The decomposition formula for Verlinde Sums
Abstract.
We prove a decomposition formula for Verlinde sums (rational trigonometric sums), as a discrete counterpart to the Boysal-Vergne decomposition formula for Bernoulli series. Motivated by applications to fixed point formulas in Hamiltonian geometry, we develop differential form valued version of Bernoulli series and Verlinde sums, and extend the decomposition formula to this wider context.
1. Introduction
The prototypical example of a Verlinde sum is the function, for a given natural number ,
(1) |
It may be seen as a discrete analogue of the Bernoulli series
(2) |
The Bernoulli series is invariant under integer translation, and its restriction to the open unit interval is given by a polynomial of degree in . For , these are times the Bernoulli polynomials. Similarly, the Verlinde sum for fixed is -periodic in , and its restriction to the set of all such that is a polynomial of degree in the two variables . Its part of homogeneity in is given by . These polynomials may be described through generating functions:
(3) |
and
(4) |
The Bernoulli series make an appearance in the volume formula for moduli spaces of flat connections of flat -bundles over surfaces, due to Thaddeus [20] and Witten [26]. Similarly, the Verlinde sums appear in the Verlinde formulas [25] for the quantization of these moduli spaces.
The versions for higher rank Lie groups lead to higher-dimensional multiple Bernoulli series and Verlinde sums. The multiple Bernoulli series exhibit a piecewise polynomial behavior, while the multiple Verlinde sums are piecewise quasi-polynomial. Aside from the context of 2-dimensional gauge theory, they also appear in the localization formulas for volumes and quantizations of Hamiltonian loop group spaces or, equivalently, quasi-Hamiltonian -spaces [1, 2, 11].
The combinatorics of the (multiple) Verlinde sums, also known as rational trigonometric sums, was developed by Szenes [17]. The main result in [17] is a residue formula for the Verlinde sums, similar to his earlier result [16] for Bernoulli series. The Szenes formula allows for efficient computations, and in particular leads to a proof of the (quasi-)polynomial behavior – for example, (3) and (4) may be obtained from his theorem.
The main purpose of this article is to prove a decomposition formula for multiple Verlinde sums, similar to the Boysal-Vergne decomposition formula [5] for Bernoulli series. For the Verlinde sums , the formula is
where is the partition function, i.e., the number of ways of writing as a sum of non-negative integers. It expresses as a central polynomial contribution, plus correction terms supported on affine half lines; the support properties are such that for any given the sum is finite.
We will need the decomposition formula for Verlinde sums for our combinatorial proof of the ‘quantization commutes with reduction’ theorem for Hamiltonian loop group spaces, in the spirit of Szenes-Vergne’s argument [18] for ordinary Hamiltonian spaces. In turn, this approach is motivated by Paradan’s norm-square formulas for Hamiltonian spaces [12, 13]. With these applications in mind, we are led to consider more general Verlinde sums with ‘equivariant parameters’; under the Chern-Weil homomorphism this produces the required formulas for expressions arising in the fixed point formula.
Acknowledgments: We thank Michele Vergne for discussions and helpful comments. Most of the results described in this paper are natural extensions of work by Arzu Boysal and Michele Vergne on Bernoulli series, and a number of steps in this direction are already explained in Vergne’s lecture notes [23]; as well as the slides [21] from her lecture at the 2010 AMS meeting in San Francisco.
2. Verlinde sums
2.1. Lattices.
Let be a lattice, with dual lattice . We denote by the real vector space spanned by and by its rational points. A subspace is rational if it is spanned by ; in this case, is rational and .
Let the torus; the quotient map is the exponential map for this torus. Thus becomes the integral lattice of , and is identified with the weight lattice . For , we denote by the corresponding homomorphism; thus
(5) |
for . Suppose is a lattice containing . For we consider the finite subgroup
For example, if is an inner product on which is integral in the sense that it restricts to a -valued bilinear form on , then the inverse image of under the isomorphism can play the role of such a lattice .
Example 2.1.
The following setting plays a role for the Verlinde formula: Let be a compact, simple, simply connected Lie group, a maximal torus, and the integral lattice, so that . The basic inner product on is the unique invariant inner product such that the shortest vectors in have length . This is an integral inner product, and we take under the resulting identification . Given a level , the level fusion ring (or Verlinde algebra) can be abstractly defined as quotient ring , where is regarded as the ring of characters of -representations, and is the ideal of characters vanishing on the regular elements of
Here is the dual Coxeter number of , and an element of is called regular if its centralizer is a maximal torus.
Recall that a list of elements of a set is a collection of elements of ‘with multiplicities’. Equivalently, it amounts to a map . For finite lists, it is often convenient to use set-theoretic notation , where elements appear several times, according to their multiplicity. The notation means that appears with multiplicity at least , and is the new list in which the multiplicity of has been reduced by . The Verlinde sums in the following section will involve a choice of list of weights . Note that finite lists of weights in are in 1-1 correspondence with isomorphism classes of finite-dimensional unitary -representations.
Definition 2.2.
For a list of weights, we define:
-
The zonotope
-
The collection of affine subspaces of , consisting of subspaces spanned by sublists of , together with -translates of such subspaces. The elements are referred to as admissible subspaces [5].
-
For , we denote by the rational subspace of vectors orthogonal to , and by the corresponding torus. If is a -translate of the span of some , these coincide with .
-
Given , an element is called regular in if it is not contained in any with . The connected components of regular elements in are called the (open) chambers in . If is all of , the chambers of will simply be referred to as the chambers.
Example 2.3.
