The KSVZ Axion and Pseudo-Nambu-Goldstone Boson Models for the XENON1T Excess
Abstract
The XENON1T excess can be explained by the Axion Like Particle (ALP) dark matter with mass around 2.5 keV. However, there are three problems needed to be solved: suppressing the coupling between the ALP and photon, and generating the proper coupling between the ALP and electron as well as the correct ALP mass. We propose three models to solve these problems. In our models, the couplings are produced by integrating out the vector-like leptons, and the correct ALP masses arise from high-dimensional operators. In the KSVZ axion model, the coupling can be suppressed by choosing proper sets of vector-like fermions, but we need some fine-tunings to obtain the ALP mass. Similarly, one can study the DFSZ axion model. In the and models with approximate Pseudo-Nambu-Goldstone Bosons (PNGBs), the coupling is suppressed due to anomaly free. In the model, the PNGB mass can be generated naturally at the keV scale via the dimension-8 operator. To solve the PNGB quality problem in the model, we embed it into the model with gauge symmetry.
Introduction.– Using the low-energy electronic recoil data with an exposure of 0.65 ton-years, the XENON Collaboration recently reported the results for new physics search Aprile et al. (2020). They have oberseved 285 events over an expected background of 23215 events, and found an excess for the electron recoil energies below 7 keV, rising towards lower energies and prominent between 2 and 3 keV. Also, they showed that the solar axion and the solar neutrino with magnetic moment can provide and significance fits to the excess, respectively. Unfortunately, the correponding parameter spaces are in tension with stellar cooling bounds Córsico et al. (2014); Giannotti et al. (2017); Díaz et al. (2019). With an unconstrained tritium component in the fitting, both the solar axion and the solar neutrino magnetic moment hypotheses no longer have the substantial statistical significance, and their significance levels are respectively reduced to and . This excess has been studied extensively via solar axion, Axion Like Particles (ALPs), the non-standard neutrino-electron interactions with light mediators, and dark photon, etc Takahashi et al. (2020); Kannike et al. (2020); Amaral et al. (2020); Boehm et al. (2020); Bally et al. (2020); Aristizabal Sierra et al. (2020); Khan (2020); An et al. (2020); Lindner et al. (2020); Di Luzio et al. (2020); Gao et al. (2020); Alonso-Álvarez et al. (2020); Nakayama and Tang (2020); Bloch et al. (2020); Fornal et al. (2020); Chen et al. (2020); Cao et al. (2020); Jho et al. (2020); Harigaya et al. (2020); Su et al. (2020); Lee (2020); Bramante and Song (2020); Baryakhtar et al. (2020); Du et al. (2020); Choi et al. (2020); Buch et al. (2020); Dey et al. (2020); Bell et al. (2020); Paz et al. (2020); Dent et al. (2020); McKeen et al. (2020); Robinson (2020); Primulando et al. (2020); DeRocco et al. (2020); An and Yang (2020); Ko and Tang (2020); Delle Rose et al. (2020); Chao et al. (2020); Bhattacherjee and Sengupta (2020); Gao and Li (2020); Dessert et al. (2020); Alhazmi et al. (2020); Cacciapaglia et al. (2020); Baek et al. (2020); Zioutas et al. (2020); Sun and He (2020).
