Uniform Bounds for Maximal Flat Periods on
Abstract.
Let be a compact locally symmetric space associated to and a maximal flat submanifold, not necessarily closed. Using a Euclidean approximation, we give an upper bound in the spectral aspect for Maass forms integrated against a smooth cutoff function on .
1. Introduction
Let be a noncompact semisimple Lie group with Iwasawa decomposition and Lie algebras . Let be the associated symmetric space and a compact quotient. Let be an orthonormal basis of Maass forms with spectral parameters . Let be a maximal flat submanifold (not necessarily closed) and a smooth cutoff function. We are interested in the growth of the flat periods
with respect to .
There is a general bound for Laplace eigenfunctions on compact manifolds due to Zelditch [7] which in our case gives
Michels [5] was the first to study flat periods on higher rank locally symmetric spaces. His work implies111This result for Maass forms follows from applying the trace formula argument in Section 2.2 to Michels’ bound for spherical functions. an averaged estimate for flat periods, as follows. Let be a compact locally symmetric space of noncompact type, of rank . Let be the restricted roots of and be the positive roots. Define the set of “generic points” to be the set of points that are regular and that do not lie in any proper subspace spanned by roots. Fix a closed cone . Let be the Plancherel density. Then there exists such that uniformly for we have
In other words, consider all periods such that lies in a ball of fixed radius around , then their average norm squared is . For certain choices of and enumerated in [5, Theorem 1.3] Michels proves a lower bound (replacing with ).
For associated to , we give an estimate uniform in , elucidating the behavior on the non-generic set.
Theorem 1.
Uniformly for we have
with the implied constant depending only on and the test function . Here is essentially the maximum of taken over a ball around . The function is Weyl invariant, and in the Weyl chamber 222This is opposite from the canonical positive chamber. with , we define it as follows. Define . For ,
and for ,
Since we obtain , an improvement on the bound for general manifolds. The factor can be given a geometric interpretation, namely, it grows when is collinear with a root. In the case, it grows when is collinear with a root or a sum of two orthogonal roots.
1.1. Outline of the proof
Using a standard pre-trace formula argument, we reduce the period estimate to an estimate for spherical functions: let be the diagonal subgroup and , then
(1) |
We use a theorem of Duistermaat to linearize the problem, replacing the spherical function on the Lie group with a “Euclidean” approximation on the Lie algebra. The problem then reduces to the following random matrix lemma: Let be regular. For a real matrix , let be the size of the diagonal. Choose at random according to the Haar measure, then
While we were unable to prove a lower bound in Theorem 1, this lemma and Michels’ lower bounds are at least suggestive that our upper bound is sharp.
2. Proof of theorem 1
2.1. Preliminaries and Notation
The notation means there exists such that , and means . The implied constant may always depend on the dimension and bump function ; any other dependency is indicated with a subscript. When is a matrix, will denote the Frobenius norm . Indicator functions are denoted where is a set or where is a predicate.
Let . We write the Iwasawa decomposition , where is the upper triangular subgroup with 1’s on the diagonal, is the diagonal subgroup and is . We have the corresponding Lie algebra decomposition and the Cartan decomposition . Then for some cocompact lattice , and lies in the image of for some . Using a partition of unity we may assume the support of is small, say, having diameter where is the injectivity radius of , and lift to .
2.2. Spherical Functions and the Trace Formula
Let be the smooth map satisfying for all (sometimes called the Iwasawa projection [5]). Let be the half sum of the positive roots and be the Weyl group. Recall the spherical functions
the Harish-Chandra transform
and its inverse
In order to prove Theorem 1 we use the pre-trace formula for . Let be a bi--invariant test function and
be the corresponding automorphic kernel on . Then the pre-trace formula [6] states
where is the Harish-Chandra transform of . Integrating against we obtain
(2) |
Next we construct a such that concentrates around a given . Recall that the spectral parameters of Maass forms satisfy and . Define [1, Lemma 4.1]. Using the Paley-Wiener theorem for the Harish-Chandra transform we construct with the following properties:
-
(1)
is supported in a ball of radius , where is the injectivity radius of .
-
(2)
for .
-
(3)
for with .
-
(4)
for uniformly in .
The details of this construction may be found in [1, Section 4.1].
