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Tunable non-Hermitian skin effect via gain and loss

Wen-Cheng Jiang School of Science, Chongqing University of Posts and Telecommunications, Chongqing 400065, China    Hong Wu School of Science, Chongqing University of Posts and Telecommunications, Chongqing 400065, China    Qing-Xu Li School of Science, Chongqing University of Posts and Telecommunications, Chongqing 400065, China Institute for Advanced Sciences, Chongqing University of Posts and Telecommunications, Chongqing 400065, China Southwest Center for Theoretical Physics, Chongqing University, Chongqing 401331, China    Jian Li jianli@cqupt.edu.cn School of Science, Chongqing University of Posts and Telecommunications, Chongqing 400065, China Institute for Advanced Sciences, Chongqing University of Posts and Telecommunications, Chongqing 400065, China Southwest Center for Theoretical Physics, Chongqing University, Chongqing 401331, China    Jia-Ji Zhu zhujj@cqupt.edu.cn School of Science, Chongqing University of Posts and Telecommunications, Chongqing 400065, China Institute for Advanced Sciences, Chongqing University of Posts and Telecommunications, Chongqing 400065, China Southwest Center for Theoretical Physics, Chongqing University, Chongqing 401331, China
Abstract

We investigate theoretically tunable non-Hermitian skin effect in systems with gain and loss, and find that bipolar (quadripolar) non-Hermitian skin effect characterized by topological invariants in one (two)-dimensional system. We also find the partial non-Hermitian skin effect with the coexistence of localized states and extended states. Both types of the non-Hermitian skin effect have not yet been predicted together in a single system. A feasible experimental scheme of our model is proposed to realize in electric circuits. Our investigation unveils a new type of non-Hermitian skin effect and enhance the tunability of the non-Hermitian systems by gain and loss other than the conventional non-reciprocal hopping.

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Introduction.— It is well known that the Hamiltonian is assumed to be Hermitian in conventional quantum mechanics. However, most realistic systems contain dissipation effects, and inevitably introduce non-Hermitian HamiltoniansYuto Ashida and Ueda (2020); Bergholtz et al. (2021); Ding et al. (2022); Yu et al. (2024). In recent years, the studies of various dissipation systems, such as in optical Zeuner et al. (2015); Zhao et al. (2019); Song et al. (2019a); Wu et al. (2021a); Xia et al. (2021); Dai et al. (2024), phononic Zhu et al. (2020a); Liu et al. (2022); Zhou et al. (2023), acoustic Hu et al. (2021); Zhang et al. (2021a); Gu et al. (2022); Hu et al. (2023); Wan et al. (2023); Huang et al. (2024), electric circuit systemsChoi et al. (2018); Ezawa (2019a); Liu et al. (2020a); Helbig et al. (2020); Zou et al. (2021); Stegmaier et al. (2021); Wu et al. (2022a); Wang et al. (2023a); Zhang et al. (2023a), and some metamaterials Liu and Huang (2023); Yang et al. (2024), have revealed rich non-Hermitian physics. The unique features of non-Hermitian systems include the non-Hermitian skin effect (NHSE), a large number of bulk states localized at the edges Yao and Wang (2018); Song et al. (2019b); Li et al. (2020a); Yi and Yang (2020); Guo et al. (2021); Xiujuan Zhang and Chen (2022); Wang et al. (2022); Li et al. (2023a); Jiang et al. (2023); Zhou and Zhang (2023); Lin et al. (2023), and exceptional points where both the energy eigenvalues and corresponding eigenstates coalesce Bender and Boettcher (1998); Lee (2016); Feng et al. (2017); Kunst et al. (2018); Jiang et al. (2018); Kawabata et al. (2019); He et al. (2020); Zhu et al. (2020b); Wu et al. (2021b); Wang et al. (2023b); Jing et al. (2024). These novel effects hold significant promise for potential applications, such as non-Hermitian topological sensor with high sensitivity Lau and Clerk (2018); Hokmabadi et al. (2019); Wang et al. (2021); Soleymani et al. (2022); Yang et al. (2023); Li et al. (2023b); Hu et al. (2024), topological laser Longhi (2018); Harari et al. (2018); Jin and Song (2018); Song et al. (2020); Zhu et al. (2022); Li et al. (2023c); Leefmans et al. (2024) and enhanced energy harvesting Fernández-Alcázar et al. (2021).