In Example 2.1, consider the list of negative roots of . The collection of admissible subspaces consists of subspaces spanned by subsets of roots, together with their -translates. Letting be the half-sum of positive roots, the zonotope is given by
the shift of the convex hull of the Weyl group orbit of . This follows from the formula for the character of the -representation,
by comparing the set of weights appearing on both sides.
2.2. Definition of the Verlinde sum.
Suppose are full-rank lattices in a finite-dimensional vector space of dimension , and recall . Consider a list of weights , and a list of complex numbers which are roots of unity (that is, some positive power of is ). We will call the pairs augmented weights, and denote the corresponding list of augmented pairs by .
Definition 2.4.
The Verlinde sum associated to the list of augmented weights is the function defined by
(6) |
Here the prime next to the summation symbol means that the summation only extends over elements for which the denominator does not vanish. If all are equal to , we also use the notation .
The functions are called rational trigonometric sums in [17]; the term Verlinde sum was used in [21]. Since for depends only on the equivalence class of modulo , the Verlinde sum has the periodicity property
Two special cases are worth pointing out:
-
(i)
If the list includes the trivial augmented weight , then the summation is over an empty set, hence .
-
(ii)
If , then the denominator in Equation (6) is equal to , and the summation is over all of . We hence obtain, by finite Fourier transform,
(7) where equals if , otherwise.
The Verlinde sum (6) is the discrete counterpart to the multiple Bernoulli series
(8) |
where the infinite sum is defined as a generalized function of . These series satisfy for , and turn out to be piecewise polynomial. The multiple Bernoulli series have been studied in [4, 5, 16, 21].
Example 2.5.
(Cf. [21]) Let , with . Let (where denotes the weight ) be the list consisting of the element repeated times. For , the corresponding Bernoulli series and Verlinde sum are given by
For , this is a (generalized) function of ; for , we take to be an integer. If (corresponding to ) we have
In the first formula, denotes the generalized function on whose integration against a test function gives ; in the second formula, denotes the characteristic function of . The series is periodic with period in , while is periodic with period . The Bernoulli series satisfy a differential equation and a normalization for . These two properties can can be used to compute recursively, see [21]. It turns out that are given by polynomials on the interval . We have that , while for , is times the Bernoulli polynomials. For example,
Similarly, the Verlinde sums satisfy the difference equation
(9) |
and the normalization
(10) |
By Theorem 2.7 below, there are polynomials in such that for . These can be computed recursively, using (9) and (10). In low degrees,
The polynomials are a ‘classical limit’ of the polynomials , in the sense that
(11) |
See Section 5.4 for an explanation of this fact.
2.3. Basic properties of Verlinde sums.
Throughout this section, are given lattices of maximal rank, and is a list of augmented weights. We assume that for all . We will describe some general properties of the resulting Verlinde sum.
-
(a)
Since the function on is -periodic, it descends to a function on the finite group (the dual group to ). By definition, this function is the finite Fourier transform of the function , given by if all , and otherwise. By inverse Fourier transform, the value of this function at is the sum of over . That is,
where the sum picks one representative from each equivalence class. This generalizes (10).
-
(b)
The Bernoulli series (2) is real-valued, since complex conjugation amounts to replacing with in the sum. Similarly, the Verlinde sum satisfies
where is the list of all with .
-
(c)
One knows [5] that the Bernoulli series is supported on the union of (top-dimensional) admissible subspaces . That is, where . We will see that similarly, is contained in the set of all such that . If is a proper subspace of , then the Verlinde sum for is related to lower-dimensional Verlinde sums, as follows. Let , and denote by be the images of under the quotient map, so that , and similarly for . Denote by the list of weights , but regarded as weights for , and put .
Proposition 2.6.
The support of the Verlinde sum satisfies
That is, is zero unless there exists with . In the latter case,
Proof.
If and , then for all . We can therefore carry out the Verlinde sum in stages, by first summing over all elements in a fixed equivalence class of modulo , followed by a sum over . For fixed such that for all , we have that
The sum on the right hand side vanishes unless for all , in which case it is . But this condition is equivalent to for all , that is, . Assuming that this is the case, pick such that . Then , where is the image of . Similarly, . Carrying out the sum over , we obtain as desired. ∎
-
(d)
We may always reduce to the case that the lattice vectors from the list are primitive, i.e, not positive multiples of shorter lattice vectors. Indeed, suppose with for some integer . Let be obtained from by replacing with , where are the distinct solutions of . Then , since
-
(e)
A function on a lattice is quasi-polynomial if there is a sublattice of finite index such that is given by a polynomial on each coset of . More generally, given a subset , a function is quasi-polynomial on if it is the restriction of a quasi-polynomial on . (Note that this condition is vacuous if is a finite subset.) If contains ‘sufficiently many points’, for example if it contains the intersection of with an open cone in the underlying vector space , then the quasi-polynomial on extends uniquely to a quasi-polynomial on all of .
Theorem 2.7 (Szenes[14]).
Suppose is a top-dimensional affine subspace in , and is a chamber (cf. Definition 2.2). Then the restriction of the Verlinde sum to the set
(12) is quasi-polynomial.
Szenes’ paper does not state the result in this particular form (which we took from Vergne’s lectures [21]), but it is a simple consequence of the residue formula proved in [14]. See Section 5 below for details. Notice that the theorem gives a quasi-polynomial behaviour not only on the lattice points of the cone , but even on a slightly larger region
If , then these regions give an open cover of , as varies over all open chambers. The appearance of the zonotope may be understood as follows: Note that if if is obtained from by replacing some with , then . Hence, the quasi-polynomial behavior of on the cone over implies the quasi-polynomial behavior of on the -shifted cone. Applying this observation to all the weights, one obtains a quasi-polynomial behavior on the shifted cone.