By property (1), all terms except on the geometric side drop out. By properties (2) and (3) we have
Note that . Defining and changing variables the left hand side becomes
The task is now to bound the integral of a spherical function against a smooth cutoff function on . In other words, we need the following bound: for ,
With this bound, Theorem 1 follows from the rapid decay of away from (property 4) and the polynomial growth of .
2.3. Euclidean Approximation of Spherical Functions
Let be the Cartan decomposition. For write for the adjoint action of on . Let be the orthogonal projection with respect to the Killing form. By a theorem of Duistermaat [3, Equation 1.11], there exists a nonnegative analytic function such that
where is the Haar measure. Changing variables and using Duistermaat’s formula gives
where in the second line we extend to by pulling back along , and replace the adjoint action with the coadjoint action. Let and note that . Let be the Fourier transform of in the second variable. Then the inner integral is just evaluated at the frequency , where is restriction:
Since has rapid decay in for all and is compact, also has rapid decay in . Let be the indicator function of the unit ball on , pulled back along to . Taking the supremum in the first variable and upper bounding in the second variable by balls gives
where the sequence has rapid decay. Essentially, we want to know how much the coadjoint orbit can concentrate near . It suffices to show the following lemma:
Lemma 1.
Let be the set of real symmetric matrices. For let be the diagonal part of and . Let with . Define
and
Then if we have .
Finally, since is continuous in , we may perturb to be regular (i.e. rather than , then
3. The coadjoint orbit
The remainder of the paper will be proving Lemma 1.
3.1. Preliminaries
We note some properties of and .
-
•
is monotone under scaling: if then .
-
•
For a fixed , we have , and implies .
-
•
An estimate for when easily follows from the tracefree case. Write . Then
so if and only if . Thus
(3)
We also note the following soft lower bound for .
Lemma 2.
.
Proof.
An easy inductive argument shows that for all with , there exists some such that . Indeed, suppose , and let act on the first two coordinates. Then acting by a quarter-turn swaps and :
so by continuity there exists such that has a 0 in the upper left corner, etc.
Choose with . Taylor expansion gives
Thus , and on a ball of radius around . ∎
Since , in the rest of the proof we may assume that is greater than some constant depending only on and prove instead of .
3.2. Inductive step
For , we write and easily evaluate the integral:
So in the remainder of the proof assume .
Let be basis vectors for and let be the subgroup fixing . Let be the projection to the upper left submatrix; we have for . Let and be the -dimensional versions of and . Let . We have , so and
(4) |
On the other hand, since we have and by Cauchy-Schwarz , so and
To do the induction we will convert the integral over to an integral over :
Lemma 3.
Define
and
For any non-negative , we have
(5) |
for some absolute constant .
Proof.
Let be the set of matrices conjugate to some , equipped with the measure inherited from . We will show both sides are proportional to
(6) |
where is the -th highest eigenvalue of , viewed as a function on . Define a map
We begin by pushing the left hand side of (5) forward along to get (6). First we exclude the degenerate case where shares an eigenvalue with .
Lemma 4.
is an eigenvalue of if and only if .
Proof.
By replacing with , we may assume without loss of generality that . Let , the projection killing the -th coordinate. Then for any ,
so the eigenvalues of are the eigenvalues of , with an extra multiplicity at .
Suppose is an eigenvalue of , then for some with . If , then for some , and . Otherwise, if and then for some and .
Conversely, if then and , so is the desired eigenvector for . ∎
Let . Note that the quotient is the intersection of the sphere with the coordinate planes, so is negligible. A calculation implicit in Fan and Pall [4, Theorem 1 and pp.300-301] shows that .
Lemma 5 (Fan-Pall).
Let and . Suppose the matrix
(7) |
has eigenvalues . Then . Furthermore, if for all then
for , and taking traces gives .
Conversely, for any and satisfying the above choice of gives a matrix with eigenvalues .
We check that restricted to is a smooth covering and compute its differential. Let . Conjugating by we may assume is diagonal. There are choices of conjugate to such that , corresponding to choices of sign for the in (7). Furthermore, since the centralizer of in consists of reflections through an even number of coordinate axes, for each there are choices of such that .