The NHSE is gaining significant attention for its resilience against disturbances through the topological property characterized by the spectral winding number and its wide range of applications. It can be well described by the theory of generalized Brillouin zone (GBZ) Yao and Wang (2018); Wang et al. (2024). For the localized states, the traditional Bloch wave vector is replaced by kk=kiln|β|k\to k^{\prime}=k-i\ln|\beta|, where the β=eik\beta=e^{ik^{\prime}} is the so-called GBZ. The non-Bloch band theory with GBZ introduces the non-Bloch bulk-boundary correspondence of non-Hermitian topological insulators Jin and Song (2019); Yokomizo and Murakami (2019); Yang et al. (2020); Zhang et al. (2020); Wu and An (2020); Zhou et al. (2021). The presence of higher dimensions, additional symmetries, or more intricate systems will lead to richer phenomena of NHSE, such as the higher-order NHSEKawabata et al. (2020); Okugawa et al. (2020); Fu et al. (2021); Wu et al. (2021c); Palacios et al. (2021); Li et al. (2023d), hybrid skin-topological effect Lee et al. (2019); Li et al. (2020b); Zhu and Gong (2022); Li et al. (2022a); Yokomizo and Murakami (2023); Sun et al. (2023); Chen et al. (2024); Sun et al. (2024), and geometry-dependent NHSE Zhang et al. (2022); Wang et al. (2023c); Zhou et al. (2023); Huang et al. (2024), chiral NHSE Ma et al. (2024); Liu et al. (2024a), and bipolar NHSE Song et al. (2019b); Rafi-Ul-Islam et al. (2024); Jiang et al. (2023).

Refer to caption
Figure 1: Schematics of our model. (a) The 1D Su-Schrieffer-Heeger (SSH) ladder. This system consists of two sublattices A and B, indicated by crimson and blue circles, respectively. The parameters t1t_{1} and t2t_{2} are the intracell and intercell hopping rates, respectively. ±it3\pm it_{3} are the hopping between sites in a sub-chain. The terms ±iγ\pm i\gamma represent the on-site gain and loss. (b) Schematic of a 2D SSH model on a square lattice. There are four sublattices (A, B, C, and D) in one unit cell. The intra-cell and inter-cell hopping amplitudes are t1t_{1} and t2t_{2}, respectively. The orange dotted lines correspond to long-range hoppings between unit cells with strength ±it3\pm it_{3}, and arrows represent it3it_{3}.

However, the tunability of NHSE is highly demanded for thorough comprehension and practical applications of non-Hermitian systems. Previous studies show that asymmetric coupling and/or gain/loss (complex hopping) can lead to NHSE Lee (2016); Yi and Yang (2020); Li et al. (2022a); Liu et al. (2021); Xue et al. (2022); Li et al. (2022b); Wu et al. (2022b); Rafi-Ul-Islam et al. (2024); Liao et al. (2024). Yet, the tunable asymmetric hopping can hardly be implemented in usual non-Hermitian systems due to the absence of inherent non-reciprocity. One might wonder how it is possible to fine-tune the NHSE exclusively through gain and loss, without needing non-reciprocity.

In this work, we investigate the NHSE in both one and two-dimensional system with gain and loss. The one-dimensional (1D) system experiences phase transitions from the 𝒫𝒯\mathcal{PT}-symmetric phase through 𝒫𝒯\mathcal{PT}-broken phase I to 𝒫𝒯\mathcal{PT}-broken phase II with consistently growing gain and loss. There are partial NHSE and bipolar NHSE in the two 𝒫𝒯\mathcal{PT}-broken phase respectively. The partial NHSE shows coexistence of localized state and extended states. For the two-dimensional (2D) system, we can find a novel quadripolar NHSE instead of the bipolar NHSE with localized states at the four corners of the systems. Finally we propose a experimental feasible scheme to realize our model in a practical system of electric circuits.