It is well-known that the Peccei-Quinn mechanism Peccei and Quinn (1977a, b) provides a natural solution to the strong CP problem in the Quantum Chromodynamics (QCD), and predicts a light Pseudo-Nambu-Goldstone Boson (PNGB), dubbed as axion from QCD anomalous global symmetry breaking. The electrwoeak axion Peccei and Quinn (1977a, b); Weinberg (1978); Wilczek (1978) was ruled out by the and experiments. And there are two viable invisible axion models: the Dine-Fischler-Srednicki-Zhitnitsky (DFSZ) model Dine et al. (1981); Zhitnitsky (1980) and Kim-Shifman-Vainshtein-Zakharov (KSVZ) model Kim (1979); Shifman et al. (1980) with symmetry breaking scale from about GeV to GeV. Interestingly, the ALPs, which are the generalizations of axion, may be intrinsic the structure of string theory. The ALP dark matter can explain the XENON1T excess via the electron absorption Takahashi et al. (2020); Bloch et al. (2020), and let us study its properties before our model building. The Lagrangian between axion and photon/fermions is
(1) |
where is structure constant, is the axion decay constant, and and are the couplings. The above Lagragian can be rewritten as
(2) |
where
The best fit for the XENON1T excess gives Bloch et al. (2020)
(3) |
In particular, the cooling constraint can be satisfied Giannotti et al. (2017); Díaz et al. (2019). The stronger constraint on the decay width for the axion decay into diphoton arises from the observation of the cosmic X-ray backgroud (CXB) gives Hill et al. (2018)
(4) |
And then we obtain
(5) |
For the QCD axion models, we have
(6) |
where and are respectively the electromagnetic and QCD anomaly factors, and is generated by the mixing of the axion with the QCD mesons below the confinement scale.
Next, let us discuss the properites of the ALP dark matter particle, which can explain the XENON1T excess. First, we shall show later, and then the traditional QCD axion will have a mass around eV. Thus, the ALP dark matter particle cannot be the traditional QCD axion. Second, from Eq. (5), we obtain . In general, there exists about fine-tuning for Eq. (6), and the natural solution to it is that both the first term and the second term on the right-handed side vanish: the first condition implies that we do not have anomaly, while the second condition means no mixing between axion and QCD mesons and thus we do not have anomaly. Therefore, the ALP dark matter particle, which can explain the XENON1T excess, might arise from breaking of a anomaly free symmetry (or its discrete subgroup) and is a PNGB.
In short, to explain the XENON1T excess via a PNGB dark matter, we need to address three problems: how to suppress the coupling , and how to generate the coupling as well as the correct ALP mass. We shall propose three models to solve these problems: the KSVZ axion model with symmetry, the model with discrete symmetry, and the model with gauge symmetry. In our models, assuming that the right-handed electron is charged under , , and symmetries, we can produce the couplings by integrating out the vector-like leptons. In the KSVZ axion model, the coupling can be suppressed by choosing proper sets of vector-like fermions. And with some fine-tuning, we can obtain the correct axion mass from high-dimensional operators via quantum gravity effects. Similarly, one can study the DFSZ model, where the coupling is present and thus we do not need to generate it. In the and models, we do not have anomaly, so the coupling is suppressed. In the model, we obtain the decay constant around GeV for the best fit. The correct PNGB mass around 2.5 keV can be generated from dimension-8 operator naturally. We also show that has a lifetime long enough to be a dark matter candidate. Moreover, the PNGB dark matter density around the observed value can be generated via the misaligment mechanism, while its thermal density is negligible. Furthermore, to solve the PNGB quality problem via quantum gravity effects in the model, we embed it into a model. The gauge symmetry is broken down to a discrete symmetry around the string scale GeV, and then the model can be realized.
The KSVZ Axion Model.– First, we construct the KSVZ axion model which can explain the XENON1T excess. We introduce the vector-like fermions , , , , and , as well as a SM singlet axion field . For simplicity, we assme the vector-like fermions have charge , while has charge These particles and their quantum numbers under the gauge and global symmetries are summarized in Table 1.
The Lagrangian is given by
(7) | |||||
To have small , we need to find the sets of vector-like fermions which gives close to 1.92(4). Because the contribution to the electromagnetic anomaly factor from is the same as the , we do not consider for simplicity. Of course, any can be replaced by a in the following discussions. For pairs of , pairs of , pairs of , and pairs of , we obtain the condition
(8) |
It is not difficult to find the approximate solution to the above equation, for example for , , and . In addition, assuming that the right-handed electron and muon are charged under symmetry and introducing the vector-like fermions and , we can generate the coupling as we discuss in the following and models. If the QCD axion only obtains mass via instanton effect, its mass will be too small since the decay constant is around GeV as in the following discussions. Therefore, the key question is how to generate the correct axion mass around keV. As we know, the global symmetry can be broken by the quantum gravity effects. To be concrete, we consider the following effective operator with dimension that violates the PQ symmetry by units Irastorza and Redondo (2018)
where we have expanded for by neglecting an irrelevant constant. Here, is the reduced Planck scale, is real and the phase of the coupling, , and . In particular, the linear term or tadpole term will shift the QCD vacuum from . Therefore, if we have multiple high-dimensional operators, we can find the fine-tuned solution where the sum of the linear terms is zero or so small that the solution to the strong CP problem can be preserved. And the condition is
(9) |
Also, the axion mass is given by
(10) |
Therefore, with some fine-tuning, we have shown that the KSVZ axion model can explain the XENON1T excess. Similarly, one can study the DFSZ model, where the coupling is present, and then we do not need to generate it.