Let be the matrix with a at position , a at and elsewhere. Then is an orthonormal basis for (up to some constant). Let be the matrix with a at and (or a single if ). Then is a orthonormal basis for .
We calculate
The Jacobian determinant has one nonzero term (the one that associates to for and for ). Hence
which is nonvanishing everywhere. Thus defines a smooth -fold covering, and pushing forward along we see that the left hand side of (5) is proportional to (6).
On the other hand, define
It suffices to compute the differential at . Take as a basis for and let be the obvious basis for . Then
and the Jacobian determinant is , so the right hand side of (5) pushes forward to (6).
∎
Define
The next step is to show . Then it will suffice to prove . Applying Lemma 3 to Equation (4) we get
By Equation (3) we may restrict to the region where , in which we have , where is the tracefree part of . By monotonicity, this is , by induction and since is bounded, . The upper bound now reads
Scaling and by this is equivalent to
and since the RHS is , so .
On the other hand, for the lower bound we have
and we may restrict the integral to the region where , in which
So
and scaling and by we get .
Our strategy for showing will be to simplify to a convolution. Define
Then
(8) |
Note that
implying . Also, on . If we can eliminate the factors , , and then the integral becomes simply a convolution evaluated at 0:
Let and let be the “spectral gaps.” Then Lemma 1 follows from the following cases:
First, by Lemma 6, we have unconditionally that .
- •
- •
4. Convolution Bounds
4.1. The general lower bound
Lemma 6.
For all with , we have .
Proof.
Applying the inequalities and to the definition of gives
We define a subset of on which the are bounded away from 0. Let . From we deduce and similarly . Thus . Let . Then . Define intervals centered on the , given by
and restrict the integral to the set
Then for we have
and similarly , so . Also, for we have
Applying the lower bounds for and gives
and this is equivalent to a convolution
Since we can translate each factor to be centered at 0,
Then by the following Lemma, is maximized at .
Lemma 7.
For a sequence of reals let
then is maximized at 0 for all .
Proof.
The are obviously even. We prove a stronger statement, that is nonincreasing on . The case is trivial. For and we have
implying, for
and by induction the integrand is . ∎
Finally, note that and is supported in an interval of length . Thus, and we are done. ∎
4.2. Monotone rearrangement
To upper bound various convolutions, we introduce the following convenient tool [2]. For define the level set
and the “layer cake representation” of ,
For a set define the rearranged set . Finally define the monotone rearrangement
For example, the monotone rearrangement of is , and the monotone rearrangement of
is
We note basic properties such as and . The real workhorse is the -ary Hardy-Littlewood Rearrangement inequality:
Lemma 8.
For we have
Proof.
∎
For this implies , where is the convolution of and . We also note the following inequalities for :
(9) | ||||
(10) |
the first of which can be verified by applying integration by parts times.
4.3. One Large Gap
In this section we assume there exists such that .
Let . We show that and determine the positions of and up to an error. Write for an error of absolute value . Then for and for . Writing
we get and . Then
(11) |
and (using to find )
(12) |
4.3.1. The upper bound when
Lemma 9.
Assume there exists such that and . Then and .
By Equation 11 we have so
Also, if but then at least one of and is so
Thus , and by Lemma 6, , so it remains to show .
If then , otherwise, if then . Thus .
If and then and .
If , then at least one of and must be , so
If then the exceptional factor in is also since at least one of and must be . Thus for .
Bounding for all we get
By Equation (12) we have . Then (taking sufficiently large) and are so . Finally
and we are done.
4.3.2. The case
Lemma 10.
Assume there exists such that and . Then
, and .
The proof proceeds similarly to Lemma 9, except that we cannot eliminate . We write instead
where
Using Young’s inequality and the fact that we have
Then using the Hardy-Littlewood rearrangement inequality and equation (9):
so and similarly . Together these imply
as desired. For the lower bound, we restrict to , then since for all , and we have
By Equation (12) we have for , so
and using the same argument as in Lemma 6 the integral is . Finally since we have
4.4. Two Large Gaps
In this section we assume no index satisfies . This implies there exist indices such that .
4.4.1. The case
Lemma 11.
Suppose there exist with such that . Then and .
Proof.
If , then for , forcing . Hence and the main term in is . The exceptional term of is also since one of must be or . It remains to prove .
