implies, is an object with zero nett charge. This does not, though, preclude the existence of charged substructure within the neutron. The distribution—and to some extent, motion—of charges within the neutron is encoded in its form factors. Since the neutron is a spin-half particle there are two of these: electric and magnetic in a non-relativistic formulation. These form factors carry the imprint of the chiral dynamics of QCD through its impact on the neutron’s internal structure.

The chiral structure of the neutron would be revealed in electron scattering from neutron targets—if such experiments were feasible. The gedankenscattering reaction is pictured in Fig. 2, where the one-photon-exchange approximation has been assumed. The amplitude is then written as

=e2q2jμlepJμ.{\cal M}=-\frac{e^{2}}{q^{2}}j^{lep}_{\mu}J^{\mu}. (23)

where q=kkq=k-k^{\prime} is the four-momentum of the exchanged photon (note q2<0q^{2}<0 for electron scattering) and jμlepj^{lep}_{\mu} is the leptonic current:

jμlep=u¯(𝐤)γμu(𝐤).j_{\mu}^{lep}=\bar{u}({\bf k}^{\prime})\gamma_{\mu}u({\bf k}). (24)

The most general form of the neutron relativistic current is the usual:

Jμn=u¯(𝐩)[F1n(q2)γμ+i2MF2n(q2)σμνqν]u(𝐩).J_{\mu}^{n}=\bar{u}({\bf p}^{\prime})\left[F_{1}^{n}(q^{2})\gamma_{\mu}+\frac{i}{2M}F_{2}^{n}(q^{2})\sigma_{\mu\nu}q^{\nu}\right]u({\bf p}). (25)

While in the non-relativistic framework being employed here we have:

Jμn=ξms{GEn(q2)vμ+1MGMn(q2)[Sμ,Sν]qν}ξms,J_{\mu}^{n}=\xi_{m_{s}^{\prime}}^{\dagger}\left\{G_{E}^{n}(q^{2})v_{\mu}+\frac{1}{M}G_{M}^{n}(q^{2})[S_{\mu},S_{\nu}]q^{\nu}\right\}\xi_{m_{s}}, (26)

where ξ\xi is, in practice, a Pauli spinor 222It is a four-component spinor whose lower comonents are zero for the standard choice v=(1,𝟎)v=(1,{\bf 0}), and GEnG_{E}^{n} and GMnG_{M}^{n} are the neutron electric and magnetic form factors.

Refer to caption
Figure 2: Scattering kinematics for electron-nucleon scattering, in the one-photon exchange approximation. In this diagram the nucleon is denoted by the triple line, and the electron by the single line at the top of the figure. The blob represents the photon-nucleon interaction, ieJμieJ^{\mu}.

The following discussion is based on the HBχ\chiPT analysis of Refs. [11, 63]. For a parallel discussion within the context of dispersion relations and models on the role of the nucleon’s pion cloud in determining electromagnetic form factors see Refs. [64, 65].

For our purposes it is most straightforward to begin with the isoscalar and isovector form factors. These are related to the proton and neutron form factors by:

GE,Ms\displaystyle G_{E,M}^{s} =\displaystyle= GE,Mp+GE,Mn,\displaystyle G_{E,M}^{p}+G_{E,M}^{n}, (27)
GE,Mv\displaystyle G_{E,M}^{v} =\displaystyle= GE,MpGE,Mn.\displaystyle G_{E,M}^{p}-G_{E,M}^{n}. (28)

This decomposition is useful because the leading pion-loop effects occur only in the isovector form factors. The quantum numbers of the pion guarantee that the first contribution of the pion cloud to the isoscalar electromagnetic form factors occurs only at the two-loop level. The one-loop calculation was first carried out in Ref. [11], and was extended and refined in Ref. [63]. Combining the O(P3)O(P^{3}) diagrams shown in Fig. 3 with the relevant tree graphs yields the expression

GEv=1+q2(4πfπ)2{κv(2πfπM)223gA22B10(r)(μ)[53gA2+13]log(mπμ)}\displaystyle G_{E}^{v}=1+\frac{q^{2}}{(4\pi f_{\pi})^{2}}\left\{\kappa_{v}\left(\frac{2\pi f_{\pi}}{M}\right)^{2}-\frac{2}{3}g_{A}^{2}-2B_{10}^{(r)}(\mu)-\left[\frac{5}{3}g_{A}^{2}+\frac{1}{3}\right]\log\left(\frac{m_{\pi}}{\mu}\right)\right\}
+1(4πfπ)201𝑑x[(3gA2+1)mπ2q2x(1x)(5gA2+1)]log[mπ2q2x(1x)mπ2]\displaystyle+\frac{1}{(4\pi f_{\pi})^{2}}\int_{0}^{1}dx\,\left[(3g_{A}^{2}+1)m_{\pi}^{2}-q^{2}x(1-x)(5g_{A}^{2}+1)\right]\log\left[\frac{m_{\pi}^{2}-q^{2}x(1-x)}{m_{\pi}^{2}}\right]
(29)

Here we have worked in the Breit frame, and so q2=|𝐪|2Q2q^{2}=-|{\bf q}|^{2}\equiv Q^{2}, with 𝐪=𝐩𝐩{\bf q}={\bf p}^{\prime}-{\bf p} the three-momentum transfer to the struck neutron.

Refer to caption
Figure 3: Loop diagrams to be computed to obtain the O(P3)O(P^{3}) result for the single-nucleon form factors in HBχ\chiPT. All vertices are from πN(1){\cal L}_{\pi N}^{(1)} and ππ(2){\cal L}_{\pi\pi}^{(2)}. Picture adapted from Ref. [63]. Used with permission of the authors and Elsevier.

The first term, “1” is guaranteed by charge conservation. The second piece gives the isovector charge radius, according to the usual definition:

GEv=116(rEv)2q2+O(q4).G_{E}^{v}=1-\frac{1}{6}\langle(r_{E}^{v})^{2}\rangle q^{2}+O(q^{4}). (30)

The short-distance contribution to the isovector charge radius, B10(r)B_{10}^{(r)}, renormalizes the divergent loop integrals. It arises from a term in πN(3){\cal L}_{\pi N}^{(3)} of the form

πN(3)B10H¯Dαfαν+vνH.{\cal L}_{\pi N}^{(3)}\sim B_{10}\bar{H}D^{\alpha}f_{\alpha\nu}^{+}v^{\nu}H. (31)

The formula (29) is obtained using dimensional regularization with the modified minimal subtraction of χ\chiPT for the calculation of the loop integrals. The physical result for GEvG_{E}^{v} is not dependent on the choice of regularization and renormalization scheme, but the finite parts of B10(r)(μ)B_{10}^{(r)}(\mu) will in general be so. The μ\mu dependence is not, however, affected by the particular variant of minimal subtraction employed, since the μ\mu dependence of B10(r)(μ)B_{10}^{(r)}(\mu) must cancel the μ\mu dependence of the logarithimc term in the curly brackets that contributes to the isovector charge radius.

Note that B10B_{10} only affects the charge radius, and all higher moments of the charge distribution are given—at O(P3)O(P^{3}) accuracy—by the physics of the pion-loop graphs shown in Fig. 3. The presence of this short-distance contribution to (rEv)2\langle(r_{E}^{v})^{2}\rangle means that the isovector charge radius cannot be predicted in χ\chiPT. In fact, the corresponding calculation for the isoscalar form factor gives purely short-distance effects:

GEs=1q2(4πfπ)2[κs(2πfπM)24B1~].G_{E}^{s}=1-\frac{q^{2}}{(4\pi f_{\pi})^{2}}\left[\kappa_{s}\left(\frac{2\pi f_{\pi}}{M}\right)^{2}-4\tilde{B_{1}}\right]. (32)

Here B~1\tilde{B}_{1} is the coefficient of the γNN\gamma NN contact interaction that is the isoscalar analog of Eq. (31). However, since there is no loop effect at this order B~1\tilde{B}_{1} is a finite LEC.