Dispersions and NHSEs in 1D non-Hermitian system.—We consider a non-Hermitian fermionic system on 1D ladder with balanced gain and loss [see FIG. 1(a)]. The corresponding Hamiltonian reads

H=n=1Nt1(cn,acn,b+h.c.)+n=1N1(t2cn,bcn+1,a+t3eiϕcn,acn+1,a+t3eiϕcn,bcn+1,b+h.c.)+n=1N(iγcn,acn,a+iγcn,bcn,b).\displaystyle\begin{aligned} H&=\sum_{n=1}^{N}t_{1}\left(c_{n,a}^{\dagger}c_{n,b}+h.c.\right)+\sum_{n=1}^{N-1}\Big{(}t_{2}c_{n,b}^{\dagger}c_{n+1,a}\\ &+t_{3}e^{i\phi}c_{n,a}^{\dagger}c_{n+1,a}+t_{3}e^{i\phi}c_{n,b}^{\dagger}c_{n+1,b}+h.c.\Big{)}\\ &+\sum_{n=1}^{N}\left(-i\gamma c_{n,a}^{\dagger}c_{n,a}+i\gamma c_{n,b}^{\dagger}c_{n,b}\right).\end{aligned} (1)

where cn,αc_{n,\alpha} (cn,αc_{n,\alpha}^{\dagger}) represents the annihilation (creation) operator of spinless fermions on α\alpha (α=a\alpha=a or bb) sublattice of nnth unit-cell. The parameters t1t_{1} is the intracell hopping, t2t_{2} is the intercell hopping between different sublattices, and ±it3\pm it_{3} is the intercell hopping between the same sublattice. The terms iγi\gamma (iγ-i\gamma) represents the on-site gain (loss). Both γ\gamma and t1,2,3t_{1,2,3} are real parameters, and NN is the number of unit cells. Under periodic boundary conditions (PBCs), we perform the Fourier transformation of Hamiltonian Eq.(1) and arrive at H=kΨkh(k)ΨkH=\sum_{k}\Psi^{{\dagger}}_{k}h(k)\Psi_{k} with Ψk=[ca,k,cb,k]T\Psi_{k}=[c_{a,k},c_{b,k}]^{T}, where ca,kc_{a,k} (cb,kc_{b,k}) is the Fourier transformation of cn,ac_{n,a} (cn,bc_{n,b}). The corresponding Bloch Hamiltonian is given by

h(k)\displaystyle h(k) =(t1+t2cosk)σx+t2sinkσy\displaystyle=\left(t_{1}+t_{2}\cos k\right)\sigma_{x}+t_{2}\sin k\sigma_{y} (2)
iγσz2t3sin(k)𝕀,\displaystyle-i\gamma\sigma_{z}-2t_{3}\sin(k)\mathbb{I},

where σx,y,z\sigma_{x,y,z} and 𝕀\mathbb{I} represent the Pauli matrices and the identity matrix, respectively. The non-vanishing γ\gamma and ±it3\pm it_{3} can break both 𝒫\mathcal{P} and 𝒯\mathcal{T} symmetry, the system still preserves parity-time (𝒫𝒯\mathcal{PT}) symmetry. Besides, the system has anomalous particle-hole symmetry due to

σzh(k)σz=h(k).\sigma_{z}h^{*}(-k)\sigma_{z}=-h(k). (3)

The energy of h(k)h(k) is E±(k)=2t3sin(k)±t12+t22γ2+2t1t2cos(k)E_{\pm}(k)=-2t_{3}\sin(k)\pm\sqrt{t_{1}^{2}+t_{2}^{2}-\gamma^{2}+2t_{1}t_{2}\cos(k)}. As shown in FIG. 2, there are three different phases in our system. (1) 𝒫𝒯\mathcal{PT}-symmetric phase: for γ<|t1t2|\gamma<|t_{1}-t_{2}|, all eigenvalues of h(k)h(k) are real, and there is no NHSE; (2) 𝒫𝒯\mathcal{PT}-broken phase I: for |t1t2|<γ<|t1+t2||t_{1}-t_{2}|<\gamma<|t_{1}+t_{2}|, eigenvalues of h(k)h(k) become complex. Due to the winding number

𝒱(Eb)=12πi02πdln[det(h(k)Eb)]dk𝑑k\mathcal{V}(E_{b})=\frac{1}{2\pi i}\int_{0}^{2\pi}\frac{d\ln[\det(h(k)-E_{b})]}{dk}dk (4)

is nonzero, NHSE emerges; (3) 𝒫𝒯\mathcal{PT}-broken phase II: for γ>|t1+t2|\gamma>|t_{1}+t_{2}|, energy spectrum under PBC and open boundary conditions (OBCs) are two isolated loops and lines on complex energy plane, respectively. This also means the emergence of NHSE.

Refer to caption
Figure 2: Spectrum with the change of gain/loss under the periodic (a) and open (b) boundary conditions. Blue dots (orange circle) represent the energy under OBCs (PBCs) for (c) γ=0.5\gamma=0.5, (d) γ=2.5\gamma=2.5, and (e) γ=3.5\gamma=3.5, respectively. Here, the parameters are t1=1t_{1}=1, t2=2t_{2}=2, and t3=0.2t_{3}=0.2.