2.4. Difference equation.
Recall that the Verlinde sums in Example 2.5 satisfy a difference equation (9), expressing in terms of . We are interested in a version of this equation for the general Verlinde sums associated to a list of augmented weights. For , denote by the list obtained by removing . Define a finite difference operator on functions (see Appendix A.4):
We will see that is equal to modulo correction terms involving a lower-dimensional Verlinde sum. Let be the smallest natural number such that there exists with
(13) |
For any , denote by the map . Recall the notation from Definition 2.2, and put and .
Proposition 2.8 (Difference equation).
Given , define and by (13). Then
(14) |
Here is the projection, and is the list of all augmented weights with .
Proof.
Under finite Fourier transform, the difference operator amounts to multiplication by . (See Section A.5.) Thus, the summands in the formula for are the same as those for , but one is summing over such that for all , whereas in the sum defining this is only required for . Thus,
(15) |
where the sum is over all such that for , but . After fixing satisfying (13), one can find with if and only if is a multiple of , and any such differs from by an element of . Hence, if is not a multiple of , then (15) is an empty sum. If is a multiple of , write as above. As ranges over all elements of such that , the elements range over . Furthermore,
for . Hence the sum on the right hand side becomes . ∎
Remark 2.9.
3. Partition functions.
Let be a list of augmented weights. We will assume that all are nonzero. Replacing summation over in the definition of the Verlinde sum by an integration over , we obtain at a formal expression
As it stands, the integral is not well-defined due to the zeroes of the denominator. To ‘regularize’ the integral, choose a polarizing vector such that for all . Then
(16) |
is a well-defined generalized function of . Taking its Fourier transform, we arrive at the following definition.
Definition 3.1.
The generalized partition function is defined by
If all for all , we will also use the notation .
Generalized partition functions were studied, e.g., in [8, 9, 19]. They are a discrete counterpart to the generalized Heaviside function
here is the measure on corresponding to the normalized Haar measure on , and the integral is defined as a generalized function of .
Example 3.2.
We continue Example 2.5, thus , with the list consisting of the weight , repeated times. Let , and write and . One finds that
Similarly, is the number of ways of writing as a sum where all . Thus,
for , while for .
Here are some of the basic properties of the generalized partition functions.
-
(a)
Write with . If the list is polarized in the sense that for all , then the integrand (16) can be expanded into a geometric series, and the limit gives
where the sum is defined as a generalized function on . The integration against picks out the coefficient of in this expansion, i.e., where the sum is over all solutions of , with . If all , then it is simply the number of such solutions; thus becomes a vector partition function. If is the set of positive roots of a simple Lie algebra, and is in the positive Weyl chamber, then is the Kostant partition function.
In a similar fashion, for a polarized list is a constant (not depending on ) times the volume of the -dimensional polytope in defined by , with . See [8] for a detailed discussion.
-
(b)
Suppose is obtained from by replacing some element with . Then
This follows from .
-
(c)
Decompose the list into two sublists , where if and if . Let be the polarized list, consisting of together with all such that . Define
Then , and item (b) above shows
In particular, using item (a) above, we see that the generalized partition function is supported in the closed cone spanned by the polarized weights, shifted by :
-
(d)
In the case spans , the functions are piecewise polynomial -functions on , where the polynomials are supported on cones. Similarly, the partition functions exhibit a piecewise quasi-polynomial behavior. In the case of vector partition functions, this goes back to Dahmen-Micchelli [7]; see Szenes-Vergne [19, Theorem 3.6] for the more general case.
-
(e)
If is a disjoint union of two sublists , then
Here the convolution (of functions on ) is well-defined, due to the support properties.
-
(f)
For , since the finite-difference operator has the effect of multiplying the inverse Fourier transform by , we see that
-
(g)
For , multiplication by the function has the effect of shifting the scalars of the augmented weights: That is,
where consists of all with .
-
(h)
Suppose is a rational hyperplane, and let be the quotient map. Suppose the restrictions for are all non-zero. If is polarizing for , then is also polarizing for the list consisting of the restrictions, and
4. Decomposition formula.
Consider a list of weights , defining a Bernoulli series . For any admissible affine subspace , let be the sublist consisting of all ; that is, is parallel to . Its complement is denoted .
Fix an inner product on , used to identify , and let . Given , let
denote the orthogonal projection of onto , and put
For a generic choice of , all the projections for are in open chambers for , while the are polarizing vectors for the complement .
Suppose is regular in , i.e., contained in one of the chambers of . Boysal-Vergne defined
to be the generalized function on with support on the affine subspace , which is given by a polynomial on times a -distribution in directions transverse to , and which coincides with on the chamber . We will call this the polynomial germ of with respect to . In [5, Theorem 9.3], A. Boysal and M. Vergne proved the following decomposition formula for Bernoulli series:
(17) |
(equality of generalized functions on ). The formula expresses the periodic generalized function as a locally finite sum of generalized functions. The term indexed by is supported on the affine cone ; a given point of is contained in only finitely many of these affine cones. In particular, none of the cones with contains the center of expansion. If , then gives a leading polynomial contribution supported on , while the other terms give successive corrections away from the center of expansion.
In this section, we will give an analogous result for the Verlinde sums. Let be a list of augmented weights. For , denote by the sublist consisting of all such that . According to Theorem 2.7, if is a chamber of , the Verlinde sum is quasi-polynomial on the set of such that . Given , we define
(18) |
to be the unique function supported on the set of with , such that this function is quasi-polynomial on this set and agrees with on the set of all with . We refer to as the quasi-polynomial germ of at .
Remark 4.1.
By Theorem 2.7, the Verlinde sum agrees with on the slightly larger set where .