The Model.– We shall propose a model where is a global discrete symmetry. First, let us explain our convention, which is the same as the supersymmetric Standard Model (SM). The SM quark doublets, right-handed up-type quarks, right-handed down-type quarks, lepton doublets, right-handed charged leptons, right-handed neutrinos, and the SM Higgs doublet are denoted as , , , , , , and , respectively. We shall construct the models where the masses and mixings for the SM quarks and neutrinos are generated in a traditional way. Thus, , , , , , and are not charged under discrete symmetry. Also, we assume that the quantum numbers for right-handed electron , muon , and tau are , , and , respectively. To break the gauge symmetry and have a approximate PNGB, we introduce a SM singlet scalar with charge under . Moreover, to generate the electron and mun Yukawa couplings, we introduce two pairs of vector-like fermions and . These particles and their quantum numbers under the gauge and discrete symmetries are summarized in Table 2.
The scalar potential in our model is given by
(11) | |||||
For simplicity, we assume so that the potential is stabilized. From the the dimension-8 operator , we obtain the mass of the PNGB is at the order of .
The Lagrangian for the Yukawa couplings and vector-like fermion masses is
(12) | |||||
Using and terms, we can generate the neutrino masses and mixings via Type I seesaw mechanism. For simplicity, we choose and , while . After integrating out the vector-like particles and , we obtain
(13) | |||||
Thus, we obtain
Therefore, for the best fit, we have GeV. And then the mass of the PNGB is around keV scale from the dimension-8 operator in Eq.(11), and we can indeed take it as 2.5 keV.
After integrating out the electron and muon, we obtain the effective Lagrangian between the PNGB and photon Nakayama et al. (2014)
(14) |
And then we get
(15) |
which is much smaller than and is negligible. The PNGB can decay into two photons via the above effective interaction, and the decay rate is Nakayama et al. (2014)
So the constraint on the flux of the X-ray photons produced by the PNGB decay can be satisfied Takahashi et al. (2020); Caputo et al. (2020).
In our model, the relativistic PNGBs can be produced from the scatterings between electron/muon and the Higgs bosons in the thermal bath. The resulting abundance is Nakayama et al. (2014)
(16) | |||||
where is the reheating temperature. Thus, the thermal relic density of is negligible.
The PNGB can be produced by the misalignment mechanism as well. When the Hubble parameter is smaller than the mass of , it begins to oscillate around its potential minimum. The temperature at the onset of the PNGB oscillation is Takahashi et al. (2020); Nakayama et al. (2014)
(17) |
For the temperature higher than , the PNGB field has a field value which is not the potential minimum in general. We define the initial oscillation amplitude as with the misalignment angle, and obtain the oscillation energy of the PNGB Takahashi et al. (2020); Nakayama et al. (2014)
(20) | |||||
Thus, to realize the observed dark matter relic density, we need large initial misalignment angle. We consider the reheating temperature is higher than the oscillation temperature, and the symmetry breaking is after inflation. Thus, the decays of the topological defects such as cosmic string and domain wall might contribute to the relic density of the PNGB as well.
The Model.– In the above model, is a discrete symmetry, and can be broken via the quantum gravity effects. Thus, the above discussions might not be valid in general if we consider quantum gravity corrections, which is called the PNGB quality problem. Because we do not solve the strong CP problem, in principle we are fine with quantum gravity corrections since we can fine-tune some parameters in our models. To solve the PNGB quality problem, we propose the model where the gauge symmetry is broken down to the discrete symmetry around the string scale GeV. In addition to the particles in the model, we shall introduce two pairs of vector-like particles and , as well as a SM singlet Higgs scalar field with charge 8. The particles and their quantum numbers under the gauge symmetry are given in Table 3. And one can easily show that our model is anomaly free.