The NHSE means that all the eigenstates of an open chain are localized near the boundary. To describe this behavior, the non-Bloch band theory is introduced by the eigen-equation

f(β,E)\displaystyle f(\beta,E) =Det[H(β)E]=n=04rnβn=0,\displaystyle=\mathrm{Det}[H(\beta)-E]=\sum_{n=0}^{4}r_{n}\beta^{n}=0, (5)

where solutions of f(β,E)=0f(\beta,E)=0 are labeled as |β1(E)||β2(E)||β3(E)||β4(E)||\beta_{1}(E)|\leq|\beta_{2}(E)|\leq|\beta_{3}(E)|\leq|\beta_{4}(E)| and the GBZ is given by the trajectory of β2\beta_{2} and β3\beta_{3} under the condition |β2|=|β3||\beta_{2}|=|\beta_{3}|. With the 𝒫𝒯\mathcal{PT} symmetry and the anomalous particle-hole symmetry, we arrive at

f(β,E)=f(1β,E),f(β,E)=f(β,E),f(\beta,E)=f(\frac{1}{\beta^{*}},E^{*}),\,\,\,\,f(\beta,E)=f(\beta^{*},-E^{*}), (6)

which ensures that the GBZ appear in (β,1β,β,1β\beta,\frac{1}{\beta},\beta^{*},\frac{1}{\beta^{*}}) pairs. The GBZ implies two conclusions in our model. First, the states corresponding to real energy under OBCs are extended. Second, the states with Im(E)(E)>0>0 and Im(E)(E)<0<0 are localized at opposite ends.

Given that the hopping parameters t1t_{1}, t2t_{2}, and t3t_{3} lack non-Hermitian properties, the complex spectrum is solely dependent on the gain and loss parameter γ\gamma. Therefore FIG. 2 shows that the OBC spectrum is either real or purely imaginary irrespective of the parameters t1t_{1}, t2t_{2}, t3t_{3}, and γ\gamma, which means the energy of the 1D model can only be either real or purely imaginary, corresponding to the extended states or skin states respectively under OBC.

Refer to caption
Figure 3: (a) Phase diagram as a function of t1t_{1} and γ\gamma for t2=2t_{2}=2. (b)-(d) Spatial distributions of the eigenstates and corresponding GBZ. We use γ=0.5\gamma=0.5 in (b), γ=2.5\gamma=2.5 in (c), and γ=3.5\gamma=3.5 in (d). The extended states are represented by gray lines, while the eigenstates corresponding to eigenvalues with Im(E)<0(E)<0 (Im(E)>0(E)>0) are shown with light blue (light red) lines. The eigenstates with the largest imaginary parts of the eigenvalues are shown as dark blue (dark red) dashed lines. Other parameters are t1=1t_{1}=1, t2=2t_{2}=2, t3=0.2t_{3}=0.2, and N=30N=30.

We present the phase diagram of our model in FIG. 3. For the 𝒫𝒯\mathcal{PT}-symmetric phase with γ<|t1t2|\gamma<|t_{1}-t_{2}|, as shown in FIG. 3(a), the systems possess real energy spectra [see FIG. 2(c)] and 𝒫𝒯\mathcal{PT}-symmetric eigenfunctions. We can see from FIG. 3(b) that the GBZ is as same as conventional Brillouin zone (BZ) and the absence of NHSE in the 𝒫𝒯\mathcal{PT}-symmetric phase. For the 𝒫𝒯\mathcal{PT}-broken phase I with |t1t2|<γ<|t1+t2||t_{1}-t_{2}|<\gamma<|t_{1}+t_{2}|, some eigenvalues become complex [see FIG. 2(d)], and the spatial distribution of all eigenstates demonstrates the coexistence of extended states and NHSE, refer to partial NHSE, as shown in FIG. 3(c). The corresponding GBZ is made up of three parts: |β|>1|\beta|>1, |β|=1|\beta|=1 and |β|<1|\beta|<1. In the regime of |β|<1|\beta|<1 (|β|>1|\beta|>1), eigenstates localize at the left (right) boundary, which indicate the direction of the NHSE. We can also determine the direction of the NHSE by the sign of the imaginary part of the OBC energy spectra. The eigenstates localize at the right (left) boundary for Im(E)>0(E)>0 (Im(E)<0(E)<0). For the 𝒫𝒯\mathcal{PT}-broken phase II, the PBC energy spectra become two circles on complex energy plane [see FIG. 2(e)]. Correspondingly, the GBZ is composed of two circles with |β|>1|\beta|>1 and |β|<1|\beta|<1, respectively. The system exhibit a bipolar NHSE, which is similar to the Z2Z_{2} NHSE in spinful systems Liu et al. (2020b); Wan and Lü (2023). The emergence of such NHSE showing localized states at both ends of the systems can be predicted by a topological invariant

