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The space of positive Ricci curvature metrics on spin manifolds

Bradley Lewis Burdick
Abstract.

In this note we show that the space of all metrics of positive Ricci curvature on a spin manifold of dimension 4k14k-1 for k2k\geq 2 has infinitely many path components provided that the manifold admits a very particular kind of metric.

1. Introduction

1.1. Main Results

Associated to any smooth manifold Mn\operatorname{M}^{n} there is the space of Riemannian metrics (Mn)\operatorname{\mathcal{R}}(\operatorname{M}^{n}). Regardless of the topology of Mn\operatorname{M}^{n}, (Mn)\operatorname{\mathcal{R}}(\operatorname{M}^{n}) is always convex and hence contractible. If we instead restrict ourselves to the space psc(Mn)\operatorname{\mathcal{R}^{\text{psc}}}(\operatorname{M}^{n}) of metrics of positive scalar curvature (henceforth psc), the topology may be very complicated for certain Mn\operatorname{M}^{n}. For a closed spin manifold of dimension 4k4k, there is an obstruction for psc(M4k)\operatorname{\mathcal{R}^{\text{psc}}}(\operatorname{M}^{4k}) to even be nonempty, the A^\hat{A}-genus. It was observed in [11] that the A^\hat{A}-genus can be used in certain settings to detect multiple path components of psc(M4k1)\operatorname{\mathcal{R}^{\text{psc}}}(\operatorname{M}^{4k-1}) for a spin boundary. By constructing psc metrics on exotic spheres in dimension (4k1)(4k-1), Carr was able to show that psc(S4k1)\operatorname{\mathcal{R}^{\text{psc}}}(\operatorname{S}^{4k-1}) has infinitely many path components.

We may restrict ourselves further to the space pRc(Mn)\operatorname{\mathcal{R}^{\text{pRc}}}(\operatorname{M}^{n}) of all metrics of positive Ricci curvature (henceforth pRc), and ask if pRc(S4k1)\operatorname{\mathcal{R}^{\text{pRc}}}(\operatorname{S}^{4k-1}) has infinitely many path components as well. Using a technique for performing pRc surgery developed in [38], an analogous family of pRc metrics on exotic spheres in dimension (4k1)(4k-1) is constructed in [37]. In [40] it was shown that each of these pRc metrics lie in the same path component of psc(S4k1)\operatorname{\mathcal{R}^{\text{psc}}}(\operatorname{S}^{4k-1}) as the metrics constructed in [11] and hence pRc(S4k1)\operatorname{\mathcal{R}^{\text{pRc}}}(\operatorname{S}^{4k-1}) has infinitely many path components as well.

Using the psc connected sum of [20], it is possible to extend Carr’s argument to show that psc(M4k1)\operatorname{\mathcal{R}^{\text{psc}}}(\operatorname{M}^{4k-1}) has infinitely many path components for any spin manifold, provided it admits a single psc metric (see [35, Theorem 4.2.2.2]). In our previous work in [9, 8, 7], we explored a technique for constructing pRc connected sums introduced in [26]. In this note we will describe how it is possible to combine this technique for constructing pRc connected sums with the work of [37] to expand the result of [40] to show that pRc(M4k1)\operatorname{\mathcal{R}^{\text{pRc}}}(\operatorname{M}^{4k-1}) has infinitely many path components for any spin manifold that admits a very particular kind of pRc metric, which we call core metrics (see Definition 3.14).

The author’s previous work in [9, 8, 7] is dedicated to constructing examples of core metrics, which we summarize below in Theorem 3.15 and Corollary 3.18. following class of manifolds all admit core metrics.

Definition 1.1.

Let 𝐂𝐨𝐫𝐞𝐬\operatorname{\mathbf{Cores}} be the class of smooth manifolds that contains Sn\operatorname{S}^{n}, 𝐂Pn\operatorname{\mathbf{C}P}^{n}, 𝐇Pn\operatorname{\mathbf{H}P}^{n}, and 𝐎P2\operatorname{\mathbf{O}P}^{2} for n2n\geq 2 and satisfies the following two conditions.

  1. (1)

    Closed under sphere bundles: If Mn𝐂𝐨𝐫𝐞𝐬\operatorname{M}^{n}\in\operatorname{\mathbf{Cores}} and EMn\operatorname{E}\rightarrow\operatorname{M}^{n} is a rank m4m\geq 4 vector bundle, then S(E)𝐂𝐨𝐫𝐞𝐬\operatorname{S}(\operatorname{E})\in\operatorname{\mathbf{Cores}}.

  2. (2)

    Closed under connected sum: If M1n,M2n𝐂𝐨𝐫𝐞𝐬\operatorname{M}_{1}^{n},\operatorname{M}_{2}^{n}\in\operatorname{\mathbf{Cores}}, then M1n#M2n𝐂𝐨𝐫𝐞𝐬\operatorname{M}_{1}^{n}\#\operatorname{M}_{2}^{n}\in\operatorname{\mathbf{Cores}}.

Our main result can be stated as follows.

Theorem A.

For k2k\geq 2, let M4k1𝐂𝐨𝐫𝐞𝐬\operatorname{M}^{4k-1}\in\operatorname{\mathbf{Cores}} be spin, then pRc(M4k1)\operatorname{\mathcal{R}^{\text{pRc}}}\left(\operatorname{M}^{4k-1}\right) has infinitely many path components. Moreover, if L4k1L^{4k-1} is any lens space, then pRc(L4k1#M4k1)\operatorname{\mathcal{R}^{\text{pRc}}}\left(L^{4k-1}\#\operatorname{M}^{4k-1}\right) has infinitely many path components.

We caution the reader that while every element of 𝐂𝐨𝐫𝐞𝐬\operatorname{\mathbf{Cores}} admits a core metric, it need not be spin (e.g. 𝐂P2k×S3\operatorname{\mathbf{C}P}^{2k}\times\operatorname{S}^{3} ). The proof of Theorem A relies on the technique used in [11], which requires the manifold to be spin for the A^\hat{A}-genus to be an obstruction to the existence of a psc metric. To our knowledge Theorem A provides the first examples of non-simply connected manifolds in infinitely many dimensions for which the space of pRc metrics has infinitely many path components.

While Definition 1.1 collects the most explicit examples for which the conclusions of Theorem A hold, the proof of Theorem A is based on a more general principle inspired by the work of [26]. This principle is that two pRc manifolds with isometric boundaries can be glued together if the principal curvatures of one dominate the negative of the other, which allows us to think of pRc connected sums in terms of classes of pRc metrics satisfying certain boundary conditions. We are able to show that the conclusions of Theorem A hold for any spin manifold that admits a core metric or a slightly weaker class of metrics, which we call socket metric (see Definition 3.16).

Theorem B.

For k2k\geq 2, if M4k1\operatorname{M}^{4k-1} is spin then pRc(M4k1)\operatorname{\mathcal{R}^{\text{pRc}}}(\operatorname{M}^{4k-1}) has infinitely many path components provided that M4k1\operatorname{M}^{4k-1} admits a socket metric.

Roughly, one can think of a core metric as a pRc metric with an embedded round hemisphere and a socket metric as a pRc metric that almost admits an embedding of a round hemisphere. While every core metric is a socket metric, by [24, Theorem 1] any manifold that admits a core metric is simply connected. By stating Theorem B for manifolds that admit socket metrics, we are able to include the lens spaces in Theorem A.

While the topology of psc(Mn)\operatorname{\mathcal{R}^{\text{psc}}}(\operatorname{M}^{n}) and pRc(Mn)\operatorname{\mathcal{R}^{\text{pRc}}}(\operatorname{M}^{n}) is interesting in its own right, we typically do not consider two metrics as distinct if there is an isometry between them. The action of the diffeomorphism group of Mn\operatorname{M}^{n} acts on psc(Mn)\operatorname{\mathcal{R}^{\text{psc}}}(\operatorname{M}^{n}) and pRc(Mn)\operatorname{\mathcal{R}^{\text{pRc}}}(\operatorname{M}^{n}) by pull-back so that the orbits of this action are isometry classes of psc and pRc metrics. We therefore define the moduli spaces of psc metrics psc(Mn)\operatorname{\mathcal{M}^{\text{psc}}}(\operatorname{M}^{n}) and the moduli space of pRc metrics pRc(Mn)\operatorname{\mathcal{M}^{\text{pRc}}}(\operatorname{M}^{n}) as the orbit spaces of psc(Mn)\operatorname{\mathcal{R}^{\text{psc}}}(\operatorname{M}^{n}) and pRc(Mn)\operatorname{\mathcal{R}^{\text{pRc}}}(\operatorname{M}^{n}) respectively under the action of the diffeomorphism group.

In [23], it was shown that psc(X4k1)\operatorname{\mathcal{M}^{\text{psc}}}(\operatorname{X}^{4k-1}) has infinitely many path components for any spin manifold X4k1\operatorname{X}^{4k-1} admitting a psc metric that satisfies certain topological conditions (explained below in Section 3.2). This is achieved by showing that none of the metrics constructed using [11, 20] that lie in the infinitely many path components of psc(X4k1)\operatorname{\mathcal{R}^{\text{psc}}}(\operatorname{X}^{4k-1}) can lie in the same path component of psc(X4k1)\operatorname{\mathcal{M}^{\text{psc}}}(\operatorname{X}^{4k-1}). As S4k1\operatorname{S}^{4k-1} automatically satisfies the topological conditions of [23], in [40] it is shown that pRc(S4k1)\operatorname{\mathcal{M}^{\text{pRc}}}(\operatorname{S}^{4k-1}) has infinitely many path components. We similarly are able to claim that pRc(M4k1)\operatorname{\mathcal{M}^{\text{pRc}}}(\operatorname{M}^{4k-1}) has infinitely many path components for any of the manifolds listed in Theorem A, but only if they satisfy the topological conditions of [23].

Theorem C.

Let M4k1\operatorname{M}^{4k-1} be any manifold of 𝐂𝐨𝐫𝐞𝐬\operatorname{\mathbf{Cores}} built out of only Sn\operatorname{S}^{n} and trivial sphere bundles, then pRc(M4k1)\operatorname{\mathcal{M}^{\text{pRc}}}(\operatorname{M}^{4k-1}) has infinitely many path components.

Let mm be an odd number and q1,,q2kq_{1},\dots,q_{2k} be any numbers relatively prime to mm that satisfy ei(q12,,q2k2)0modme_{i}(q_{1}^{2},\dots,q_{2k}^{2})\equiv 0\mod m for 1ik1\leq i\leq k, where eie_{i} denotes the elementary symmetric polynomial in 2k2k-variables. Then pRc(L4k1#M4k1)\operatorname{\mathcal{M}^{\text{pRc}}}(L^{4k-1}\#\operatorname{M}^{4k-1}) have infinitely many path components, where L4k1L^{4k-1} is the lens space L(m;q1,,q2k)L(m;q_{1},\dots,q_{2k}).

We caution the reader that the assumption on the lens space is required to ensure that the topological assumptions of [23] are satisfied. For example L(3;q1,q2,q3,q4)L(3;q_{1},q_{2},q_{3},q_{4}) is not included in Theorem C for any choice of qiq_{i}, but L(5;1,1,2,2)L(5;1,1,2,2) is. While we make no general attempt to solve for admissible qiq_{i} for a given mm, as explained in [17, Theorem], for each fixed kk there is a sufficiently large prime mm and a lens space of dimension 4k14k-1 with fundamental group 𝐙/m𝐙\mathbf{Z}/m\mathbf{Z} for which the hypotheses of Theorem C can be satisfied. Thus Theorem C implies that, for each k2k\geq 2, there is a non-simply connected manifold in dimension 4k14k-1 for which the moduli space of pRc metrics has infinitely many path components.

While we have listed the most concrete examples for which the conclusion of Theorem C is known to hold, the proof holds for any manifold that satisfies the topological conditions of [23] and the metric conditions of Theorem B.

Theorem D.

For k2k\geq 2, if M4k1\operatorname{M}^{4k-1} is a spin manifold such that H1(M4k1,𝐙/2𝐙)=0H^{1}(\operatorname{M}^{4k-1},\mathbf{Z}/2\mathbf{Z})=0 and all Pontryagin classes vanish, then pRc(M4k1)\operatorname{\mathcal{M}^{\text{pRc}}}(\operatorname{M}^{4k-1}) has infinitely many path components provided that M4k1\operatorname{M}^{4k-1} admits a socket metric.

1.2. Outline

Theorem A follows from Theorem B and our knowledge of manifolds that admit socket metrics developed in [9, 8, 7]. This is explained in the proof of Theorem A at the end of Section 3.2. Similarly, Theorem C follows from Theorem D and checking which of those manifolds listed in Theorem A satisfy the topological conditions of [23]. This is explained in the proof of Theorem B at the end of Section 3.2.

The proofs of Theorem B and D rely on same elementary observation as the proof of [40, Theorem A], which is that pRc(Mn)psc(Mn)\operatorname{\mathcal{R}^{\text{pRc}}}(\operatorname{M}^{n})\subseteq\operatorname{\mathcal{R}^{\text{psc}}}(\operatorname{M}^{n}) and pRc(Mn)psc(Mn)\operatorname{\mathcal{M}^{\text{pRc}}}(\operatorname{M}^{n})\subseteq\operatorname{\mathcal{M}^{\text{psc}}}(\operatorname{M}^{n}). In order to prove Theorems B and D, it therefore suffices to construct a sequence of pRc metrics that are psc-isotopic to psc metrics that are known to lie in distinct path components of psc(Mn)\operatorname{\mathcal{R}^{\text{psc}}}(\operatorname{M}^{n}) and psc(Mn)\operatorname{\mathcal{M}^{\text{psc}}}(\operatorname{M}^{n}) respectively. In Section 2 we review the topological invariants used to detect these path components, and in Section 3 we construct these sequence of pRc metrics.