The scalar potential is given by
(21) | |||||
To stabilize the potential after gauge symmetry breaking, we require
(22) |
The Lagrangian for the Yukawa couplings and vector-like fermion masses is
(23) | |||||
where , and .
We assume that acquires a Vacuum Expectation Value (VEV) around string scale GeV, and then the gauge symmetry is broken down to a discrete symmetry. To realize the Lagrangian in Eq. (12), we require the Yukawa couplings to be zero or very small. This can be done in two ways. First, we introduce a symmetry under which and are odd while all the other particles are even. So, the terms will be forbidden. Because and cannot decay into the SM particles completely and they are charged particles, we need to require that the reheating temperature is smaller than their masses, for example, around GeV. Second, we consider the five-dimensional space-time on , and assume that the gauge bosons, , , and are in the bulk, while all the rest particles are on the 3-brane at . In addition, we assume that the wave functions for and are highly suppressed on the 3-brane at , and then the Yukawa couplings will be very small. The rest discussions are similar to the above Section, so we shall not repeat it here. In short, we can sovle the PNGB quality problem in the model.
Conclusion.– We proposed three models to explain the XENON1T excess. In our models, the couplings are generated by integrating out the vector-like leptons, and the correct PNGB mass arises from high-dimensional operators. In the KSVZ axion model, the coupling can be suppressed by choosing proper sets of vector-like fermions, but we need some fine-tuning to obtain the ALP mass. In the model, the coupling is suppressed due to anomaly free, and the PNGB mass can be generated naturally at the keV scale via the dimension-8 operator. To solve the PNGB quality problem in the model, we embedded it into the model with gauge symmetry.
Acknowledgments.– This research is supported in part by the Projects 11875062 and 11947302 supported by the National Natural Science Foundation of China, and by the Key Research Program of Frontier Science, CAS.
References
- Aprile et al. (2020) E. Aprile et al. (XENON), (2020), arXiv:2006.09721 [hep-ex] .
- Córsico et al. (2014) A. H. Córsico, L. G. Althaus, M. M. Miller Bertolami, S. Kepler, and E. García-Berro, JCAP 08, 054 (2014), arXiv:1406.6034 [astro-ph.SR] .
- Giannotti et al. (2017) M. Giannotti, I. G. Irastorza, J. Redondo, A. Ringwald, and K. Saikawa, JCAP 10, 010 (2017), arXiv:1708.02111 [hep-ph] .
- Díaz et al. (2019) S. A. Díaz, K.-P. Schröder, K. Zuber, D. Jack, and E. E. B. Barrios, (2019), arXiv:1910.10568 [astro-ph.SR] .
- Takahashi et al. (2020) F. Takahashi, M. Yamada, and W. Yin, (2020), arXiv:2006.10035 [hep-ph] .
- Kannike et al. (2020) K. Kannike, M. Raidal, H. Veermäe, A. Strumia, and D. Teresi, (2020), arXiv:2006.10735 [hep-ph] .
- Amaral et al. (2020) d. Amaral, Dorian Warren Praia, D. G. Cerdeno, P. Foldenauer, and E. Reid, (2020), arXiv:2006.11225 [hep-ph] .
- Boehm et al. (2020) C. Boehm, D. G. Cerdeno, M. Fairbairn, P. A. Machado, and A. C. Vincent, (2020), arXiv:2006.11250 [hep-ph] .
- Bally et al. (2020) A. Bally, S. Jana, and A. Trautner, (2020), arXiv:2006.11919 [hep-ph] .
- Aristizabal Sierra et al. (2020) D. Aristizabal Sierra, V. De Romeri, L. Flores, and D. Papoulias, (2020), arXiv:2006.12457 [hep-ph] .
- Khan (2020) A. N. Khan, (2020), arXiv:2006.12887 [hep-ph] .