Pick a generic , and define for as above. The polarizing vectors define partition functions , with support in a shifted cone where (see Section 3(c))
(19) |
a sum over weights in such that . Then ; in fact for all elements in this shifted cone.
Theorem 4.2 (Decomposition formula for Verlinde sums).
Let be a list of augmented weights, and let be generic. Then
(20) |
(a locally finite sum). Here the term indexed by is is a (well-defined) convolution of functions on , for fixed .
Proof.
We first show that the right hand side of the decomposition formula is locally finite, and hence well defined. The first factor in each term
(21) |
is supported in the set of such that , while according to Section 3 (c), the second factor is supported in , using the polarization of defined by . This shows that the convolution has support in the the set of all such that is contained in the affine cone
(22) |
For fixed , there are only finitely many such that is contained in (22). Hence the sum in (20) is locally finite.
The proof of the equality involves an induction on the number of elements in . Consider first the base case , so that the admissible subspaces are all -dimensional: . For with , we have that , , and consequently . Summation over all gives the expression (7) for .
Suppose now that has elements, and that the decomposition formula has been proved for lists with at most elements. The argument for splits into two stages. In the first step, we will show that the difference is annihilated by all difference operators , for . By definition of the difference operator, this implies that for any given , this difference is quasi-invariant under the action of the sublattice , i.e. invariant up to some character . In the second step, we show that coincides with on the lattice points of some fundamental domain for the action of . Together, these two steps show that they agree everywhere.
Step 1. Claim: For all , we have that .
Recall the difference equation (14): . To compare with the sum over all with , we consider two cases:
Case (i): . Apply to (21), using the property of the convolution. Since by Section 3(f), and since , we obtain
(23) |
Case (ii): . Apply to (21), using the property of the convolution. Lemma 4.3 below gives
(24) |
Taking a convolution with , the first term produces . For the second term, we use the property and of the convolution. Thus
(25) |
Multiplying the partition function by amounts to replacing every with , while push-forward amounts to a restriction to . Hence
The inner product on restricts to an inner product on satisfying , which implies that
is the polarizing vector defined by . We hence arrive at
(26) |
where the generic element used in defining is .
Having worked out for the two cases, let us now take the sum over all admissible affine subspaces .
Observe that if , then the term is zero. Indeed, means that is spanned by a subset of , but not by a subset of . As a consequence, the restriction of the Verlinde sum to is supported on a union of affine subspaces of codimension at least one in , and consequently , thus .
On the other hand, the projection gives a bijection from the set of for which (case (ii) above), with the set of admissible affine subspaces for the list . From equations (23), (26) we therefore obtain
(27) |
Applying the induction hypothesis to the right hand side, this is becomes
(28) |
Finally, by the difference equation (14) this equals .
Step 2. Claim: agrees with the sum on a set of representatives for the translation action of the lattice in .
Recall that by Proposition (2.6), the Verlinde sum for fixed is supported on the union of all , for top-dimensional (i.e., a -translate of ). The same is true for each of the summands . Since each is invariant under the -action, it suffices to show that the functions and agree on a set of representatives for the action on , for any given and . The set
(29) |
contains such a set of representatives. By Remark 4.1, and the definition of the quasi-polynomial germ, and agree on (29). Since , the corresponding partition function is simply . That is,
on (29). We claim that the supports of all other terms with do not meet (29). This is immediate when is not contained in , thus suppose . Note that
(30) |
is a normal vector to as an affine subspace of . Since is normal to , it is orthogonal to all . In the defining the polarization of , and hence in the description (22) of , we may therefore replace with . It follows that the elements in the support of satisfy
On the other hand, if , then
Hence, these elements are never in the support of when is properly contained in .
This concludes the argument for step 2, and completes the proof of the theorem. ∎
In the proof we used the following difference equation for the quasi-polynomial germs, which is obtained as a consequence of the difference equation for Verlinde sums in Proposition 2.8. Using the notation from that proposition we have:
Lemma 4.3.
Suppose , and let be the smallest number such that there exists with . Let be the list of augmented weights for with . Then
Here is the projection.
Proof.
On the set of all such that , this formula coincides with the difference equation for Verlinde sums (Proposition 2.8, with replaced by ). Since all terms in the deletion formula are quasi-polynomial on this set, the result follows. ∎
Example 4.4.
We illustrate the decomposition formulas for the Bernoulli series and the Verlinde sums , using the notation from Examples 2.5, 3.2. Take . The contribution from give the leading term
The other contributions come from with . We have , hence
Since , the weight is polarized if and only if . With the partition functions from Example 3.2, this gives
for with while
for with . The resulting decomposition formulas hence read as
and
respectively.
5. Szenes’ Residue Theorem.
In this Section, we will review Szenes’ residue theorem for the Verlinde sums [14] (see also [15]). The formula is a powerful tool for explicit computations of such sums. We will explain how it implies the quasi-polynomial behaviour, in the form stated in Theorem 2.7.
5.1. The constant term functional.
The formula in [14] is expressed in terms of iterated ‘constant-term’ functionals. We describe these briefly here; for further background see [6, 16, 14, 19]. For a meromorphic function of a single variable , defined on a neighborhood of , the constant term is defined to be the constant term in the Laurent expansion of about the point . In terms of residues,
(31) |
Let be a maximal rank lattice, and consider a -periodic affine hyperplane arrangement in . For we denote by the collection of affine hyperplanes passing through . The point is called a vertex of the arrangement if the intersection of affine hyperplanes in is . Let denote the set of all vertices. A subset of is called linearly independent if the conormal directions to the hyperplanes in this subset are linearly independent.