In Section 2, we sketch the proofs of the analogous versions of Theorems B and D for psc metrics included below as Theorems 2.5 and 2.7 respectively. In Section 2.1, we describe how the work of [11] uses the A^\hat{A}-genus to detect path components of psc(M4k1)\operatorname{\mathcal{R}^{\text{psc}}}(\operatorname{M}^{4k-1}) in Theorem 2.5. In Section 2.2, we describe how the work of [23] uses their ss-invariant to detect path components of psc(M4k1)\operatorname{\mathcal{M}^{\text{psc}}}(\operatorname{M}^{4k-1}) in Theorem 2.7. We include enough detail for the reader to easily understand why the pRc metrics constructed in Section 3 lie in distinct path components of psc(M4k1)\operatorname{\mathcal{R}^{\text{psc}}}(\operatorname{M}^{4k-1}) and psc(M4k1)\operatorname{\mathcal{M}^{\text{psc}}}(\operatorname{M}^{4k-1}).

In Section 3, we carry out the construction of pRc metrics and ultimately prove Theorems B and D. We begin in Section 3.1 by explaining how the work of [40] was able to generalize the work of [11] to pRc metrics. The main results of [40], included as Theorems 3.1 and 3.5, only discuss the nontriviality of pRc(S4k1)\operatorname{\mathcal{R}^{\text{pRc}}}(\operatorname{S}^{4k-1}) and pRc(S4k1)\operatorname{\mathcal{M}^{\text{pRc}}}(\operatorname{S}^{4k-1}). But a close reading of the details shows that the arguments applies equally well to any spin manifold admitting a particular family of pRc metrics, which we explain below in Theorems 3.3 and 3.6. We emphasize that Theorems B and D are essentially a reframing of these two theorems in terms that are compatible with our previous work. In Section 3.2, we review concepts introduced in our previous work in [9, 7, 8], specifically we discuss what exactly we mean by core and socket metrics. We also summarize and rephrase results needed for our application in this note. Finally in Section 3.3 we make the connection between the work of [40] we summarized in Section 3.1 and our own ideas presented in Section 3.2 in the form of Lemma 3.19, which immediately implies Theorems B and D. Lemma 3.19 claims there is a family of metrics on the disk that simultaneously satisfy the metric hypotheses of Theorems 3.3 and 3.6 and that satisfy the boundary conditions discussed in Section 3.2 that allow them to be attached to any manifold admitting a socket metric.

We end this note with Section 4, which gives two further applications of the techniques developed in this paper. In Section 4.1 we discuss what is known about the topology of the space of all core metrics, present a conjecture about its structure, and end with Corollary 4.3, which claims the space of core metrics will itself have infinitely many path components for a spin manifold of the appropriate dimension. And in Section 4.2 we remark that many of the pRc metrics constructed in this note will exist on exotic smooth structures.

2. The psc Story

2.1. The work of Carr

For a 4k4k-dimensional Riemannian spin manifold M4k\operatorname{M}^{4k} there is an invariant A^(M4k)𝐙\hat{A}(\operatorname{M}^{4k})\in\mathbf{Z} defined in terms of the index of the associated spinor Dirac operator. When M4k\operatorname{M}^{4k} has positive scalar curvature, by [25] the spinor Dirac operator is invertible and hence A^(M4k)=0\hat{A}(\operatorname{M}^{4k})=0. In [2], it was shown that A^(M4k)\hat{A}(\operatorname{M}^{4k}) is computable in terms of the Pontryagin numbers of a closed spin manifold M4k\operatorname{M}^{4k}, and hence there is a topological obstruction to the existence of a psc metric on a closed spin manifold of dimension 4k4k.

The following observation is the key idea behind the main result in [11].

Observation 2.1.

For a manifold M4k1\operatorname{M}^{4k-1} that bounds two spin manifolds X14k\operatorname{X}_{1}^{4k} and X24k\operatorname{X}_{2}^{4k}, suppose that two psc metrics g1,g2psc(M4k1)g_{1},g_{2}\in\operatorname{\mathcal{R}^{\text{psc}}}(\operatorname{M}^{4k-1}) extend to two psc metrics G1G_{1} on X14k\operatorname{X}_{1}^{4k} and G2G_{2} on X24k\operatorname{X}_{2}^{4k} that each split as a product on a neighborhood of the boundary. Define the closed spin manifold X4k=X14kM4k1X24k\operatorname{X}^{4k}=\operatorname{X}_{1}^{4k}\cup_{\operatorname{M}^{4k-1}}\operatorname{X}_{2}^{4k}. If g1g_{1} and g2g_{2} lie in the same path component of psc(M4k1)\operatorname{\mathcal{R}^{\text{psc}}}(\operatorname{M}^{4k-1}), then A^(X4k)=0\hat{A}(\operatorname{X}^{4k})=0.

The proof of Observation 2.1 is straightforward. Suppose that g1g_{1} and g2g_{2} are connected via a path in psc(M4k1)\operatorname{\mathcal{R}^{\text{psc}}}(\operatorname{M}^{4k-1}). Then by [19, Theorem], there is a psc metric HH on [0,1]×M4k1[0,1]\times\operatorname{M}^{4k-1} that can be smoothly glued together with G1G_{1} and G2G_{2} to form a psc metric on X4k\operatorname{X}^{4k}. Hence A^(X4k)=0\hat{A}(\operatorname{X}^{4k})=0. Note that we can use the contrapositive of Observation 2.1 to detect distinct path components of psc(M4k1)\operatorname{\mathcal{R}^{\text{psc}}}(\operatorname{M}^{4k-1}) whenever we have A^(X4k)0\hat{A}(\operatorname{X}^{4k})\neq 0.

The simplest spin manifold we may hope to apply Observation 2.1 to is S4k1\operatorname{S}^{4k-1}. For k2k\geq 2, in these dimensions there is never a unique smooth structure on the sphere, first observed in [22]. The set of diffeomorphism classes of smooth structures on Sn\operatorname{S}^{n} is denoted as Θn\Theta_{n}. It is an abelian group with addition being given by connected sum. An important subgroup is given by those smooth structures that exist as the boundary of a smooth parallelizable (n+1)(n+1)-dimensional manifold, denoted by bPn+1bP_{n+1}. In particular, bP4kbP_{4k} is cyclic of order bkb_{k} (the exact value of bkb_{k} can be found following [22, Corollary 7.6]), generated by an element Σ4k1\Sigma^{4k-1} that bounds a parallelizable manifold E84k\operatorname{E}_{8}^{4k} with signature σ(E84k)=8\sigma(\operatorname{E}_{8}^{4k})=8. Each element of bP4kbP_{4k} can be written as #pΣ4k1\#_{p}\Sigma^{4k-1} and hence bounds E8p4k:=pE84k\operatorname{E}_{8p}^{4k}:=\natural_{p}\operatorname{E}_{8}^{4k}.

Noting that S4k1#pΣ4k1\operatorname{S}^{4k-1}\cong\#_{p}\Sigma^{4k-1} whenever p=qbkp=qb_{k}, we have an infinite sequence of distinct spin manifolds E8qbk4k\operatorname{E}_{8qb_{k}}^{4k} each with boundary diffeomorphic S4k1\operatorname{S}^{4k-1}. It is natural to ask if we can apply Observation 2.1 to this scenario. We first need a technique for constructing metrics that satisfy the hypotheses of Observation 2.1.

Theorem 2.2.

[11, Theorem 3] Let KK is a codimension k3k\geq 3 subcomplex of a smooth triangulation of a Riemannian manifold MM and let UMnU\subseteq\operatorname{M}^{n} be a normal neighborhood of KK, then UU caries a metric of positive scalar curvature which is a product near the boundary.

In order to understand how 2.2 applies to E8p4k\operatorname{E}_{8p}^{4k}, we must briefly remark on their construction. Using a technique known as plumbing, introduced by Milnor, E8p4k\operatorname{E}_{8p}^{4k} is built out of D2k\operatorname{D}^{2k}-bundles over S2k\operatorname{S}^{2k} (see [5, Section V] for a discussion) in such a way that it is obviously diffeomorphic to a normal neighborhood of its (2k)(2k)-skeleton. Hence for k2k\geq 2 we are able to make the following definition

Definition 2.3.

For k2k\geq 2 and each p𝐙p\in\mathbf{Z} let GpCG_{p}^{C} denote the psc metric on E8p4k\operatorname{E}_{8p}^{4k} constructed in Theorem 2.2, and let gpCg_{p}^{C} denote its restriction to its boundary #pΣ4k1\#_{p}\Sigma^{4k-1}.

With Definition 2.3 in hand we may now explain how [11] uses Observation 2.1 to prove the following.

Theorem 2.4.

[11, Theorem 4]111In actuality [11, Theorem 4] is only stated for the standard S4k1\operatorname{S}^{4k-1}, but the argument is identical for each #pΣ4k1\#_{p}\Sigma^{4k-1} Let Σ4k1bP4k\Sigma^{4k-1}\in bP_{4k} be a generator, then psc(#pΣ4k1)\operatorname{\mathcal{R}^{\text{psc}}}(\#_{p}\Sigma^{4k-1}) has infinitely many path components for each pp.

Note that gp+qbkCpsc(#pΣ4k1)g_{p+qb_{k}}^{C}\in\operatorname{\mathcal{R}^{\text{psc}}}(\#_{p}\Sigma^{4k-1}) for each q𝐙q\in\mathbf{Z} and each extend to psc metrics Gp+qbkCG_{p+qb_{k}}^{C} on E8(p+qbk)4k\operatorname{E}_{8(p+qb_{k})}^{4k} as in Observation 2.1. Let q,qq,q^{\prime} be any two distinct integers. Define the closed spin manifold

Xq,q4k=E8(p+qbk)4k#pΣ4k1E8(p+qbk)4k.\operatorname{X}_{q,q^{\prime}}^{4k}=\operatorname{E}_{8(p+qb_{k})}^{4k}\cup_{\#_{p}\Sigma^{4k-1}}\operatorname{E}_{8(p+q^{\prime}b_{k})}^{4k}.

By [11, Theorem 12], we have A^(Xq,q4k)=c(qq)\hat{A}(\operatorname{X}_{q,q^{\prime}}^{4k})=c(q-q^{\prime}) for some constant cc. It follows from Observation 2.1 that gp+qbkCg_{p+qb_{k}}^{C} and gp+qbkCg_{p+q^{\prime}b_{k}}^{C} lie in distinct path components for each qqq\neq q^{\prime}, and hence psc(#pΣ4k1)\operatorname{\mathcal{R}^{\text{psc}}}(\#_{p}\Sigma^{4k-1}) has infinitely many path components.

Theorem 2.4 was generalized to pRc(#pΣ4k1)\operatorname{\mathcal{R}^{\text{pRc}}}(\#_{p}\Sigma^{4k-1}), the space of all pRc metrics, in [40], which we will review in Section 3.1. In Theorem B we are claiming a generalization the following result.

Theorem 2.5.

[35, Theorem 4.2.2.2] If M4k1\operatorname{M}^{4k-1} is a spin manifold that admits a psc metric, then psc(M4k1)\operatorname{\mathcal{R}^{\text{psc}}}(\operatorname{M}^{4k-1}) has infinitely many path components.

The proof relies on the psc connected sum operation of [20, Theorem A] and the extension of this to boundary connected sums in [19, Theorem].

Theorem 2.6.

[19, Theorem] Let h1h_{1} and h2h_{2} be any psc metrics on M1n1\operatorname{M}^{n-1}_{1} and M2n1\operatorname{M}^{n-1}_{2} that extend to psc metrics H1H_{1} on X1n\operatorname{X}^{n}_{1} and H2H_{2} on X2n\operatorname{X}^{n}_{2} that are products on a neighborhood of the boundary, then there is a psc metric h1#GLh2h_{1}\#_{GL}h_{2} on M1n1#M2n1\operatorname{M}_{1}^{n-1}\#\operatorname{M}_{2}^{n-1} that extends to a psc metric H1GLH2H_{1}\natural_{GL}H_{2} on X1nX2n\operatorname{X}^{n}_{1}\natural\operatorname{X}_{2}^{n} that is a product on a neighborhood of the boundary.

With Theorem 2.6 in hand, we can now explain how to prove Theorem 2.5. It uses an argument similar to Observation 2.1, but modified as we cannot assume that M4k1\operatorname{M}^{4k-1} is a spin boundary. Let hh denote the hypothesized psc metric on M4k1\operatorname{M}^{4k-1} and let H=dt2+hH=dt^{2}+h on [0,1]×M4k1[0,1]\times\operatorname{M}^{4k-1}, then by Theorem 2.6 there is a psc metric HGLGqbkCH\natural_{GL}G_{qb_{k}}^{C} on Xq4k=([0,1]×M4k1)E8(qbk)4k\operatorname{X}_{q}^{4k}=\left([0,1]\times\operatorname{M}^{4k-1}\right)\natural\operatorname{E}_{8(qb_{k})}^{4k} that is isometric to h#GLgqbkCh\#_{GL}g_{qb_{k}}^{C} on {1}×M4k1\{1\}\times\operatorname{M}^{4k-1} and isometric to hh on {0}×M4k1\{0\}\times\operatorname{M}^{4k-1}. If h#GLgqbkCh\#_{GL}g_{qb_{k}}^{C} and h#GLgqbkCh\#_{GL}g_{q^{\prime}b_{k}}^{C} were connected via a path of psc metrics, then by [19, Theorem] there is a psc metric KK on [0,1]×M4k1[0,1]\times\operatorname{M}^{4k-1} that could be glued to Xq4k\operatorname{X}_{q}^{4k} with the metric HGLGqbkCH\natural_{GL}G_{qb_{k}}^{C} on {1}×M4k1\{1\}\times\operatorname{M}^{4k-1} at one end and to Xq4k\operatorname{X}_{q^{\prime}}^{4k} HGLGqbkCH\natural_{GL}G_{q^{\prime}b_{k}}^{C} on {1}×M4k1\{1\}\times\operatorname{M}^{4k-1} at the other end. The result is a psc metric on ([0,1]×M4k1)#Xq,q4k\left([0,1]\times\operatorname{M}^{4k-1}\right)\#\operatorname{X}_{q,q^{\prime}}^{4k} that restricted to either boundary is isometric to hh. By identifying the two ends we have a psc metric on (S1×M4k1)#Xq,q4k\left(\operatorname{S}^{1}\times\operatorname{M}^{4k-1}\right)\#\operatorname{X}_{q,q^{\prime}}^{4k}. As the A^\hat{A}-genus is spin-bordism invariant we have

A^((S1×M4k1)#Wq,q4k)=A^(S1×M4k1)+A^(Wq,q4k)=c(qq).\hat{A}\left(\left(\operatorname{S}^{1}\times\operatorname{M}^{4k-1}\right)\#W_{q,q^{\prime}}^{4k}\right)=\hat{A}(\operatorname{S}^{1}\times\operatorname{M}^{4k-1})+\hat{A}(W_{q,q^{\prime}}^{4k})=c(q-q^{\prime}).