Thus the prediction for the neutron electric form factor, up to O(P3)O(P^{3}), in HBχ\chiPT is:

GEn=q2(4πfπ)2B~enq2κn4M212(4πfπ)201dx[(3gA2+1)mπ2\displaystyle G_{E}^{n}=-\frac{q^{2}}{(4\pi f_{\pi})^{2}}\tilde{B}_{e}^{n}-\frac{q^{2}\kappa^{n}}{4M^{2}}-\frac{1}{2(4\pi f_{\pi})^{2}}\int_{0}^{1}dx\,\left[(3g_{A}^{2}+1)m_{\pi}^{2}\right.
q2x(1x)(5gA2+1)]log[mπ2q2x(1x)mπ2],\displaystyle\qquad\qquad\qquad\quad\left.-q^{2}x(1-x)(5g_{A}^{2}+1)\right]\log\left[\frac{m_{\pi}^{2}-q^{2}x(1-x)}{m_{\pi}^{2}}\right], (33)

with B~en\tilde{B}_{e}^{n} a cobination of B~1\tilde{B}_{1}, B¯10\bar{B}_{10}, and finite terms with fixed coefficients. The measured value of the neutron charge radius squared is (rEn)2=0.115(4)fm2\langle(r_{E}^{n})^{2}\rangle=-0.115(4)~{\rm fm}^{2} [66, 67]. Comparing this with the result of Eq. (33) reveals that, numerically, the second term on the the first line of Eq. (33)—the Foldy term—dominates the overall result, and B~en\tilde{B}_{e}^{n} is unnaturally small. The non-analytic behaviour beyond O(q2)O(q^{2}) encoded in the integral in Eq. (33) is a prediction of χ\chiPT at this order, and arises because of the spontaneously broken chiral symmetry in QCD.

In the case of the magnetic form factor the only counterterm necessary is the one already written above in πN(2){\cal L}_{\pi N}^{(2)}. It renormalizes the anomalous magnetic moment, i.e. the value of the form factor at q2=0q^{2}=0. Consequently, for the neutron, we find:

GMn=κn+gA22πM(4πfπ)201𝑑x(mπ2q2x(1x)mπ).G_{M}^{n}=\kappa^{n}+g_{A}^{2}\frac{2\pi M}{(4\pi f_{\pi})^{2}}\int_{0}^{1}dx\,\left(\sqrt{m_{\pi}^{2}-q^{2}x(1-x)}-m_{\pi}\right). (34)

Expanding in powers of q2q^{2} we find that the magnetic radius of the neutron blows up in the chiral limit as mq1/2m_{q}^{-1/2}. This is to be compared to the log(mq)\log(m_{q}) dependence of the electric radius seen in Eq. (29). These chiral-limit divergences of observables—together with the associated pre-factors—are model-independent predictions of χ\chiPT, since they result from the long-distance pieces of the relevant quantum loops.

In Eq. (34) short-distance physics contributes only to κn\kappa^{n}. All other moments of the magnetization distribution are dominated by pion-cloud physics, and have only small (O(P4)O(P^{4}) and beyond) contributions from other baryons and mesons. Of course, this statement applies only to the regime |𝐪|mπ|{\bf q}|\sim m_{\pi}. Once |𝐪|600|{\bf q}|\approx 600 MeV a variety of other dynamics needs to be taken into consideration, since at that momentum scale the electromagnetic probe can excite shorter-degrees of freedom in the neutron’s electromagnetic structure.

Refer to caption
Figure 4: Results for GEnG_{E}^{n} (upper panel) and GMnG_{M}^{n} (lower panel) obtained in HBχ\chiPT up to O(P3)O(P^{3}) (green dot-dashed line) as compared to the dispersion-relation fit of Belushkin, Hammer, and Meißner (red line, with error bands represented by the shaded region) [67]. The (green) dotted line in the upper panel corresponds to an O(P3)O(P^{3}) calculation, but with an input value of (rEn)2=0.155fm2\langle(r_{E}^{n})^{2}\rangle=-0.155~{\rm fm}^{2}. The GEnG_{E}^{n} measurements represented by the circles are from Refs. [68, 69], while the squares are the recent BLAST results [70]. The diamonds are from the analysis of data on the deuteron quadrupole form factor of Ref. [71]. In the lower panel the data included in the fit of Ref. [67] is shown. The circles are results from deuteron breakup measurements (for details see Ref. [64]). The triangles are from the 3He(e,e)(e,e^{\prime}) measurement of Ref. [72]. The dotted line in the lower panel is a partial O(P4)O(P^{4}) HBχ\chiPT calculation of GMnG_{M}^{n} in which a γ\gamma^{*}nn contact interaction is included so as to bring the result for the neutron’s magnetic radius into agreement with the central value obtained in Ref. [67].

The O(P3)O(P^{3}) HBχ\chiPT predictions for GEnG_{E}^{n} and GMnG_{M}^{n} are plotted in Fig. 4, together with some “data” for both—on which, more below. Also shown is a recent dispersion-relation fit to a large database of electron-scattering experiments [67].

The upper panel of Fig. 4 shows that the O(P3)O(P^{3}) result for GEnG_{E}^{n} has the same feature as this dispersion-relation description, namely a rise at low-Q2Q^{2}, followed by a turn over. But the HBχ\chiPT prediction turns over too quickly. However, adjusting the input neutron charge radius to a slightly larger value produces a marked effect. And since (rEn)2\langle(r_{E}^{n})^{2}\rangle results from a sizeable cancellation between isovector and isoscalar pieces of short-distance physics, this finding suggests that the neutron electric form-factor data can be accommodated within a “natural” scenario for that higher-energy dynamics. Indeed, the difficulty of describing GEnG_{E}^{n} accurately within HBχ\chiPT stems partly from these cancellations, which lead to a GEnG_{E}^{n} that is small throughout the entire realm of χ\chiPT’s applicability. This means that higher-order contributions will have a disproportionately large impact on the final answer.

The neutron magnetic form factor, which is order one in this domain, is more fertile ground for χ\chiPT. And indeed, the O(P3)O(P^{3}) prediction for GMnG_{M}^{n} has the right general shape, but yields a magnetic radius of

(rMn)26κndGMndQ2=gA2M16fπ2κnπmπ=0.51fm2,\langle(r_{M}^{n})^{2}\rangle\equiv-\frac{6}{\kappa^{n}}\frac{dG_{M}^{n}}{dQ^{2}}=-\frac{g_{A}^{2}M}{16f_{\pi}^{2}\kappa_{n}\pi m_{\pi}}=0.51~{\rm fm}^{2}, (35)

which is a little smaller than the magnetic radius obtained from the dispersion-relation analysis. However, it must be remembered that there is an O(P4)O(P^{4}) short-distance contribution to this quantity. Including that contribution in the calculation of GMnG_{M}^{n} yields the dotted curve shown in Fig. 4. This can be considered a partial O(P4)O(P^{4}) calculation of GMnG_{M}^{n}, since it does not include the additional loop mechanisms that are present at this order. But even this partial O(P4)O(P^{4}) computation shows that the shift due to short-distance effects is about 20% at Q2=0.1Q^{2}=0.1 GeV2—a magnitude that is consonant with this being a contribution of O(Q2/ΛχSB2)O(Q^{2}/\Lambda_{\chi{\rm SB}}^{2}) to GMn/κnG_{M}^{n}/\kappa_{n}. In fact, the O(P4)O(P^{4}) contact interaction that shifts the magnetic radius to the empirical value is associated with a momentum scale of order 1 GeV. The LEC that is the coefficient of this contact interaction is certainly natural with respect to ΛχSB\Lambda_{\chi{\rm SB}}. But by Q20.25Q^{2}\approx 0.25 GeV2 the O(P4)O(P^{4}) contribution is as large as the O(P3)O(P^{3}) result—a clear sign that the χ\chiPT expansion is breaking down. The results for GMnG_{M}^{n} therefore confirm the χ\chiPT picture that the dominant effect in the neutron’s magnetization distribution is the pion cloud, while also showing that this picture is limited to momentum transfers below 500 MeV.

The results reported here are rigorous within HBχ\chiPT. Ref. [63] showed that the inclusion of Delta(1232) degrees of freedom in the effective field theory does not improve the agreement with data—the short-distance physics in these observables is associated with higher-mass states. The impact of corrections associated with nucleon recoil on neutron form-factor predictions is discussed in Refs. [73, 74]. These corrections are appreciable in the case of GEnG_{E}^{n}, and there the q/Mq/M series can be reorganized into a form that improves the agreement of the χ\chiPT predictions with data. The tree-level contribution of vector mesons is also considered in Refs. [73, 74] and it assists in the description of GMnG_{M}^{n}.