𝒲=𝒱+(Eb,+)𝒱(Eb,)2mod    2\mathcal{W}=\frac{\mathcal{V}^{+}(E_{b,+})-\mathcal{V}^{-}(E_{b,-})}{2}\,\,\,\mathrm{mod}\,\,\,\,2 (7)

where 𝒱±(Eb,±)\mathcal{V}^{\pm}(E_{b,\pm}) is the spectral winding number for the bands with Im(EE)>>0 and Im(EE)<<0, respectively. Our results show that we may realize tunable NHSE by tuning gain and loss (±iγ\pm i\gamma).

NHSEs in 2D non-Hermitian system.—We can generalize the results of 1D non-Hermitian system to the corresponding 2D system [see FIG. 1(b)] whose Hamiltonian is

H2D=Hx𝕀+𝕀Hy,H_{2D}=H_{x}\otimes\mathbb{I}+\mathbb{I}\otimes H_{y}, (8)
Refer to caption
Figure 4: The complex spectrum of the 2D non-Hermitian model under (a) OBCs and (b) PBCs. The parameters are given as t1,x=t1,y=1t_{1,x}=t_{1,y}=1, t2,x=t2,y=2t_{2,x}=t_{2,y}=2, t3,x=t3,y=0.2t_{3,x}=t_{3,y}=0.2, γx=γy=2.5\gamma_{x}=\gamma_{y}=2.5, and the system consists of 40×40 sites.

where HαH_{\alpha} (α=x,y\alpha=x,y) is the 1D Hamiltonian in Eq.(1) with (t1,t2,t3,γ)=(t1,α,t2,α,t3,α,γα)(t_{1},t_{2},t_{3},\gamma)=(t_{1,\alpha},t_{2,\alpha},t_{3,\alpha},\gamma_{\alpha}). The eigenvalue and corresponding eigenstate are E=Ex+EyE=E_{x}+E_{y} and |ψ=|ψx|ψy\lvert\psi\rangle=\lvert\psi_{x}\rangle\otimes\lvert\psi_{y}\rangle, where Hα|ψα=Eα|ψαH_{\alpha}\lvert\psi_{\alpha}\rangle=E_{\alpha}\lvert\psi_{\alpha}\rangle. In the 2D model, we may expect richer phenomena than in the 1D system, possibly including new types of NHSE.

We numerically obtain the complex spectrum of the 2D non-Hermitian model under OBCs and PBCs, as shown in FIG. 4. The OBC spectrum, as shown in FIG. 4(a), is composed of three parts — the real spectrum, the purely imaginary spectrum, and the complex spectrum with nonzero real part and imaginary part, corresponding to blue, pink, and yellow dots, respectively. The 2D Hamiltonian corresponds to the appropriate 1D Hamiltonians HxH_{x} and HyH_{y} which exhibit partial NHSE and their eigenvalues must be either real or purely imaginary. The real 2D energy EE corresponds to the real 1D energies ExE_{x} and EyE_{y}, both featuring extended states and free from NHSE; The purely imaginary 2D energy EE corresponds to the purely imaginary 1D energy ExE_{x} and EyE_{y}, both featuring skin states and unavoidably leads to corner skin modes; The complex 2D energy EE corresponds to a real 1D energy ExE_{x} plus a purely imaginary EyE_{y} or vice versa, one with extended states and the other with skin states, naturally leads to edge skin modes. On the other hand, the PBC spectrum shown in FIG. 4(b) is composed of two parts — spectral arc (line) and spectral area. According to the theorem of universal bulk-boundary correspondence in two and higher dimensional non-Hermitian bands Zhang et al. (2022), the NHSE appears on generic open-boundary geometries if and only if the spectral area is nonzero. Therefore, we can establish the correspondence between 2D OBC spectrum and 2D PBC spectrum. There is no NHSE for the real part of the OBC spectrum, which matches exactly with the spectral line of the PBC spectrum. The NHSE is present in both the imaginary and complex parts of the OBC spectrum, matching the spectral region of the PBC spectrum.