Where we have used the fact that A^(S1×M4k1)=0\hat{A}(\operatorname{S}^{1}\times\operatorname{M}^{4k-1})=0 because dθ2+hd\theta^{2}+h is a psc metric on S1×M4k1\operatorname{S}^{1}\times\operatorname{M}^{4k-1}. We conclude that h#GLgqbkCh\#_{GL}g_{qb_{k}}^{C} and h#GLgqbkCh\#_{GL}g_{q^{\prime}b_{k}}^{C} must lie in distinct path components, and hence psc(M4k1)\operatorname{\mathcal{R}^{\text{psc}}}(\operatorname{M}^{4k-1}) has infinitely many path components.

2.2. The work of Kreck and Stolz

One of the principal techniques in probing the moduli space psc(M4k1)\operatorname{\mathcal{M}^{\text{psc}}}(\operatorname{M}^{4k-1}), pioneered in [23], is the use of a particular analytically defined invariant s(M4k1,g)𝐐s(\operatorname{M}^{4k-1},g)\in\mathbf{Q} defined for a psc metric gg on a spin manifold M4k1\operatorname{M}^{4k-1} with vanishing Pontryagin classes. The absolute value of this invariant detects whether two psc metrics lie in the same connected components of the orbit space of psc(M4k1)\operatorname{\mathcal{R}^{\text{psc}}}(\operatorname{M}^{4k-1}) under the action of spin isometries. Under the assumption of a unique spin structure (that H1(M4k1,𝐙/2𝐙)=0H^{1}(\operatorname{M}^{4k-1},\mathbf{Z}/2\mathbf{Z})=0), |s(M4k1,g)||s(\operatorname{M}^{4k-1},g)| is a legitimate invariant of the connected components of psc(M4k1)\operatorname{\mathcal{M}^{\text{psc}}}(\operatorname{M}^{4k-1}). Furthermore, when M4k1\operatorname{M}^{4k-1} is the boundary of a spin manifold X4k\operatorname{X}^{4k} and the psc metric extends to a psc metric GG on X4k\operatorname{X}^{4k} with product boundary, s(M4k1,g)s(\operatorname{M}^{4k-1},g) can be computed in terms of the topology of X4k\operatorname{X}^{4k} [23, Proposition 2.13]. Putting all of this together, the authors of [23] were able to prove the following about psc(M4k1)\operatorname{\mathcal{M}^{\text{psc}}}(\operatorname{M}^{4k-1}).

Theorem 2.7.

[23, Corollary 2.15] If M4k1\operatorname{M}^{4k-1} is a spin manifold such that H1(M4k1,𝐙/2𝐙)=0H^{1}(\operatorname{M}^{4k-1},\mathbf{Z}/2\mathbf{Z})=0 and all Pontryagin classes vanish, then psc(M4k1)\operatorname{\mathcal{M}^{\text{psc}}}(\operatorname{M}^{4k-1}) has infinitely many path components provided it is nonempty.

The proof of Theorem 2.7 relies on computing the value of |s||s| for the metrics h#GLgqbkCh\#_{GL}g_{qb_{k}}^{C} that lie in distinct path components of psc(M4k1)\operatorname{\mathcal{R}^{\text{psc}}}(\operatorname{M}^{4k-1}) as described in the proof outlined for Theorem 2.5. By [23, Proposition 2.13 (iv)], s(M4k1,h#GLgqbkC)=s(M4k1,h)+s(S4k1,gqbkC)s(\operatorname{M}^{4k-1},h\#_{GL}g_{qb_{k}}^{C})=s(\operatorname{M}^{4k-1},h)+s(\operatorname{S}^{4k-1},g_{qb_{k}}^{C}), and hence it suffices to show that |s(S4k1,gqbkC)||s(S4k1,gqbkC)||s(\operatorname{S}^{4k-1},g_{qb_{k}}^{C})|\neq|s(\operatorname{S}^{4k-1},g_{q^{\prime}b_{k}}^{C})| for q±qq\neq\pm q^{\prime}. By [23, Proposition 2.13] this reduces to a topological computation on E8qbk4k\operatorname{E}_{8qb_{k}}^{4k}, which shows that |s(S4k1,gqbkC)|=cq|s(\operatorname{S}^{4k-1},g_{qb_{k}}^{C})|=cq for some constant cc.

3. The pRc Story

3.1. The work of Wraith

In [40], the author’s previous constructions of pRc metrics on exotic spheres in [37] are used to prove the following generalization of Theorem 2.4.

Theorem 3.1.

[40, Theorem A] Let Σ4k1bP4k\Sigma^{4k-1}\in bP_{4k} be a generator, then pRc(#pΣ4k1)\operatorname{\mathcal{R}^{\text{pRc}}}(\#_{p}\Sigma^{4k-1}) has infinitely many path components.

The idea behind the proof of Theorem 3.1 is a construction of pRc metric on #pΣ4k1=#p+qbkΣ4k1\#_{p}\Sigma^{4k-1}=\#_{p+qb_{k}}\Sigma^{4k-1} for each qq. While the construction of these metrics does not extend easily to metrics on E8(p+qbk)4k\operatorname{E}_{8(p+qb_{k})}^{4k} with positive scalar curvature, they are constructed out of building blocks that respect this topology. It is therefore reasonable to suspect these metrics lie in distinct path components of pRc(#pΣ4k1)\operatorname{\mathcal{R}^{\text{pRc}}}(\#_{p}\Sigma^{4k-1}) for each qq. As pRc(Mn)psc(Mn)\operatorname{\mathcal{R}^{\text{pRc}}}(\operatorname{M}^{n})\subseteq\operatorname{\mathcal{R}^{\text{psc}}}(\operatorname{M}^{n}), it suffices to show that these metrics lie in distinct path components of psc(#pΣ4k1)\operatorname{\mathcal{R}^{\text{psc}}}(\#_{p}\Sigma^{4k-1}). The proof of Theorem 3.1 is by carefully showing that the pRc metrics are connected via a path in psc(#pΣ4k1)\operatorname{\mathcal{R}^{\text{psc}}}(\#_{p}\Sigma^{4k-1}) to metrics similar to those in Definition 2.3. Hence the argument outlined above for Theorem 2.4 also implies Theorem 3.1.

For details of the metric construction we recommend reading [38, 37, 40]. We summarize the results we need in the following theorem.

Theorem 3.2.

[40, Proposition 5.5] For k2k\geq 2, suppose that M4k1\operatorname{M}^{4k-1} admits a pRc metric hh such that there is a nullhomotopic isometric embedding ι:Sρ2k1×DR2k(N)M4k1\iota:\operatorname{S}^{2k-1}_{\rho}\times\operatorname{D}^{2k}_{R}(N)\hookrightarrow\operatorname{M}^{4k-1}. For all pp, if ρ<κ(k,p,N,R)\rho<\kappa(k,p,N,R) it is possible to perform iterated surgeries on ι\iota to produce a pRc metric h#WgpWh\#_{W}g_{p}^{W} on M4k1#(#pΣ4k1)\operatorname{M}^{4k-1}\#\left(\#_{p}\Sigma^{4k-1}\right).

Suppose moreover, there is a psc metric HH on W4kW^{4k} that splits as a product metric dt2+hdt^{2}+h near the boundary W4k=M4k1\partial W^{4k}=\operatorname{M}^{4k-1}. Then the metric h#WgpWh\#_{W}g_{p}^{W} is psc isotopic to a metric h#Wgp,Wh\#_{W}g_{p,\infty}^{W} that extends to a psc metric HWGp,WH\natural_{W}G_{p,\infty}^{W} on W4kE8p4kW^{4k}\natural\operatorname{E}_{8p}^{4k} that splits as a product metric dt2+h#Wgp,Wdt^{2}+h\#_{W}g_{p,\infty}^{W} near the boundary M4k1#(#pΣ4k1)\operatorname{M}^{4k-1}\#\left(\#_{p}\Sigma^{4k-1}\right).

Proof.

As explained in [40, Section 2], it is possible to construct any #pΣ4k1\#_{p}\Sigma^{4k-1} by performing iterated surgeries on S2k1×D2k\operatorname{S}^{2k-1}\times\operatorname{D}^{2k} starting with a fiber sphere of S(TS2k)\operatorname{S}(T\operatorname{S}^{2k}). Note that

S(TS2k)=(D2k×S2k1)F(D2k×S2k1),\operatorname{S}(T\operatorname{S}^{2k})=\left(\operatorname{D}^{2k}\times\operatorname{S}^{2k-1}\right)\cup_{F}\left(\operatorname{D}^{2k}\times\operatorname{S}^{2k-1}\right),

where F:S2k1×S2k1S2k1×S2k1F:\operatorname{S}^{2k-1}\times\operatorname{S}^{2k-1}\rightarrow\operatorname{S}^{2k-1}\times\operatorname{S}^{2k-1} is of the form F(x,y)=(x,f(x)y)F(x,y)=(x,f(x)\cdot y) for fπ2k1(SO(2k))f\in\pi_{2k-1}(SO(2k)). We claim that it is possible to take a connected sum with S(TS2k)\operatorname{S}(T\operatorname{S}^{2k}) by performing framed surgery on ι\iota.

(1) [Mnι(S2k1×D2k)]ιF[D2k×S2k1]=Mn#S(TS2k).\left[\operatorname{M}^{n}\setminus\iota\left(\operatorname{S}^{2k-1}\times\operatorname{D}^{2k}\right)\right]\cup_{\iota\circ F}\left[\operatorname{D}^{2k}\times\operatorname{S}^{2k-1}\right]=\operatorname{M}^{n}\#\operatorname{S}(T\operatorname{S}^{2k}).

This follows from the fact that a nullhomotopic embedding factors through an embedding DnMn\operatorname{D}^{n}\hookrightarrow\operatorname{M}^{n} and the following elementary observation:

Dn(S2k1×D2k)=(D2k×S2k1)Dn.\operatorname{D}^{n}\setminus\left(\operatorname{S}^{2k-1}\times\operatorname{D}^{2k}\right)=\left(\operatorname{D}^{2k}\times\operatorname{S}^{2k-1}\right)\setminus\operatorname{D}^{n}.

We can now construct M4k1#(#pΣ4k1)\operatorname{M}^{4k-1}\#\left(\#_{p}\Sigma^{4k-1}\right) by performing iterated surgeries on the fiber sphere of S(TS2k)\operatorname{S}(T\operatorname{S}^{2k}) on the right-hand side of (1). If we fix pp, the discussion following [40, Theorem 3.3] explains that Mn#(#pΣn)\operatorname{M}^{n}\#\left(\#_{p}\Sigma^{n}\right) can be endowed with a pRc metric if ρ\rho is chosen sufficiently small depending on RR, NN, kk, and pp. This establishes the first claim. The second claim follows from [40, Proposition 5.5]. ∎

While the second paragraph of Theorem 3.2 follows directly from the work of [40, Proposition 5.5], it is important to note that the proof of this fact occupies the bulk of the paper.

It is worth noting Theorem 3.2 combined with the logic of Theorem 2.5 goes a great deal further than what is explicitly claimed in [40].

Theorem 3.3.

For k2k\geq 2, suppose for a fixed R,N>0R,N>0 and for any ρ>0\rho>0 that M4k1\operatorname{M}^{4k-1} admits a of pRc metrics hh and a nullhomotopic isometric embedding ι:Sρ2k1×DR2k(N)Mn\iota:\operatorname{S}^{2k-1}_{\rho}\times\operatorname{D}^{2k}_{R}(N)\hookrightarrow\operatorname{M}^{n}. If M4k1\operatorname{M}^{4k-1} is spin, then pRc(M4k1)\operatorname{\mathcal{R}^{\text{pRc}}}(\operatorname{M}^{4k-1}) has infinitely many path components.

Proof.

For a fixed m>0m>0, there is a κ(k,m,R,N)\kappa(k,m,R,N) as in Theorem 3.2, such that, if ρ<κ\rho<\kappa we may find a pRc metric h#WgqbkWh\#_{W}g_{qb_{k}}^{W} on M4k1\operatorname{M}^{4k-1} for all |qbk|m|qb_{k}|\leq m. We claim that these metrics each lie in distinct path components. This shows that pRc(M4k1)\operatorname{\mathcal{R}^{\text{pRc}}}(\operatorname{M}^{4k-1}) has more than m/bk\lfloor m/b_{k}\rfloor path components for each mm, and hence has an infinite number of path components.

Setting W4k=[0,1]×M4k1W^{4k}=[0,1]\times\operatorname{M}^{4k-1} with H=dt2+hH=dt^{2}+h, we may apply the second claim of Theorem 3.2 to find a psc metric HWGp,WH\natural_{W}G_{p,\infty}^{W} on W4kE8(qbk)4kW^{4k}\natural\operatorname{E}_{8(qb_{k})}^{4k} that is a product near the boundary. The argument now proceeds identically to the proof of Theorem 2.5 outlined above to show that h#Wgqbk,Wh\#_{W}g_{qb_{k},\infty}^{W} lie in distinct path components of psc(M4k1)\operatorname{\mathcal{R}^{\text{psc}}}(\operatorname{M}^{4k-1}) for each |q|m/bk|q|\leq\lfloor m/b_{k}\rfloor. ∎

In order to prove Theorem 3.1 using Theorem 3.2, it suffices to construct a metric on S4k1\operatorname{S}^{4k-1} that satisfies the hypotheses for a fixed RR and NN and for all choices of ρ>0\rho>0. This can be achieved as follows. If we take the Riemannian product Sρ2k×S12k1\operatorname{S}_{\rho}^{2k}\times\operatorname{S}_{1}^{2k-1}, there are two disjoint embeddings embeddings ι,ι:Sρ2k×D12k1(π/4)Sρ2k×S12k1\iota,\iota^{\prime}:\operatorname{S}_{\rho}^{2k}\times\operatorname{D}_{1}^{2k-1}(\pi/4)\hookrightarrow\operatorname{S}_{\rho}^{2k}\times\operatorname{S}_{1}^{2k-1}. By [32, Lemma], you can perform surgery on ι\iota^{\prime} to produce a pRc metric on S2k1\operatorname{S}^{2k-1} with an isometric embedding ι:Sρ2k×D12k1(π/4)S4k1\iota:\operatorname{S}_{\rho}^{2k}\times\operatorname{D}_{1}^{2k-1}(\pi/4)\hookrightarrow\operatorname{S}^{4k-1}. This procedure can be repeated for any ρ>0\rho>0, hence the second statement of Theorem 3.2 now implies Theorem 3.1 as outlined above. While this is not how Theorem 3.1 is proven in [40], it is illustrative of the perspective we wish to take in the proof of Lemma 3.19 in Section 3.3.