The “data” points represented by circles and squares in Fig. 4 are obtained via electron-induced breakup reactions on deuterium targets. It needs to be emphasized that χ\chiPT calculation of these reactions would allow a completely consistent treatment of the pion dynamics that generates the higher-order terms in the neutron form factor and the pion-exchange currents which play, e.g. an important role in γdnp\gamma d\rightarrow np at threshold [75]. These exchange currents occur at O(P3)O(P^{3}) in the irreducible kernel for the interaction of real and virtual photons with the NN system, and so have the same chiral order as the single-nucleon loop effects that have been highlighted in this Section. But, no comprehensive analysis of edenped\rightarrow e^{\prime}np has been performed within χ\chiET. Such an analysis, and its extension to the three-body system, would allow a consistent treatment of the chiral structure of the neutron and the target nucleus. It would also facilitate reliable estimates of the theoretical uncertainties in the neutron form-factor extraction.

The diamonds in the upper panel of Fig. 4 are obtained from an analysis of the deuteron’s quadrupole form factor, GQG_{Q} [71]. In this case the AV18 potential [76] was used to generate the deuteron’s wave function, and the important correction to the deuteron’s charge operator [55, 77, 78] was included in the calculation. However, this calculation fails to reproduce the deuteron’s quadrupole moment, and this could have some consequences for the Q2Q^{2}-dependence of the deuteron GQG_{Q} [56]. χ\chiET describes data on the ratio of deuteron charge to quadrupole form factors GC/GQG_{C}/G_{Q} well up to momentum transfers of about 0.3 GeV2 [56]. A χ\chiET extraction of GE(s)G_{E}^{(s)} from GQG_{Q}, and possibly from the A(Q2)A(Q^{2}) data of Ref. [79] and subsequent studies, could perhaps provide useful information on GEnG_{E}^{n} in this low-Q2Q^{2} regime.

5 Compton scattering from the neutron

The neutron has zero charge, but its composite structure means that it has a non-zero Compton scattering amplitude. The standard decomposition for the neutron Compton amplitude involves six non-relativistic invariants:

TγN=A1ϵϵ+A2ϵk^ϵk^+iA3σ(ϵ×ϵ)+iA4σ(k^×k^)ϵϵ\displaystyle T_{\gamma N}=A_{1}{\bf\epsilon}^{\prime}\cdot{\bf\epsilon}+A_{2}{\bf\epsilon}\cdot\hat{k}\,{\bf\epsilon}\cdot\hat{k^{\prime}}+iA_{3}{\bf\sigma}\cdot({\bf\epsilon}^{\prime}\times{\bf\epsilon})+iA_{4}{\bf\sigma}\cdot(\hat{k^{\prime}}\times\hat{k})\,{\bf\epsilon^{\prime}}\cdot{\bf\epsilon}
+iA5σ[(ϵ×k^)ϵk^(ϵ×k^)ϵk^]+iA6σ[(ϵ×k^)ϵk^(ϵ×k^)ϵk^],\displaystyle\!\!\!\!\!\!\!\!\!+iA_{5}{\bf\sigma}\cdot[({\bf\epsilon}^{\prime}\times\hat{k})\,{\bf\epsilon}\cdot\hat{k^{\prime}}-({\bf\epsilon}\times\hat{k^{\prime}})\,{\bf\epsilon}^{\prime}\cdot\hat{k}]+iA_{6}{\bf\sigma}\cdot[({\bf\epsilon}^{\prime}\times\hat{k^{\prime}})\,{\bf\epsilon}\cdot\hat{k^{\prime}}-({\bf\epsilon}\times\hat{k})\,{\bf\epsilon}^{\prime}\cdot\hat{k}],
(36)

where 𝐤{\bf k} and ϵ{\bf\epsilon} (𝐤{\bf k}^{\prime} and ϵ{\bf\epsilon}^{\prime}) are the three-momentum and polarization vector of the incoming (outgoing) photon. The AiA_{i}’s, i=16i=1\ldots 6, are scalar functions of photon energy and scattering angle.

At photon energies mπ\sim m_{\pi} Compton scattering from the neutron is driven by photon interactions with the neutron’s pion cloud. The dominant effects come from the O(P3)O(P^{3}) mechanisms depicted in the diagrams (a)–(d) of Fig. 5 and the first line of Fig. 6. These loop diagrams individually contain divergences, but the divergences cancel in the sum. Indeed, they must do so, because no gauge-invariant γ\gamman contact interaction can be constructed at O(P3)O(P^{3}): at this level of accuracy there is no short-distance contribution to neutron Compton scattering. Consequently, up to O(P3)O(P^{3}) there is a χ\chiPT prediction for this process. It, together with the associated proton result, is given by the following (Breit-frame) expressions for A1A_{1}A6A_{6} [80, 81]:

A1\displaystyle A_{1} =\displaystyle= 𝒵2e2M+gA2mπe28πfπ2{11Υ2+2tt[12arctant2I1(Υ,t)]},\displaystyle-\frac{{\mathcal{Z}}^{2}e^{2}}{M}+\frac{g_{A}^{2}m_{\pi}e^{2}}{8\pi f_{\pi}^{2}}\left\{1-\sqrt{1-\Upsilon^{2}}+\frac{2-t}{\sqrt{-t}}\left[\frac{1}{2}\arctan\frac{\sqrt{-t}}{2}-I_{1}(\Upsilon,t)\right]\right\},
A2\displaystyle A_{2} =\displaystyle= e2gA2ω28πfπ2mπ2t(t)3/2[I1(Υ,t)I2(Υ,t)],\displaystyle-\frac{e^{2}g_{A}^{2}\omega^{2}}{8\pi f_{\pi}^{2}m_{\pi}}\frac{2-t}{(-t)^{3/2}}\left[I_{1}(\Upsilon,t)-I_{2}(\Upsilon,t)\right],
A3\displaystyle A_{3} =\displaystyle= e2ω2M2[𝒵(𝒵+2κ)(𝒵+κ)2cosθ]+(2𝒵1)e2gAmπ8π2fπ2Υt1t\displaystyle\frac{e^{2}\omega}{2M^{2}}[{\mathcal{Z}}({\mathcal{Z}}+2\kappa)-({\mathcal{Z}}+\kappa)^{2}\cos\theta]+\frac{{(2{\mathcal{Z}}-1)}e^{2}g_{A}m_{\pi}}{8\pi^{2}f_{\pi}^{2}}\frac{\Upsilon t}{1-t}
+e2gA2mπ8π2fπ2[1Υarcsin2ΥΥ+2Υ4sin2θI3(Υ,t)],\displaystyle+\frac{e^{2}g_{A}^{2}m_{\pi}}{8\pi^{2}f_{\pi}^{2}}\left[\frac{1}{\Upsilon}\arcsin^{2}\Upsilon-\Upsilon+2\Upsilon^{4}\sin^{2}\theta I_{3}(\Upsilon,t)\right],
A4\displaystyle A_{4} =\displaystyle= (𝒵+κ)2e2ω2M2+e2gA2ω24π2fπ2mπI4(Υ,t),\displaystyle-\frac{({\mathcal{Z}}+\kappa)^{2}e^{2}\omega}{2M^{2}}+\frac{e^{2}g_{A}^{2}\omega^{2}}{4\pi^{2}f_{\pi}^{2}m_{\pi}}I_{4}(\Upsilon,t),
A5\displaystyle A_{5} =\displaystyle= (𝒵+κ)2e2ω2M2(2𝒵1)e2gAω28π2fπ2mπΥ(1t)\displaystyle\frac{({\mathcal{Z}}+\kappa)^{2}e^{2}\omega}{2M^{2}}-\frac{{(2{\mathcal{Z}}-1)}e^{2}g_{A}\omega^{2}}{8\pi^{2}f_{\pi}^{2}m_{\pi}}\frac{\Upsilon}{(1-t)}
e2gA2ω28π2fπ2mπ[I5(Υ,t)2Υ2cosθI3(Υ,t)],\displaystyle-\frac{e^{2}g_{A}^{2}\omega^{2}}{8\pi^{2}f_{\pi}^{2}m_{\pi}}[I_{5}(\Upsilon,t)-2\Upsilon^{2}\cos\theta I_{3}(\Upsilon,t)],
A6\displaystyle A_{6} =\displaystyle= 𝒵(𝒵+κ)e2ω2M2+(2𝒵1)e2gAω28π2fπ2mπΥ(1t)\displaystyle-\frac{{\mathcal{Z}}({\mathcal{Z}}+\kappa)e^{2}\omega}{2M^{2}}+\frac{{(2{\mathcal{Z}}-1)}e^{2}g_{A}\omega^{2}}{8\pi^{2}f_{\pi}^{2}m_{\pi}}\frac{\Upsilon}{(1-t)} (37)
+e2gA2ω28π2fπ2mπ[I5(Υ,t)2Υ2I3(Υ,t)],\displaystyle+\frac{e^{2}g_{A}^{2}\omega^{2}}{8\pi^{2}f_{\pi}^{2}m_{\pi}}[I_{5}(\Upsilon,t)-2\Upsilon^{2}I_{3}(\Upsilon,t)],