- An et al. (2020) H. An, M. Pospelov, J. Pradler, and A. Ritz, (2020), arXiv:2006.13929 [hep-ph] .
- Lindner et al. (2020) M. Lindner, Y. Mambrini, T. B. de Melo, and F. S. Queiroz, (2020), arXiv:2006.14590 [hep-ph] .
- Di Luzio et al. (2020) L. Di Luzio, M. Fedele, M. Giannotti, F. Mescia, and E. Nardi, (2020), arXiv:2006.12487 [hep-ph] .
- Gao et al. (2020) C. Gao, J. Liu, L.-T. Wang, X.-P. Wang, W. Xue, and Y.-M. Zhong, (2020), arXiv:2006.14598 [hep-ph] .
- Alonso-Álvarez et al. (2020) G. Alonso-Álvarez, F. Ertas, J. Jaeckel, F. Kahlhoefer, and L. Thormaehlen, (2020), arXiv:2006.11243 [hep-ph] .
- Nakayama and Tang (2020) K. Nakayama and Y. Tang, (2020), arXiv:2006.13159 [hep-ph] .
- Bloch et al. (2020) I. M. Bloch, A. Caputo, R. Essig, D. Redigolo, M. Sholapurkar, and T. Volansky, (2020), arXiv:2006.14521 [hep-ph] .
- Fornal et al. (2020) B. Fornal, P. Sandick, J. Shu, M. Su, and Y. Zhao, (2020), arXiv:2006.11264 [hep-ph] .
- Chen et al. (2020) Y. Chen, J. Shu, X. Xue, G. Yuan, and Q. Yuan, (2020), arXiv:2006.12447 [hep-ph] .
- Cao et al. (2020) Q.-H. Cao, R. Ding, and Q.-F. Xiang, (2020), arXiv:2006.12767 [hep-ph] .
- Jho et al. (2020) Y. Jho, J.-C. Park, S. C. Park, and P.-Y. Tseng, (2020), arXiv:2006.13910 [hep-ph] .
- Harigaya et al. (2020) K. Harigaya, Y. Nakai, and M. Suzuki, (2020), arXiv:2006.11938 [hep-ph] .
- Su et al. (2020) L. Su, W. Wang, L. Wu, J. M. Yang, and B. Zhu, (2020), arXiv:2006.11837 [hep-ph] .
- Lee (2020) H. M. Lee, (2020), arXiv:2006.13183 [hep-ph] .
- Bramante and Song (2020) J. Bramante and N. Song, (2020), arXiv:2006.14089 [hep-ph] .
- Baryakhtar et al. (2020) M. Baryakhtar, A. Berlin, H. Liu, and N. Weiner, (2020), arXiv:2006.13918 [hep-ph] .
- Du et al. (2020) M. Du, J. Liang, Z. Liu, V. Q. Tran, and Y. Xue, (2020), arXiv:2006.11949 [hep-ph] .
- Choi et al. (2020) G. Choi, M. Suzuki, and T. T. Yanagida, (2020), arXiv:2006.12348 [hep-ph] .
- Buch et al. (2020) J. Buch, M. A. Buen-Abad, J. Fan, and J. S. C. Leung, (2020), arXiv:2006.12488 [hep-ph] .
- Dey et al. (2020) U. K. Dey, T. N. Maity, and T. S. Ray, (2020), arXiv:2006.12529 [hep-ph] .
- Bell et al. (2020) N. F. Bell, J. B. Dent, B. Dutta, S. Ghosh, J. Kumar, and J. L. Newstead, (2020), arXiv:2006.12461 [hep-ph] .
- Paz et al. (2020) G. Paz, A. A. Petrov, M. Tammaro, and J. Zupan, (2020), arXiv:2006.12462 [hep-ph] .
- Dent et al. (2020) J. B. Dent, B. Dutta, J. L. Newstead, and A. Thompson, (2020), arXiv:2006.15118 [hep-ph] .
- McKeen et al. (2020) D. McKeen, M. Pospelov, and N. Raj, (2020), arXiv:2006.15140 [hep-ph] .