While Theorem 3.3 is essentially obvious from reading [40], the main issue with it is that there are very few obvious candidates for Mn\operatorname{M}^{n} that satisfy the hypotheses. The following Proposition is an incomplete list of those manifolds already known to in the literature to admit a family of metrics as in Theorem 3.3.

Proposition 3.4.

For n=4k1>3n=4k-1>3, pRc(Mn)\operatorname{\mathcal{R}^{\text{pRc}}}(\operatorname{M}^{n}) has infinitely many path components, where Mn\operatorname{M}^{n} is any of the following

  1. (1)

    [32, 16] Where Mn\operatorname{M}^{n} is the result of performing surgery on the fiber of a linear S2k1\operatorname{S}^{2k-1}-bundle over X2k\operatorname{X}^{2k}, where X2k\operatorname{X}^{2k} is a spin manifold admitting a metric of pRc

  2. (2)

    [37] MnbP4k\operatorname{M}^{n}\in bP_{4k},

  3. (3)

    [15] Mn#Σn\operatorname{M}^{n}\#\Sigma^{n}, where Mn\operatorname{M}^{n} is any (2k2)(2k-2)-connected, (2k1)(2k-1)-parallelizable manifold and Σn\Sigma^{n} is some ΣnΘn\Sigma^{n}\in\Theta_{n}.

Note that each of the manifolds listed in Proposition 3.4 are built in such a way that they are locally equivalent to a linear S2k1\operatorname{S}^{2k-1}-bundle over S2k\operatorname{S}^{2k}. It is the basic fact that these bundles may be equipped with metrics locally isometric to a product, and that by shrinking the spherical fiber the Ricci curvatures converge to the corresponding Ricci curvatures in the product metric [3, Proposition 9.70]. Hence they can all be equipped, at least locally, with a family of pRc metrics as in Theorem 3.3.

The list in Proposition 3.4 is already quite impressive, particularly (1) which only requires a spin manifold of dimension 2k2k that admits a metric of pRc. That said, the way that Theorem 3.3 is phrased makes it difficult to apply to a manifold that we do not already know something of the global topology. That is unless we know upfront that Mn\operatorname{M}^{n} can be constructed out of sphere bundles. Our main contribution to this subject, which we will outline in the next section, is that instead of knowing global topology of Mn\operatorname{M}^{n} we know something of the global geometry of Mn\operatorname{M}^{n}.

Note that M4k1=#pΣ4k1\operatorname{M}^{4k-1}=\#_{p}\Sigma^{4k-1} itself satisfies the topological hypotheses of Theorem 2.7, hence psc(Σ4k1)\operatorname{\mathcal{M}^{\text{psc}}}(\Sigma^{4k-1}) has infinitely many path components. It is reasonable to ask if the metrics of pRc of Theorem 3.1 lie in distinct path components of pRc(Σ4k1)\operatorname{\mathcal{M}^{\text{pRc}}}(\Sigma^{4k-1}).

Theorem 3.5.

[40, Theorem A] For k2k\geq 2, let Σ4k1bP4k\Sigma^{4k-1}\in bP_{4k} be a generator, then the moduli space pRc(#pΣ4k1)\operatorname{\mathcal{M}^{\text{pRc}}}(\#_{p}\Sigma^{4k-1}) has infinitely many path components.

The proof of Theorem 3.5 is almost immediate from the proof of Theorem 2.7 and Theorem 3.1 because [23, Proposition 2.13] works equally well for any psc metric on #pΣ4k1\#_{p}\Sigma^{4k-1} that extends to a psc metric on E8(p+qbk)4k\operatorname{E}_{8(p+qb_{k})}^{4k} that is a product near the boundary. We immediately see that |s(#pΣ4k1,g(p+qbk),W|=c(p+qbk)|s(\#_{p}\Sigma^{4k-1},g_{(p+qb_{k}),\infty}^{W}|=c(p+qb_{k}), and hence g(p+qbk),Wg_{(p+qb_{k}),\infty}^{W} lie in distinct path components of pRc(#pΣ4k1)\operatorname{\mathcal{M}^{\text{pRc}}}(\#_{p}\Sigma^{4k-1}) for all q±qq\neq\pm q^{\prime}. Here gp,Wg_{p,\infty}^{W} are those metrics constructed in Theorem 3.2 that are psc isotopic to the pRc metric g(p+qbk)Wg_{(p+qb_{k})}^{W}. Hence g(p+qbk)Wg_{(p+qb_{k})}^{W} lie in distinct path components of pRc(#pΣ4k1)\operatorname{\mathcal{M}^{\text{pRc}}}(\#_{p}\Sigma^{4k-1}) for q±qq\neq\pm q^{\prime}.

As Theorem 2.7 is true for any spin manifold satisfying the topological hypotheses, it is reasonable to ask if the same result will hold for pRc(M4k1)\operatorname{\mathcal{M}^{\text{pRc}}}(\operatorname{M}^{4k-1}) for any spin manifolds satisfying both the topological conditions of Theorem 2.7 and the metric conditions of Theorem 3.3. There is only one slight subtlety that prevents the argument of Theorem 2.7 from applying automatically, and that is that [23, Proposition 2.13 (iv)] relies on [19, Theorem] to construct a psc metric on the manifold

X4k=([0,1]×M4k1)([0,1]×S4k1),X^{4k}=\left([0,1]\times\operatorname{M}^{4k-1}\right)\natural\left([0,1]\times\operatorname{S}^{4k-1}\right),

that is isometric to hgqbkCh\sqcup g_{qb_{k}}^{C} at one end and h#GLgqbkCh\#_{GL}g_{qb_{k}}^{C} at the other end. While we suspect that the pRc metric h#WgqbkWh\#_{W}g_{qb_{k}}^{W} constructed in Theorem 3.2 is psc isotopic to a metric that can be extended over X4kX^{4k}, this is not claimed in [40] and proving this would require us to retread all of the fine details of [40]. One way to side-step this issue is to instead consider the psc metric HWGqbk,WH\natural_{W}G_{qb_{k},\infty}^{W} constructed in Theorem 3.2 on the manifold

Wq4k=([0,1]×M4k1)(E8(qbk)4k).W^{4k}_{q}=\left([0,1]\times\operatorname{M}^{4k-1}\right)\natural\left(\operatorname{E}_{8(qb_{k})}^{4k}\right).
Theorem 3.6.

For k2k\geq 2, let M4k1\operatorname{M}^{4k-1} be a spin manifold satisfying the topological conditions of Theorem 2.7 and the metric conditions of Theorem 3.3. Then pRc(M4k1)\operatorname{\mathcal{M}^{\text{pRc}}}(\operatorname{M}^{4k-1}) has infinitely many path components.

Proof.

As we have already pointed out, there is pRc metric h#WgqbkWh\#_{W}g_{qb_{k}}^{W} on M4k1\operatorname{M}^{4k-1} that is psc isotopic to a metric h#Wgqbk,Wh\#_{W}g_{qb_{k},\infty}^{W} that extends across the manifold Wq4kW_{q}^{4k}. We claim that |s(M4k1,h#WgqbkW)|=|s(M4k1,h#Wgqbk,W)||s(\operatorname{M}^{4k-1},h\#_{W}g_{qb_{k}}^{W})|=|s(\operatorname{M}^{4k-1},h\#_{W}g_{qb_{k},\infty}^{W})| is distinct for every q𝐍q\in\mathbf{N}. Because Wq4kW_{q}^{4k} admits a psc metric, [23, Remark 2.2 (ii) & Proposition 2.13 (iii)] implies that

s(M4k1,h#Wgqbk,W)s(M4k1,h)=s(M4k1(M4k1),(h#Wgqbk,W)h)=t(Wq4k),s(\operatorname{M}^{4k-1},h\#_{W}g_{qb_{k},\infty}^{W})-s(\operatorname{M}^{4k-1},h)=s(\operatorname{M}^{4k-1}\sqcup(-\operatorname{M}^{4k-1}),(h\#_{W}g_{qb_{k},\infty}^{W})\sqcup h)=t(W_{q}^{4k}),

where a formula for t(Wq4k)t(W_{q}^{4k}) is found in [23, Equation (2.11)].

We claim that the Pontryagin classes of Wq4kW_{q}^{4k} all vanish. First note that E8qbk4k\operatorname{E}_{8qb_{k}}^{4k} is parallelizable by construction, and hence pi(E8qbk4k)=0p_{i}(\operatorname{E}_{8qb_{k}}^{4k})=0. Note that T([0,1]×M4k1)=ε1πTM4k1T([0,1]\times\operatorname{M}^{4k-1})=\varepsilon^{1}\oplus\pi^{*}T\operatorname{M}^{4k-1}, where ε1\varepsilon^{1} is the trivial line bundle and π:[0,1]×M4k1M4k1\pi:[0,1]\times\operatorname{M}^{4k-1}\rightarrow\operatorname{M}^{4k-1} is the projection. Using the integral Whitney sum formula for Pontryagin classes [6, Theorem 1.6] we see that

pi(ε1πTM4k1)=pi(πTM4k1)=πpi(M4k1)=0.p_{i}\left(\varepsilon^{1}\oplus\pi^{*}T\operatorname{M}^{4k-1}\right)=p_{i}(\pi^{*}T\operatorname{M}^{4k-1})=\pi^{*}p_{i}(\operatorname{M}^{4k-1})=0.

Finally we note that pi(XY)=pi(X)+pi(Y)p_{i}(X\natural Y)=p_{i}(X)+p_{i}(Y) for any two manifolds with boundary, and hence pi(Wq4k)=0p_{i}(W_{q}^{4k})=0.

Because all the Pontyragin classes of Wq4kW_{q}^{4k} vanish, [23, Equation (2.11)] reduces to

t(Wp4k)=cσ(Wq4k),t(W_{p}^{4k})=c\sigma(W_{q}^{4k}),

for some constant cc. Note that σ(Wq4k)=σ(E8qbk4k)=8qbk\sigma(W_{q}^{4k})=\sigma(\operatorname{E}_{8qb_{k}}^{4k})=8qb_{k}. We conclude that

|s(M4k1,h#Wgqbk,W)|=|s(M4k1,h)+cq|,|s(\operatorname{M}^{4k-1},h\#_{W}g_{qb_{k},\infty}^{W})|=|s(\operatorname{M}^{4k-1},h)+cq|,

and hence are distinct for each q𝐍q\in\mathbf{N}. ∎

3.2. The author’s previous work

The main goal of the author’s previous papers [9, 7] and dissertation [8] was to construct new examples of pRc connected sums. While [20] implies that the connected sum of any two psc Riemannian manifolds has a metric of positive scalar curvature, such a result is not possible for pRc metrics. While no general result is possible, there have been many examples of pRc connected sums constructed in the literature [12, 31, 32, 33, 26, 37, 39, 30, 15]. Our original goal in writing [9] was generalizing the result in [26], which is a construction of pRc metric on #k𝐂P2\#_{k}\operatorname{\mathbf{C}P}^{2}, to the connected sum of any projective spaces. There were two techniques presented in [26] that reduce the problem to constructing a pRc metric on 𝐂P2D4\operatorname{\mathbf{C}P}^{2}\setminus\operatorname{D}^{4} with round and strictly convex boundary.

The first technique of [26] is a gluing theorem for pRc metrics. It replaces the requirement that pRc metrics be standard on a collar (as is the case in the study of psc metrics), with an infinitesimal collar condition in terms of the second fundamental form.

Theorem 3.7 ([26]).

Given two pRc Riemannian manifolds (Min,gi)(\operatorname{M}_{i}^{n},g_{i}) with an orientation reversing isometry Φ:M1nM2n\Phi:\partial\operatorname{M}^{n}_{1}\rightarrow\partial\operatorname{M}_{2}^{n} that satisfies II1+ΦII2\operatorname{II}_{1}+\Phi^{*}\operatorname{II}_{2}, there is a pRc metric gg on M1nΦM2n\operatorname{M}_{1}^{n}\cup_{\Phi}\operatorname{M}_{2}^{n} that agrees with the gig_{i} outside of an arbitrarily small neighborhood of the gluing site.

In the study of psc metrics on manifolds with boundary, it is typical to require the metric be a product on a collar of the boundary. This condition allows us to smoothly glue together two psc manifolds along an isometry of their boundaries. Clearly this collar condition cannot be used for pRc. Theorem 3.7 motivates considering pRc Riemannian manifolds with strictly convex boundary, meaning that II\operatorname{II} is positive definite. Given two such manifolds with isometric boundary, Theorem 3.7 allows us to smoothly glue them together.

Another common theme in the study of psc metrics is the use of a psc concordance. A psc concordance is a psc metric on a cylinder [0,1]×Mn[0,1]\times\operatorname{M}^{n} which splits as a product near each boundary component. When we referred to [19, Theorem] in the proof of Observation 2.1 or Theorem 2.5, we were referring to a psc concordance. If we are interested at developing a similar tool for the study of pRc metrics, we must find a suitable boundary condition that replaces the product condition. As we have mentioned, the hypotheses of Theorem 3.7 suggests convexity as an ideal boundary condition. Sadly, a pRc Riemannian manifold with weakly mean convex boundary must have a connected boundary by [24, Theorem 1]. So if we are interested in a notion of pRc concordance, we must allow for one of the boundaries to have negative definite second fundamental form. Ideally though, |II||\operatorname{II}| to be as small as possible. Motivated by this we make the following definition. Note the terminology we introduce here is meant as an analogy to “almost non-negatively curved.”