where Υ=ω/mπ\Upsilon=\omega/m_{\pi}, t=2Υ2(1cosθ)t=-2\Upsilon^{2}(1-\cos\theta), and

I1(Υ,t)\displaystyle I_{1}(\Upsilon,t) =\displaystyle= 01𝑑zarctan(1z)t21Υ2z2,\displaystyle\int_{0}^{1}dz\,\arctan\frac{(1-z)\sqrt{-t}}{2\sqrt{1-\Upsilon^{2}z^{2}}},
I2(Υ,t)\displaystyle I_{2}(\Upsilon,t) =\displaystyle= 01𝑑z2(1z)t(1Υ2z2)4(1Υ2z2)t(1z)2,\displaystyle\int_{0}^{1}dz\,\frac{2(1-z)\sqrt{-t(1-\Upsilon^{2}z^{2})}}{4(1-\Upsilon^{2}z^{2})-t(1-z)^{2}},
I3(Υ,t)\displaystyle I_{3}(\Upsilon,t) =\displaystyle= 01𝑑x01𝑑zx(1x)z(1z)3S3[arcsinΥzR+ΥzSR2],\displaystyle\int_{0}^{1}dx\,\int_{0}^{1}dz\,\frac{x(1-x)z(1-z)^{3}}{S^{3}}\left[\arcsin\frac{\Upsilon z}{R}+\frac{\Upsilon zS}{R^{2}}\right],
I4(Υ,t)\displaystyle I_{4}(\Upsilon,t) =\displaystyle= 01𝑑x01𝑑zz(1z)SarcsinΥzR,\displaystyle\int_{0}^{1}dx\,\int_{0}^{1}dz\,\frac{z(1-z)}{S}\arcsin\frac{\Upsilon z}{R},
I5(Υ,t)\displaystyle I_{5}(\Upsilon,t) =\displaystyle= 01𝑑x01𝑑z(1z)2SarcsinΥzR,\displaystyle\int_{0}^{1}dx\,\int_{0}^{1}dz\,\frac{(1-z)^{2}}{S}\arcsin\frac{\Upsilon z}{R}, (38)

with

S=1Υ2z2t(1z)2x(1x),R=1t(1z)2x(1x).S=\sqrt{1-\Upsilon^{2}z^{2}-t(1-z)^{2}x(1-x)},\quad R=\sqrt{1-t(1-z)^{2}x(1-x)}. (39)

Here and below formulae are given in Coulomb gauge, for real photons, so the polarization four-vectors and photon four-momenta satisfy:

k2=0;k2=0;vϵ=0;vϵ=0.k^{2}=0;\qquad k^{\prime 2}=0;\qquad v\cdot\epsilon=0;\qquad v\cdot\epsilon^{\prime}=0. (40)
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Figure 5: Tree diagrams that contribute to Compton scattering in the ϵv=0\epsilon\cdot v=0 gauge up to O(P4)O(P^{4}). Small dots are vertices from πN(1){\cal L}_{\pi N}^{(1)}, larger dots are vertices from πN(2){\cal L}_{\pi N}^{(2)}, the sliced dots are vertices from πN(3){\cal L}_{\pi N}^{(3)} and the hatched dot is a vertex from πN(4){\cal L}_{\pi N}^{(4)}. Crossed graphs and graphs which differ only in the ordering of vertices are included in the calculation, but are not shown here. Figure from Ref. [82], reprinted with permission of Elsevier.
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Figure 6: Diagrams which contribute to nucleon Compton scattering in the ϵv=0\epsilon\cdot v=0 gauge at 3rd (i-iv) and 4th (a-s) order. Vertices are labeled as in Fig. 5. Figure reprinted from Ref. [82], with permission from Elsevier.

Note the impact of the Goldstone bosons of QCD—the pions—on the neutron Compton amplitude. The theory predicts that the Compton amplitude contains a cusp at ω=mπ\omega=m_{\pi}. That cusp is a consequence of the opening of the photoproduction channel at that energy 333In HBχ\chiPT the threshold is not at precisely the right photon energy, but this can be corrected through a resummation of higher-order terms that is motivated by a modified power counting in the vicinity of a threshold [80]., but its consequences are felt even for ω\omega well below mπm_{\pi}. Thus Compton scattering—alone among reactions with real photons—probes chiral dynamics at photon energies well below the pion threshold.

The most famous manifestation of this chiral dynamics in neutron Compton scattering occurs in the neutron polarizabilities. The low-energy expansion of the AiA_{i}’s defines the electric and magnetic polarizabilities α\alpha and β\beta as well as the four “spin polarizabilities” γ1\gamma_{1}γ4\gamma_{4}. The former occur as coefficients of the ω2\omega^{2} terms in A1A_{1} and A2A_{2}, while the latter are coefficients of the ω3\omega^{3} terms in A3A_{3}A6A_{6}—once the Born terms are accounted for. For the Breit-frame amplitude such an ω\omega-expansion gives (keeping terms up to O(1/M3)O(1/M^{3})[81, 82]:

A1(ω,θ)\displaystyle A_{1}(\omega,\theta)\! =\displaystyle= 𝒵2e2M+e24M3((𝒵+κ)2(1+cosθ)𝒵2)(1cosθ)ω2\displaystyle\!-{{\cal Z}^{2}e^{2}\over M}+{e^{2}\over 4M^{3}}\Bigl{(}({\cal Z}+\kappa)^{2}(1+\cos\theta)-{\cal Z}^{2}\Bigr{)}(1-\cos\theta)\,\omega^{2}
+4π(α+βcosθ)ω2+O(ω4),\displaystyle\qquad\qquad\qquad\qquad+4\pi(\alpha+\beta\,\cos\theta)\omega^{2}+O(\omega^{4}),
A2(ω,θ)\displaystyle A_{2}(\omega,\theta)\! =\displaystyle= e24M3κ(2𝒵+κ)ω2cosθ4πβω2+O(ω4),\displaystyle\!{e^{2}\over 4M^{3}}\kappa(2{\cal Z}+\kappa)\omega^{2}\cos\theta-4\pi\beta\omega^{2}\,+O(\omega^{4}),
A3(ω,θ)\displaystyle A_{3}(\omega,\theta)\! =\displaystyle= e2ω2M2(𝒵(𝒵+2κ)(𝒵+κ)2cosθ)+A3π0\displaystyle\!{e^{2}\omega\over 2M^{2}}\Bigl{(}{\cal Z}({\cal Z}+2\kappa)-({\cal Z}+\kappa)^{2}\cos\theta\Bigr{)}+A_{3}^{\pi^{0}}
+4πω3(γ1(γ2+2γ4)cosθ)+O(ω5),\displaystyle\qquad\qquad\qquad\qquad+4\pi\omega^{3}(\gamma_{1}-(\gamma_{2}+2\gamma_{4})\,\cos\theta)+O(\omega^{5}),
A4(ω,θ)\displaystyle A_{4}(\omega,\theta)\! =\displaystyle= e2ω2M2(𝒵+κ)2+A4π0+4πω3γ2+O(ω5),\displaystyle\!-{e^{2}\omega\over 2M^{2}}({\cal Z}+\kappa)^{2}+A_{4}^{\pi^{0}}+4\pi\omega^{3}\gamma_{2}+O(\omega^{5}),
A5(ω,θ)\displaystyle A_{5}(\omega,\theta)\! =\displaystyle= e2ω2M2(𝒵+κ)2+A5π0+4πω3γ4+O(ω5),\displaystyle\!{e^{2}\omega\over 2M^{2}}({\cal Z}+\kappa)^{2}+A_{5}^{\pi^{0}}+4\pi\omega^{3}\gamma_{4}+O(\omega^{5}),
A6(ω,θ)\displaystyle A_{6}(\omega,\theta)\! =\displaystyle= e2ω2M2𝒵(𝒵+κ)+A6π0+4πω3γ3+O(ω5),\displaystyle\!-{e^{2}\omega\over 2M^{2}}{\cal Z}({\cal Z}+\kappa)+A_{6}^{\pi^{0}}+4\pi\omega^{3}\gamma_{3}+O(\omega^{5}), (41)