Let be the ring of meromorphic functions on whose singularities are contained in . Suppose , and consider an ordered -tuple of linearly independent affine hyperplanes . The iterated constant term functional
is defined as follows: Choose affine-linear functions with ; the collection defines an isomorphism , taking to . Thus is a function of . One defines
(32) |
That is, one first computes as a meromorphic function of , one next computes of the result, and so forth. This definition is independent of the choice of defining , due to the fact that the constant term (31) is invariant under coordinate changes of the form . On the other hand, it does in general depend on the ordering of the hyperplanes. Note that the definition of extends to the space of germs at of meromorphic functions with poles in .
5.2. nbc bases.
Szenes’ Theorem 5.3 expresses the Verlinde sum as a finite sum over iterated residues, for suitable -tuples of affine hyperplanes. Given , choose an ordering on the set . This determines a unique collection of -tuples of linearly independent hyperplanes in , with the following property: For every , the set
is linearly independent. The collection is known in the theory of hyperplane arrangements as an nbc basis of , where nbc stands for no broken circuit basis (cf. [14, 16]).
Example 5.1.
If , the nbc basis for a given ordering of is the collection of all 2-tuples , where is the unique smallest element of , and is any of the other elements.
Remark 5.2.
-
(a)
In [6], it is shown that corresponds naturally to a vector space basis for the subspace of simple fractions, in the ring of rational functions generated by the inverses of the affine-linear functions defining the hyperplanes in .
-
(b)
In Szenes’ formula one can also use more general orthogonal bases, which need not arise from a linear ordering of , see [14]. For simplicity we have only described nbc bases, which are a special case.
-
(c)
For interesting and non-trivial examples, one might consult [4] where the case of hyperplane arrangements arising from root systems of the classical Lie algebras are discussed in detail, as well as many computations of the associated multiple Bernoulli series.
5.3. Statement of Szenes’ theorem.
For the remainder of this section, we assume that is a lattice containing , and that is a list of augmented weights, where the weights are all non-zero. Let be the resulting affine hyperplane arrangement in , consisting of the affine hyperplanes such that with . Using the procedure from Subsection 2.3 (d), we will assume that the are primitive vectors in the weight lattice. Note that this procedure does not change the arrangement .
We will also assume , so that the set of vertices is non-empty. For every vertex , choose an ordering of the set , and let be the resulting nbc basis, as in Subsection 5.2. Recall also the set of admissible affine subspaces , and that a chamber is a component of (cf. Definition 2.2).
For any chamber , and any and , define a meromorphic function
of , as follows. Choose affine-linear functions defining the hyperplanes , in such a way that their linear parts lie in . Let be the list of these functions; the list of their linear parts forms a basis of . Let be the volume of the zonotope with respect to Lebesgue measure on (normalized such that has volume ). Equivalently,
for generic . (The intersection on the right hand side does not change as varies in a chamber of ; in particular, we may also write it as .) With these preparations, put
(33) |
here the sum is over all . As shown by Szenes [14], this function does not depend on the choice of affine-linear functions defining .
Observe that the function (33) is holomorphic for near . Indeed, the singularities of are contained in the subset where ; but for , any such singularity is compensated by the zero of in the enumerator. Let be the meromorphic function defined by
(34) |
We are now in position to state Szenes’ theorem for Verlinde sums:
Theorem 5.3 (Szenes [14, Theorem 4.2]).
Let be a list of augmented weights, where all are primitive lattice vectors in , such that . Define as above. Then for every chamber of , and all with , the Verlinde sum is given by the formula
(35) |
Here the summation over uses one representative from each equivalence class modulo .
Example 5.4.
In Example 2.5, let with pairing given by multiplication, and let . Let be the weight , repeated times, defining the Verlinde sum . Thus , and . The affine hyperplane arrangement is the set of integers, and has a single vertex (up to translation) . The basis consists of just one element , which is given by the single hyperplane . For the chamber , we obtain
Writing , Szenes’ formula hence shows that for all and all such that , with
(36) |
See [23, Theorem 4] for a direct proof of this formula, which may be reformulated as the generating function (3) stated in the introduction. In a similar way, Szenes’ formula for Bernoulli series reduces to the fact that agrees with for , where is given by the generating series (4).
A more elaborate example will be given in Section 6 below.
5.4. Relation between Bernoulli series and Verlinde sums
We briefly describe a Khovanskii-Pukhlikov-type formula, also due to Szenes ([17, Proposition 4.9] with somewhat different notation), relating Verlinde sums to Bernoulli series. See also [23, Theorem 5] for discussion of the 1-dimensional case.
We first need the analogue of Bernoulli series centred at vertices . Let and a list of weights. Let be the list of affine linear functions vanishing at , with linear parts given by . Define the Bernoulli-like sum
where the prime next to the summation means to omit terms such that the denominator vanishes. If and , then this is related to the Bernoulli series by a multiplicative factor. Szenes [16, 17] gave a version of Theorem 5.3 for the Bernoulli series ; the result has the same form, but with replaced by .
For , let denote the directional derivative in the direction , a first-order linear differential operator acting on the space of polynomial functions in . The assignment extends multiplicatively to a map from the completion of the symmetric algebra to infinite-order differential operators, acting on . In other words, to each formal power series in , we assign an infinite-order differential operator . More generally, if is the Taylor expansion of a function at , we can define an infinite-order differential operator , acting on the -module . The equation
implies that only finitely many terms of the infinite series act non-trivially on any fixed element of this module.
Let be a list of augmented weights. Choose representatives for . Let be the sublist of consisting of the such that . For each in , let be the unique affine linear function vanishing at and with linear part . Denote the corresponding list of affine linear functions by .