Definition 3.8.

Given a manifold Mn+1\operatorname{M}^{n+1} with boundary, let Nn\operatorname{N}^{n} be a connected component of Mn+1\partial\operatorname{M}^{n+1}. We say that (Nn,h)(\operatorname{N}^{n},h) is an almost weakly convex boundary component of Mn+1\operatorname{M}^{n+1} if for each ν>0\nu>0, there is a metric gνg_{\nu} on Mn+1\operatorname{M}^{n+1} such that gν|Nn=hg_{\nu}|_{\operatorname{N}^{n}}=h and IIgν|Mn>νgν\operatorname{II}_{g_{\nu}}|_{\operatorname{M}^{n}}>-\nu g_{\nu}. Moreover, we say that Mn+1\operatorname{M}^{n+1} is Ricci-positive with almost weakly convex boundary isometric to (Nn,h)(\operatorname{N}^{n},h) if each gλg_{\lambda} is pRc.

The requirement that the boundary have a fixed isometry type in Definition 3.8 is useful for our purposes as we always intend to use Theorem 3.7 on such Riemannian manifolds. If one wishes to remove this requirement, the definition ought to require that the intrinsic diameter of Nn\operatorname{N}^{n} with respect to gνg_{\nu} is bounded above uniformly. If not, then it is always possible to take gν=(1/ν)2gg_{\nu}=(1/\nu)^{2}g.

The following observation is our main reason for introducing the concept of almost weakly convex boundary.

Observation 3.9.

Given a pRc metric on M1n\operatorname{M}_{1}^{n} with strictly convex boundary and a pRc metric on M2n\operatorname{M}_{2}^{n} with almost weakly convex boundary, if the boundaries are isometric then there is a pRc metric on M1nM2n\operatorname{M}_{1}^{n}\cup_{\partial}\operatorname{M}_{2}^{n} by Theorem 3.7.

With Definition 3.8 in hand we can now give a reasonable candidate for a replacement of psc concordance suitable for the study of pRc metrics.

Definition 3.10.

We call a family of pRc metrics GνG_{\nu} on [0,1]×Mn[0,1]\times\operatorname{M}^{n} a pRc-concordance from g1g_{1} to g2g_{2} if the boundary {0}×Mn\{0\}\times\operatorname{M}^{n} is almost weakly convex and isometric to (Mn,g1)(\operatorname{M}^{n},g_{1}) and the boundary {1}×Mn\{1\}\times\operatorname{M}^{n} is strictly convex and isometric to (Mn,Rν2g2)(\operatorname{M}^{n},R^{2}_{\nu}g_{2}) for some constant RνR_{\nu}.

Note that, unlike a psc-concordance, a pRc-concordance is a family of metrics and is directional by nature. Because it is directional it does not directly give an equivalence relation: reflexivity fails. We can however define an equivalence relation by requiring the existence of a pRc-concordance in both directions. One of the reasons we include the possibility of scaling g2g_{2} by a constant, is so that a pRc metric is pRc-concordant to itself. Note that a feature of the Gauss equation is that neither g1g_{1} nor g2g_{2} necessarily are intrinsically pRc even if they are pRc-concordant.

In the proof of Observation 2.1 and 2.5 we referenced [19, Theorem]. This claims that if two metrics are psc isotopic, then they are psc-concordant. The following result claims the same holds for pRc isotopies.

Theorem 3.11.

[7, Theorem 7] If g1g_{1} and g2g_{2} are connected via a path in pRc(Mn)\operatorname{\mathcal{R}^{\text{pRc}}}(\operatorname{M}^{n}), then there is a pRc-concordance from g1g_{1} to g2g_{2}.

Note that by reversing the path, we also have a pRc-concordance from g2g_{2} to g1g_{1}. The principal way in which we will use Theorem 3.11 is summarized as follows.

Theorem 3.12.

[7, Theorem C] Given a pRc metric gg on Mn\operatorname{M}^{n} with weakly convex boundary isometric to g1g_{1}, if g1g_{1} and g2g_{2} are pRc-isotopic, then there is a pRc metric g~\tilde{g} on Mn\operatorname{M}^{n} with strictly convex boundary isometric to g2g_{2}.

The proof of Theorem 3.12 follows by performing a small conformal change so the boundary becomes strictly convex then by Observation 3.9 we can glue the pRc-concordance at the almost weakly convex end to its boundary. After rescaling by an appropriate constant the resulting boundary will be strictly convex and isometric to g2g_{2}.

Theorem 3.11 demonstrates that, unlike pRc Riemannian manifolds with weakly convex boundaries, pRc Riemannian manifolds with almost weakly convex boundaries may have disconnected boundary. In fact, the second technique introduced in [26] is a construction of a pRc Riemannian manifold with almost weakly convex boundary that has arbitrarily many connected components.

Theorem 3.13.

[26] For n4n\geq 4 and any kk, there is a family of pRc metrics on Sn(kDm)\operatorname{S}^{n}\setminus\left(\bigsqcup_{k}\operatorname{D}^{m}\right) with almost weakly convex boundary isometric to kS1m1\bigsqcup_{k}\operatorname{S}^{m-1}_{1}.

For a summary of the construction of this metric we recommend the reader consult [8, Section 3.1]. To finish the construction of pRc metrics on #k𝐂P2\#_{k}\operatorname{\mathbf{C}P}^{2}, [26] constructed a pRc metric on 𝐂P2D4\operatorname{\mathbf{C}P}^{2}\setminus\operatorname{D}^{4} with round and convex boundary, named the core. By Observation 3.9, we can glue kk copies of the core 𝐂P2D4\operatorname{\mathbf{C}P}^{2}\setminus\operatorname{D}^{4} to Sn(kDn)\operatorname{S}^{n}\setminus\left(\bigsqcup_{k}\operatorname{D}^{n}\right) producing a pRc metric on #k𝐂P2\#_{k}\operatorname{\mathbf{C}P}^{2}.

Motivated by the construction in [26], we make the following definition.

Definition 3.14.

We will say that Mn\operatorname{M}^{n} admits a core metric, if there is a pRc metric on MnDn\operatorname{M}^{n}\setminus\operatorname{D}^{n} with strictly convex boundary isometric to S1n1\operatorname{S}_{1}^{n-1}.

Following [26] it is immediate that you can form a pRc connected sum on #iMin\#_{i}\operatorname{M}_{i}^{n} if each Min\operatorname{M}_{i}^{n} admit a core metric. Other than 𝐂P2\operatorname{\mathbf{C}P}^{2} in [26], Sn\operatorname{S}^{n} was the only other space known to admit a core metric. The main goal of our previous work in [9, 8, 7] was in constructing new examples of core metrics, which we summarize now.

Theorem 3.15.

The following manifolds admits core metrics:

  1. (1)

    [9, Theorem C] 𝐂Pn\operatorname{\mathbf{C}P}^{n}, 𝐇Pn\operatorname{\mathbf{H}P}^{n}, and 𝐎P2\operatorname{\mathbf{O}P}^{2};

  2. (2)

    [7, Theorem B] S(E)\operatorname{S}(\operatorname{E}), where EBn\operatorname{E}\rightarrow\operatorname{B}^{n} is a rank k4k\geq 4 vector bundle over a base Bn\operatorname{B}^{n} that admits a core metric;

  3. (3)

    [8, Theorem C] the boundary of a tree-like plumbing of Dk\operatorname{D}^{k}-bundles over Sk\operatorname{S}^{k} for k4k\geq 4, or the boundary of plumbing a Dp\operatorname{D}^{p} and Dq\operatorname{D}^{q} bundle over spheres for p3p\geq 3 and q4q\geq 4.

Motivated by the idea of almost weakly convex boundaries we make the following definition in analogy to a core metric.

Definition 3.16.

We will say that Mn\operatorname{M}^{n} admits a socket metric, if MnDn\operatorname{M}^{n}\setminus\operatorname{D}^{n} admits a pRc metric with almost weakly convex boundary isometric to S1n1\operatorname{S}_{1}^{n-1}.

Note that any core metric is a socket metric, but admitting a socket metric is weaker than admitting a core metric. By [24, Thereom 1], if Mn\operatorname{M}^{n} admits a core metric, π1(Mn)=0\pi_{1}(\operatorname{M}^{n})=0. However it is possible to concoct a socket metric on 𝐑Pn\operatorname{\mathbf{R}P}^{n} (remove two large geodesic balls from an appropriately sized SRn\operatorname{S}_{R}^{n} and take the quotient under the antipodal map). With a little more work it is possible to show the following.

Theorem 3.17.

[9, Corollary 4.4] For n4n\geq 4, 𝐑Pn\operatorname{\mathbf{R}P}^{n} and lens spaces all admit socket metrics.

We now summarize how Theorem 3.13 may be used to mix-and-match core and socket metrics.

Corollary 3.18.

For n4n\geq 4, if Min\operatorname{M}_{i}^{n} admits a core metric, then #iMin\#_{i}\operatorname{M}_{i}^{n} also admit a core metric, and in particular #iMn\#_{i}\operatorname{M}^{n} admits a pRc metric.

If Xn\operatorname{X}^{n} admits a socket metric, then Xn#(#iMin)\operatorname{X}^{n}\#\left(\#_{i}\operatorname{M}_{i}^{n}\right) also admits a socket metric, and in particular admits a pRc metric.

Proof.

We begin by claiming there is a family of pRc metrics on Dn(kDn)\operatorname{D}^{n}\setminus\left(\bigsqcup_{k}\operatorname{D}^{n}\right) so that the large boundary is strictly convex and isometric to SRνn1\operatorname{S}_{R_{\nu}}^{n-1} and the kk disjoint small boundaries are almost weakly convex and isometric to kS1n1\bigsqcup_{k}\operatorname{S}_{1}^{n-1}. Note that the boundary conditions just described are identical to the boundary conditions of a pRc-concordance, but the topology is not a cylinder. Hence one might call this a pRc-cobordism.

An analysis of the family of metrics constructed on Sn(kDn)\operatorname{S}^{n}\setminus\left(\bigsqcup_{k}\operatorname{D}^{n}\right) of Theorem 3.13 in [26], shows that it is isometric to a positively curved doubly warped product metric outside of a neighborhood of the boundary. In particular it is isometric to dt2+cos2(t)dθ2+f2(t)dsn2dt^{2}+\cos^{2}(t)d\theta^{2}+f^{2}(t)ds_{n-2}, where t[0,π/2]t\in[0,\pi/2] and f(t)[0,R]f(t)\in[0,R]. Moreover the boundary components are all fixed along an arbitrarily small neighborhood of circle corresponding to the set t=0t=0. Thus it is possible to find a large geodesic ball in Sn\operatorname{S}^{n} equipped with this doubly warped product metric that corresponds to the subset Dn(kDn)\operatorname{D}^{n}\setminus\left(\bigsqcup_{k}\operatorname{D}^{n}\right) of Sn(kDn)\operatorname{S}^{n}\setminus\left(\bigsqcup_{k}\operatorname{D}^{n}\right) equipped with the family of metrics in Theorem 3.13, so that the large boundary of Dn(kDn)\operatorname{D}^{n}\setminus\left(\bigsqcup_{k}\operatorname{D}^{n}\right) is isometric to the boundary of the geodesic ball.

For dimension reasons, the boundary of the geodesic ball is isometric to a warped product ds2+p2(s)dsn22ds^{2}+p^{2}(s)ds_{n-2}^{2} with s[0,S]s\in[0,S]. It is elementary to check that p(s)p(s) is a concave down function, and hence the boundary has instrinsic positive curvature. It follows that the second fundamental form is positive definite. Note that the metric

ds2+((1λ)p(s)+λSsin(πs/S))2dsn22,ds^{2}+\left((1-\lambda)p(s)+\lambda S\sin(\pi s/S)\right)^{2}ds_{n-2}^{2},

is also positively curved for each λ[0,1]\lambda\in[0,1] and hence provides a pRc-isotopy from the boundary metric of this geodesic ball to a round metric. We may therefore apply Theorem 3.12 to produce a family of pRc metrics on Dn(kDn)\operatorname{D}^{n}\setminus\left(\bigsqcup_{k}\operatorname{D}^{n}\right) that satisfy the desired boundary conditions.

By Observation 3.9 we can attach i=1k(MinDn)\bigsqcup_{i=1}^{k}\left(\operatorname{M}_{i}^{n}\setminus\operatorname{D}^{n}\right) with the core metrics to the almost weakly convex boundary of Dn(kDn)\operatorname{D}^{n}\setminus\left(\bigsqcup_{k}\operatorname{D}^{n}\right). After rescaling by an appropriate constant, we have produced a core metric for #iMin\#_{i}\operatorname{M}_{i}^{n}.

In order to produce a socket metric on Xn#(#iMin)\operatorname{X}^{n}\#\left(\#_{i}\operatorname{M}^{n}_{i}\right) we repeat the above construction, but leave one of the boundary components of Dn(kDn)\operatorname{D}^{n}\setminus\left(\bigsqcup_{k}\operatorname{D}^{n}\right) free. Then using Observation 3.9 we attach the large boundary to XnDn\operatorname{X}^{n}\setminus\operatorname{D}^{n}. The result is a socket metric for Xn#(#iMin).\operatorname{X}^{n}\#\left(\#_{i}\operatorname{M}_{i}^{n}\right).

We did not claim Corollary 3.18 in [7], because we did not think to apply Theorem 3.12 to the metrics of Theorem 3.13. With Corollary 3.18 we can now explain how Theorems A and C follows from Theorems B and D respectively.

Proof of Theorem A.

By (1) of Theorem 3.15 Sn\operatorname{S}^{n}, 𝐂Pn\operatorname{\mathbf{C}P}^{n}, 𝐇Pn\operatorname{\mathbf{H}P}^{n}, and 𝐎P2\operatorname{\mathbf{O}P}^{2} all admit core metric. By (2) of Theorem 3.15 we may construct a core metric on the total space of a linear Sm\operatorname{S}^{m}-bundle over a Riemannian manifold admitting a core metric, and by Corollary 3.18 we may construct a core metric on the connected sum of any manifolds admitting a core metric. It follows that every manifold in 𝐂𝐨𝐫𝐞𝐬\operatorname{\mathbf{Cores}} of Definition 1.1 admits a core metric. Note that a core metric is also a socket metric, hence the claim follows from Theorem B for such manifolds.