Refer to caption
Figure 5: The probability distributions of different eigenstates in a finite system consisting of 40×40 sites. (a-d) Corner skin modes which have eigenvalues (a) Ex=1.58iE_{x}=1.58i, Ey=0.84iE_{y}=0.84i, (b) Ex=1.58iE_{x}=1.58i, Ey=0.84iE_{y}=-0.84i, (c) Ex=1.58iE_{x}=-1.58i, Ey=0.84iE_{y}=-0.84i, (d) Ex=1.58iE_{x}=-1.58i, Ey=0.84iE_{y}=0.84i, respectively. (e-h) Edge skin states that have eigenvalues (e) Ex=1.58iE_{x}=1.58i, Ey=1.57E_{y}=1.57, (f) Ex=1.58iE_{x}=-1.58i, Ey=1.57E_{y}=1.57, (g) Ex=1.57E_{x}=1.57, Ey=1.58iE_{y}=1.58i, (h) Ex=1.57E_{x}=1.57, Ey=1.58iE_{y}=-1.58i, respectively. (i) Extended states with eigenvalues Ex=Ey=1.57E_{x}=E_{y}=1.57. (j) Corner skin states with Ex=Ey=1.39iE_{x}=-E_{y}=1.39i. (k) Extended states with Ex=Ey=1.71E_{x}=-E_{y}=1.71. (l) Probability distributions of sum of all eigenstates. We use t1,x=t1,y=1t_{1,x}=t_{1,y}=1, t2,x=t2,y=2t_{2,x}=t_{2,y}=2, t3,x=t3,y=0.2t_{3,x}=t_{3,y}=0.2, and γx=γy=2.5\gamma_{x}=\gamma_{y}=2.5.

For instance, if we take Ex=1.58iE_{x}=1.58i and Ey=0.84iE_{y}=0.84i, then EE is purely imaginary. When Ex=1.58iE_{x}=1.58i, the corresponding eigenstate is localized at the boundary (Lx=40L_{x}=40) in the xx-direction. Similarly, when Ey=0.84iE_{y}=0.84i, the corresponding eigenstate is localized at the boundary (Ly=40L_{y}=40) in the yy-direction. Therefore, the eigenstates of H2DH_{2D} corresponding to the purely imaginary energy should be the corner skin modes [see FIG. 5(a)-(d)]. For complex eigenvalues EE with both real and imaginary parts, the states are localized in an edge [FIG. 5(e)-(h)]. All states with real eigenvalues EE are extended [see FIG. 5(i)]. In this system, we can obtain various skin states and extended states, which is useful for exploring their applications. Such a unique feature has yet to be found in non-Hermitian systems with gain and loss. For the 2D OBC system, as shown in FIG. 5(j) and FIG. 5(k), the zero-energy states result from states with opposite real or imaginary energies, corresponding to hybrid states composed of corner skin states and extended states. Due to the probability distributions of sum of all eigenstates being mainly localized at the four corners, this phenomenon is called the quadripolar NHSE [see FIG. 5(l)].

Experimental proposals.—Recent years, electric circuits provide an excellent platform to study non-Hermitian topological phases which is difficult to realize in quantum systems Albert et al. (2015); Ezawa (2019b); Wang et al. (2020); Yu et al. (2020); Hofmann et al. (2020); Yoshida et al. (2020); Zhang et al. (2021b); Wu et al. (2022a); Zhang et al. (2023a); Yang et al. (2022); Liu et al. (2023); Kim et al. (2023); Su et al. (2023); Li et al. (2023e); Zhu et al. (2023); Zhang et al. (2024); Liu et al. (2024b); Lu et al. (2024); Halder et al. (2024). Here, we propose a scheme to show our results in electric circuit system.

Refer to caption
Figure 6: Structure of the coupling elements between lattice sites. (a-b) show the linear circuit connections that is designed to simulate the nearest-neighbor and next-nearest-neighbor interactions, respectively. (c) The simulation gain and loss by RB=RR_{B}=-R (RA=RR_{A}=R).