with A3π0A_{3}^{\pi^{0}}A6π0A_{6}^{\pi^{0}} the contributions from the pion-pole graph, Fig. 5(d).

At O(P3)O(P^{3}) the χ\chiPT predictions for these polarizabilities are straightforwardly obtained from a Taylor series of Eq. (37) in powers of ω/mπ\omega/m_{\pi}. The following results for the polarizabilities can be obtained [83, 11] by matching Eq. (37) to Eq. (41):

αp=αn=5e2gA2384π2fπ2mπ\displaystyle\alpha^{p}=\alpha^{n}=\frac{5e^{2}g_{A}^{2}}{384\pi^{2}f_{\pi}^{2}m_{\pi}} =\displaystyle= 12.2×104fm3,\displaystyle 12.2\times 10^{-4}\,{\rm fm}^{3},
βp=βn=e2gA2768π2fπ2mπ\displaystyle\beta^{p}=\beta^{n}=\frac{e^{2}g_{A}^{2}}{768\pi^{2}f_{\pi}^{2}m_{\pi}} =\displaystyle= 1.2×104fm3,\displaystyle 1.2\times 10^{-4}\,{\rm fm}^{3},
γ1p=γ1n=e2gA298π3fπ2mπ2\displaystyle\gamma^{p}_{1}=\gamma^{n}_{1}=\frac{e^{2}g_{A}^{2}}{98\pi^{3}f_{\pi}^{2}m_{\pi}^{2}} =\displaystyle= 4.4×104fm4,\displaystyle 4.4\times 10^{-4}\,{\rm fm}^{4},
γ2p=γ2n=e2gA2192π3fπ2mπ2\displaystyle\gamma_{2}^{p}=\gamma_{2}^{n}=\frac{e^{2}g_{A}^{2}}{192\pi^{3}f_{\pi}^{2}m_{\pi}^{2}} =\displaystyle= 2.2×104fm4,\displaystyle 2.2\times 10^{-4}\,{\rm fm}^{4},
γ3p=γ3n=e2gA2384π3fπ2mπ2\displaystyle\gamma_{3}^{p}=\gamma_{3}^{n}=\frac{e^{2}g_{A}^{2}}{384\pi^{3}f_{\pi}^{2}m_{\pi}^{2}} =\displaystyle= 1.1×104fm4,\displaystyle 1.1\times 10^{-4}\,{\rm fm}^{4},
γ4p=γ4n=e2gA2384π3fπ2mπ2\displaystyle\gamma_{4}^{p}=\gamma_{4}^{n}=-\frac{e^{2}g_{A}^{2}}{384\pi^{3}f_{\pi}^{2}m_{\pi}^{2}} =\displaystyle= 1.1×104fm3.\displaystyle-1.1\times 10^{-4}\,{\rm fm}^{3}. (42)

As with the charge and magnetic radii electromagnetic polarizabilities diverge in the chiral limit of QCD—with the coefficient of the divergence predicted by HBχ\chiPT. That divergence is particularly dramatic (1/mq\sim 1/m_{q}) in the case of the spin polarizabilities, and this could have interesting consequences for lattice simulations of these quantities [84]. And the HBχ\chiPT result for the γ\gamma-nucleon amplitude actually gives much information besides the predictions (42), since HBχ\chiPT predicts the full dependence on the parameter ω/mπ\omega/m_{\pi}.

But αp\alpha^{p} and βp\beta^{p} can be extracted from low-photon-energy proton Compton-scattering experiments. Such measurements are particularly revealing because at O(P4)O(P^{4}) α\alpha and β\beta receive their first correction from short-distance physics. They thus result from a fascinating interplay of the pion-cloud dynamics that yields the dominant effects of Eq. (5), and shorter-distance, higher-χ\chiPT-order mechanisms that correct those predictions.

Elsewise at O(P4)O(P^{4}), nucleon-pole graphs 5(e) and the fixed-coefficient piece of the seagull depicted in Fig. 5(f) give further terms in the 1/M1/M-expansion of the relativistic Born amplitude. There are also a number of fourth-order one-pion loop graphs (graphs a-r of Fig. 6). All of the graphs 6a–6r involve vertices from πN(2){\cal L}_{\pi N}^{(2)}. In particular, the expressions for diagrams 6n–6r contain the LECs c1c_{1}, c2c_{2}, and c3c_{3}, and in diagrams 6e–6g the nucleon anomalous magnetic moments enter.

Divergences in graphs 6a–6f, 6h–6k, 6p, and 6q are renormalized by counterterms from πN(4){\cal L}_{\pi N}^{(4)}. The overall result—first derived in Ref. [80]—is

4π(α+β)(4)=δαs(μ)+δβs(μ)+τ3(δαv(μ)+δβv(μ))\displaystyle 4\pi(\alpha+\beta)^{(4)}=\delta\alpha^{s}(\mu)+\delta\beta^{s}(\mu)+\tau_{3}\left(\delta\alpha^{v}(\mu)+\delta\beta^{v}(\mu)\right)
+e216π2fπ2{gA212M[(94+24(μs+1)τ3)log(mπμ)+79+(16+12μs)τ3]\displaystyle+{e^{2}\over 16\pi^{2}f_{\pi}^{2}}\left\{{g_{A}^{2}\over 12M}\left[(94+24(\mu_{s}+1)\tau_{3})\log\left({m_{\pi}\over\mu}\right)+79+(16+12\mu_{s})\tau_{3}\right]\right.
23(c2gA28M)(2log(mπμ)+1)};\displaystyle\qquad\qquad\quad\left.-\frac{2}{3}\left(c_{2}-\frac{g_{A}^{2}}{8M}\right)\left(2\log\left({m_{\pi}\over\mu}\right)+1\right)\right\}; (43)
4πβ(4)=e216π2fπ2{gA224M[(94+48μsτ3)log(mπμ)+51+24μsτ3]\displaystyle 4\pi\beta^{(4)}={e^{2}\over 16\pi^{2}f_{\pi}^{2}}\left\{{g_{A}^{2}\over 24M}\left[(94+48\mu_{s}\tau_{3})\log\left({m_{\pi}\over\mu}\right)+51+24\mu_{s}\tau_{3}\right]\right.
23(c2gA28M)log(mπμ)13(c2gA28M+2c34c1)}\displaystyle\qquad\qquad\left.-\frac{2}{3}\left(c_{2}-\frac{g_{A}^{2}}{8M}\right)\log\left({m_{\pi}\over\mu}\right)-\frac{1}{3}\left(c_{2}-\frac{g_{A}^{2}}{8M}+2c_{3}-4c_{1}\right)\right\}
+δβs(μ)+τ3δβv(μ).\displaystyle\qquad\qquad\qquad+\delta\beta^{s}(\mu)+\tau_{3}\delta\beta^{v}(\mu). (44)

The dependence on renormalization scale, μ\mu, in the isoscalar and isovector LECs δαs,v\delta\alpha^{s,v} and δβs,v\delta\beta^{s,v} cancels that of the loops. These LECs encode contributions to the polarizabilities from mechanisms other than soft-pion loops, i.e. short-distance effects. In contrast, the spin polarizabilities, as well as all higher terms in the Taylor-series expansion of the Compton amplitude, are still predictive in χ\chiPT at O(P4)O(P^{4}). (The full amplitudes up to O(P4)O(P^{4}) are not written here; they can be constructed from the details given in the Appendices of Ref. [82].)