By Theorem 3.17 L4k1L^{4k-1} admits a socket metric for any lens space. As any M4k1𝐂𝐨𝐫𝐞𝐬\operatorname{M}^{4k-1}\in\operatorname{\mathbf{Cores}} admits a core metric, by Corollary 3.18 there is a socket metric on Ł4k1#M4k1\L^{4k-1}\#\operatorname{M}^{4k-1}, hence the claim follows from Theorem B for such manifolds. ∎

Proof of Theorem C.

All of the manifolds listed in Theorem C have socket metrics (as explained in the proof of Theorem A). So by Theorem D it suffices to show that the manifolds listed satisfy the topological hypotheses. Note that products and connected sums preserves stable parallelizability, so any of the iterated products and connected sums of spheres is stably parallelizable and hence has vanishing Pontryagin classes.

Note that for an odd mm, H1(L(m;q1,,q2k),𝐙/2𝐙)=0H^{1}(L(m;q_{1},\dots,q_{2k}),\mathbf{Z}/2\mathbf{Z})=0. If aa is a generator of H2(L(m;q1,,q2k),𝐙)H^{2}(L(m;q_{1},\dots,q_{2k}),\mathbf{Z}) then the total Pontryagin class can be computed (see [34, Corollary 3.2])

p(L(m;q1,,q2k))=(1+q12a2)(1+q2k2a2).p(L(m;q_{1},\dots,q_{2k}))=(1+q_{1}^{2}a^{2})\cdots(1+q_{2k}^{2}a^{2}).

The requirement that all Pontryagin classes vanish is precisely that p(L(m;q1,,q2k))=1p(L(m;q_{1},\dots,q_{2k}))=1. Since H4i(L(m;q1,,q2k),𝐙)=𝐙/m𝐙H^{4i}(L(m;q_{1},\dots,q_{2k}),\mathbf{Z})=\mathbf{Z}/m\mathbf{Z}, the coefficients of a2ia^{2i} in p(L(m;q1,,q2k))p(L(m;q_{1},\dots,q_{2k})) is precisely ei(q12,,q2k2)modme_{i}(q_{1}^{2},\dots,q_{2k}^{2})\mod m. ∎

3.3. The new work

In the introduction, we explained that a manifold admits a socket metric if it is pRc and almost admits a round hemisphere. One could similarly describe a core metrics as a pRc metric that admits a round hemisphere. By Theorem 3.7 a manifold that admits a socket metric, can be glued to D1n(π/2ν)\operatorname{D}_{1}^{n}(\pi/2-\nu) for any ν>0\nu>0. Hence it “almost admits a hemisphere,” and the converse is obvious. Similarly if a manifold admits a core metric it can be glued to D1n(π/2)\operatorname{D}_{1}^{n}(\pi/2) using Theorem 3.7. Morally, this means that manifolds that admit socket metrics behave like the round metric on a nearly global scale. Hence it is plausible that the comment about the sphere following the proof of Theorem 3.3 may apply equally well to any spin manifold that admits a socket metric. This is precisely the idea that allows us to prove Theorem B from the following lemma.

Lemma 3.19.

For all n2n\geq 2 and m4m\geq 4, given any ρ>0\rho>0 there is a core metric on Sn+m\operatorname{S}^{n+m} that admits an isometric embedding ι:Sρn×D1m(π/8)Dn+m\iota:\operatorname{S}^{n}_{\rho}\times\operatorname{D}^{m}_{1}(\pi/8)\hookrightarrow\operatorname{D}^{n+m}.

Assuming Lemma 3.19 we can complete the proofs of our main theorems.

Proof of Theorem B.

As explained above in Section 3.2, it is always possible to glue together a socket metric and a core metric. If M4k1\operatorname{M}^{4k-1} admits a socket metric, then by attaching the core metric of Lemma 3.19 it is possible to find an embedding as in Theorem 3.3 for any ρ>0\rho>0. The claim follows. ∎

Proof of Theorem D.

As explained above in Section 3.2, it is always possible to glue together a socket metric and a core metric. If M4k1\operatorname{M}^{4k-1} admits a socket metric, then by attaching the core metric of Lemma 3.19 it is possible to find an embedding as in Theorem 3.6 for any ρ>0\rho>0. The claim follows. ∎

In order to prove Lemma 3.19 we will consider the family of metrics constructed on Sn+m\operatorname{S}^{n+m} discussed following the proof of Theorem 3.3 using the work of [32]. Specifically we must find an embedding of Dn+m\operatorname{D}^{n+m} that contains the desired embedding on its interior and has convex boundary. This is essentially obvious once one understands the construction in [32]. While this much is straightforward, the metric so constructed restricted to the boundary is not round. Luckily the metric restricted to the boundary Sn+m1\operatorname{S}^{n+m-1} is essentially the same as the metric constructed Sn+m\operatorname{S}^{n+m}, and so will be intrinsically pRc. Using Theorem 3.12 it is possible to deform the boundary to become round provided it is connected via a path of pRc metrics to the round metric. The following Lemma claims that this is possible for the particular sort of metric constructed on Sn+m1\operatorname{S}^{n+m-1} in [32].

Lemma 3.20.

Let k=dr2+h2(r)dsn2+f2(r)dsm2k=dr^{2}+h^{2}(r)ds_{n}^{2}+f^{2}(r)ds_{m}^{2} with r[0,R]r\in[0,R] be a pRc doubly warped product metric on Sn+m+1\operatorname{S}^{n+m+1}. Suppose that there is an 0<R1<R2<R0<R_{1}<R_{2}<R such that f′′(r)>0f^{\prime\prime}(r)>0 for r<R1r<R_{1} and f′′(r)<0f^{\prime\prime}(r)<0 for r>R1r>R_{1} and h′′(r)<0h^{\prime\prime}(r)<0 for r<R2r<R_{2} and h(r)ρh(r)\equiv\rho for rR2r\geq R_{2}. Then kk is connected via a path of pRc metrics to a round metric.

Proof.

Let f1(r)f_{1}(r) be any function defined on [0,R][0,R] satisfying the same boundary conditions as f(r)f(r) (see [27, Section 1.4.5]), suppose moreover that f1′′(r)<0f_{1}^{\prime\prime}(r)<0 and f1(R1)=f(R1)f_{1}(R_{1})=f(R_{1}). Let fλ(r)f_{\lambda}(r) denote the convex combination of f0(r)f_{0}(r) and f1(r)f_{1}(r) for λ[0,1]\lambda\in[0,1]. Let kλ=dr2+h2(r)dsn2+fλ2(r)dsm2k_{\lambda}=dr^{2}+h^{2}(r)ds_{n}^{2}+f_{\lambda}^{2}(r)ds_{m}^{2}. We claim that gλg_{\lambda} has pRc for each λ[0,1]\lambda\in[0,1]. Let r\partial_{r}, θiTSn\theta_{i}\in T\operatorname{S}^{n} and ϕiTSm\phi_{i}\in T\operatorname{S}^{m} be coordinate frame for gλg_{\lambda}. From [27, 4.2.4], we have

(2) Rickλ(r,r)\displaystyle Ric_{k_{\lambda}}(\partial_{r},\partial_{r}) =nh¨(r)h(r)mf¨λ(r)fλ(r).\displaystyle=-n\frac{\ddot{h}(r)}{h(r)}-m\frac{\ddot{f}_{\lambda}(r)}{f_{\lambda}(r)}.
(3) Rickλ(θ1,θ2)\displaystyle\operatorname{Ric}_{k_{\lambda}}(\theta_{1},\theta_{2}) =(n1)1h˙2(r)h2(r)h¨(r)h(r)mf˙λ(r)h˙(r)fλ(r)h(r)\displaystyle=(n-1)\frac{1-\dot{h}^{2}(r)}{h^{2}(r)}-\frac{\ddot{h}(r)}{h(r)}-m\frac{\dot{f}_{\lambda}(r)\dot{h}(r)}{f_{\lambda}(r)h(r)}
(4) Rickλ(ϕ1,ϕ2)\displaystyle\operatorname{Ric}_{k_{\lambda}}(\phi_{1},\phi_{2}) =(m1)1f˙λ2(r)fλ2(r)f¨λ(r)fλ(r)nf˙λ(r)h˙(r)fλ(r)h(r).\displaystyle=(m-1)\frac{1-\dot{f}_{\lambda}^{2}(r)}{f_{\lambda}^{2}(r)}-\frac{\ddot{f}_{\lambda}(r)}{f_{\lambda}(r)}-n\frac{\dot{f}_{\lambda}(r)\dot{h}(r)}{f_{\lambda}(r)h(r)}.

Let us consider first (2). For r>R1r>R_{1}, h′′(r)0h^{\prime\prime}(r)\leq 0 and fλ′′(r)<0f_{\lambda}^{\prime\prime}(r)<0 hence (2) is positive for all λ[0,1]\lambda\in[0,1]. For rR2r\leq R_{2}, h′′(r)h^{\prime\prime}(r) is constant with respect to λ\lambda and fλ′′(r)f_{\lambda}^{\prime\prime}(r) is decreasing with respect to λ\lambda, hence (2) is increasing with respect to λ\lambda. Since (2) is assumed to be positive at λ=0\lambda=0, we conclude that (2) is positive for all λ[0,1]\lambda\in[0,1].

Let us consider next (3). For rR2r\geq R_{2}, we have that (3) is given by (n1)/ρ2(n-1)/\rho^{2} and is hence positive regardless of λ\lambda. For rR1r\leq R_{1}, let us consider (3) when λ=0\lambda=0, which by assumption is positive. Note that fλ(r)0f_{\lambda}^{\prime}(r)\geq 0 and h(r)>0h^{\prime}(r)>0, hence f˙λ(r)h˙(r)>0\dot{f}_{\lambda}(r)\dot{h}(r)>0. It follows that the first two terms in (3) dominate the last term. Note that f˙λ(r)\dot{f}\lambda(r) is decreasing while fλ(r)f_{\lambda}(r) is increasing with respect to λ\lambda, hence f˙λ(r)/fλ(r)\dot{f}_{\lambda}(r)/f_{\lambda}(r) is decreasing. It follows that (3) is increasing with respect to λ\lambda and hence is positive for all λ[0,1]\lambda\in[0,1]. For R1<r<R2R_{1}<r<R_{2}, let us again consider λ=0\lambda=0. In this case h˙(r)>0\dot{h}(r)>0, but it is possible that f˙(r)\dot{f}(r) changes sign at a single point r0r_{0} from positive to negative. For rr0r\geq r_{0}, the last term in (3) is nonnegative. Since f˙1(r)<0\dot{f}_{1}(r)<0, it follows that this term is nonnegative for all λ[0,1]\lambda\in[0,1], and hence (3) is positive for all λ[0,1]\lambda\in[0,1]. For R1<r<r0R_{1}<r<r_{0}, the argument proceeds identically to the case of rR1r\leq R_{1}.

Finally, let us consider (4). Let us again begin by considering λ=0\lambda=0. Note that there is exactly one r0>R1r_{0}>R_{1} for which f˙0(r)\dot{f}_{0}(r) changes sign from positive to negative. For rR1r\leq R_{1}, note that the last two terms in (4) are both nonpositive. For R1<rr0R_{1}<r\leq r_{0} the last term is negative and the middle term is positive. For r>r0r>r_{0}, the second two terms are positive. Because (4) is assumed to be positive, we deduce that f˙0(r)<1\dot{f}_{0}(r)<1 for rR1r\leq R_{1}. Because f¨0(r)<0\ddot{f}_{0}(r)<0 for r>R1r>R_{1}, and f˙0(R)=1\dot{f}_{0}(R)=-1 we deduce that 1f˙0(r)<1-1\leq\dot{f}_{0}(r)<1. For a fixed r>r0r>r_{0}, we have that f˙λ(r)\dot{f}_{\lambda}(r) is decreasing and hence f˙(r)21\dot{f}(r)^{2}\leq 1 for all λ\lambda. As the other two terms in (4) are positive, it follows that (4) is positive for all λ[0,1]\lambda\in[0,1]. For a fixed rr0r\leq r_{0}, f˙2(r)\dot{f}^{2}(r) will decrease initially until f˙λ(r)=0\dot{f}_{\lambda}(r)=0 for some λ\lambda. At this same λ\lambda, the last two terms in (4) become positive. Hence (4) will become positive beyond this λ\lambda. Before this λ\lambda we note that the first term in (4) was increasing, while the second two were decreasing with respect to λ\lambda.

We therefore have shown that k0k_{0} and k1k_{1} are connected via a path of pRc metrics. It remains to check that k1k_{1} is connected via a path of pRc metrics to a round metric. If we let h2(r)=Rsin(r/R)h_{2}(r)=R\sin(r/R) and f2(r)=Rcos(r/R)f_{2}(r)=R\cos(r/R), define hλh_{\lambda} and fλf_{\lambda} as the convex combination of h(r)h(r) with h2(r)h_{2}(r) and f1(r)f_{1}(r) with f2(r)f_{2}(r) for λ[1,2]\lambda\in[1,2], and let kλ=dr2+hλ2(r)dsn2+fλ2(r)dsm2k_{\lambda}=dr^{2}+h_{\lambda}^{2}(r)ds_{n}^{2}+f_{\lambda}^{2}(r)ds_{m}^{2}. It is elementary to check that (2), (3), and (4) are positive as hλ(r)h_{\lambda}(r) and fλ(r)f_{\lambda}(r) are strictly concave down for all λ>1\lambda>1. ∎

We are now ready to finish our proof of Lemma 3.19.

Proof of Lemma 3.19.