The electric circuit corresponding our model Eq.(1) is shown in FIG. 6, which consists of capacitors, inductors, and resistors. The hoppings t1t_{1}, t2t_{2}, and t3t_{3} are represented by capacitors C1C_{1}, C2C_{2} and C3C_{3}, respectively. And the on-site gain (loss) corresponds to resistive elements R-R (RR) grounded. Each lattice site is equipped with two inductors XX and YY whose ends are labeled as X±X^{\pm} and Y±Y^{\pm}, and the voltages across the inductors denoted as UX(Y)=VX(Y)+VX(Y)U_{X(Y)}=V_{X(Y)^{+}}-V_{X(Y)^{-}}. All inductors have the same inductance LL. For next-nearest-neighbour hoppings, a phase of π/2\pi/2 is induced by braiding the capacitive couplings Ningyuan et al. (2015); Zhu et al. (2019); Yang et al. (2021); Zhang et al. (2021b, 2023b, 2023c).

Here, the relation between the currents and voltages is given by Kirchhoff’s law

𝑰(ω)=J(ω)𝑽(ω),\displaystyle\boldsymbol{I}(\omega)=J(\omega)\boldsymbol{V}(\omega), (9)

where 𝑽\boldsymbol{V} and 𝑰\boldsymbol{I} are voltage and current entering from the external source, and ω\omega is the AC driving frequency of the system. For convenience, the grounding capacitance is set as Cg=CC_{g}=C, and capacitors corresponding to hoppings are set as C1=t1CC_{1}=t_{1}C, C2=t2CC_{2}=t_{2}C, and C3=t3CC_{3}=t_{3}C, where CC acts as a reference capacitance. Each pair of the LCLC circuit has the same resonance frequency ω0=1/LC\omega_{0}=1/\sqrt{LC}. The voltages across the inductors are defined as Un,XA(B)=Vn,X+A(B)Vn,XA(B)U_{n,X}^{A(B)}=V_{n,X^{+}}^{A(B)}-V_{n,X^{-}}^{A(B)}. Considering current conservation, namely, the vanishing sum of the inflow and outflow currents at every node, Eq. (9) can be written as

Un,XA=ω22ω02[(1+1iRAωC+t1+t2+2t3)Un,XA+t1Un,XB+t2Un1,XBt3Un1,YA+t3Un+1,YA],Un,YA=ω22ω02[(1+1iRAωC+t1+t2+2t3)Un,YA+t1Un,YB+t2Un1,YB+t3Un1,XAt3Un+1,XA].\displaystyle\begin{aligned} U_{n,X}^{A}&=-\frac{\omega^{2}}{2\omega_{0}^{2}}\Big{[}-\left(1+\frac{1}{iR_{A}\omega C}+t_{1}+t_{2}+2t_{3}\right)U_{n,X}^{A}\\ &+t_{1}U_{n,X}^{B}+t_{2}U_{n-1,X}^{B}-t_{3}U_{n-1,Y}^{A}+t_{3}U_{n+1,Y}^{A}\Big{]},\\ U_{n,Y}^{A}&=-\frac{\omega^{2}}{2\omega_{0}^{2}}\Big{[}-\left(1+\frac{1}{iR_{A}\omega C}+t_{1}+t_{2}+2t_{3}\right)U_{n,Y}^{A}\\ &+t_{1}U_{n,Y}^{B}+t_{2}U_{n-1,Y}^{B}+t_{3}U_{n-1,X}^{A}-t_{3}U_{n+1,X}^{A}\Big{]}.\end{aligned} (10)

We can also derive the equations for the inductor X(Y)X(Y) at the site (n,Bn,B):

Un,XB=ω22ω02[(1+1iRBωC+t1+t2+2t3)Un,XB+t1Un,XA+t2Un+1,XAt3Un1,YB+t3Un+1,YB],Un,YB=ω22ω02[(1+1iRBωC+t1+t2+2t3)Un,YB+t1Un,YA+t2Un+1,YA+t3Un1,XBt3Un+1,XB].\displaystyle\begin{aligned} U_{n,X}^{B}&=-\frac{\omega^{2}}{2\omega_{0}^{2}}\Big{[}-\left(1+\frac{1}{iR_{B}\omega C}+t_{1}+t_{2}+2t_{3}\right)U_{n,X}^{B}\\ &+t_{1}U_{n,X}^{A}+t_{2}U_{n+1,X}^{A}-t_{3}U_{n-1,Y}^{B}+t_{3}U_{n+1,Y}^{B}\Big{]},\\ U_{n,Y}^{B}&=-\frac{\omega^{2}}{2\omega_{0}^{2}}\Big{[}-\left(1+\frac{1}{iR_{B}\omega C}+t_{1}+t_{2}+2t_{3}\right)U_{n,Y}^{B}\\ &+t_{1}U_{n,Y}^{A}+t_{2}U_{n+1,Y}^{A}+t_{3}U_{n-1,X}^{B}-t_{3}U_{n+1,X}^{B}\Big{]}.\end{aligned} (11)