Use of the O(P4)O(P^{4}) amplitude allows a good description of γ\gammap data in the kinematic range ω,|t|<180\omega,\sqrt{|t|}<180 MeV (see Fig. 7). This calculation includes the effects (37), and also the additional O(P4)O(P^{4}) effects in Fig. 5 and 6 that were computed in Ref. [81]. The only free parameters are αp\alpha^{p} and βp\beta^{p}. A fit to data in this kinematic range yields [82, 85]:

αp\displaystyle\alpha^{p} =\displaystyle= (12.1±1.1)0.5+0.5×104fm3,\displaystyle(12.1\pm 1.1)_{-0.5}^{+0.5}\times 10^{-4}\,{\rm fm}^{3},
βp\displaystyle\beta^{p} =\displaystyle= (3.4±1.1)0.1+0.1×104fm3.\displaystyle(3.4\pm 1.1)_{-0.1}^{+0.1}\times 10^{-4}\,{\rm fm}^{3}. (45)

Statistical (1-σ\sigma) errors for a two-parameter fit are inside the brackets, while the second set of errors are an estimate of the uncertainty due to the effect of higher-order terms.

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Figure 7: Results of the O(Q4)O(Q^{4}) HBχ\chiPT best fit to the differential cross sections for Compton scattering on the proton at various angles, compared to the experimental data [86, 87]. The gray region is excluded from the fit. The magenta diamonds are Mainz data [87]; the other symbols are explained in Ref. [81]. Figure reprinted from Ref. [82], with permission from Elsevier.

This success in γ\gammap scattering prompts an important question about neutron polarizabilities: how different are they from those of the proton? In particular, the leading pion-cloud mechanisms in the first line of Fig. 6 all yield exactly the same contributions for the neutron and the proton. So too do the dominant mechanisms associated with excitation of the Delta(1232) [18, 88]. So, a measurement of a non-zero value of the isovector quantities αv\alpha^{v} and βv\beta^{v} (defined as in Eq. (44)) would be indicative of other (i.e. non-leading-Delta-excitation) short-distance effects in the polarizabilities.

In order to obtain information on neutron polarizabilities we must analyze Compton scattering from light nuclei. At photon energies mπ\sim m_{\pi} the approach to reactions described in Sec. 3 tells us that the Compton amplitude for these nuclei is formed by computing

TγA=ψA|TγN+TγNN|ψAT_{\gamma A}=\langle\psi_{A}|T_{\gamma N}+T_{\gamma NN}|\psi_{A}\rangle (46)

where |ψA|\psi_{A}\rangle is the wave function of the nucleus, and TγNT_{\gamma N} is the single-nucleon Compton amplitude. TγNNT_{\gamma NN} is the amplitude for γNNγNN\gamma NN\rightarrow\gamma NN, with all NN interactions after (before) the departure (arrival) of the outgoing (incoming) photon amputated from it. If these amplitudes are computed up to order nn in χ\chiPT, and the wave function |ψA|\psi_{A}\rangle is obtained from a χ\chiPT potential that is also computed at that order, then all the consequences of chiral-symmetry breaking for the γ\gammaA amplitude have been accounted for—up to the O(Pn+1)O(P^{n+1}) corrections occurring at higher orders in the χ\chiET expansion.

The χ\chiPT amplitude TγNNT_{\gamma NN} was first computed in Ref. [89], and includes the diagrams shown in Fig. 8. At O(P3)O(P^{3}) it contains the two-nucleon analog of the mechanisms depicted in graphs (i)–(iv) of Fig. 6. These isoscalar exchange currents are sizeable at the 100\sim 100 MeV photon energies of interest to us here.

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Figure 8: Two-body diagrams for the irreducible γNNγNN\gamma NN\rightarrow\gamma NN kernel, TγNNT_{\gamma NN}, at O(P3)O(P^{3}), sandwiched between deuteron wave functions which are represented by the oval blobs. Permutations are not shown. Figure reprinted from Ref. [82], with permission from Elsevier.

The χ\chiET computation of γ\gammad scattering has received extensive attention, with an O(P4)O(P^{4}) computation in Ref. [82, 85]. That calculation showed that short-distance effects in the γ\gammad reaction are not described with enough precision at O(P4)O(P^{4}) in χ\chiET to allow an accurate extraction of polarizabilities from existing experimental data. The short-distance physics that is missing is of two types.

First, the Delta(1232) starts to have an impact beyond its effects on the “static” polarizabilities, (44), already at ω80\omega\approx 80 MeV—well below the upper energy of the γ\gammad data set. This effect is particularly noticeable at backward angles, where magnetic scattering is known to lead to significant Delta excitation in the γ\gammap case [20, 21, 22]. Since the value of |t|150\sqrt{|t|}\approx 150 MeV for some existing γ\gammad data, it is no surprise to find Delta(1232) effects that are nominally O(P6)O(P^{6}) in HBχ\chiPT have a 10\approx 10% effect on the γ\gammad differential cross section. This mars our attempts to describe γ\gammad data in HBχ\chiPT at energies of order 100 MeV, and translates into 100\sim 100% uncertainties in βs\beta^{s}.

This deficiency was rectified in Ref. [90], where the leading effects of Delta(1232) excitation were added to the γ\gammad calculation. This requires the use of a new effective theory, in which the Delta(1232) is included as an explicit low-energy degree of freedom [18, 19, 21]. That new EFT provides an accurate description of higher-energy data in both γ\gammaN and γ\gammad scattering—as shown in Fig. 9 for the γ\gammad case.

Second, there are short-distance, two-body Compton mechanisms that are suppressed by two powers of PP, compared to the dominant O(P3)O(P^{3}) piece of TγNNT_{\gamma NN}. But, when χ\chiPT is applied to photon-nucleus scattering, the expansion parameter is the larger of ω/M\sqrt{\omega/M} and mπ/Mωm_{\pi}/\sqrt{M\omega}. Therefore these higher-order pieces can easily give a 10% effect in the amplitude at 100 MeV. This was the size of differences seen in Ref. [82] when deuteron wave functions with different implementations of short-distance NN dynamics were used in the calculation.

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Figure 9: Results for Compton scattering from the deuteron at photon lab. energies 49 MeV and 94.2 MeV [91]. Data shown are from Refs. [92, 93] respectively. The long-dashed curve is an O(P3)O(P^{3}) calculation á la Ref. [89], while the short-dashed curve is the result found in one of the fits of Ref. [82]. The solid line supplements the O(P3)O(P^{3}) result with the dominant effects of Delta(1232) excitation, and corresponds to the central values in Eq. (48). Figure courtesy H. Grießhammer.

This difficulty can be circumvented by recognizing that in the regime of very low photon energies a different power counting is required. The power counting for ωmπ2/M\omega\sim m_{\pi}^{2}/M was implemented in Ref. [94]. In that domain Eq. (46) is modified to:

TγA=ψA|TγNirr+TγNNirr+JGJ+JGJ|ψA,T_{\gamma A}=\langle\psi_{A}|T^{irr}_{\gamma N}+T^{irr}_{\gamma NN}+J^{\dagger}GJ+JGJ^{\dagger}|\psi_{A}\rangle, (47)

where JJ is the operator for photo-absorption by the two-nucleon system and GG is the fully interacting two-nucleon Green’s function. In Eq. (47) the operator TγNirrT^{irr}_{\gamma N} includes only the one-nucleon-irreducible part of the γ\gammaN amplitudes, and a similar definition applies to TγNNirrT^{irr}_{\gamma NN}. This avoids double counting with the last two terms on the right-hand side of Eq. (47). If JJ, TγNirrT^{irr}_{\gamma N}, TγNNirrT^{irr}_{\gamma NN}, and the NN potential VV are all computed up to the same order in χ\chiPT then the calculation of Eq. (47) is manifestly gauge invariant. Consequently, the correct Thomson limit is automatically obtained, and a significant reduction in the sensitivty of TγAT_{\gamma A} to details of the short-distance physics in the NN system results.