For any ρ>0\rho>0, consider the pRc Riemannian manifold Sρn×S1m\operatorname{S}_{\rho}^{n}\times\operatorname{S}_{1}^{m}. Define two embeddings ι,ι:Sρn×D1m(π/8)Sρn×S1m\iota,\iota^{\prime}:\operatorname{S}_{\rho}^{n}\times\operatorname{D}_{1}^{m}(\pi/8)\hookrightarrow\operatorname{S}_{\rho}^{n}\times\operatorname{S}_{1}^{m} given by the identity on the first factor and by the exponential map centered at two points x0x_{0} and x1x_{1} a distance of π/2\pi/2 apart in S1m\operatorname{S}_{1}^{m}. By [32, Lemma 1], we may for ρ\rho sufficiently small, perform a surgery on ι\iota^{\prime} to produce a pRc metric on

[(Sn×Sm)ι(Sn×Dm)]ι[Dn+1×Sm1]=Sn+m.\left[\left(\operatorname{S}^{n}\times\operatorname{S}^{m}\right)\setminus\iota^{\prime}\left(\operatorname{S}^{n}\times\operatorname{D}^{m}\right)\right]\cup_{\iota}\left[\operatorname{D}^{n+1}\times\operatorname{S}^{m-1}\right]=\operatorname{S}^{n+m}.

Moreover this metric takes the form k:=dr2+h2(r)dsn2+f2(r)dsm12k:=dr^{2}+h^{2}(r)ds_{n}^{2}+f^{2}(r)ds_{m-1}^{2}, where r[0,R]r\in[0,R] agrees with the radial coordinate of SmDm\operatorname{S}^{m}\setminus\operatorname{D}^{m} in this first factor and the radial coordinate of Dn+1\operatorname{D}^{n+1} in the second factor. Moreover the interval can be subdivided into 0<R1<R2<R3<R0<R_{1}<R_{2}<R_{3}<R such that

  1. (1)

    f(r)f(r) has a unique inflection point at r=R1r=R_{1}, is strictly concave up for r<R1r<R_{1} and strictly concave down for r>R1r>R_{1}.

  2. (2)

    h(r)h(r) is strictly concave down for r<R2r<R_{2} and h(r)=ρh(r)=\rho for rR2r\geq R_{2}.

  3. (3)

    f(r)=cos(rR3+π/8)f(r)=\cos(r-R_{3}+\pi/8) for rR3r\geq R_{3}.

In addition to all this, there is still an isometric embedding ι:Sρn×D1m(π/8)Sn+m\iota:\operatorname{S}_{\rho}^{n}\times\operatorname{D}_{1}^{m}(\pi/8)\hookrightarrow\operatorname{S}^{n+m}. Our first goal is to identify an embedding Dn+mSn+m\operatorname{D}^{n+m}\hookrightarrow\operatorname{S}^{n+m} that contains the image of ι\iota in its interior and that has weakly convex boundary.

Implicit to the definition of the metric kk, we are identifying Sn+m\operatorname{S}^{n+m} as a quotient of [0,R]×Sn×Sm1[0,R]\times\operatorname{S}^{n}\times\operatorname{S}^{m-1}. If we further decompose Sm1=[0,π]×Sm2\operatorname{S}^{m-1}=[0,\pi]\times\operatorname{S}^{m-2}, then the metric splits as

k=dt2+h2(t)dsn2+f2(t)dx2+cos2(x)f2(t)dsn22.k=dt^{2}+h^{2}(t)ds_{n}^{2}+f^{2}(t)dx^{2}+\cos^{2}(x)f^{2}(t)ds_{n-2}^{2}.

Given a function ξ:[0,R][0,π]\xi:[0,R]\rightarrow[0,\pi], we define the subset

D(ξ):={(r,p,x,q)[0,R]×Sn×[0,π]×Sm2:xξ(r)}Sn+m.\operatorname{D}(\xi):=\{(r,p,x,q)\in[0,R]\times\operatorname{S}^{n}\times[0,\pi]\times\operatorname{S}^{m-2}:x\leq\xi(r)\}\subseteq\operatorname{S}^{n+m}.

Intersecting D(ξ)\operatorname{D}(\xi) with the two handles gives

D(ξ)=[Sn×D+m]Sn×Dm1[Dn+1×Dm1].\operatorname{D}(\xi)=\left[\operatorname{S}^{n}\times\operatorname{D}_{+}^{m}\right]\cup_{\operatorname{S}^{n}\times\operatorname{D}^{m-1}}\left[\operatorname{D}^{n+1}\times\operatorname{D}^{m-1}\right].

From this it is clear that D(ξ)\operatorname{D}(\xi) is homeomorphic to Dn+m\operatorname{D}^{n+m}. We will choose ξ(r)\xi(r) so that D(ξ)\operatorname{D}(\xi) transparently has smooth boundary.

For r<Rπ/4r<R-\pi/4, we choose ξ(r)=c\xi(r)=c to be constant. Recall that [R3,R]×Sn×Sm1[R_{3},R]\times\operatorname{S}^{n}\times\operatorname{S}^{m-1} equipped with kk is isometric to Sρn×(S1mD1m(π/8))\operatorname{S}_{\rho}^{n}\times\left(\operatorname{S}_{1}^{m}\setminus\operatorname{D}_{1}^{m}(\pi/8)\right). For r>Rπ/8r>R-\pi/8 we want to choose ξ(r)\xi(r) so that this portion of D(ξ)D(\xi) agrees with a geodesic ball of radius π/4\pi/4 centered at x1x_{1}. We will choose cc sufficiently small, so that it is possible to extend ξ(r)\xi(r) smoothly so that ξ(r)\xi(r) is concave down for all r>Rπ/4r>R-\pi/4. With this choice of ξ(r)\xi(r), the boundary of D(ξ)D(\xi) is clearly smooth.

What remains is to check that the boundary is weakly convex. For r<Rπ/4r<R-\pi/4, as ξ(r)=c\xi(r)=c we have that the inward unit normal of S(ξ):=D(ξ)\operatorname{S}(\xi):=\partial\operatorname{D}(\xi) is given by x/f(r)-\partial_{x}/f(r) and a frame for TS(ξ)T\operatorname{S}(\xi) is spanned by t\partial_{t}, θiTSn\theta_{i}\in T\operatorname{S}^{n}, and ϕiTSm2\phi_{i}\in T\operatorname{S}^{m-2}. In this frame all principal curvatures are zero other than II(ϕ,ϕ)=cotc/f(r)\operatorname{II}(\phi,\phi)=\cot c/f(r). For r>Rπ/4r>R-\pi/4, it is routine to check that the principal curvatures tangent to Sm1\operatorname{S}^{m-1} are positive if ξ(r)\xi(r) is concave down.

We claim that the metric kk restricted to S(ξ)=Sn+m1\operatorname{S}(\xi)=\operatorname{S}^{n+m-1} takes the form

k|S(ξ)=ds2+h2(s)dsn2+p2(s)dsn22.k|_{\operatorname{S}(\xi)}=ds^{2}+h^{2}(s)ds_{n}^{2}+p^{2}(s)ds_{n-2}^{2}.

Where s[0,R]s\in[0,R^{\prime}] where p(s)=cos(c)f(s)p(s)=\cos(c)f(s) for s<Rπ/4s<R-\pi/4 and p′′(s)<0p^{\prime\prime}(s)<0 for all R3\geq R_{3}. Moreover, k|S(ξ)k|_{\operatorname{S}(\xi)} has pRc. Because ξ(r)=c\xi(r)=c for r<Rπ/4r<R-\pi/4, it is clear that k|S(ξ)k|_{\operatorname{S}(\xi)} takes this form. That k|S(ξ)k|_{\operatorname{S}(\xi)} has pRc follows from the fact that scaling f(r)f(r) by a constant less than 11 in a doubly warped product metric has the result of increasing or leaving fixed all sectional curvatures. For rRπ/4r\geq R-\pi/4, we have that

k|S(ξ)=(1+cos2(ξ(r))ξ˙2(r))dr2+h2(r)dsn2+cos2(ξ(r))f2(r)dsm22=ds2+h2(r)dsn2+p2(s)dsm22.k|_{\operatorname{S}(\xi)}=(1+\cos^{2}(\xi(r))\dot{\xi}^{2}(r))dr^{2}+h^{2}(r)ds_{n}^{2}+\cos^{2}(\xi(r))f^{2}(r)ds_{m-2}^{2}=ds^{2}+h^{2}(r)ds_{n}^{2}+p^{2}(s)ds_{m-2}^{2}.

We have explained that S(ξ)Sm1\operatorname{S}(\xi)\cap\operatorname{S}^{m-1} is strictly convex and hence has positive sectional curvature. It follows that p′′(s)<0p^{\prime\prime}(s)<0 as claimed. As h(s)=ρh(s)=\rho for such ss, it is easy to verify that the metric has pRc.

By Lemma 3.20, k|S(ξ)k|_{\operatorname{S}(\xi)} is connected via a path of pRc metrics to a round metric. By Theorem 3.12, there is a pRc metric on Dn+m\operatorname{D}^{n+m} with round and convex boundary that still admits the desired embedding. This construction works for any ρ\rho, as desired. ∎

4. Further Applications

4.1. The space of core metrics

For a smooth manifold Mn\operatorname{M}^{n} fix DnMn\operatorname{D}^{n}\subseteq\operatorname{M}^{n}. We define Cores(Mn)pRc(MnDn)\operatorname{\mathcal{R}^{\text{Cores}}}(\operatorname{M}^{n})\subseteq\operatorname{\mathcal{R}^{\text{pRc}}}(\operatorname{M}^{n}\setminus\operatorname{D}^{n}) to be the space of core metrics for Mn\operatorname{M}^{n}. Note that the action of diffeomorphisms of MnDn\operatorname{M}^{n}\setminus\operatorname{D}^{n} on pRc(MnDn)\operatorname{\mathcal{R}^{\text{pRc}}}(\operatorname{M}^{n}\setminus\operatorname{D}^{n}) leaves on Cores(Mn)\operatorname{\mathcal{R}^{\text{Cores}}}(\operatorname{M}^{n}) fixed, and hence we may define the moduli space Cores(Mn)\operatorname{\mathcal{M}^{\text{Cores}}}(\operatorname{M}^{n}). Much of our own work has been in showing that Cores(Mn)\operatorname{\mathcal{R}^{\text{Cores}}}(\operatorname{M}^{n}) is nonempty for manifolds where pRc(Mn)\operatorname{\mathcal{R}^{\text{pRc}}}(\operatorname{M}^{n}) is known to be nonempty. The end goal of this to show that pRc(#kMn)\operatorname{\mathcal{R}^{\text{pRc}}}(\#_{k}\operatorname{M}^{n}) is nonempty. In this section we hope to convince the reader that Cores(Mn)\operatorname{\mathcal{R}^{\text{Cores}}}(\operatorname{M}^{n}) is an interesting space in its own right.

In Corollary 3.18 we described a way of combining core metrics on Min\operatorname{M}_{i}^{n} to a core metric on #iMin\#_{i}\operatorname{M}_{i}^{n}. When we restrict ourselves to core metrics on Sn\operatorname{S}^{n}, we note that this procedure gives a way to take two core metrics on Sn\operatorname{S}^{n} and produce a new core metric on Sn\operatorname{S}^{n}. In other words there is a binary operation

μ:Cores(Sn)×Cores(Sn)Cores(Sn).\mu:\operatorname{\mathcal{R}^{\text{Cores}}}(\operatorname{S}^{n})\times\operatorname{\mathcal{R}^{\text{Cores}}}(\operatorname{S}^{n})\rightarrow\operatorname{\mathcal{R}^{\text{Cores}}}(\operatorname{S}^{n}).

While there were many choices hidden in the proof of Corollary 3.18, we believe it is possible to make μ\mu a well-defined, continuous product. This construction is morally similar to the construction of a product structure on psc(Mn)\operatorname{\mathcal{R}^{\text{psc}}}(\operatorname{M}^{n}) in [36] and more recently on the space of all metrics of kk-pRc on Sn\operatorname{S}^{n} in [41]. In both cases it was shown that this product structure comes from an nn-fold loop space structure. We conjecture that the product structure of Cores(Sn)\operatorname{\mathcal{R}^{\text{Cores}}}(\operatorname{S}^{n}) behaves similarly.

Conjecture 4.1.

Cores(Sn)\operatorname{\mathcal{R}^{\text{Cores}}}(\operatorname{S}^{n}) equipped with μ\mu is an associative HH-space and is homotopy equivalent to a loop space.

In [36] the product structure is essentially given by the psc connected sum of [20], and so the product is defined for any psc metric on the sphere. There is no general way to form a pRc connected sum. To our knowledge Corollary 3.18 is the most general technique for forming pRc connected sums. And as it requires the presupposition of core metrics, Conjecture 4.1 represents a natural extension of the ideas of [36] to the study of pRc metrics.

While we have no way of constructing a product structure on the space pRc(Sn)\operatorname{\mathcal{R}^{\text{pRc}}}(\operatorname{S}^{n}), one plausible way to approach this is to study the following embedding.

Proposition 4.2.

There is an embedding cap:Cores(Mn)pRc(Mn)\operatorname{cap}:\operatorname{\mathcal{R}^{\text{Cores}}}(\operatorname{M}^{n})\hookrightarrow\operatorname{\mathcal{R}^{\text{pRc}}}(\operatorname{M}^{n}).

Proof.

We define a function ν:Cores(Mn)𝐑+\nu:\operatorname{\mathcal{R}^{\text{Cores}}}(\operatorname{M}^{n})\rightarrow\mathbf{R}_{+}, for gCores(Mn)g\in\operatorname{\mathcal{R}^{\text{Cores}}}(\operatorname{M}^{n}) let

ν(g):=12inf{IIg(E,E):ETSn1 and g(E,E)=1}.\nu(g):=\dfrac{1}{2}\cdot\inf\left\{\operatorname{II}_{g}(E,E):{E\in T\operatorname{S}^{n-1}}\text{ and }g(E,E)=1\right\}.

This function is continuous. Fix a one-parameter family of pRc metrics h(ν)h(\nu) on DnMn\operatorname{D}^{n}\subseteq\operatorname{M}^{n} so that the boundary is isometric to S1n1\operatorname{S}_{1}^{n-1} and IIg(ν)=νg(ν)\operatorname{II}_{g(\nu)}=-\nu g(\nu). For instance one can take h(ν)h(\nu) to be the pull-back of an appropriately sized round metric restricted to a geodesic ball of an appropriate radius.