Let denote the Taylor series at of
The function
is holomorphic on a neighborhood of , and we will use the same symbol to denote its Taylor series at this point. By differentiating inside the constant term of the residue formula for Bernoulli series and comparing with the residue formula for Verlinde sums, one has
(37) |
In case there is only a single vertex at , equation (37) simplifies:
(38) |
where is number of elements in the list . Equation (11) follows from (38). As a simple example of (38), consider , introduced in Example 2.5. One has
Making the substitution , and then multiplying by , one arrives at the formula for .
5.5. Proof of Theorem 2.7
We now explain how to deduce the quasi-polynomial behavior (Theorem 2.7) from Szenes’ Theorem 5.3. Using Proposition 2.6, and since is a polynomial in , we may assume that . Furthermore, by 2.3 (d), we may assume that the linear parts are primitive lattice vectors in . We will show that each of the terms
(39) |
with given by (33) and given by (34), is quasi-polynomial in . Write . We have to compute the iterated constant term with respect to the coordinates . We have that
with the phase factor . The term
in (39) is holomorphic in , and the coefficients of its power series expansion in the are quasi-polynomial functions of . (Here we are using that the map is periodic in , since are rational.) Next, letting be the components of with respect to the basis , and similarly for , we see that
with . The phase factor , is quasi-polynomial in , while is a holomorphic function of whose power series coefficients are polynomial in . In summary, , is a meromorphic function of whose Laurent series coefficients are quasipolynomial in . Finally, is a meromorphic function of the that does not depend on . Hence, (39) is a quasi-polynomial function of .
Remark 5.5.
If is such that all , and is unimodular (i.e., any vector space basis consisting of elements of is also a basis of ), then there is only the zero vertex , up to -translation. Thus all ’s are equal to as well, and the argument above shows that is not only quasi-polynomial on the region (12), but is in fact as a polynomial on that region.
6. Example: Verlinde sum associated to
In this Section, we work out the terms of the decomposition formula for the case of , continuing Example 2.3. For a wealth of examples of this type in the case of Bernoulli series, see [4]; for calculations of generalized Heaviside functions and partition functions associated to root systems, see [3].
We begin with a general compact, simple, simply connected Lie group . We fix the standard notation: is a maximal torus, the corresponding Weyl group, is the integral (i.e., root) lattice, is the weight lattice (using the basic inner product to identify and ). We denote by the closed positive Weyl chamber, corresponding to the set of positive roots, and let and . We are interested in the Verlinde sum for .
Let be the center of . The function defined by roots descends to ; hence the Verlinde sum can be written as a sum
using a representative for each equivalence class . The sum vanishes unless is in the root lattice, in which case it is equal to . In particular, we see that is supported on the root lattice. if is simply laced, then the root lattice is equal to , and the prefactor is .
We now specialize to the case . Here has a basis given by the simple roots, while has the dual basis given by the fundamental weights. It will be convenient to denote by the highest root, so that .
The collection of admissible subspaces consists of subspaces spanned by subsets of roots, together with their translates under the integral (i.e., root) lattice . Take the open chamber to be the the interior of the triangle spanned by . An element
satisfies the genericity assumption from Section 4 if and only if it lies in the interior of an alcove from the Stiefel diagram; for convenience, we will will take it to be in the interior of the fundamental Weyl alcove (the triangle spanned by ).
The decomposition formula is a sum over admissible subspaces, where each is a convolution of a polynomial and a partition function. We will discuss these terms separately, according to the dimension of .
6.1. Contribution from
The leading term in the decomposition formula for is the polynomial expression associated to the admissible subspace . To compute , we will use the Szenes formula.
The affine hyperplane arrangement is given by the set of affine root hyperplanes (the Stiefel diagram). Up to -translation, it has three vertices given by the vertices of the Weyl alcove.
Let . Using the ordering of root hyperplanes , we obtain an nbc basis where are defined by the linear functionals
respectively, with . Explicitly for , for , and for . Note that , and
in particular for . The Szenes formula for reads as
where
To compute the iterated residue, introduce variables , let , and write . Using , the first term reads as
For the second term, one uses the variable in place of , and finds
Note that the terms for are the same except for the factor . These elements are just the elements of the center of , hence . Carrying out the calculations of the constant terms with the help of Wolfram Alpha, we arrive at the following expression:
This may also be written,
(40) |
One may verify (as we did) that a different choice of nbc basis gives the same result.
By the general theory, coincides with for all with in the region . A simple calculation shows that this region is the interior of the hexagon spanned by the orbit of under the shifted Weyl group action
(41) |
where is the barycenter of the hexagonal region. One can check that the polynomial is anti-invariant under this action:
Remark 6.1.
Making the replacement in (40), dividing by and taking the limit as , the polynomial in the expression above becomes
This is times the polynomial (for the same chamber ) for the Bernoulli series , as computed by Baldoni-Boysal-Vergne [4, Equation (2.5.2)]. The factor of comes from the factor, and since .
6.2. Contributions with .
The -dimensional admissible subspaces are of the form where and . The corresponding contribution is a convolution of , where , with the partition function , where are the two remaining roots in . For the calculation below, we will find it convenient to work with the basis of , so we will write and only later switch to the basis .
We compute the contribution from ; thus . The chambers of are the intervals for ; here the chamber of is the interval for , while the polarizing vector is a positive multiple of .