This repairs the missing physics in the calculation of Ref. [82] because the part of JGJ+JGJJ^{\dagger}GJ+JGJ^{\dagger} that was not included in TγNT_{\gamma N} and TγNNT_{\gamma NN} of Eq. (46), while higher-order in χ\chiET, is not gauge invariant by itself. Once a gauge-invariant calculation is performed the short-distance NN dynamics can only impact the γA\gamma A amplitude at O(P6)O(P^{6}) and beyond. The calculations of Ref. [94] show that these effects are very small, with the uncertainty in the cross section due to the use of deuteron wave functions |ψd|\psi_{d}\rangle that contain different short-distance physics being <2%<2\% in the experimentally relevant energy range.

That range presently extends from ω45\omega\approx 45 MeV to ω95\omega\approx 95 MeV, and over angles from about 30o30^{o} to 150o150^{o}. An extraction of neutron polarizabilities that is as accurate as that of Eq. (45) for the proton case therefore requires the formalism of Ref. [94], as well as some discussion of Delta(1232) effects. But, it is important to note that for ω=50\omega=50100100 MeV the dominant effects in this computation arise from excitation of the pion cloud: the pion cloud of the nucleon that gives the dominant contribution to the electric polarizability, and the pion cloud of the deuteron that produces the exchange currents shown in Fig. 8. Ref. [94] analyzed the data on elastic γ\gammad scattering and extracted the result [91]:

αs=(11.3±0.7±0.6±1.0)×104fm3,\displaystyle\alpha^{s}=(11.3\pm 0.7\pm 0.6\pm 1.0)\times 10^{-4}~{\rm fm}^{3},
βs=(2.8±0.70.6±1.0)×104fm3,\displaystyle\beta^{s}=(2.8\pm 0.7\mp 0.6\pm 1.0)\times 10^{-4}~{\rm fm}^{3}, (48)

for the isoscalar polarizabilities. (The first error is the 1-σ\sigma statistical error, the second comes from the use of the Baldin sum rule to constrain the fit, and the third is an estimate of the potential impact of omitted mechanisms on the result.) The quality of the fit is also good, see Fig. 9 for examples at photon laboratory energies of 49 MeV and 94.2 MeV. The ongoing experiment at MAX-Lab in Lund, Sweden [95], as well as future experiments at the High-Intensity Gamma-ray Source (HIγ\gammaS) at the Triangle Universities Nuclear Laboratory, will provide much-needed additional data to test this theoretical description, and improve the extraction of αs\alpha^{s} and βs\beta^{s}.

Recently the first computation of elastic Compton scattering on the three-body system was completed [96, 97]. This was also the first consistent χ\chiET calculation of an electromagnetic process in the three-nucleon system. In this case the focus was on photon energies in the 60–120 MeV range, and the formula (46) was used. This, then, was a first, exploratory, study that sought to examine what information Compton experiments using a Helium-3 target could give us about neutron polarizabilities. Once again the TγNT_{\gamma N} and TγNNT_{\gamma NN} were computed up to O(P3)O(P^{3}), and a variety of potentials were employed in the calculation of |ψHe3|\psi_{He^{3}}\rangle.

The first conclusion from this study is that Helium-3 will have a significantly larger cross section for coherent Compton scattering than deuterium, due to the presence of two protons in the nucleus. Furthermore, the Thomson terms of these two protons can interefere with the neutron polarizability pieces of the γ\gammaN amplitude, so these pieces have a larger effect than in γ\gammad scattering—at least in absolute terms.

In addition, polarized Helium-3 is unique and interesting because it seems to behave as an “effective polarized neutron” in Compton scattering. The Compton response is—at least up to O(P3)O(P^{3})—dominated by the nuclear configuration where the two protons are paired in a relative S-wave, and the spin of the nucleus is carried by the neutron. And two-body currents at this order are largely spin independent. These two facts lead to γ3\gamma{}^{3}He double-polarization observables that look very similar to the asymmetries that would be measured were the same double-polarization experiments done on a neutron target.

Figure 10 shows predictions for Δz\Delta_{z}, which is defined as a difference of differential cross sections with circularly polarized photons and the target polarized parallel and anti-parallel to the beam direction, as a function of the scattering angle of 120 MeV photons. Here different neutron spin polarizabilities are implemented in an otherwise strict, O(P3)O(P^{3}), γ\gammaHe3 scattering calculation. In each panel one of the four neutron spin polarizabilities is varied. This shows that a measurement of Δz\Delta_{z} at this energy should allow extraction of the combination γ1n(γ2n+2γ4n)cosθ\gamma_{1}^{n}-(\gamma_{2}^{n}+2\gamma_{4}^{n})\cos\theta (see Ref. [97] for details).

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Figure 10: The four panels above correspond to the O(P3)O(P^{3}) result for Δz\Delta_{z}, with an additional variation of, respectively, Δγ1n\Delta\gamma_{1n} (top-left panel), Δγ2n\Delta\gamma_{2n} (top-right panel), Δγ3n\Delta\gamma_{3n} (bottom-left panel) and Δγ4n\Delta\gamma_{4n} (bottom-right panel). The calculations are done in the c.m. frame at 120 MeV. The solid (black) curves correspond to the full unperturbed O(P3)O(P^{3}) results. The long-dashed (blue) curves correspond to Δγin=γin(O(P3))\Delta\gamma^{n}_{i}=-\gamma_{i}^{n}(O(P^{3})), dot-dashed (red) to Δγin=γin(O(P3))/2\Delta\gamma_{i}^{n}=-\gamma_{i}^{n}(O(P^{3}))/2, dotted (magenta) to Δγin=γin(O(P3))/2\Delta\gamma_{i}^{n}=\gamma_{i}^{n}(O(P^{3}))/2 and dashed (green) to Δγin=γin(O(P3)\Delta\gamma_{i}^{n}=\gamma_{in}(O(P^{3}). Figure reprinted from Ref. [97], with permission from Elsevier.
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Figure 11: The four panels above display the O(P3)O(P^{3}) results for Δx\Delta_{x} at a c.m. photon energy of 120 MeV. Also shown are the results of varying one neutron spin polarizability per panel. Legend as in Fig. 10. Figure reprinted from Ref. [97], with permission from Elsevier.

Next, in Fig. 11 we plot Δx\Delta_{x} vs. the c.m. angle at 120 MeV. Again, the different panels each correspond to varying one of the four spin polarizabilities in an otherwise strict O(P3)O(P^{3}) χ\chiET calculation. The results suggest that Δx\Delta_{x} is sensitive to a different combination of neutron spin polarizabilities than is Δz\Delta_{z}.

Measurement of these obseravbles is a high priority for HIγ\gammaS, along with polarized γp\vec{\gamma}\vec{\rm p} and γd\vec{\gamma}\vec{\rm d}. The idea is that the γpγp\vec{\gamma}\vec{p}\rightarrow\gamma p experiments will reveal proton spin polarizabilities, which can then be compared to the neutron ones measured in the γHe3\vec{\gamma}\vec{{\rm He}^{3}} experiments. A different combination of neutron spin polarizabilities can be accessed through double-polarization measurements on the deuterium nucleus [98]. There is also the possibility of coherent Helium-3 Compton scattering measurements at MAX-Lab in the near future. This allows us to anticipate the measurement of several neutron spin polarizabilities, with the consequent possibility of examining differences between proton and neutron γi\gamma_{i}’s. There is also progress on the extraction of information on these quantities from lattice QCD [99], and so such experiments could provide important insights into the interplay of Goldstone-boson and higher-energy QCD dynamics in nucleon Compton scattering.