- Robinson (2020) A. E. Robinson, (2020), arXiv:2006.13278 [hep-ex] .
- Primulando et al. (2020) R. Primulando, J. Julio, and P. Uttayarat, (2020), arXiv:2006.13161 [hep-ph] .
- DeRocco et al. (2020) W. DeRocco, P. W. Graham, and S. Rajendran, (2020), arXiv:2006.15112 [hep-ph] .
- An and Yang (2020) H. An and D. Yang, (2020), arXiv:2006.15672 [hep-ph] .
- Ko and Tang (2020) P. Ko and Y. Tang, (2020), arXiv:2006.15822 [hep-ph] .
- Delle Rose et al. (2020) L. Delle Rose, G. Hütsi, C. Marzo, and L. Marzola, (2020), arXiv:2006.16078 [hep-ph] .
- Chao et al. (2020) W. Chao, Y. Gao, and M. j. Jin, (2020), arXiv:2006.16145 [hep-ph] .
- Bhattacherjee and Sengupta (2020) B. Bhattacherjee and R. Sengupta, (2020), arXiv:2006.16172 [hep-ph] .
- Gao and Li (2020) Y. Gao and T. Li, (2020), arXiv:2006.16192 [hep-ph] .
- Dessert et al. (2020) C. Dessert, J. W. Foster, Y. Kahn, and B. R. Safdi, (2020), arXiv:2006.16220 [hep-ph] .
- Alhazmi et al. (2020) H. Alhazmi, D. Kim, K. Kong, G. Mohlabeng, J.-C. Park, and S. Shin, (2020), arXiv:2006.16252 [hep-ph] .
- Cacciapaglia et al. (2020) G. Cacciapaglia, C. Cai, M. T. Frandsen, M. Rosenlyst, and H. H. Zhang, (2020), arXiv:2006.16267 [hep-ph] .
- Baek et al. (2020) S. Baek, J. Kim, and P. Ko, (2020), arXiv:2006.16876 [hep-ph] .
- Zioutas et al. (2020) K. Zioutas, G. Cantatore, M. Karuza, A. Kryemadhi, M. Maroudas, and Y. Semertzidis, (2020), arXiv:2006.16907 [hep-ph] .
- Sun and He (2020) J. Sun and X.-G. He, (2020), arXiv:2006.16931 [hep-ph] .
- Peccei and Quinn (1977a) R. Peccei and H. R. Quinn, Phys. Rev. Lett. 38, 1440 (1977a).
- Peccei and Quinn (1977b) R. Peccei and H. R. Quinn, Phys. Rev. D 16, 1791 (1977b).
- Weinberg (1978) S. Weinberg, Phys. Rev. Lett. 40, 223 (1978).
- Wilczek (1978) F. Wilczek, Phys. Rev. Lett. 40, 279 (1978).
- Dine et al. (1981) M. Dine, W. Fischler, and M. Srednicki, Phys. Lett. B 104, 199 (1981).
- Zhitnitsky (1980) A. Zhitnitsky, Sov. J. Nucl. Phys. 31, 260 (1980).
- Kim (1979) J. E. Kim, Phys. Rev. Lett. 43, 103 (1979).
- Shifman et al. (1980) M. A. Shifman, A. Vainshtein, and V. I. Zakharov, Nucl. Phys. B 166, 493 (1980).
- Hill et al. (2018) R. Hill, K. W. Masui, and D. Scott, Appl. Spectrosc. 72, 663 (2018), arXiv:1802.03694 [astro-ph.CO] .
- Irastorza and Redondo (2018) I. G. Irastorza and J. Redondo, Prog. Part. Nucl. Phys. 102, 89 (2018), arXiv:1801.08127 [hep-ph] .
- Nakayama et al. (2014) K. Nakayama, F. Takahashi, and T. T. Yanagida, Phys. Lett. B 734, 178 (2014), arXiv:1403.7390 [hep-ph] .
- Caputo et al. (2020) A. Caputo, M. Regis, and M. Taoso, JCAP 03, 001 (2020), arXiv:1911.09120 [astro-ph.CO] .