By Proposition 2.6, the restriction of to is times a lower-dimensional Verlinde sum. In our case, , while the lower-dimensional Verlinde sum is
This is nearly the same as defined in Section 2.2, and one finds similarly that it is supported on , and equals the polynomial for . It follows that
As for the partition function , note that the list is polarized already. Hence, the partition function has support in the intersection of with the cone generated by (without shifts). In terms of the coordinates it is given by
Taking the convolution, one obtains
(42) |
where is the Heaviside function supported on . Finally, switching to the coordinates defined by we arrive at the following formula for the contribution from :
(43) |
The contribution of general affine subspaces , is obtained from as follows: Let be the unique orientation preserving affine-linear transformation, taking to , taking to a positive multiple of , and taking to the chamber of containing . For each , let be the corresponding transformation at level . Let be the shift vector (cf. (19)), given as minus the sum of roots in that are not polarized, and let be the determined by the number of sign changes. (It is easy to see that one gets if is parallel to , equal to otherwise.).
6.3. Contributions with
The -dimensional admissible subspaces are given by for . Consider the contribution of a given , Recall that and . The term is the convolution of with a partition function . Convolution with amounts to shifting the argument by , but the partition function depends on the polarization.
Since we took to be in the interior of the Weyl alcove, adding to shifts it into the interior of one of the Weyl chambers.
Let us now first consider the case . Then , so that is already polarized. Let be the Kostant partition function, given as the number of ways of writing as a linear combination of elements of with non-negative coefficients. Writing , one has that
Then
More generally, for , we obtain a shifted version,
For more general , we have that for a unique , also characterized as the shortest Weyl group element with . Equivalently, is the unique element such that for all negative roots. We hence see that
As is well-known, the set has cardinality , and
We hence obtain
Observe that is the number of ways of writing as a linear combination of elements of with non-negative coefficients, and is thus also the number of ways of writing as a linear combination of elements of with non-negative coefficients. That is, . This shows
Finally, convolution with amounts to replacing with . We conclude that the contribution from , with , is
7. Equivariant Bernoulli series and Verlinde sums.
In this section we define Verlinde sums and partition functions with additional equivariant parameters. The decomposition formula for these sums is relevant for applications to localization formulas in differential geometry, with the parameters as the recipients for ‘curvatures’. Note that the idea of using curvatures variables in the various partition functions is also used in Vergne’s articles [22, 24].
7.1. Equivariant Bernoulli series.
It will be convenient to consider the lists of weights in as the weights of a unitary -representation
where . We will use the same letter to denote the infinitesimal representation . With this notation, the Bernoulli series can be written as a sum . Letting be the Lie group of transformations commuting with all , and its Lie algebra, we define the ‘-equivariant’ multiple Bernoulli sum as the following (generalized) function of , for sufficiently small:
(44) |
Here signifies, as before, a sum over all such that . A vector is polarizing for the list if and only if , and in this case we may define
(45) |
Both and depend analytically on , for in a sufficiently small neighborhood of zero, in the sense that the integral against test functions is analytic. But for our purposes, it will be quite enough to treat as a formal parameter, and thus to consider the Taylor expansions.
Consider the decomposition of the symmetric algebra as sum over multi-indices with ,
where . Since are diagonal matrices, we obtain representations of on .
Lemma 7.1.
We have the expansion, for ,
Here the sum is over multi-indices with , and the Taylor expansion of starts with terms of order .
Proof.
Since both and are diagonal it is enough to consider the case . But for , the claim just follows from . ∎
Using the lemma, we have the expansion
(46) |
for the Bernoulli series, and similarly
(with the same ). In particular, the Taylor coefficients of are linear combinations of Bernoulli series for . Since only with appear, the list of weights appearing in the representation is obtained from the original list of weights appearing in by increasing some of the multiplicities. Hence, . Consequently, the the Taylor coefficients of are supported on the union of -translates of , and are polynomial on each chamber of and its translates. A similar discussion applies to .
As in Section 4, we fix an integral inner product on , thus identifying , and we pick , with the property that for all , the orthogonal projection onto lies in a chamber for , and is polarizing for . Consider the orthogonal decomposition , where the first summand is the sum of the coordinate lines with , and similarly the second summand is a sum of coordinate lines with . The two summands are subrepresentations , of ; the summand is the subspace on which the subtorus acts trivially.
The -action preserves this decomposition. We hence obtain an -equivariant Bernoulli series , whose Taylor coefficients are polynomial on each chamber of . We define with equivariant variables , by requiring that its Taylor coefficients are generalized functions supported on , given by polynomials on , and agreeing with the Taylor coefficients of on the chamber containing .
Proposition 7.2 (Equivariant Boysal-Vergne decomposition formula).
For generic choices of as above, the equivariant Bernoulli series decomposes as
(47) |
(as an equality of formal power series in , with coefficients that are functions of ).
Proof.
By -invariance, it suffices to prove the equality of both sides over . For , we have the expansions
where the are defined similar to the , but using only the basis elements belonging to . Similarly,
where are defined in terms of the representation on . Taking the convolution of these expressions, and using,
for , we obtain
Summing over all , and using the non-equivariant Boysal-Vergne decomposition formula we recover (46). ∎
7.2. Equivariant Verlinde sums.
should one For the Verlinde sums, we have the -representation as in the previous section, as well as possibly an additional diagonal matrix such that some power of is the identity. We denote by the ‘augmented representation’; it determines a list of augmented weights for the 1-dimensional weight spaces.
Take to be the subgroup of transformations commuting with and with all , and its Lie algebra. As before, contains . For sufficiently small, put
(48) |
where the sum is over all such that has no eigenvalue equal to . This is a is a well-defined -invariant analytic function of , for sufficiently small, which reduces to the Verlinde sum when . We also have an equivariant version of the generalized partition function, for a given polarizing vector such that for all weights :
(49) |
As in the case of the Bernoulli series, we will consider as a ‘formal variable’, hence we will work with the Taylor expansions with respect to .