The above equations can be expressed into an eigen-equation. After performing the Fourier transformation, we can obtain

Ω(Uk,AUk,B)\displaystyle\Omega\begin{pmatrix}U_{k,\uparrow}^{A}\\ U_{k,\uparrow}^{B}\end{pmatrix} =\displaystyle= (pk+iγATkTkpk+iγB)(Uk,AUk,B),\displaystyle\begin{pmatrix}p_{k}+i\gamma_{A}&T_{k}\\ T_{k}^{*}&p_{k}+i\gamma_{B}\end{pmatrix}\begin{pmatrix}U_{k,\uparrow}^{A}\\ U_{k,\uparrow}^{B}\end{pmatrix}, (12)

where U,=UX±iUYU_{\uparrow,\downarrow}=U_{X}\pm iU_{Y}, Ω=(t1+t2+2t3+12ω02ω2)\Omega=\left(t_{1}+t_{2}+2t_{3}+1-\frac{2\omega_{0}^{2}}{\omega^{2}}\right). With the basis of (Uk,A,Uk,B)T\left(U_{k,\uparrow}^{A},U_{k,\uparrow}^{B}\right)^{T}, Tk=t1+t2eikT_{k}=t_{1}+t_{2}e^{-ik} and pk=it3eikit3eik=2t3sinkp_{k}=it_{3}e^{ik}-it_{3}e^{-ik}=-2t_{3}\sin{k}, and the non-Hermitian term is expressed as

γA(B)\displaystyle\gamma_{A(B)} =\displaystyle= 1RA(B)LC,RA+RB=0.\displaystyle\frac{1}{R_{A(B)}}\sqrt{\frac{L}{C}},\,\,\,\,\,R_{A}+R_{B}=0. (13)

It is important to note that R-R can be utilized using negative impedance converters with current inversion (INICs) Imhof et al. (2018); Stegmaier et al. (2021), corresponding to gain in the non-Hermitian SSH model. With the above proposal, we can carry out a feasible electrical-circuit simulation for our model.

If we generalize 1D circuits to 2D circuits, the above arguments remain valid, since the hoppings in xx and yy directions are the same as those in 1D systems. The only difference is that we need to redefine gain/loss elements in the xx and yy directions. The corresponding non-Hermitian terms are

γA¯=(1Rx+1Ry)LC,γB¯=(1Rx1Ry)LC,γC¯=(1Rx1Ry)LC,γD¯=(1Rx+1Ry)LC,\displaystyle\begin{aligned} \bar{\gamma_{A}}&=-(\frac{1}{R_{x}}+\frac{1}{R_{y}})\sqrt{\frac{L}{C}},\,\,\,\,\,\bar{\gamma_{B}}=-(\frac{1}{R_{x}}-\frac{1}{R_{y}})\sqrt{\frac{L}{C}},\\ \bar{\gamma_{C}}&=(\frac{1}{R_{x}}-\frac{1}{R_{y}})\sqrt{\frac{L}{C}},\,\,\,\,\,\,\,\,\bar{\gamma_{D}}=(\frac{1}{R_{x}}+\frac{1}{R_{y}})\sqrt{\frac{L}{C}},\end{aligned} (14)

where RxR_{x} and RyR_{y} are the grounding resistors in the xx and yy directions, respectively.

Summary.—In summary, we have investigated tunable NHSE in systems with gain and loss. For 1D case, we find three phases—the 𝒫𝒯\mathcal{PT}-symmetric phase, the 𝒫𝒯\mathcal{PT}-broken phase I with partial NHSE, and the 𝒫𝒯\mathcal{PT}-broken phase II with bipolar NHSE. The generalization to the 2D system allows us to unveil a quadripolar NHSE with localized states at four corners of the systems. Our proposal introduces several NHSE within a single system and significantly enhances the controllability of the non-Hermitian systems without resort to non-reciprocal hoppings. We also show a experimental realization of our model in the electric circuit systems.

This work has been supported by the research foundation of Institute for Advanced Sciences of CQUPT (Grant No. E011A2022328).

References