6 Conclusion, and some words on other electromagnetic-induced reactions

Electron scattering from the neutron provides the opportunity to map out its electromagnetic structure as a function of Q2Q^{2}, the square of the space-like momentum transfer in the reaction. Neutron Compon scattering provides a different picture, as we probe neutron structure as a function of photon energy ω\omega. In both cases the rapid variation of response functions with the kinematic parameter is driven by the neutron’s pion cloud. Slower variation comes from excitations of higher energy. The review of Ref. [100] places greater emphasis on the role of those higher-energy degrees of freedom, and also covers a wider swath of kinematical territory, than does this article. The understanding of the nucleon’s electromagnetic response I have presented here is based on the chiral symmetry of QCD, and the status of pions as Goldstone bosons of that symmetry. However, since chiral symmetry is only an approximate symmetry of the QCD Lagrangian, the “slow” variation from more massive degrees of freedom can, on occasion, be just as fast as that due to pions, see e.g. the problem of the magnetic response of the nucleon in Compton scattering [21, 88].

It is critical that we test and elucidate the consequences of QCD associated with this physics for both neutrons and protons. Chiral perturbation theory systematically implements the interplay of pion-cloud and shorter-distance mechanisms in nucleon structure. It predicts definite patterns for proton and neutron observables, e.g. that it is the isovector combination of form factors that has the dominant effects due to chiral symmetry, or that proton and neutron polarizabilities are equal at leading order. The calculations and experiments reported on here show that a picture of neutron structure based on chiral symmetry provides a good qualitative understanding of the neutron’s electromagnetic excitation already at the leading one-loop level. That picture can be rendered quantitatively accurate if some care is taken to include the dominant short-distance mechanisms, e.g. those due to the Delta(1232), through use of the chiral effective field theories developed in Refs. [10, 18, 19, 20].

An obvious extension of the tests discussed here is to examine the neutron’s response as a function of ω\omega and Q2Q^{2} simultaneously. This has been done for the proton, through (e,eγ)(e,e^{\prime}\gamma) or “virtual Compton scattering” (VCS) experiments. Chiral perturbation theory up to O(P3)O(P^{3}) provides a good description of the lowest-Q2Q^{2} experiment of this type [101]. At this order, χ\chiPT not only correctly predicts the electric and magnetic polarizabilities of the proton to within experimental uncertainties, it also predicts the spatial distribution of the polarizability response within the proton [102]. The theory also predicts that the neutron’s generalized polarizabilities are the same as the proton’s at this order. Experiments to test this prediction would be very timely, and could be accomplished through a VCS experiment on the deuteron, together with a calculation of the two-body corrections to O(P3)O(P^{3}). More ambitiously, generalized neutron spin polarizabilities could perhaps be extracted from VCS experiments of the type recently undertaken at Mainz in the proton case [103], but with the proton replaced by a Helium-3 target.

Of course, the most direct evidence for the chiral structure of the neutron comes from pion-production reactions. The amplitude for γnπp\gamma n\rightarrow\pi^{-}p is given to very good accuracy by the leading chiral effect: the “Kroll-Ruderman” term. In this case O(P3)O(P^{3}), where the leading-loop contributions appear, is two orders beyond leading and interesting short-distance effects also enter at this order [104]. The O(P3)O(P^{3}) amplitude for charged-pion photoproduction on the neutron can be compared to experiment by examining data on pion capture by the proton—data which is in good agreement with the χ\chiPT result. An approved experiment at the MAX-Lab facility in Lund, Sweden, will soon measure the energy dependence of the near-threshold cross section for γdπpp\gamma d\rightarrow\pi^{-}pp to good accuracy [105]. This should provide useful information on the charged-pion photoproduction reaction on the neutron, although again, this one-body part of the amplitude will have to be disentangled from NN mechanisms.

Finally, one of the most beautiful pieces of evidence in neutron dynamics regarding the pattern of chiral-symmetry breaking occurs in the reaction γnπ0n\gamma n\rightarrow\pi^{0}n. This is predicted to have a large threshold E0+E_{0+} amplitude, in spite of the absence of any neutron charge, because of the impact of the two-step process γnπpπ0n\gamma n\rightarrow\pi^{-}p\rightarrow\pi^{0}n—even though the threshold for π0\pi^{0} production is below the charged-pion threshold. HBχ\chiPT predicts the neutron E0+E_{0+}, based on the one-loop dynamics corresponding to this process, as well as the measured proton value, E0+π0pE_{0+}^{\pi^{0}p}, and the assumption that the short-distance physics in the proton and neutron reactions is the same (apart from obvious isospin factors). The result—which includes terms up to O(P4)O(P^{4}) in HBχ\chiPT—is [106]:

E0+π0n=2.13×103mπ1.E_{0+}^{\pi^{0}n}=2.13\times 10^{-3}m_{\pi}^{-1}. (49)

HBχ\chiPT’s prediction for γnπ0n\gamma n\rightarrow\pi^{0}n can be tested in γdπ0d\gamma d\rightarrow\pi^{0}d. But, a consistent calculation of the threshold S-wave amplitude for neutral-pion photoproduction on deuterium, EdE_{d}, requires the inclusion of the O(P3)O(P^{3}) and O(P4)O(P^{4}) mechanisms for γNNπ0NN\gamma NN\rightarrow\pi^{0}NN [61, 62]. These diagrams include the double-scattering contributions that are the two-body counterpart of the diagrams that in the single-nucleon case lead to the large neutron E0+E_{0+}. χ\chiET up to O(P4)O(P^{4}) then predicts:

Ed=(2.6±0.2)×103mπ1+0.38E0+π0n.E_{d}=(-2.6\pm 0.2)\times 10^{-3}m_{\pi}^{-1}+0.38E_{0+}^{\pi^{0}n}. (50)

The uncertainty comes from the experimental error on E0+π0pE_{0+}^{\pi^{0}p} and the variation in the result with different NN-system wave functions. (Note there are other higher-order uncertainties that are not included in this error bar.) Using a sequence of measurements at energies up to 20 MeV above threshold [107] to obtain EdE_{d}, and then using the result of Eq. (50) to convert this to a result for the threshold π0n\pi^{0}n amplitude, we find:

E0+n=(3.03±0.58)×103mπ1,E_{0+}^{n}=(3.03\pm 0.58)\times 10^{-3}m_{\pi}^{-1}, (51)

with an additional, here unquantified, uncertainty arising from the subtraction of the inelastic channel that was employed in Ref. [107]. The reasonable level of agreement between the O(P4)O(P^{4}) prediction (49) and the measurement (51) shows that we understand the chiral dynamics of the neutron, as revealed in γdπ0d\gamma d\rightarrow\pi^{0}d at threshold, quite well.

Unfortunately the situation in edeπ0ded\rightarrow e^{\prime}\pi^{0}d is not quite as clear [108]. For the case of threshold pions and low momentum transfer, a successful description could reasonably have been expected, since the pion cloud should also dominate this process. However, there are puzzling discrepanices between theory and data already for Q2=0.1Q^{2}=0.1 GeV2. It is hoped that careful treatment of the NN system dynamics, together with a thorough examination of the Delta(1232) mechanisms that enter this process, can explain why the pion cloud dominates γdπ0d\gamma d\rightarrow\pi^{0}d, but is in competition with higher-energy QCD dynamics in the case of electro-production.

Studies that explore these issues will ensure that photo- and electro-production continue to provide important windows on the chiral structure of the neutron. A unified picture of low-energy and low-momentum-transfer neutron structure as revealed in these reactions, as well as neutron Compton scattering (real and virtual), and the neutron electromagnetic form factors has been established. This picture—which is systematized by chiral perturbation theory—is grounded in QCD and agrees with data in all these reactions at the expected level given the χ\chiPT order to which calculations have been accomplished thus far. Ongoing efforts in both theory and experiment—and continued dialogue between them—will elucidate further details of neutron structure, and so improve our understanding of QCD in its strongly-interacting regime.

Acknowledgements

This work was supported in part by the U. S. Department of Energy, Office of Nuclear Physics, under contract No. DE-FG02-93ER40756 with Ohio University. I thank Matthias Schindler for a careful reading of—and useful comments on—a draft of this manuscript, as well as Hans-Werner Hammer for help in preparing Fig. 4, and Jörg Friedrich for making his database of neutron form-factor measurements available to me. I also thank numerous co-workers and interlocutors for enjoyable collaborations and discussions on the topics covered by this article. I am grateful to the Centre for the Subatomic Structure of Matter at the University of Adelaide and the Nuclear Theory Group at the University of Washington for hospitality during the writing of this article.

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