For multi-indices with , we obtain -representations on , with commuting endomorphisms .
Lemma 7.3.
For , we have that
where the sum is over multi-indices with , and where the Taylor expansion of starts with terms of order .
Proof.
Similar to the proof of Lemma 7.1, it suffices to consider the case , where it follows from
It follows that
(50) |
and similarly for the partition function , with the same coefficients . By a discussion parallel to that for Bernoulli series, the Taylor coefficients of are quasi-polynomial on the same regions (e.g., (12)) as for .
Once again, we fix an element that is generic with respect to . For we obtain an equivariant Verlinde sum , and a -equivariant function
whose Taylor coefficients are quasi-polynomial on and agrees with whenever lies in the same chamber as . The decomposition formula extends to the setting with parameters:
Proposition 7.4 (Equivariant decomposition formula for Verlinde sums).
(51) |
(convolution of functions on , for fixed ).
Outline of proof.
The proof is parallel to that of Proposition 7.2, hence we will be brief. By -invariance, it suffices to prove the identity for . The terms on the right hand side have expansions
and
Taking their convolution product, and using
one may carry out the summation over by using the non-equivariant decomposition formula for Verlinde sums. The resulting expression is the expansion for . ∎
7.3. Differential form valued Bernoulli series and Verlinde sums.
Suppose now that is a -equivariant Hermitian vector bundle over a connected base, where the action on the base is trivial. The -action will be denoted ; it may be regarded as a family of unitary -representations, smoothly labeled by the points of . Letting be the curvature of a -invariant connection on , and the corresponding -equivariant Euler form, we have for all
The expression
appears in the fixed point formula for Duistermaat-Heckman measures of Hamiltonian loop group spaces (see [10]). It may be regarded as the characteristic form corresponding to an equivariant Bernoulli series. To see this more clearly, note that by rigidity of actions of compact Lie groups, the fibers of are equivariantly isomorphic to a fixed -representation on some , which we may take to be a representation by diagonal matrices. The associated frame bundle , with fibers the -equivariant unitary isomorphisms from fibers of to , has structure group the unitary automorphisms commuting with . The Chern-Weil map takes -invariant formal power series on to differential forms on the base. Applying the Chern-Weil map to we obtain the closed differential form . As an -valued function of , it is polynomial on chambers of . Given , and a generic choice of as in previous sections, we define -valued generalized functions of
(52) |
where is the subbundle fixed by , and its orthogonal complement in . Both are associated bundles to , and the differential forms (52) are obtained by applying the Chern-Weil map to the corresponding -equivariant invariant functions. We obtain the form-valued decomposition formula,
For the Verlinde sums, we allow for a slightly more general setting where comes with a unitary automorphism , fixing the base and commuting with , and such that some power of is the identity. We write . By rigidity of actions of compact groups, the fibers of are isomorphic to with a given -action by diagonal matrices and an additional unitary automorphism , also by diagonal matrices. Take to be the corresponding frame bundle, consisting of unitary maps from fibers of to intertwining with , respectively; it is a principal -bundle, where is the group of unitary automorphism commuting with both and .
Choose a principal connection on , and let be the curvature form of the resulting linear connection on . Then
for is the characteristic form corresponding to . The expression
arises from the localization formula for the quantization of Hamiltonian loop group spaces [1, 11]; it is also obtained by applying the Chern-Weil map to the equivariant Verlinde sum . The decomposition formula for these differential form-valued Verlinde sums reads as
(53) |
for generic choice of . Here and are obtained by applying the Chern-Weil map to the corresponding -equivariant functions.
Appendix A Functions on lattices
Let be a lattice, with dual lattice . We denote by the vector space spanned by and by the torus.
A.1. Functions on .
Consider the vector space of functions , and its subspace of functions of compact (i.e., finite) support. Every subset defines a delta-function
Every defines an evaluation function
A.2. Push-forward, pull-back.
Given a lattice homomorphism (dual to some morphism ) we define the usual pull-back map , as well as the push-forward
by duality to the pull-back under . Explicitly, .
A.3. Convolution.
As a special case, letting be the addition (with dual map the diagonal inclusion), we define the convolution
Thus, . More generally, is defined even for functions of non-compact support, provided restricts to a proper map on the support of . Some basic properties of the convolution are
(54) |
(55) |
Convolution with for acts as a translation: .
A.4. Finite difference operators.
For any pair , where and (usually taken to be a root of unity), define the following finite difference operator on the space of functions :
(56) |
The finite difference operators for any two such functions commute. Under convolution of functions
(57) |
A.5. Finite Fourier transform.
Suppose is a lattice containing . Then is a finite group, with dual group . If is -periodic, it has a finite Fourier expansion
We have that .
A.6. Poisson summation formula.
Given a rational subspace , the (possibly disconnected) group has a normalized Haar measure. By pull-back, this defines a measure on , which in turn pushes forward to a delta-measure
supported on . We may write this distribution as a sum of delta-measures supported on affine subspaces , where ranges over representatives of . We have the following version of the Poisson summation formula:
Proposition A.1.
Let be full rank lattices in , and let be a rational subspace. Let be Lebesgue measure on , normalized such that the induced measure on is normalized Haar measure. Then we have an equality of distributions on ,
Proof.
Both sides are -invariant, hence are pullbacks of distributions on . The desired identity is equivalent to the equality of distributions on ,
where is the normalized Haar measure on and is the push-forward of normalized Haar measure on . To compare the Fourier coefficients of these two distributions, integrate against the function for . If , the Fourier coefficient on the left hand side is , and likewise for the right hand side because restricts to the constant function on . If , both sides integrate to zero against . ∎
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