If then is forced, so we must have . By symmetry (replacing with ) we may assume .
First we rewrite to depend solely on :
Lemma 12.
Under the assumptions of Lemma 11,
Proof.
If then bound
Otherwise, suppose . Since we must have . If then and
Otherwise, if then is forced, and , so
As for the exceptional factor in that appears when , if we bound
and if we bound
∎
Since , we have .
Since we have
and since we have
Applying all the above inequalities, and for all other pairs , to Equation (8) and converting to a convolution we have
where
The estimation of is contained in Lemma 14, with
giving
Let . Let be the sum of the first two log terms and be the sum of the second two log terms. We have so . Let be the next largest gap after and , we have . Then
as desired. To bound there are two cases. First suppose . Then
since . Otherwise . If then
Recall that . Subtracting from the lower bound for we get
so for sufficiently large , , and similarly . Hence on the support of and as desired. ∎
4.4.2. The case
Lemma 13.
Let and suppose . Then
and .
Proof.
Clearly the exceptional term in is trivial when . We split into three cases: the upper bound for , the upper bound for , and the lower bound.
4.4.3. The upper bound when
For we have
and similarly so by AM-GM, . Also, . We can use these factors to cancel , and the extra factor in if :
where in the last line we use the fact that for . Bound for all remaining .
Bound
Write
where
Applying Lemma 15 and using gives
By symmetry (replacing with ) we may assume , which also implies . Now we split into three cases:
-
•
If then bound
and
and we are done.
-
•
Suppose and . Then and . Since is supported on we can bound
For satisfying we have
so . On the other hand,
Thus
and the result follows.
-
•
Finally suppose and . Then . If , then and by monotone rearrangement,
and we are done. Otherwise if then
Choose such that is the next largest after , then
and
4.4.4. Lower bound when and
By assuming is larger than some constant, we may assume . This further implies , and since , we have and .
Similarly to Section 4.1, we restrict the integral to the region
on which we have for all , and for . Since we have
Bound and . Using all the above inequalities gives
which we rewrite as a convolution
Since for , we have . If , then substituting in the equation for gives
Apply Lemma 17 with and . The preceding inequalities for , and ensure . This gives
Likewise if then
thus
Since we have and
Meanwhile, we have , and the support of is contained in an interval of radius around 0, so
as desired. ∎
5. Lemmas
Here we have separated out the main calculation for the two large gaps case.
Lemma 14.
Let , , and be given with . Then for ,
is bounded above by
Proof.
For we have
(13) |
Using this identity twice with and and substituting gives
where
First consider . Extend the bounds of the integral to . Bound . Then
and using Equation (13) with and then using monotone rearrangement on each factor we obtain
The calculation for is similar to .
Lemma 15.
Let be given with . Then for ,
is bounded above by
Proof.
Substitute for in Lemma 14. We obtain that
is than
Note that in the integrand and on the right hand side are all , so dividing both sides by gives the desired inequality. ∎
Lemma 16.
For and all we have
Proof.
Since is decreasing on , we may use monotone rearrangement and assume for all . If then the integral is
where on the third line, we use the fact that . Otherwise if then and the integral is
∎
Lemma 17.
For ,
Proof.
∎
References
- [1] Farrell Brumley and Simon Marshall. Lower bounds for maass forms on semisimple groups. Compositio Mathematica, 156(5):959–1003, 2020.
- [2] Almut Burchard. A short course on rearrangement inequalities. Lecture notes, IMDEA Winter School, Madrid, 2009.
- [3] JJ Duistermaat. On the similarity between the Iwasawa projection and the diagonal part. Mem. Soc. Math. France, (15):129–138, 1984.
- [4] Ky Fan and Gordon Pall. Imbedding conditions for Hermitian and normal matrices. Canadian Journal of Mathematics, 9:298–304, 1957.
- [5] Bart Michels. The maximal growth of automorphic periods and oscillatory integrals for maximal flat submanifold. PhD thesis, Paris 13, 2022.
- [6] T. Tamagawa. On Selberg’s trace formula. J. Fac. Sci. Univ. Tokyo, page 363–386, 1960.
- [7] Steven Zelditch. Kuznecov sum formulae and Szegö limit formulae on manifolds. Communications in partial differential equations, 17(1-2):221–260, 1992.