As described in [10, Theorem 2], it is possible to modify Theorem 3.7 so that the pRc metric gg produced on M1nM2n\operatorname{M}_{1}^{n}\cup_{\partial}\operatorname{M}_{2}^{n} depends continuously on the two metrics g1g_{1} and g2g_{2} and the isometry of the boundary. Thus we can define cap(g)pRc(Mn)\operatorname{cap}(g)\in\operatorname{\mathcal{R}^{\text{pRc}}}(\operatorname{M}^{n}) to be the result of applying [10, Theorem 2] to the metric gg on MnDn\operatorname{M}^{n}\setminus\operatorname{D}^{n} and h(ν(g))h(\nu(g)) on Dn\operatorname{D}^{n} identified along the fixed embedding. ∎

To our knowledge the space Cores(Mn)\operatorname{\mathcal{R}^{\text{Cores}}}(\operatorname{M}^{n}) has never been directly studied. The closest relative to Cores(Mn)\operatorname{\mathcal{R}^{\text{Cores}}}(\operatorname{M}^{n}) that has been studied is the space of nonnegative Ricci curvature metrics on D3\operatorname{D}^{3} with strictly convex boundaries. This space was studied in [1], where it was shown that it is path connected and the associated moduli space is contractible. The proofs of these two facts apply equally well to Cores(S3)\operatorname{\mathcal{R}^{\text{Cores}}}(\operatorname{S}^{3}) and Cores(S3)\operatorname{\mathcal{M}^{\text{Cores}}}(\operatorname{S}^{3}). Beyond this what is known about the topology of Cores(Mn)\operatorname{\mathcal{R}^{\text{Cores}}}(\operatorname{M}^{n}) is what can be inherited from pRc(Mn)\operatorname{\mathcal{R}^{\text{pRc}}}(\operatorname{M}^{n}) under the embedding cap\operatorname{cap}. Take for example the work of [14]. Consider the diffeomorphisms of the disk leaving a neighborhood of the boundary fixed Diff(Dn,)\operatorname{Diff}(\operatorname{D}^{n},\partial). Given an inclusion DnMn\operatorname{D}^{n}\subseteq\operatorname{M}^{n} there is a corresponding inclusion Diff(Dn,)Diff(Mn)\operatorname{Diff}(\operatorname{D}^{n},\partial)\subseteq\operatorname{Diff}(\operatorname{M}^{n}). The main results of [13, 14] claim that many higher homotopy groups of pRc(Mn)\operatorname{\mathcal{R}^{\text{pRc}}}(\operatorname{M}^{n}) are nontrivial for n7n\geq 7. These nontrivial elements are inherited from the action of Diff(Dn,)\operatorname{Diff}(\operatorname{D}^{n},\partial) on pRc(Mn)\operatorname{\mathcal{R}^{\text{pRc}}}(\operatorname{M}^{n}). Note that if we fix two disjoint disks in Mn\operatorname{M}^{n}, one disk for the action of Diff(Dn,)\operatorname{Diff}(\operatorname{D}^{n},\partial) and the other for the inclusion cap:Cores(Mn)pRc(Mn)\operatorname{cap}:\operatorname{\mathcal{R}^{\text{Cores}}}(\operatorname{M}^{n})\hookrightarrow\operatorname{\mathcal{R}^{\text{pRc}}}(\operatorname{M}^{n}), then the action of Diff(Dn,)\operatorname{Diff}(\operatorname{D}^{n},\partial) will leave the image of cap\operatorname{cap} invariant. It follows from [14, Corollary 1.9] that for n7n\geq 7, Cores(Mn)\operatorname{\mathcal{R}^{\text{Cores}}}(\operatorname{M}^{n}) will have infinitely many nontrivial higher homotopy groups provided that Mn\operatorname{M}^{n} is spin manifold that admits a core metric.

This discussion shows that Conjecture 4.1 is not trivial, as the space Cores(Sn)\operatorname{\mathcal{R}^{\text{Cores}}}(\operatorname{S}^{n}) is not contractible. We conclude this section by noting that Lemma 3.19 combined with Theorem 3.3 and Theorem 3.6 show that we can deduce the non-triviality of the space of all core metrics on a spin manifold.

Corollary 4.3.

For k2k\geq 2, let M4k1\operatorname{M}^{4k-1} be any spin manifold that admits a core metric, then Cores(M4k1)\operatorname{\mathcal{R}^{\text{Cores}}}(\operatorname{M}^{4k-1}) has infinitely many path components. If moreover M4k1\operatorname{M}^{4k-1} satisfies the topological hypotheses of Theorem 2.7 then Cores(M4k1)\operatorname{\mathcal{M}^{\text{Cores}}}(\operatorname{M}^{4k-1}) has infinitely many connected components.

4.2. Exotic smooth structures

Note that Theorem 3.1 and 3.5 are both stated for any smooth homotopy sphere in bP4kbP_{4k}. This is because any element of bP4kbP_{4k} is diffeomorphic to S4k1#(#pΣ4k1)\operatorname{S}^{4k-1}\#\left(\#_{p}\Sigma^{4k-1}\right) for some pp. Note that both Theorem B and Theorem D apply equally well to M4k1#(#pΣ4k1)\operatorname{M}^{4k-1}\#\left(\#_{p}\Sigma^{4k-1}\right), and it is natural to ask if these represent distinct smooth manifolds for each pp.

For any topological manifold Mn\operatorname{M}^{n} that is not necessarily a homotopy spheres, we define the set 𝒮Top/O(Mn)\operatorname{\mathcal{S}^{Top/O}}(\operatorname{M}^{n}) as the set of diffeomorphism classes of smooth manifolds that are homeomorphic to Mn\operatorname{M}^{n}. This set can also be thought of the collection of all “smoothings” of the underlying topological manifold. For n5n\geq 5, 𝒮Top/O(Sn)=Θn\operatorname{\mathcal{S}^{Top/O}}(\operatorname{S}^{n})=\Theta_{n} has a group structure given by connected sum. For any manifold Mn\operatorname{M}^{n}, we see that Θn\Theta_{n} acts on 𝒮Top/O(Mn)\operatorname{\mathcal{S}^{Top/O}}(\operatorname{M}^{n}) by connected sum. Assuming that Mn\operatorname{M}^{n} is already smooth, we can consider the subgroup (Mn)Θn\operatorname{\mathcal{I}}(\operatorname{M}^{n})\leq\Theta_{n} that leaves the class [Mn]𝒮Top/O(Mn)[\operatorname{M}^{n}]\in\operatorname{\mathcal{S}^{Top/O}}(\operatorname{M}^{n}) fixed, in other words Σn(Mn)\Sigma^{n}\in\operatorname{\mathcal{I}}(\operatorname{M}^{n}) precisely when Mn#Σn\operatorname{M}^{n}\#\Sigma^{n} is diffeomorphic to Mn\operatorname{M}^{n}. Thus for Σn(Mn)\Sigma^{n}\notin\operatorname{\mathcal{I}}(\operatorname{M}^{n}), Mn#(#Σn)\operatorname{M}^{n}\#\left(\#\Sigma^{n}\right) is a distinct smooth manifold. While computing (Mn)\operatorname{\mathcal{I}}(\operatorname{M}^{n}) is beyond the scope of this note, we would like to record from the literature what is known about the inertia groups found in Theorem A above.

Before we continue with our discussion of inertia groups, we remark that Lemma 3.19 combined with the work of [37] allow us to construct connected sums with a few more exotic spheres than those in bP4kbP_{4k}.

Corollary 4.4.

If Mn\operatorname{M}^{n} admits a socket metric, then Mn#Σn\operatorname{M}^{n}\#\Sigma^{n} also admits a socket metric and hence a pRc metric whenever:

  1. (1)

    n=4k1n=4k-1, and ΣbP4k𝐙/bk𝐙\Sigma\in bP_{4k}\cong\mathbf{Z}/b_{k}\mathbf{Z},

  2. (2)

    n=4k+1n=4k+1, and ΣbP4k+2=𝐙/2𝐙\Sigma\in bP_{4k+2}=\mathbf{Z}/2\mathbf{Z} whenever k{1,3,7,15,31}k\notin\{1,3,7,15,31\},

  3. (3)

    n=8,16n=8,16, and ΣΘn=𝐙/2𝐙\Sigma\in\Theta_{n}=\mathbf{Z}/2\mathbf{Z},

  4. (4)

    n=19n=19, and ΣΘ19=𝐙/2𝐙𝐙/b5𝐙\Sigma\in\Theta_{19}=\mathbf{Z}/2\mathbf{Z}\oplus\mathbf{Z}/b_{5}\mathbf{Z}.

Proof.

By Lemma 3.19, any manifold that admits a socket metric admits a family of pRc metrics so that there is an isometric embedding ι:Sρn×D1m(π/8)Mn+m\iota:\operatorname{S}^{n}_{\rho}\times\operatorname{D}_{1}^{m}(\pi/8)\hookrightarrow\operatorname{M}^{n+m} whenever n2n\geq 2 and m4m\geq 4.

When m=km=k and n=k1n=k-1, we may use [37, Lemma 2.4] to perform iterated framed surgeries on Sk1\operatorname{S}^{k-1} starting from ι\iota, thus it is possible to achieve any element of bP2kbP_{2k} as explained in the proof of [37, Theorem 2.2].

When m>n+1m>n+1, we may again use [37, Lemma 2.4] to perform surgery on ι\iota. By [29, Satz 12.1], the remaining spurious examples in Θ8\Theta_{8}, Θ16\Theta_{16}, and Θ19\Theta_{19} can all be achieved in this way as explained in the proof of [37, Theorem 2.3]. ∎

With Corollary 4.4 in hand, we can now list what is known about the inertia groups of manifolds found in Theorem A.

Theorem 4.5.
  1. (1)

    If Σ2n1(L(m;q1,qn))\Sigma^{2n-1}\in\operatorname{\mathcal{I}}(L(m;q_{1},\dots q_{n})), then #mΣ2n1S2n1\#_{m}\Sigma^{2n-1}\cong\operatorname{S}^{2n-1}.

  2. (2)

    [21, Theorem 1] (𝐂Pn)=0\operatorname{\mathcal{I}}(\operatorname{\mathbf{C}P}^{n})=0 for n8n\leq 8.

  3. (3)

    [4] (𝐑P4k1)bP4k1=0\operatorname{\mathcal{I}}(\operatorname{\mathbf{R}P}^{4k-1})\cap bP_{4k-1}=0 for all k>1k>1.

  4. (4)

    [28, Theorem A] for n5n\geq 5, if Mn\operatorname{M}^{n} is a product of spheres, then (Mn)=0\operatorname{\mathcal{I}}(\operatorname{M}^{n})=0.

  5. (5)

    [18, Corollary 2] for n7n\geq 7, if Mn\operatorname{M}^{n} is 22-connected then (Mn)=(Mn#(#pS2×Sn2))\operatorname{\mathcal{I}}(\operatorname{M}^{n})=\operatorname{\mathcal{I}}(\operatorname{M}^{n}\#\left(\#_{p}\operatorname{S}^{2}\times\operatorname{S}^{n-2}\right)).

Sadly (Mn)\operatorname{\mathcal{I}}(\operatorname{M}^{n}) is not well behaved with respect to connected sums or with products, so we are limited to only a few special cases of manifolds produced in Theorem A. The following is immediate from Theorem 3.15, Corollary 4.4, and Theorem 4.5

Corollary 4.6.

In each of the following, Mn#Σn\operatorname{M}^{n}\#\Sigma^{n} admits a metric of pRc and each of the Mn#Σn\operatorname{M}^{n}\#\Sigma^{n} represent distinct smooth structures on Mn\operatorname{M}^{n} for distinct Σn\Sigma^{n}.

  1. (1)

    For any k>1k>1 and any odd mm, M4k+1=L(m;q1,,q2k+1)\operatorname{M}^{4k+1}=L(m;q_{1},\dots,q_{2k+1}) with Σ4k+1bP4k+2\Sigma^{4k+1}\in bP_{4k+2}.

  2. (2)

    For each k>1k>1 and any prime p>bkp>b_{k}, M4k1=L(p;q1,,q2k)\operatorname{M}^{4k-1}=L(p;q_{1},\dots,q_{2k}) with Σ4k1bP4k+2\Sigma^{4k-1}\in bP_{4k+2}.

  3. (3)

    For each k>1k>1, M4k1=𝐑P4k1\operatorname{M}^{4k-1}=\operatorname{\mathbf{R}P}^{4k-1} with Σ4k1bP4k\Sigma^{4k-1}\in bP_{4k}.

  4. (4)

    For k=4,8k=4,8, M2k=𝐂Pk\operatorname{M}^{2k}=\operatorname{\mathbf{C}P}^{k} with Σ2kΘ2k\Sigma^{2k}\in\Theta_{2k}

  5. (5)

    For k>3k>3, M2k1\operatorname{M}^{2k-1} defined as follows with Σ2k1bP2k\Sigma^{2k-1}\in bP_{2k}. For any multi-index II such that I1++Il=2k1I_{1}+\dots+I_{l}=2k-1 such that Ii3I_{i}\geq 3 and any pp let

    M2k1:=(1ilSIi)#(#p(S2×S2k3)).\operatorname{M}^{2k-1}:=\left(\prod_{1\leq i\leq l}\operatorname{S}^{I_{i}}\right)\#\left(\#_{p}\left(\operatorname{S}^{2}\times\operatorname{S}^{2k-3}\right)\right).

We end by noting that each of the examples Mn\operatorname{M}^{n} produced in Corollary 4.6 in dimension n=4k1n=4k-1 will also satisfy the hypotheses of Theorem B (and in fact Corollary 3.6), and hence we can enhance the conclusion as follows.

Corollary 4.7.

Let M4k1\operatorname{M}^{4k-1} be any of the manifolds listed in (2) and (5) of Corollary 4.6, then pRc(M4k1)\operatorname{\mathcal{M}^{\text{pRc}}}(\operatorname{M}^{4k-1}) and hence pRc(M4k1)\operatorname{\mathcal{R}^{\text{pRc}}}(\operatorname{M}^{4k-1}) have infinitely many path components.

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